$237 Million is the total value of FNY Investment Advisers, LLC's 524 reported holdings in Q3 2020. The portfolio turnover from Q2 2020 to Q3 2020 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| QRTEP | New | QURATE RETAIL 8 0 PRF | $8,865,000 | – | 90,000 | +100.0% | 3.75% | – |
| CLSK | New | CLEANSPARK ORD | $6,691,000 | – | 535,763 | +100.0% | 2.83% | – |
| HYLN | New | HYLIION HOLDINGS CL A ORD | $5,775,000 | – | 115,910 | +100.0% | 2.44% | – |
| OAC | New | OAKTREE ACQUISITION CL A ORD | $3,539,000 | – | 301,256 | +100.0% | 1.50% | – |
| EQNR | New | EQUINOR ADR REP ORDsponsored adr | $3,133,000 | – | 222,898 | +100.0% | 1.32% | – |
| CNX | New | CNX RESOURCES ORD | $2,926,000 | – | 310,003 | +100.0% | 1.24% | – |
| SBE | New | SWITCHBACK ENERGY ACQUISITI CL A ORD | $2,913,000 | – | 186,731 | +100.0% | 1.23% | – |
| HCCO | New | HEALTHCARE MERGER CL A ORD | $2,345,000 | – | 231,075 | +100.0% | 0.99% | – |
| TS | New | TENARIS ADR REP 2 ORDsponsored adr | $2,124,000 | – | 215,700 | +100.0% | 0.90% | – |
| BX | New | BLACKSTONE GROUP CL A ORD | $2,061,000 | – | 39,500 | +100.0% | 0.87% | – |
| HMY | New | HARMONY GOLD MNG ADR REP 1 ORDsponsored adr | $1,891,000 | – | 358,870 | +100.0% | 0.80% | – |
| SBSW | New | SIBANYE STILLWATER ADR REP 4 ORDsponsored adr | $1,850,000 | – | 166,100 | +100.0% | 0.78% | – |
| CRM | New | SALESFORCE.COM ORD | $1,825,000 | – | 7,265 | +100.0% | 0.77% | – |
| MAXR | New | MAXAR TECHNOLOGIES ORD | $1,709,000 | – | 68,564 | +100.0% | 0.72% | – |
| DB | New | DEUTSCHE BANK N ORD | $1,680,000 | – | 200,000 | +100.0% | 0.71% | – |
| ERIC | New | ERICSSON SPON ADR REP 1 CL B ORDsponsored adr | $1,633,000 | – | 150,000 | +100.0% | 0.69% | – |
| GRFS | New | GRIFOLS ADR REP ONE NON VTG CL B ORDsponsored adr | $1,566,000 | – | 90,310 | +100.0% | 0.66% | – |
| TCNNF | New | TRULIEVE CANNABIS CORP | $1,458,000 | – | 78,836 | +100.0% | 0.62% | – |
| KRE | New | SPDR S&P REGIONAL BANKING ETF | $1,366,000 | – | 38,300 | +100.0% | 0.58% | – |
| ALV | New | AUTOLIV ORD | $1,311,000 | – | 18,000 | +100.0% | 0.55% | – |
| FTV | New | FORTIVE ORD | $1,306,000 | – | 20,500 | +100.0% | 0.55% | – |
| MT | New | ARCELORMITTAL ADR | $1,291,000 | – | 97,500 | +100.0% | 0.55% | – |
| IOVA | New | IOVANCE BIOTHERAPEUTICS ORD | $1,069,000 | – | 32,500 | +100.0% | 0.45% | – |
| ARYBU | New | ARYA SCIENCES ACQUISITION II UNT | $1,037,000 | – | 94,300 | +100.0% | 0.44% | – |
| VRTU | New | VIRTUSA ORD | $983,000 | – | 20,000 | +100.0% | 0.42% | – |
| EDSA | New | EDESA BIOTECH ORD | $971,000 | – | 120,407 | +100.0% | 0.41% | – |
| AYX | New | ALTERYX CL A ORD | $965,000 | – | 8,500 | +100.0% | 0.41% | – |
| TAK | New | TAKEDA PHARMA ADR REP 0.5 ORDsponsored adr | $913,000 | – | 51,200 | +100.0% | 0.39% | – |
| SRAC | New | STABLE ROAD ACQUISITION CL A ORD | $904,000 | – | 89,701 | +100.0% | 0.38% | – |
| VXX | New | BARCLAYS IPTH SRS B S&P SHRT TRM ETN | $871,000 | – | 34,999 | +100.0% | 0.37% | – |
