$180 Million is the total value of CERTUITY, LLC's 174 reported holdings in Q1 2020. The portfolio turnover from Q4 2019 to Q1 2020 was 55.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $33,611,000 | +10.2% | 130,401 | -9.0% | 18.64% | +27.8% |
| AAPL | Sell | APPLE INC | $13,548,000 | -21.4% | 53,275 | -9.3% | 7.51% | -8.9% |
| MDY | Buy | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $10,025,000 | -29.4% | 38,137 | +0.8% | 5.56% | -18.1% |
| SPY | New | SPDR S&P 500 ETF TRput | $9,286,000 | – | 36,000 | +100.0% | 5.15% | – |
| IJH | Sell | ISHARES TRcore s&p mcp etf | $7,166,000 | -33.9% | 49,813 | -5.4% | 3.97% | -23.4% |
| IJR | Sell | ISHARES TRcore s&p scp etf | $5,472,000 | -36.6% | 97,527 | -5.3% | 3.03% | -26.5% |
| IWF | Sell | ISHARES TRrus 1000 grw etf | $4,611,000 | -15.5% | 30,610 | -1.4% | 2.56% | -2.0% |
| IWM | Buy | ISHARES TRrussell 2000 etf | $3,962,000 | +1065.3% | 34,615 | +1586.1% | 2.20% | +1247.9% |
| BIL | Buy | SPDR SER TRspdr bloomberg | $3,677,000 | +53.3% | 40,131 | +53.0% | 2.04% | +77.8% |
| IWD | Sell | ISHARES TRrus 1000 val etf | $3,344,000 | -47.7% | 33,715 | -28.0% | 1.85% | -39.3% |
| IVV | Buy | ISHARES TRcore s&p500 etf | $3,153,000 | +10.8% | 12,201 | +38.6% | 1.75% | +28.4% |
| VEA | Sell | VANGUARD TAX-MANAGED INTL FDftse dev mkt etf | $2,619,000 | -27.2% | 78,561 | -3.9% | 1.45% | -15.6% |
| XLK | New | SELECT SECTOR SPDR TRtechnology | $2,278,000 | – | 28,341 | +100.0% | 1.26% | – |
| AMZN | Buy | AMAZON COM INC | $2,250,000 | +53.4% | 1,154 | +45.3% | 1.25% | +77.8% |
| MSFT | Sell | MICROSOFT CORP | $2,132,000 | -21.4% | 13,517 | -21.4% | 1.18% | -8.9% |
| FB | Buy | FACEBOOK INCcl a | $2,074,000 | +35.5% | 12,449 | +66.9% | 1.15% | +57.1% |
| SCHF | SCHWAB STRATEGIC TRintl eqty etf | $1,911,000 | -23.2% | 73,945 | 0.0% | 1.06% | -10.8% | |
| XLV | Buy | SELECT SECTOR SPDR TRsbi healthcare | $1,813,000 | +12.2% | 20,435 | +28.8% | 1.00% | +30.0% |
| GOOGL | Buy | ALPHABET INCcap stk cl a | $1,803,000 | +28.1% | 1,552 | +47.7% | 1.00% | +48.6% |
| IYW | Sell | ISHARES TRu.s. tech etf | $1,772,000 | -14.8% | 8,658 | -3.3% | 0.98% | -1.2% |
| ICSH | Buy | ISHARES TRultr sh trm bd | $1,670,000 | +51.5% | 33,436 | +52.7% | 0.93% | +75.7% |
| VTI | Sell | VANGUARD INDEX FDStotal stk mkt | $1,556,000 | -33.1% | 12,068 | -15.2% | 0.86% | -22.5% |
| NKX | NUVEEN CALIFORNIA AMT QLT MU | $1,539,000 | -6.9% | 108,655 | 0.0% | 0.85% | +8.0% | |
| NAC | NUVEEN CA QUALTY MUN INCOME | $1,403,000 | -8.1% | 102,494 | 0.0% | 0.78% | +6.6% | |
| GLD | Buy | SPDR GOLD TRUST | $1,356,000 | +3.7% | 9,156 | +0.1% | 0.75% | +20.3% |
| ACN | Sell | ACCENTURE PLC IRELAND | $1,215,000 | -22.9% | 7,440 | -0.5% | 0.67% | -10.5% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $1,156,000 | -21.4% | 6,324 | -2.5% | 0.64% | -8.8% |
