$262 Million is the total value of SMITH, MOORE & CO.'s 222 reported holdings in Q4 2016. The portfolio turnover from Q3 2016 to Q4 2016 was 13.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| VTI | Buy | VANGUARD INDEX FDStotal stk mkt | $22,961,000 | +4.9% | 199,104 | +1.3% | 8.75% | -0.5% |
| MDY | Buy | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $19,658,000 | +9.6% | 65,151 | +2.5% | 7.49% | +4.0% |
| IVE | Buy | ISHARES TRs&p 500 val etf | $13,110,000 | +7.5% | 129,314 | +0.7% | 5.00% | +1.9% |
| IJR | Buy | ISHARES TRcore s&p scp etf | $12,055,000 | +11.6% | 87,659 | +0.8% | 4.60% | +5.9% |
| IVV | Buy | ISHARES TRcore s&p500 etf | $10,626,000 | +5.3% | 47,228 | +1.8% | 4.05% | -0.1% |
| VEA | Buy | VANGUARD TAX MANAGED INTL FDftse dev mkt etf | $7,800,000 | -1.2% | 213,463 | +1.1% | 2.97% | -6.3% |
| RWR | Sell | SPDR SERIES TRUSTdj reit etf | $4,878,000 | -8.0% | 52,260 | -4.0% | 1.86% | -12.7% |
| VWO | Buy | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $4,513,000 | -2.4% | 126,126 | +2.7% | 1.72% | -7.4% |
| USMV | Buy | ISHARES TRmin vol usa etf | $4,354,000 | +0.8% | 96,277 | +1.3% | 1.66% | -4.3% |
| DLS | Buy | WISDOMTREE TRintl smcap div | $3,777,000 | +2.4% | 62,934 | +4.7% | 1.44% | -2.9% |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $3,748,000 | +9.3% | 16,767 | +5.7% | 1.43% | +3.7% |
| XMLV | Buy | POWERSHARES ETF TR IIs&p400 lovl pt | $3,746,000 | +6.7% | 92,255 | +2.0% | 1.43% | +1.2% |
| AAPL | Sell | APPLE INC | $3,586,000 | +0.2% | 30,964 | -2.2% | 1.37% | -5.0% |
| IWC | Buy | ISHARES TRmicro-cap etf | $3,505,000 | +10.7% | 40,829 | +0.6% | 1.34% | +5.0% |
| IWM | Buy | ISHARES TRrussell 2000 etf | $3,440,000 | +20.6% | 25,509 | +11.1% | 1.31% | +14.4% |
| EFAV | Buy | ISHARES TRmin vol eafe etf | $3,261,000 | -5.2% | 53,267 | +4.8% | 1.24% | -10.1% |
| DIM | Buy | WISDOMTREE TRintl midcap dv | $3,093,000 | +1.3% | 55,858 | +2.6% | 1.18% | -3.9% |
| T | Buy | AT&T INC | $2,886,000 | +5.1% | 67,858 | +0.3% | 1.10% | -0.4% |
| JNJ | Sell | JOHNSON & JOHNSON | $2,654,000 | -3.5% | 23,033 | -1.1% | 1.01% | -8.4% |
| XOM | Sell | EXXON MOBIL CORP | $2,622,000 | -7.6% | 29,046 | -10.7% | 1.00% | -12.4% |
| EFA | Buy | ISHARES TRmsci eafe etf | $2,612,000 | +3.0% | 45,252 | +5.5% | 1.00% | -2.3% |
| DGS | Buy | WISDOMTREE TRemg mkts smcap | $2,519,000 | -2.2% | 64,396 | +4.4% | 0.96% | -7.2% |
| VOO | Sell | VANGUARD INDEX FDS | $2,417,000 | +2.6% | 11,773 | -0.7% | 0.92% | -2.6% |
| SLV | Buy | ISHARES SILVER TRUSTishares | $2,415,000 | -16.6% | 159,837 | +0.5% | 0.92% | -20.8% |
| MON | Buy | MONSANTO CO NEW | $2,309,000 | +62.3% | 21,945 | +57.7% | 0.88% | +53.8% |
| GDX | Buy | VANECK VECTORS ETF TRgold miners etf | $2,163,000 | -19.2% | 103,375 | +2.1% | 0.82% | -23.4% |
