$167 Million is the total value of SMITH, MOORE & CO.'s 147 reported holdings in Q1 2014. The portfolio turnover from Q4 2013 to Q1 2014 was 19.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| VTI | Buy | VANGUARD INDEX FDStotal stk mkt | $18,796,000 | +2.4% | 192,838 | +0.7% | 11.26% | -2.2% |
| MDY | Buy | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $14,370,000 | +4.1% | 57,349 | +1.4% | 8.61% | -0.5% |
| IVE | Buy | ISHARESs&p 500 val etf | $10,425,000 | +1.9% | 119,963 | +0.2% | 6.25% | -2.6% |
| IJR | Buy | ISHAREScore s&p scp etf | $9,198,000 | +1.3% | 83,513 | +0.3% | 5.51% | -3.2% |
| IVV | Buy | ISHAREScore s&p500 etf | $8,447,000 | +2.5% | 44,898 | +1.2% | 5.06% | -2.0% |
| VEA | Buy | VANGUARD TAX MANAGED INTL FDftse dev mkt etf | $7,959,000 | +1.8% | 192,862 | +2.9% | 4.77% | -2.7% |
| RWR | Buy | SPDR SERIES TRUSTdj reit etf | $3,691,000 | +11.6% | 47,297 | +1.9% | 2.21% | +6.7% |
| VWO | Buy | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $3,320,000 | +2.4% | 81,817 | +3.8% | 1.99% | -2.1% |
| DLS | Buy | WISDOMTREE TRintl smcap div | $3,013,000 | +5.8% | 46,333 | +2.5% | 1.80% | +1.2% |
| EFA | Buy | ISHARESmsci eafe etf | $2,796,000 | +1.7% | 41,611 | +1.6% | 1.68% | -2.7% |
| SLV | Buy | ISHARES SILVER TRUSTishares | $2,732,000 | +17.9% | 143,465 | +15.9% | 1.64% | +12.7% |
| GLD | Buy | SPDR GOLD TRUST | $2,725,000 | +8.6% | 22,048 | +2.0% | 1.63% | +3.8% |
| IWC | Sell | ISHARESmicro-cap etf | $2,707,000 | +2.8% | 35,025 | -0.0% | 1.62% | -1.7% |
| DIM | Buy | WISDOMTREE TRintl midcap dv | $2,398,000 | +3.1% | 39,820 | +1.2% | 1.44% | -1.5% |
| XOM | Sell | EXXON MOBIL CORP | $2,344,000 | -4.5% | 23,994 | -1.1% | 1.40% | -8.8% |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $2,013,000 | +3.8% | 10,766 | +2.5% | 1.21% | -0.8% |
| IGE | Buy | ISHARESna nat res | $1,922,000 | +9.8% | 43,375 | +7.5% | 1.15% | +5.0% |
| IWM | Buy | ISHARESrussell 2000 etf | $1,916,000 | +7.8% | 16,471 | +6.9% | 1.15% | +3.1% |
| EEM | Buy | ISHARESmsci emg mkt etf | $1,866,000 | +8.9% | 45,510 | +11.0% | 1.12% | +4.1% |
| GDX | Buy | MARKET VECTORS ETF TRgold miner etf | $1,799,000 | +40.4% | 76,198 | +25.7% | 1.08% | +34.2% |
| DGS | Buy | WISDOMTREE TRemg mkts smcap | $1,677,000 | +7.1% | 35,982 | +5.9% | 1.00% | +2.3% |
| T | Buy | AT&T INC | $1,504,000 | +30.2% | 42,893 | +30.6% | 0.90% | +24.4% |
| HNH | Sell | HANDY & HARMAN LTD | $1,347,000 | -18.0% | 61,215 | -9.8% | 0.81% | -21.6% |