| BSV | VANGUARD BD INDEX FDSshort trm bond | $1,140,000 | +2.0% | 13,872 | 0.0% | 0.63% | +18.1% | |
| BFZ | BLACKROCK CALIF MUN INCOME Tsh ben int | $1,137,000 | -6.4% | 89,591 | 0.0% | 0.63% | +8.4% | |
| VWO | Buy | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $1,041,000 | -18.5% | 30,857 | +7.4% | 0.58% | -5.6% |
| QQQ | Buy | INVESCO QQQ TRunit ser 1 | $1,026,000 | +245.5% | 5,388 | +285.4% | 0.57% | +300.7% |
| EVM | EATON VANCE CALIF MUN BD FD | $1,004,000 | -6.2% | 95,135 | 0.0% | 0.56% | +8.8% | |
| V | Sell | VISA INC | $995,000 | -24.7% | 6,116 | -13.0% | 0.55% | -12.7% |
| JNJ | Buy | JOHNSON & JOHNSON | $930,000 | -5.6% | 7,071 | +4.7% | 0.52% | +9.6% |
| DJP | Buy | BARCLAYS BANK PLCdjubs cmdt etn36 | $929,000 | +17.7% | 56,206 | +62.6% | 0.52% | +36.6% |
| VGT | VANGUARD WORLD FDSinf tech etf | $899,000 | -13.5% | 4,244 | 0.0% | 0.50% | +0.2% | |
| ISRG | Sell | INTUITIVE SURGICAL INC | $857,000 | -15.8% | 1,700 | -1.3% | 0.48% | -2.5% |
| NLY | Sell | ANNALY CAPITAL MANAGEMENT IN | $831,000 | -46.2% | 163,904 | -0.1% | 0.46% | -37.6% |
| VCV | INVESCO CALIF VALUE MUN INCO | $824,000 | -11.7% | 72,756 | 0.0% | 0.46% | +2.5% | |
| PZC | PIMCO CALIF MUN INCOME FD II | $803,000 | -14.7% | 82,479 | 0.0% | 0.44% | -1.1% | |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $797,000 | -13.1% | 14,833 | -0.7% | 0.44% | +0.7% |
| MMP | MAGELLAN MIDSTREAM PRTNRS LP | $783,000 | -42.0% | 21,450 | 0.0% | 0.43% | -32.7% | |
| QQQ | New | INVESCO QQQ TRput | $761,000 | – | 4,000 | +100.0% | 0.42% | – |
| BMY | Sell | BRISTOL-MYERS SQUIBB CO | $758,000 | -13.8% | 13,606 | -0.6% | 0.42% | 0.0% |
| GOOG | Sell | ALPHABET INCcap stk cl c | $743,000 | -19.0% | 641 | -6.6% | 0.41% | -6.2% |
| CVX | Buy | CHEVRON CORP NEW | $737,000 | +13.9% | 10,177 | +89.6% | 0.41% | +32.4% |
| IAU | Sell | ISHARES GOLD TRUSTishares | $712,000 | +3.8% | 47,225 | -0.2% | 0.40% | +20.4% |
| XBI | Buy | SPDR SER TRs&p biotech | $704,000 | -13.0% | 9,093 | +6.9% | 0.39% | +0.8% |
| NOC | Sell | NORTHROP GRUMMAN CORP | $693,000 | -15.9% | 2,292 | -4.3% | 0.38% | -2.5% |
| JPM | Sell | JPMORGAN CHASE & CO | $636,000 | -39.3% | 6,958 | -7.4% | 0.35% | -29.5% |
| IWC | Sell | ISHARES TRmicro-cap etf | $629,000 | -33.0% | 9,382 | -0.6% | 0.35% | -22.3% |
| NKE | Sell | NIKE INCcl b | $615,000 | -20.5% | 7,281 | -4.7% | 0.34% | -7.8% |
| EFA | Sell | ISHARES TRmsci eafe etf | $583,000 | -44.0% | 10,911 | -27.3% | 0.32% | -35.1% |
| IWV | Buy | ISHARES TRrussell 3000 etf | $569,000 | +30.2% | 3,834 | +65.5% | 0.32% | +50.7% |
| PDN | INVESCO EXCHANGE-TRADED FD Tftse rafi sml | $567,000 | -27.8% | 24,560 | 0.0% | 0.31% | -16.3% | |
| GILD | Sell | GILEAD SCIENCES INC | $552,000 | +10.4% | 7,273 | -5.5% | 0.31% | +28.0% |