| GLD | Sell | SPDR GOLD TRUST | $2,160,000 | -13.6% | 19,710 | -0.9% | 0.82% | -18.1% |
| EEM | Buy | ISHARES TRmsci emg mkt etf | $2,152,000 | +4.4% | 61,471 | +11.7% | 0.82% | -1.0% |
| VIGI | Buy | VANGUARD WHITEHALL FDS INCintl dvd etf | $1,873,000 | +4.6% | 35,484 | +13.0% | 0.71% | -0.8% |
| DIS | Buy | DISNEY WALT CO | $1,811,000 | +17.8% | 17,374 | +4.9% | 0.69% | +11.7% |
| GE | Buy | GENERAL ELECTRIC CO | $1,758,000 | +9.7% | 55,631 | +2.8% | 0.67% | +4.0% |
| ITW | Sell | ILLINOIS TOOL WKS INC | $1,727,000 | +1.5% | 14,100 | -0.7% | 0.66% | -3.8% |
| NOBL | Buy | PROSHARES TRs&p 500 dv arist | $1,720,000 | +14.1% | 31,906 | +14.9% | 0.66% | +8.3% |
| PG | Sell | PROCTER AND GAMBLE CO | $1,721,000 | -6.4% | 20,471 | -0.0% | 0.66% | -11.2% |
| GDXJ | Buy | VANECK VECTORS ETF TRjr gold miners e | $1,691,000 | -27.4% | 53,604 | +1.9% | 0.64% | -31.1% |
| EMR | Buy | EMERSON ELEC CO | $1,673,000 | +5.5% | 30,000 | +3.1% | 0.64% | +0.2% |
| CVX | Sell | CHEVRON CORP NEW | $1,671,000 | +13.6% | 14,193 | -0.7% | 0.64% | +7.8% |
| ABBV | Sell | ABBVIE INC | $1,647,000 | -2.3% | 26,299 | -1.6% | 0.63% | -7.4% |
| VCSH | New | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $1,592,000 | – | 20,061 | +100.0% | 0.61% | – |
| KMB | Sell | KIMBERLY CLARK CORP | $1,486,000 | -14.0% | 13,018 | -4.9% | 0.57% | -18.4% |
| SCHB | Sell | SCHWAB STRATEGIC TRus brd mkt etf | $1,393,000 | +2.7% | 25,712 | -0.8% | 0.53% | -2.6% |
| AMLP | Buy | ALPS ETF TRalerian mlp | $1,354,000 | +11.4% | 107,480 | +12.3% | 0.52% | +5.7% |
| MMM | Buy | 3M CO | $1,323,000 | +1.3% | 7,411 | +0.0% | 0.50% | -4.0% |
| PEP | Sell | PEPSICO INC | $1,303,000 | -5.3% | 12,452 | -1.6% | 0.50% | -10.1% |
| IWD | Buy | ISHARES TRrus 1000 val etf | $1,157,000 | +27.0% | 10,323 | +19.7% | 0.44% | +20.5% |
| PFE | Buy | PFIZER INC | $1,155,000 | +2.8% | 35,555 | +7.2% | 0.44% | -2.7% |
| ABT | Sell | ABBOTT LABS | $1,119,000 | -11.3% | 29,143 | -2.3% | 0.43% | -15.8% |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $1,113,000 | +7.5% | 20,854 | +4.7% | 0.42% | +1.9% |
| BMY | Buy | BRISTOL MYERS SQUIBB CO | $1,095,000 | +58.2% | 18,729 | +46.0% | 0.42% | +50.0% |
| PCEF | Sell | POWERSHARES ETF TRUST II | $1,078,000 | -2.7% | 48,088 | -1.0% | 0.41% | -7.6% |
| SR | Buy | SPIRE INC | $1,008,000 | +3.0% | 15,621 | +1.7% | 0.38% | -2.3% |
| GOOGL | Buy | ALPHABET INCcap stk cl a | $991,000 | -0.3% | 1,250 | +1.1% | 0.38% | -5.3% |
| MO | Buy | ALTRIA GROUP INC | $975,000 | +6.9% | 14,425 | +0.0% | 0.37% | +1.6% |
| BA | Buy | BOEING CO | $928,000 | +20.1% | 5,958 | +1.5% | 0.35% | +13.8% |
| IGE | Buy | ISHARES TRna nat res | $873,000 | +7.5% | 24,273 | +3.0% | 0.33% | +2.1% |