| CZR | New | CAESARS ENTERTAINMENT ORD | $862,000 | – | 15,385 | +100.0% | 0.36% | – |
| CLNE | New | CLEAN ENERGY FUELS ORD | $799,000 | – | 322,500 | +100.0% | 0.34% | – |
| SSPK | New | SILVER SPIKE ACQUISITION CL A ORD | $773,000 | – | 76,331 | +100.0% | 0.33% | – |
| DDOG | New | DATADOG CL A ORD | $740,000 | – | 7,250 | +100.0% | 0.31% | – |
| FIIIU | New | FORUM MERGER III UNT | $679,000 | – | 65,000 | +100.0% | 0.29% | – |
| AZN | New | ASTRAZENECA ADR REP 0.5 ORDsponsored adr | $651,000 | – | 11,880 | +100.0% | 0.28% | – |
| MESO | New | MESOBLAST ADR REP 5 ORDsponsored adr | $642,000 | – | 34,600 | +100.0% | 0.27% | – |
| KCAC | New | KENSINGTON CAPITAL ACQ CL A ORD | $636,000 | – | 38,000 | +100.0% | 0.27% | – |
| FRTA | New | FORTERRA ORD | $606,000 | – | 51,272 | +100.0% | 0.26% | – |
| RDSA | New | ROYAL DUTCH SHELL ADR REP 2 CL A ORDsponsored adr | $594,000 | – | 23,600 | +100.0% | 0.25% | – |
| AMCX | New | AMC NETWORKS CL A ORD | $580,000 | – | 23,500 | +100.0% | 0.24% | – |
| E | New | ENI ADR | $543,000 | – | 35,000 | +100.0% | 0.23% | – |
| BAYRY | New | BAYER AKTIENGESELLSCHAFT EACH RE ADR | $523,000 | – | 35,000 | +100.0% | 0.22% | – |
| BOWXU | New | BOWX ACQUISITION UNT | $513,000 | – | 50,000 | +100.0% | 0.22% | – |
| THCB | New | TUSCAN HOLDINGS ORD | $514,000 | – | 50,550 | +100.0% | 0.22% | – |
| PSTH | New | PERSHING SQUARE TONTINE HLD CL A ORD | $509,000 | – | 22,453 | +100.0% | 0.22% | – |
| NUAN | New | NUANCE COMMUNICATIONS ORD | $497,000 | – | 15,000 | +100.0% | 0.21% | – |
| KRYS | New | KRYSTAL BIOTECH ORD | $479,000 | – | 11,148 | +100.0% | 0.20% | – |
| VST | New | VISTRA ORD | $471,000 | – | 25,000 | +100.0% | 0.20% | – |
| CRLBF | New | CRESCO LABS ORD | $468,000 | – | 78,089 | +100.0% | 0.20% | – |
| MLHR | New | HERMAN MILLER ORD | $467,000 | – | 15,500 | +100.0% | 0.20% | – |
| LAZY | New | LAZYDAYS HOLDINGS ORD | $458,000 | – | 36,123 | +100.0% | 0.19% | – |
| CLDR | New | CLOUDERA ORD | $457,000 | – | 42,000 | +100.0% | 0.19% | – |
| PSLV | New | SPROTT PHYSICAL SILVER ETV | $422,000 | – | 51,114 | +100.0% | 0.18% | – |
| TGT | New | TARGET ORD | $417,000 | – | 2,650 | +100.0% | 0.18% | – |
| PTR | New | PETROCHINA ADR REPSNTG 100 H ORDsponsored adr | $382,000 | – | 13,000 | +100.0% | 0.16% | – |
| TWLO | New | TWILIO CL A ORD | $370,000 | – | 1,500 | +100.0% | 0.16% | – |
| BTI | New | BRITISH AMERICAN TOBACCO ADR REP ORDsponsored adr | $361,000 | – | 10,000 | +100.0% | 0.15% | – |
| SFTBY | New | SOFTBANK GROUP UNSPONSORED ADR | $362,000 | – | 11,800 | +100.0% | 0.15% | – |
| NCLH | New | NORWEGIAN CRUISE LINE HOLDINGS ORD | $342,000 | – | 20,000 | +100.0% | 0.14% | – |
| CGRO | New | COLLECTIVE GROWTH CL A ORD | $342,000 | – | 34,773 | +100.0% | 0.14% | – |
| TKC | New | TURKCELL ILETISIM ADR REP 2.5 ORDsponsored adr | $340,000 | – | 71,170 | +100.0% | 0.14% | – |
| CREE | New | CREE ORD | $329,000 | – | 5,175 | +100.0% | 0.14% | – |
| DMYT | New | DMY TECHNOLOGY GROUP CL A ORD | $321,000 | – | 25,164 | +100.0% | 0.14% | – |