| DIS | Sell | DISNEY WALT CO | $532,000 | -43.8% | 5,506 | -15.8% | 0.30% | -34.7% |
| CVS | Sell | CVS HEALTH CORP | $521,000 | -21.9% | 8,735 | -2.7% | 0.29% | -9.4% |
| RPAR | New | TIDAL ETF TRrpar risk pari | $520,000 | – | 27,029 | +100.0% | 0.29% | – |
| VOO | New | VANGUARD INDEX FDS | $519,000 | – | 2,191 | +100.0% | 0.29% | – |
| SPY | New | SPDR S&P 500 ETF TRcall | $516,000 | – | 2,000 | +100.0% | 0.29% | – |
| USMV | New | ISHARES TRmsci min vol etf | $505,000 | – | 9,356 | +100.0% | 0.28% | – |
| MINT | New | PIMCO ETF TRenhan shrt ma ac | $486,000 | – | 4,910 | +100.0% | 0.27% | – |
| TLT | Sell | ISHARES TR20 yr tr bd etf | $482,000 | +4.1% | 2,920 | -14.6% | 0.27% | +20.8% |
| AGNC | AGNC INVT CORP | $480,000 | -40.2% | 45,400 | 0.0% | 0.27% | -30.7% | |
| MSFT | New | MICROSOFT CORPput | $473,000 | – | 3,000 | +100.0% | 0.26% | – |
| MA | Sell | MASTERCARD INCcl a | $466,000 | -28.7% | 1,928 | -12.0% | 0.26% | -17.6% |
| CEV | EATON VNCE CALFRN MUN INC TRsh ben int | $447,000 | -1.3% | 33,600 | 0.0% | 0.25% | +14.3% | |
| SQ | Buy | SQUARE INCcl a | $442,000 | -4.1% | 8,123 | +10.2% | 0.24% | +11.4% |
| DIA | New | SPDR DOW JONES INDL AVRG ETFput | $438,000 | – | 2,000 | +100.0% | 0.24% | – |
| INTC | Sell | INTEL CORP | $438,000 | -30.4% | 8,102 | -22.9% | 0.24% | -19.3% |
| MDT | Sell | MEDTRONIC PLC | $436,000 | -25.2% | 4,775 | -7.1% | 0.24% | -13.3% |
| TXN | Sell | TEXAS INSTRS INC | $435,000 | -30.0% | 4,358 | -10.0% | 0.24% | -18.9% |
| ITOT | Sell | ISHARES TRcore s&p ttl stk | $425,000 | -34.2% | 7,425 | -16.4% | 0.24% | -23.6% |
| VXUS | Sell | VANGUARD STAR FDSvg tl intl stk f | $423,000 | -39.0% | 10,078 | -19.2% | 0.24% | -29.2% |
| MRNA | Buy | MODERNA INC | $413,000 | +62.6% | 13,550 | +4.2% | 0.23% | +89.3% |
| DHR | Sell | DANAHER CORPORATION | $407,000 | -21.3% | 2,938 | -12.8% | 0.23% | -8.5% |
| HD | Sell | HOME DEPOT INC | $391,000 | -31.3% | 2,067 | -20.6% | 0.22% | -20.2% |
| NEE | Sell | NEXTERA ENERGY INC | $392,000 | -12.7% | 1,598 | -13.8% | 0.22% | +0.9% |
| UBER | New | UBER TECHNOLOGIES INC | $388,000 | – | 13,902 | +100.0% | 0.22% | – |
| MCD | Sell | MCDONALDS CORP | $380,000 | -32.1% | 2,265 | -20.1% | 0.21% | -21.3% |
| CSCO | Sell | CISCO SYS INC | $371,000 | -24.4% | 9,409 | -8.2% | 0.21% | -12.3% |
| MUB | Buy | ISHARES TRnational mun etf | $366,000 | +5.5% | 3,243 | +6.4% | 0.20% | +22.3% |
| NCB | NUVEEN CALIF MUNICPAL VALUE | $367,000 | -7.1% | 25,000 | 0.0% | 0.20% | +7.4% | |
| EEM | Buy | ISHARES TRmsci emg mkt etf | $367,000 | -15.2% | 10,758 | +11.4% | 0.20% | -1.9% |
| VZ | New | VERIZON COMMUNICATIONS INCcall | $351,000 | – | 6,500 | +100.0% | 0.20% | – |
| ORCL | Sell | ORACLE CORP | $341,000 | -20.0% | 7,044 | -12.3% | 0.19% | -7.4% |