| DD | Sell | DU PONT E I DE NEMOURS & CO | $865,000 | +2.0% | 11,786 | -7.0% | 0.33% | -3.2% |
| IAU | Buy | ISHARES GOLD TRUSTishares | $853,000 | -8.5% | 77,021 | +4.9% | 0.32% | -13.3% |
| HD | Sell | HOME DEPOT INC | $839,000 | +2.8% | 6,260 | -1.2% | 0.32% | -2.4% |
| ESRX | Sell | EXPRESS SCRIPTS HLDG CO | $819,000 | -6.9% | 11,911 | -4.5% | 0.31% | -11.9% |
| DOW | Sell | DOW CHEM CO | $817,000 | +6.0% | 14,280 | -4.0% | 0.31% | +0.3% |
| WMT | Buy | WAL-MART STORES INC | $798,000 | -3.5% | 11,547 | +0.7% | 0.30% | -8.4% |
| FRGI | FIESTA RESTAURANT GROUP INC | $798,000 | +24.3% | 26,750 | 0.0% | 0.30% | +17.8% | |
| WBA | Buy | WALGREENS BOOTS ALLIANCE INC | $788,000 | +7.7% | 9,516 | +4.8% | 0.30% | +2.0% |
| DSL | Buy | DOUBLELINE INCOME SOLUTIONS | $773,000 | +1.8% | 40,726 | +2.8% | 0.30% | -3.3% |
| AGG | Sell | ISHARES TRcore us aggbd et | $772,000 | -4.2% | 7,143 | -0.4% | 0.29% | -9.3% |
| SLB | Buy | SCHLUMBERGER LTD | $763,000 | +6.7% | 9,094 | +0.0% | 0.29% | +1.4% |
| BMS | BEMIS INC | $741,000 | -6.3% | 15,500 | 0.0% | 0.28% | -11.3% | |
| RNP | Buy | COHEN & STEERS REIT & PFD IN | $733,000 | -4.6% | 38,327 | +0.6% | 0.28% | -9.7% |
| PSX | Buy | PHILLIPS 66 | $725,000 | +7.4% | 8,387 | +0.1% | 0.28% | +1.8% |
| RGA | Sell | REINSURANCE GROUP AMER INC | $714,000 | +16.1% | 5,676 | -0.3% | 0.27% | +10.1% |
| XSLV | Buy | POWERSHARES ETF TR IIs&p600 lovl pt | $701,000 | +20.2% | 16,150 | +7.1% | 0.27% | +14.1% |
| BDE | Buy | BLACK DIAMOND INC | $700,000 | +5.7% | 130,748 | +1.6% | 0.27% | +0.4% |
| USB | Sell | US BANCORP DEL | $695,000 | +18.0% | 13,535 | -1.5% | 0.26% | +11.8% |
| CL | Buy | COLGATE PALMOLIVE CO | $677,000 | -11.4% | 10,341 | +0.4% | 0.26% | -16.0% |
| GIS | Buy | GENERAL MLS INC | $667,000 | -2.9% | 10,791 | +0.4% | 0.25% | -8.0% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DELcl b new | $666,000 | +14.8% | 4,085 | +1.8% | 0.25% | +9.0% |
| KO | Buy | COCA COLA CO | $647,000 | +3.4% | 15,601 | +5.5% | 0.25% | -2.0% |
| VO | Buy | VANGUARD INDEX FDSmid cap etf | $632,000 | +8.6% | 4,804 | +6.8% | 0.24% | +3.0% |
| SO | Sell | SOUTHERN CO | $625,000 | -11.1% | 12,705 | -7.2% | 0.24% | -15.9% |
| JPM | Sell | JPMORGAN CHASE & CO | $613,000 | +23.3% | 7,110 | -4.7% | 0.23% | +17.0% |
| ANTM | ANTHEM INC | $612,000 | +14.6% | 4,260 | 0.0% | 0.23% | +8.4% | |
| AWK | Sell | AMERICAN WTR WKS CO INC NEW | $608,000 | -5.6% | 8,399 | -2.3% | 0.23% | -10.4% |
| WHR | New | WHIRLPOOL CORP | $599,000 | – | 3,298 | +100.0% | 0.23% | – |
| CAT | Sell | CATERPILLAR INC DEL | $592,000 | -14.0% | 6,388 | -17.6% | 0.23% | -18.1% |
| WFC | Sell | WELLS FARGO & CO NEW | $579,000 | +23.2% | 10,498 | -1.1% | 0.22% | +16.9% |
| MDT | MEDTRONIC PLC | $581,000 | -17.6% | 8,156 | 0.0% | 0.22% | -21.9% | |
