$169 Million is the total value of Joseph P. Lucia & Associates, LLC's 610 reported holdings in Q3 2021. The portfolio turnover from Q2 2021 to Q3 2021 was 23.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| XLK | Sell | SELECT SECTOR SPDR TRtechnology | $4,304,000 | -0.2% | 28,825 | -1.3% | 2.55% | -1.1% |
| SMH | Sell | VANECK ETF TRUSTsemiconductr etf | $4,037,000 | -2.3% | 15,751 | -0.0% | 2.39% | -3.1% |
| SCHA | Sell | SCHWAB STRATEGIC TRus sml cap etf | $2,862,000 | -5.4% | 28,594 | -1.5% | 1.70% | -6.1% |
| SCHM | Sell | SCHWAB STRATEGIC TRus mid-cap etf | $2,658,000 | -2.4% | 34,668 | -0.3% | 1.58% | -3.1% |
| PFF | Sell | ISHARES TRpfd and incm sec | $2,613,000 | -2.0% | 67,324 | -0.7% | 1.55% | -2.8% |
| WCLD | Sell | WISDOMTREE TR | $2,536,000 | +2.6% | 44,016 | -0.5% | 1.50% | +1.8% |
| RCD | Sell | INVESCO EXCHANGE TRADED FD Ts&p500 eql dis | $2,220,000 | -4.1% | 15,393 | -1.5% | 1.32% | -4.9% |
| SCHB | Sell | SCHWAB STRATEGIC TRus brd mkt etf | $2,059,000 | -0.8% | 19,829 | -0.3% | 1.22% | -1.6% |
| SOCL | Sell | GLOBAL X FDSsocial med etf | $1,914,000 | -17.2% | 31,405 | -1.7% | 1.13% | -17.9% |
| AMZN | Sell | AMAZON COM INC | $1,820,000 | -20.2% | 554 | -16.4% | 1.08% | -20.9% |
| KIO | Sell | KKR INCOME OPPORTUNITIES FD | $1,664,000 | -4.8% | 101,614 | -3.0% | 0.99% | -5.6% |
| SDOG | Sell | ALPS ETF TRsectr div dogs | $1,638,000 | -4.8% | 32,067 | -1.3% | 0.97% | -5.6% |
| LQD | Sell | ISHARES TRiboxx inv cp etf | $1,109,000 | -5.7% | 8,337 | -4.7% | 0.66% | -6.5% |
| AGG | Sell | ISHARES TRcore us aggbd et | $1,094,000 | -2.9% | 9,525 | -2.5% | 0.65% | -3.7% |
| ITA | Sell | ISHARES TRus aer def etf | $1,048,000 | -7.4% | 10,056 | -2.7% | 0.62% | -8.1% |
| PCY | Sell | INVESCO EXCH TRADED FD TR IIemrng mkt svrg | $1,047,000 | -8.5% | 39,266 | -5.2% | 0.62% | -9.4% |
| SCHE | Sell | SCHWAB STRATEGIC TRemrg mkteq etf | $1,045,000 | -10.7% | 34,286 | -3.6% | 0.62% | -11.4% |
| SPLV | Sell | INVESCO EXCH TRADED FD TR IIs&p500 low vol | $954,000 | -7.5% | 15,677 | -7.4% | 0.56% | -8.3% |
| JETS | Sell | ETF SER SOLUTIONSus glb jets | $922,000 | -8.0% | 39,032 | -5.8% | 0.55% | -8.8% |
| RYU | Sell | INVESCO EXCHANGE TRADED FD Ts&p500 eql utl | $909,000 | -6.9% | 8,854 | -6.3% | 0.54% | -7.5% |
| XLY | Sell | SELECT SECTOR SPDR TRsbi cons discr | $858,000 | -0.3% | 4,780 | -0.9% | 0.51% | -1.2% |
