$123 Million is the total value of Occidental Asset Management, LLC's 94 reported holdings in Q3 2016. The portfolio turnover from Q2 2016 to Q3 2016 was 6.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| FB | Sell | FACEBOOK INCcl a | $19,541,000 | +5.6% | 152,343 | -5.9% | 15.92% | -1.5% |
| BOND | Buy | PIMCO ETF TRttl rtn actv etf | $5,147,000 | +14.8% | 47,682 | +14.2% | 4.20% | +7.0% |
| TOTL | Buy | SSGA ACTIVE ETF TRspdr tr tactic | $5,101,000 | +25.6% | 101,626 | +25.0% | 4.16% | +17.1% |
| VCSH | Buy | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $4,782,000 | +6.5% | 59,361 | +6.8% | 3.90% | -0.8% |
| IWS | Buy | ISHARES TRrus mdcp val etf | $4,339,000 | +14.9% | 56,524 | +11.2% | 3.54% | +7.1% |
| DVY | Sell | ISHARES TRselect divid etf | $4,115,000 | -0.8% | 48,021 | -1.3% | 3.35% | -7.6% |
| IWP | Buy | ISHARES TRrus md cp gr etf | $3,976,000 | +27.6% | 40,835 | +22.6% | 3.24% | +18.9% |
| IWF | Buy | ISHARES TRrus 1000 grw etf | $3,825,000 | +4.6% | 36,717 | +0.7% | 3.12% | -2.6% |
| PFF | Buy | ISHARES TRu.s. pfd stk etf | $3,678,000 | +8.4% | 93,120 | +9.5% | 3.00% | +1.0% |
| SDY | Buy | SPDR SERIES TRUSTs&p divid etf | $3,601,000 | +10.0% | 42,685 | +9.4% | 2.94% | +2.5% |
| BKLN | Buy | POWERSHARES ETF TRUST IIsenior ln port | $3,444,000 | +5.7% | 148,382 | +4.6% | 2.81% | -1.5% |
| IVE | Buy | ISHARES TRs&p 500 val etf | $2,777,000 | +29.7% | 29,247 | +26.9% | 2.26% | +20.9% |
| SJNK | Sell | SPDR SER TRsht trm hgh yld | $2,775,000 | +0.8% | 100,225 | -1.8% | 2.26% | -6.1% |
| IDV | Buy | ISHARES TRintl sel div etf | $2,423,000 | +24.1% | 80,806 | +18.5% | 1.98% | +15.7% |
| XRLV | Buy | POWERSHARES ETF TR IIex rte sen low | $2,343,000 | +8.2% | 84,597 | +7.4% | 1.91% | +0.8% |
| PCY | Buy | POWERSHARES ETF TR IIsovereign debt | $2,305,000 | +23.5% | 75,239 | +19.3% | 1.88% | +15.1% |
| HYG | Buy | ISHARES TRiboxx hi yd etf | $1,853,000 | +8.2% | 21,233 | +5.0% | 1.51% | +0.9% |
| LQD | Buy | ISHARES TRiboxx inv cp etf | $1,798,000 | +4.7% | 14,595 | +4.4% | 1.46% | -2.5% |
| VWO | Buy | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $1,763,000 | +34.8% | 46,842 | +26.2% | 1.44% | +25.6% |
| IWO | Buy | ISHARES TRrus 2000 grw etf | $1,725,000 | +59.6% | 11,585 | +47.1% | 1.41% | +48.8% |
| CSD | Sell | CLAYMORE EXCHANGE TRD FD TRgugg s&p spinoff | $1,665,000 | +8.1% | 38,819 | -0.6% | 1.36% | +0.7% |
| VNQ | Buy | VANGUARD INDEX FDSreit etf | $1,517,000 | -0.1% | 17,495 | +2.2% | 1.24% | -6.9% |
| AAPL | Buy | APPLE INC | $1,503,000 | +19.4% | 13,299 | +1.0% | 1.22% | +11.3% |