| CALM | Sell | CAL MAINE FOODS INC | $577,000 | +12.5% | 13,062 | -1.8% | 0.22% | +6.8% |
| IWB | Sell | ISHARES TRrus 1000 etf | $570,000 | -5.0% | 4,580 | -8.0% | 0.22% | -10.0% |
| TIP | Sell | ISHARES TRtips bd etf | $567,000 | -4.4% | 5,010 | -1.6% | 0.22% | -9.2% |
| ETN | Sell | EATON CORP PLC | $565,000 | -5.2% | 8,415 | -7.2% | 0.22% | -10.4% |
| PFF | Buy | ISHARES TRu.s. pfd stk etf | $561,000 | +7.3% | 15,065 | +13.8% | 0.21% | +1.9% |
| SYY | Sell | SYSCO CORP | $560,000 | +10.7% | 10,121 | -2.0% | 0.21% | +4.9% |
| QCOM | Buy | QUALCOMM INC | $549,000 | +11.4% | 8,427 | +17.0% | 0.21% | +5.6% |
| NVG | New | NUVEEN AMT FREE MUN CR INC F | $543,000 | – | 37,576 | +100.0% | 0.21% | – |
| GNR | Sell | SPDR INDEX SHS FDSglb nat resrce | $541,000 | +3.4% | 13,173 | -1.5% | 0.21% | -1.9% |
| MMU | New | WESTERN ASST MNGD MUN FD INC | $541,000 | – | 39,435 | +100.0% | 0.21% | – |
| MCD | Sell | MCDONALDS CORP | $541,000 | -13.0% | 4,444 | -17.6% | 0.21% | -17.6% |
| BCE | Buy | BCE INC | $538,000 | -5.1% | 12,444 | +1.3% | 0.20% | -10.1% |
| SJM | Sell | SMUCKER J M CO | $532,000 | -5.5% | 4,154 | -0.1% | 0.20% | -10.2% |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS | $531,000 | +9.5% | 3,201 | +4.9% | 0.20% | +3.6% |
| FB | Buy | FACEBOOK INCcl a | $531,000 | +19.6% | 4,619 | +33.3% | 0.20% | +13.5% |
| WM | Buy | WASTE MGMT INC DEL | $506,000 | +11.5% | 7,133 | +0.2% | 0.19% | +6.0% |
| GME | Buy | GAMESTOP CORP NEWcl a | $504,000 | +3.1% | 19,951 | +12.6% | 0.19% | -2.5% |
| SPSB | Sell | SPDR SERIES TRUSTblomberg brc srt | $500,000 | -1.2% | 16,371 | -0.4% | 0.19% | -5.9% |
| NAT | New | NORDIC AMERICAN TANKERS LIMI | $500,000 | – | 59,482 | +100.0% | 0.19% | – |
| SMBC | Buy | SOUTHERN MO BANCORP INC | $497,000 | +42.4% | 14,054 | +0.2% | 0.19% | +35.0% |
| GG | Buy | GOLDCORP INC NEW | $493,000 | -16.9% | 36,225 | +0.8% | 0.19% | -21.0% |
| AEE | Sell | AMEREN CORP | $490,000 | -1.2% | 9,342 | -7.4% | 0.19% | -6.0% |
| UIS | Sell | UNISYS CORP | $487,000 | +36.8% | 32,600 | -10.9% | 0.19% | +30.1% |
| BWA | New | BORGWARNER INC | $483,000 | – | 12,246 | +100.0% | 0.18% | – |
| CSCO | Buy | CISCO SYS INC | $483,000 | -2.8% | 15,982 | +1.9% | 0.18% | -8.0% |
| DUK | Buy | DUKE ENERGY CORP NEW | $482,000 | +15.9% | 6,214 | +19.6% | 0.18% | +10.2% |
| EFSC | Sell | ENTERPRISE FINL SVCS CORP | $475,000 | +37.3% | 11,043 | -0.4% | 0.18% | +30.2% |
| EPD | Sell | ENTERPRISE PRODS PARTNERS L | $475,000 | -15.5% | 17,553 | -13.6% | 0.18% | -19.9% |
| D | DOMINION RES INC VA NEW | $471,000 | +3.3% | 6,145 | 0.0% | 0.18% | -1.6% | |
| CELG | Buy | CELGENE CORP | $467,000 | +16.5% | 4,033 | +5.2% | 0.18% | +10.6% |
| SHY | Buy | ISHARES TR1-3 yr tr bd etf | $464,000 | +4.7% | 5,499 | +5.6% | 0.18% | -0.6% |