| CMCSA | Sell | COMCAST CORP NEWcl a | $340,000 | -32.4% | 9,873 | -11.7% | 0.19% | -21.6% |
| VRTX | Sell | VERTEX PHARMACEUTICALS INC | $338,000 | +4.6% | 1,446 | -2.1% | 0.19% | +21.4% |
| LHX | Sell | L3HARRIS TECHNOLOGIES INC | $330,000 | -33.1% | 1,834 | -26.3% | 0.18% | -22.5% |
| VTV | Sell | VANGUARD INDEX FDSvalue etf | $329,000 | -62.4% | 3,693 | -49.4% | 0.18% | -56.5% |
| DOV | Buy | DOVER CORP | $324,000 | -13.8% | 3,860 | +18.2% | 0.18% | 0.0% |
| EIDX | EIDOS THERAPEUTICS INC | $318,000 | -14.7% | 6,500 | 0.0% | 0.18% | -1.1% | |
| VUG | Buy | VANGUARD INDEX FDSgrowth etf | $312,000 | +37.4% | 1,990 | +60.0% | 0.17% | +58.7% |
| SBUX | Sell | STARBUCKS CORP | $308,000 | -26.8% | 4,676 | -2.4% | 0.17% | -14.9% |
| PEP | Sell | PEPSICO INC | $306,000 | -30.6% | 2,545 | -21.0% | 0.17% | -19.4% |
| ANET | Sell | ARISTA NETWORKS INC | $304,000 | -0.7% | 1,500 | -0.1% | 0.17% | +15.8% |
| IBM | Sell | INTERNATIONAL BUSINESS MACHS | $295,000 | -19.4% | 2,639 | -3.4% | 0.16% | -6.3% |
| TSLA | New | TESLA INC | $294,000 | – | 561 | +100.0% | 0.16% | – |
| MRK | Sell | MERCK & CO. INC | $286,000 | -39.7% | 3,716 | -28.8% | 0.16% | -30.0% |
| PG | Sell | PROCTER & GAMBLE CO | $287,000 | -43.2% | 2,608 | -35.6% | 0.16% | -34.0% |
| IWM | New | ISHARES TRput | $286,000 | – | 2,500 | +100.0% | 0.16% | – |
| KSU | Sell | KANSAS CITY SOUTHERN | $283,000 | -17.7% | 2,184 | -2.8% | 0.16% | -4.3% |
| SPLV | New | INVESCO EXCHANGE-TRADED FD Ts&p500 low vol | $281,000 | – | 5,990 | +100.0% | 0.16% | – |
| MCK | Sell | MCKESSON CORP | $278,000 | -6.4% | 2,058 | -4.2% | 0.15% | +8.5% |
| SHOP | Buy | SHOPIFY INCcl a | $276,000 | +11.7% | 648 | +4.2% | 0.15% | +29.7% |
| BRKA | BERKSHIRE HATHAWAY INC DELcl a | $272,000 | -20.0% | 1 | 0.0% | 0.15% | -7.4% | |
| NRZ | Sell | NEW RESIDENTIAL INVT CORP | $270,000 | -83.4% | 53,959 | -46.5% | 0.15% | -80.7% |
| BK | Sell | BANK NEW YORK MELLON CORP | $269,000 | -35.0% | 8,000 | -2.8% | 0.15% | -24.7% |
| EPD | Sell | ENTERPRISE PRODS PARTNERS L | $268,000 | -83.1% | 18,753 | -66.7% | 0.15% | -80.3% |
| KMB | Buy | KIMBERLY CLARK CORP | $269,000 | +18.0% | 2,101 | +27.0% | 0.15% | +36.7% |
| PYPL | Sell | PAYPAL HLDGS INC | $268,000 | -23.6% | 2,804 | -13.5% | 0.15% | -11.3% |
| SCHA | New | SCHWAB STRATEGIC TRus sml cap etf | $267,000 | – | 5,178 | +100.0% | 0.15% | – |
| VB | New | VANGUARD INDEX FDSsmall cp etf | $265,000 | – | 2,271 | +100.0% | 0.15% | – |
| BMRN | BIOMARIN PHARMACEUTICAL INC | $264,000 | -2.6% | 3,200 | 0.0% | 0.15% | +12.3% | |
| ADBE | Sell | ADOBE INC | $260,000 | -35.8% | 818 | -33.3% | 0.14% | -25.8% |
| NWE | New | NORTHWESTERN CORP | $258,000 | – | 4,309 | +100.0% | 0.14% | – |