| PCEF | Buy | POWERSHARES ETF TRUST II | $1,336,000 | +2.4% | 53,998 | +0.7% | 0.80% | -2.2% |
| SLB | Buy | SCHLUMBERGER LTD | $1,274,000 | +74.8% | 13,064 | +61.5% | 0.76% | +67.0% |
| CVX | Buy | CHEVRON CORP NEW | $1,219,000 | -4.3% | 10,249 | +0.5% | 0.73% | -8.6% |
| GDXJ | Buy | MARKET VECTORS ETF TRjr gold miners e | $1,190,000 | +60.6% | 32,853 | +37.7% | 0.71% | +53.7% |
| PG | Buy | PROCTER & GAMBLE CO | $1,036,000 | +8.8% | 12,849 | +9.9% | 0.62% | +4.0% |
| GYLD | Buy | NORTHERN LTS ETF TRarrow dj globl | $1,026,000 | +4.9% | 37,998 | +3.1% | 0.62% | +0.3% |
| Sell | ABBOTT LABS | $992,000 | -3.2% | 25,752 | -3.7% | 0.59% | -7.5% | |
| AMLP | Buy | ALPS ETF TRalerian mlp | $967,000 | +1.4% | 54,742 | +2.1% | 0.58% | -3.2% |
| ITW | ILLINOIS TOOL WKS INC | $927,000 | -3.3% | 11,400 | 0.0% | 0.56% | -7.7% | |
| WMT | Sell | WAL-MART STORES INC | $904,000 | -16.7% | 11,825 | -14.3% | 0.54% | -20.3% |
| MLPA | GLOBAL X FDSglbl x mlp etf | $873,000 | -0.2% | 54,099 | 0.0% | 0.52% | -4.6% | |
| ABBV | Sell | ABBVIE INC | $870,000 | -6.4% | 16,921 | -3.8% | 0.52% | -10.5% |
| JNJ | Sell | JOHNSON & JOHNSON | $857,000 | -2.1% | 8,724 | -8.7% | 0.51% | -6.4% |
| IWD | Buy | ISHARESrus 1000 val etf | $834,000 | +2.6% | 8,645 | +0.2% | 0.50% | -2.0% |
| DIS | Buy | DISNEY WALT CO | $807,000 | +6.6% | 10,079 | +1.8% | 0.48% | +1.9% |
| MCD | Sell | MCDONALDS CORP | $790,000 | -6.7% | 8,061 | -7.6% | 0.47% | -10.9% |
| PEP | Sell | PEPSICO INC | $782,000 | -0.3% | 9,362 | -1.0% | 0.47% | -4.5% |
| EMR | Sell | EMERSON ELEC CO | $774,000 | -9.8% | 11,591 | -5.2% | 0.46% | -13.8% |
| DE | Sell | DEERE & CO | $768,000 | -1.2% | 8,455 | -0.6% | 0.46% | -5.5% |
| KO | Buy | COCA COLA CO | $752,000 | +95.3% | 19,445 | +108.7% | 0.45% | +87.1% |
| LG | Buy | LACLEDE GROUP INC | $739,000 | +17.3% | 15,667 | +13.3% | 0.44% | +12.2% |
| CL | Sell | COLGATE PALMOLIVE CO | $733,000 | -9.2% | 11,298 | -8.7% | 0.44% | -13.2% |
| Buy | APACHE CORP | $706,000 | -0.1% | 8,513 | +3.5% | 0.42% | -4.5% | |
| MSFT | Buy | MICROSOFT CORP | $699,000 | +13.8% | 17,059 | +4.0% | 0.42% | +8.8% |
| MMM | Sell | 3M CO | $663,000 | -4.5% | 4,890 | -1.2% | 0.40% | -8.7% |
| KMB | Buy | KIMBERLY CLARK CORP | $655,000 | +6.3% | 5,945 | +0.8% | 0.39% | +1.6% |
| GE | Buy | GENERAL ELECTRIC CO | $652,000 | -0.2% | 25,173 | +8.1% | 0.39% | -4.4% |
| VT | Buy | VANGUARD INTL EQUITY INDEX Ftt wrld st etf | $621,000 | +3.0% | 10,407 | +2.5% | 0.37% | -1.6% |
| PFE | Buy | PFIZER INC | $605,000 | +11.8% | 18,830 | +6.5% | 0.36% | +6.8% |
