Q3 2023
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| New | BLACKLINE INCnote 3/1 | $10,058,895 | – | 11,612,000 | – | 8.14% | – | |
| GOGO | Buy | GOGO INC | $7,269,092 | -26.9% | 609,312 | +4.2% | 5.88% | -23.6% |
| Buy | TRICON RESIDENTIAL INC | $6,048,046 | -16.0% | 811,833 | +0.1% | 4.89% | -12.2% | |
| New | ZIFF DAVIS INCnote 1.750%11/0 | $5,869,981 | – | 6,300,000 | – | 4.75% | – | |
| SWIM | Sell | LATHAM GROUP INC | $4,656,789 | -26.3% | 1,663,139 | -2.4% | 3.77% | -23.0% |
| JCOM | Sell | ZIFF DAVIS INC | $3,438,050 | -37.9% | 53,981 | -31.7% | 2.78% | -35.1% |
| WMS | Sell | ADVANCED DRAIN SYS INC DEL | $1,893,107 | -54.6% | 16,631 | -54.6% | 1.53% | -52.5% |
| New | 3D SYS CORP DELnote 11/1 | $1,454,000 | – | 2,000,000 | – | 1.18% | – | |
| GSHD | New | GOOSEHEAD INS INC | $1,117,950 | – | 15,000 | – | 0.90% | – |
| PDS | New | PRECISION DRILLING CORP | $938,075 | – | 14,000 | – | 0.76% | – |
| SHC | Sell | SOTERA HEALTH CO | $153,141 | -94.9% | 10,223 | -93.6% | 0.12% | -94.7% |
| BIL | Sell | SPDR SER TRbloomberg 1-3 mo | $150,191 | -62.4% | 1,635 | -62.4% | 0.12% | -60.8% |
| RAND | Exit | RAND CAP CORP | $0 | – | -18,654 | – | -0.19% | – |
| AWI | Exit | ARMSTRONG WORLD INDS INC NEW | $0 | – | -4,574 | – | -0.26% | – |
| Exit | BROOKFIELD CORPcl a ltd vt sh | $0 | – | -34,200 | – | -0.89% | – | |
| Exit | COINBASE GLOBAL INCnote 0.500% 6/0 | $0 | – | -7,050,000 | – | -4.13% | – | |
| Exit | EVERBRIDGE INCnote 0.125%12/1 | $0 | – | -6,959,000 | – | -4.91% | – |
Q2 2023
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SRI | New | STONERIDGE INC | $22,897,076 | – | 1,214,699 | – | 17.72% | – |
| New | PELOTON INTERACTIVE INCnote 2/1 | $10,449,082 | – | 13,700,000 | – | 8.09% | – | |
| GOGO | New | GOGO INC | $9,949,353 | – | 584,912 | – | 7.70% | – |
| New | BANDWIDTH INCnote 0.500% 4/0 | $8,582,245 | – | 13,200,000 | – | 6.64% | – | |
| New | AFFIRM HLDGS INCnote 11/1 | $7,431,000 | – | 10,000,000 | – | 5.75% | – | |
| New | TRICON RESIDENTIAL INC | $7,199,106 | – | 811,189 | – | 5.57% | – | |
| New | EVERBRIDGE INCnote 0.125%12/1 | $6,341,751 | – | 6,959,000 | – | 4.91% | – | |
| SWIM | New | LATHAM GROUP INC | $6,321,688 | – | 1,703,959 | – | 4.89% | – |
| JCOM | New | ZIFF DAVIS INC | $5,533,409 | – | 78,981 | – | 4.28% | – |
| New | COINBASE GLOBAL INCnote 0.500% 6/0 | $5,335,641 | – | 7,050,000 | – | 4.13% | – | |
| New | UPWORK INCnote 0.250% 8/1 | $5,302,856 | – | 6,500,000 | – | 4.10% | – | |
| New | Q2 HLDGS INCnote 0.125%11/1 | $4,787,955 | – | 5,500,000 | – | 3.70% | – | |
| WMS | New | ADVANCED DRAIN SYS INC DEL | $4,167,875 | – | 36,631 | – | 3.22% | – |
| New | CHEGG INCnote 9/0 | $3,770,000 | – | 5,000,000 | – | 2.92% | – | |