| HPE | New | HEWLETT PACKARD ENTERPRISE ORD | $313,000 | – | 33,500 | +100.0% | 0.13% | – |
| FCACU | New | FALCON CAPITAL ACQ UNT | $308,000 | – | 30,000 | +100.0% | 0.13% | – |
| STM | New | STMICROELECTRONICS ADR | $276,000 | – | 9,000 | +100.0% | 0.12% | – |
| CCIVU | New | CHURCHILL CAPITAL IV UNT | $273,000 | – | 27,300 | +100.0% | 0.12% | – |
| KSU | New | KANSAS CITY SOUTHERN ORD | $273,000 | – | 1,510 | +100.0% | 0.12% | – |
| PINS | New | PINTEREST CL A ORD | $273,000 | – | 6,600 | +100.0% | 0.12% | – |
| VSTO | New | VISTA OUTDOOR ORD | $265,000 | – | 13,165 | +100.0% | 0.11% | – |
| GMAB | New | GENMAB ADR | $259,000 | – | 7,089 | +100.0% | 0.11% | – |
| CLIIU | New | CLIMATE CHANGE CRISIS REAL UNT | $251,000 | – | 25,000 | +100.0% | 0.11% | – |
| LFC | New | CHINA LIFE INSURNCE ADR REP 5 H ORDsponsored adr | $249,000 | – | 22,000 | +100.0% | 0.10% | – |
| ZGNX | New | ZOGENIX ORD | $242,000 | – | 13,500 | +100.0% | 0.10% | – |
| JWS | New | JAWS ACQUISITION CL A ORD | $236,000 | – | 22,700 | +100.0% | 0.10% | – |
| GTX | New | GARRETT MOTION ORD | $232,000 | – | 67,500 | +100.0% | 0.10% | – |
| FXI | New | ISHARES CHINA LARGE CAP ETF | $210,000 | – | 5,000 | +100.0% | 0.09% | – |
| GME | New | GAMESTOP CL A ORD | $209,000 | – | 20,551 | +100.0% | 0.09% | – |
| AACQU | New | ARTIUS ACQ UNT | $208,000 | – | 20,057 | +100.0% | 0.09% | – |
| GOOG | New | ALPHABET CL C ORD | $205,000 | – | 140 | +100.0% | 0.09% | – |
| ETSY | New | ETSY ORD | $206,000 | – | 1,700 | +100.0% | 0.09% | – |
| AACQ | New | ARTIUS ACQUISITION CL A ORD | $198,000 | – | 20,000 | +100.0% | 0.08% | – |
| NTNX | New | NUTANIX CL A ORD | $190,000 | – | 8,600 | +100.0% | 0.08% | – |
| VTRU | New | VITRU ORD | $184,000 | – | 14,233 | +100.0% | 0.08% | – |
| CCL | New | CARNIVAL ORD | $177,000 | – | 11,700 | +100.0% | 0.08% | – |
| New | TERRASCEND ORD | $172,000 | – | 40,000 | +100.0% | 0.07% | – | |
| DOCU | New | DOCUSIGN ORD | $172,000 | – | 800 | +100.0% | 0.07% | – |
| SNGX | New | SOLIGENIX ORD | $160,000 | – | 89,500 | +100.0% | 0.07% | – |
| CSTM | New | CONSTELLIUM SE CL A ORD | $157,000 | – | 20,000 | +100.0% | 0.07% | – |
| FMCKM | New | FEDERL HOME LOAN MRTG 5.57 PERP PRF | $157,000 | – | 22,359 | +100.0% | 0.07% | – |
| DAL | New | DELTA AIR LINES ORD | $155,000 | – | 5,078 | +100.0% | 0.06% | – |
| SAP | New | SAP ADR REP 1 ORDsponsored adr | $152,000 | – | 976 | +100.0% | 0.06% | – |
| BMY | New | BRISTOL MYERS SQUIBB ORD | $150,000 | – | 2,500 | +100.0% | 0.06% | – |
| LHSIF | New | LIBERTY HEALTH SCIENCES ORD | $146,000 | – | 400,000 | +100.0% | 0.06% | – |
| SRL | New | SCULLY ROYALTY ORD | $145,000 | – | 29,613 | +100.0% | 0.06% | – |
| BILI | New | BILIBILI ADS | $145,000 | – | 3,501 | +100.0% | 0.06% | – |
| AMTB | New | AMERANT BANCORP CL A ORD | $140,000 | – | 15,100 | +100.0% | 0.06% | – |
| KR | New | KROGER ORD | $135,000 | – | 4,000 | +100.0% | 0.06% | – |
| IMKTA | New | INGLES MARKETS CL A ORD | $133,000 | – | 3,500 | +100.0% | 0.06% | – |
