$412 Million is the total value of Sargent Investment Group, LLC's 203 reported holdings in Q3 2021. The portfolio turnover from Q2 2021 to Q3 2021 was 17.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AAPL | Buy | APPLE INC | $23,395,000 | +7.0% | 165,333 | +3.6% | 5.68% | +9.6% |
| CTLP | New | CANTALOUPE INC | $17,800,000 | – | 1,651,216 | +100.0% | 4.32% | – |
| CDMO | Sell | AVID BIOSERVICES INC | $17,517,000 | -19.5% | 812,113 | -4.2% | 4.26% | -17.6% |
| CIBR | Buy | FIRST TR EXCHANGE TRADED FDnasdaq cyb etf | $15,761,000 | +5.4% | 323,497 | +1.2% | 3.83% | +7.9% |
| BX | Sell | BLACKSTONE GROUP INC | $15,742,000 | +18.2% | 135,306 | -1.3% | 3.82% | +21.0% |
| CG | Sell | CARLYLE GROUP INC | $14,740,000 | +1.4% | 311,765 | -0.3% | 3.58% | +3.8% |
| OLED | Sell | UNIVERSAL DISPLAY CORP | $13,382,000 | -23.6% | 78,274 | -0.6% | 3.25% | -21.8% |
| ATRS | Buy | ANTARES PHARMA INC | $13,225,000 | -15.7% | 3,633,250 | +1.0% | 3.21% | -13.7% |
| SQ | Sell | SQUARE INCcl a | $12,828,000 | -2.1% | 53,487 | -0.5% | 3.12% | +0.2% |
| MSFT | Buy | MICROSOFT CORP | $10,990,000 | +6.0% | 38,982 | +1.8% | 2.67% | +8.5% |
| FTCS | Buy | FIRST TR EXCHANGE-TRADED FDcap strength etf | $10,930,000 | +0.8% | 146,083 | +1.8% | 2.66% | +3.2% |
| PLTR | Buy | PALANTIR TECHNOLOGIES INCcl a | $9,323,000 | +7.2% | 387,813 | +17.5% | 2.26% | +9.7% |
| DBRG | New | DIGITALBRIDGE GROUP INC | $8,392,000 | – | 1,391,700 | +100.0% | 2.04% | – |
| CTSO | Buy | CYTOSORBENTS CORP | $7,829,000 | +21.1% | 964,141 | +12.6% | 1.90% | +24.0% |
| IRM | Buy | IRON MTN INC NEW | $7,129,000 | +5.4% | 164,075 | +2.7% | 1.73% | +7.9% |
| ROBT | Buy | FIRST TR EXCHANGE-TRADED FDnasdq artfcial | $6,927,000 | +2.7% | 129,066 | +3.9% | 1.68% | +5.1% |
| MITK | Buy | MITEK SYS INC | $6,584,000 | -2.7% | 355,865 | +1.3% | 1.60% | -0.4% |
| JPST | Buy | J P MORGAN EXCHANGE-TRADED Fultra shrt inc | $6,007,000 | +9.0% | 118,425 | +9.0% | 1.46% | +11.5% |
| AMZN | Buy | AMAZON COM INC | $5,949,000 | +4.0% | 1,811 | +8.9% | 1.44% | +6.4% |
| FTGC | Buy | FIRST TR EXCHANGE TRAD FD VIfst tr glb fd | $5,513,000 | +13.9% | 228,648 | +11.7% | 1.34% | +16.5% |
| GOOG | Buy | ALPHABET INCcap stk cl c | $5,464,000 | +10.8% | 2,050 | +4.2% | 1.33% | +13.4% |
| ARCC | Sell | ARES CAPITAL CORP | $5,457,000 | -0.1% | 268,398 | -3.8% | 1.33% | +2.2% |
| GE | Sell | GENERAL ELECTRIC CO | $5,408,000 | +6.5% | 52,485 | -86.1% | 1.31% | +9.0% |
| CARR | Buy | CARRIER GLOBAL CORPORATION | $5,216,000 | +79.9% | 100,780 | +68.9% | 1.27% | +84.2% |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS | $5,051,000 | +9.2% | 36,357 | +15.2% | 1.23% | +11.7% |
