Q3 2023
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | DocGo, Inc. | $10,260 | -21.8% | 1,925,000 | +37.5% | 3.92% | -25.0% | |
| Sell | Franklin BSP Realty Trust, Inc. | $4,336 | -28.6% | 327,524 | -23.7% | 1.66% | -31.6% | |
| SGEN | Buy | Seagen Inc. | $3,819 | +20.2% | 18,000 | +9.1% | 1.46% | +15.3% |
| New | The Panagram BBB-B CLO ETF | $3,164 | – | 121,032 | – | 1.21% | – | |
| GCVRZ | New | Sanofi | $3,004 | – | 56,000 | – | 1.15% | – |
| CHRS | Buy | Coherus Biosciences, Inc. | $2,356 | +125.2% | 630,000 | +157.1% | 0.90% | +116.1% |
| MOR | New | MorphoSys AG | $2,318 | – | 345,000 | – | 0.88% | – |
| AVDL | Sell | Avadel Pharmaceuticals plc | $2,285 | -42.4% | 221,850 | -7.8% | 0.87% | -44.7% |
| MDGL | Buy | Madrigal Pharmaaceuticals, Inc. | $2,191 | -32.3% | 15,000 | +7.1% | 0.84% | -35.0% |
| VKTX | Buy | Viking Therapeutics, Inc. | $2,054 | +67.7% | 185,555 | +145.6% | 0.78% | +60.7% |
| UTHR | New | United Therapeutics Corporation | $2,021 | – | 8,949 | – | 0.77% | – |
| New | The Invesco AAA Floating Rate Note ETF | $1,979 | – | 77,377 | – | 0.76% | – | |
| INZY | Buy | Inozyme Pharma, Inc. | $1,907 | +55.7% | 454,008 | +106.4% | 0.73% | +49.2% |
| JAAA | New | Janus Henderson AAA CLO ETF | $1,582 | – | 31,432 | – | 0.60% | – |
| Buy | Aadi Bioscience, Inc. | $1,283 | -28.1% | 265,000 | +1.5% | 0.49% | -31.0% | |
| RHP | Sell | Ryman Hospitality Properties, Inc. | $999 | -13.3% | 12,000 | -3.2% | 0.38% | -16.8% |
| TVTX | New | Travere Therapeutics, Inc. | $897 | – | 100,317 | – | 0.34% | – |
| PTGX | New | Protagonist Therapeutics, Inc | $873 | – | 52,368 | – | 0.33% | – |
| Sell | Arcellx Inc | $718 | -43.2% | 20,000 | -50.0% | 0.27% | -45.5% | |
| ALKS | Sell | Alkermes PLC | $630 | -70.0% | 22,491 | -66.4% | 0.24% | -71.1% |
| EOLS | Buy | Evolus, Inc. | $622 | +317.4% | 68,066 | +232.0% | 0.24% | +301.7% |
| KO | Sell | Coca-Cola Co. | $425 | -26.5% | 7,600 | -20.8% | 0.16% | -29.6% |
| Buy | Syros Pharmaceutical, Inc | $419 | +38.3% | 105,975 | +10.1% | 0.16% | +32.2% | |
| New | The Panagram AAA CLO ETF | $396 | – | 15,640 | – | 0.15% | – | |
| JNJ | Sell | Johnson & Johnson | $335 | -27.6% | 2,151 | -23.2% | 0.13% | -30.4% |
| AKRO | Buy | Akero Therapeutics, Inc. | $325 | +245.7% | 6,419 | +221.0% | 0.12% | +235.1% |
| New | PSQ Holdings, Inc. | $307 | – | 26,666 | – | 0.12% | – | |
| XOMA | Buy | XOMA Corporation | $278 | -1.8% | 19,722 | +31.5% | 0.11% | -6.2% |
| BBIO | New | Bridgebio Pharma, Inc. | $237 | – | 9,000 | – | 0.09% | – |
| ETNB | New | 89Bio, Inc. | $225 | – | 14,574 | – | 0.09% | – |
| MCRB | Sell | Seres Therapeutics, Inc. | $167 | -92.6% | 70,000 | -85.1% | 0.06% | -92.9% |
| New | Kenvue, Inc. | $105 | – | 5,215 | – | 0.04% | – | |
