Q3 2023
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| BIF | Sell | SRH TOTAL RETURN FUND INCORPORATEDclosed end funds - taxable | $44,459,765 | -4.1% | 3,425,252 | -0.2% | 8.32% | -2.5% |
| ADX | Buy | ADAMS DIVERSIFIED EQUITY FDclosed end funds - taxable | $22,853,925 | -3.0% | 1,373,433 | +0.9% | 4.27% | -1.4% |
| USBPRH | Buy | U.S. BANCORP PFD Bpreferred stock | $20,089,547 | +5.8% | 1,064,065 | +4.2% | 3.76% | +7.6% |
| NRGX | Buy | PIMCO ENERGY & TACTICAL CR OPP COM SHS BEN INTclosed end funds - taxable | $18,993,888 | +25.0% | 957,836 | +1.2% | 3.55% | +27.1% |
| BGB | Buy | BLACKSTONE STRATEGIC CRED 2027 COM SHS BEN INclosed end funds - taxable | $18,727,477 | +3.1% | 1,704,047 | +2.8% | 3.50% | +4.8% |
| HIE | Buy | MILLER HOWARD HIGH INC EQTY FD COM SHS BEN INclosed end funds - taxable | $17,340,388 | +0.7% | 1,748,023 | +3.7% | 3.24% | +2.4% |
| CET | Sell | CENTRAL SECS CORPORATIONclosed end funds - taxable | $17,162,940 | -4.7% | 484,145 | -0.5% | 3.21% | -3.1% |
| BMLPRH | Sell | BANK OF AMERICA CORPORATION PFD 1/1200SER2preferred stock | $17,106,255 | +5.5% | 810,723 | -1.3% | 3.20% | +7.3% |
| GAM | Sell | GENERAL AMERN INVS COMPANY INCORPORATEDclosed end funds - taxable | $15,230,398 | -3.4% | 370,209 | -0.2% | 2.85% | -1.8% |
| AAPL | Sell | APPLE INCORPORATED | $14,882,692 | -11.6% | 86,927 | -0.0% | 2.78% | -10.2% |
| GSPRA | Buy | GOLDMAN SACHS GROUP, INCORPORATED. PFD A 1/1000preferred stock | $14,191,228 | +7.9% | 642,137 | +0.5% | 2.65% | +9.7% |
| TEAF | Sell | ECOFIN SUSTAINABLE AND SOCIAL COM SH BEN INTclosed end funds - taxable | $13,015,527 | -8.6% | 1,086,438 | -0.9% | 2.43% | -7.1% |
| PG | Buy | PROCTER AND GAMBLE COMPANY | $12,698,572 | +1.0% | 87,060 | +3.4% | 2.38% | +2.7% |
| MSPRA | Buy | MORGAN STANLEY PFD A 1/1000preferred stock | $11,075,698 | +1.7% | 511,816 | +0.9% | 2.07% | +3.4% |
| Buy | FEDERATED HERMES PRIME CASH OBLIGATION FD CL WS M/Mmoney market funds - no load | $10,376,068 | +43.8% | 10,376,068 | +43.8% | 1.94% | +46.2% | |
| FINS | Buy | ANGEL OAK FINL STRATEGIES INCM COM BEN INTclosed end funds - taxable | $9,823,689 | +8.9% | 815,921 | +7.1% | 1.84% | +10.7% |
| HGLB | Sell | HIGHLAND GLOBAL ALLOCATION FDclosed end funds - taxable | $9,709,096 | -10.2% | 1,213,637 | -2.8% | 1.82% | -8.7% |
| MSFT | Sell | MICROSOFT CORPORATION | $9,198,498 | -12.3% | 29,132 | -0.2% | 1.72% | -10.9% |
| Buy | NUVEEN VRIABL RAT PREFERRED & INM FDclosed end funds - taxable | $8,848,692 | +3.8% | 564,690 | +5.7% | 1.66% | +5.5% | |
| GSPRD | Buy | GOLDMAN SACHS GROUP INC SHS D 1/1000preferred stock | $8,550,526 | +6.8% | 388,131 | +1.5% | 1.60% | +8.6% |
| Buy | PIONEER MUN HIGH INCOME OPPORT COMMON STOCKclosed end investment co. non tax dividend | $8,533,670 | -10.3% | 893,578 | +2.6% | 1.60% | -8.7% | |
| DNIF | Sell | DIVIDEND & INCOME FD INCORPORATED COM NEWclosed end funds - taxable | $8,509,189 | -8.2% | 787,159 | -0.7% | 1.59% | -6.6% |
| JPI | Buy | NUVEEN PREFERRED & INCOME TERM FDclosed end funds - taxable | $8,033,242 | +19.8% | 467,865 | +18.3% | 1.50% | +21.8% |
| BCAT | Sell | BLACKROCK CAP ALLOCATION TERMclosed end funds - taxable | $7,862,883 | -5.9% | 542,642 | -1.1% | 1.47% | -4.4% |
| HFRO | Sell | HIGHLAND OPPORTUNITIES HIGHLAND INCOMEclosed end funds - taxable | $7,074,927 | -8.7% | 879,966 | -1.5% | 1.32% | -7.2% |
| GOOG | Sell | ALPHABET INCORPORATED CAP STK CLASS C | $6,386,023 | +5.6% | 48,434 | -0.6% | 1.19% | +7.4% |
| GGZ | Sell | GABELLI GLOBAL SMALL & MID CAPclosed end funds - taxable | $6,299,657 | -16.8% | 608,075 | -1.2% | 1.18% | -15.4% |
| BMLPRG | Sell | BANK OF AMERICA CORPORATION PFD1/1200 SR1preferred stock | $5,973,229 | +2.5% | 284,575 | -1.9% | 1.12% | +4.2% |
| AIRR | Sell | FIRST TRUST RBA AMERICAN INDUSTRIAL RENAISSANCE ETFexchange traded funds (country baskets/ishares) - domestic | $5,208,775 | -6.7% | 101,102 | -0.8% | 0.97% | -5.2% |
| Sell | THORNBURG INCM BUILDER OPP TRclosed end funds - taxable | $4,936,581 | -5.6% | 338,122 | -0.3% | 0.92% | -4.0% | |
| New | SEVEN HILLS REALTY TRUST REITreal estate investment trusts | $4,927,508 | – | 451,237 | – | 0.92% | – | |
| FDEU | Buy | FIRST TR DYNAMIC EUROPE EQUITY COM SHSclosed end funds - taxable | $4,651,513 | +40.8% | 375,122 | +52.5% | 0.87% | +43.1% |
| TYG | Sell | TORTOISE ENERGY INFRA CORPORATIONclosed end funds - taxable | $4,501,782 | -3.6% | 155,771 | -0.1% | 0.84% | -2.0% |
| JPM | Sell | JPMORGAN CHASE & COMPANY | $4,266,923 | -6.6% | 29,423 | -1.0% | 0.80% | -5.0% |
| NBXG | Buy | NEUBERGER BERMAN NEXT GENERATI COMMON STOCKclosed end funds - taxable | $4,191,685 | +1.1% | 402,273 | +7.3% | 0.78% | +2.8% |
| ASGI | Buy | ABRDN GLOBAL INFRA INCOME FUND COM SHS BEN INTclosed end funds - taxable | $3,816,908 | -9.8% | 237,075 | +0.6% | 0.71% | -8.3% |
| SDHY | Sell | PGIM SHORT DUR HIG YLD OPP FDclosed end funds - taxable | $3,737,507 | -5.6% | 257,937 | -0.6% | 0.70% | -4.1% |
| Sell | BLACKROCK ESG CAP ALLC TERM SHS BEN INTclosed end funds - taxable | $3,488,236 | -9.8% | 235,851 | -3.0% | 0.65% | -8.3% | |
| DTF | Buy | DTF TAX-FREE INCOME 2028 TERMclosed end investment co. non tax dividend | $3,477,502 | +38.9% | 325,914 | +43.1% | 0.65% | +41.0% |
| GNT | New | GAMCO NAT RES GOLD & INCOME TR SH BEN INTclosed end funds - taxable | $3,423,198 | – | 692,955 | – | 0.64% | – |
| JHSC | Sell | JOHN HANCOCK MULTIFACTOR SMALL CAP ETFexchange traded funds (country baskets/ishares) - domestic | $3,385,699 | -8.3% | 105,244 | -1.0% | 0.63% | -6.8% |
| METPRA | Sell | METLIFE INC FLOATING RATE NON-CUM PERP PFD FLOATS QUARTERLYpreferred stock | $3,081,017 | -21.4% | 133,262 | -22.7% | 0.58% | -20.1% |
| Sell | WESTWOOD QUALITY SMALL CAP FUND INSTL CL N/Lmutual fund (open end) - no load | $2,958,814 | -9.1% | 159,333 | -2.0% | 0.55% | -7.7% | |
| AMZN | Sell | AMAZON COM INCORPORATED | $2,951,472 | -6.5% | 23,218 | -2.3% | 0.55% | -5.0% |
| IBM | Sell | INTERNATIONAL BUSINESS MACHINES | $2,623,891 | +2.1% | 18,702 | -1.4% | 0.49% | +3.8% |
| CALF | Buy | PACER US SMALL CAP CASH COWS 100 ETFexchange traded funds (country baskets/ishares) - domestic | $2,624,181 | +7.2% | 62,930 | +9.3% | 0.49% | +9.1% |
| TMO | Sell | THERMO FISHER SCIENTIFIC INCORPORATED | $2,578,430 | -7.0% | 5,094 | -3.8% | 0.48% | -5.5% |
| BMEZ | New | BLACKROCK HEALTH SCIENCES Term trustclosed end funds - taxable | $2,545,800 | – | 176,669 | – | 0.48% | – |
