$311 Million is the total value of CERTUITY, LLC's 253 reported holdings in Q4 2020. The portfolio turnover from Q3 2020 to Q4 2020 was 53.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $46,439,000 | +9.4% | 124,207 | -2.0% | 14.94% | -10.8% |
| AAPL | Sell | APPLE INC | $29,621,000 | +13.0% | 223,234 | -1.4% | 9.53% | -7.8% |
| QQQ | Buy | INVESCO QQQ TRunit ser 1 | $16,585,000 | +19.9% | 52,862 | +6.2% | 5.34% | -2.2% |
| MDY | Sell | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $15,184,000 | +22.1% | 36,158 | -1.5% | 4.89% | -0.4% |
| IJH | Sell | ISHARES TRcore s&p mcp etf | $9,941,000 | +21.8% | 43,255 | -1.8% | 3.20% | -0.7% |
| IWF | Buy | ISHARES TRrus 1000 grw etf | $7,929,000 | +29.2% | 32,879 | +16.2% | 2.55% | +5.4% |
| IVV | Buy | ISHARES TRcore s&p500 etf | $7,293,000 | +22.4% | 19,428 | +9.6% | 2.35% | -0.2% |
| IJR | Buy | ISHARES TRcore s&p scp etf | $5,714,000 | +35.4% | 62,180 | +3.5% | 1.84% | +10.5% |
| XLK | Buy | SELECT SECTOR SPDR TRtechnology | $4,952,000 | +23.7% | 38,088 | +11.0% | 1.59% | +0.9% |
| VEA | Buy | VANGUARD TAX-MANAGED INTL FDftse dev mkt etf | $4,947,000 | +27.5% | 104,796 | +10.4% | 1.59% | +4.0% |
| IWD | Buy | ISHARES TRrus 1000 val etf | $4,523,000 | +50.6% | 33,080 | +30.1% | 1.46% | +22.9% |
| AMZN | Sell | AMAZON COM INC | $4,364,000 | +2.4% | 1,340 | -1.0% | 1.40% | -16.5% |
| MSFT | Buy | MICROSOFT CORP | $4,335,000 | +36.4% | 19,490 | +29.0% | 1.40% | +11.2% |
| ICSH | Buy | ISHARES TRblackrock ultra | $4,301,000 | +50.2% | 85,130 | +50.3% | 1.38% | +22.5% |
| IWM | Buy | ISHARES TRrussell 2000 etf | $4,128,000 | +52.7% | 21,053 | +16.7% | 1.33% | +24.6% |
| FB | Buy | FACEBOOK INCcl a | $3,556,000 | +17.9% | 13,017 | +13.1% | 1.14% | -3.9% |
| VTI | Buy | VANGUARD INDEX FDStotal stk mkt | $2,949,000 | +59.1% | 15,150 | +39.3% | 0.95% | +29.8% |
| IYW | Buy | ISHARES TRu.s. tech etf | $2,754,000 | +13.3% | 32,365 | +300.8% | 0.89% | -7.6% |
| SCHF | Sell | SCHWAB STRATEGIC TRintl eqty etf | $2,684,000 | +14.4% | 74,535 | -0.2% | 0.86% | -6.7% |
| GOOGL | Buy | ALPHABET INCcap stk cl a | $2,659,000 | +24.8% | 1,517 | +4.4% | 0.86% | +1.9% |
| VIOO | Buy | VANGUARD ADMIRAL FDS INCsmllcp 600 idx | $2,417,000 | +31.4% | 14,405 | +1.1% | 0.78% | +7.2% |
| TSLA | Buy | TESLA INC | $2,312,000 | +88.4% | 3,276 | +14.5% | 0.74% | +53.7% |
| VOO | Buy | VANGUARD INDEX FDS | $2,269,000 | +288.5% | 7,966 | +319.5% | 0.73% | +217.4% |
| GLD | Buy | SPDR GOLD TR | $2,202,000 | +3.8% | 12,346 | +3.0% | 0.71% | -15.3% |
| VGT | Sell | VANGUARD WORLD FDSinf tech etf | $2,201,000 | +9.0% | 6,222 | -4.0% | 0.71% | -11.2% |
| XLV | Buy | SELECT SECTOR SPDR TRsbi healthcare | $2,190,000 | +7.7% | 19,308 | +0.2% | 0.70% | -12.2% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DELcl b new | $2,154,000 | +9.9% | 9,290 | +0.9% | 0.69% | -10.3% |
| MINT | Sell | PIMCO ETF TRenhan shrt ma ac | $2,145,000 | -9.1% | 21,019 | -9.2% | 0.69% | -25.9% |
| XBI | Buy | SPDR SER TRs&p biotech | $2,085,000 | +64.0% | 14,810 | +29.9% | 0.67% | +33.7% |
| NLY | Sell | ANNALY CAPITAL MANAGEMENT IN | $2,084,000 | +3.6% | 246,646 | -12.7% | 0.67% | -15.4% |
| NKX | Sell | NUVEEN CALIFORNIA AMT QLT MU | $1,921,000 | -5.9% | 121,913 | -8.8% | 0.62% | -23.2% |