| PYPL | Sell | PAYPAL HLDGS INC | $854,000 | -20.4% | 3,282 | -10.9% | 0.51% | -21.1% |
| TLT | Sell | ISHARES TR20 yr tr bd etf | $834,000 | -13.3% | 5,777 | -13.3% | 0.49% | -14.1% |
| DIV | Sell | GLOBAL X FDSglobx supdv us | $809,000 | -9.2% | 41,655 | -6.6% | 0.48% | -10.0% |
| PAWZ | Sell | PROSHARES TRpet care etf | $740,000 | -5.9% | 9,520 | -1.9% | 0.44% | -6.8% |
| SPLB | Sell | SPDR SER TRportfolio ln cor | $733,000 | -6.1% | 23,379 | -4.9% | 0.43% | -7.1% |
| HYEM | Sell | VANECK ETF TRUSTemerging mrkt hi | $717,000 | -3.0% | 30,908 | -0.2% | 0.42% | -3.8% |
| SCHV | Sell | SCHWAB STRATEGIC TRus lcap va etf | $690,000 | -1.4% | 10,218 | -0.2% | 0.41% | -2.2% |
| BIV | Sell | VANGUARD BD INDEX FDSintermed term | $677,000 | -9.1% | 7,565 | -8.6% | 0.40% | -9.9% |
| IBB | Sell | ISHARES TRishares biotech | $645,000 | -13.1% | 3,987 | -12.1% | 0.38% | -13.8% |
| VTC | Sell | VANGUARD SCOTTSDALE FDStotal corp bnd | $602,000 | -3.5% | 6,595 | -2.8% | 0.36% | -4.3% |
| MTUM | Sell | ISHARES TRmsci usa mmentm | $567,000 | -0.5% | 3,227 | -1.8% | 0.34% | -1.5% |
| ONLN | Sell | PROSHARES TRonline rtl etf | $544,000 | -21.5% | 8,285 | -3.3% | 0.32% | -22.2% |
| CVS | Sell | CVS HEALTH CORP | $516,000 | -0.4% | 6,084 | -2.0% | 0.31% | -1.3% |
| GLD | Sell | SPDR GOLD TR | $495,000 | -7.8% | 3,017 | -6.9% | 0.29% | -8.7% |
| PGF | Sell | INVESCO EXCHANGE TRADED FD Tfinl pfd etf | $460,000 | -6.3% | 24,260 | -4.7% | 0.27% | -6.8% |
| MJ | Sell | ETF MANAGERS TRetfmg altr hrvst | $455,000 | -31.1% | 31,605 | -1.4% | 0.27% | -31.5% |
| XLI | Sell | SELECT SECTOR SPDR TRsbi int-inds | $431,000 | -10.6% | 4,405 | -6.4% | 0.26% | -11.5% |
| BETZ | Sell | LISTED FD TRroundhill sports | $431,000 | -7.3% | 14,315 | -6.5% | 0.26% | -8.3% |
| NCV | Sell | VIRTUS ALLIANZGI CONVERTIBLE | $385,000 | -5.2% | 64,590 | -2.3% | 0.23% | -6.2% |
| MSFT | Sell | MICROSOFT CORP | $377,000 | +3.3% | 1,337 | -0.7% | 0.22% | +2.3% |
| SCHF | Sell | SCHWAB STRATEGIC TRintl eqty etf | $376,000 | -6.9% | 9,705 | -5.2% | 0.22% | -7.5% |
| XLU | Sell | SELECT SECTOR SPDR TRsbi int-utils | $371,000 | -17.6% | 5,804 | -18.5% | 0.22% | -18.2% |
| MRNA | Sell | MODERNA INC | $367,000 | +51.0% | 953 | -7.7% | 0.22% | +49.7% |
| ICLN | Sell | ISHARES TRgl clean ene etf | $322,000 | -13.0% | 14,864 | -5.8% | 0.19% | -13.6% |
| INKM | Sell | SSGA ACTIVE ETF TR | $297,000 | -5.4% | 8,450 | -4.2% | 0.18% | -6.4% |