| BIGZ | Buy | BLACKROCK INNOVATION AND GRW SHS BEN INTclosed end funds - taxable | $2,180,756 | -10.1% | 313,327 | +4.4% | 0.41% | -8.5% |
| NTG | Sell | TORTOISE MIDSTRM ENERGY FD INCORPORATEDclosed end funds - taxable | $2,014,108 | -7.3% | 58,961 | -5.4% | 0.38% | -5.8% |
| FTHY | Buy | FIRST TR HIGH YIELD OPPRT 2027closed end funds - taxable | $1,997,774 | +47.9% | 149,983 | +51.5% | 0.37% | +50.8% |
| IHTA | Buy | INVESCO HIGH INCOME 2024 TARGEclosed end funds - taxable | $1,940,625 | +46.8% | 279,629 | +50.0% | 0.36% | +49.4% |
| JHMM | Buy | JOHN HANCOCK MULTIFACTOR MID CAP ETFexchange traded funds (country baskets/ishares) - domestic | $1,890,281 | -3.3% | 39,947 | +4.7% | 0.35% | -1.7% |
| COWZ | Buy | PACER US CASH COWS 100 ETFexchange traded funds (country baskets/ishares) - domestic | $1,764,898 | +12.1% | 35,705 | +12.3% | 0.33% | +14.2% |
| Sell | ANGEL OAK ULTRASHORT INCOME FUND CL I N/Lmutual fund (open end) - no load | $1,747,898 | -20.0% | 181,317 | -20.3% | 0.33% | -18.7% | |
| IGI | Buy | WESTERN ASSET INVT GRADE DEFINclosed end funds - taxable | $1,719,550 | +105.5% | 108,626 | +114.2% | 0.32% | +109.1% |
| DCF | Buy | BNY MELLON ALCENTRA GLOBAL CRclosed end funds - taxable | $1,635,498 | +29.6% | 210,760 | +27.8% | 0.31% | +31.9% |
| FTCS | New | FIRST TRUST CAPITAL STRENGTH ETFexchange traded funds (country baskets/ishares) - domestic | $1,617,651 | – | 21,970 | – | 0.30% | – |
| Buy | MAINSTAY CBRE GBL INFRA MEG TRclosed end funds - taxable | $1,550,401 | -13.7% | 131,613 | +2.2% | 0.29% | -12.1% | |
| GDO | Buy | WESTERN ASSET GLOBAL CORPORATION DEFIclosed end funds - taxable | $1,450,796 | +33.6% | 122,430 | +40.7% | 0.27% | +35.5% |
| BACPRE | Buy | BANK OF AMERICA CORPORATION PFD PER1/1000Epreferred stock | $1,416,022 | +3.0% | 70,519 | +5.7% | 0.26% | +4.7% |
| TWN | Sell | TAIWAN FD INCORPORATEDclosed end funds - taxable | $1,405,103 | -10.8% | 46,868 | -0.7% | 0.26% | -9.3% |
| BMLPRL | Buy | BANK OF AMERICA CORP PFDpreferred stock | $1,296,005 | +5.4% | 62,428 | +3.9% | 0.24% | +7.1% |
| RMT | Sell | ROYCE MICRO-CAP TR INCORPORATEDclosed end funds - taxable | $1,296,540 | -18.5% | 156,587 | -10.3% | 0.24% | -17.4% |
| ASA | Sell | ASA GOLD AND PRECIOUS MTLS LMT SHSclosed-end fund - foreign | $1,197,461 | -55.0% | 89,832 | -45.9% | 0.22% | -54.2% |
| BSL | Buy | BLACKSTONE SENI FLTN RAT 2027closed end funds - taxable | $1,174,295 | +12.3% | 88,626 | +10.4% | 0.22% | +14.6% |
| GSPRC | Buy | THE GOLDMAN SACHS GROUP, INCORPORATED. PFD 1/1000 Cpreferred stock | $1,145,751 | +8.0% | 52,946 | +6.6% | 0.21% | +9.7% |
| AVUS | Sell | AVANTIS U.S. EQUITY ETFexchange traded funds (country baskets/ishares) - domestic | $1,129,156 | -12.1% | 15,413 | -7.2% | 0.21% | -10.6% |
| SDVY | Sell | FIRST TRUST SMID CAP RISING DIVIDEND ACHIEVERS ETFexchange traded funds (country baskets/ishares) - domestic | $1,098,345 | -5.4% | 38,907 | -0.4% | 0.20% | -4.2% |
| NML | Sell | NEUBERGER BERMAN ENERGY INFRAclosed end funds - taxable | $1,073,996 | -28.4% | 156,104 | -29.2% | 0.20% | -27.2% |
| RJF | Buy | RAYMOND JAMES FINL INCORPORATED | $1,063,627 | -8.4% | 10,591 | +0.1% | 0.20% | -7.0% |
| RGT | Buy | ROYCE GLOBAL VALUE TR INCORPORATEDclosed end funds - taxable | $1,053,082 | +3.7% | 120,898 | +13.3% | 0.20% | +5.3% |
| Buy | FIRST TR ETF IV CBOE VEST RISING DIVIDENDexchange traded funds (country baskets/ishares) - domestic | $1,041,322 | +44.7% | 49,422 | +56.3% | 0.20% | +47.7% | |
| CSCO | Buy | CISCO SYSTEMS INCORPORATED | $1,024,343 | +5.2% | 19,054 | +0.3% | 0.19% | +7.3% |
| IIF | Buy | MORGAN STANLEY INDIA INVT FD Iclosed end funds - taxable | $1,004,945 | +0.6% | 44,964 | +0.1% | 0.19% | +2.2% |
| Buy | VANGUARD 500 INDEX FUND ADMIRAL SHARES N/Lmutual fund (open end) - no load | $920,284 | -5.7% | 2,326 | +0.3% | 0.17% | -3.9% | |
| MARB | Sell | FIRST TRUST MERGER ARBITRAGE ETFexchange traded funds (country baskets/ishares) - domestic | $896,653 | -37.7% | 44,521 | -37.9% | 0.17% | -36.6% |
| DINT | Sell | DAVIS SELECT INTERNATIONAL ETFexchange traded funds (country baskets/ishares) - domestic | $841,306 | -10.0% | 47,132 | -2.4% | 0.16% | -8.7% |
| PFE | Sell | PFIZER INCORPORATED | $829,847 | -39.5% | 25,018 | -33.9% | 0.16% | -38.5% |
| BMLPRJ | Buy | BANK OF AMERICA CORPORATION PFD DP1/1200 4preferred stock | $813,743 | +31.6% | 38,566 | +30.4% | 0.15% | +33.3% |
| Sell | JANUS HENDERSON GLOBAL EQUITY INCOME FUND CL I N/Lmutual fund (open end) - no load | $785,476 | -35.6% | 137,081 | -31.3% | 0.15% | -34.4% | |
| Buy | FEDERATED HERMES TRSY OBLIGATION FD INSTL CL IS M/Mmoney market funds - no load | $759,772 | +7.2% | 759,772 | +7.2% | 0.14% | +9.2% | |
| DLY | Sell | DOUBLELINE YIELD OPPORTUNITIESclosed end funds - taxable | $755,590 | -64.1% | 51,296 | -65.2% | 0.14% | -63.7% |
| Sell | MFS RESEARCH FUND CL I N/Lmutual fund (open end) - no load | $720,995 | -5.8% | 13,746 | -0.2% | 0.14% | -4.3% | |
| PEP | Sell | PEPSICO INCORPORATED | $720,459 | -10.4% | 4,252 | -2.5% | 0.14% | -8.8% |
| QCOM | Sell | QUALCOMM INCORPORATED | $715,782 | -12.3% | 6,445 | -3.0% | 0.13% | -10.7% |
| Buy | INVESCO ROCHESTER AMT-FREE MUNI FD CL Y N/Lnon-taxable mutual fund - no load | $685,751 | -5.5% | 105,826 | +0.7% | 0.13% | -3.8% | |
| Sell | FIMM TAX EXEMPT PORT FUND CL I M/Mnon-taxable mutual fund - money market no load | $670,121 | -35.3% | 670,121 | -35.3% | 0.12% | -34.2% | |
| AVEM | Sell | AVANTIS EMERGING MARKETS EQUITY ETFexchange traded funds (country baskets/ishares) - domestic | $670,063 | -16.8% | 12,693 | -12.6% | 0.12% | -15.5% |
| Sell | FIDELITY ADVISOR INTERNATIONAL SMALL CAP FUND CL I N/Lmutual fund (open end) - no load | $663,734 | -24.0% | 22,990 | -19.4% | 0.12% | -23.0% | |
| Sell | VANECK EMERGING MARKETS FUND CL Y N/Lmutual fund (open end) - no load | $617,106 | -61.3% | 48,099 | -59.1% | 0.12% | -60.8% | |
| EMO | New | CLEARBRIDGE ENERGY MIDSTRM OPP | $610,605 | – | 19,262 | – | 0.11% | – |
| Buy | FEDERATED HERMES GOVT OBL FD MMKT INSTL SHRS IS M/Mmoney market funds - no load | $578,648 | +2.3% | 578,648 | +2.3% | 0.11% | +3.8% | |
| TSLA | Buy | TESLA INCORPORATED | $575,756 | +57.7% | 2,301 | +84.8% | 0.11% | +61.2% |
| IHIT | Buy | INVESCO HIG INCM 2023 TARG TRMclosed end funds - taxable | $575,642 | +150.8% | 84,529 | +177.6% | 0.11% | +157.1% |
| Sell | TOUCHSTONE SANDS CAPITAL EMERG MARKETS GROWTH FD CL Y N/Lmutual fund (open end) - no load | $566,679 | -11.4% | 43,225 | -5.6% | 0.11% | -10.2% | |