| VUG | Buy | VANGUARD INDEX FDSgrowth etf | $1,896,000 | +62.1% | 7,485 | +45.7% | 0.61% | +32.0% |
| NAC | Buy | NUVEEN CA QUALTY MUN INCOME | $1,891,000 | +5.0% | 124,725 | +0.8% | 0.61% | -14.3% |
| BIL | SPDR SER TRspdr bloomberg | $1,783,000 | 0.0% | 19,479 | 0.0% | 0.57% | -18.5% | |
| DIS | Buy | DISNEY WALT CO | $1,713,000 | +81.5% | 9,455 | +24.3% | 0.55% | +48.1% |
| V | Buy | VISA INC | $1,703,000 | +30.5% | 7,787 | +19.3% | 0.55% | +6.4% |
| ACN | Sell | ACCENTURE PLC IRELAND | $1,671,000 | +0.3% | 6,396 | -13.2% | 0.54% | -18.1% |
| GOOG | Buy | ALPHABET INCcap stk cl c | $1,529,000 | +38.0% | 873 | +15.8% | 0.49% | +12.6% |
| CVX | Buy | CHEVRON CORP NEW | $1,519,000 | +34.1% | 17,985 | +14.3% | 0.49% | +9.4% |
| VWO | Buy | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $1,446,000 | +16.0% | 28,859 | +0.1% | 0.46% | -5.5% |
| EVM | EATON VANCE CALIF MUN BD FD | $1,294,000 | +3.4% | 110,135 | 0.0% | 0.42% | -15.8% | |
| NVDA | Buy | NVIDIA CORPORATION | $1,197,000 | +41.7% | 2,291 | +46.9% | 0.38% | +15.6% |
| PYPL | Buy | PAYPAL HLDGS INC | $1,177,000 | +40.5% | 5,027 | +18.1% | 0.38% | +14.5% |
| FDN | Buy | FIRST TR EXCHANGE-TRADED FDdj internt idx | $1,142,000 | +47.5% | 5,383 | +31.0% | 0.37% | +20.7% |
| JPM | Buy | JPMORGAN CHASE & CO | $1,139,000 | +42.0% | 8,965 | +7.5% | 0.37% | +16.1% |
| IWC | Buy | ISHARES TRmicro-cap etf | $1,123,000 | +31.5% | 9,468 | +0.3% | 0.36% | +7.1% |
| CRM | Buy | SALESFORCE COM INC | $1,076,000 | +27.0% | 4,836 | +43.4% | 0.35% | +3.6% |
| RPAR | Buy | TIDAL ETF TRrpar risk pari | $1,068,000 | +78.0% | 44,885 | +66.1% | 0.34% | +45.1% |
| ARCC | Buy | ARES CAPITAL CORP | $1,029,000 | +125.2% | 60,900 | +85.8% | 0.33% | +83.9% |
| EPD | Buy | ENTERPRISE PRODS PARTNERS L | $1,015,000 | +102.2% | 51,789 | +62.8% | 0.33% | +65.2% |
| IAU | Buy | ISHARES GOLD TRUSTishares | $990,000 | +13.5% | 54,629 | +12.7% | 0.32% | -7.3% |
| COST | Buy | COSTCO WHSL CORP NEW | $989,000 | +35.9% | 2,625 | +27.9% | 0.32% | +10.8% |
| VCV | INVESCO CALIF VALUE MUN INCO | $963,000 | +5.9% | 72,756 | 0.0% | 0.31% | -13.6% | |
| TTD | Buy | THE TRADE DESK INC | $962,000 | +106.9% | 1,201 | +34.0% | 0.31% | +69.4% |
| JNJ | Buy | JOHNSON & JOHNSON | $919,000 | +7.1% | 5,842 | +1.4% | 0.30% | -12.7% |
| IWB | New | ISHARES TRrus 1000 etf | $902,000 | – | 4,256 | +100.0% | 0.29% | – |
| DFS | Sell | DISCOVER FINL SVCS | $877,000 | +45.9% | 9,689 | -6.8% | 0.28% | +19.0% |
| MA | Buy | MASTERCARD INCORPORATEDcl a | $866,000 | +6.3% | 2,426 | +0.7% | 0.28% | -13.4% |
| BFZ | Sell | BLACKROCK CALIF MUN INCOME Tsh ben int | $859,000 | -27.3% | 60,391 | -32.6% | 0.28% | -40.8% |
| HD | Buy | HOME DEPOT INC | $851,000 | +56.4% | 3,203 | +63.4% | 0.27% | +27.4% |
| PDN | INVESCO EXCH TRADED FD TR IIftse rafi sml | $849,000 | +16.3% | 24,560 | 0.0% | 0.27% | -5.2% | |
| NKE | Buy | NIKE INCcl b | $819,000 | +38.6% | 5,786 | +22.9% | 0.26% | +13.3% |
| QCOM | Buy | QUALCOMM INC | $794,000 | +29.5% | 5,211 | +0.1% | 0.26% | +5.8% |
| SQ | Buy | SQUARE INCcl a | $788,000 | +114.7% | 3,612 | +60.3% | 0.25% | +75.2% |
| IWV | ISHARES TRrussell 3000 etf | $786,000 | +14.1% | 3,518 | 0.0% | 0.25% | -7.0% | |
| UNH | Buy | UNITEDHEALTH GROUP INC | $780,000 | +42.9% | 2,223 | +27.0% | 0.25% | +16.7% |