| APD | Sell | AIR PRODS & CHEMS INC | $250,000 | -26.0% | 1,250 | -13.0% | 0.14% | -14.2% |
| LLY | Sell | LILLY ELI & CO | $249,000 | -10.8% | 1,800 | -15.1% | 0.14% | +3.8% |
| EFAV | New | ISHARES TRmin vol eafe etf | $247,000 | – | 3,981 | +100.0% | 0.14% | – |
| UNH | Sell | UNITEDHEALTH GROUP INC | $241,000 | -43.8% | 967 | -33.8% | 0.13% | -34.6% |
| STWD | Buy | STARWOOD PPTY TR INC | $236,000 | -58.0% | 23,038 | +1.9% | 0.13% | -51.3% |
| CHRS | COHERUS BIOSCIENCES INC | $235,000 | -6.7% | 14,000 | 0.0% | 0.13% | +7.4% | |
| PFE | Sell | PFIZER INC | $230,000 | -38.2% | 7,050 | -25.8% | 0.13% | -28.1% |
| TSN | Sell | TYSON FOODS INCcl a | $231,000 | -49.8% | 3,996 | -21.0% | 0.13% | -41.8% |
| BABA | New | ALIBABA GROUP HLDG LTDsponsored ads | $227,000 | – | 1,168 | +100.0% | 0.13% | – |
| VRSN | Buy | VERISIGN INC | $225,000 | -0.4% | 1,252 | +6.6% | 0.12% | +15.7% |
| AGN | Sell | ALLERGAN PLC | $224,000 | -16.4% | 1,267 | -9.7% | 0.12% | -3.1% |
| YUM | Sell | YUM BRANDS INC | $224,000 | -34.7% | 3,271 | -4.1% | 0.12% | -24.4% |
| HON | Sell | HONEYWELL INTL INC | $221,000 | -48.7% | 1,652 | -32.1% | 0.12% | -40.3% |
| RYT | New | INVESCO EXCHANGE TRADED FD Ts&p500 eql tec | $219,000 | – | 1,372 | +100.0% | 0.12% | – |
| COST | Sell | COSTCO WHSL CORP NEW | $216,000 | -30.8% | 756 | -28.7% | 0.12% | -19.5% |
| C | Sell | CITIGROUP INC | $214,000 | -51.4% | 5,089 | -7.6% | 0.12% | -43.3% |
| BIOMARIN PHARMACEUTICAL INCnote 1.500%10/1 | $213,000 | 0.0% | 200,000 | 0.0% | 0.12% | +15.7% | ||
| RYU | New | INVESCO EXCHANGE TRADED FD Ts&p500 eql utl | $210,000 | – | 2,370 | +100.0% | 0.12% | – |
| USB | Sell | US BANCORP DEL | $207,000 | -47.6% | 6,018 | -9.6% | 0.12% | -39.2% |
| ADSK | Sell | AUTODESK INC | $205,000 | -20.8% | 1,313 | -7.1% | 0.11% | -8.1% |
| CRBN | ISHARES TRmsci lw crb tg | $205,000 | -21.2% | 2,007 | 0.0% | 0.11% | -8.1% | |
| DOX | Buy | AMDOCS LTD | $205,000 | -7.7% | 3,722 | +21.3% | 0.11% | +7.5% |
| IWN | Sell | ISHARES TRrus 2000 val etf | $203,000 | -54.1% | 2,472 | -28.1% | 0.11% | -46.4% |
| VO | New | VANGUARD INDEX FDSmid cap etf | $200,000 | – | 1,517 | +100.0% | 0.11% | – |
| QQQ | New | INVESCO QQQ TRcall | $190,000 | – | 1,000 | +100.0% | 0.10% | – |
| UPS | New | UNITED PARCEL SERVICE INCput | $187,000 | – | 2,000 | +100.0% | 0.10% | – |
| BRKB | New | BERKSHIRE HATHAWAY INC DELcall | $183,000 | – | 1,000 | +100.0% | 0.10% | – |
| DIA | Sell | SPDR DOW JONES INDL AVRG ETFut ser 1 | $183,000 | -28.5% | 837 | -6.8% | 0.10% | -17.2% |
| ET | Sell | ENERGY TRANSFER LP | $163,000 | -64.5% | 35,492 | -0.7% | 0.09% | -58.9% |
| CNOB | CONNECTONE BANCORP INC NEW | $153,000 | -47.8% | 11,406 | 0.0% | 0.08% | -39.3% | |
| NOC | New | NORTHROP GRUMMAN CORPput | $151,000 | – | 500 | +100.0% | 0.08% | – |