| New | Quanta Services, Inc. | $33 | – | 176 | – | 0.01% | – | |
| LIN | New | Linde PLC | $26 | – | 70 | – | 0.01% | – |
| KHC | Sell | The Kraft Heinz Company | $11 | -87.1% | 333 | -86.1% | 0.00% | -88.2% |
| SIVB | Exit | SVB Financial Group | $0 | – | -48 | – | 0.00% | – |
| EMB | Exit | iShares JPMorgan USD Emerging Markets Bond | $0 | – | -17 | – | 0.00% | – |
| EFV | Exit | ishares Msci Value Index Fund | $0 | – | -63 | – | -0.00% | – |
| EBND | Exit | SPDR Sec SER TR Bloom Emer Mkts Loc BD etf | $0 | – | -147 | – | -0.00% | – |
| EZU | Exit | iShares MSCI Eurozone | $0 | – | -55 | – | -0.00% | – |
| HYG | Exit | iShares iBoxx $ High Yield Corporate Bond | $0 | – | -32 | – | -0.00% | – |
| EWG | Exit | iShares MSCI Germany | $0 | – | -150 | – | -0.00% | – |
| EWU | Exit | iShares MSCI United Kingdom | $0 | – | -116 | – | -0.00% | – |
| EWUS | Exit | iShares MSCI United Kingdom Small-Cap | $0 | – | -246 | – | -0.00% | – |
| NYF | Exit | iShares New York Muni Bond | $0 | – | -242 | – | -0.01% | – |
| SCHW | Exit | Charles Schwab Corporation | $0 | – | -284 | – | -0.01% | – |
| CVS | Exit | CVS Caremark Corporation | $0 | – | -258 | – | -0.01% | – |
| AMT | Exit | American Tower Corp. | $0 | – | -93 | – | -0.01% | – |
| IEMG | Exit | iShares Core MSCI Emerging Markets | $0 | – | -363 | – | -0.01% | – |
| CB | Exit | Chubb Corporation | $0 | – | -121 | – | -0.01% | – |
| TGT | Exit | Target Corporation | $0 | – | -166 | – | -0.01% | – |
| ARMK | Exit | Aramark | $0 | – | -651 | – | -0.01% | – |
| ZBH | Exit | Zimmer Biomet Holdings Inc | $0 | – | -190 | – | -0.01% | – |
| Exit | Linde PLC | $0 | – | -70 | – | -0.01% | – | |
| PWR | Exit | Quanta Services, Inc. | $0 | – | -176 | – | -0.01% | – |
| IEFA | Exit | iShares Core MSCI EAFE | $0 | – | -633 | – | -0.02% | – |
| Exit | Leap Therapeutics, Inc. | $0 | – | -28,730 | – | -0.04% | – | |
| PSTX | Exit | Poseida Therapeutics, Inc. | $0 | – | -140,921 | – | -0.10% | – |
| Exit | QualTek Services Inc. - Warrants | $0 | – | -25,000 | – | -0.12% | – | |
| CLBRWS | Exit | Colombier Acquisition Corp. Wts. | $0 | – | -26,666 | – | -0.12% | – |
| XAIR | Exit | Beyond Air Inc. | $0 | – | -87,522 | – | -0.15% | – |
| TMKRW | Exit | Tastemaker Acquisition Corp. Warrants | $0 | – | -100,000 | – | -0.46% | – |
| Exit | FTAI Infrastructure LLC | $0 | – | -425,000 | – | -0.62% | – | |
| HZNP | Exit | Horizon Therapeutics Public Ltd. Company | $0 | – | -27,190 | – | -1.11% | – |
| SNY | Exit | Sanofi | $0 | – | -56,000 | – | -1.20% | – |
| ISEE | Exit | IVERIC bio, Inc. | $0 | – | -87,000 | – | -1.36% | – |
| AGACWS | Exit | African Gold Acquistion Corp. Warrants | $0 | – | -450,750 | – | -2.06% | – |
Q2 2023
Q4 2022
Q3 2022