| APA | Sell | APACHE CORP | $459,000 | -2.1% | 7,236 | -1.4% | 0.18% | -6.9% |
| PNRA | Buy | PANERA BREAD COcl a | $455,000 | +5.6% | 2,217 | +0.2% | 0.17% | 0.0% |
| SF | Buy | STIFEL FINL CORP | $448,000 | +29.9% | 8,972 | +0.0% | 0.17% | +23.0% |
| BHI | BAKER HUGHES INC | $446,000 | +28.5% | 6,870 | 0.0% | 0.17% | +22.3% | |
| CPPL | Sell | COLUMBIA PIPELINE PARTNERS L | $445,000 | +1.8% | 25,940 | -4.3% | 0.17% | -3.4% |
| SPMD | SPDR SERIES TRUSTspdr s&p 1000 et | $440,000 | +7.8% | 4,958 | 0.0% | 0.17% | +2.4% | |
| SBGI | Sell | SINCLAIR BROADCAST GROUP INCcl a | $438,000 | +12.6% | 13,135 | -2.4% | 0.17% | +7.1% |
| MRK | Sell | MERCK & CO INC | $432,000 | -17.4% | 7,334 | -12.5% | 0.16% | -21.4% |
| ESE | Sell | ESCO TECHNOLOGIES INC | $427,000 | +21.0% | 7,532 | -0.9% | 0.16% | +14.8% |
| RTKHQ | Buy | RENTECH INC | $427,000 | +10.3% | 172,000 | +29.8% | 0.16% | +4.5% |
| BSCH | CLAYMORE EXCHANGE TRD FD TRgugg crp bd 2017 | $420,000 | -0.2% | 18,576 | 0.0% | 0.16% | -5.3% | |
| CBRL | New | CRACKER BARREL OLD CTRY STOR | $410,000 | – | 2,453 | +100.0% | 0.16% | – |
| ACN | New | ACCENTURE PLC IRELAND | $409,000 | – | 3,489 | +100.0% | 0.16% | – |
| VCIT | Buy | VANGUARD SCOTTSDALE FDSint-term corp | $407,000 | -3.6% | 4,748 | +0.7% | 0.16% | -8.8% |
| IWF | Buy | ISHARES TRrus 1000 grw etf | $407,000 | +66.8% | 3,883 | +65.9% | 0.16% | +58.2% |
| ABC | New | AMERISOURCEBERGEN CORP | $406,000 | – | 5,195 | +100.0% | 0.16% | – |
| MSFT | Sell | MICROSOFT CORP | $401,000 | +6.4% | 6,456 | -1.4% | 0.15% | +1.3% |
| V | Buy | VISA INC | $397,000 | +12.1% | 5,082 | +18.7% | 0.15% | +6.3% |
| CASS | Sell | CASS INFORMATION SYS INC | $397,000 | +29.3% | 5,399 | -0.2% | 0.15% | +22.8% |
| TRV | Buy | TRAVELERS COMPANIES INC | $395,000 | +92.7% | 3,230 | +80.2% | 0.15% | +84.1% |
| DEM | Buy | WISDOMTREE TRemer mkt high fd | $395,000 | +22.7% | 10,580 | +23.3% | 0.15% | +17.1% |
| MX | MAGNACHIP SEMICONDUCTOR CORP | $391,000 | -25.8% | 63,130 | 0.0% | 0.15% | -29.7% | |
| CBSH | Buy | COMMERCE BANCSHARES INC | $390,000 | +21.9% | 6,753 | +3.8% | 0.15% | +15.5% |
| SNH | Sell | SENIOR HSG PPTYS TRsh ben int | $387,000 | -27.0% | 20,430 | -12.4% | 0.15% | -30.5% |
| DOL | Sell | WISDOMTREE TRintl lrgcap dv | $376,000 | +47.5% | 8,772 | -1.3% | 0.14% | +40.2% |
| IYH | Buy | ISHARES TRus hlthcare etf | $372,000 | -2.6% | 2,581 | +1.5% | 0.14% | -7.8% |
| HON | Sell | HONEYWELL INTL INC | $370,000 | -3.6% | 3,197 | -3.0% | 0.14% | -8.4% |
| EXCU | Buy | EXELON CORPunit 99/99/9999 | $368,000 | +80.4% | 7,600 | +73.7% | 0.14% | +70.7% |
| LEG | Buy | LEGGETT & PLATT INC | $361,000 | +7.1% | 7,393 | +0.1% | 0.14% | +2.2% |
| SCHX | SCHWAB STRATEGIC TRus lrg cap etf | $357,000 | +3.2% | 6,695 | 0.0% | 0.14% | -2.2% | |
