$104 Million is the total value of Empirical Asset Management, LLC's 150 reported holdings in Q4 2021. The portfolio turnover from Q3 2021 to Q4 2021 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | New | SPDR S&P 500 ETFtr unit | $6,414,000 | – | 13,503 | +100.0% | 6.19% | – |
| SGOL | New | ABRDN PHYSICAL GOLD SHARES ETF | $3,637,000 | – | 207,137 | +100.0% | 3.51% | – |
| SHY | New | ISHARES 1-3 YR TREASURY BOND ETF1 3 yr treas bd | $3,458,000 | – | 40,426 | +100.0% | 3.34% | – |
| HYZD | New | WISDOMTREE BOFA MERRILL LYNCH HIGH YIELD BOND ZERO DURATION FUNDhedged hi yld bd | $2,209,000 | – | 99,184 | +100.0% | 2.13% | – |
| LGLV | New | SPDR SSGA US LARGE CAP LOW VOLATILITY INDEX ETFssga us lrg etf | $1,755,000 | – | 11,650 | +100.0% | 1.69% | – |
| GSLC | New | GOLDMAN SACHS ACTIVEBETA U.S. LARGE CAP EQUITY ETFactivebeta us lg | $1,729,000 | – | 18,171 | +100.0% | 1.67% | – |
| SCHR | New | SCHWAB INTERMEDIATE-TERM U.S. TREASURY ETFintrm trm tres | $1,672,000 | – | 29,775 | +100.0% | 1.61% | – |
| TIPZ | New | PIMCO BROAD U.S. TIPS INDEX EXCHANGE-TRADED FUNDbroad us tips | $1,626,000 | – | 24,625 | +100.0% | 1.57% | – |
| MSFT | New | MICROSOFT | $1,618,000 | – | 4,812 | +100.0% | 1.56% | – |
| DBEM | New | DBX ETF TR MSCI EMERGING MKTS CURRENCY HEDGED EQUITY FDxtrack msci emrg | $1,594,000 | – | 60,175 | +100.0% | 1.54% | – |
| FDLO | New | FIDELITY LOW VOLATILITY FACTOR ETFlow volity etf | $1,582,000 | – | 30,241 | +100.0% | 1.53% | – |
| TDTT | New | FLEXSHARES TR IBOXX 3 YR TARGET DURATION TIPS INDEX FDiboxx 3r targt | $1,512,000 | – | 57,481 | +100.0% | 1.46% | – |
| WTMF | New | WISDOMTREE MANAGED FUTURES STRATEGY FUNDfutre strat fd | $1,508,000 | – | 42,561 | +100.0% | 1.46% | – |
| QEFA | New | SPDR MSCI EAFE STRATEGICFACTORS ETFmsci eafe strtgc | $1,487,000 | – | 19,379 | +100.0% | 1.44% | – |
| IVE | New | ISHARES S&P 500 VALUE ETFs&p 500 val etf | $1,471,000 | – | 9,393 | +100.0% | 1.42% | – |
| CZA | New | INVESCO ZACKS MID-CAP ETFzacks mid cap | $1,428,000 | – | 14,859 | +100.0% | 1.38% | – |
| JHMM | New | JOHN HANCOCK MULTIFACTOR MID CAP ETFmultifactor mi | $1,421,000 | – | 25,568 | +100.0% | 1.37% | – |
| IMCB | New | ISHARES MORNINGSTAR MID-CAP ETFmrgstr md cp etf | $1,280,000 | – | 18,004 | +100.0% | 1.24% | – |
| QQQ | New | INVESCO QQQ TRUSTunit ser 1 | $1,214,000 | – | 3,052 | +100.0% | 1.17% | – |
| OUSM | New | O'SHARES U.S. SMALL-CAP QUALITY DIVIDEND ETFoshares us smlcp | $1,104,000 | – | 29,701 | +100.0% | 1.07% | – |
| JHSC | New | JOHN HANCOCK MULTIFACTOR SMALL CAP ETFmultifactr sml | $1,093,000 | – | 30,149 | +100.0% | 1.06% | – |