| AMJ | Buy | JPMORGAN CHASE & COalerian ml etn | $1,495,000 | +11.8% | 47,463 | +12.9% | 1.22% | +4.2% |
| IJT | Buy | ISHARES TRsp smcp600gr etf | $1,380,000 | +10.7% | 10,067 | +3.7% | 1.12% | +3.1% |
| IJS | Buy | ISHARES TRsp smcp600vl etf | $1,366,000 | +46.3% | 10,941 | +36.9% | 1.11% | +36.2% |
| CWB | Buy | SPDR SERIES TRUSTbrc cnv secs etf | $1,134,000 | +15.2% | 24,450 | +8.9% | 0.92% | +7.3% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $1,119,000 | -1.2% | 7,745 | -1.0% | 0.91% | -8.0% |
| EPI | Sell | WISDOMTREE TRindia erngs fd | $1,080,000 | +4.7% | 49,961 | -2.3% | 0.88% | -2.4% |
| MSFT | MICROSOFT CORP | $1,029,000 | +12.6% | 17,866 | 0.0% | 0.84% | +5.0% | |
| XLY | Buy | SELECT SECTOR SPDR TRsbi cons discr | $1,003,000 | +14.1% | 12,527 | +11.2% | 0.82% | +6.2% |
| DEO | Buy | DIAGEO P L Cspon adr new | $953,000 | +4.0% | 8,213 | +1.2% | 0.78% | -3.0% |
| XLP | Buy | SELECT SECTOR SPDR TRsbi cons stpls | $946,000 | -1.1% | 17,777 | +2.4% | 0.77% | -7.9% |
| FXH | Sell | FIRST TR EXCHANGE TRADED FDhlth care alph | $916,000 | +0.2% | 15,054 | -2.9% | 0.75% | -6.6% |
| CHD | Buy | CHURCH & DWIGHT INC | $904,000 | -6.8% | 18,861 | +100.0% | 0.74% | -13.1% |
| XLK | Buy | SELECT SECTOR SPDR TRtechnology | $873,000 | +41.5% | 18,268 | +28.4% | 0.71% | +31.7% |
| OIH | Sell | VANECK VECTORS ETF TRoil svcs etf | $871,000 | -2.0% | 29,751 | -2.1% | 0.71% | -8.6% |
| MRK | MERCK & CO INC | $826,000 | +8.4% | 13,229 | 0.0% | 0.67% | +1.1% | |
| VZ | Buy | VERIZON COMMUNICATIONS INC | $808,000 | -2.8% | 15,538 | +4.4% | 0.66% | -9.5% |
| IWR | Sell | ISHARES TRrus mid-cap etf | $763,000 | -33.5% | 4,376 | -35.9% | 0.62% | -38.0% |
| DGRO | ISHARES TRcore div grwth | $699,000 | +1.3% | 25,300 | 0.0% | 0.57% | -5.5% | |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $678,000 | +6.6% | 3,136 | +3.3% | 0.55% | -0.5% |
| BMY | BRISTOL MYERS SQUIBB CO | $664,000 | -26.7% | 12,319 | 0.0% | 0.54% | -31.7% | |
| INTC | Buy | INTEL CORP | $592,000 | +17.7% | 15,672 | +2.2% | 0.48% | +9.5% |
| IWM | Sell | ISHARES TRrussell 2000 etf | $525,000 | -37.0% | 4,223 | -41.7% | 0.43% | -41.2% |
| T | Buy | AT&T INC | $524,000 | +16.4% | 12,899 | +23.9% | 0.43% | +8.4% |
| IWD | Sell | ISHARES TRrus 1000 val etf | $516,000 | -47.2% | 4,884 | -48.4% | 0.42% | -50.7% |
| HYMB | SPDR SERIES TRUSTnuv hghyld mun | $512,000 | -0.8% | 8,628 | 0.0% | 0.42% | -7.5% | |
| SHYD | VANECK VECTORS ETF TRshort high yield | $501,000 | -0.8% | 19,850 | 0.0% | 0.41% | -7.7% | |
| NVDA | Buy | NVIDIA CORP | $489,000 | +49.1% | 7,137 | +2.3% | 0.40% | +39.0% |