| New | CONSENSUS CLOUD SOLUTIONS IN | $3,580,531 | – | 115,501 | – | 2.77% | – | |
| New | UNITY SOFTWARE INCnote 11/1 | $3,214,000 | – | 4,000,000 | – | 2.49% | – | |
| SHC | New | SOTERA HEALTH CO | $3,024,385 | – | 160,530 | – | 2.34% | – |
| New | TECHTARGET INCnote 12/1 | $2,354,265 | – | 3,000,000 | – | 1.82% | – | |
| New | GUIDEWIRE SOFTWARE INCnote 1.250% 3/1 | $1,943,292 | – | 2,000,000 | – | 1.50% | – | |
| New | EVERBRIDGE INCnote 3/1 | $1,660,000 | – | 2,000,000 | – | 1.28% | – | |
| New | DOCUSIGN INCnote 1/1 | $1,458,805 | – | 1,500,000 | – | 1.13% | – | |
| New | BROOKFIELD CORPcl a ltd vt sh | $1,151,402 | – | 34,200 | – | 0.89% | – | |
| New | OKTA INCnote 0.125% 9/0 | $909,413 | – | 1,000,000 | – | 0.70% | – | |
| New | OKTA INCnote 0.375% 6/1 | $858,656 | – | 1,000,000 | – | 0.66% | – | |
| BIL | New | SPDR SER TRbloomberg 1-3 mo | $398,924 | – | 4,347 | – | 0.31% | – |
| AWI | New | ARMSTRONG WORLD INDS INC NEW | $336,006 | – | 4,574 | – | 0.26% | – |
| RAND | New | RAND CAP CORP | $242,689 | – | 18,654 | – | 0.19% | – |
| ATUS | New | ALTICE USA INCcl a | $21,140 | – | 7,000 | – | 0.02% | – |
Q4 2022
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| ATUS | Exit | ALTICE USA INCcl a | $0 | – | -7,000 | – | -0.05% | – |
| SSTK | Exit | SHUTTERSTOCK INC | $0 | – | -5,000 | – | -0.33% | – |
| RAND | Exit | RAND CAP CORP | $0 | – | -18,654 | – | -0.36% | – |
| AWI | Exit | ARMSTRONG WORLD INDS INC NEW | $0 | – | -4,574 | – | -0.47% | – |
| KAI | Exit | KADANT INC | $0 | – | -4,645 | – | -1.01% | – |
| BAM | Exit | BROOKFIELD ASSET MGMT INCcl a ltd vt sh | $0 | – | -34,200 | – | -1.83% | – |
| LRCX | Exit | LAM RESEARCH CORP | $0 | – | -5,320 | – | -2.56% | – |
| SHC | Exit | SOTERA HEALTH CO | $0 | – | -320,000 | – | -2.85% | – |
| KLAC | Exit | KLA CORP | $0 | – | -7,800 | – | -3.09% | – |
| SWIM | Exit | LATHAM GROUP INC | $0 | – | -770,367 | – | -3.62% | – |
| Exit | TRICON RESIDENTIAL INC | $0 | – | -461,537 | – | -5.29% | – | |
| Exit | CONSENSUS CLOUD SOLUTIONS IN | $0 | – | -93,212 | – | -5.76% | – | |
| GLD | Exit | SPDR GOLD TR | $0 | – | -30,000 | – | -6.07% | – |
| FOCS | Exit | FOCUS FINL PARTNERS INC | $0 | – | -239,571 | – | -9.87% | – |
| GOGO | Exit | GOGO INC | $0 | – | -670,397 | – | -10.62% | – |
| JCOM | Exit | ZIFF DAVIS INC | $0 | – | -220,326 | – | -19.73% | – |
| SRI | Exit | STONERIDGE INC | $0 | – | -1,195,130 | – | -26.49% | – |
Q3 2022
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SRI | Sell | STONERIDGE INC | $20,257,000 | -11.1% | 1,195,130 | -1.3% | 26.49% | +71.5% |
| JCOM | Sell | ZIFF DAVIS INC | $15,088,000 | -34.6% | 220,326 | -8.3% | 19.73% | +26.2% |