| SMMV | New | ISHARES MSCI USA SMALL-CAP MIN VOL FACTOR ETFmsci usa smcp mn | $1,084,000 | – | 27,735 | +100.0% | 1.05% | – |
| ADP | New | AUTOMATIC DATA PROCESSING INC COM | $1,058,000 | – | 4,290 | +100.0% | 1.02% | – |
| IHDG | New | WISDOMTREE INTERNATIONAL HEDGED QUALITY DIVIDEND GROWTH FUNDitl hdg qtly div | $1,034,000 | – | 22,597 | +100.0% | 1.00% | – |
| QAI | New | IQ HEDGE MULTI-STRATEGY TRACKER ETFhedge mlti etf | $1,013,000 | – | 31,877 | +100.0% | 0.98% | – |
| TPL | New | TEXAS PACIFIC LAND CORPORATION COM | $1,012,000 | – | 810 | +100.0% | 0.98% | – |
| XLRE | New | REAL ESTATE SELECT SECTOR SPDR FUNDrl est sel sec | $1,008,000 | – | 19,453 | +100.0% | 0.97% | – |
| IQDG | New | WISDOMTREE INTERNATIONAL QUALITY DIVIDEND GROWTH FUNDintl qulty div | $997,000 | – | 24,994 | +100.0% | 0.96% | – |
| AAPL | New | APPLE INC | $981,000 | – | 5,525 | +100.0% | 0.95% | – |
| GRES | New | IQ ARB GLOBAL RESOURCES ETFiq glb res etf | $971,000 | – | 31,755 | +100.0% | 0.94% | – |
| CVS | New | CVS HEALTH CORP COM | $969,000 | – | 9,389 | +100.0% | 0.94% | – |
| GLD | New | SPDR GOLD ETF | $924,000 | – | 5,402 | +100.0% | 0.89% | – |
| GCC | New | WISDOMTREE ENHANCED COMMODITY STRATEGY FUNDenhncd cmmdty st | $919,000 | – | 44,149 | +100.0% | 0.89% | – |
| BWX | New | SPDR BARCLAYS CAPITAL INTL TREASURY BOND ETFblomberg intl tr | $823,000 | – | 29,116 | +100.0% | 0.79% | – |
| KEYS | New | KEYSIGHT TECHNOLOGIES INC COM | $783,000 | – | 3,792 | +100.0% | 0.76% | – |
| FXZ | New | FIRST TRUST MATERIALS ALPHADEX (ETF)materials alph | $775,000 | – | 12,473 | +100.0% | 0.75% | – |
| CSCO | New | CISCO SYS INC | $772,000 | – | 12,190 | +100.0% | 0.74% | – |
| WIP | New | SPDR INTERNATIONAL GOVERNMENT TIPS ETFftse int gvt etf | $763,000 | – | 14,180 | +100.0% | 0.74% | – |
| LOW | New | LOWES COS INC COM | $751,000 | – | 2,906 | +100.0% | 0.72% | – |
| AWK | New | AMERICAN WTR WKS CO INC NEW COM | $747,000 | – | 3,954 | +100.0% | 0.72% | – |
| NJR | New | NEW JERSEY RES CORP COM | $740,000 | – | 18,016 | +100.0% | 0.71% | – |
| WAT | New | WATERS CP | $740,000 | – | 1,985 | +100.0% | 0.71% | – |
| GEM | New | GOLDMAN SACHS ACTIVEBETA EMERGING MARKETS EQUITY ETFactivebeta eme | $737,000 | – | 19,902 | +100.0% | 0.71% | – |
| FEMS | New | FIRST TRUST EMERGING MARKETS SMALL CAP ALPHADEX FUNDem sml cp alph | $729,000 | – | 18,129 | +100.0% | 0.70% | – |
| EFA | New | ISHARES MSCI EAFE ETFmsci eafe etf | $715,000 | – | 9,091 | +100.0% | 0.69% | – |
| New | RH TACTICAL OUTLOOK ETFrh tactical outl | $694,000 | – | 43,524 | +100.0% | 0.67% | – | |
| GOVT | New | ISHARES U.S. TREASURY BOND ETFus treas bd etf | $690,000 | – | 25,868 | +100.0% | 0.67% | – |