| ORCL | ORACLE CORP | $484,000 | -4.0% | 12,321 | 0.0% | 0.39% | -10.7% | |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS | $480,000 | +13.2% | 3,021 | +8.2% | 0.39% | +5.4% |
| EMB | Sell | ISHARES TRjp mor em mk etf | $478,000 | -8.4% | 4,076 | -10.1% | 0.39% | -14.5% |
| EFA | Sell | ISHARES TRmsci eafe etf | $472,000 | -47.3% | 7,984 | -50.2% | 0.38% | -50.8% |
| JNJ | Sell | JOHNSON & JOHNSON | $462,000 | -8.2% | 3,913 | -5.7% | 0.38% | -14.3% |
| EEM | Sell | ISHARES TRmsci emg mkt etf | $452,000 | -9.4% | 12,057 | -17.0% | 0.37% | -15.6% |
| YUM | Buy | YUM BRANDS INC | $435,000 | +12.1% | 4,790 | +2.5% | 0.36% | +4.7% |
| SUB | Sell | ISHARES TRshrt nat mun etf | $427,000 | -1.8% | 4,028 | -1.5% | 0.35% | -8.4% |
| NVS | Buy | NOVARTIS A Gsponsored adr | $412,000 | -3.7% | 5,214 | +0.4% | 0.34% | -10.2% |
| XLI | Buy | SELECT SECTOR SPDR TRsbi int-inds | $411,000 | +24.5% | 7,042 | +19.7% | 0.34% | +15.9% |
| PM | Sell | PHILIP MORRIS INTL INC | $400,000 | -6.8% | 4,114 | -2.4% | 0.33% | -13.1% |
| WFC | Sell | WELLS FARGO & CO NEW | $397,000 | -9.4% | 8,969 | -3.2% | 0.32% | -15.4% |
| HD | Buy | HOME DEPOT INC | $372,000 | +6.0% | 2,891 | +5.1% | 0.30% | -1.3% |
| SCHD | Buy | SCHWAB STRATEGIC TRus dividend eq | $371,000 | +2.2% | 8,779 | +0.1% | 0.30% | -4.7% |
| VCIT | VANGUARD SCOTTSDALE FDSint-term corp | $366,000 | +0.3% | 4,083 | 0.0% | 0.30% | -6.6% | |
| TGT | Buy | TARGET CORP | $354,000 | +8.6% | 5,148 | +10.2% | 0.29% | +1.1% |
| XOM | Buy | EXXON MOBIL CORP | $349,000 | +3.3% | 3,996 | +11.0% | 0.28% | -4.1% |
| GE | Buy | GENERAL ELECTRIC CO | $336,000 | -2.0% | 11,334 | +4.1% | 0.27% | -8.7% |
| BUD | Buy | ANHEUSER BUSCH INBEV SA/NVsponsored adr | $335,000 | 0.0% | 2,546 | +0.2% | 0.27% | -6.8% |
| PFE | PFIZER INC | $334,000 | -4.0% | 9,875 | 0.0% | 0.27% | -10.5% | |
| BND | VANGUARD BD INDEX FD INCtotal bnd mrkt | $324,000 | 0.0% | 3,847 | 0.0% | 0.26% | -6.7% | |
| ZEN | ZENDESK INC | $313,000 | +16.4% | 10,207 | 0.0% | 0.26% | +8.5% | |
| CSCO | Buy | CISCO SYS INC | $285,000 | +13.5% | 8,988 | +2.6% | 0.23% | +5.5% |
| RWX | Sell | SPDR INDEX SHS FDSdj intl rl etf | $281,000 | -31.1% | 6,747 | -31.4% | 0.23% | -35.9% |
| TAP | MOLSON COORS BREWING COcl b | $275,000 | +8.7% | 2,500 | 0.0% | 0.22% | +1.4% | |
| QCOM | Buy | QUALCOMM INC | $275,000 | +34.8% | 4,013 | +5.3% | 0.22% | +25.8% |
| BR | Buy | BROADRIDGE FINL SOLUTIONS IN | $273,000 | +8.8% | 4,026 | +4.4% | 0.22% | +0.9% |
| HPQ | Buy | HP INC | $266,000 | +33.0% | 17,111 | +7.6% | 0.22% | +24.0% |
| INGR | Sell | INGREDION INC | $265,000 | -4.3% | 1,988 | -7.1% | 0.22% | -10.7% |