| COP | Buy | CONOCOPHILLIPS | $590,000 | +14.8% | 8,384 | +15.3% | 0.35% | +9.6% |
| Sell | AMERICAN WTR WKS CO INC NEW | $577,000 | +0.7% | 12,706 | -6.3% | 0.35% | -3.6% | |
| SPMD | SPDR SERIES TRUST | $560,000 | +1.8% | 6,663 | 0.0% | 0.34% | -2.6% | |
| Buy | APPLE INC | $557,000 | +9.4% | 1,037 | +14.3% | 0.33% | +4.7% | |
| USB | Sell | US BANCORP DEL | $552,000 | +4.0% | 12,879 | -2.1% | 0.33% | -0.6% |
| GIS | Sell | GENERAL MLS INC | $540,000 | -1.6% | 10,415 | -5.3% | 0.32% | -5.8% |
| UIS | Buy | UNISYS CORP | $540,000 | -2.9% | 17,725 | +7.1% | 0.32% | -6.9% |
| ANADARKO PETE CORP | $535,000 | +6.8% | 6,310 | 0.0% | 0.32% | +2.2% | ||
| SJM | Sell | SMUCKER J M CO | $523,000 | -13.3% | 5,383 | -7.6% | 0.31% | -17.2% |
| PPT | Sell | PUTNAM PREMIER INCOME TRsh ben int | $518,000 | -14.8% | 93,700 | -16.2% | 0.31% | -18.6% |
| SO | Sell | SOUTHERN CO | $497,000 | +2.7% | 11,319 | -3.8% | 0.30% | -1.7% |
| IAU | Buy | ISHARES GOLD TRUSTishares | $497,000 | +197.6% | 39,913 | +179.8% | 0.30% | +183.8% |
| WAG | Sell | WALGREEN CO | $492,000 | +0.2% | 7,450 | -12.9% | 0.30% | -4.2% |
| BSCH | CLAYMORE EXCHANGE TRD FD TRgugg crp bd 2017 | $482,000 | +0.6% | 21,149 | 0.0% | 0.29% | -3.7% | |
| IBM | Sell | INTERNATIONAL BUSINESS MACHS | $481,000 | -15.2% | 2,497 | -17.5% | 0.29% | -18.9% |
| NOV | Sell | NATIONAL OILWELL VARCO INC | $480,000 | -2.8% | 6,160 | -0.8% | 0.29% | -7.1% |
| FUN | New | CEDAR FAIR L Pdepositry unit | $481,000 | – | 9,450 | +100.0% | 0.29% | – |
| FCX | Buy | FREEPORT-MCMORAN COPPER & GO | $474,000 | -3.1% | 14,336 | +10.6% | 0.28% | -7.5% |
| RHI | New | ROBERT HALF INTL INC | $471,000 | – | 11,229 | +100.0% | 0.28% | – |
| PSX | Sell | PHILLIPS 66 | $470,000 | -9.6% | 6,094 | -9.6% | 0.28% | -13.5% |
| AMERICAN EXPRESS CO | $470,000 | -0.6% | 5,216 | 0.0% | 0.28% | -4.7% | ||
| IWB | ISHARESrus 1000 etf | $469,000 | +1.5% | 4,479 | 0.0% | 0.28% | -3.1% | |
| DOFSQ | Buy | DIAMOND OFFSHORE DRILLING IN | $460,000 | -2.7% | 9,429 | +13.4% | 0.28% | -6.8% |
| VCSH | Sell | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $449,000 | -35.2% | 5,615 | -35.4% | 0.27% | -38.0% |
| SBS | Sell | COMPANHIA DE SANEAMENTO BASIsponsored adr | $447,000 | -29.6% | 48,230 | -13.8% | 0.27% | -32.7% |
| MDT | MEDTRONIC INC | $442,000 | +7.3% | 7,180 | 0.0% | 0.26% | +2.7% | |
| SIAL | Buy | SIGMA ALDRICH CORP | $435,000 | +1.6% | 4,655 | +2.3% | 0.26% | -2.6% |
| BAKER HUGHES INC | $434,000 | +17.6% | 6,673 | 0.0% | 0.26% | +12.6% | ||
