$264 Million is the total value of Round Rock Advisors, LLC's 141 reported holdings in Q3 2023. The portfolio turnover from Q2 2023 to Q3 2023 was 12.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| QQQ | Sell | INVESCO QQQ TRunit ser 1 | $26,077,276 | -3.5% | 72,787 | -0.5% | 9.89% | +1.3% |
| VO | Sell | VANGUARD INDEX FDSmid cap etf | $19,060,050 | -5.4% | 91,529 | -0.0% | 7.23% | -0.7% |
| SMH | Sell | VANECK ETF TRUSTsemiconductr etf | $12,802,960 | -5.1% | 88,308 | -0.4% | 4.86% | -0.4% |
| XLI | Sell | SELECT SECTOR SPDR TRindl | $9,626,969 | -5.5% | 94,959 | -0.0% | 3.65% | -0.8% |
| AAPL | Sell | APPLE INC | $7,851,148 | -26.7% | 45,857 | -16.9% | 2.98% | -23.0% |
| XLK | Sell | SELECT SECTOR SPDR TRtechnology | $6,390,939 | -6.4% | 38,986 | -0.7% | 2.42% | -1.7% |
| JPST | Sell | J P MORGAN EXCHANGE TRADED Fultra shrt inc | $5,740,868 | -5.1% | 114,406 | -5.2% | 2.18% | -0.4% |
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $4,177,127 | -4.0% | 9,772 | -0.4% | 1.58% | +0.8% |
| USMV | Sell | ISHARES TRmsci usa min vol | $4,143,000 | -4.1% | 57,240 | -1.5% | 1.57% | +0.7% |
| VCSH | Sell | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $3,469,924 | -2.3% | 46,173 | -1.7% | 1.32% | +2.6% |
| VTIP | Sell | VANGUARD MALVERN FDSstrm infproidx | $2,609,045 | -0.5% | 55,183 | -0.2% | 0.99% | +4.4% |
| IVW | Sell | ISHARES TRs&p 500 grwt etf | $2,100,100 | -3.1% | 30,694 | -0.1% | 0.80% | +1.8% |
| EFAV | Sell | ISHARES TRmsci eafe min vl | $2,037,148 | -4.3% | 31,235 | -1.0% | 0.77% | +0.5% |
| VIG | Sell | VANGUARD SPECIALIZED FUNDSdiv app etf | $1,889,586 | -4.4% | 12,161 | -0.1% | 0.72% | +0.4% |
| IWF | Sell | ISHARES TRrus 1000 grw etf | $1,424,053 | -5.9% | 5,354 | -2.6% | 0.54% | -1.3% |
| IVV | Sell | ISHARES TRcore s&p500 etf | $1,347,179 | -3.8% | 3,137 | -0.2% | 0.51% | +1.0% |
| SCHD | Sell | SCHWAB STRATEGIC TRus dividend eq | $1,299,895 | -7.0% | 18,370 | -4.6% | 0.49% | -2.4% |
| TSLA | Sell | TESLA INC | $1,277,123 | -5.0% | 5,104 | -0.6% | 0.48% | -0.2% |
| JNJ | Sell | JOHNSON & JOHNSON | $1,093,054 | -6.7% | 7,018 | -0.8% | 0.42% | -1.9% |
| MSFT | Sell | MICROSOFT CORP | $1,066,528 | -7.6% | 3,378 | -0.4% | 0.40% | -2.9% |
| GOOGL | Sell | ALPHABET INCcap stk cl a | $807,401 | +8.6% | 6,170 | -0.7% | 0.31% | +13.8% |
| IUSV | Sell | ISHARES TRcore s&p us vlu | $800,318 | -6.7% | 10,725 | -2.2% | 0.30% | -1.9% |
| VCIT | Sell | VANGUARD SCOTTSDALE FDSint-term corp | $789,967 | -4.7% | 10,397 | -0.9% | 0.30% | 0.0% |
| VUG | Sell | VANGUARD INDEX FDSgrowth etf | $788,610 | -3.9% | 2,896 | -0.1% | 0.30% | +1.0% |
| SHYG | Sell | ISHARES TR0-5yr hi yl cp | $744,574 | -5.3% | 18,147 | -4.3% | 0.28% | -0.4% |
| IWM | Sell | ISHARES TRrussell 2000 etf | $685,894 | -7.2% | 3,881 | -1.6% | 0.26% | -2.6% |
| IVOG | Sell | VANGUARD ADMIRAL FDS INCmidcp 400 grth | $662,431 | -5.3% | 7,336 | -1.9% | 0.25% | -0.8% |
