$835 Million is the total value of III Capital Management's 126 reported holdings in Q1 2021. The portfolio turnover from Q4 2020 to Q1 2021 was 529.4% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Buy | WORKDAY INCnote 0.250% 10/01/22 | $117,416,000 | +66.4% | 68,021,000 | +62.0% | 14.06% | +57.5% | |
| Buy | J2 GLOBAL INCnote 3.250% 06/15/29 | $66,959,000 | +52.9% | 37,760,000 | +26.1% | 8.02% | +44.7% | |
| Buy | ETSY INCnote 0.125% 10/01/26 | $41,506,000 | +200.3% | 17,547,000 | +170.0% | 4.97% | +184.4% | |
| Buy | COLONY STARWOOD HOMESnote 3.500% 01/15/22 | $39,999,000 | +61.9% | 28,182,000 | +52.4% | 4.79% | +53.3% | |
| Buy | REPLIGEN CORPnote 0.375% 07/15/24 | $34,546,000 | +165.3% | 19,591,000 | +164.5% | 4.14% | +151.3% | |
| Buy | DEXCOM INCnote 0.750% 12/01/23 | $31,422,000 | +87.3% | 14,202,000 | +90.6% | 3.76% | +77.4% | |
| New | AMERICAN AIRLS GROUP INCnote 6.500% 07/01/25 | $28,997,000 | – | 16,886,000 | +100.0% | 3.47% | – | |
| Buy | WIX COM LTDnote 0.000% 07/01/23 | $26,128,000 | +179.9% | 13,000,000 | +160.0% | 3.13% | +165.1% | |
| New | SOUTHWEST AIRLS COnote 1.250% 05/01/25 | $25,776,000 | – | 15,000,000 | +100.0% | 3.09% | – | |
| New | VIAVI SOLUTIONS INCnote 1.000% 03/01/24 | $23,104,000 | – | 17,527,000 | +100.0% | 2.77% | – | |
| PCGU | Buy | PG&E CORP | $22,953,000 | +7.1% | 200,000 | +14.3% | 2.75% | +1.4% |
| New | SAREPTA THERAPEUTICS INCnote 1.500% 11/15/24 | $21,652,000 | – | 16,600,000 | +100.0% | 2.59% | – | |
| Buy | INSIGHT ENTERPRISES INCnote 0.750% 02/15/25 | $20,641,000 | +441.9% | 14,040,000 | +368.0% | 2.47% | +412.7% | |
| Buy | BLACKLINE INCnote 0.125% 08/01/24 | $20,566,000 | +62.4% | 13,000,000 | +93.3% | 2.46% | +53.8% | |
| Buy | PACIRA BIOSCIENCES INCnote 2.375% 04/01/22 | $19,012,000 | +234.1% | 15,571,000 | +211.4% | 2.28% | +216.6% | |
| New | ISIS PHARMACEUTICALS INC DELnote 1.000% 11/15/21 | $15,227,000 | – | 15,000,000 | +100.0% | 1.82% | – | |
| Buy | PRICELINE GRP INCnote 0.900% 09/15/21 | $13,231,000 | +28.3% | 11,232,000 | +26.8% | 1.58% | +21.5% | |
| Buy | DISH NETWORK CORPORATIONnote 3.375% 08/15/26 | $12,359,000 | +55.5% | 12,800,000 | +54.2% | 1.48% | +47.3% | |
| Buy | PROOFPOINT INCnote 0.250% 08/15/24 | $12,007,000 | +19.4% | 11,293,000 | +25.5% | 1.44% | +13.1% | |
| New | MONGODB INCnote 0.250% 01/15/26 | $11,522,000 | – | 8,000,000 | +100.0% | 1.38% | – | |
| New | ALTAIR ENGR INCnote 0.250% 06/01/24 | $10,615,000 | – | 7,334,000 | +100.0% | 1.27% | – | |
| New | TWITTER INCnote 0.250% 06/15/24 | $9,999,000 | – | 7,500,000 | +100.0% | 1.20% | – | |
| New | NUANCE COMMUNICATIONS INCnote 1.000% 12/15/35 | $6,487,000 | – | 3,500,000 | +100.0% | 0.78% | – | |