| NOC | Buy | NORTHROP GRUMMAN CORP | $763,000 | -2.3% | 2,504 | +1.2% | 0.25% | -20.1% |
| DHR | Buy | DANAHER CORPORATION | $761,000 | +7.6% | 3,426 | +4.4% | 0.24% | -12.2% |
| IGR | New | CBRE CLARION GLOBAL REAL EST | $757,000 | – | 110,022 | +100.0% | 0.24% | – |
| EFA | Sell | ISHARES TRmsci eafe etf | $733,000 | +4.9% | 10,050 | -8.5% | 0.24% | -14.5% |
| ADBE | Buy | ADOBE SYSTEMS INCORPORATED | $707,000 | +88.0% | 1,414 | +84.6% | 0.23% | +54.1% |
| ORCL | Buy | ORACLE CORP | $686,000 | +53.8% | 10,609 | +41.9% | 0.22% | +25.6% |
| TXN | Sell | TEXAS INSTRS INC | $683,000 | +1.5% | 4,164 | -11.6% | 0.22% | -17.3% |
| STWD | Sell | STARWOOD PPTY TR INC | $677,000 | +19.2% | 35,074 | -6.8% | 0.22% | -2.7% |
| BMY | Buy | BRISTOL-MYERS SQUIBB CO | $662,000 | +26.6% | 10,674 | +22.9% | 0.21% | +3.4% |
| PDI | New | PIMCO DYNAMIC INCOME FD | $647,000 | – | 24,476 | +100.0% | 0.21% | – |
| AAPL | Sell | APPLE INCput | $636,000 | -74.0% | 4,800 | -77.3% | 0.20% | -78.7% |
| CMCSA | Buy | COMCAST CORP NEWcl a | $632,000 | +36.2% | 12,066 | +20.2% | 0.20% | +10.9% |
| VXX | New | BARCLAYS BANK PLCipth sr b s&p | $622,000 | – | 37,041 | +100.0% | 0.20% | – |
| DIA | New | SPDR DOW JONES INDL AVERAGEput | $612,000 | – | 2,000 | +100.0% | 0.20% | – |
| ITOT | Buy | ISHARES TRcore s&p ttl stk | $612,000 | +17.0% | 7,100 | +2.5% | 0.20% | -4.4% |
| VXUS | VANGUARD STAR FDSvg tl intl stk f | $606,000 | +15.2% | 10,078 | 0.0% | 0.20% | -6.2% | |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $606,000 | -13.3% | 10,314 | -12.3% | 0.20% | -29.3% |
| SGOV | New | ISHARES TR0-3 mnth treasry | $590,000 | – | 5,895 | +100.0% | 0.19% | – |
| PG | Buy | PROCTER AND GAMBLE CO | $583,000 | +25.4% | 4,189 | +25.2% | 0.19% | +2.7% |
| DJP | Sell | BARCLAYS BANK PLCdjubs cmdt etn36 | $578,000 | -17.2% | 26,415 | -26.3% | 0.19% | -32.4% |
| PEP | Buy | PEPSICO INC | $563,000 | +28.5% | 3,797 | +20.1% | 0.18% | +4.6% |
| SBUX | Buy | STARBUCKS CORP | $558,000 | +28.0% | 5,220 | +2.9% | 0.18% | +4.7% |
| NRZ | Buy | NEW RESIDENTIAL INVT CORP | $559,000 | +27.6% | 56,271 | +2.1% | 0.18% | +4.0% |
| NOW | Buy | SERVICENOW INC | $556,000 | +127.9% | 1,011 | +101.0% | 0.18% | +86.5% |
| ZM | Buy | ZOOM VIDEO COMMUNICATIONS INcl a | $550,000 | -16.4% | 1,631 | +16.5% | 0.18% | -31.9% |
| ANET | Buy | ARISTA NETWORKS INC | $550,000 | +56.2% | 1,892 | +11.4% | 0.18% | +27.3% |
| BABA | Sell | ALIBABA GROUP HLDG LTDsponsored ads | $541,000 | -23.9% | 2,326 | -3.8% | 0.17% | -38.1% |
| CSCO | Buy | CISCO SYS INC | $535,000 | +36.5% | 11,952 | +20.0% | 0.17% | +11.0% |
| MSFT | Sell | MICROSOFT CORPput | $533,000 | -25.4% | 2,400 | -29.4% | 0.17% | -39.0% |
| MET | Sell | METLIFE INC | $532,000 | +15.9% | 11,324 | -8.3% | 0.17% | -5.5% |
| CASU | New | CASCADE ACQUISITION CORPunit 99/99/9999 | $523,000 | – | 50,000 | +100.0% | 0.17% | – |
| ABBV | Buy | ABBVIE INC | $514,000 | +38.9% | 4,799 | +13.6% | 0.16% | +13.0% |
| PZC | Sell | PIMCO CALIF MUN INCOME FD II | $513,000 | -41.6% | 50,000 | -39.4% | 0.16% | -52.3% |
| SHOP | Buy | SHOPIFY INCcl a | $513,000 | +79.4% | 453 | +61.8% | 0.16% | +46.0% |
| NFLX | Buy | NETFLIX INC | $486,000 | +73.6% | 899 | +60.5% | 0.16% | +41.8% |
| EEM | Buy | ISHARES TRmsci emg mkt etf | $476,000 | +17.2% | 9,216 | +0.1% | 0.15% | -4.4% |