| SCHE | New | SCHWAB EMERGING MARKETS EQUITY ETFemrg mkteq etf | $684,000 | – | 23,087 | +100.0% | 0.66% | – |
| SJM | New | J M SMUCKER CO NEW | $679,000 | – | 4,997 | +100.0% | 0.66% | – |
| KR | New | KROGER CO COM | $674,000 | – | 14,888 | +100.0% | 0.65% | – |
| ECL | New | ECOLAB INC COM | $668,000 | – | 2,849 | +100.0% | 0.64% | – |
| IUSG | New | ISHARES CORE S&P U.S. GROWTH ETFcore s&p us gwt | $667,000 | – | 5,764 | +100.0% | 0.64% | – |
| PG | New | PROCTER AND GAMBLE CO COM | $667,000 | – | 4,080 | +100.0% | 0.64% | – |
| SYK | New | STRYKER CORP | $664,000 | – | 2,481 | +100.0% | 0.64% | – |
| BTAL | New | AGFIQ U.S. MARKET NEUTRAL ANTI-BETA FUNDagfiq us mk anti | $644,000 | – | 36,243 | +100.0% | 0.62% | – |
| MDLZ | New | MONDELEZ INTL INC CL Acl a | $641,000 | – | 9,661 | +100.0% | 0.62% | – |
| ULTA | New | ULTA BEAUTY INC COM | $636,000 | – | 1,542 | +100.0% | 0.61% | – |
| PAYX | New | PAYCHEX INC COM | $634,000 | – | 4,646 | +100.0% | 0.61% | – |
| CMA | New | COMERICA INC COM | $622,000 | – | 7,153 | +100.0% | 0.60% | – |
| KEY | New | KEYCORP COM | $613,000 | – | 26,500 | +100.0% | 0.59% | – |
| IT | New | GARTNER INC COM | $609,000 | – | 1,822 | +100.0% | 0.59% | – |
| AMP | New | AMERIPRISE FINL INC COM | $595,000 | – | 1,974 | +100.0% | 0.57% | – |
| WAB | New | WABTEC COM | $589,000 | – | 6,392 | +100.0% | 0.57% | – |
| TBF | New | PROSHARES TR SHORT 20 YR TREASURY ETFshrt 20+yr tre | $588,000 | – | 36,757 | +100.0% | 0.57% | – |
| IEMG | New | ISHARES CORE MSCI EMERGING MARKETS ETFcore msci emkt | $587,000 | – | 9,801 | +100.0% | 0.57% | – |
| JO | New | IPATH SERIES B BLOOMBERG COFFEE SUBINDEX TOTAL RETURN ETNetn lkd 48 | $566,000 | – | 9,241 | +100.0% | 0.55% | – |
| CCI | New | CROWN CASTLE INTL CORP NEW COM | $557,000 | – | 2,670 | +100.0% | 0.54% | – |
| AOS | New | SMITH A O CORP COM | $548,000 | – | 6,384 | +100.0% | 0.53% | – |
| VGLT | New | VANGUARD LONG-TERM GOVERNMENT BOND ETFlong term treas | $547,000 | – | 6,121 | +100.0% | 0.53% | – |
| CI | New | CIGNA CORP | $539,000 | – | 2,345 | +100.0% | 0.52% | – |
| SYF | New | SYNCHRONY FINANCIAL COM | $526,000 | – | 11,331 | +100.0% | 0.51% | – |
| IEFA | New | ISHARES CORE MSCI EAFE ETFcore msci eafe | $524,000 | – | 7,023 | +100.0% | 0.51% | – |
| TXN | New | TEXAS INSTRS INC COM | $517,000 | – | 2,741 | +100.0% | 0.50% | – |
| MCD | New | MCDONALDS CORP COM | $516,000 | – | 1,927 | +100.0% | 0.50% | – |
| TROW | New | PRICE T ROWE GROUP INC COM | $510,000 | – | 2,592 | +100.0% | 0.49% | – |
| V | New | VISA INC COM CL A | $504,000 | – | 2,328 | +100.0% | 0.49% | – |
