$264 Million is the total value of Round Rock Advisors, LLC's 141 reported holdings in Q3 2023. The portfolio turnover from Q2 2023 to Q3 2023 was 5.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| VYM | Buy | VANGUARD WHITEHALL FDShigh div yld | $27,188,950 | -2.4% | 263,153 | +0.2% | 10.32% | +2.5% |
| QQQ | Sell | INVESCO QQQ TRunit ser 1 | $26,077,276 | -3.5% | 72,787 | -0.5% | 9.89% | +1.3% |
| VO | Sell | VANGUARD INDEX FDSmid cap etf | $19,060,050 | -5.4% | 91,529 | -0.0% | 7.23% | -0.7% |
| IJR | Buy | ISHARES TRcore s&p scp etf | $18,071,508 | -4.1% | 191,578 | +1.3% | 6.86% | +0.7% |
| SMH | Sell | VANECK ETF TRUSTsemiconductr etf | $12,802,960 | -5.1% | 88,308 | -0.4% | 4.86% | -0.4% |
| XLI | Sell | SELECT SECTOR SPDR TRindl | $9,626,969 | -5.5% | 94,959 | -0.0% | 3.65% | -0.8% |
| DVY | Buy | ISHARES TRselect divid etf | $9,026,212 | -4.6% | 83,856 | +0.4% | 3.42% | +0.2% |
| XLV | Buy | SELECT SECTOR SPDR TRsbi healthcare | $8,779,222 | -2.0% | 68,193 | +1.0% | 3.33% | +2.9% |
| RSP | Buy | INVESCO EXCHANGE TRADED FD Ts&p500 eql wgt | $8,410,927 | -5.3% | 59,361 | +0.1% | 3.19% | -0.5% |
| AAPL | Sell | APPLE INC | $7,851,148 | -26.7% | 45,857 | -16.9% | 2.98% | -23.0% |
| XLK | Sell | SELECT SECTOR SPDR TRtechnology | $6,390,939 | -6.4% | 38,986 | -0.7% | 2.42% | -1.7% |
| JPST | Sell | J P MORGAN EXCHANGE TRADED Fultra shrt inc | $5,740,868 | -5.1% | 114,406 | -5.2% | 2.18% | -0.4% |
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $4,177,127 | -4.0% | 9,772 | -0.4% | 1.58% | +0.8% |
| USMV | Sell | ISHARES TRmsci usa min vol | $4,143,000 | -4.1% | 57,240 | -1.5% | 1.57% | +0.7% |
| VCSH | Sell | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $3,469,924 | -2.3% | 46,173 | -1.7% | 1.32% | +2.6% |
| KRE | Buy | SPDR SER TRs&p regl bkg | $2,970,743 | +9.6% | 71,121 | +7.1% | 1.13% | +15.0% |
| JEPI | Buy | J P MORGAN EXCHANGE TRADED Fequity premium | $2,886,190 | +8.3% | 53,887 | +11.9% | 1.10% | +13.7% |
| VTIP | Sell | VANGUARD MALVERN FDSstrm infproidx | $2,609,045 | -0.5% | 55,183 | -0.2% | 0.99% | +4.4% |
| IVW | Sell | ISHARES TRs&p 500 grwt etf | $2,100,100 | -3.1% | 30,694 | -0.1% | 0.80% | +1.8% |
| EFAV | Sell | ISHARES TRmsci eafe min vl | $2,037,148 | -4.3% | 31,235 | -1.0% | 0.77% | +0.5% |
| QQQM | Buy | INVESCO EXCH TRADED FD TR IInasdaq 100 etf | $2,026,197 | -3.0% | 13,745 | +0.0% | 0.77% | +1.9% |
| XOM | Buy | EXXON MOBIL CORP | $1,976,969 | +10.0% | 16,814 | +0.3% | 0.75% | +15.4% |