| SPLP | New | STEEL PARTNERS HLDGS L Pltd prtrship u | $424,000 | – | 25,000 | +100.0% | 0.25% | – |
| Buy | ALCOA INC | $410,000 | +41.4% | 31,869 | +17.0% | 0.25% | +35.2% | |
| WEC | Buy | WISCONSIN ENERGY CORP | $410,000 | +13.9% | 8,815 | +1.3% | 0.25% | +8.8% |
| XLV | Buy | SELECT SECTOR SPDR TRsbi healthcare | $398,000 | +5.6% | 6,811 | +0.3% | 0.24% | +0.8% |
| SYY | Sell | SYSCO CORP | $398,000 | -2.5% | 11,007 | -2.5% | 0.24% | -7.0% |
| UNP | UNION PAC CORP | $397,000 | +11.5% | 2,118 | 0.0% | 0.24% | +6.7% | |
| MON | Buy | MONSANTO CO NEW | $395,000 | -1.0% | 3,470 | +1.4% | 0.24% | -5.2% |
| JQC | Sell | NUVEEN CR STRATEGIES INCM FD | $394,000 | -25.0% | 41,480 | -23.2% | 0.24% | -28.3% |
| IWF | Buy | ISHARESrus 1000 grw etf | $389,000 | +0.8% | 4,501 | +0.3% | 0.23% | -3.7% |
| Sell | AFLAC INC | $388,000 | -19.2% | 6,148 | -14.5% | 0.23% | -22.9% | |
| DD | Sell | DU PONT E I DE NEMOURS & CO | $386,000 | -26.6% | 5,752 | -28.9% | 0.23% | -30.0% |
| ETX | Sell | EATON VANCE MUN INCOME TERM | $383,000 | -12.4% | 24,435 | -18.4% | 0.23% | -16.4% |
| TIP | ISHAREStips bd etf | $380,000 | +1.9% | 3,391 | 0.0% | 0.23% | -2.6% | |
| BCE | Sell | BCE INC | $366,000 | -0.8% | 8,476 | -0.6% | 0.22% | -5.2% |
| New | AARONS INC | $363,000 | – | 12,000 | +100.0% | 0.22% | – | |
| HYLD | ADVISORSHARES TRperitus hg yld | $343,000 | +1.8% | 6,518 | 0.0% | 0.21% | -2.4% | |
| IYH | ISHARESus hlthcare etf | $342,000 | +5.6% | 2,780 | 0.0% | 0.20% | +1.0% | |
| SBUX | New | STARBUCKS CORP | $340,000 | – | 4,630 | +100.0% | 0.20% | – |
| AGG | Sell | ISHAREScore totusbd etf | $339,000 | -2.0% | 3,143 | -3.4% | 0.20% | -6.5% |
| BDE | Buy | BLACK DIAMOND INC | $336,000 | +2.8% | 27,500 | +12.2% | 0.20% | -2.0% |
| MO | Sell | ALTRIA GROUP INC | $334,000 | -4.3% | 8,919 | -1.8% | 0.20% | -8.7% |
| PKW | Buy | POWERSHARES ETF TRUSTdyna buybk ach | $330,000 | +32.0% | 7,580 | +30.6% | 0.20% | +26.1% |
| V107SC | WELLPOINT INC | $331,000 | +7.8% | 3,320 | 0.0% | 0.20% | +3.1% | |
| TAI | TRANSAMERICA INCOME SHS INC | $327,000 | -0.3% | 15,703 | 0.0% | 0.20% | -4.9% | |
| DMLP | Sell | DORCHESTER MINERALS LP | $326,000 | -31.2% | 12,439 | -31.8% | 0.20% | -34.3% |
| DOL | WISDOMTREE TRintl lrgcap dv | $309,000 | 0.0% | 5,944 | 0.0% | 0.18% | -4.6% | |
| XLI | Buy | SELECT SECTOR SPDR TRsbi int-inds | $308,000 | +0.7% | 5,878 | +0.4% | 0.18% | -3.6% |
| XLY | Buy | SELECT SECTOR SPDR TRsbi cons discr | $305,000 | -2.2% | 4,707 | +0.8% | 0.18% | -6.6% |