| FINX | Buy | GLOBAL X FDSfintech etf | $4,989,000 | +5.4% | 103,897 | +4.6% | 1.21% | +7.9% |
| FDN | Sell | FIRST TR EXCHANGE-TRADED FDdj internt idx | $4,908,000 | -4.2% | 20,806 | -0.5% | 1.19% | -1.9% |
| XRX | Buy | XEROX HOLDINGS CORP | $4,629,000 | +20.8% | 229,500 | +40.7% | 1.12% | +23.7% |
| EXEL | Sell | EXELIXIS INC | $4,430,000 | -49.8% | 209,570 | -56.7% | 1.08% | -48.6% |
| MTNB | Buy | MATINAS BIOPHARMA HLDGS INC | $4,219,000 | +148.2% | 3,245,021 | +47.9% | 1.02% | +154.3% |
| JNJ | Buy | JOHNSON & JOHNSON | $4,197,000 | +2.2% | 25,987 | +4.2% | 1.02% | +4.5% |
| NVAX | Sell | NOVAVAX INC | $4,077,000 | -7.0% | 19,667 | -4.7% | 0.99% | -4.8% |
| ATOM | Buy | ATOMERA INC | $3,788,000 | +8.5% | 164,059 | +0.7% | 0.92% | +11.0% |
| PBW | Buy | INVESCO EXCHANGE TRADED FD Twilderhil clan | $3,494,000 | -3.5% | 45,242 | +16.5% | 0.85% | -1.2% |
| RQI | Buy | COHEN & STEERS QUALITY INCOM | $3,302,000 | -4.2% | 221,605 | +1.0% | 0.80% | -2.0% |
| JPM | Buy | JPMORGAN CHASE & CO | $3,251,000 | +8.6% | 19,863 | +3.2% | 0.79% | +11.1% |
| DEA | Sell | EASTERLY GOVT PPTYS INC | $2,803,000 | -16.1% | 135,663 | -14.4% | 0.68% | -14.1% |
| PULS | Sell | PGIM ETF TRultra short | $2,788,000 | -2.0% | 56,115 | -1.9% | 0.68% | +0.3% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DELcl b new | $2,681,000 | +1.1% | 9,824 | +3.0% | 0.65% | +3.5% |
| GOOGL | Buy | ALPHABET INCcap stk cl a | $2,591,000 | +40.4% | 969 | +28.2% | 0.63% | +43.6% |
| HD | Sell | HOME DEPOT INC | $2,541,000 | +1.7% | 7,741 | -1.2% | 0.62% | +4.0% |
| FSV | Buy | FIRSTSERVICE CORP NEW | $2,214,000 | +5.8% | 12,267 | +0.4% | 0.54% | +8.2% |
| FVD | Buy | FIRST TR VALUE LINE DIVID IN | $2,025,000 | +6.2% | 51,653 | +7.7% | 0.49% | +8.6% |
| BNL | Buy | BROADSTONE NET LEASE INC | $2,024,000 | +6.1% | 81,565 | +0.1% | 0.49% | +8.6% |
| AKTS | Buy | AKOUSTIS TECHNOLOGIES INC | $1,977,000 | +460.1% | 203,865 | +518.4% | 0.48% | +471.4% |
| UTF | Sell | COHEN & STEERS INFRASTRUCTUR | $1,939,000 | -29.5% | 71,536 | -25.4% | 0.47% | -27.9% |
| COST | Sell | COSTCO WHSL CORP NEW | $1,810,000 | +11.5% | 4,029 | -1.8% | 0.44% | +14.3% |
| ASPN | Buy | ASPEN AEROGELS INC | $1,774,000 | +350.3% | 38,556 | +193.1% | 0.43% | +358.5% |
| TSLX | SIXTH STREET SPECIALTY LENDN | $1,752,000 | +0.1% | 78,900 | 0.0% | 0.43% | +2.4% | |
| PG | Sell | PROCTER AND GAMBLE CO | $1,656,000 | +1.7% | 11,844 | -1.8% | 0.40% | +4.1% |
| F | Buy | FORD MTR CO DEL | $1,649,000 | +5.0% | 116,477 | +10.2% | 0.40% | +7.5% |
| WMT | Sell | WALMART INC | $1,630,000 | -34.9% | 11,694 | -34.1% | 0.40% | -33.3% |
| QCOM | Buy | QUALCOMM INC | $1,502,000 | +4.7% | 11,648 | +16.0% | 0.36% | +7.0% |