| ITT | Buy | ITT INC | $1,965,904 | +5.4% | 20,079 | +0.3% | 0.75% | +10.7% |
| VIG | Sell | VANGUARD SPECIALIZED FUNDSdiv app etf | $1,889,586 | -4.4% | 12,161 | -0.1% | 0.72% | +0.4% |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS | $1,832,334 | +5.5% | 13,060 | +0.6% | 0.70% | +10.8% |
| VGT | VANGUARD WORLD FDSinf tech etf | $1,723,910 | -6.2% | 4,155 | 0.0% | 0.65% | -1.5% | |
| PEP | PEPSICO INC | $1,632,669 | -8.5% | 9,636 | 0.0% | 0.62% | -4.0% | |
| HD | Buy | HOME DEPOT INC | $1,606,005 | -2.7% | 5,315 | +0.0% | 0.61% | +2.0% |
| IJH | Buy | ISHARES TRcore s&p mcp etf | $1,512,806 | -4.1% | 6,067 | +0.6% | 0.57% | +0.7% |
| VV | Buy | VANGUARD INDEX FDSlarge cap etf | $1,435,504 | -3.5% | 7,336 | +0.0% | 0.54% | +1.5% |
| IWF | Sell | ISHARES TRrus 1000 grw etf | $1,424,053 | -5.9% | 5,354 | -2.6% | 0.54% | -1.3% |
| VTV | Buy | VANGUARD INDEX FDSvalue etf | $1,418,786 | -2.5% | 10,286 | +0.4% | 0.54% | +2.3% |
| IVV | Sell | ISHARES TRcore s&p500 etf | $1,347,179 | -3.8% | 3,137 | -0.2% | 0.51% | +1.0% |
| VIGI | Buy | VANGUARD WHITEHALL FDSintl dvd etf | $1,337,172 | -2.9% | 18,746 | +2.2% | 0.51% | +1.8% |
| SCHD | Sell | SCHWAB STRATEGIC TRus dividend eq | $1,299,895 | -7.0% | 18,370 | -4.6% | 0.49% | -2.4% |
| JPM | JPMORGAN CHASE & CO | $1,294,308 | -0.3% | 8,925 | 0.0% | 0.49% | +4.7% | |
| EPD | ENTERPRISE PRODS PARTNERS L | $1,294,601 | +3.9% | 47,300 | 0.0% | 0.49% | +9.1% | |
| TSLA | Sell | TESLA INC | $1,277,123 | -5.0% | 5,104 | -0.6% | 0.48% | -0.2% |
| PFE | PFIZER INC | $1,202,770 | -9.6% | 36,261 | 0.0% | 0.46% | -5.2% | |
| SPLV | Buy | INVESCO EXCH TRADED FD TR IIs&p500 low vol | $1,180,532 | -5.4% | 20,080 | +1.0% | 0.45% | -0.7% |
| MRK | Buy | MERCK & CO INC | $1,099,934 | -10.3% | 10,684 | +0.5% | 0.42% | -5.9% |
| JNJ | Sell | JOHNSON & JOHNSON | $1,093,054 | -6.7% | 7,018 | -0.8% | 0.42% | -1.9% |
| MSFT | Sell | MICROSOFT CORP | $1,066,528 | -7.6% | 3,378 | -0.4% | 0.40% | -2.9% |
| VB | Buy | VANGUARD INDEX FDSsmall cp etf | $1,021,821 | -4.8% | 5,404 | +0.1% | 0.39% | 0.0% |
| XSD | Buy | SPDR SER TRs&p semicndctr | $987,178 | -9.8% | 5,036 | +1.9% | 0.38% | -5.1% |
| IGA | Buy | VOYA GLBL ADV & PREM OPP FD | $962,667 | -1.5% | 115,984 | +1.4% | 0.36% | +3.4% |
| VTI | Buy | VANGUARD INDEX FDStotal stk mkt | $948,804 | -3.5% | 4,467 | +0.0% | 0.36% | +1.4% |
| DES | WISDOMTREE TRus smallcap divd | $936,494 | -2.0% | 33,209 | 0.0% | 0.36% | +2.9% | |