| MTB | M & T BK CORP | $356,000 | +34.8% | 2,278 | 0.0% | 0.14% | +28.3% | |
| MED | MEDIFAST INC | $354,000 | +10.3% | 8,500 | 0.0% | 0.14% | +4.7% | |
| GIM | Buy | TEMPLETON GLOBAL INCOME FD | $354,000 | +20.4% | 54,585 | +15.9% | 0.14% | +14.4% |
| ORLY | Buy | O REILLY AUTOMOTIVE INC NEW | $353,000 | -0.3% | 1,267 | +0.3% | 0.14% | -4.9% |
| CPB | CAMPBELL SOUP CO | $345,000 | +10.6% | 5,700 | 0.0% | 0.13% | +5.6% | |
| CNC | Buy | CENTENE CORP DEL | $346,000 | -15.0% | 6,125 | +0.9% | 0.13% | -19.5% |
| GSK | Buy | GLAXOSMITHKLINE PLCsponsored adr | $344,000 | -8.0% | 8,930 | +3.0% | 0.13% | -12.7% |
| SE | Sell | SPECTRA ENERGY CORP | $343,000 | -7.5% | 8,347 | -3.7% | 0.13% | -12.1% |
| IWR | ISHARES TRrus mid-cap etf | $338,000 | +2.7% | 1,888 | 0.0% | 0.13% | -2.3% | |
| ADP | Buy | AUTOMATIC DATA PROCESSING IN | $333,000 | +16.8% | 3,237 | +0.1% | 0.13% | +10.4% |
| WEC | WEC ENERGY GROUP INC | $330,000 | -2.1% | 5,630 | 0.0% | 0.13% | -6.7% | |
| HYS | Buy | PIMCO ETF TR0-5 high yield | $326,000 | +1.2% | 3,262 | +0.7% | 0.12% | -3.9% |
| JKHY | Buy | HENRY JACK & ASSOC INC | $320,000 | +4.2% | 3,601 | +0.3% | 0.12% | -0.8% |
| XLNX | XILINX INC | $321,000 | +11.5% | 5,309 | 0.0% | 0.12% | +5.2% | |
| DST | Buy | DST SYS INC DEL | $317,000 | -8.6% | 2,959 | +0.6% | 0.12% | -12.9% |
| LMT | Sell | LOCKHEED MARTIN CORP | $314,000 | +1.6% | 1,258 | -2.3% | 0.12% | -3.2% |
| COP | Buy | CONOCOPHILLIPS | $316,000 | +18.8% | 6,296 | +3.1% | 0.12% | +12.1% |
| CERN | Buy | CERNER CORP | $315,000 | -23.0% | 6,649 | +0.3% | 0.12% | -26.8% |
| DOX | Buy | AMDOCS LTD | $310,000 | +0.6% | 5,318 | +0.0% | 0.12% | -4.8% |
| PM | Sell | PHILIP MORRIS INTL INC | $306,000 | -14.0% | 3,339 | -8.7% | 0.12% | -18.2% |
| IGM | Buy | ISHARES TRn amer tech etf | $307,000 | +8.9% | 2,480 | +8.8% | 0.12% | +3.5% |
| XLV | Buy | SELECT SECTOR SPDR TRsbi healthcare | $305,000 | +9.3% | 4,422 | +14.3% | 0.12% | +3.6% |
| BKK | BLACKROCK MUN 2020 TERM TR | $301,000 | -7.7% | 19,783 | 0.0% | 0.12% | -12.2% | |
| BMO | BANK MONTREAL QUE | $298,000 | +9.6% | 4,143 | 0.0% | 0.11% | +4.6% | |
| NSC | Buy | NORFOLK SOUTHERN CORP | $296,000 | +11.3% | 2,738 | +0.0% | 0.11% | +5.6% |
| KSU | Buy | KANSAS CITY SOUTHERN | $295,000 | -6.6% | 3,476 | +2.7% | 0.11% | -11.8% |
| DVY | Buy | ISHARES TRselect divid etf | $293,000 | +7.3% | 3,310 | +3.8% | 0.11% | +1.8% |
| F | Sell | FORD MTR CO DEL | $292,000 | -2.3% | 24,048 | -2.9% | 0.11% | -7.5% |
| MNKKQ | Sell | MALLINCKRODT PUB LTD CO | $285,000 | -30.5% | 5,721 | -2.7% | 0.11% | -33.9% |
| HRL | Sell | HORMEL FOODS CORP | $275,000 | -9.5% | 7,891 | -1.6% | 0.10% | -13.9% |
| RTN | RAYTHEON CO | $272,000 | +4.6% | 1,913 | 0.0% | 0.10% | 0.0% | |