| XLF | Buy | SELECT SECTOR SPDR TRsbi int-finl | $298,000 | +4.9% | 13,347 | +2.7% | 0.18% | +0.6% |
| DXJ | Sell | WISDOMTREE TRjapn hedge eqt | $295,000 | -9.0% | 6,241 | -2.2% | 0.18% | -12.8% |
| GG | Sell | GOLDCORP INC NEW | $295,000 | -11.1% | 12,050 | -21.2% | 0.18% | -14.9% |
| ARII | New | AMERICAN RAILCAR INDS INC | $290,000 | – | 4,143 | +100.0% | 0.17% | – |
| BKK | New | BLACKROCK MUN 2020 TERM TR | $291,000 | – | 17,783 | +100.0% | 0.17% | – |
| ICF | New | ISHAREScohen&steer reit | $285,000 | – | 3,461 | +100.0% | 0.17% | – |
| SE | Buy | SPECTRA ENERGY CORP | $281,000 | +11.1% | 7,607 | +7.2% | 0.17% | +5.7% |
| MTB | M & T BK CORP | $267,000 | +4.3% | 2,200 | 0.0% | 0.16% | 0.0% | |
| GLW | Sell | CORNING INC | $267,000 | +3.1% | 12,820 | -11.9% | 0.16% | -1.2% |
| HYS | Sell | PIMCO ETF TR0-5 high yield | $263,000 | -21.0% | 2,464 | -21.2% | 0.16% | -24.4% |
| INTC | Buy | INTEL CORP | $262,000 | +12.4% | 10,152 | +12.9% | 0.16% | +7.5% |
| FMO | FIDUCIARY CLAYMORE MLP OPP F | $255,000 | +2.0% | 9,800 | 0.0% | 0.15% | -2.5% | |
| GFY | Sell | WESTERN ASSET VAR RT STRG FD | $256,000 | -8.2% | 15,000 | -6.0% | 0.15% | -12.6% |
| ORLY | New | O REILLY AUTOMOTIVE INC NEW | $245,000 | – | 1,648 | +100.0% | 0.15% | – |
| ESRX | New | EXPRESS SCRIPTS HLDG CO | $238,000 | – | 3,168 | +100.0% | 0.14% | – |
| SDY | Buy | SPDR SERIES TRUSTs&p divid etf | $237,000 | +3.5% | 3,220 | +2.0% | 0.14% | -1.4% |
| Sell | ARCHER DANIELS MIDLAND CO | $236,000 | -64.0% | 5,450 | -63.9% | 0.14% | -65.7% | |
| CERN | Buy | CERNER CORP | $234,000 | +8.3% | 4,163 | +7.5% | 0.14% | +3.7% |
| BEN | FRANKLIN RES INC | $231,000 | -6.1% | 4,260 | 0.0% | 0.14% | -10.4% | |
| DST | New | DST SYS INC DEL | $228,000 | – | 2,402 | +100.0% | 0.14% | – |
| POST | New | POST HLDGS INC | $229,000 | – | 4,155 | +100.0% | 0.14% | – |
| SPSB | SPDR SERIES TRUSTbarc sht tr cp | $228,000 | 0.0% | 7,417 | 0.0% | 0.14% | -4.2% | |
| CPB | CAMPBELL SOUP CO | $224,000 | +3.7% | 5,000 | 0.0% | 0.13% | -0.7% | |
| URA | New | GLOBAL X FDSgblx uranium new | $224,000 | – | 13,050 | +100.0% | 0.13% | – |
| Sell | ABERDEEN ASIA PACIFIC INCOM | $222,000 | -23.4% | 36,285 | -27.9% | 0.13% | -26.9% | |
| CASS | Buy | CASS INFORMATION SYS INC | $217,000 | -18.4% | 4,203 | +6.4% | 0.13% | -22.2% |
| JKHY | Buy | HENRY JACK & ASSOC INC | $209,000 | +1.5% | 3,740 | +7.5% | 0.12% | -3.1% |
| New | BERKSHIRE HATHAWAY INC DELcl b new | $208,000 | – | 1,663 | +100.0% | 0.12% | – | |