| SNA | New | SNAP ON INC COM | $492,000 | – | 2,285 | +100.0% | 0.48% | – |
| RODM | New | HARTFORD MULTIFACTOR DEVELOPED MARKETS (EX-US) ETFhartford mlt etf | $486,000 | – | 16,126 | +100.0% | 0.47% | – |
| TLT | New | ISHARES 20 YR TREASURY ETF20 yr tr bd etf | $481,000 | – | 3,247 | +100.0% | 0.46% | – |
| AMCR | New | AMCOR PLC ORDord | $477,000 | – | 39,707 | +100.0% | 0.46% | – |
| DIS | New | DISNEY WALT CO COM | $471,000 | – | 3,044 | +100.0% | 0.46% | – |
| WY | New | WEYERHAEUSER CO | $470,000 | – | 11,425 | +100.0% | 0.45% | – |
| CRM | New | SALESFORCE COM | $467,000 | – | 1,839 | +100.0% | 0.45% | – |
| CEQP | New | CRESTWOOD EQUITY PARTNERS LP UNIT LTD PARTNERunit ltd partner | $466,000 | – | 16,908 | +100.0% | 0.45% | – |
| GPC | New | GENUINE PARTS CO COM | $454,000 | – | 3,239 | +100.0% | 0.44% | – |
| FISR | New | SPDR SSGA FIXED INCOME SECTOR ROTATION ETFspdr ssga fxd | $453,000 | – | 14,613 | +100.0% | 0.44% | – |
| HWM | New | HOWMET AEROSPACE INC COM | $452,000 | – | 14,204 | +100.0% | 0.44% | – |
| BRKA | New | BERKSHIRE HATHAWAY INC DEL CL Acl a | $451,000 | – | 1 | +100.0% | 0.44% | – |
| CE | New | CELANESE CORP DEL COM | $433,000 | – | 2,574 | +100.0% | 0.42% | – |
| SCHZ | New | SCHWAB US AGGREGATE BOND ETFus aggregate b | $430,000 | – | 7,972 | +100.0% | 0.42% | – |
| AMZN | New | AMAZON COM INC COM | $430,000 | – | 129 | +100.0% | 0.42% | – |
| VRTX | New | VERTEX PHARMACEUTICALS INC COM | $410,000 | – | 1,865 | +100.0% | 0.40% | – |
| HIG | New | HARTFORD FINL SVCS GROUP INC | $404,000 | – | 5,850 | +100.0% | 0.39% | – |
| IWD | New | ISHARES RUSSELL 1000 VALUE ETFrus 1000 val etf | $396,000 | – | 2,357 | +100.0% | 0.38% | – |
| DBEF | New | DBX ETF TR MSCI EAFECURRENCY HEDGED EQUITY FDxtrack msci eafe | $389,000 | – | 9,897 | +100.0% | 0.38% | – |
| COF | New | CAPITAL ONE FINL CORP COM | $381,000 | – | 2,629 | +100.0% | 0.37% | – |
| SSO | New | PROSHARES ULTRA S&P 500 | $374,000 | – | 2,556 | +100.0% | 0.36% | – |
| MDT | New | MEDTRONIC PLC SHS | $374,000 | – | 3,619 | +100.0% | 0.36% | – |
| DBA | New | INVESCO DB AGRICULTURE FUNDagriculture fd | $373,000 | – | 18,911 | +100.0% | 0.36% | – |
| TIP | New | ISHARES TIPS BOND ETFtips bd etf | $367,000 | – | 2,843 | +100.0% | 0.35% | – |
| CMI | New | CUMMINS INC COM | $349,000 | – | 1,600 | +100.0% | 0.34% | – |
| CCL | New | CARNIVAL CORPunit 99/99/9999 | $336,000 | – | 16,716 | +100.0% | 0.32% | – |
| FTA | New | FIRST TR LARGE CAP VALUE OPPORTUNITIES ALPHADEX FD COM SHS | $336,000 | – | 4,807 | +100.0% | 0.32% | – |
| SPTI | New | SPDR SER TR LEHMAN INTER TERM TREAS ETFportfli intrmdit | $328,000 | – | 10,239 | +100.0% | 0.32% | – |