| AMZN | New | AMAZON COM INC | $274,000 | – | 365 | +100.0% | 0.10% | – |
| GLW | Sell | CORNING INC | $273,000 | +1.5% | 11,250 | -0.9% | 0.10% | -3.7% |
| IBB | Buy | ISHARES TRnasdq biotec etf | $271,000 | +35.5% | 1,023 | +48.0% | 0.10% | +28.8% |
| WELL | Buy | WELLTOWER INC | $267,000 | -9.2% | 3,986 | +1.3% | 0.10% | -13.6% |
| PPT | Sell | PUTNAM PREMIER INCOME TRsh ben int | $266,000 | -0.4% | 53,500 | -1.8% | 0.10% | -5.6% |
| UTX | New | UNITED TECHNOLOGIES CORP | $265,000 | – | 2,419 | +100.0% | 0.10% | – |
| AMGN | Buy | AMGEN INC | $259,000 | -1.5% | 1,773 | +12.4% | 0.10% | -6.6% |
| FPL | FST TR NEW OPPORT MLP & ENE | $260,000 | -6.1% | 20,250 | 0.0% | 0.10% | -10.8% | |
| HDV | Sell | ISHARES TRcore high dv etf | $261,000 | -24.3% | 3,172 | -25.2% | 0.10% | -28.8% |
| DSM | DREYFUS STRATEGIC MUN BD FD | $256,000 | -9.2% | 31,884 | 0.0% | 0.10% | -13.3% | |
| SCHF | SCHWAB STRATEGIC TRintl eqty etf | $258,000 | -3.7% | 9,326 | 0.0% | 0.10% | -9.3% | |
| FAX | Buy | ABERDEEN ASIA PACIFIC INCOM | $256,000 | -8.6% | 55,375 | +1.2% | 0.10% | -13.3% |
| UNH | Buy | UNITEDHEALTH GROUP INC | $251,000 | +14.1% | 1,570 | +0.1% | 0.10% | +9.1% |
| GOOG | Buy | ALPHABET INCcap stk cl c | $251,000 | +0.8% | 325 | +1.6% | 0.10% | -4.0% |
| HSBC | Sell | HSBC HLDGS PLCspon adr new | $250,000 | +5.5% | 6,213 | -1.6% | 0.10% | 0.0% |
| NEE | Buy | NEXTERA ENERGY INC | $244,000 | -2.4% | 2,040 | +0.0% | 0.09% | -7.0% |
| RJI | SWEDISH EXPT CR CORProg ttl etn 22 | $244,000 | +3.8% | 47,000 | 0.0% | 0.09% | -1.1% | |
| INTC | Buy | INTEL CORP | $242,000 | -3.6% | 6,659 | +0.1% | 0.09% | -8.9% |
| BDX | New | BECTON DICKINSON & CO | $242,000 | – | 1,461 | +100.0% | 0.09% | – |
| TGT | Buy | TARGET CORP | $239,000 | +9.6% | 3,306 | +4.1% | 0.09% | +3.4% |
| GDV | Buy | GABELLI DIVD & INCOME TR | $240,000 | +19.4% | 11,952 | +14.4% | 0.09% | +12.3% |
| GD | Sell | GENERAL DYNAMICS CORP | $236,000 | +9.3% | 1,365 | -1.8% | 0.09% | +3.4% |
| HYG | Buy | ISHARES TRiboxx hi yd etf | $234,000 | +1.3% | 2,705 | +2.2% | 0.09% | -4.3% |
| RDSB | ROYAL DUTCH SHELL PLCspon adr b | $231,000 | +10.0% | 3,984 | 0.0% | 0.09% | +4.8% | |
| NKE | New | NIKE INCcl b | $232,000 | – | 4,555 | +100.0% | 0.09% | – |
| DCUC | Buy | DOMINION RES INC VA NEWunit 99/99/9999 | $231,000 | +14.4% | 4,615 | +14.0% | 0.09% | +8.6% |
| IWO | New | ISHARES TRrus 2000 grw etf | $220,000 | – | 1,432 | +100.0% | 0.08% | – |
| IJK | New | ISHARES TRs&p mc 400gr etf | $220,000 | – | 1,206 | +100.0% | 0.08% | – |
| MCHP | Sell | MICROCHIP TECHNOLOGY INC | $221,000 | -0.9% | 3,444 | -4.2% | 0.08% | -6.7% |
| RAI | New | REYNOLDS AMERICAN INC | $216,000 | – | 3,846 | +100.0% | 0.08% | – |