| GDV | Sell | GABELLI DIVID & INCOME TR | $1,464,000 | -6.9% | 56,750 | -5.0% | 0.36% | -4.6% |
| LPSN | Buy | LIVEPERSON INC | $1,410,000 | -5.4% | 23,918 | +1.5% | 0.34% | -3.1% |
| NOC | NORTHROP GRUMMAN CORP | $1,369,000 | -0.9% | 3,800 | 0.0% | 0.33% | +1.5% | |
| LMBS | Buy | FIRST TR EXCHANGE-TRADED FDfst low oppt eft | $1,264,000 | +5.7% | 24,990 | +6.4% | 0.31% | +8.1% |
| PEP | Sell | PEPSICO INC | $1,233,000 | -1.8% | 8,197 | -3.2% | 0.30% | +0.7% |
| ORCL | Sell | ORACLE CORP | $1,173,000 | +6.0% | 13,458 | -5.4% | 0.28% | +8.4% |
| BA | Sell | BOEING CO | $1,171,000 | -9.9% | 5,324 | -1.8% | 0.28% | -7.8% |
| CRM | SALESFORCE COM INC | $1,166,000 | +11.0% | 4,300 | 0.0% | 0.28% | +13.7% | |
| FDL | Sell | FIRST TR MORNINGSTAR DIVID L | $1,155,000 | -13.4% | 35,245 | -12.2% | 0.28% | -11.1% |
| ADBE | ADOBE SYSTEMS INCORPORATED | $1,128,000 | -1.7% | 1,960 | 0.0% | 0.27% | +0.7% | |
| MDWD | MEDIWOUND LTD | $1,115,000 | -12.8% | 333,750 | 0.0% | 0.27% | -10.6% | |
| WASH | WASHINGTON TR BANCORP INC | $1,030,000 | +3.1% | 19,450 | 0.0% | 0.25% | +5.5% | |
| SBUX | Sell | STARBUCKS CORP | $1,017,000 | -1.5% | 9,215 | -0.2% | 0.25% | +0.8% |
| INTU | INTUIT | $1,014,000 | +10.0% | 1,880 | 0.0% | 0.25% | +12.3% | |
| ABT | Sell | ABBOTT LABS | $1,011,000 | -10.8% | 8,562 | -12.5% | 0.25% | -8.6% |
| STWD | Buy | STARWOOD PPTY TR INC | $1,003,000 | +24.9% | 41,086 | +33.9% | 0.24% | +27.7% |
| DHR | Sell | DANAHER CORPORATION | $954,000 | -6.1% | 3,135 | -17.2% | 0.23% | -3.7% |
| MAT | Buy | MATTEL INC | $904,000 | +38.4% | 48,700 | +49.8% | 0.22% | +41.9% |
| FXL | Sell | FIRST TR EXCHANGE TRADED FDtech alphadex | $899,000 | -7.4% | 7,320 | -6.4% | 0.22% | -5.2% |
| CVX | Sell | CHEVRON CORP NEW | $892,000 | -22.0% | 8,793 | -19.5% | 0.22% | -19.9% |
| V | Buy | VISA INC | $889,000 | +10.2% | 3,989 | +15.6% | 0.22% | +12.5% |
| SHOP | SHOPIFY INCcl a | $891,000 | -7.2% | 657 | 0.0% | 0.22% | -5.3% | |
| ZTS | ZOETIS INCcl a | $878,000 | +4.2% | 4,523 | 0.0% | 0.21% | +6.5% | |
| MAR | Buy | MARRIOTT INTL INC NEWcl a | $872,000 | +17.2% | 5,888 | +8.0% | 0.21% | +19.8% |
| BAC | Buy | BK OF AMERICA CORP | $860,000 | +4.1% | 20,268 | +1.2% | 0.21% | +6.6% |
| UNH | Buy | UNITEDHEALTH GROUP INC | $857,000 | -0.9% | 2,193 | +1.5% | 0.21% | +1.5% |
| XOM | Sell | EXXON MOBIL CORP | $845,000 | -11.4% | 14,363 | -5.1% | 0.20% | -9.3% |
| TSLA | Sell | TESLA INC | $845,000 | +11.3% | 1,090 | -2.3% | 0.20% | +13.9% |
| ERII | Buy | ENERGY RECOVERY INC | $838,000 | +134.7% | 44,020 | +180.8% | 0.20% | +140.0% |
| FV | Sell | FIRST TR EXCHANGE-TRADED FDdorsey wrt 5 etf | $826,000 | -10.8% | 18,043 | -7.7% | 0.20% | -8.6% |