| Sell | BLACKROCK 529 COLLEGE ADVNTGE GLOBAL ALLOCATION OPTION I N/Lnon taxable mutual fund - college fund no load | $531,281 | -18.4% | 27,845 | -13.0% | 0.10% | -17.5% | |
| ULTR | Sell | IQ ULTRA SHORT DURATION ETFexchange traded funds (country baskets/ishares) - domestic | $526,499 | -12.2% | 11,025 | -12.3% | 0.10% | -10.9% |
| Sell | CENTER COAST BRKFLD MLP ENRGY SHS BEN INTclosed end funds - taxable | $509,033 | -4.7% | 24,011 | -9.0% | 0.10% | -3.1% | |
| NHFPRA | Buy | NEXPOINT DIVERSIFIED REAL ESTAE TRUST R5.5 CUM PRF Apreferred stock | $475,230 | +21.0% | 33,094 | +29.7% | 0.09% | +23.6% |
| Sell | T. ROWE PRICE INTERNATIONAL DISCOVERY FD INVSTR CL N/Lmutual fund (open end) - no load | $470,120 | -9.1% | 8,139 | -2.0% | 0.09% | -7.4% | |
| DFAS | Sell | DIMENSIONAL ETF TRUST U S SM CAP ETFexchange traded funds (country baskets/ishares) - domestic | $470,520 | -16.3% | 8,964 | -9.1% | 0.09% | -14.6% |
| New | AMERICAN FUNDS EUROPACIFIC GROWTH FUND CL F2 N/Lmutual fund (open end) - no load | $440,366 | – | 8,603 | – | 0.08% | – | |
| MXE | Buy | MEXICO EQUITY & INCOME FDclosed end funds - taxable | $434,412 | -8.7% | 46,214 | +1.6% | 0.08% | -8.0% |
| NHF | Sell | NEXPOINT DIVERSIFIED REL ET TR COM NEW REITreal estate investment trusts | $427,774 | -52.1% | 49,113 | -29.6% | 0.08% | -51.2% |
| Buy | DELAWARE IVY MID CAP INCOME OPPORTUNITIES FUND CL I N/Lmutual fund (open end) - no load | $403,027 | -8.5% | 23,933 | +0.1% | 0.08% | -7.4% | |
| Buy | AMERICAN FUNDS GROWTH FUND OF AMERICA FUND CL F2 N/Lmutual fund (open end) - no load | $369,818 | -5.8% | 6,237 | +0.4% | 0.07% | -4.2% | |
| Sell | THORNBURG INVESTMENT INCOME BUILDER FUND CL I N/Lmutual fund (open end) - no load | $370,649 | -20.2% | 16,473 | -18.2% | 0.07% | -18.8% | |
| PSCF | New | INVESCO S&P SMALLCAP FINANCIALS ETFexchange traded funds (country baskets/ishares) - domestic | $309,602 | – | 7,460 | – | 0.06% | – |
| HQL | Buy | TEKLA LIFE SCIENCES INVS SH BEN INTclosed end funds - taxable | $311,363 | +75.7% | 24,969 | +90.7% | 0.06% | +75.8% |
| Sell | WASATCH SMALL CAP VALUE FUND INSTL CL N/Lmutual fund (open end) - no load | $297,511 | -5.0% | 32,198 | -0.3% | 0.06% | -3.4% | |
| Buy | METROPOLITAN WEST TOTAL RETURN BOND FUND CL I N/Lmutual fund (open end) - no load | $299,117 | -3.4% | 34,580 | +1.7% | 0.06% | -1.8% | |
| Buy | PUTNAM ULTRA SHORT DURATION INCOME FUND CL Y N/Lmutual fund (open end) - no load | $293,391 | +0.4% | 29,193 | +0.3% | 0.06% | +1.9% | |
| T | Sell | AT&T INCORPORATED | $294,617 | -25.4% | 19,615 | -33.2% | 0.06% | -24.7% |
| JNJ | Sell | JOHNSON & JOHNSON | $289,695 | -30.4% | 1,860 | -29.0% | 0.05% | -29.9% |
| LVMUY | Sell | LVMH MOET HENNESSY LOU VUITTON ADRamerican depository receipts | $287,468 | -27.4% | 1,895 | -7.6% | 0.05% | -26.0% |
| CPZ | Buy | CALAMOS LNG SHR EQT DYNAMIC TRclosed end funds - taxable | $285,358 | -0.3% | 19,294 | +5.7% | 0.05% | 0.0% |
| Sell | MFS INTERNATIONAL DIVERSIFICATION FD CL I N/Lmutual fund (open end) - no load | $278,262 | -24.1% | 13,095 | -18.2% | 0.05% | -22.4% | |
| GDL | Sell | GDL FD COM SH BEN ITclosed end funds - taxable | $272,878 | -61.5% | 35,210 | -60.6% | 0.05% | -60.8% |
| Sell | AMERICAN VA 529 CAPITAL WORLD GROWTH & INC FD CL F2 N/Lnon taxable mutual fund - college fund no load | $271,237 | -13.5% | 4,935 | -7.4% | 0.05% | -12.1% | |
| Buy | EATON VANCE ATLANTA CAPITAL SMID CAP FUND CL I N/Lmutual fund (open end) - no load | $264,988 | -4.7% | 7,550 | +0.7% | 0.05% | -2.0% | |
| Sell | ARBITRAGE FUND CL I N/Lalternative mutual fund (open end) - no load | $256,361 | -23.7% | 19,660 | -24.9% | 0.05% | -22.6% | |
| EMR | Sell | EMERSON ELEC COMPANY | $257,456 | +3.4% | 2,666 | -1.7% | 0.05% | +4.3% |
| Sell | COHEN & STEERS REAL ESTATE OPP SHS BENFIN INTclosed end funds - taxable | $254,958 | -28.2% | 19,537 | -23.2% | 0.05% | -26.2% | |
| Sell | BLACKROCK 529 COLLEGE ADVNTGE CAPITAL APPRECIATION OPT I N/Lnon taxable mutual fund - college fund no load | $249,050 | -28.5% | 5,107 | -23.1% | 0.05% | -26.6% | |
| MOTI | Sell | VANECK MORNINGSTAR INTERNATIONAL MOAT ETFexchange traded funds (country baskets/ishares) - domestic | $253,508 | -15.9% | 8,497 | -6.9% | 0.05% | -14.5% |
| Sell | TOUCHSTONE FOCUSED FUND CL Y N/Lmutual fund (open end) - no load | $237,072 | -7.6% | 4,080 | -1.2% | 0.04% | -6.4% | |
| KMF | New | KAYNE ANDERSON NEXTGEN ENRGYclosed end funds - taxable | $228,559 | – | 32,101 | – | 0.04% | – |
| NVDA | Sell | NVIDIA CORPORATION | $219,271 | -11.4% | 504 | -3.3% | 0.04% | -10.9% |
| RIG | Buy | TRANSOCEAN LIMITED REG SHSforeign ordinary shares | $221,071 | -2.4% | 26,927 | +0.7% | 0.04% | -2.4% |
| CMU | New | MFS HIGH YIELD MUN TR SH BEN INTclosed end investment co. non tax dividend | $220,746 | – | 70,526 | – | 0.04% | – |
| Buy | BLACKROCK 529 COLLEGE ADVNTGE COLLEGE 2024 OPTCL I N/Lnon taxable mutual fund - college fund no load | $210,383 | +50.1% | 16,858 | +53.0% | 0.04% | +50.0% | |
| CXH | Buy | MFS INVT GRADE MUN TR SH BEN INTclosed end investment co. non tax dividend | $192,629 | -0.2% | 27,246 | +4.7% | 0.04% | 0.0% |
| ETX | New | EATON VANCE MUN INCOME 2028 TE SHSclosed end investment co. non tax dividend | $184,457 | – | 10,876 | – | 0.03% | – |
| AEF | Sell | ABRDN EMRG MKTS EQTY INCM FDclosed end funds - taxable | $174,849 | -27.9% | 36,656 | -19.5% | 0.03% | -26.7% |
| BSTZ | New | BLACKROCK SCIENCE & TECHNOLOGY SHS BEN INTclosed end funds - taxable | $170,148 | – | 10,312 | – | 0.03% | – |
| CXE | New | MFS HIGH INCOME MUN TR SH BEN INTclosed end investment co. non tax dividend | $161,079 | – | 51,628 | – | 0.03% | – |
| SPE | Buy | SPECIAL OPPORTUNITIES FUNDclosed end investment co. non tax dividend | $146,845 | +0.1% | 13,435 | +5.0% | 0.03% | 0.0% |
| HBAN | New | HUNTINGTON BANCSHARES INCORPORATED | $144,789 | – | 13,922 | – | 0.03% | – |
| Buy | INVESCO HIGH YIELD MUNICIPAL FUND CL Y N/Lnon-taxable mutual fund - no load | $144,417 | -6.6% | 18,143 | +0.9% | 0.03% | -3.6% | |
| New | AMERICAN VA 529 BOND FUND OF AMERICA CL F2 N/Lnon taxable mutual fund - college fund no load | $135,556 | – | 12,459 | – | 0.02% | – | |
| Sell | FIRST TRUST MERGER ARBITRAGE FUND CL I N/Lalternative mutual fund (open end) - no load | $133,127 | -60.0% | 12,191 | -60.5% | 0.02% | -59.0% | |
| New | BLACKROCK 529 COLLEGE ADVNTGE ENROLL OPTION CL I N/Lnon taxable mutual fund - college fund no load | $127,667 | – | 10,683 | – | 0.02% | – | |