| TLT | ISHARES TR20 yr tr bd etf | $466,000 | -3.3% | 2,954 | 0.0% | 0.15% | -21.1% | |
| AMD | Buy | ADVANCED MICRO DEVICES INC | $463,000 | +79.5% | 5,047 | +60.4% | 0.15% | +46.1% |
| MRK | Buy | MERCK & CO. INC | $459,000 | +7.5% | 5,616 | +9.1% | 0.15% | -11.9% |
| CEV | EATON VANCE CALIF MUN INCOMsh ben int | $460,000 | +2.9% | 33,600 | 0.0% | 0.15% | -15.9% | |
| IWP | Buy | ISHARES TRrus md cp gr etf | $459,000 | +18.9% | 4,470 | +100.0% | 0.15% | -2.6% |
| MELI | New | MERCADOLIBRE INC | $456,000 | – | 272 | +100.0% | 0.15% | – |
| HON | Buy | HONEYWELL INTL INC | $455,000 | +64.3% | 2,137 | +27.1% | 0.15% | +33.9% |
| DIA | Sell | SPDR DOW JONES INDL AVERAGEut ser 1 | $448,000 | +8.7% | 1,464 | -1.3% | 0.14% | -11.7% |
| SPAB | SPDR SER TRportfolio agrgte | $446,000 | 0.0% | 14,469 | 0.0% | 0.14% | -18.2% | |
| AVGO | Buy | BROADCOM INC | $445,000 | +46.4% | 1,015 | +21.6% | 0.14% | +19.2% |
| AMAT | Buy | APPLIED MATLS INC | $441,000 | +65.8% | 5,106 | +14.3% | 0.14% | +35.2% |
| BKNG | Buy | BOOKING HOLDINGS INC | $437,000 | +50.2% | 196 | +15.3% | 0.14% | +22.6% |
| INTU | New | INTUIT | $436,000 | – | 1,147 | +100.0% | 0.14% | – |
| WMT | Buy | WALMART INC | $432,000 | +22.0% | 3,000 | +18.5% | 0.14% | -0.7% |
| MMD | New | MAINSTAY MACKAY DEFINDTRM MU | $420,000 | – | 19,282 | +100.0% | 0.14% | – |
| MDT | Buy | MEDTRONIC PLC | $416,000 | +23.1% | 3,553 | +9.3% | 0.13% | +0.8% |
| ADSK | Buy | AUTODESK INC | $415,000 | +38.3% | 1,358 | +4.6% | 0.13% | +13.6% |
| IWO | ISHARES TRrus 2000 grw etf | $406,000 | +29.7% | 1,414 | 0.0% | 0.13% | +5.6% | |
| DTD | New | WISDOMTREE TRus total dividnd | $400,000 | – | 3,819 | +100.0% | 0.13% | – |
| ILCG | New | ISHARES TRmrngstr lg-cp gr | $401,000 | – | 1,385 | +100.0% | 0.13% | – |
| NCB | NUVEEN CALIF MUNICPAL VALUE | $385,000 | -1.5% | 25,000 | 0.0% | 0.12% | -19.5% | |
| MUB | ISHARES TRnational mun etf | $380,000 | +1.1% | 3,243 | 0.0% | 0.12% | -17.6% | |
| YUM | Buy | YUM BRANDS INC | $370,000 | +19.4% | 3,413 | +0.6% | 0.12% | -2.5% |
| TSM | Buy | TAIWAN SEMICONDUCTOR MFG LTDsponsored ads | $371,000 | +50.8% | 3,403 | +12.1% | 0.12% | +22.7% |
| PFE | Buy | PFIZER INC | $363,000 | +33.9% | 9,858 | +33.5% | 0.12% | +9.3% |
| MCK | Sell | MCKESSON CORP | $362,000 | +7.1% | 2,082 | -8.3% | 0.12% | -12.0% |
| GSY | Sell | INVESCO ACTIVELY MANAGED ETFultra shrt dur | $359,000 | -0.3% | 7,093 | -0.4% | 0.12% | -18.3% |
| IDXX | New | IDEXX LABS INC | $360,000 | – | 721 | +100.0% | 0.12% | – |
| MTCH | New | MATCH GROUP INC NEW | $360,000 | – | 2,382 | +100.0% | 0.12% | – |
| BK | Buy | BANK NEW YORK MELLON CORP | $357,000 | +29.3% | 8,420 | +4.8% | 0.12% | +5.5% |
| ET | Buy | ENERGY TRANSFER LP | $355,000 | +75.7% | 57,400 | +53.8% | 0.11% | +42.5% |
| BRKA | BERKSHIRE HATHAWAY INC DELcl a | $348,000 | +8.8% | 1 | 0.0% | 0.11% | -11.1% | |
| ORCC | Buy | OWL ROCK CAPITAL CORPORATION | $347,000 | +6.1% | 27,374 | +1.1% | 0.11% | -13.2% |
| ATVI | New | ACTIVISION BLIZZARD INC | $345,000 | – | 3,717 | +100.0% | 0.11% | – |
| IEFA | Buy | ISHARES TRcore msci eafe | $343,000 | +18.7% | 4,960 | +3.6% | 0.11% | -3.5% |
| LLY | New | LILLY ELI & CO | $343,000 | – | 2,034 | +100.0% | 0.11% | – |
| EL | Buy | LAUDER ESTEE COS INCcl a | $340,000 | +47.2% | 1,276 | +20.6% | 0.11% | +19.8% |