| SOXX | ISHARES TRishares semicdtr | $825,000 | -1.8% | 1,850 | 0.0% | 0.20% | +0.5% | |
| CVS | Sell | CVS HEALTH CORP | $813,000 | -9.2% | 9,582 | -10.7% | 0.20% | -7.1% |
| PYPL | Buy | PAYPAL HLDGS INC | $807,000 | +6.5% | 3,100 | +19.2% | 0.20% | +8.9% |
| NKE | Sell | NIKE INCcl b | $803,000 | -9.6% | 5,531 | -3.8% | 0.20% | -7.6% |
| ABBV | Buy | ABBVIE INC | $782,000 | -1.9% | 7,248 | +2.4% | 0.19% | +0.5% |
| C | Sell | CITIGROUP INC | $778,000 | -2.4% | 11,082 | -1.7% | 0.19% | 0.0% |
| AXP | AMERICAN EXPRESS CO | $768,000 | +1.5% | 4,584 | 0.0% | 0.19% | +3.9% | |
| EMR | EMERSON ELEC CO | $770,000 | -2.2% | 8,179 | 0.0% | 0.19% | 0.0% | |
| INTC | Sell | INTEL CORP | $763,000 | -5.7% | 14,315 | -0.7% | 0.18% | -3.6% |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $763,000 | -3.8% | 14,135 | -0.2% | 0.18% | -1.6% |
| GLDM | Sell | WORLD GOLD TRspdr gld minis | $760,000 | -64.3% | 43,543 | -63.9% | 0.18% | -63.4% |
| CHRS | Sell | COHERUS BIOSCIENCES INC | $748,000 | -44.7% | 46,540 | -52.4% | 0.18% | -43.3% |
| MRK | Buy | MERCK & CO INC | $735,000 | -2.9% | 9,788 | +0.6% | 0.18% | -0.6% |
| BAX | BAXTER INTL INC | $730,000 | -0.1% | 9,082 | 0.0% | 0.18% | +2.3% | |
| IYW | ISHARES TRu.s. tech etf | $703,000 | +1.9% | 6,940 | 0.0% | 0.17% | +4.3% | |
| MMM | Sell | 3M CO | $662,000 | -11.9% | 3,771 | -0.2% | 0.16% | -9.6% |
| UNP | Sell | UNION PAC CORP | $664,000 | -11.2% | 3,388 | -0.4% | 0.16% | -9.6% |
| DIS | Sell | DISNEY WALT CO | $659,000 | -4.1% | 3,893 | -0.4% | 0.16% | -1.8% |
| BMY | Buy | BRISTOL-MYERS SQUIBB CO | $648,000 | -8.6% | 10,947 | +3.2% | 0.16% | -6.5% |
| PFE | Sell | PFIZER INC | $612,000 | +2.7% | 14,231 | -6.6% | 0.15% | +5.7% |
| CNBS | Sell | AMPLIFY ETF TRseymour cannbs | $612,000 | -28.0% | 31,720 | -3.8% | 0.15% | -26.2% |
| APA | APA CORPORATION | $600,000 | -1.0% | 28,000 | 0.0% | 0.15% | +1.4% | |
| CAT | Buy | CATERPILLAR INC | $600,000 | +13.9% | 3,125 | +29.0% | 0.15% | +16.8% |
| UPS | Buy | UNITED PARCEL SERVICE INCcl b | $581,000 | -10.3% | 3,188 | +2.3% | 0.14% | -8.4% |
| LLY | LILLY ELI & CO | $561,000 | +0.5% | 2,429 | 0.0% | 0.14% | +3.0% | |
| FUN | CEDAR FAIR L Pdepositry unit | $560,000 | +3.5% | 12,070 | 0.0% | 0.14% | +6.2% | |
| KMI | Buy | KINDER MORGAN INC DEL | $545,000 | +3.2% | 32,591 | +12.5% | 0.13% | +5.6% |
| FCX | Sell | FREEPORT-MCMORAN INCcl b | $538,000 | -14.5% | 16,548 | -2.4% | 0.13% | -12.1% |
| AY | Buy | ATLANTICA SUSTAINABLE INFR P | $522,000 | -0.4% | 15,140 | +7.6% | 0.13% | +2.4% |
| TJX | Buy | TJX COS INC NEW | $513,000 | +19.3% | 7,780 | +22.0% | 0.12% | +22.5% |