| MAV | New | PIONEER MUNICIPAL HIGH INCOMEclosed end investment co. non tax dividend | $122,372 | – | 18,183 | – | 0.02% | – |
| MHI | New | PIONEER MUNICIPAL HIGH INCOME COM SHSclosed end investment co. non tax dividend | $104,661 | – | 14,476 | – | 0.02% | – |
| Buy | BLACKROCK LARGE CAP FOCUS GROWTH FUND INSTL CL N/Lmutual fund (open end) - no load | $84,514 | -6.1% | 13,765 | +2.2% | 0.02% | -5.9% | |
| GIM | Sell | TEMPLETON GLOBAL INCOME FDclosed end funds - taxable | $75,760 | -72.3% | 19,627 | -69.0% | 0.01% | -72.0% |
| Buy | FRANKLIN INCOME FUND ADVISOR CL N/Lmutual fund (open end) - no load | $65,205 | -1.4% | 29,911 | +3.1% | 0.01% | 0.0% | |
| Sell | BLACKROCK 529 COLLEGE ADVNTGE MONEY MARKET OPTION CL I M/Mnon taxable mutual fund - college fund no load | $29,630 | -49.5% | 29,630 | -49.5% | 0.01% | -45.5% | |
| Buy | FIMM MONEY MARKET PORT FUND INSTL CL M/Mmoney market funds - no load | $16,520 | +0.9% | 16,520 | +0.9% | 0.00% | 0.0% | |
| IRL | New | NEW IRELAND FD INCORPORATEDclosed end funds - taxable | $0 | – | 47,583 | – | 0.00% | – |
| Exit | FANNIE MAEgov nat'l mtg assoc (gnma) | $0 | – | -10,000 | – | 0.00% | – | |
| New | Nuveen Intermediate Duration Quality Muni Term ETF ESCROWescrow receipts/other public partnerships | $0 | – | 18,110 | – | 0.00% | – | |
| Exit | GOLDEN VLY UNI SCH DIST CALIF, ELECTION OF 1999 GO BDSzero coupon municipal bonds - non-taxable | $0 | – | -10,000 | – | -0.00% | – | |
| Exit | MIAMI-DADE CNTY FL SPL OBLIG, SUB BDSzero coupon municipal bonds - non-taxable | $0 | – | -10,000 | – | -0.00% | – | |
| Exit | UNITED STATES TREASURY NOTESu.s. treasury note (current factor) inflation index | $0 | – | -10,000 | – | -0.00% | – | |
| Exit | MORGAN STANLEYcorp bonds - non-convert | $0 | – | -10,000 | – | -0.00% | – | |
| Exit | UNITED STATES TREASURY NOTESu.s. treasury note (current factor) inflation index | $0 | – | -10,000 | – | -0.00% | – | |
| Exit | OHIO ST ECONOMIC DEV REV, REV BDS, CLINTON CNTY PORT AUTH AMES PROJrevenue supported bonds - non-taxable | $0 | – | -10,000 | – | -0.00% | – | |
| Exit | UNITED STATES TREASURY NOTESu.s. treasury note (current factor) inflation index | $0 | – | -10,000 | – | -0.00% | – | |
| Exit | UNITED STATES TREASURY NOTESu.s. treasury notes (incl ips) | $0 | – | -10,000 | – | -0.00% | – | |
| Exit | UNITED STATES TREASURY NOTESu.s. treasury note (current factor) inflation index | $0 | – | -10,000 | – | -0.00% | – | |
| EDD | Exit | MORGAN STANLEY EMERGING MKTSclosed end funds - taxable | $0 | – | -17,600 | – | -0.02% | – |
| Exit | HSBC USA INC. 6Y DJ INDUSTRIAL ACCELERATED BARRIER NOTEequity linked debt - no cpn and $1000 par | $0 | – | -50,000 | – | -0.02% | – | |
| CAF | Exit | MORGAN STANLEY CHINA A SH FD Iclosed end funds - taxable | $0 | – | -10,081 | – | -0.02% | – |
| Exit | GABELLI ABC FUND CL AAA N/Lalternative mutual fund (open end) - no load | $0 | – | -13,134 | – | -0.03% | – | |
| Exit | FIDELITY ADVISOR NEW INSIGHTS FUND CL I N/Lmutual fund (open end) - no load | $0 | – | -6,035 | – | -0.04% | – | |
| SNY | Exit | SANOFI SPONSORED ADRamerican depository receipts | $0 | – | -3,727 | – | -0.04% | – |
| Exit | T. ROWE PRICE SMALL CAP VALUE FUND INVESTOR CL N/Lmutual fund (open end) - no load | $0 | – | -4,057 | – | -0.04% | – | |
| DIVO | Exit | AMPLIFY CWP ENHANCED DIVIDEND INCOME ETFexchange traded funds (country baskets/ishares) - domestic | $0 | – | -6,333 | – | -0.04% | – |
| Exit | MFS HIGH YIELD MUN TR SH BEN INTclosed end investment co. non tax dividend | $0 | – | -70,526 | – | -0.04% | – | |
| Exit | KAYNE ANDERSON NEXTGEN ENRGYclosed end funds - taxable | $0 | – | -40,809 | – | -0.06% | – | |
| Exit | INVESCO S&P SMALLCAP FINANCIALS ETFexchange traded funds (country baskets/ishares) - domestic | $0 | – | -7,460 | – | -0.06% | – | |
| Exit | AMERICAN FUNDS EUROPACIFIC GROWTH FUND CL F2 N/Lmutual fund (open end) - no load | $0 | – | -8,579 | – | -0.09% | – | |
| Exit | FIRST TRUST CAPITAL STRENGTH ETFexchange traded funds (country baskets/ishares) - domestic | $0 | – | -19,936 | – | -0.28% | – | |
| Exit | BLACKROCK HEALTH SCIENCES Term trustclosed end funds - taxable | $0 | – | -175,188 | – | -0.52% | – | |
| Exit | GAMCO NAT RES GOLD & INCOME TR SH BEN INTclosed end funds - taxable | $0 | – | -707,599 | – | -0.68% | – | |
| Exit | SEVEN HILLS REALTY TRUST REITreal estate investment trusts | $0 | – | -451,250 | – | -0.91% | – |
Q2 2023
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| BIF | New | SRH TOTAL RETURN FUND INCORPORATEDclosed end funds - taxable | $46,382,530 | – | 3,430,661 | – | 8.53% | – |
| ADX | New | ADAMS DIVERSIFIED EQUITY FDclosed end funds - taxable | $23,561,005 | – | 1,361,121 | – | 4.33% | – |
| USBPRH | New | U.S. BANCORP PFD Bpreferred stock | $18,983,439 | – | 1,021,164 | – | 3.49% | – |
| BGB | New | BLACKSTONE STRATEGIC CRED 2027 COM SHS BEN INclosed end funds - taxable | $18,160,435 | – | 1,656,974 | – | 3.34% | – |
| CET | New | CENTRAL SECS CORPORATIONclosed end funds - taxable | $18,006,177 | – | 486,785 | – | 3.31% | – |
| HIE | New | MILLER HOWARD HIGH INC EQTY FD COM SHS BEN INclosed end funds - taxable | $17,222,948 | – | 1,685,220 | – | 3.17% | – |
| AAPL | New | APPLE INCORPORATED | $16,840,859 | – | 86,930 | – | 3.10% | – |
| BMLPRH | New | BANK OF AMERICA CORPORATION PFD 1/1200SER2preferred stock | $16,210,148 | – | 821,599 | – | 2.98% | – |
| GAM | New | GENERAL AMERN INVS COMPANY INCORPORATEDclosed end funds - taxable | $15,765,386 | – | 370,863 | – | 2.90% | – |
| NRGX | New | PIMCO ENERGY & TACTICAL CR OPP COM SHS BEN INTclosed end funds - taxable | $15,194,414 | – | 946,103 | – | 2.80% | – |
| TEAF | New | ECOFIN SUSTAINABLE AND SOCIAL COM SH BEN INTclosed end funds - taxable | $14,246,627 | – | 1,096,738 | – | 2.62% | – |
| GSPRA | New | GOLDMAN SACHS GROUP, INCORPORATED. PFD A 1/1000preferred stock | $13,155,757 | – | 638,629 | – | 2.42% | – |
| PG | New | PROCTER AND GAMBLE COMPANY | $12,569,280 | – | 84,205 | – | 2.31% | – |
| MSPRA | New | MORGAN STANLEY PFD A 1/1000preferred stock | $10,889,405 | – | 507,428 | – | 2.00% | – |
| HGLB | New | HIGHLAND GLOBAL ALLOCATION FDclosed end funds - taxable | $10,810,356 | – | 1,248,309 | – | 1.99% | – |
| MSFT | New | MICROSOFT CORPORATION | $10,492,154 | – | 29,186 | – | 1.93% | – |
| New | PIONEER MUN HIGH INCOME OPPORT COMMON STOCKclosed end investment co. non tax dividend | $9,508,841 | – | 870,773 | – | 1.75% | – | |