| PSQ | New | PROSHARES SHORT QQQshort qqq new | $326,000 | – | 30,140 | +100.0% | 0.32% | – |
| LQD | New | ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETFiboxx inv cp etf | $320,000 | – | 2,414 | +100.0% | 0.31% | – |
| FTC | New | FIRST TRUST LARGE CAP GROWTH ALPHADEX FUND | $309,000 | – | 2,571 | +100.0% | 0.30% | – |
| VOO | New | VANGUARD S&P 500 ETF | $307,000 | – | 703 | +100.0% | 0.30% | – |
| ABC | New | AMERISOURCEBERGEN CORP COM | $304,000 | – | 2,286 | +100.0% | 0.29% | – |
| IVV | New | ISHARES S&P 500 INDEXcore s&p500 etf | $299,000 | – | 627 | +100.0% | 0.29% | – |
| CBRE | New | CBRE GROUP INC CL Acl a | $299,000 | – | 2,760 | +100.0% | 0.29% | – |
| SCHO | New | SCHWAB SHORT-TERM U.S. TREASURY ETFsht tm us tres | $294,000 | – | 5,772 | +100.0% | 0.28% | – |
| GOOGL | New | GOOGLE INCcap stk cl a | $290,000 | – | 100 | +100.0% | 0.28% | – |
| VFC | New | V F CORP COM | $286,000 | – | 3,901 | +100.0% | 0.28% | – |
| MTD | New | METTLER TOLEDO INTERNATIONAL COM | $283,000 | – | 167 | +100.0% | 0.27% | – |
| DAL | New | DELTA AIR LINES INC DEL CMN | $283,000 | – | 7,231 | +100.0% | 0.27% | – |
| BIIB | New | BIOGEN IDEC INC | $281,000 | – | 1,171 | +100.0% | 0.27% | – |
| UNH | New | UNITEDHEALTH GROUP | $275,000 | – | 548 | +100.0% | 0.26% | – |
| CB | New | CHUBB LIMITED COM | $273,000 | – | 1,413 | +100.0% | 0.26% | – |
| MINT | New | PIMCO ENHANCED SHORT MATURITY ACTIVE EXCHANGE-TRADED FUNDenhan shrt ma ac | $273,000 | – | 2,688 | +100.0% | 0.26% | – |
| RWM | New | PROSHARES SHORT RUSSELL2000shrt russell2000 | $271,000 | – | 12,974 | +100.0% | 0.26% | – |
| PEP | New | PEPSICO INC COM | $268,000 | – | 1,540 | +100.0% | 0.26% | – |
| NVDA | New | NVIDIA CORP | $266,000 | – | 904 | +100.0% | 0.26% | – |
| ADSK | New | AUTODESK INC COM | $262,000 | – | 933 | +100.0% | 0.25% | – |
| SCHX | New | SCHWAB U.S. LARGE-CAP ETFus lrg cap etf | $262,000 | – | 2,301 | +100.0% | 0.25% | – |
| PXF | New | POWERSHARES FTSE RAFI DEV MKTS EX USftse rafi dev | $260,000 | – | 5,485 | +100.0% | 0.25% | – |
| TD | New | TORONTO DOMINION BANK | $259,000 | – | 3,372 | +100.0% | 0.25% | – |
| SPGI | New | S&P GLOBAL INC COM | $257,000 | – | 545 | +100.0% | 0.25% | – |
| CVX | New | CHEVRON CORP NEW COM | $255,000 | – | 2,176 | +100.0% | 0.25% | – |
| GOOG | New | ALPHABET INC CAP STK CL Ccap stk cl c | $249,000 | – | 86 | +100.0% | 0.24% | – |
| FB | New | META PLATFORMS INC CL Acl a | $247,000 | – | 733 | +100.0% | 0.24% | – |
| FXN | New | FIRST TRUST ENERGY ALPHADEX FUNDenergy alphadx | $245,000 | – | 20,545 | +100.0% | 0.24% | – |
| LLY | New | LILLY ELI & CO COM | $243,000 | – | 878 | +100.0% | 0.24% | – |