| DOW | Sell | DOW INC | $504,000 | -11.9% | 8,753 | -3.1% | 0.12% | -10.3% |
| HSIC | HENRY SCHEIN INC | $499,000 | +2.7% | 6,550 | 0.0% | 0.12% | +5.2% | |
| UBSI | Sell | UNITED BANKSHARES INC WEST V | $500,000 | -7.4% | 13,745 | -7.1% | 0.12% | -5.5% |
| EPD | Sell | ENTERPRISE PRODS PARTNERS L | $496,000 | -17.5% | 22,926 | -8.0% | 0.12% | -16.1% |
| MRNA | Sell | MODERNA INC | $489,000 | +54.3% | 1,270 | -5.9% | 0.12% | +58.7% |
| Sell | CAPSTONE GREEN ENERGY CORP | $481,000 | -16.9% | 100,075 | -2.9% | 0.12% | -14.6% | |
| CSCO | Sell | CISCO SYS INC | $476,000 | +2.4% | 8,737 | -0.3% | 0.12% | +5.5% |
| KO | Buy | COCA COLA CO | $475,000 | +27.7% | 9,052 | +31.5% | 0.12% | +30.7% |
| PB | PROSPERITY BANCSHARES INC | $465,000 | -0.9% | 6,535 | 0.0% | 0.11% | +1.8% | |
| FEX | FIRST TR LRGE CP CORE ALPHA | $462,000 | -0.6% | 5,415 | 0.0% | 0.11% | +1.8% | |
| GS | Buy | GOLDMAN SACHS GROUP INC | $463,000 | +19.0% | 1,225 | +19.5% | 0.11% | +21.7% |
| TSM | TAIWAN SEMICONDUCTOR MFG LTDsponsored ads | $463,000 | -7.2% | 4,150 | 0.0% | 0.11% | -5.1% | |
| JMBS | Sell | JANUS DETROIT STR TRhenderson mtg | $447,000 | -15.2% | 8,410 | -15.1% | 0.11% | -12.8% |
| XBI | SPDR SER TRs&p biotech | $445,000 | -7.1% | 3,540 | 0.0% | 0.11% | -5.3% | |
| EZM | WISDOMTREE TRus midcap fund | $442,000 | -0.7% | 8,500 | 0.0% | 0.11% | +0.9% | |
| TTD | Buy | THE TRADE DESK INC | $427,000 | -8.0% | 6,080 | +1.4% | 0.10% | -5.5% |
| IYF | ISHARES TRu.s. finls etf | $423,000 | +1.7% | 5,130 | 0.0% | 0.10% | +4.0% | |
| WY | Sell | WEYERHAEUSER CO MTN BE | $417,000 | +2.7% | 11,733 | -0.5% | 0.10% | +5.2% |
| FDX | Buy | FEDEX CORP | $413,000 | -19.0% | 1,885 | +10.2% | 0.10% | -17.4% |
| PM | Sell | PHILIP MORRIS INTL INC | $400,000 | -7.2% | 4,219 | -2.9% | 0.10% | -4.9% |
| COF | CAPITAL ONE FINL CORP | $377,000 | +4.7% | 2,325 | 0.0% | 0.09% | +8.2% | |
| HON | Sell | HONEYWELL INTL INC | $364,000 | -5.2% | 1,715 | -2.1% | 0.09% | -3.3% |
| ICLN | New | ISHARES TRgl clean ene etf | $358,000 | – | 16,515 | +100.0% | 0.09% | – |
| AVGO | Sell | BROADCOM INC | $353,000 | +1.1% | 727 | -0.7% | 0.09% | +3.6% |
| IBB | Buy | ISHARES TRishares biotech | $352,000 | +4.5% | 2,177 | +5.8% | 0.09% | +7.5% |
| GLW | CORNING INC | $350,000 | -10.9% | 9,600 | 0.0% | 0.08% | -8.6% | |
| SPPI | Sell | SPECTRUM PHARMACEUTICALS INC | $346,000 | -43.8% | 158,600 | -3.4% | 0.08% | -42.5% |
| VNQ | VANGUARD INDEX FDSreal estate etf | $347,000 | 0.0% | 3,405 | 0.0% | 0.08% | +2.4% | |
| PAYX | PAYCHEX INC | $346,000 | +4.8% | 3,075 | 0.0% | 0.08% | +7.7% | |
| ULTA | ULTA BEAUTY INC | $343,000 | +4.6% | 950 | 0.0% | 0.08% | +6.4% | |
