This page lists the SEC filings reported by Exploration Capital, LLC.
| Type | Filed | Filer | Subject | Shares Owned | Percent Owned | |
|---|---|---|---|---|---|---|
| SC 13D | 2024-05-08 | Exploration Capital, LLC | Fresh Tracks Therapeutics, Inc. | 1,226,024 | 20.5% | EDGAR |
| SC 13G/A | 2024-01-18 | Exploration Capital, LLC | Fresh Tracks Therapeutics, Inc. | 850,000 | 14.2% | EDGAR |
| SC 13G | 2024-01-02 | Exploration Capital, LLC | SAFEGUARD SCIENTIFICS INC | 852,460 | 5.1% | EDGAR |
| SC 13G | 2024-01-02 | Exploration Capital, LLC | Gouverneur Bancorp, Inc./MD/ | 56,565 | 5.1% | EDGAR |
- Form 13F-HR
- The 13F-HR report is filed quarterly to report securities held by the filer that fall under the SEC's 13F rules.
- Form SC 13D/G
- Reported by persons and groups who own 5% or more of any class of a company's outstanding shares. If the ownership changes by 1% or more, an amendment must be filed.
- Form 3, 4, and 5
- Form 3, 4, and 5 reports are filed to report insider transactions by company officers and directors, and any beneficial owners of more than ten percent of a company's shares. Form 3 is the initial report that must be filed when a person becomes an officer, director, or beneficial owner. Form 4 reports are used to report changes in ownership, while the Form 5 report is used for reporting transactions that should have been reported earlier in a Form 4 filing.