| BUG | New | GLOBAL X FDScybrscurty etf | $330,000 | – | 11,700 | +100.0% | 0.11% | – |
| APPN | New | APPIAN CORPcl a | $330,000 | – | 2,033 | +100.0% | 0.11% | – |
| AMZN | AMAZON COM INCput | $326,000 | +3.5% | 100 | 0.0% | 0.10% | -15.3% | |
| IWR | ISHARES TRrus mid cap etf | $327,000 | +19.8% | 4,764 | 0.0% | 0.10% | -2.8% | |
| BAC | Buy | BK OF AMERICA CORP | $320,000 | +36.2% | 10,571 | +8.6% | 0.10% | +10.8% |
| BTEC | Buy | PRINCIPAL EXCHANGE-TRADED FDhelthcare indx | $318,000 | +23.7% | 5,419 | +0.4% | 0.10% | +1.0% |
| WDAY | New | WORKDAY INCcl a | $317,000 | – | 1,325 | +100.0% | 0.10% | – |
| ILMN | New | ILLUMINA INC | $316,000 | – | 853 | +100.0% | 0.10% | – |
| PVH | Sell | PVH CORPORATION | $313,000 | +34.9% | 3,334 | -14.1% | 0.10% | +9.8% |
| HACK | Buy | ETF MANAGERS TRprime cybr scrty | $314,000 | +23.6% | 5,462 | +0.1% | 0.10% | +1.0% |
| IPO | Buy | RENAISSANCE CAP GREENWICH FDipo etf | $311,000 | +23.9% | 4,830 | +0.6% | 0.10% | +1.0% |
| VRSN | Sell | VERISIGN INC | $304,000 | -9.5% | 1,404 | -14.4% | 0.10% | -26.3% |
| NOC | NORTHROP GRUMMAN CORPput | $304,000 | -3.8% | 1,000 | 0.0% | 0.10% | -21.6% | |
| SHE | SPDR SER TRssga gnder etf | $299,000 | +17.3% | 3,332 | 0.0% | 0.10% | -5.0% | |
| CRBN | ISHARES TRmsci lw crb tg | $299,000 | +13.7% | 2,007 | 0.0% | 0.10% | -7.7% | |
| ITW | Buy | ILLINOIS TOOL WKS INC | $296,000 | +10.9% | 1,453 | +5.1% | 0.10% | -9.5% |
| VIG | VANGUARD SPECIALIZED FUNDSdiv app etf | $292,000 | +9.8% | 2,066 | 0.0% | 0.09% | -10.5% | |
| SPYV | SPDR SER TRprtflo s&p500 vl | $290,000 | +13.7% | 8,444 | 0.0% | 0.09% | -7.9% | |
| ALGN | New | ALIGN TECHNOLOGY INC | $283,000 | – | 529 | +100.0% | 0.09% | – |
| EZU | ISHARES INCmsci eurzone etf | $283,000 | +16.5% | 6,421 | 0.0% | 0.09% | -5.2% | |
| CAT | Buy | CATERPILLAR INC | $282,000 | +27.0% | 1,548 | +4.0% | 0.09% | +3.4% |
| EIS | ISHARES INCmsci israel etf | $279,000 | +22.4% | 4,357 | 0.0% | 0.09% | 0.0% | |
| AMGN | Buy | AMGEN INC | $281,000 | +2.2% | 1,224 | +13.0% | 0.09% | -17.4% |
| APD | Sell | AIR PRODS & CHEMS INC | $280,000 | -31.0% | 1,025 | -24.8% | 0.09% | -43.8% |
| FRC | New | FIRST REP BK SAN FRANCISCO C | $276,000 | – | 1,878 | +100.0% | 0.09% | – |
| T | Buy | AT&T INC | $278,000 | +63.5% | 9,668 | +62.4% | 0.09% | +32.8% |
| ABT | Buy | ABBOTT LABS | $276,000 | +8.7% | 2,520 | +8.1% | 0.09% | -11.0% |
| EDUT | GLOBAL X FDSeducation etf | $276,000 | +11.3% | 15,200 | 0.0% | 0.09% | -9.2% | |
| LHX | Sell | L3HARRIS TECHNOLOGIES INC | $276,000 | -19.1% | 1,462 | -27.1% | 0.09% | -34.1% |
| MMP | Sell | MAGELLAN MIDSTREAM PRTNRS LP | $275,000 | -61.6% | 6,487 | -69.1% | 0.09% | -68.6% |
| EDU | New | NEW ORIENTAL ED & TECHNOLOGYspon adr | $276,000 | – | 1,486 | +100.0% | 0.09% | – |
| ALSN | Sell | ALLISON TRANSMISSION HLDGS I | $274,000 | -3.9% | 6,346 | -21.6% | 0.09% | -21.4% |
| USB | Sell | US BANCORP DEL | $267,000 | +24.2% | 5,727 | -4.6% | 0.09% | +1.2% |
| TEX | New | TEREX CORP NEW | $263,000 | – | 7,544 | +100.0% | 0.08% | – |
| VO | Sell | VANGUARD INDEX FDSmid cap etf | $258,000 | +8.4% | 1,250 | -7.6% | 0.08% | -11.7% |
| MSCI | New | MSCI INC | $259,000 | – | 580 | +100.0% | 0.08% | – |
| MAS | New | MASCO CORP | $257,000 | – | 4,686 | +100.0% | 0.08% | – |