| VBK | Buy | VANGUARD INDEX FDSsml cp grw etf | $888,198 | -4.5% | 4,147 | +2.5% | 0.34% | +0.3% |
| New | CAPITAL GROUP INTL FOCUS EQT | $868,752 | – | 39,961 | +100.0% | 0.33% | – | |
| DIA | SPDR DOW JONES INDL AVERAGEut ser 1 | $867,470 | -2.6% | 2,590 | 0.0% | 0.33% | +2.2% | |
| MU | MICRON TECHNOLOGY INC | $865,886 | +7.8% | 12,728 | 0.0% | 0.33% | +13.4% | |
| GSIE | Buy | GOLDMAN SACHS ETF TRactivebeta int | $860,919 | -3.9% | 28,669 | +0.4% | 0.33% | +0.9% |
| BRKB | BERKSHIRE HATHAWAY INC DELcl b new | $857,534 | +2.7% | 2,448 | 0.0% | 0.32% | +7.6% | |
| SUSA | Buy | ISHARES TRmsci usa esg slc | $830,531 | -1.5% | 9,231 | +2.5% | 0.32% | +3.3% |
| VBR | VANGUARD INDEX FDSsm cp val etf | $827,753 | -3.6% | 5,190 | 0.0% | 0.31% | +1.3% | |
| GOOGL | Sell | ALPHABET INCcap stk cl a | $807,401 | +8.6% | 6,170 | -0.7% | 0.31% | +13.8% |
| RTX | Buy | RTX CORPORATION | $800,378 | -19.5% | 11,121 | +9.6% | 0.30% | -15.3% |
| IUSV | Sell | ISHARES TRcore s&p us vlu | $800,318 | -6.7% | 10,725 | -2.2% | 0.30% | -1.9% |
| VCIT | Sell | VANGUARD SCOTTSDALE FDSint-term corp | $789,967 | -4.7% | 10,397 | -0.9% | 0.30% | 0.0% |
| VUG | Sell | VANGUARD INDEX FDSgrowth etf | $788,610 | -3.9% | 2,896 | -0.1% | 0.30% | +1.0% |
| Buy | J P MORGAN EXCHANGE TRADED Fnasdaq eqt prem | $765,041 | +151.8% | 16,302 | +159.5% | 0.29% | +163.6% | |
| SHYG | Sell | ISHARES TR0-5yr hi yl cp | $744,574 | -5.3% | 18,147 | -4.3% | 0.28% | -0.4% |
| APH | AMPHENOL CORP NEWcl a | $715,370 | -1.1% | 8,517 | 0.0% | 0.27% | +3.8% | |
| IWM | Sell | ISHARES TRrussell 2000 etf | $685,894 | -7.2% | 3,881 | -1.6% | 0.26% | -2.6% |
| VEA | Buy | VANGUARD TAX-MANAGED FDSvan ftse dev mkt | $679,723 | -5.3% | 15,547 | +0.0% | 0.26% | -0.4% |
| AEM | Buy | AGNICO EAGLE MINES LTD | $677,205 | -6.6% | 14,900 | +2.8% | 0.26% | -1.9% |
| IVOG | Sell | VANGUARD ADMIRAL FDS INCmidcp 400 grth | $662,431 | -5.3% | 7,336 | -1.9% | 0.25% | -0.8% |
| VIAC | Buy | PARAMOUNT GLOBAL | $660,906 | +25.0% | 51,233 | +54.2% | 0.25% | +31.4% |
| CVX | Sell | CHEVRON CORP NEW | $628,784 | +6.3% | 3,729 | -0.9% | 0.24% | +11.7% |
| IEFA | ISHARES TRcore msci eafe | $621,364 | -4.7% | 9,656 | 0.0% | 0.24% | 0.0% | |
| MDY | Buy | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $620,133 | -4.5% | 1,358 | +0.1% | 0.24% | 0.0% |
| DE | DEERE & CO | $613,997 | -6.9% | 1,627 | 0.0% | 0.23% | -2.1% | |
| IWY | ISHARES TRrus tp200 gr etf | $608,705 | -3.0% | 3,957 | 0.0% | 0.23% | +1.8% | |