| NIO | Buy | NIO INC | $6,314,000 | +31.8% | 162,000 | +64.8% | 0.76% | +24.8% |
| New | CONMED CORPnote 2.625% 02/01/24 | $5,876,000 | – | 3,750,000 | +100.0% | 0.70% | – | |
| ILMN | New | ILLUMINA INC | $5,184,000 | – | 13,500 | +100.0% | 0.62% | – |
| AESC | New | AES CORP | $5,145,000 | – | 50,000 | +100.0% | 0.62% | – |
| MCHP | New | MICROCHIP TECHNOLOGY INC. | $3,473,000 | – | 22,380 | +100.0% | 0.42% | – |
| SJIV | New | SOUTH JERSEY INDS INC | $2,998,000 | – | 60,000 | +100.0% | 0.36% | – |
| KKR | New | KKR & CO INC | $2,564,000 | – | 52,500 | +100.0% | 0.31% | – |
| GIGGU | New | GIGCAPITAL4 INC | $2,467,000 | – | 250,000 | +100.0% | 0.30% | – |
| FB | Buy | FACEBOOK INC | $2,040,000 | +49.5% | 6,929 | +38.6% | 0.24% | +41.0% |
| OSH | New | OAK STR HEALTH INC | $1,921,000 | – | 35,400 | +100.0% | 0.23% | – |
| RPD | New | RAPID7 INC | $1,902,000 | – | 25,500 | +100.0% | 0.23% | – |
| EVBG | New | EVERBRIDGE INC | $1,635,000 | – | 13,500 | +100.0% | 0.20% | – |
| PHM | Buy | PULTE GROUP INC | $1,363,000 | +97.8% | 26,000 | +62.5% | 0.16% | +87.4% |
| IMAX | New | IMAX CORP | $1,171,000 | – | 58,300 | +100.0% | 0.14% | – |
| ITRI | New | ITRON INC | $1,170,000 | – | 13,200 | +100.0% | 0.14% | – |
| ATAQU | New | ALTIMAR ACQUISITION CORP III | $1,000,000 | – | 100,000 | +100.0% | 0.12% | – |
| DHCAU | New | DHC ACQUISITION CORP | $999,000 | – | 100,000 | +100.0% | 0.12% | – |
| DCRCU | New | DECARBONIZATION PLUS ACQU II | $996,000 | – | 100,000 | +100.0% | 0.12% | – |
| TBSAU | New | TB SA ACQUISITION CORP | $985,000 | – | 100,000 | +100.0% | 0.12% | – |
| KMX | New | CARMAX INC | $795,000 | – | 6,000 | +100.0% | 0.10% | – |
| NGCAU | New | NEXTGEN ACQUISITION CORP II | $742,000 | – | 75,000 | +100.0% | 0.09% | – |
| VGIIU | New | VIRGIN GROUP ACQUISIT CORP I | $744,000 | – | 75,000 | +100.0% | 0.09% | – |
| OPAU | New | MAGNUM OPUS ACQUISITION LTD | $741,000 | – | 75,000 | +100.0% | 0.09% | – |
| ESMU | New | ESM ACQUISITION CORPORATION | $745,000 | – | 75,000 | +100.0% | 0.09% | – |
| GGPIU | New | GORES GUGGENHEIM INC | $744,000 | – | 75,000 | +100.0% | 0.09% | – |
| GAMCU | New | GOLDEN ARROW MERGER CORP | $746,000 | – | 75,000 | +100.0% | 0.09% | – |
| New | ILLUMINA INCcall | $724,000 | – | 277 | +100.0% | 0.09% | – | |
| Z | New | ZILLOW GROUP INC | $648,000 | – | 5,000 | +100.0% | 0.08% | – |
| STREU | New | SUPERNOVA PARTN ACQ CO III L | $500,000 | – | 50,000 | +100.0% | 0.06% | – |
| SPKBU | New | SILVER SPIKE ACQUISITN CORP | $497,000 | – | 50,000 | +100.0% | 0.06% | – |
| HERAU | New | FTAC HERA ACQUISITION CORP | $499,000 | – | 50,000 | +100.0% | 0.06% | – |
| KIIIU | New | KISMET ACQUISITION THREE COR | $494,000 | – | 50,000 | +100.0% | 0.06% | – |