| IWN | New | ISHARES TRrus 2000 val etf | $215,000 | – | 1,811 | +100.0% | 0.08% | – |
| AEP | Sell | AMERICAN ELEC PWR INC | $212,000 | -4.5% | 3,368 | -2.5% | 0.08% | -9.0% |
| EWBC | New | EAST WEST BANCORP INC | $209,000 | – | 4,121 | +100.0% | 0.08% | – |
| NVS | Buy | NOVARTIS A Gsponsored adr | $208,000 | +1.5% | 2,850 | +9.6% | 0.08% | -3.7% |
| AFL | Buy | AFLAC INC | $204,000 | -3.3% | 2,930 | +0.0% | 0.08% | -8.2% |
| GILD | Sell | GILEAD SCIENCES INC | $204,000 | -10.5% | 2,851 | -1.2% | 0.08% | -15.2% |
| NEU | New | NEWMARKET CORP | $203,000 | – | 479 | +100.0% | 0.08% | – |
| GFY | WESTERN ASSET VAR RT STRG FD | $202,000 | +1.0% | 12,550 | 0.0% | 0.08% | -3.8% | |
| SHW | New | SHERWIN WILLIAMS CO | $200,000 | – | 745 | +100.0% | 0.08% | – |
| JQC | Sell | NUVEEN CR STRATEGIES INCM FD | $196,000 | +0.5% | 22,100 | -3.7% | 0.08% | -3.8% |
| MUX | New | MCEWEN MNG INC | $196,000 | – | 67,500 | +100.0% | 0.08% | – |
| MLPA | Buy | GLOBAL X FDSglbl x mlp etf | $177,000 | -0.6% | 15,328 | +24.3% | 0.07% | -6.9% |
| MIN | MFS INTER INCOME TRsh ben int | $81,000 | -2.4% | 18,240 | 0.0% | 0.03% | -6.1% | |
| UAN | Sell | CVR PARTNERS LP | $76,000 | -19.1% | 12,680 | -28.3% | 0.03% | -23.7% |
| AOS | Exit | SMITH A O | $0 | – | -2,040 | -100.0% | -0.08% | – |
| STON | Exit | STONEMOR PARTNERS L P | $0 | – | -9,800 | -100.0% | -0.10% | – |
| NZF | Exit | NUVEEN ENHANCED MUN CREDIT O | $0 | – | -23,792 | -100.0% | -0.15% | – |
| VKQ | Exit | INVESCO MUN TR | $0 | – | -27,855 | -100.0% | -0.15% | – |
| CST | Exit | CST BRANDS INC | $0 | – | -8,500 | -100.0% | -0.16% | – |
| IEMG | Exit | ISHARES INCcore msci emkt | $0 | – | -11,281 | -100.0% | -0.21% | – |
| OKE | Exit | ONEOK INC NEW | $0 | – | -13,400 | -100.0% | -0.28% | – |
| IEFA | Exit | ISHARES TRcore msci eafe | $0 | – | -14,665 | -100.0% | -0.32% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-02-02
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| VANGUARD INDEX FDS | 40 | Q3 2023 | 12.0% |
| SPDR S&P MIDCAP 400 ETF TR | 40 | Q3 2023 | 9.2% |
| ISHARES TR | 40 | Q3 2023 | 5.3% |
| ISHARES TR | 40 | Q3 2023 | 6.6% |
| ISHARES TR | 40 | Q3 2023 | 5.7% |
| VANGUARD TAX-MANAGED INTL FD | 40 | Q3 2023 | 5.1% |
| SPDR S&P 500 ETF TR | 40 | Q3 2023 | 2.7% |
| VANGUARD INTL EQUITY INDEX F | 40 | Q3 2023 | 2.5% |
| SPDR SER TR | 40 | Q3 2023 | 2.8% |
| ISHARES TR | 40 | Q3 2023 | 1.7% |
View SMITH, MOORE & CO.'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| X-17A-5 | 2024-02-26 |
| 13F-HR | 2024-02-13 |
| 13F-HR/A | 2023-11-15 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-12 |
| X-17A-5 | 2023-02-21 |
| 13F-HR | 2023-02-13 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-12 |
View SMITH, MOORE & CO.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.