| DNIF | New | DIVIDEND & INCOME FD INCORPORATED COM NEWclosed end funds - taxable | $9,265,523 | – | 792,433 | – | 1.70% | – |
| FINS | New | ANGEL OAK FINL STRATEGIES INCM COM BEN INTclosed end funds - taxable | $9,024,071 | – | 761,525 | – | 1.66% | – |
| New | NUVEEN VRIABL RAT PREFERRED & INM FDclosed end funds - taxable | $8,521,894 | – | 534,288 | – | 1.57% | – | |
| BCAT | New | BLACKROCK CAP ALLOCATION TERMclosed end funds - taxable | $8,355,742 | – | 548,637 | – | 1.54% | – |
| GSPRD | New | GOLDMAN SACHS GROUP INC SHS D 1/1000preferred stock | $8,008,838 | – | 382,466 | – | 1.47% | – |
| HFRO | New | HIGHLAND OPPORTUNITIES HIGHLAND INCOMEclosed end funds - taxable | $7,747,946 | – | 893,650 | – | 1.42% | – |
| GGZ | New | GABELLI GLOBAL SMALL & MID CAPclosed end funds - taxable | $7,571,304 | – | 615,303 | – | 1.39% | – |
| New | FEDERATED HERMES PRIME CASH OBLIGATION FD CL WS M/Mmoney market funds - no load | $7,215,631 | – | 7,215,631 | – | 1.33% | – | |
| JPI | New | NUVEEN PREFERRED & INCOME TERM FDclosed end funds - taxable | $6,702,844 | – | 395,448 | – | 1.23% | – |
| GOOG | New | ALPHABET INCORPORATED CAP STK CLASS C | $6,046,915 | – | 48,734 | – | 1.11% | – |
| BMLPRG | New | BANK OF AMERICA CORPORATION PFD1/1200 SR1preferred stock | $5,828,658 | – | 289,983 | – | 1.07% | – |
| AIRR | New | FIRST TRUST RBA AMERICAN INDUSTRIAL RENAISSANCE ETFexchange traded funds (country baskets/ishares) - domestic | $5,581,950 | – | 101,879 | – | 1.03% | – |
| New | THORNBURG INCM BUILDER OPP TRclosed end funds - taxable | $5,226,733 | – | 339,178 | – | 0.96% | – | |
| New | SEVEN HILLS REALTY TRUST REITreal estate investment trusts | $4,950,213 | – | 451,250 | – | 0.91% | – | |
| TYG | New | TORTOISE ENERGY INFRA CORPORATIONclosed end funds - taxable | $4,668,995 | – | 155,893 | – | 0.86% | – |
| JPM | New | JPMORGAN CHASE & COMPANY | $4,568,619 | – | 29,732 | – | 0.84% | – |
| ASGI | New | ABRDN GLOBAL INFRA INCOME FUND COM SHS BEN INTclosed end funds - taxable | $4,232,941 | – | 235,556 | – | 0.78% | – |
| NBXG | New | NEUBERGER BERMAN NEXT GENERATI COMMON STOCKclosed end funds - taxable | $4,146,007 | – | 374,865 | – | 0.76% | – |
| SDHY | New | PGIM SHORT DUR HIG YLD OPP FDclosed end funds - taxable | $3,960,839 | – | 259,387 | – | 0.73% | – |
| METPRA | New | METLIFE INC FLOATING RATE NON-CUM PERP PFD FLOATS QUARTERLYpreferred stock | $3,918,993 | – | 172,415 | – | 0.72% | – |
| New | BLACKROCK ESG CAP ALLC TERM SHS BEN INTclosed end funds - taxable | $3,865,338 | – | 243,256 | – | 0.71% | – | |
| New | GAMCO NAT RES GOLD & INCOME TR SH BEN INTclosed end funds - taxable | $3,700,743 | – | 707,599 | – | 0.68% | – | |
| JHSC | New | JOHN HANCOCK MULTIFACTOR SMALL CAP ETFexchange traded funds (country baskets/ishares) - domestic | $3,693,442 | – | 106,317 | – | 0.68% | – |
| FDEU | New | FIRST TR DYNAMIC EUROPE EQUITY COM SHSclosed end funds - taxable | $3,303,203 | – | 245,957 | – | 0.61% | – |
| New | WESTWOOD QUALITY SMALL CAP FUND INSTL CL N/Lmutual fund (open end) - no load | $3,255,760 | – | 162,544 | – | 0.60% | – | |
| AMZN | New | AMAZON COM INCORPORATED | $3,156,838 | – | 23,766 | – | 0.58% | – |
| New | BLACKROCK HEALTH SCIENCES Term trustclosed end funds - taxable | $2,852,061 | – | 175,188 | – | 0.52% | – | |
| TMO | New | THERMO FISHER SCIENTIFIC INCORPORATED | $2,772,362 | – | 5,294 | – | 0.51% | – |
| ASA | New | ASA GOLD AND PRECIOUS MTLS LMT SHSclosed-end fund - foreign | $2,660,313 | – | 166,062 | – | 0.49% | – |
| IBM | New | INTERNATIONAL BUSINESS MACHINES | $2,568,727 | – | 18,977 | – | 0.47% | – |
| DTF | New | DTF TAX-FREE INCOME 2028 TERMclosed end investment co. non tax dividend | $2,503,489 | – | 227,797 | – | 0.46% | – |
| CALF | New | PACER US SMALL CAP CASH COWS 100 ETFexchange traded funds (country baskets/ishares) - domestic | $2,447,216 | – | 57,568 | – | 0.45% | – |
| BIGZ | New | BLACKROCK INNOVATION AND GRW SHS BEN INTclosed end funds - taxable | $2,426,101 | – | 300,260 | – | 0.45% | – |
| New | ANGEL OAK ULTRASHORT INCOME FUND CL I N/Lmutual fund (open end) - no load | $2,185,322 | – | 227,401 | – | 0.40% | – | |
| NTG | New | TORTOISE MIDSTRM ENERGY FD INCORPORATEDclosed end funds - taxable | $2,173,242 | – | 62,342 | – | 0.40% | – |
| DLY | New | DOUBLELINE YIELD OPPORTUNITIESclosed end funds - taxable | $2,106,975 | – | 147,444 | – | 0.39% | – |
| JHMM | New | JOHN HANCOCK MULTIFACTOR MID CAP ETFexchange traded funds (country baskets/ishares) - domestic | $1,955,512 | – | 38,164 | – | 0.36% | – |
| New | MAINSTAY CBRE GBL INFRA MEG TRclosed end funds - taxable | $1,796,579 | – | 128,787 | – | 0.33% | – | |
| New | VANECK EMERGING MARKETS FUND CL Y N/Lmutual fund (open end) - no load | $1,593,693 | – | 117,529 | – | 0.29% | – | |
| RMT | New | ROYCE MICRO-CAP TR INCORPORATEDclosed end funds - taxable | $1,591,331 | – | 174,488 | – | 0.29% | – |
| TWN | New | TAIWAN FD INCORPORATEDclosed end funds - taxable | $1,574,630 | – | 47,187 | – | 0.29% | – |
| COWZ | New | PACER US CASH COWS 100 ETFexchange traded funds (country baskets/ishares) - domestic | $1,573,733 | – | 31,799 | – | 0.29% | – |
| New | FIRST TRUST CAPITAL STRENGTH ETFexchange traded funds (country baskets/ishares) - domestic | $1,510,949 | – | 19,936 | – | 0.28% | – | |
| NML | New | NEUBERGER BERMAN ENERGY INFRAclosed end funds - taxable | $1,499,454 | – | 220,508 | – | 0.28% | – |
| MARB | New | FIRST TRUST MERGER ARBITRAGE ETFexchange traded funds (country baskets/ishares) - domestic | $1,438,723 | – | 71,721 | – | 0.26% | – |
| BACPRE | New | BANK OF AMERICA CORPORATION PFD PER1/1000Epreferred stock | $1,374,679 | – | 66,732 | – | 0.25% | – |
| PFE | New | PFIZER INCORPORATED | $1,371,394 | – | 37,842 | – | 0.25% | – |
| FTHY | New | FIRST TR HIGH YIELD OPPRT 2027closed end funds - taxable | $1,350,578 | – | 99,016 | – | 0.25% | – |
| IHTA | New | INVESCO HIGH INCOME 2024 TARGEclosed end funds - taxable | $1,321,562 | – | 186,398 | – | 0.24% | – |
| AVUS | New | AVANTIS U.S. EQUITY ETFexchange traded funds (country baskets/ishares) - domestic | $1,284,751 | – | 16,601 | – | 0.24% | – |
| DCF | New | BNY MELLON ALCENTRA GLOBAL CRclosed end funds - taxable | $1,261,990 | – | 164,966 | – | 0.23% | – |
| RSP | New | INVESCO S&P 500 EQUAL WEIGHT ETFexchange traded funds (country baskets/ishares) - domestic | $1,254,372 | – | 8,183 | – | 0.23% | – |
| BMLPRL | New | BANK OF AMERICA CORP PFDpreferred stock | $1,229,571 | – | 60,067 | – | 0.23% | – |