| GLD | New | SPDR GOLD TRUSTcall | $148,000 | – | 1,000 | +100.0% | 0.08% | – |
| CVX | New | CHEVRON CORP NEWcall | $144,000 | – | 2,000 | +100.0% | 0.08% | – |
| ATAX | AMERICA FIRST MULTIFAMILY INben unit ctf | $131,000 | -32.1% | 25,000 | 0.0% | 0.07% | -20.7% | |
| PAA | PLAINS ALL AMERN PIPELINE Lunit ltd partn | $119,000 | -71.3% | 22,540 | 0.0% | 0.07% | -66.7% | |
| GOOG | New | ALPHABET INCput | $116,000 | – | 100 | +100.0% | 0.06% | – |
| GOOGL | New | ALPHABET INCput | $116,000 | – | 100 | +100.0% | 0.06% | – |
| BMY | New | BRISTOL-MYERS SQUIBB COcall | $111,000 | – | 2,000 | +100.0% | 0.06% | – |
| AMRN | AMARIN CORP PLCspons adr new | $110,000 | -81.3% | 27,400 | 0.0% | 0.06% | -78.3% | |
| TXN | New | TEXAS INSTRS INCput | $100,000 | – | 1,000 | +100.0% | 0.06% | – |
| DIS | New | DISNEY WALT COcall | $97,000 | – | 1,000 | +100.0% | 0.05% | – |
| C | New | CITIGROUP INCcall | $84,000 | – | 2,000 | +100.0% | 0.05% | – |
| UPS | New | UNITED PARCEL SERVICE INCcl b | $76,000 | – | 788 | +100.0% | 0.04% | – |
| EEM | New | ISHARES TRcall | $68,000 | – | 2,000 | +100.0% | 0.04% | – |
| MLPA | New | GLOBAL X FDSglbl x mlp etf | $64,000 | – | 20,456 | +100.0% | 0.04% | – |
| INTC | New | INTEL CORPcall | $54,000 | – | 1,000 | +100.0% | 0.03% | – |
| EEM | New | ISHARES TRput | $51,000 | – | 1,500 | +100.0% | 0.03% | – |
| SNR | Buy | NEW SR INVT GROUP INC | $51,000 | -64.8% | 19,983 | +5.4% | 0.03% | -59.4% |
| ABEV | New | AMBEV SAsponsored adr | $49,000 | – | 21,280 | +100.0% | 0.03% | – |
| CSCO | New | CISCO SYS INCcall | $39,000 | – | 1,000 | +100.0% | 0.02% | – |
| SXC | SUNCOKE ENERGY INC | $39,000 | -38.1% | 10,050 | 0.0% | 0.02% | -26.7% | |
| PFE | New | PFIZER INCcall | $33,000 | – | 1,000 | +100.0% | 0.02% | – |
| BCRX | BIOCRYST PHARMACEUTICALS INC | $30,000 | -42.3% | 15,000 | 0.0% | 0.02% | -32.0% | |
| REDWOOD TR INCnote 4.750% 8/1 | $25,000 | 0.0% | 25,000 | 0.0% | 0.01% | +16.7% | ||
| MERRIMACK PHARMACEUTICALS INnote 4.500% 7/1 | $23,000 | 0.0% | 25,000 | 0.0% | 0.01% | +18.2% | ||
| DS | DRIVE SHACK INC | $22,000 | -58.5% | 14,482 | 0.0% | 0.01% | -52.0% | |
| DIA | New | SPDR DOW JONES INDL AVRG ETFcall | $22,000 | – | 100 | +100.0% | 0.01% | – |
| Exit | BIOMARIN PHARMACEUTICAL INCput | $0 | – | -2,000 | -100.0% | -0.00% | – | |
| CEV | Exit | EATON VANCE CA MUNI INCOME Tput | $0 | – | -1,400 | -100.0% | -0.01% | – |
| HYEM | Exit | VANECK VECTORS ETF TRUSTput | $0 | – | -1,000 | -100.0% | -0.01% | – |
| AMU | Exit | UBS AG LONDON BRHput | $0 | – | -3,000 | -100.0% | -0.02% | – |
| AGIO | Exit | AGIOS PHARMACEUTICALS INCput | $0 | – | -900 | -100.0% | -0.02% | – |
| EW | Exit | EDWARDS LIFESCIENCES CORP | $0 | – | -285 | -100.0% | -0.03% | – |