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| GOOG | Buy | Alphabet Inc-Cl C | $10,790,000 | -12.1% | 112,220 | +1900.0% | 4.54% | -11.9% |
| New | Apollo Global Management, Inc. | $10,463,000 | – | 225,000 | – | 4.40% | – | |
| MDWT | Buy | Midwest Holding Inc. | $5,163,000 | +21.5% | 390,241 | +10.3% | 2.17% | +21.7% |
| AVDL | Buy | Avadel Pharmaceuticals plc | $1,958,000 | +258.6% | 390,861 | +74.7% | 0.82% | +259.8% |
| CHRS | Buy | Coherus Biosciences, Inc. | $1,922,000 | +42.6% | 200,000 | +7.4% | 0.81% | +42.9% |
| CLMT | New | Calumet Specialty Products Partners, LPcall | $1,473,000 | – | 115,000 | – | 0.62% | – |
| BBIO | Sell | Bridgebio Pharma, Inc. | $1,422,000 | -26.5% | 143,096 | -32.9% | 0.60% | -26.4% |
| CDXS | New | Codexis, Inc. | $1,346,000 | – | 222,107 | – | 0.57% | – |
| FSTX | Buy | F-Star Therapeutics, Inc. | $1,208,000 | +155.9% | 235,945 | +212.7% | 0.51% | +156.6% |
| GSK | New | GlaxoSmithKline plc | $1,177,000 | – | 40,000 | – | 0.50% | – |
| INCY | Sell | Incyte Corporation | $1,083,000 | -67.5% | 16,257 | -62.9% | 0.46% | -67.4% |
| New | FTAI Infrastructure LLC | $1,020,000 | – | 425,000 | – | 0.43% | – | |
| VKTX | Buy | Viking Therapeutics, Inc. | $821,000 | +6.5% | 301,803 | +13.1% | 0.34% | +6.5% |
| LPTX | Buy | Leap Therapeutics, Inc. | $792,000 | +68.5% | 900,000 | +120.1% | 0.33% | +69.0% |
| ARDX | New | Ardelyx, Inc. | $774,000 | – | 650,000 | – | 0.33% | – |
| MDLZ | New | Mondelez International Inc. | $768,000 | – | 14,000 | – | 0.32% | – |
| SNY | New | Sanofi | $760,000 | – | 20,000 | – | 0.32% | – |
| MCRB | New | Seres Therapeutics, Inc. | $706,000 | – | 110,000 | – | 0.30% | – |
| Buy | Aadi Bioscience, Inc. | $693,000 | +300.6% | 49,039 | +249.3% | 0.29% | +300.0% | |
| New | FaZe Holdings Inc. Warrants | $671,000 | – | 58,321 | – | 0.28% | – | |
| PSTX | New | Poseida Therapeutics, Inc. | $534,000 | – | 151,286 | – | 0.22% | – |
| MGTX | Buy | MeiraGTx Holdings plc | $507,000 | +29.3% | 60,295 | +16.5% | 0.21% | +29.1% |
| CDTX | Buy | Cidara Therapeutics, Inc. | $431,000 | +39.0% | 686,027 | +8.0% | 0.18% | +39.2% |
| CNCE | New | Concert Pharmaceuticals, Inc. | $335,000 | – | 50,000 | – | 0.14% | – |
| FSK | Sell | FS KKR Capital Corp. | $257,000 | -61.0% | 15,175 | -55.3% | 0.11% | -61.0% |
| QTNT | New | Quotient Limited | $245,000 | – | 1,633,492 | – | 0.10% | – |
| OXY | Sell | Occidental Petroleum Corporation | $78,000 | 0.0% | 1,273 | -11.0% | 0.03% | 0.0% |
| MDGL | New | Madrigal Pharmaaceuticals, Inc. | $65,000 | – | 1,000 | – | 0.03% | – |
| GOOGL | Buy | Alphabet Inc Class A | $29,000 | -12.1% | 300 | +1900.0% | 0.01% | -14.3% |
| IJR | Sell | Ishares Trust Core S&P Small Cap | $27,000 | -42.6% | 313 | -38.6% | 0.01% | -45.0% |