| LQD | New | ISHARESiboxx inv cp etf | $208,000 | – | 1,782 | +100.0% | 0.12% | – |
| SMBC | New | SOUTHERN MO BANCORP INC | $205,000 | – | 5,937 | +100.0% | 0.12% | – |
| VZ | New | VERIZON COMMUNICATIONS INC | $204,000 | – | 4,282 | +100.0% | 0.12% | – |
| IWN | Sell | ISHARESrus 2000 val etf | $202,000 | -2.4% | 2,005 | -3.7% | 0.12% | -6.9% |
| GIM | Sell | TEMPLETON GLOBAL INCOME FD | $195,000 | -35.6% | 24,201 | -36.4% | 0.12% | -38.4% |
| MT | New | ARCELORMITTAL SA LUXEMBOURGny registry sh | $170,000 | – | 10,550 | +100.0% | 0.10% | – |
| F | Buy | FORD MTR CO DEL | $162,000 | +1.2% | 10,388 | +0.2% | 0.10% | -3.0% |
| FESLQ | Sell | FORBES ENERGY SVCS LTD | $161,000 | +6.6% | 41,090 | -10.8% | 0.10% | +1.1% |
| MUX | MCEWEN MNG INC | $154,000 | +21.3% | 65,000 | 0.0% | 0.09% | +15.0% | |
| SANW | S&W SEED CO | $90,000 | +7.1% | 12,100 | 0.0% | 0.05% | +1.9% | |
| SGYPQ | New | SYNERGY PHARMACEUTICALS DEL | $53,000 | – | 10,000 | +100.0% | 0.03% | – |
| Exit | PROSPECT CAPITAL CORPORATIONnote 5.500% 8/1 | $0 | – | -14,000 | -100.0% | -0.01% | – | |
| UMBF | Exit | UMB FINL CORP | $0 | – | -3,189 | -100.0% | -0.13% | – |
| KSU | Exit | KANSAS CITY SOUTHERN | $0 | – | -1,704 | -100.0% | -0.13% | – |
| HD | Exit | HOME DEPOT INC | $0 | – | -3,017 | -100.0% | -0.16% | – |
| XYL | Exit | XYLEM INC | $0 | – | -7,746 | -100.0% | -0.17% | – |
| HME | Exit | HOME PROPERTIES INC | $0 | – | -6,337 | -100.0% | -0.21% | – |
| Exit | AFFILIATED MANAGERS GROUP | $0 | – | -2,000 | -100.0% | -0.27% | – | |
| PNX | Exit | PHOENIX COS INC NEW | $0 | – | -8,700 | -100.0% | -0.34% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2014-05-01
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| VANGUARD INDEX FDS | 40 | Q3 2023 | 12.0% |
| SPDR S&P MIDCAP 400 ETF TR | 40 | Q3 2023 | 9.2% |
| ISHARES TR | 40 | Q3 2023 | 5.3% |
| ISHARES TR | 40 | Q3 2023 | 6.6% |
| ISHARES TR | 40 | Q3 2023 | 5.7% |
| VANGUARD TAX-MANAGED INTL FD | 40 | Q3 2023 | 5.1% |
| SPDR S&P 500 ETF TR | 40 | Q3 2023 | 2.7% |
| VANGUARD INTL EQUITY INDEX F | 40 | Q3 2023 | 2.5% |
| SPDR SER TR | 40 | Q3 2023 | 2.8% |
| ISHARES TR | 40 | Q3 2023 | 1.7% |
View SMITH, MOORE & CO.'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-13 |
| X-17A-5 | 2024-02-26 |
| 13F-HR | 2024-02-13 |
| 13F-HR/A | 2023-11-15 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-11 |
| 13F-HR | 2023-05-12 |
| X-17A-5 | 2023-02-21 |
| 13F-HR | 2023-02-13 |
| 13F-HR | 2022-11-14 |
View SMITH, MOORE & CO.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.