| New | JANUS HENDERSON GLOBAL EQUITY INCOME FUND CL I N/Lmutual fund (open end) - no load | $1,219,039 | – | 199,515 | – | 0.22% | – | |
| RJF | New | RAYMOND JAMES FINL INCORPORATED | $1,161,215 | – | 10,576 | – | 0.21% | – |
| SDVY | New | FIRST TRUST SMID CAP RISING DIVIDEND ACHIEVERS ETFexchange traded funds (country baskets/ishares) - domestic | $1,161,373 | – | 39,064 | – | 0.21% | – |
| GDO | New | WESTERN ASSET GLOBAL CORPORATION DEFIclosed end funds - taxable | $1,085,810 | – | 87,004 | – | 0.20% | – |
| GSPRC | New | THE GOLDMAN SACHS GROUP, INCORPORATED. PFD 1/1000 Cpreferred stock | $1,060,432 | – | 49,648 | – | 0.20% | – |
| BSL | New | BLACKSTONE SENI FLTN RAT 2027closed end funds - taxable | $1,045,866 | – | 80,266 | – | 0.19% | – |
| New | FIMM TAX EXEMPT PORT FUND CL I M/Mnon-taxable mutual fund - money market no load | $1,035,128 | – | 1,035,128 | – | 0.19% | – | |
| RGT | New | ROYCE GLOBAL VALUE TR INCORPORATEDclosed end funds - taxable | $1,015,411 | – | 106,672 | – | 0.19% | – |
| New | AMERICAN CENTY ETF TR AVANTIS U S SM CAP EQUITYexchange traded funds (country baskets/ishares) - domestic | $1,001,644 | – | 20,781 | – | 0.18% | – | |
| FB | New | META PLATFORMS INCORPORATED CLASS A | $1,000,432 | – | 3,206 | – | 0.18% | – |
| IIF | New | MORGAN STANLEY INDIA INVT FD Iclosed end funds - taxable | $999,114 | – | 44,904 | – | 0.18% | – |
| New | VANGUARD 500 INDEX FUND ADMIRAL SHARES N/Lmutual fund (open end) - no load | $975,419 | – | 2,320 | – | 0.18% | – | |
| CSCO | New | CISCO SYSTEMS INCORPORATED | $973,765 | – | 19,004 | – | 0.18% | – |
| DINT | New | DAVIS SELECT INTERNATIONAL ETFexchange traded funds (country baskets/ishares) - domestic | $934,561 | – | 48,287 | – | 0.17% | – |
| NHF | New | NEXPOINT DIVERSIFIED REL ET TR COM NEW REITreal estate investment trusts | $892,378 | – | 69,717 | – | 0.16% | – |
| New | FIDELITY ADVISOR INTERNATIONAL SMALL CAP FUND CL I N/Lmutual fund (open end) - no load | $873,660 | – | 28,523 | – | 0.16% | – | |
| IGI | New | WESTERN ASSET INVT GRADE DEFINclosed end funds - taxable | $836,814 | – | 50,716 | – | 0.15% | – |
| New | FIRST EAGLE SMALL CAP OPPORTUNITY FUND CL I N/Lmutual fund (open end) - no load | $818,928 | – | 82,304 | – | 0.15% | – | |
| QCOM | New | QUALCOMM INCORPORATED | $816,405 | – | 6,645 | – | 0.15% | – |
| PEP | New | PEPSICO INCORPORATED | $804,386 | – | 4,361 | – | 0.15% | – |
| AVEM | New | AVANTIS EMERGING MARKETS EQUITY ETFexchange traded funds (country baskets/ishares) - domestic | $805,681 | – | 14,522 | – | 0.15% | – |
| DFNL | New | DAVIS SELECT FINANCIAL ETFexchange traded funds (country baskets/ishares) - domestic | $807,177 | – | 28,529 | – | 0.15% | – |
| New | WILLIAM BLAIR EMERGING MARKETS SMALL CAP GROWTH FD CL I N/Lmutual fund (open end) - no load | $782,727 | – | 41,768 | – | 0.14% | – | |
| New | MFS RESEARCH FUND CL I N/Lmutual fund (open end) - no load | $765,705 | – | 13,767 | – | 0.14% | – | |
| GRX | New | GABELLI HLTHCARE & WELLNESS TR SHSclosed end funds - taxable | $760,717 | – | 76,608 | – | 0.14% | – |
| TY | New | TRI CONTL CORPORATIONclosed end funds - taxable | $759,206 | – | 27,018 | – | 0.14% | – |
| New | TOUCHSTONE MID CAP FUND CL Y N/Lmutual fund (open end) - no load | $746,093 | – | 15,103 | – | 0.14% | – | |
| WSBC | New | WESBANCO INCORPORATED | $735,496 | – | 26,961 | – | 0.14% | – |
| New | INVESCO ROCHESTER AMT-FREE MUNI FD CL Y N/Lnon-taxable mutual fund - no load | $725,435 | – | 105,136 | – | 0.13% | – | |
| New | FIRST TR ETF IV CBOE VEST RISING DIVIDENDexchange traded funds (country baskets/ishares) - domestic | $719,694 | – | 31,621 | – | 0.13% | – | |
| New | FEDERATED HERMES TRSY OBLIGATION FD INSTL CL IS M/Mmoney market funds - no load | $708,464 | – | 708,464 | – | 0.13% | – | |
| GDL | New | GDL FD COM SH BEN ITclosed end funds - taxable | $708,775 | – | 89,272 | – | 0.13% | – |
| New | BLACKROCK 529 COLLEGE ADVNTGE GLOBAL ALLOCATION OPTION I N/Lnon taxable mutual fund - college fund no load | $650,953 | – | 31,988 | – | 0.12% | – | |
| New | TOUCHSTONE SANDS CAPITAL EMERG MARKETS GROWTH FD CL Y N/Lmutual fund (open end) - no load | $639,553 | – | 45,813 | – | 0.12% | – | |
| PNC | New | PNC FINL SVCS GROUP INCORPORATED | $629,199 | – | 4,827 | – | 0.12% | – |
| BMLPRJ | New | BANK OF AMERICA CORPORATION PFD DP1/1200 4preferred stock | $618,347 | – | 29,586 | – | 0.11% | – |
| FLR | New | FLUOR CORPORATION NEW | $606,962 | – | 19,232 | – | 0.11% | – |
| ULTR | New | IQ ULTRA SHORT DURATION ETFexchange traded funds (country baskets/ishares) - domestic | $599,342 | – | 12,578 | – | 0.11% | – |
| BRKB | New | BERKSHIRE HATHAWAY INCORPORATED DEL CLASS B NEW | $583,970 | – | 1,691 | – | 0.11% | – |
| New | FEDERATED HERMES GOVT OBL FD MMKT INSTL SHRS IS M/Mmoney market funds - no load | $565,818 | – | 565,818 | – | 0.10% | – | |
| CVS | New | CVS HEALTH CORPORATION | $565,970 | – | 7,827 | – | 0.10% | – |
| DFAS | New | DIMENSIONAL ETF TRUST U S SM CAP ETFexchange traded funds (country baskets/ishares) - domestic | $562,103 | – | 9,858 | – | 0.10% | – |
| New | VINEBROOK HOMES TRUST, INC CLASS A | $560,512 | – | 9,141 | – | 0.10% | – | |
| SWZ | New | SWISS HELVETIA FD INCORPORATEDclosed end funds - taxable | $532,885 | – | 63,138 | – | 0.10% | – |
| New | CENTER COAST BRKFLD MLP ENRGY SHS BEN INTclosed end funds - taxable | $534,316 | – | 26,399 | – | 0.10% | – | |
| New | T. ROWE PRICE INTERNATIONAL DISCOVERY FD INVSTR CL N/Lmutual fund (open end) - no load | $517,087 | – | 8,303 | – | 0.10% | – | |
| UPS | New | UNITED PARCEL SERVICE INCORPORATED CLASS B | $507,752 | – | 2,751 | – | 0.09% | – |
| New | FIRST EAGLE OVERSEAS FUND CL I N/Lmutual fund (open end) - no load | $492,755 | – | 19,531 | – | 0.09% | – | |
| SYF | New | SYNCHRONY FINANCIAL | $493,865 | – | 13,654 | – | 0.09% | – |
| GOOGL | New | ALPHABET INCORPORATED CAP STK CLASS A | $490,090 | – | 3,960 | – | 0.09% | – |
| MXE | New | MEXICO EQUITY & INCOME FDclosed end funds - taxable | $475,917 | – | 45,477 | – | 0.09% | – |
| New | AMERICAN FUNDS EUROPACIFIC GROWTH FUND CL F2 N/Lmutual fund (open end) - no load | $480,516 | – | 8,579 | – | 0.09% | – | |
| New | THORNBURG INVESTMENT INCOME BUILDER FUND CL I N/Lmutual fund (open end) - no load | $464,269 | – | 20,133 | – | 0.08% | – | |
| New | DELAWARE IVY MID CAP INCOME OPPORTUNITIES FUND CL I N/Lmutual fund (open end) - no load | $440,321 | – | 23,917 | – | 0.08% | – | |