| FDN | Sell | FIRST TR EXCHANGE-TRADED FDdj internt idx | $286,000 | -4.0% | 1,212 | -0.5% | 0.17% | -5.1% |
| EDV | Sell | VANGUARD WORLD FDextended dur | $281,000 | -3.4% | 2,076 | -3.4% | 0.17% | -4.6% |
| EDOC | Sell | GLOBAL X FDStelmdc&dig etf | $272,000 | -14.2% | 15,327 | -6.8% | 0.16% | -14.8% |
| HYG | Sell | ISHARES TRiboxx hi yd etf | $255,000 | -10.8% | 2,914 | -10.2% | 0.15% | -11.7% |
| IHF | Sell | ISHARES TRus hlthcr pr etf | $254,000 | -7.6% | 993 | -3.9% | 0.15% | -8.5% |
| SHY | Sell | ISHARES TR1 3 yr treas bd | $247,000 | -19.8% | 2,870 | -19.7% | 0.15% | -20.7% |
| XTN | Sell | SPDR SER TRs&p transn etf | $227,000 | -2.6% | 2,625 | -4.4% | 0.13% | -3.6% |
| SYLD | Sell | CAMBRIA ETF TR | $220,000 | -10.9% | 3,653 | -5.1% | 0.13% | -12.2% |
| DES | Sell | WISDOMTREE TRus smallcap divd | $201,000 | -12.2% | 6,535 | -9.0% | 0.12% | -13.1% |
| IAU | Sell | ISHARES GOLD TRishares new | $188,000 | -10.5% | 5,630 | -9.4% | 0.11% | -11.2% |
| BAC | Sell | BK OF AMERICA CORP | $186,000 | +1.6% | 4,388 | -1.1% | 0.11% | +0.9% |
| VOO | Sell | VANGUARD INDEX FDS | $166,000 | -3.5% | 422 | -3.4% | 0.10% | -4.9% |
| HD | Sell | HOME DEPOT INC | $157,000 | -5.4% | 479 | -8.1% | 0.09% | -6.1% |
| ESPO | Sell | VANECK ETF TRUSTvideo gmng esprt | $141,000 | -23.4% | 2,175 | -14.0% | 0.08% | -23.6% |
| CSCO | Sell | CISCO SYS INC | $126,000 | -4.5% | 2,317 | -6.8% | 0.08% | -5.1% |
| PFFD | Sell | GLOBAL X FDSus pfd etf | $127,000 | -8.6% | 4,930 | -7.5% | 0.08% | -9.6% |
| GDV | Sell | GABELLI DIVID & INCOME TR | $124,000 | -3.9% | 4,791 | -2.0% | 0.07% | -5.2% |
| UPS | Sell | UNITED PARCEL SERVICE INCcl b | $109,000 | -38.4% | 600 | -29.4% | 0.06% | -38.7% |
| NBTB | Sell | NBT BANCORP INC | $108,000 | -14.3% | 3,000 | -14.3% | 0.06% | -14.7% |
| IEF | Sell | ISHARES TRbarclays 7 10 yr | $106,000 | -52.3% | 919 | -52.1% | 0.06% | -52.6% |
| XLRE | Sell | SELECT SECTOR SPDR TRrl est sel sec | $104,000 | -1.9% | 2,347 | -1.4% | 0.06% | -1.6% |
| PRU | Sell | PRUDENTIAL FINL INC | $100,000 | -4.8% | 948 | -7.3% | 0.06% | -6.3% |
| XBI | Sell | SPDR SER TRs&p biotech | $95,000 | -24.6% | 754 | -19.3% | 0.06% | -25.3% |
| EMB | Sell | ISHARES TRjpmorgan usd emg | $89,000 | -12.7% | 812 | -10.5% | 0.05% | -13.1% |
| IHE | Sell | ISHARES TRu.s. pharma etf | $90,000 | -2.2% | 490 | -1.0% | 0.05% | -3.6% |
| UTG | Sell | REAVES UTIL INCOME FD | $78,000 | -4.9% | 2,375 | -0.1% | 0.05% | -6.1% |