| NRACU | New | NOBLE ROCK ACQUISITION CORP | $494,000 | – | 50,000 | +100.0% | 0.06% | – |
| DISAU | New | DISRUPTIVE ACQUISITION CORP | $494,000 | – | 50,000 | +100.0% | 0.06% | – |
| New | MICROCHIP TECHNOLOGY INC.call | $480,000 | – | 460 | +100.0% | 0.06% | – | |
| DHR | New | DANAHER CORPORATION | $472,000 | – | 2,100 | +100.0% | 0.06% | – |
| CZR | New | CAESARS ENTERTAINMENT INC NE | $437,000 | – | 5,000 | +100.0% | 0.05% | – |
| LEGAU | New | LEAD EDGE GROWTH OPRTUNTS LT | $398,000 | – | 40,000 | +100.0% | 0.05% | – |
| WALDU | New | WALDENCAST ACQUISITION CORP | $399,000 | – | 40,000 | +100.0% | 0.05% | – |
| FRONU | New | FRONTIER ACQUISITION CORP | $347,000 | – | 35,000 | +100.0% | 0.04% | – |
| OHPAU | New | ORION ACQUISITION CORP | $350,000 | – | 35,000 | +100.0% | 0.04% | – |
| LB | New | L BRANDS INC | $343,000 | – | 5,550 | +100.0% | 0.04% | – |
| EBACU | New | EUROPEAN BIOTECH ACQUTN CORP | $301,000 | – | 30,000 | +100.0% | 0.04% | – |
| RCLFU | New | ROSECLIFF ACQUISITION CORP I | $297,000 | – | 30,000 | +100.0% | 0.04% | – |
| ACAHU | New | ATLANTIC COASTAL ACQUISTN CO | $295,000 | – | 30,000 | +100.0% | 0.04% | – |
| MDHU | New | MDH ACQUISITION CORP | $248,000 | – | 25,000 | +100.0% | 0.03% | – |
| MITU | New | MASON INDUSTRIAL TECHNOLGY I | $248,000 | – | 25,000 | +100.0% | 0.03% | – |
| GLHAU | New | GLASS HOUSES ACQUISITION COR | $250,000 | – | 25,000 | +100.0% | 0.03% | – |
| TSPQU | New | TCW SPECIAL PURPOSE ACQU COR | $248,000 | – | 25,000 | +100.0% | 0.03% | – |
| ACQRU | New | INDEPENDENCE HOLDINGS CORP | $250,000 | – | 25,000 | +100.0% | 0.03% | – |
| KRNLU | New | KERNEL GROUP HOLDINGS INC | $249,000 | – | 25,000 | +100.0% | 0.03% | – |
| VAQC | New | VECTOR ACQUISITION CORP II | $247,000 | – | 25,000 | +100.0% | 0.03% | – |
| LCAAU | New | L CATTERTON ASIA ACQUISITION | $248,000 | – | 25,000 | +100.0% | 0.03% | – |
| New | AMERICAN AIRLS GROUP INCput | $234,000 | – | 9,000 | +100.0% | 0.03% | – | |
| IPOEWS | New | SOCIAL CAPITAL HEDOSOPHA HLD*w exp 12/31/25 | $234,000 | – | 42,635 | +100.0% | 0.03% | – |
| New | BOSTON SCIENTIFIC CORPcall | $213,000 | – | 1,000 | +100.0% | 0.03% | – | |
| PRFT | New | PERFICIENT INC | $199,000 | – | 3,400 | +100.0% | 0.02% | – |
| New | BEYOND MEAT INCput | $180,000 | – | 1,800 | +100.0% | 0.02% | – | |
| VPCCU | New | VPC IMPACT ACQU HOLDI III IN | $148,000 | – | 15,000 | +100.0% | 0.02% | – |
| RTPWS | New | REINVENT TECHNOLOGY PARTNERS*w exp 09/16/25 | $141,000 | – | 69,592 | +100.0% | 0.02% | – |
| New | UBER TECHNOLOGIES INCcall | $133,000 | – | 1,400 | +100.0% | 0.02% | – | |
| KVSC | New | KHOSLA VENTURES ACQUT CO III | $99,000 | – | 10,000 | +100.0% | 0.01% | – |
| AMPIU | New | ADVANCED MERGER PARTNERS INC | $100,000 | – | 10,000 | +100.0% | 0.01% | – |