| BA | Buy | BOEING CO | $255,000 | +34.2% | 1,190 | +3.5% | 0.08% | +9.3% |
| VXF | New | VANGUARD INDEX FDSextend mkt etf | $251,000 | – | 1,523 | +100.0% | 0.08% | – |
| ALLY | New | ALLY FINL INC | $252,000 | – | 7,060 | +100.0% | 0.08% | – |
| PNC | Sell | PNC FINL SVCS GROUP INC | $248,000 | -1.2% | 1,666 | -27.1% | 0.08% | -19.2% |
| GILD | Sell | GILEAD SCIENCES INC | $247,000 | -13.0% | 4,246 | -5.5% | 0.08% | -29.5% |
| DE | New | DEERE & CO | $246,000 | – | 915 | +100.0% | 0.08% | – |
| DKNG | Buy | DRAFTKINGS INC | $244,000 | +10.9% | 5,232 | +40.1% | 0.08% | -9.2% |
| SHY | Buy | ISHARES TR1 3 yr treas bd | $242,000 | 0.0% | 2,806 | +0.1% | 0.08% | -17.9% |
| CB | New | CHUBB LIMITED | $241,000 | – | 1,563 | +100.0% | 0.08% | – |
| CSIQ | New | CANADIAN SOLAR INC | $243,000 | – | 4,751 | +100.0% | 0.08% | – |
| AGNC | New | AGNC INVT CORP | $238,000 | – | 15,225 | +100.0% | 0.08% | – |
| WCLD | New | WISDOMTREE TR | $239,000 | – | 4,465 | +100.0% | 0.08% | – |
| PANW | New | PALO ALTO NETWORKS INC | $238,000 | – | 670 | +100.0% | 0.08% | – |
| IEF | Buy | ISHARES TRbarclays 7 10 yr | $240,000 | -1.6% | 2,004 | +0.3% | 0.08% | -19.8% |
| SMMU | New | PIMCO ETF TRshtrm mun bd act | $235,000 | – | 4,577 | +100.0% | 0.08% | – |
| FTNT | New | FORTINET INC | $236,000 | – | 1,588 | +100.0% | 0.08% | – |
| TWLO | New | TWILIO INCcl a | $236,000 | – | 697 | +100.0% | 0.08% | – |
| UNP | New | UNION PAC CORP | $236,000 | – | 1,133 | +100.0% | 0.08% | – |
| SHW | New | SHERWIN WILLIAMS CO | $233,000 | – | 317 | +100.0% | 0.08% | – |
| VRTX | New | VERTEX PHARMACEUTICALS INC | $234,000 | – | 990 | +100.0% | 0.08% | – |
| IEMG | New | ISHARES INCcore msci emkt | $232,000 | – | 3,737 | +100.0% | 0.08% | – |
| JPST | New | J P MORGAN EXCHANGE-TRADED Fultra shrt inc | $232,000 | – | 4,575 | +100.0% | 0.08% | – |
| WAT | Sell | WATERS CORP | $231,000 | 0.0% | 932 | -21.2% | 0.07% | -18.7% |
| EW | New | EDWARDS LIFESCIENCES CORP | $227,000 | – | 2,490 | +100.0% | 0.07% | – |
| CNOB | CONNECTONE BANCORP INC | $226,000 | +41.2% | 11,406 | 0.0% | 0.07% | +15.9% | |
| DRV | Buy | DIREXION SHS ETF TRdaily msci real | $228,000 | +31.0% | 22,185 | +82.1% | 0.07% | +5.8% |
| MS | New | MORGAN STANLEY | $223,000 | – | 3,258 | +100.0% | 0.07% | – |
| TSN | Sell | TYSON FOODS INCcl a | $221,000 | -15.0% | 3,430 | -21.5% | 0.07% | -31.1% |
| ZG | New | ZILLOW GROUP INCcl a | $221,000 | – | 1,624 | +100.0% | 0.07% | – |
| SE | New | SEA LTDsponsord ads | $221,000 | – | 1,110 | +100.0% | 0.07% | – |
| DLN | WISDOMTREE TRus largecap divd | $221,000 | +10.5% | 2,058 | 0.0% | 0.07% | -10.1% | |
| INTC | Sell | INTEL CORP | $216,000 | -32.1% | 4,336 | -29.3% | 0.07% | -44.0% |
| EXAS | New | EXACT SCIENCES CORP | $216,000 | – | 1,634 | +100.0% | 0.07% | – |
| FVRR | New | FIVERR INTL LTD | $213,000 | – | 1,094 | +100.0% | 0.07% | – |
| TWTR | Sell | TWITTER INC | $214,000 | -4.0% | 3,951 | -21.0% | 0.07% | -21.6% |
| JD | New | JD.COM INCspon adr cl a | $212,000 | – | 2,407 | +100.0% | 0.07% | – |
| GDX | New | VANECK VECTORS ETF TRgold miners etf | $212,000 | – | 5,873 | +100.0% | 0.07% | – |
| CORT | New | CORCEPT THERAPEUTICS INC | $207,000 | – | 7,915 | +100.0% | 0.07% | – |