| CMCSA | New | COMCAST CORP NEWcl a | $343,000 | – | 6,138 | +100.0% | 0.08% | – |
| BLK | Sell | BLACKROCK INC | $343,000 | -23.8% | 409 | -20.4% | 0.08% | -22.4% |
| ITW | ILLINOIS TOOL WKS INC | $338,000 | -7.7% | 1,635 | 0.0% | 0.08% | -5.7% | |
| THW | TEKLA WORLD HEALTHCARE FD | $329,000 | 0.0% | 20,000 | 0.0% | 0.08% | +2.6% | |
| SASR | SANDY SPRING BANCORP INC | $321,000 | +3.9% | 7,000 | 0.0% | 0.08% | +6.8% | |
| FUTU | Buy | FUTU HLDGS LTDspon ads cl a | $314,000 | -48.4% | 3,450 | +1.4% | 0.08% | -47.6% |
| TGT | TARGET CORP | $312,000 | -5.5% | 1,365 | 0.0% | 0.08% | -2.6% | |
| FB | Buy | FACEBOOK INCcl a | $310,000 | +19.7% | 914 | +22.8% | 0.08% | +23.0% |
| AMT | Buy | AMERICAN TOWER CORP NEW | $296,000 | +43.0% | 1,115 | +45.8% | 0.07% | +46.9% |
| MDLZ | Sell | MONDELEZ INTL INCcl a | $294,000 | -34.5% | 5,052 | -29.8% | 0.07% | -33.6% |
| FXO | FIRST TR EXCHANGE TRADED FDfinls alphadex | $284,000 | +1.4% | 6,410 | 0.0% | 0.07% | +4.5% | |
| PALI | New | PALISADE BIO INC | $278,000 | – | 105,000 | +100.0% | 0.07% | – |
| DE | DEERE & CO | $277,000 | -5.1% | 828 | 0.0% | 0.07% | -2.9% | |
| DD | Sell | DUPONT DE NEMOURS INC | $269,000 | -17.5% | 3,958 | -5.9% | 0.06% | -15.6% |
| IRDM | IRIDIUM COMMUNICATIONS INC | $259,000 | -0.4% | 6,500 | 0.0% | 0.06% | +1.6% | |
| FOF | Sell | COHEN & STEERS CLOSED-END OP | $260,000 | -51.2% | 19,085 | -47.9% | 0.06% | -50.0% |
| T | Sell | AT&T INC | $257,000 | -58.6% | 9,513 | -55.9% | 0.06% | -57.8% |
| GM | Sell | GENERAL MTRS CO | $248,000 | -17.1% | 4,700 | -6.9% | 0.06% | -15.5% |
| BLL | Sell | BALL CORP | $247,000 | -8.9% | 2,750 | -17.9% | 0.06% | -6.2% |
| COP | CONOCOPHILLIPS | $247,000 | +11.3% | 3,645 | 0.0% | 0.06% | +13.2% | |
| TPVG | Sell | TRIPLEPOINT VENTURE GROWTH B | $246,000 | -20.9% | 15,500 | -24.4% | 0.06% | -18.9% |
| BFS | Sell | SAUL CTRS INC | $241,000 | -4.0% | 5,475 | -0.8% | 0.06% | -1.7% |
| MA | Sell | MASTERCARD INCORPORATEDcl a | $237,000 | -21.8% | 681 | -18.1% | 0.06% | -19.4% |
| XLY | SELECT SECTOR SPDR TRsbi cons discr | $237,000 | +0.4% | 1,323 | 0.0% | 0.06% | +3.6% | |
| ADP | AUTOMATIC DATA PROCESSING IN | $240,000 | +0.8% | 1,200 | 0.0% | 0.06% | +3.6% | |
| ICE | INTERCONTINENTAL EXCHANGE IN | $234,000 | -3.3% | 2,042 | 0.0% | 0.06% | 0.0% | |
| VIG | New | VANGUARD SPECIALIZED FUNDSdiv app etf | $231,000 | – | 1,501 | +100.0% | 0.06% | – |
| SLRC | Sell | SLR INVESTMENT CORP | $226,000 | -70.3% | 11,800 | -71.1% | 0.06% | -69.6% |
| ITCI | Buy | INTRA-CELLULAR THERAPIES INC | $221,000 | +6.8% | 5,923 | +16.8% | 0.05% | +10.2% |
| FISV | FISERV INC | $223,000 | +1.4% | 2,055 | 0.0% | 0.05% | +3.8% | |