| AMZN | Sell | AMAZON COM INC | $607,125 | -41.3% | 4,776 | -39.8% | 0.23% | -38.5% |
| IWP | Sell | ISHARES TRrus md cp gr etf | $583,272 | -13.6% | 6,385 | -8.6% | 0.22% | -9.4% |
| FBND | Buy | FIDELITY MERRIMACK STR TRtotal bd etf | $575,134 | +9.2% | 13,203 | +13.9% | 0.22% | +14.7% |
| MMM | Buy | 3M CO | $562,910 | -5.5% | 6,013 | +1.0% | 0.21% | -0.5% |
| ESML | Buy | ISHARES TResg aware msci | $556,879 | -1.4% | 16,549 | +4.0% | 0.21% | +3.4% |
| ANET | ARISTA NETWORKS INC | $555,469 | +13.5% | 3,020 | 0.0% | 0.21% | +19.2% | |
| PG | PROCTER AND GAMBLE CO | $528,743 | -3.9% | 3,625 | 0.0% | 0.20% | +1.0% | |
| IYH | Sell | ISHARES TRus hlthcare etf | $519,024 | -5.4% | 1,922 | -1.8% | 0.20% | -0.5% |
| SDY | SPDR SER TRs&p divid etf | $509,645 | -6.2% | 4,431 | 0.0% | 0.19% | -1.5% | |
| KO | Sell | COCA COLA CO | $491,958 | -7.3% | 8,788 | -0.3% | 0.19% | -2.6% |
| MSD | Sell | MORGAN STANLEY EMKT DBT FD I | $493,049 | +0.6% | 75,971 | -0.1% | 0.19% | +5.6% |
| MINT | Buy | PIMCO ETF TRenhan shrt ma ac | $480,171 | +0.7% | 4,795 | +0.3% | 0.18% | +5.8% |
| MATTHEWS ASIA FDSemer mkts equity | $457,683 | -5.7% | 17,409 | 0.0% | 0.17% | -0.6% | ||
| GOOG | Sell | ALPHABET INCcap stk cl c | $452,509 | -31.1% | 3,432 | -36.8% | 0.17% | -27.4% |
| NVDA | Sell | NVIDIA CORPORATION | $426,304 | +0.3% | 980 | -2.5% | 0.16% | +5.2% |
| NFLX | NETFLIX INC | $425,555 | -14.3% | 1,127 | 0.0% | 0.16% | -10.1% | |
| XYL | Buy | XYLEM INC | $408,248 | -19.0% | 4,485 | +0.3% | 0.16% | -14.8% |
| NBH | Sell | NEUBERGER BERMAN MUN FD INC | $400,000 | -12.0% | 43,431 | -1.8% | 0.15% | -7.3% |
| EMNT | Buy | PIMCO ETF TRenhancd short | $394,442 | +1.6% | 4,020 | +1.4% | 0.15% | +7.1% |
| SMDV | Sell | PROSHARES TRruss 2000 divd | $384,616 | -8.4% | 6,798 | -4.3% | 0.15% | -3.9% |
| ONEQ | FIDELITY COMWLTH TR | $384,466 | -3.9% | 7,395 | 0.0% | 0.15% | +0.7% | |
| REGN | REGENERON PHARMACEUTICALS | $378,562 | +14.5% | 460 | 0.0% | 0.14% | +21.0% | |
| TMO | Sell | THERMO FISHER SCIENTIFIC INC | $374,566 | -3.4% | 740 | -0.4% | 0.14% | +1.4% |
| BCV | BANCROFT FD LTD | $373,008 | -7.7% | 23,653 | 0.0% | 0.14% | -2.7% | |
| IGD | Buy | VOYA GLBL EQTY DIV & PREM OP | $375,507 | +3.4% | 76,634 | +8.5% | 0.14% | +8.4% |
| YUM | YUM BRANDS INC | $369,573 | -9.8% | 2,958 | 0.0% | 0.14% | -5.4% | |
| NVS | NOVARTIS AGsponsored adr | $365,168 | +0.9% | 3,585 | 0.0% | 0.14% | +6.1% | |
| ICSH | ISHARES TRblackrock ultra | $363,240 | +0.2% | 7,210 | 0.0% | 0.14% | +5.3% | |