| JNJ | New | JOHNSON & JOHNSON | $416,384 | – | 2,618 | – | 0.08% | – |
| AVUV | New | AVANTIS U.S. SMALL CAP VALUE ETFexchange traded funds (country baskets/ishares) - domestic | $403,058 | – | 4,934 | – | 0.07% | – |
| LVMUY | New | LVMH MOET HENNESSY LOU VUITTON ADRamerican depository receipts | $395,876 | – | 2,050 | – | 0.07% | – |
| T | New | AT&T INCORPORATED | $394,690 | – | 29,345 | – | 0.07% | – |
| NHFPRA | New | NEXPOINT DIVERSIFIED REAL ESTAE TRUST CUM PRF Apreferred stock | $392,869 | – | 25,511 | – | 0.07% | – |
| New | AMERICAN FUNDS GROWTH FUND OF AMERICA FUND CL F2 N/Lmutual fund (open end) - no load | $392,446 | – | 6,210 | – | 0.07% | – | |
| ORCL | New | ORACLE CORPORATION | $384,290 | – | 3,182 | – | 0.07% | – |
| New | GUGGENHEIM ACTIVE ALLOC FD COMMON STOCKclosed end funds - taxable | $386,638 | – | 27,228 | – | 0.07% | – | |
| New | GENERAL ELECTRIC COMPANY COM NEW | $366,609 | – | 3,301 | – | 0.07% | – | |
| New | MFS INTERNATIONAL DIVERSIFICATION FD CL I N/Lmutual fund (open end) - no load | $366,661 | – | 16,004 | – | 0.07% | – | |
| TSLA | New | TESLA INCORPORATED | $365,208 | – | 1,245 | – | 0.07% | – |
| ANTM | New | ELEVANCE HEALTH INCORPORATED | $359,389 | – | 810 | – | 0.07% | – |
| JHAA | New | NUVEEN CORPORATE INCOME 2023closed end funds - taxable | $359,578 | – | 38,375 | – | 0.07% | – |
| New | COHEN & STEERS REAL ESTATE OPP SHS BENFIN INTclosed end funds - taxable | $354,947 | – | 25,426 | – | 0.06% | – | |
| New | FIRST EAGLE GLOBAL FUND CL I N/Lmutual fund (open end) - no load | $350,494 | – | 5,391 | – | 0.06% | – | |
| New | BLACKROCK 529 COLLEGE ADVNTGE CAPITAL APPRECIATION OPT I N/Lnon taxable mutual fund - college fund no load | $348,509 | – | 6,642 | – | 0.06% | – | |
| New | INVESCO S&P SMALLCAP FINANCIALS ETFexchange traded funds (country baskets/ishares) - domestic | $338,075 | – | 7,460 | – | 0.06% | – | |
| New | ARBITRAGE FUND CL I N/Lalternative mutual fund (open end) - no load | $335,967 | – | 26,166 | – | 0.06% | – | |
| MCD | New | MCDONALDS CORPORATION | $338,187 | – | 1,151 | – | 0.06% | – |
| New | FIRST TRUST MERGER ARBITRAGE FUND CL I N/Lalternative mutual fund (open end) - no load | $333,086 | – | 30,841 | – | 0.06% | – | |
| New | WASATCH SMALL CAP VALUE FUND INSTL CL N/Lmutual fund (open end) - no load | $313,326 | – | 32,302 | – | 0.06% | – | |
| New | AMERICAN VA 529 CAPITAL WORLD GROWTH & INC FD CL F2 N/Lnon taxable mutual fund - college fund no load | $313,700 | – | 5,327 | – | 0.06% | – | |
| CAH | New | CARDINAL HEALTH INCORPORATED | $314,889 | – | 3,379 | – | 0.06% | – |
| New | METROPOLITAN WEST TOTAL RETURN BOND FUND CL I N/Lmutual fund (open end) - no load | $309,505 | – | 34,012 | – | 0.06% | – | |
| SJM | New | SMUCKER J M COMPANY COM NEW | $306,371 | – | 2,074 | – | 0.06% | – |
| New | KAYNE ANDERSON NEXTGEN ENRGYclosed end funds - taxable | $301,170 | – | 40,809 | – | 0.06% | – | |
| MOTI | New | VANECK MORNINGSTAR INTERNATIONAL MOAT ETFexchange traded funds (country baskets/ishares) - domestic | $301,414 | – | 9,131 | – | 0.06% | – |
| New | PUTNAM ULTRA SHORT DURATION INCOME FUND CL Y N/Lmutual fund (open end) - no load | $292,359 | – | 29,119 | – | 0.05% | – | |
| CPZ | New | CALAMOS LNG SHR EQT DYNAMIC TRclosed end funds - taxable | $286,301 | – | 18,259 | – | 0.05% | – |
| New | INVESCO AMERICAN FRANCHISE FUND CL Y N/Lmutual fund (open end) - no load | $278,524 | – | 12,254 | – | 0.05% | – | |
| New | EATON VANCE ATLANTA CAPITAL SMID CAP FUND CL I N/Lmutual fund (open end) - no load | $278,003 | – | 7,499 | – | 0.05% | – | |
| GIM | New | TEMPLETON GLOBAL INCOME FDclosed end funds - taxable | $273,734 | – | 63,218 | – | 0.05% | – |
| New | TOUCHSTONE FOCUSED FUND CL Y N/Lmutual fund (open end) - no load | $256,650 | – | 4,129 | – | 0.05% | – | |
| NVDA | New | NVIDIA CORPORATION | $247,483 | – | 521 | – | 0.05% | – |
| New | AMERICAN FUNDS INVESTMENT CO OF AMERICA FD CL F2 N/Lmutual fund (open end) - no load | $251,723 | – | 5,173 | – | 0.05% | – | |
| EMR | New | EMERSON ELEC COMPANY | $248,870 | – | 2,711 | – | 0.05% | – |
| AEF | New | ABRDN EMRG MKTS EQTY INCM FDclosed end funds - taxable | $242,374 | – | 45,559 | – | 0.04% | – |
| WMT | New | WALMART INCORPORATED | $241,593 | – | 1,563 | – | 0.04% | – |
| AVDV | New | AVANTIS INTERNATIONAL SMALL CAP VALUE ETFexchange traded funds (country baskets/ishares) - domestic | $240,991 | – | 3,982 | – | 0.04% | – |
| REGL | New | PROSHARES S&P MIDCAP 400 DIVIDEND ARISTOCRATS ETFexchange traded funds (country baskets/ishares) - domestic | $238,011 | – | 3,308 | – | 0.04% | – |
| BMY | New | BRISTOL-MYERS SQUIBB COMPANY | $238,080 | – | 3,840 | – | 0.04% | – |
| New | MFS HIGH YIELD MUN TR SH BEN INTclosed end investment co. non tax dividend | $232,031 | – | 70,526 | – | 0.04% | – | |
| NOC | New | NORTHROP GRUMMAN CORPORATION | $235,506 | – | 532 | – | 0.04% | – |
| New | AMERICAN VA 529 GLOBAL GROWTH FD CL F2 N/Lnon taxable mutual fund - college fund no load | $227,822 | – | 11,466 | – | 0.04% | – | |
| RIG | New | TRANSOCEAN LIMITED REG SHSforeign ordinary shares | $226,547 | – | 26,747 | – | 0.04% | – |
| IHIT | New | INVESCO HIG INCM 2023 TARG TRMclosed end funds - taxable | $229,555 | – | 30,445 | – | 0.04% | – |
| DIVO | New | AMPLIFY CWP ENHANCED DIVIDEND INCOME ETFexchange traded funds (country baskets/ishares) - domestic | $229,128 | – | 6,333 | – | 0.04% | – |
| KR | New | KROGER COMPANY | $218,065 | – | 4,719 | – | 0.04% | – |
| New | T. ROWE PRICE SMALL CAP VALUE FUND INVESTOR CL N/Lmutual fund (open end) - no load | $210,009 | – | 4,057 | – | 0.04% | – | |
| New | FIDELITY ADVISOR NEW INSIGHTS FUND CL I N/Lmutual fund (open end) - no load | $201,013 | – | 6,035 | – | 0.04% | – | |
| SNY | New | SANOFI SPONSORED ADRamerican depository receipts | $200,252 | – | 3,727 | – | 0.04% | – |
| CBH | New | VIRTUS CONVERTIBLE & INCORPORATED 2024closed end funds - taxable | $194,904 | – | 22,377 | – | 0.04% | – |
| CXH | New | MFS INVT GRADE MUN TR SH BEN INTclosed end investment co. non tax dividend | $193,009 | – | 26,012 | – | 0.04% | – |
| New | GS FINANCE CORP. 5Y U.S. EQUITY ITM DIGITAL PLUS BARRIER NOTEequity linked debt - no cpn and $1000 par | $190,302 | – | 200,000 | – | 0.04% | – | |
| HQL | New | TEKLA LIFE SCIENCES INVS SH BEN INTclosed end funds - taxable | $177,239 | – | 13,090 | – | 0.03% | – |