| ZBH | ZIMMER BIOMET HOLDINGS INC | $222,000 | -9.0% | 1,516 | 0.0% | 0.05% | -6.9% | |
| VTHR | VANGUARD SCOTTSDALE FDSvng rus3000idx | $219,000 | -0.5% | 1,105 | 0.0% | 0.05% | +1.9% | |
| MCD | MCDONALDS CORP | $209,000 | +4.5% | 868 | 0.0% | 0.05% | +8.5% | |
| AMGN | Sell | AMGEN INC | $205,000 | -17.7% | 964 | -5.5% | 0.05% | -15.3% |
| SGOL | New | ABERDEEN STD GOLD ETF TR | $191,000 | – | 11,330 | +100.0% | 0.05% | – |
| GBDC | GOLUB CAP BDC INC | $178,000 | +2.9% | 11,250 | 0.0% | 0.04% | +4.9% | |
| IHIT | Sell | INVESCO HIG INCM 2023 TARG T | $152,000 | -10.6% | 15,625 | -10.3% | 0.04% | -7.5% |
| CDXC | Buy | CHROMADEX CORP | $132,000 | -33.0% | 21,000 | +5.0% | 0.03% | -31.9% |
| DB | DEUTSCHE BANK A Gnamen akt | $127,000 | -3.1% | 10,000 | 0.0% | 0.03% | 0.0% | |
| F | Sell | FORD MTR CO DELcall | $83,000 | -77.1% | 100,000 | -50.0% | 0.02% | -76.7% |
| RRD | DONNELLEY R R & SONS CO | $69,000 | -18.8% | 13,500 | 0.0% | 0.02% | -15.0% | |
| SIRI | SIRIUS XM HOLDINGS INC | $70,000 | -6.7% | 11,473 | 0.0% | 0.02% | -5.6% | |
| DBRG | New | DIGITALBRIDGE GROUP INCcall | $60,000 | – | 300,000 | +100.0% | 0.02% | – |
| TEVA | Buy | TEVA PHARMACEUTICAL INDS LTDcall | $59,000 | +15.7% | 200,000 | +100.0% | 0.01% | +16.7% |
| ZIOP | ZIOPHARM ONCOLOGY INC | $55,000 | -30.4% | 30,000 | 0.0% | 0.01% | -31.6% | |
| MCF | CONTANGO OIL & GAS CO | $46,000 | +7.0% | 10,000 | 0.0% | 0.01% | +10.0% | |
| GE | Sell | GENERAL ELECTRIC COcall | $28,000 | -90.0% | 100,000 | -66.8% | 0.01% | -89.6% |
| TEVA | TEVA PHARMACEUTICAL INDS LTDsponsored ads | $25,000 | 0.0% | 2,550 | 0.0% | 0.01% | 0.0% | |
| BCS | BARCLAYS PLCadr | $20,000 | +5.3% | 1,960 | 0.0% | 0.01% | 0.0% | |
| ATRS | ANTARES PHARMA INCcall | $15,000 | – | 100,000 | 0.0% | 0.00% | – | |
| ARDX | New | ARDELYX INC | $14,000 | – | 10,745 | +100.0% | 0.00% | – |
| RIG | Sell | TRANSOCEAN LTDcall | $13,000 | -86.0% | 50,000 | -66.7% | 0.00% | -86.4% |
| DD | New | DUPONT DE NEMOURS INCcall | $1,000 | – | 2,000 | +100.0% | 0.00% | – |
| FB | New | FACEBOOK INCcall | $0 | – | 100 | +100.0% | 0.00% | – |
| FDX | New | FEDEX CORPcall | $0 | – | 300 | +100.0% | 0.00% | – |
| BCS | Sell | BARCLAYS PLCcall | $1,000 | -75.0% | 9,000 | -69.0% | 0.00% | -100.0% |
| NVAX | NOVAVAX INCcall | $0 | -100.0% | 1,000 | 0.0% | 0.00% | -100.0% | |
| LYG | LLOYDS BANKING GROUP PLCcall | $0 | -100.0% | 20,000 | 0.0% | 0.00% | -100.0% | |
| AKTS | Exit | AKOUSTIS TECHNOLOGIES INCcall | $0 | – | -1,000 | -100.0% | 0.00% | – |
| DIS | DISNEY WALT COcall | $0 | -100.0% | 2,000 | 0.0% | 0.00% | – | |
| HCHC | Exit | HC2 HLDGS INC | $0 | – | -5,000 | -100.0% | -0.01% | – |