| SPEM | New | SPDR INDEX SHS FDSportfolio emg mk | $209,000 | – | 4,957 | +100.0% | 0.07% | – |
| SCHB | New | SCHWAB STRATEGIC TRus brd mkt etf | $204,000 | – | 2,238 | +100.0% | 0.07% | – |
| PINS | New | PINTEREST INCcl a | $205,000 | – | 3,104 | +100.0% | 0.07% | – |
| ICE | New | INTERCONTINENTAL EXCHANGE IN | $206,000 | – | 1,786 | +100.0% | 0.07% | – |
| LMT | Buy | LOCKHEED MARTIN CORP | $206,000 | -6.4% | 581 | +1.0% | 0.07% | -24.1% |
| WMT | New | WALMART INCput | $202,000 | – | 1,400 | +100.0% | 0.06% | – |
| IUSG | New | ISHARES TRcore s&p us gwt | $202,000 | – | 2,277 | +100.0% | 0.06% | – |
| PTY | New | PIMCO CORPORATE & INCOME OPP | $201,000 | – | 11,278 | +100.0% | 0.06% | – |
| IWN | New | ISHARES TRrus 2000 val etf | $201,000 | – | 1,527 | +100.0% | 0.06% | – |
| SWK | New | STANLEY BLACK & DECKER INC | $200,000 | – | 1,118 | +100.0% | 0.06% | – |
| YUMC | New | YUM CHINA HLDGS INC | $200,000 | – | 3,503 | +100.0% | 0.06% | – |
| AAAU | New | GOLDMAN SACHS PHYSICAL GOLDunit | $199,000 | – | 10,500 | +100.0% | 0.06% | – |
| ZNGA | New | ZYNGA INCcl a | $195,000 | – | 19,752 | +100.0% | 0.06% | – |
| NDAQ | Sell | NASDAQ INC | $195,000 | -5.8% | 1,467 | -12.9% | 0.06% | -23.2% |
| ATAX | Buy | AMERICA FIRST MULTIFAMILY INben unit ctf | $191,000 | +89.1% | 45,000 | +80.0% | 0.06% | +52.5% |
| ARKK | New | ARK ETF TRinnovation etf | $190,000 | – | 1,526 | +100.0% | 0.06% | – |
| RQI | New | COHEN & STEERS QUALITY INCOM | $184,000 | – | 14,799 | +100.0% | 0.06% | – |
| BUR | New | BURFORD CAP LTD | $171,000 | – | 17,643 | +100.0% | 0.06% | – |
| TXN | Sell | TEXAS INSTRS INCput | $164,000 | -42.7% | 1,000 | -50.0% | 0.05% | -53.1% |
| NVDA | New | NVIDIA CORPORATIONput | $157,000 | – | 300 | +100.0% | 0.05% | – |
| SNR | Buy | NEW SR INVT GROUP INC | $109,000 | +31.3% | 20,991 | +1.7% | 0.04% | +6.1% |
| FB | Sell | FACEBOOK INCput | $109,000 | -53.8% | 400 | -55.6% | 0.04% | -62.4% |
| CRHC | New | COHN ROBBINS HOLDINGS CORP | $105,000 | – | 10,099 | +100.0% | 0.03% | – |
| MOTVU | New | MOTIVE CAPITAL CORPunit 99/99/9999 | $105,000 | – | 10,000 | +100.0% | 0.03% | – |
| PMVC | New | PMV CONSUMER ACQUISITION COR | $102,000 | – | 10,000 | +100.0% | 0.03% | – |
| ACND | New | ASCENDANT DIGITAL ACQUISITIO | $103,000 | – | 10,000 | +100.0% | 0.03% | – |
| SCOAU | New | SCION TECH GROWTH Iunit 12/17/2025 | $103,000 | – | 10,000 | +100.0% | 0.03% | – |
| GFXU | New | GOLDEN FALCON ACQUISITION COunit 99/99/9999 | $104,000 | – | 10,000 | +100.0% | 0.03% | – |
| FST | New | FAST ACQUISITION CORP | $102,000 | – | 10,000 | +100.0% | 0.03% | – |
| KINZU | New | KINS TECHNOLOGY GROUP INCunit 10/14/2025 | $103,000 | – | 10,000 | +100.0% | 0.03% | – |
| BABA | ALIBABA GROUP HLDG LTDput | $93,000 | -21.2% | 400 | 0.0% | 0.03% | -36.2% | |
| AMRN | Sell | AMARIN CORP PLCspons adr new | $86,000 | -25.2% | 17,575 | -35.9% | 0.03% | -37.8% |
| SPXU | New | PROSHARES TRultrapro short s | $64,000 | – | 10,882 | +100.0% | 0.02% | – |
| TWO | New | TWO HBRS INVT CORP | $64,000 | – | 10,000 | +100.0% | 0.02% | – |
| NCZ | New | ALLIANZGI CONV & INCOME FD I | $53,000 | – | 10,394 | +100.0% | 0.02% | – |
| DS | Buy | DRIVE SHACK INC | $35,000 | +118.8% | 14,712 | +1.6% | 0.01% | +83.3% |
| QQQ | New | INVESCO QQQ TRcall | $31,000 | – | 100 | +100.0% | 0.01% | – |