| EMF | TEMPLETON EMERGING MKTS FD | $357,362 | -4.5% | 31,597 | 0.0% | 0.14% | +0.7% | |
| RNP | COHEN & STEERS REIT & PFD & | $354,817 | -9.6% | 20,677 | 0.0% | 0.14% | -4.9% | |
| FB | Buy | META PLATFORMS INCcl a | $350,344 | +42.3% | 1,167 | +36.0% | 0.13% | +49.4% |
| VSGX | Buy | VANGUARD WORLD FDesg intl stk etf | $336,233 | +0.9% | 6,666 | +6.3% | 0.13% | +6.7% |
| VTEB | VANGUARD MUN BD FDStax exempt bd | $332,227 | -4.2% | 6,907 | 0.0% | 0.13% | +0.8% | |
| UNP | Sell | UNION PAC CORP | $330,695 | -0.6% | 1,624 | -0.1% | 0.12% | +4.2% |
| T | Sell | AT&T INC | $324,070 | -51.1% | 21,576 | -48.1% | 0.12% | -48.8% |
| BGB | BLACKSTONE STRATEGIC CRED 20 | $324,183 | +0.5% | 29,498 | 0.0% | 0.12% | +5.1% | |
| BX | Sell | BLACKSTONE INC | $321,420 | -21.4% | 3,000 | -31.8% | 0.12% | -17.6% |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $314,053 | -34.4% | 9,690 | -24.7% | 0.12% | -31.2% |
| VOE | VANGUARD INDEX FDSmcap vl idxvip | $302,387 | -5.4% | 2,309 | 0.0% | 0.12% | 0.0% | |
| ORCL | ORACLE CORP | $297,953 | -11.1% | 2,813 | 0.0% | 0.11% | -6.6% | |
| VHT | VANGUARD WORLD FDShealth car etf | $295,991 | -4.0% | 1,259 | 0.0% | 0.11% | +0.9% | |
| SO | SOUTHERN CO | $287,729 | -7.9% | 4,446 | 0.0% | 0.11% | -3.5% | |
| BK | BANK NEW YORK MELLON CORP | $283,409 | -4.2% | 6,645 | 0.0% | 0.11% | +0.9% | |
| SHY | ISHARES TR1 3 yr treas bd | $279,232 | -0.1% | 3,449 | 0.0% | 0.11% | +5.0% | |
| WPC | Buy | WP CAREY INC | $247,254 | -14.3% | 4,572 | +7.0% | 0.09% | -9.6% |
| WMT | WALMART INC | $248,371 | +1.7% | 1,553 | 0.0% | 0.09% | +6.8% | |
| GDX | VANECK ETF TRUSTgold miners etf | $247,276 | -10.6% | 9,189 | 0.0% | 0.09% | -6.0% | |
| CCI | CROWN CASTLE INC | $245,628 | -19.2% | 2,669 | 0.0% | 0.09% | -15.5% | |
| DGRO | ISHARES TRcore div grwth | $230,999 | -3.9% | 4,664 | 0.0% | 0.09% | +1.1% | |
| PANW | Sell | PALO ALTO NETWORKS INC | $230,454 | -8.4% | 983 | -0.2% | 0.09% | -4.4% |
| MHD | Sell | BLACKROCK MUNIHOLDINGS FD IN | $227,779 | -15.2% | 22,093 | -4.3% | 0.09% | -11.3% |
| TEI | Buy | TEMPLETON EMERGING MKTS INCO | $227,702 | +4.4% | 49,393 | +16.7% | 0.09% | +8.9% |
| PDO | PIMCO DYNAMIC INCOME OPRNTS | $225,067 | -9.0% | 18,945 | 0.0% | 0.08% | -4.5% | |
| ESGD | ISHARES TResg aw msci eafe | $210,224 | -5.2% | 3,041 | 0.0% | 0.08% | 0.0% | |
| VXUS | VANGUARD STAR FDSvg tl intl stk f | $212,100 | -4.6% | 3,963 | 0.0% | 0.08% | 0.0% | |