| DFS | New | DISCOVER FINANCIAL SERVICES LLC | $240,000 | – | 2,078 | +100.0% | 0.23% | – |
| IJR | New | ISHARES S&P SMALL-CAP FUNDcore s&p scp etf | $238,000 | – | 2,077 | +100.0% | 0.23% | – |
| VTI | New | VANGUARD TOTAL STOCK MARKET INDEX FUNDtotal stk mkt | $234,000 | – | 971 | +100.0% | 0.23% | – |
| BRKB | New | BERKSHIRE HATHAWAY INC DEL CL B NEWcl b new | $225,000 | – | 753 | +100.0% | 0.22% | – |
| XOM | New | EXXON MOBIL CORP COM | $223,000 | – | 3,648 | +100.0% | 0.22% | – |
| ADBE | New | ADOBE SYS INC | $219,000 | – | 387 | +100.0% | 0.21% | – |
| VUG | New | VANGUARD GROWTH INDEX FUNDgrowth etf | $217,000 | – | 677 | +100.0% | 0.21% | – |
| MDY | New | SPDR S&P MIDCAP 400 ETFutser1 s&pdcrp | $215,000 | – | 416 | +100.0% | 0.21% | – |
| IJH | New | ISHARES CORE S&P MID CAP ETFcore s&p mcp etf | $215,000 | – | 758 | +100.0% | 0.21% | – |
| FNDX | New | SCHWAB FUNDAMENTAL U.S. LARGE COMPANY INDEX ETFschwab fdt us lg | $214,000 | – | 3,647 | +100.0% | 0.21% | – |
| VNQ | New | VANGUARD REIT INDEX ETFreal estate etf | $211,000 | – | 1,817 | +100.0% | 0.20% | – |
| SCHP | New | SCHWAB US TIPS ETFus tips etf | $209,000 | – | 3,330 | +100.0% | 0.20% | – |
| GD | New | GENERAL DYNAMICS CORP COM | $207,000 | – | 995 | +100.0% | 0.20% | – |
| IWM | New | ISHARES RUSSELL 2000 ETFrussell 2000 etf | $202,000 | – | 909 | +100.0% | 0.20% | – |
| CECE | New | CECO ENVIRONMENTAL CORP COM | $133,000 | – | 21,346 | +100.0% | 0.13% | – |
| MRSN | New | MERSANA THERAPEUTICS INC COM | $62,000 | – | 10,000 | +100.0% | 0.06% | – |
| GNCA | New | GENOCEA BIOSCIENCES INC COM NEW | $12,000 | – | 10,000 | +100.0% | 0.01% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-05-06
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| ABRDN PHYSICAL GOLD SHARES ETF | 8 | Q3 2023 | 4.6% |
| SPDR S&P 500 ETF TRUST | 8 | Q3 2023 | 6.2% |
| ISHARES TR | 8 | Q3 2023 | 4.2% |
| WISDOMTREE TR | 8 | Q3 2023 | 2.3% |
| WISDOMTREE TR | 8 | Q3 2023 | 2.7% |
| DBX ETF TR MSCI EMERGING MKTS CURRENCY HEDGED EQUITY FD | 8 | Q3 2023 | 1.8% |
| MICROSOFT CORP | 8 | Q3 2023 | 1.8% |
| FLEXSHARES TR IBOXX 3 YR TARGET DURATION TIPS INDEX FD | 8 | Q3 2023 | 1.8% |
| TEXAS PACIFIC LAND CORPORATION COM | 8 | Q3 2023 | 2.0% |
| IQ HEDGE MULTI-STRATEGY TRACKER ETF | 8 | Q3 2023 | 1.5% |
View Empirical Asset Management, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-01-12 |
| 13F-HR | 2023-11-01 |
| 13F-HR | 2023-08-01 |
| 13F-HR | 2023-04-18 |
| 13F-HR | 2023-01-31 |
| 13F-HR | 2022-10-19 |
| 13F-HR | 2022-07-18 |
| 13F-HR | 2022-05-06 |
| 13F-HR | 2022-05-06 |
View Empirical Asset Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.