| CVX | Sell | CHEVRON CORP NEW | $628,784 | +6.3% | 3,729 | -0.9% | 0.24% | +11.7% |
| AMZN | Sell | AMAZON COM INC | $607,125 | -41.3% | 4,776 | -39.8% | 0.23% | -38.5% |
| IWP | Sell | ISHARES TRrus md cp gr etf | $583,272 | -13.6% | 6,385 | -8.6% | 0.22% | -9.4% |
| IYH | Sell | ISHARES TRus hlthcare etf | $519,024 | -5.4% | 1,922 | -1.8% | 0.20% | -0.5% |
| KO | Sell | COCA COLA CO | $491,958 | -7.3% | 8,788 | -0.3% | 0.19% | -2.6% |
| MSD | Sell | MORGAN STANLEY EMKT DBT FD I | $493,049 | +0.6% | 75,971 | -0.1% | 0.19% | +5.6% |
| GOOG | Sell | ALPHABET INCcap stk cl c | $452,509 | -31.1% | 3,432 | -36.8% | 0.17% | -27.4% |
| NVDA | Sell | NVIDIA CORPORATION | $426,304 | +0.3% | 980 | -2.5% | 0.16% | +5.2% |
| NBH | Sell | NEUBERGER BERMAN MUN FD INC | $400,000 | -12.0% | 43,431 | -1.8% | 0.15% | -7.3% |
| SMDV | Sell | PROSHARES TRruss 2000 divd | $384,616 | -8.4% | 6,798 | -4.3% | 0.15% | -3.9% |
| TMO | Sell | THERMO FISHER SCIENTIFIC INC | $374,566 | -3.4% | 740 | -0.4% | 0.14% | +1.4% |
| UNP | Sell | UNION PAC CORP | $330,695 | -0.6% | 1,624 | -0.1% | 0.12% | +4.2% |
| T | Sell | AT&T INC | $324,070 | -51.1% | 21,576 | -48.1% | 0.12% | -48.8% |
| BX | Sell | BLACKSTONE INC | $321,420 | -21.4% | 3,000 | -31.8% | 0.12% | -17.6% |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $314,053 | -34.4% | 9,690 | -24.7% | 0.12% | -31.2% |
| PANW | Sell | PALO ALTO NETWORKS INC | $230,454 | -8.4% | 983 | -0.2% | 0.09% | -4.4% |
| MHD | Sell | BLACKROCK MUNIHOLDINGS FD IN | $227,779 | -15.2% | 22,093 | -4.3% | 0.09% | -11.3% |
| DIS | Exit | DISNEY WALT CO | $0 | – | -2,277 | -100.0% | -0.07% | – |
| VCR | Exit | VANGUARD WORLD FDSconsum dis etf | $0 | – | -720 | -100.0% | -0.07% | – |
| SBUX | Exit | STARBUCKS CORP | $0 | – | -2,219 | -100.0% | -0.08% | – |
| XBI | Exit | SPDR SER TRs&p biotech | $0 | – | -2,958 | -100.0% | -0.09% | – |
| SHOP | Exit | SHOPIFY INCcl a | $0 | – | -3,880 | -100.0% | -0.09% | – |
| DSU | Exit | BLACKROCK DEBT STRATEGIES FD | $0 | – | -28,648 | -100.0% | -0.10% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-10-16
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| VANGUARD WHITEHALL FDS | 12 | Q3 2023 | 14.2% |
| INVESCO QQQ TR | 12 | Q3 2023 | 13.4% |
| VANGUARD INDEX FDS | 12 | Q3 2023 | 12.1% |
| ISHARES TR | 12 | Q3 2023 | 10.0% |
| SELECT SECTOR SPDR TR | 12 | Q3 2023 | 4.6% |
| ISHARES TR | 12 | Q3 2023 | 11.0% |
| APPLE INC | 12 | Q3 2023 | 3.9% |
| INVESCO EXCHANGE TRADED FD T | 12 | Q3 2023 | 4.0% |
| SELECT SECTOR SPDR TR | 12 | Q3 2023 | 3.3% |
| SELECT SECTOR SPDR TR | 12 | Q3 2023 | 2.9% |
View Round Rock Advisors, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-24 |
| 13F-HR | 2024-01-29 |
| 13F-HR | 2023-10-16 |
| 13F-HR | 2023-07-20 |
| 13F-HR | 2023-05-02 |
| 13F-HR | 2023-01-19 |
| 13F-HR | 2022-10-20 |
| 13F-HR | 2022-07-22 |
| 13F-HR | 2022-04-28 |
| 13F-HR | 2022-01-20 |
View Round Rock Advisors, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.