| BDX | New | Becton Dickinson & Co. | $24,000 | – | 106 | – | 0.01% | – |
| PWR | New | Quanta Services Inc. | $22,000 | – | 176 | – | 0.01% | – |
| GE | New | General Electric Company | $19,000 | – | 312 | – | 0.01% | – |
| PANW | Buy | Palo Alto Networks Inc. | $17,000 | 0.0% | 102 | +200.0% | 0.01% | 0.0% |
| SPPI | New | Spectrum Pharmaceuticals Inc. | $16,000 | – | 36,900 | – | 0.01% | – |
| TSLA | Buy | Tesla Inc. | $12,000 | +20.0% | 45 | +200.0% | 0.01% | +25.0% |
| Sell | Stronghold Digital Mining, Inc. | $9,000 | -97.3% | 9,085 | -95.4% | 0.00% | -97.1% | |
| VZ | Sell | Verizon Communications Inc. | $10,000 | -98.8% | 263 | -98.5% | 0.00% | -98.9% |
| New | Service Properties Trust | $5,000 | – | 1,000 | – | 0.00% | – | |
| DBRG | Sell | DigitalBridge Group, Inc. | $5,000 | -28.6% | 366 | -75.0% | 0.00% | -33.3% |
| OXYWS | New | Occidential Pertro Wts exp. 8/3/27 | $3,000 | – | 158 | – | 0.00% | – |
| SVC | Exit | Service Properties Trust | $0 | – | -1,000 | – | -0.00% | – |
| RPV | Exit | Invesco S&P 500 Pure Value ETF | $0 | – | -78 | – | -0.00% | – |
| VNQ | Exit | Vanguard Real Estate Index Fund ETF Shares | $0 | – | -74 | – | -0.00% | – |
| RSP | Exit | Invesco S&P 500 Equal Weight ETF | $0 | – | -96 | – | -0.01% | – |
| Exit | General Electric Company | $0 | – | -312 | – | -0.01% | – | |
| BRPM | Exit | B. Riley Principal 150 Merger Corp. | $0 | – | -2,000 | – | -0.01% | – |
| Exit | Quanta Services Inc. | $0 | – | -176 | – | -0.01% | – | |
| Exit | Becton Dickinson & Co | $0 | – | -106 | – | -0.01% | – | |
| MIC | Exit | Macquarie Infrastructure Holdings, LLC | $0 | – | -10,350 | – | -0.02% | – |
| XBI | Exit | SPDR S&P Biotech ETF | $0 | – | -800 | – | -0.02% | – |
| ETTX | Exit | Entasis Therapeutics Holding | $0 | – | -41,700 | – | -0.04% | – |
| WARRWS | Exit | Warrior Technologies Acquisition Comp Wt | $0 | – | -12,500 | – | -0.06% | – |
| IVV | Exit | iShares Core S&P 500 ETF | $0 | – | -429 | – | -0.07% | – |
| WARR | Exit | Warrior Technologies Acquisition Company | $0 | – | -25,000 | – | -0.10% | – |
| T | Exit | AT&T Inc. | $0 | – | -20,000 | – | -0.18% | – |
| BRPMW | Exit | B. Riley Principal 150 Merger Corp. Wts | $0 | – | -58,321 | – | -0.28% | – |
| KFT | Exit | Mondelez International Inc. | $0 | – | -14,000 | – | -0.36% | – |
| RDUS | Exit | Radius Health Inc. | $0 | – | -97,888 | – | -0.43% | – |
| REGN | Exit | Regeneron Pharmaceuticals, Inc. | $0 | – | -2,500 | – | -0.62% | – |
| INVA | Exit | Innoviva, Inc. | $0 | – | -115,269 | – | -0.71% | – |
| SRRA | Exit | Sierra Oncology | $0 | – | -55,758 | – | -1.29% | – |
| BHVN | Exit | Biohaven Pharmaceutical Holding Co. Ltd | $0 | – | -25,051 | – | -1.53% | – |
| APO | Exit | Apollo Global Management, Inc. | $0 | – | -225,000 | – | -4.58% | – |