| MSOS | Sell | ADVISORSHARES TRpure us cannabis | $72,000 | -28.0% | 2,290 | -8.0% | 0.04% | -28.3% |
| T | Sell | AT&T INC | $73,000 | -7.6% | 2,690 | -2.4% | 0.04% | -8.5% |
| XES | Sell | SPDR SER TRoilgas equip | $70,000 | -17.6% | 1,278 | -7.1% | 0.04% | -19.6% |
| XOM | Sell | EXXON MOBIL CORP | $66,000 | -10.8% | 1,123 | -4.3% | 0.04% | -11.4% |
| IPO | Sell | RENAISSANCE CAP GREENWICH FDipo etf | $66,000 | -32.7% | 1,030 | -30.6% | 0.04% | -33.9% |
| C | Sell | CITIGROUP INC | $60,000 | -1.6% | 849 | -2.2% | 0.04% | 0.0% |
| XLE | Sell | SELECT SECTOR SPDR TRenergy | $57,000 | -9.5% | 1,095 | -6.0% | 0.03% | -10.5% |
| NIO | Sell | NIO INCspon ads | $56,000 | -49.1% | 1,584 | -23.1% | 0.03% | -50.0% |
| AMZA | Sell | ETFIS SER TR Iinfrac act mlp | $52,000 | -23.5% | 2,000 | -13.0% | 0.03% | -24.4% |
| HTGC | Sell | HERCULES CAPITAL INC | $53,000 | -1.9% | 3,171 | -0.2% | 0.03% | -3.1% |
| BSV | Sell | VANGUARD BD INDEX FDSshort trm bond | $51,000 | -3.8% | 624 | -2.3% | 0.03% | -6.2% |
| CRF | Sell | CORNERSTONE TOTAL RETURN FD | $50,000 | -7.4% | 4,000 | -15.8% | 0.03% | -6.2% |
| AXP | Sell | AMERICAN EXPRESS CO | $48,000 | -4.0% | 289 | -3.7% | 0.03% | -6.7% |
| WFH | Sell | DIREXION SHS ETF TRwork from home | $44,000 | -8.3% | 600 | -5.5% | 0.03% | -10.3% |
| GYLD | Sell | ARROW ETF TRarrow dj glb yld | $36,000 | -12.2% | 2,445 | -9.3% | 0.02% | -12.5% |
| MS | Sell | MORGAN STANLEY | $31,000 | -18.4% | 318 | -23.9% | 0.02% | -21.7% |
| SPR | Sell | SPIRIT AEROSYSTEMS HLDGS INC | $25,000 | -19.4% | 555 | -15.3% | 0.02% | -21.1% |
| IWM | Sell | ISHARES TRrussell 2000 etf | $23,000 | -17.9% | 105 | -15.3% | 0.01% | -17.6% |
| UFO | Sell | PROCURE ETF TRUST IIspace etf | $23,000 | -17.9% | 765 | -16.4% | 0.01% | -17.6% |
| SLQD | Sell | ISHARES TR0-5yr invt gr cp | $22,000 | -8.3% | 425 | -9.6% | 0.01% | -7.1% |
| INO | Sell | INOVIO PHARMACEUTICALS INC | $22,000 | -24.1% | 3,085 | -0.1% | 0.01% | -23.5% |
| HST | Sell | HOST HOTELS & RESORTS INC | $21,000 | -41.7% | 1,300 | -38.1% | 0.01% | -45.5% |
| FSTA | Sell | FIDELITY COVINGTON TRUSTconsmr staples | $18,000 | -18.2% | 440 | -14.6% | 0.01% | -15.4% |
| CVX | Sell | CHEVRON CORP NEW | $19,000 | -38.7% | 189 | -35.7% | 0.01% | -42.1% |
| MDIV | Sell | FIRST TR EXCHANGE-TRADED FDmulti asset di | $17,000 | -41.4% | 1,025 | -40.6% | 0.01% | -41.2% |