| TRCAU | New | TWIN RIDGE CAPITAL ACQUIS CO | $99,000 | – | 10,000 | +100.0% | 0.01% | – |
| RKTAU | New | ROCKET INTERNET GRWT OPRT CO | $100,000 | – | 10,000 | +100.0% | 0.01% | – |
| WPCAU | New | WARBURG PINCUS CAPTAL CORP I | $100,000 | – | 10,000 | +100.0% | 0.01% | – |
| WPCBU | New | WARBURG PINCUS CAPTAL CORP I | $99,000 | – | 10,000 | +100.0% | 0.01% | – |
| VPCBU | New | VPC IMPACT ACQUISITION HLDG | $98,000 | – | 10,000 | +100.0% | 0.01% | – |
| New | SPOTIFY TECHNOLOGY S Aput | $77,000 | – | 700 | +100.0% | 0.01% | – | |
| KAIIU | New | KISMET ACQUISITION TWO CORP | $49,000 | – | 5,000 | +100.0% | 0.01% | – |
| NSTCU | New | NORTHERN STAR INVEST CORP II | $49,000 | – | 5,000 | +100.0% | 0.01% | – |
| NSTDU | New | NORTHERN STAR INVEST CORP IV | $49,000 | – | 5,000 | +100.0% | 0.01% | – |
| KVSB | New | KHOSLA VENTURES ACQUSTN CO I | $50,000 | – | 5,000 | +100.0% | 0.01% | – |
| New | JOYY INCput | $54,000 | – | 1,031 | +100.0% | 0.01% | – | |
| New | DRAFTKINGS INCput | $54,000 | – | 650 | +100.0% | 0.01% | – | |
| CLAAU | New | COLONNADE ACQUISITION CORP I | $49,000 | – | 5,000 | +100.0% | 0.01% | – |
| CRZNU | New | CORAZON CAPITAL V838 MONOCER | $49,000 | – | 5,000 | +100.0% | 0.01% | – |
| DGNU | New | DRAGONEER GROWTH OPT CORP II | $50,000 | – | 5,000 | +100.0% | 0.01% | – |
| HYACU | New | HAYMAKER ACQUISITION CORP II | $39,000 | – | 4,000 | +100.0% | 0.01% | – |
| New | IONIS PHARMACEUTICALS INCput | $44,000 | – | 802 | +100.0% | 0.01% | – | |
| New | NIO INCput | $22,000 | – | 1,675 | +100.0% | 0.00% | – | |
| SVFC | New | SVF INVESTMENT CORP 3 | $10,000 | – | 1,000 | +100.0% | 0.00% | – |
| SBIIU | New | SANDBRIDGE X2 CORP | $9,000 | – | 1,000 | +100.0% | 0.00% | – |
| New | PINDUODUO INCput | $6,000 | – | 238 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-05-14
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| FTI CONSULTING INC | 14 | Q2 2023 | 6.3% |
| Liberty Media Corp-Liberty SiriusXM | 14 | Q2 2023 | 0.8% |
| VICI Properties Inc | 14 | Q3 2023 | 0.7% |
| PAN AMERN SILVER CORP | 13 | Q2 2022 | 1.6% |
| PULTE GROUP INC | 13 | Q4 2022 | 0.9% |
| INSIGHT ENTERPRISES INC | 12 | Q3 2023 | 5.4% |
| Lumentum Holdings Inc | 12 | Q3 2023 | 6.8% |
| META PLATFORMS INC | 12 | Q3 2023 | 1.6% |
| ALPHABET INC | 12 | Q3 2023 | 0.4% |
| DELTA AIR LINES INC DEL | 12 | Q3 2023 | 0.4% |
View III Capital Management's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-HR | 2023-05-15 |
| 13F-HR/A | 2023-02-16 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-14 |
| 13F-HR | 2022-08-15 |
| 13F-HR | 2022-05-16 |
| 13F-HR | 2022-02-15 |
View III Capital Management's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.