| DE | Exit | DEERE & COput | $0 | – | -500 | -100.0% | -0.04% | – |
| EMR | Exit | EMERSON ELEC COput | $0 | – | -1,200 | -100.0% | -0.04% | – |
| JNK | Exit | SPDR SERIES TRUSTput | $0 | – | -1,000 | -100.0% | -0.05% | – |
| IVW | Exit | ISHARES TRput | $0 | – | -600 | -100.0% | -0.06% | – |
| YUM | Exit | YUM BRANDS INCput | $0 | – | -1,200 | -100.0% | -0.06% | – |
| IVW | Exit | ISHARES TRs&p 500 grwt etf | $0 | – | -661 | -100.0% | -0.06% | – |
| JNK | Exit | SPDR SERIES TRUSTbloomberg brclys | $0 | – | -1,182 | -100.0% | -0.06% | – |
| DE | Exit | DEERE & CO | $0 | – | -824 | -100.0% | -0.07% | – |
| VNQ | Exit | VANGUARD INDEX FDSreal estate etf | $0 | – | -1,700 | -100.0% | -0.08% | – |
| NFLX | Exit | NETFLIX INCput | $0 | – | -500 | -100.0% | -0.08% | – |
| NFLX | Exit | NETFLIX INC | $0 | – | -533 | -100.0% | -0.08% | – |
| EMR | Exit | EMERSON ELEC CO | $0 | – | -2,336 | -100.0% | -0.08% | – |
| EW | Exit | EDWARDS LIFESCIENCES CORPput | $0 | – | -800 | -100.0% | -0.09% | – |
| VNQ | Exit | VANGUARD INDEX FDSput | $0 | – | -2,000 | -100.0% | -0.09% | – |
| AGIO | Exit | AGIOS PHARMACEUTICALS INC | $0 | – | -4,000 | -100.0% | -0.09% | – |
| VIG | Exit | VANGUARD GROUPdiv app etf | $0 | – | -1,605 | -100.0% | -0.10% | – |
| VEU | Exit | VANGUARD INTL EQUITY INDEX Fallwrld ex us | $0 | – | -3,715 | -100.0% | -0.10% | – |
| CCI | Exit | CROWN CASTLE INTL CORP NEW | $0 | – | -1,417 | -100.0% | -0.10% | – |
| UNP | Exit | UNION PACIFIC CORP | $0 | – | -1,120 | -100.0% | -0.10% | – |
| NVDA | Exit | NVIDIA CORP | $0 | – | -872 | -100.0% | -0.10% | – |
| XLP | Exit | SELECT SECTOR SPDR TRsbi cons stpls | $0 | – | -3,289 | -100.0% | -0.10% | – |
| LMT | Exit | LOCKHEED MARTIN CORP | $0 | – | -531 | -100.0% | -0.10% | – |
| VCSH | Exit | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $0 | – | -2,582 | -100.0% | -0.10% | – |
| LYFT | Exit | LYFT INC | $0 | – | -4,982 | -100.0% | -0.10% | – |
| SWK | Exit | STANLEY BLACK & DECKER INC | $0 | – | -1,302 | -100.0% | -0.10% | – |
| STM | Exit | STMICROELECTRONICS N Vny registry | $0 | – | -8,159 | -100.0% | -0.10% | – |
| BA | Exit | BOEING CO | $0 | – | -667 | -100.0% | -0.10% | – |
| VRTX | Exit | VERTEX PHARMACEUTICALS INCput | $0 | – | -1,000 | -100.0% | -0.10% | – |
| PPG | Exit | PPG INDS INC | $0 | – | -1,705 | -100.0% | -0.11% | – |
| WMT | Exit | WALMART INC | $0 | – | -1,943 | -100.0% | -0.11% | – |
| OTEX | Exit | OPEN TEXT CORP | $0 | – | -5,295 | -100.0% | -0.11% | – |
| IWO | Exit | ISHARES TRrus 2000 grw etf | $0 | – | -1,097 | -100.0% | -0.11% | – |
| CRM | Exit | SALESFORCE COM INC | $0 | – | -1,466 | -100.0% | -0.11% | – |
| AMGN | Exit | AMGEN INC | $0 | – | -1,002 | -100.0% | -0.12% | – |
| CB | Exit | CHUBB LIMITED | $0 | – | -1,567 | -100.0% | -0.12% | – |