| ARKK | New | ARK ETF TRcall | $12,000 | – | 100 | +100.0% | 0.00% | – |
| SPY | Sell | SPDR S&P 500 ETF TRcall | $0 | -100.0% | 100 | -50.0% | 0.00% | -100.0% |
| PFE | Exit | PFIZER INCcall | $0 | – | -300 | -100.0% | -0.00% | – |
| BA | Exit | BOEING COcall | $0 | – | -100 | -100.0% | -0.01% | – |
| NVDA | Exit | NVIDIA CORPORATIONcall | $0 | – | -100 | -100.0% | -0.02% | – |
| T | Exit | AT&T INCcall | $0 | – | -2,000 | -100.0% | -0.02% | – |
| FSTU | Exit | FAST ACQUISITION CORPunit 99/99/9999 | $0 | – | -10,000 | -100.0% | -0.04% | – |
| BOWXU | Exit | BOWX ACQUISITION CORPunit 08/03/2025 | $0 | – | -10,000 | -100.0% | -0.04% | – |
| ACNDU | Exit | ASCENDANT DIGITAL ACQUISITIOunit 99/99/9999 | $0 | – | -10,000 | -100.0% | -0.04% | – |
| BMY | Exit | BRISTOL-MYERS SQUIBB COcall | $0 | – | -2,000 | -100.0% | -0.05% | – |
| GOOGL | Exit | ALPHABET INCput | $0 | – | -100 | -100.0% | -0.06% | – |
| GOOG | Exit | ALPHABET INCput | $0 | – | -100 | -100.0% | -0.06% | – |
| JETS | Exit | ETF SER SOLUTIONSus glb jets | $0 | – | -10,550 | -100.0% | -0.07% | – |
| AAAU | Exit | PERTH MINT PHYSICAL GOLD ETFunit | $0 | – | -10,500 | -100.0% | -0.08% | – |
| VRSK | Exit | VERISK ANALYTICS INC | $0 | – | -1,109 | -100.0% | -0.08% | – |
| PRU | Exit | PRUDENTIAL FINL INC | $0 | – | -3,303 | -100.0% | -0.08% | – |
| KMB | Exit | KIMBERLY CLARK CORP | $0 | – | -1,430 | -100.0% | -0.08% | – |
| ALK | Exit | ALASKA AIR GROUP INC | $0 | – | -6,452 | -100.0% | -0.09% | – |
| IBM | Exit | INTERNATIONAL BUSINESS MACHS | $0 | – | -1,944 | -100.0% | -0.09% | – |
| AGG | Exit | ISHARES TRcore us aggbd et | $0 | – | -2,197 | -100.0% | -0.10% | – |
| NWE | Exit | NORTHWESTERN CORP | $0 | – | -5,460 | -100.0% | -0.10% | – |
| QCOM | Exit | QUALCOMM INCput | $0 | – | -2,500 | -100.0% | -0.12% | – |
| VZ | Exit | VERIZON COMMUNICATIONS INCcall | $0 | – | -5,000 | -100.0% | -0.12% | – |
| TGT | Exit | TARGET CORP | $0 | – | -1,887 | -100.0% | -0.12% | – |
| DOV | Exit | DOVER CORP | $0 | – | -2,883 | -100.0% | -0.12% | – |
| GLD | Exit | SPDR GOLD TRcall | $0 | – | -2,000 | -100.0% | -0.14% | – |
| QQQ | Exit | INVESCO QQQ TRput | $0 | – | -2,600 | -100.0% | -0.28% | – |
| BSV | Exit | VANGUARD BD INDEX FDSshort trm bond | $0 | – | -10,212 | -100.0% | -0.34% | – |
| V | Exit | VISA INCput | $0 | – | -4,300 | -100.0% | -0.34% | – |
| SPY | Exit | SPDR S&P 500 ETF TRput | $0 | – | -7,900 | -100.0% | -1.04% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-02-04
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 16 | Q3 2023 | 18.6% |
| APPLE INC | 16 | Q3 2023 | 10.3% |
| SPDR S&P MIDCAP 400 ETF TR | 16 | Q3 2023 | 6.8% |
| INVESCO QQQ TR | 16 | Q3 2023 | 5.9% |
| ISHARES TR | 16 | Q3 2023 | 5.2% |
| ISHARES TR | 16 | Q3 2023 | 3.8% |
| ISHARES TR | 16 | Q3 2023 | 4.1% |
| ISHARES TR | 16 | Q3 2023 | 3.9% |
| ISHARES TR | 16 | Q3 2023 | 3.2% |
| CHEVRON CORP NEW | 16 | Q3 2023 | 3.9% |
View CERTUITY, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-05 |
| 13F-HR | 2023-11-03 |
| 13F-HR | 2023-08-09 |
| 13F-HR | 2023-05-11 |
| 13F-HR | 2023-02-13 |
| 13F-HR | 2022-11-08 |
| 13F-HR | 2022-08-03 |
| 13F-HR | 2022-05-06 |
| 13F-HR/A | 2022-02-28 |
| 13F-HR | 2022-02-14 |
View CERTUITY, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.