| AMP | Sell | AMERIPRISE FINL INC | $17,000 | -10.5% | 66 | -12.0% | 0.01% | -9.1% |
| GRPN | Sell | GROUPON INC | $17,000 | -50.0% | 744 | -4.5% | 0.01% | -50.0% |
| SMLV | Sell | SPDR SER TRssga us smal etf | $11,000 | -21.4% | 100 | -20.0% | 0.01% | -12.5% |
| GSAH | Sell | GS ACQUISITION HLDGS CORP II | $12,000 | -7.7% | 1,190 | -3.3% | 0.01% | -12.5% |
| DUK | Sell | DUKE ENERGY CORP NEW | $10,000 | -61.5% | 100 | -62.4% | 0.01% | -62.5% |
| ARNA | Sell | ARENA PHARMACEUTICALS INC | $9,000 | -40.0% | 150 | -33.3% | 0.01% | -44.4% |
| VTRS | Sell | VIATRIS INC | $7,000 | -12.5% | 494 | -5.9% | 0.00% | -20.0% |
| WPC | Sell | WP CAREY INC | $7,000 | -53.3% | 100 | -50.0% | 0.00% | -55.6% |
| ARKK | Sell | ARK ETF TRinnovation etf | $3,000 | -50.0% | 23 | -52.1% | 0.00% | -50.0% |
| OGN | Sell | ORGANON & CO | $1,000 | 0.0% | 34 | -2.9% | 0.00% | 0.0% |
| MCHP | Sell | MICROCHIP TECHNOLOGY INC. | $2,000 | 0.0% | 15 | -6.2% | 0.00% | 0.0% |
| KWEB | Sell | KRANESHARES TRcsi chi internet | $1,000 | -99.7% | 20 | -99.5% | 0.00% | -99.5% |
| NXPI | Sell | NXP SEMICONDUCTORS N V | $1,000 | -50.0% | 7 | -12.5% | 0.00% | 0.0% |
| ST | Exit | SENSATA TECHNOLOGIES HLDG PL | $0 | – | -1 | -100.0% | 0.00% | – |
| XLNX | Exit | XILINX INC | $0 | – | -1 | -100.0% | 0.00% | – |
| EXEL | Exit | EXELIXIS INC | $0 | – | -2 | -100.0% | 0.00% | – |
| CZR | Exit | CAESARS ENTERTAINMENT INC NE | $0 | – | -2 | -100.0% | 0.00% | – |
| KULR | Exit | KULR TECHNOLOGY GROUP INC | $0 | – | -80 | -100.0% | 0.00% | – |
| DBX | Sell | DROPBOX INCcl a | $0 | -100.0% | 10 | -90.9% | 0.00% | -100.0% |
| ADI | Exit | ANALOG DEVICES INC | $0 | – | -1 | -100.0% | 0.00% | – |
| HERO | Sell | GLOBAL X FDSvdeo gam esprt | $0 | -100.0% | 1 | -99.8% | 0.00% | -100.0% |
| ACVA | Exit | ACV AUCTIONS INC | $0 | – | -12 | -100.0% | 0.00% | – |
| AEVA | Exit | AEVA TECHNOLOGIES INC | $0 | – | -20 | -100.0% | 0.00% | – |
| UAVS | Sell | AGEAGLE AERIAL SYS INC NEW | $0 | -100.0% | 100 | -1.0% | 0.00% | -100.0% |
| AMBA | Exit | AMBARELLA INC | $0 | – | -1 | -100.0% | 0.00% | – |
| DMLP | Exit | DORCHESTER MINERALS LP | $0 | – | -100 | -100.0% | -0.00% | – |
| FEYE | Exit | FIREEYE INC | $0 | – | -60 | -100.0% | -0.00% | – |
| BPY | Exit | BROOKFIELD PROPERTY PARTRS Lunit ltd partn | $0 | – | -110 | -100.0% | -0.00% | – |
| FXI | Exit | ISHARES TRchina lg-cap etf | $0 | – | -25 | -100.0% | -0.00% | – |