| MAT | Exit | MATTEL INCcall | $0 | – | -150,000 | -100.0% | -0.01% | – |
| BSGM | Exit | BIOSIG TECHNOLOGIES INC | $0 | – | -10,000 | -100.0% | -0.01% | – |
| ABUS | Exit | ARBUTUS BIOPHARMA CORP | $0 | – | -12,339 | -100.0% | -0.01% | – |
| KO | Exit | COCA COLA COcall | $0 | – | -50,000 | -100.0% | -0.01% | – |
| HCHC | Exit | HC2 HLDGS INCcall | $0 | – | -300,000 | -100.0% | -0.02% | – |
| BIIB | Exit | BIOGEN INC | $0 | – | -600 | -100.0% | -0.05% | – |
| RRD | Exit | DONNELLEY R R & SONS COcall | $0 | – | -200,000 | -100.0% | -0.05% | – |
| DEO | Exit | DIAGEO PLCspon adr new | $0 | – | -1,106 | -100.0% | -0.05% | – |
| FGD | Exit | FIRST TR EXCHANGE TRADED FDdj glbl divid | $0 | – | -8,812 | -100.0% | -0.05% | – |
| ILMN | Exit | ILLUMINA INC | $0 | – | -504 | -100.0% | -0.06% | – |
| BABA | Exit | ALIBABA GROUP HLDG LTDsponsored ads | $0 | – | -1,081 | -100.0% | -0.06% | – |
| LVS | Exit | LAS VEGAS SANDS CORP | $0 | – | -5,000 | -100.0% | -0.06% | – |
| ADPT | Exit | ADAPTIVE BIOTECHNOLOGIES COR | $0 | – | -6,906 | -100.0% | -0.07% | – |
| CME | Exit | CME GROUP INC | $0 | – | -1,390 | -100.0% | -0.07% | – |
| DNLI | Exit | DENALI THERAPEUTICS INC | $0 | – | -3,817 | -100.0% | -0.07% | – |
| BXMT | Exit | BLACKSTONE MTG TR INC | $0 | – | -9,900 | -100.0% | -0.08% | – |
| IBM | Exit | INTERNATIONAL BUSINESS MACHScall | $0 | – | -100,000 | -100.0% | -0.08% | – |
| CLNY | Exit | COLONY CAP INC NEWcall | $0 | – | -300,000 | -100.0% | -0.09% | – |
| CFA | Exit | VICTORY PORTFOLIOS II | $0 | – | -6,772 | -100.0% | -0.12% | – |
| CLNY | Exit | COLONY CAP INC NEW | $0 | – | -1,397,550 | -100.0% | -2.62% | – |
| USAT | Exit | USA TECHNOLOGIES INC | $0 | – | -1,651,658 | -100.0% | -4.65% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-11-12
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 20 | Q3 2023 | 8.6% |
| UNIVERSAL DISPLAY CORP | 20 | Q3 2023 | 6.4% |
| AVID BIOSERVICES INC | 20 | Q3 2023 | 5.2% |
| EXELIXIS INC | 20 | Q3 2023 | 4.9% |
| MICROSOFT CORP | 20 | Q3 2023 | 3.1% |
| AMAZON COM INC | 20 | Q3 2023 | 4.5% |
| MITEK SYS INC | 20 | Q3 2023 | 3.8% |
| JP MORGAN EXCHANGE TRADED FD | 20 | Q3 2023 | 3.0% |
| ARES CAPITAL CORP | 20 | Q3 2023 | 3.0% |
| JOHNSON & JOHNSON | 20 | Q3 2023 | 2.0% |
View Sargent Investment Group, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-05 |
| 13F-HR | 2023-11-13 |
| 13F-HR | 2023-07-31 |
| 13F-HR | 2023-05-02 |
| 13F-HR | 2023-01-31 |
| 13F-HR | 2022-10-27 |
| 13F-HR | 2022-07-26 |
| 13F-HR | 2022-05-06 |
| 13F-HR | 2022-02-11 |
| 13F-HR | 2021-11-12 |
View Sargent Investment Group, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.