| New | AMERICAN CENTURY EMERGING MARKETS FUND CL I N/Lmutual fund (open end) - no load | $175,218 | – | 16,832 | – | 0.03% | – | |
| New | INVESCO HIGH YIELD MUNICIPAL FUND CL Y N/Lnon-taxable mutual fund - no load | $154,650 | – | 17,983 | – | 0.03% | – | |
| JEQ | New | ABRDN JAPAN EQUITY FUND INCORPORATEDclosed end funds - taxable | $147,495 | – | 24,706 | – | 0.03% | – |
| SPE | New | SPECIAL OPPORTUNITIES FUNDclosed end investment co. non tax dividend | $146,736 | – | 12,793 | – | 0.03% | – |
| New | GABELLI ABC FUND CL AAA N/Lalternative mutual fund (open end) - no load | $139,090 | – | 13,134 | – | 0.03% | – | |
| New | BLACKROCK 529 COLLEGE ADVNTGE COLLEGE 2024 OPTCL I N/Lnon taxable mutual fund - college fund no load | $140,170 | – | 11,020 | – | 0.03% | – | |
| CAF | New | MORGAN STANLEY CHINA A SH FD Iclosed end funds - taxable | $127,726 | – | 10,081 | – | 0.02% | – |
| JOF | New | JAPAN SMALLER CAPITALIZATION Fclosed end funds - taxable | $124,458 | – | 16,910 | – | 0.02% | – |
| New | FEDERATED HERMES KAUFMANN FUND INSTL SHARES IS N/Lmutual fund (open end) - no load | $98,193 | – | 17,918 | – | 0.02% | – | |
| New | HSBC USA INC. 6Y DJ INDUSTRIAL ACCELERATED BARRIER NOTEequity linked debt - no cpn and $1000 par | $97,635 | – | 50,000 | – | 0.02% | – | |
| New | BLACKROCK LARGE CAP FOCUS GROWTH FUND INSTL CL N/Lmutual fund (open end) - no load | $89,979 | – | 13,470 | – | 0.02% | – | |
| EDD | New | MORGAN STANLEY EMERGING MKTSclosed end funds - taxable | $86,240 | – | 17,600 | – | 0.02% | – |
| New | FOWLER CA UNI SCH DIST, GO BDSzero coupon municipal bonds - non-taxable | $83,919 | – | 300,000 | – | 0.02% | – | |
| GNW | New | GENWORTH FINL INCORPORATED COM CLASS A | $75,213 | – | 13,312 | – | 0.01% | – |
| New | GNMA REMIC TRUST 2021-146 EAcmos | $72,597 | – | 140,000 | – | 0.01% | – | |
| New | FRANKLIN INCOME FUND ADVISOR CL N/Lmutual fund (open end) - no load | $66,142 | – | 29,009 | – | 0.01% | – | |
| New | OHIO ST TPKE COMMN TPKE REV, REV BDS, INFRASTRUCTURE PROJzero coupon municipal bonds - non-taxable | $61,175 | – | 100,000 | – | 0.01% | – | |
| New | BLACKROCK 529 COLLEGE ADVNTGE MONEY MARKET OPTION CL I M/Mnon taxable mutual fund - college fund no load | $58,624 | – | 58,624 | – | 0.01% | – | |
| New | OHIO ST, INFRASTRUCTURE IMPT GO REF BDSgeneral obligations - non-taxable | $46,885 | – | 45,000 | – | 0.01% | – | |
| New | CLEVELAND-CUYAHOGA CNTY OH PORT AUTH REV, DEV REV BDS, EUCLID AVENUE DEVrevenue supported bonds - non-taxable | $45,720 | – | 45,000 | – | 0.01% | – | |
| New | HAMILTON CNTY OH SWR SYS REV, REF REV BDS, METRO SWR DIST GREATR CINCINATrevenue supported bonds - non-taxable | $46,154 | – | 45,000 | – | 0.01% | – | |
| New | CINCINNATI OH CITY SCH DIST, SCH IMPT GO REF BDSgeneral obligations - non-taxable | $36,009 | – | 35,000 | – | 0.01% | – | |
| New | LAKOTA OH LOC SCH DIST, REF BDSgeneral obligations - non-taxable | $35,265 | – | 35,000 | – | 0.01% | – | |
| New | REYNOLDSBURG OH CITY SCH DIST, GO ULTD TAX REF BDSgeneral obligations - non-taxable | $30,194 | – | 30,000 | – | 0.01% | – | |
| New | OHIO ST, COMMON SCHS GO REF BDSgeneral obligations - non-taxable | $31,283 | – | 30,000 | – | 0.01% | – | |
| New | NORTH TX TWY AUTH REV, SUB LIEN REV BDS, BUILD AMERICA BONDS DIRECT PAYtaxable municipal bonds | $31,887 | – | 29,000 | – | 0.01% | – | |
| New | GENERAL ELECTRIC COMPANYcorp bonds - non-convert | $25,128 | – | 26,000 | – | 0.01% | – | |
| RYCEY | New | ROLLS ROYCE HOLDINGS PLC SPONSORED ADRamerican depository receipts | $25,805 | – | 13,475 | – | 0.01% | – |
| New | GREENE CNTY OH UNIV HSG REV, REV BDS, CENTRAL ST UNIV, MARAUDER DEV LLCrevenue supported bonds - non-taxable | $29,206 | – | 30,000 | – | 0.01% | – | |
| New | PUERTO RICO SALES TAX FING CORP SALES TAX REV, RESTRUCTURED, COFINArevenue supported bonds - non-taxable | $21,927 | – | 23,000 | – | 0.00% | – | |
| New | UNITED STATES TREASURY NOTESu.s. treasury notes (incl ips) | $21,713 | – | 20,000 | – | 0.00% | – | |
| New | GENERAL ELECTRIC COMPANYcorp bonds - non-convert | $23,286 | – | 25,000 | – | 0.00% | – | |
| New | FIMM MONEY MARKET PORT FUND INSTL CL M/Mmoney market funds - no load | $16,374 | – | 16,374 | – | 0.00% | – | |
| New | PUERTO RICO SALES TAX FING CORP SALES TAX REV, RESTRUCTURED BDS, COFINArevenue supported bonds - non-taxable | $14,743 | – | 15,000 | – | 0.00% | – | |
| New | UPLAND CA UNI SCH DIST, ELECTION OF 2008 GO BDSzero coupon municipal bonds - non-taxable | $17,237 | – | 60,000 | – | 0.00% | – | |
| New | MORGAN STANLEYcorp bonds - non-convert | $9,822 | – | 10,000 | – | 0.00% | – | |
| New | UNITED STATES TREASURY NOTESu.s. treasury note (current factor) inflation index | $11,542 | – | 10,000 | – | 0.00% | – | |
| New | UNITED STATES TREASURY NOTESu.s. treasury note (current factor) inflation index | $11,799 | – | 10,000 | – | 0.00% | – | |
| New | UNITED STATES TREASURY NOTESu.s. treasury note (current factor) inflation index | $12,360 | – | 10,000 | – | 0.00% | – | |
| New | UNITED STATES TREASURY NOTESu.s. treasury note (current factor) inflation index | $11,498 | – | 10,000 | – | 0.00% | – | |
| New | UNITED STATES TREASURY NOTESu.s. treasury notes (incl ips) | $10,397 | – | 10,000 | – | 0.00% | – | |
| New | OHIO ST ECONOMIC DEV REV, REV BDS, CLINTON CNTY PORT AUTH AMES PROJrevenue supported bonds - non-taxable | $10,000 | – | 10,000 | – | 0.00% | – | |
| New | GOLDEN VLY UNI SCH DIST CALIF, ELECTION OF 1999 GO BDSzero coupon municipal bonds - non-taxable | $5,627 | – | 10,000 | – | 0.00% | – | |
| PVCT | New | PROVECTUS BIOPHARMACEUTICALS I | $3,056 | – | 26,620 | – | 0.00% | – |
| New | BLUE BIOFUELS INCORPORATED | $3,647 | – | 24,300 | – | 0.00% | – | |
| New | PUERTO RICO SALES TAX FING CORP SALES TAX REV, RESTRUCTURED BDS, COFINAzero coupon municipal bonds - non-taxable | $6,061 | – | 21,000 | – | 0.00% | – | |
| New | PUERTO RICO SALES TAX FING CORP SALES TAX REV, RESTRUCTURED BDS, COFINAzero coupon municipal bonds - non-taxable | $3,660 | – | 17,000 | – | 0.00% | – | |
| New | MIAMI-DADE CNTY FL SPL OBLIG, SUB BDSzero coupon municipal bonds - non-taxable | $3,780 | – | 10,000 | – | 0.00% | – | |
| New | FNMA REMIC TRUST 2005-109 GDcmos | $4,491 | – | 25,000 | – | 0.00% | – | |
| New | METROPOLITAN PIER & EXPOSITION AUTH IL REV, BDS, MCCORMICK PLACE EXPANSIONzero coupon municipal bonds - non-taxable | $5,263 | – | 20,000 | – | 0.00% | – | |
| New | FANNIE MAEgov nat'l mtg assoc (gnma) | $27 | – | 10,000 | – | 0.00% | – |