| GOGO | Buy | GOGO INC | $8,125,000 | -37.3% | 670,397 | +7.8% | 10.62% | +20.9% |
| FOCS | Buy | FOCUS FINL PARTNERS INC | $7,549,000 | -21.1% | 239,571 | +9.7% | 9.87% | +52.1% |
| Sell | CONSENSUS CLOUD SOLUTIONS IN | $4,409,000 | -33.7% | 93,212 | -21.1% | 5.76% | +27.9% | |
| Buy | TRICON RESIDENTIAL INC | $4,046,000 | -33.0% | 461,537 | +0.0% | 5.29% | +29.1% | |
| SWIM | Buy | LATHAM GROUP INC | $2,766,000 | +59.1% | 770,367 | +295.1% | 3.62% | +206.8% |
| SHC | Buy | SOTERA HEALTH CO | $2,182,000 | +332.9% | 320,000 | +1500.0% | 2.85% | +734.2% |
| BAM | Sell | BROOKFIELD ASSET MGMT INCcl a ltd vt sh | $1,399,000 | -55.6% | 34,200 | -37.8% | 1.83% | -14.3% |
| KAI | Sell | KADANT INC | $775,000 | -80.6% | 4,645 | -72.7% | 1.01% | -62.6% |
| AWI | New | ARMSTRONG WORLD INDS INC NEW | $362,000 | – | 4,574 | – | 0.47% | – |
| SSTK | New | SHUTTERSTOCK INC | $251,000 | – | 5,000 | – | 0.33% | – |
| NGVT | Exit | INGEVITY CORP | $0 | – | -4,000 | – | -0.22% | – |
| Exit | VIVID SEATS INC*w exp 10/18/202 | $0 | – | -262,000 | – | -0.42% | – | |
| EVBG | Exit | EVERBRIDGE INC | $0 | – | -60,000 | – | -1.46% | – |
| CDR | Exit | CEDAR REALTY TRUST INC | $0 | – | -1,103,277 | – | -27.72% | – |
Q2 2022
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| CDR | New | CEDAR REALTY TRUST INC | $40,886,000 | – | 1,103,277 | – | 27.72% | – |
| JCOM | New | ZIFF DAVIS INC | $23,056,000 | – | 240,326 | – | 15.63% | – |
| SRI | New | STONERIDGE INC | $22,782,000 | – | 1,210,902 | – | 15.44% | – |
| GOGO | New | GOGO INC | $12,966,000 | – | 622,165 | – | 8.79% | – |
| FOCS | New | FOCUS FINL PARTNERS INC | $9,571,000 | – | 218,296 | – | 6.49% | – |
| New | CONSENSUS CLOUD SOLUTIONS IN | $6,646,000 | – | 118,212 | – | 4.51% | – | |
| GLD | New | SPDR GOLD TR | $6,505,000 | – | 30,000 | – | 4.41% | – |
| New | TRICON RESIDENTIAL INC | $6,043,000 | – | 461,354 | – | 4.10% | – | |
| KAI | New | KADANT INC | $3,996,000 | – | 17,025 | – | 2.71% | – |
| KLAC | New | KLA CORP | $3,204,000 | – | 7,800 | – | 2.17% | – |
| BAM | New | BROOKFIELD ASSET MGMT INCcl a ltd vt sh | $3,149,000 | – | 55,000 | – | 2.14% | – |
| LRCX | New | LAM RESEARCH CORP | $2,929,000 | – | 5,320 | – | 1.99% | – |
| EVBG | New | EVERBRIDGE INC | $2,154,000 | – | 60,000 | – | 1.46% | – |
| SWIM | New | LATHAM GROUP INC | $1,739,000 | – | 195,000 | – | 1.18% | – |
| New | VIVID SEATS INC*w exp 10/18/202 | $614,000 | – | 262,000 | – | 0.42% | – | |
| SHC | New | SOTERA HEALTH CO | $504,000 | – | 20,000 | – | 0.34% | – |
| RAND | New | RAND CAP CORP | $351,000 | – | 18,654 | – | 0.24% | – |
| NGVT | New | INGEVITY CORP | $325,000 | – | 4,000 | – | 0.22% | – |
| ATUS | New | ALTICE USA INCcl a | $83,000 | – | 7,000 | – | 0.06% | – |