| MU | Exit | MICRON TECHNOLOGY INC | $0 | – | -11 | -100.0% | -0.00% | – |
| ADPT | Exit | ADAPTIVE BIOTECHNOLOGIES COR | $0 | – | -50 | -100.0% | -0.00% | – |
| ONDS | Exit | ONDAS HLDGS INC | $0 | – | -200 | -100.0% | -0.00% | – |
| BUZZ | Exit | VANECK VECTORS ETF TRsocial sentiment | $0 | – | -40 | -100.0% | -0.00% | – |
| PATH | Exit | UIPATH INCcl a | $0 | – | -41 | -100.0% | -0.00% | – |
| ARKF | Exit | ARK ETF TRfintech innova | $0 | – | -50 | -100.0% | -0.00% | – |
| RXN | Exit | REXNORD CORP | $0 | – | -55 | -100.0% | -0.00% | – |
| LESL | Exit | LESLIES INC | $0 | – | -174 | -100.0% | -0.00% | – |
| GGZ | Exit | GABELLI GLOBAL SMALL & MID C | $0 | – | -353 | -100.0% | -0.00% | – |
| TWTR | Exit | TWITTER INC | $0 | – | -125 | -100.0% | -0.01% | – |
| BGS | Exit | B & G FOODS INC NEW | $0 | – | -500 | -100.0% | -0.01% | – |
| KRG | Exit | KITE RLTY GROUP TR | $0 | – | -880 | -100.0% | -0.01% | – |
| RCII | Exit | RENT A CTR INC NEW | $0 | – | -500 | -100.0% | -0.02% | – |
| LYB | Exit | LYONDELLBASELL INDUSTRIES N | $0 | – | -500 | -100.0% | -0.03% | – |
| CCIV | Exit | CHURCHILL CAPITAL CORP IVcl a | $0 | – | -1,730 | -100.0% | -0.03% | – |
| WORK | Exit | SLACK TECHNOLOGIES INC | $0 | – | -1,310 | -100.0% | -0.04% | – |
| RMRM | Exit | RMR MORTGAGE TR | $0 | – | -6,627 | -100.0% | -0.05% | – |
| GE | Exit | GENERAL ELECTRIC CO | $0 | – | -5,976 | -100.0% | -0.05% | – |
| TWM | Exit | PROSHARES TRultsht russ2000 | $0 | – | -79,375 | -100.0% | -0.63% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-10-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| INVESCO S&P 500 EQUAL | 19 | Q3 2023 | 4.3% |
| INVESCO S&PINVESCO S&P | 19 | Q3 2023 | 5.2% |
| APPLE INC | 19 | Q3 2023 | 5.5% |
| SCHWAB US TIPS ETF | 19 | Q3 2023 | 3.6% |
| TECHNOLOGY SELECT SECTOR | 19 | Q3 2023 | 3.3% |
| SCHWAB US LARGE CAP | 19 | Q3 2023 | 3.2% |
| PROSHARES TR | 19 | Q3 2023 | 4.5% |
| ETFMG PRIME CYBER | 19 | Q3 2023 | 4.5% |
| INVESCO S&P 500 EQUAL | 19 | Q3 2023 | 2.8% |
| ISHARES TR | 19 | Q3 2023 | 4.3% |
View Joseph P. Lucia & Associates, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-03 |
| 13F-HR | 2024-01-29 |
| 13F-HR | 2023-10-30 |
| 13F-HR | 2023-07-21 |
| 13F-HR | 2023-05-02 |
| 13F-HR | 2023-02-13 |
| 13F-HR | 2022-10-28 |
| 13F-HR | 2022-07-26 |
| 13F-HR | 2022-04-19 |
| 13F-HR | 2022-02-04 |
View Joseph P. Lucia & Associates, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.