| AVGO | Exit | BROADCOM INC | $0 | – | -771 | -100.0% | -0.12% | – |
| IEFA | Exit | ISHARES TRcore msci eafe | $0 | – | -3,801 | -100.0% | -0.12% | – |
| VLO | Exit | VALERO ENERGY CORP NEW | $0 | – | -2,677 | -100.0% | -0.12% | – |
| EIS | Exit | ISHARES INCmsci israel etf | $0 | – | -4,357 | -100.0% | -0.12% | – |
| BAC | Exit | BANK AMER CORP | $0 | – | -7,213 | -100.0% | -0.12% | – |
| XLC | Exit | SELECT SECTOR SPDR TR | $0 | – | -4,737 | -100.0% | -0.12% | – |
| SHE | Exit | SPDR SERIES TRUSTssga gnder etf | $0 | – | -3,332 | -100.0% | -0.12% | – |
| XOM | Exit | EXXON MOBIL CORP | $0 | – | -3,684 | -100.0% | -0.12% | – |
| VXF | Exit | VANGUARD INDEX FDSextend mkt etf | $0 | – | -2,064 | -100.0% | -0.12% | – |
| RJF | Exit | RAYMOND JAMES FINANCIAL INC | $0 | – | -2,993 | -100.0% | -0.13% | – |
| PNC | Exit | PNC FINL SVCS GROUP INC | $0 | – | -1,702 | -100.0% | -0.13% | – |
| ITW | Exit | ILLINOIS TOOL WKS INC | $0 | – | -1,582 | -100.0% | -0.14% | – |
| HYEM | Exit | VANECK VECTORS ETF TRUSTemerging mkts hi | $0 | – | -12,293 | -100.0% | -0.14% | – |
| BXMT | Exit | BLACKSTONE MTG TR INC | $0 | – | -8,000 | -100.0% | -0.14% | – |
| PRU | Exit | PRUDENTIAL FINL INC | $0 | – | -3,390 | -100.0% | -0.15% | – |
| IEMG | Exit | ISHARES INCcore msci emkt | $0 | – | -6,812 | -100.0% | -0.18% | – |
| LSTR | Exit | LANDSTAR SYS INC | $0 | – | -3,289 | -100.0% | -0.18% | – |
| DFS | Exit | DISCOVER FINL SVCS | $0 | – | -5,043 | -100.0% | -0.20% | – |
| XLF | Exit | SELECT SECTOR SPDR TRsbi int-finl | $0 | – | -16,934 | -100.0% | -0.25% | – |
| AMU | Exit | UBS AG LONDON BRHetrac aler mlp | $0 | – | -41,507 | -100.0% | -0.27% | – |
| OKE | Exit | ONEOK INC NEW | $0 | – | -12,829 | -100.0% | -0.46% | – |
| T | Exit | AT&T INC | $0 | – | -28,942 | -100.0% | -0.54% | – |
| AMZN | Exit | AMAZON COM INCput | $0 | – | -4,500 | -100.0% | -3.98% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-04-13
Signatures
The EDGAR filing(s) were signed by:
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 16 | Q3 2023 | 18.6% |
| APPLE INC | 16 | Q3 2023 | 10.3% |
| SPDR S&P MIDCAP 400 ETF TR | 16 | Q3 2023 | 6.8% |
| INVESCO QQQ TR | 16 | Q3 2023 | 5.9% |
| ISHARES TR | 16 | Q3 2023 | 5.2% |
| ISHARES TR | 16 | Q3 2023 | 3.8% |
| ISHARES TR | 16 | Q3 2023 | 4.1% |
| ISHARES TR | 16 | Q3 2023 | 3.9% |
| ISHARES TR | 16 | Q3 2023 | 3.2% |
| CHEVRON CORP NEW | 16 | Q3 2023 | 3.9% |
View CERTUITY, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-05 |
| 13F-HR | 2023-11-03 |
| 13F-HR | 2023-08-09 |
| 13F-HR | 2023-05-11 |
| 13F-HR | 2023-02-13 |
| 13F-HR | 2022-11-08 |
| 13F-HR | 2022-08-03 |
| 13F-HR | 2022-05-06 |
| 13F-HR/A | 2022-02-28 |
| 13F-HR | 2022-02-14 |
View CERTUITY, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.