| PTLA | PORTOLA PHARMACEUTICALS INC | $263,000 | -4.0% | 11,600 | 0.0% | 0.21% | -10.8% | |
| MUB | Buy | ISHARES TRnational mun etf | $261,000 | +18.6% | 2,313 | +20.0% | 0.21% | +10.9% |
| DI | Buy | PIMCO ETF TRdiv inc act etf | $260,000 | +14.5% | 5,134 | +10.8% | 0.21% | +6.5% |
| DGX | Buy | QUEST DIAGNOSTICS INC | $251,000 | +7.3% | 2,970 | +3.3% | 0.20% | 0.0% |
| GIS | Buy | GENERAL MLS INC | $228,000 | +5.6% | 3,572 | +18.1% | 0.19% | -1.6% |
| HSY | HERSHEY CO | $217,000 | -15.6% | 2,265 | 0.0% | 0.18% | -21.3% | |
| MDT | Sell | MEDTRONIC PLC | $216,000 | -4.4% | 2,500 | -3.8% | 0.18% | -11.1% |
| XLV | SELECT SECTOR SPDR TRsbi healthcare | $216,000 | +0.5% | 3,000 | 0.0% | 0.18% | -6.4% | |
| UNH | UNITEDHEALTH GROUP INC | $214,000 | -0.5% | 1,525 | 0.0% | 0.17% | -7.4% | |
| KO | COCA COLA CO | $208,000 | -6.7% | 4,913 | 0.0% | 0.17% | -12.8% | |
| COP | Sell | CONOCOPHILLIPS | $200,000 | -4.3% | 4,591 | -4.1% | 0.16% | -10.9% |
| JNS | Buy | JANUS CAP GROUP INC | $196,000 | +10.1% | 14,023 | +9.5% | 0.16% | +2.6% |
| BDJ | New | BLACKROCK ENHANCED EQT DIV T | $105,000 | – | 13,308 | +100.0% | 0.09% | – |
| HEB | New | HEMISPHERX BIOPHARMA INC | $20,000 | – | 15,834 | +100.0% | 0.02% | – |
| MATN | MATEON THERAPEUTICS INC | $6,000 | -14.3% | 10,000 | 0.0% | 0.01% | -16.7% | |
| HEB | Exit | HEMISPHERX BIOPHARMA INC | $0 | – | -190,000 | -100.0% | -0.02% | – |
| SCS | Exit | STEELCASE INCcl a | $0 | – | -11,450 | -100.0% | -0.14% | – |
| TIP | Exit | ISHARES TRtips bd etf | $0 | – | -2,084 | -100.0% | -0.21% | – |
| DUK | Exit | DUKE ENERGY CORP NEW | $0 | – | -2,913 | -100.0% | -0.22% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-05-15
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| META PLATFORMS INC | 39 | Q3 2023 | 38.2% |
| ISHARES TR | 39 | Q3 2023 | 5.0% |
| PIMCO ETF TR | 39 | Q3 2023 | 6.1% |
| APPLE INC | 39 | Q3 2023 | 5.6% |
| ISHARES TR | 39 | Q3 2023 | 4.8% |
| ISHARES TR | 39 | Q3 2023 | 5.3% |
| VANGUARD SCOTTSDALE FDS | 39 | Q3 2023 | 5.5% |
| SPDR SER TR | 39 | Q3 2023 | 3.8% |
| MICROSOFT CORP | 39 | Q3 2023 | 2.2% |
| VANGUARD INTL EQUITY INDEX F | 39 | Q3 2023 | 3.6% |
View Occidental Asset Management, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-16 |
| 13F-HR | 2024-01-19 |
| 13F-HR | 2023-10-18 |
| 13F-HR | 2023-07-12 |
| 13F-HR | 2023-05-11 |
| 13F-HR | 2023-01-24 |
| 13F-HR | 2022-11-08 |
| 13F-HR | 2022-07-18 |
| 13F-HR | 2022-05-04 |
| 13F-HR | 2022-02-01 |
View Occidental Asset Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.