| BOND | Buy | PIMCO ETF TRactive bd etf | $212,048 | -4.0% | 2,412 | +0.0% | 0.08% | 0.0% |
| XLF | SELECT SECTOR SPDR TRfinancial | $208,019 | -1.6% | 6,271 | 0.0% | 0.08% | +3.9% | |
| MAR | New | MARRIOTT INTL INC NEWcl a | $206,096 | – | 1,049 | +100.0% | 0.08% | – |
| MUB | ISHARES TRnational mun etf | $202,004 | -3.9% | 1,970 | 0.0% | 0.08% | +1.3% | |
| EOS | EATON VANCE ENHANCED EQUITY | $185,630 | -4.0% | 10,805 | 0.0% | 0.07% | 0.0% | |
| HYT | BLACKROCK CORPOR HI YLD FD I | $100,816 | -3.3% | 11,682 | 0.0% | 0.04% | 0.0% | |
| UNG | UNITED STS NAT GAS FD LPunit par | $91,462 | -8.0% | 13,391 | 0.0% | 0.04% | -2.8% | |
| IHD | VOYA EMERGING MKTS HIGH DIVI | $59,308 | -5.6% | 12,030 | 0.0% | 0.02% | 0.0% | |
| PPT | PUTNAM PREMIER INCOME TRsh ben int | $40,200 | -4.8% | 12,000 | 0.0% | 0.02% | 0.0% | |
| QSI | QUANTUM SI INC | $36,329 | -7.3% | 21,885 | 0.0% | 0.01% | 0.0% | |
| EMX | EMX RTY CORP | $17,800 | -6.3% | 10,000 | 0.0% | 0.01% | 0.0% | |
| PRESIDIO PPTY TR INC*w exp 01/24/202 | $446 | -22.4% | 13,110 | 0.0% | 0.00% | – | ||
| DIS | Exit | DISNEY WALT CO | $0 | – | -2,277 | -100.0% | -0.07% | – |
| VCR | Exit | VANGUARD WORLD FDSconsum dis etf | $0 | – | -720 | -100.0% | -0.07% | – |
| SBUX | Exit | STARBUCKS CORP | $0 | – | -2,219 | -100.0% | -0.08% | – |
| XBI | Exit | SPDR SER TRs&p biotech | $0 | – | -2,958 | -100.0% | -0.09% | – |
| SHOP | Exit | SHOPIFY INCcl a | $0 | – | -3,880 | -100.0% | -0.09% | – |
| DSU | Exit | BLACKROCK DEBT STRATEGIES FD | $0 | – | -28,648 | -100.0% | -0.10% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-10-16
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| VANGUARD WHITEHALL FDS | 12 | Q3 2023 | 14.2% |
| INVESCO QQQ TR | 12 | Q3 2023 | 13.4% |
| VANGUARD INDEX FDS | 12 | Q3 2023 | 12.1% |
| ISHARES TR | 12 | Q3 2023 | 10.0% |
| SELECT SECTOR SPDR TR | 12 | Q3 2023 | 4.6% |
| ISHARES TR | 12 | Q3 2023 | 11.0% |
| APPLE INC | 12 | Q3 2023 | 3.9% |
| INVESCO EXCHANGE TRADED FD T | 12 | Q3 2023 | 4.0% |
| SELECT SECTOR SPDR TR | 12 | Q3 2023 | 3.3% |
| SELECT SECTOR SPDR TR | 12 | Q3 2023 | 2.9% |
View Round Rock Advisors, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-24 |
| 13F-HR | 2024-01-29 |
| 13F-HR | 2023-10-16 |
| 13F-HR | 2023-07-20 |
| 13F-HR | 2023-05-02 |
| 13F-HR | 2023-01-19 |
| 13F-HR | 2022-10-20 |
| 13F-HR | 2022-07-22 |
| 13F-HR | 2022-04-28 |
| 13F-HR | 2022-01-20 |
View Round Rock Advisors, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.