| FFNTF | New | 4FRONT VENTURES ORD | $130,000 | – | 229,555 | +100.0% | 0.06% | – |
| HECCU | New | HUDSON EXECUTIVE INVESTMENT UNT | $129,000 | – | 12,500 | +100.0% | 0.06% | – |
| ENPCU | New | EXECUTIVE NETWORK PARTNERING UNT | $123,000 | – | 4,900 | +100.0% | 0.05% | – |
| KLR | New | KALEYRA ORD | $124,000 | – | 16,458 | +100.0% | 0.05% | – |
| XOM | New | EXXON MOBIL ORD | $120,000 | – | 3,500 | +100.0% | 0.05% | – |
| LEN | New | LENNAR CL A ORD | $115,000 | – | 1,410 | +100.0% | 0.05% | – |
| PIC | New | PIVOTAL INVESTMENT CL A ORD | $115,000 | – | 10,000 | +100.0% | 0.05% | – |
| ASAN | New | ASANA CL A ORD | $115,000 | – | 4,018 | +100.0% | 0.05% | – |
| NBSE | New | NEUBASE THERAPEUTICS ORD | $113,000 | – | 15,000 | +100.0% | 0.05% | – |
| SQ | New | SQUARE CL A ORD | $108,000 | – | 670 | +100.0% | 0.05% | – |
| WPF | New | FOLEY TRASIMENE ACQ CL A ORD | $106,000 | – | 10,300 | +100.0% | 0.04% | – |
| BYND | New | BEYOND MEAT ORD | $99,000 | – | 600 | +100.0% | 0.04% | – |
| ORPH | New | ORPHAZYME A S ADR | $96,000 | – | 9,300 | +100.0% | 0.04% | – |
| FVAC | New | FORTRESS VALUE ACQUISITION CL A ORD | $96,000 | – | 7,100 | +100.0% | 0.04% | – |
| CMCSA | New | COMCAST CL A ORD | $94,000 | – | 2,050 | +100.0% | 0.04% | – |
| UBA | New | URSTADT BIDDLE CL A REIT ORD | $92,000 | – | 10,000 | +100.0% | 0.04% | – |
| XLE | New | ENERGY SELECT SECTOR SPDR ETF | $89,000 | – | 3,000 | +100.0% | 0.04% | – |
| XPEV | New | XPENG ADR | $90,000 | – | 4,500 | +100.0% | 0.04% | – |
| PCPL | New | CC NEUBERGER PRNCPL HLD I CL A ORD | $88,000 | – | 8,550 | +100.0% | 0.04% | – |
| ALT | New | ALTIMMUNE ORD | $85,000 | – | 6,500 | +100.0% | 0.04% | – |
| CURR | New | CURE PHARMACEUTICAL HOLDING ORD | $81,000 | – | 57,500 | +100.0% | 0.03% | – |
| UAL | New | UNITED AIRLINES HOLDINGS ORD | $73,000 | – | 2,115 | +100.0% | 0.03% | – |
| FSLY | New | FASTLY CL A ORD | $74,000 | – | 800 | +100.0% | 0.03% | – |
| IMMR | New | IMMERSION ORD | $70,000 | – | 10,000 | +100.0% | 0.03% | – |
| ONEM | New | 1LIFE HEALTHCARE ORD | $62,000 | – | 2,200 | +100.0% | 0.03% | – |
| AGCO | New | AGCO ORD | $58,000 | – | 788 | +100.0% | 0.02% | – |
| NOVA | New | SUNNOVA ENERGY INTERNATIONAL ORD | $60,000 | – | 2,000 | +100.0% | 0.02% | – |
| GHIV | New | GORES HOLDINGS IV CL A ORD | $59,000 | – | 5,790 | +100.0% | 0.02% | – |
| LOGC | New | LOGICBIO THERAPEUTICS ORD | $56,000 | – | 6,200 | +100.0% | 0.02% | – |
| CZR | New | CAESARS ENTERTAINMENT ORDcall | $54,000 | – | 967 | +100.0% | 0.02% | – |
| ARYB | New | ARYA SCIENCES ACQU CL A ORD | $53,000 | – | 5,166 | +100.0% | 0.02% | – |
| DBVT | New | DBV TECHNOLOGIES ADR REP 0.5 ORDsponsored adr | $53,000 | – | 30,944 | +100.0% | 0.02% | – |
| EXPC | New | EXPERIENCE INVESTMENT CL A ORD | $51,000 | – | 5,169 | +100.0% | 0.02% | – |
| GIX | New | GIGCAPITAL2 ORD | $50,000 | – | 5,000 | +100.0% | 0.02% | – |
| New | ALDER BIOPHARMACEUTICALS CVR | $50,000 | – | 57,600 | +100.0% | 0.02% | – | |
| KL | New | KIRKLAND LAKE GOLD ORD | $48,000 | – | 1,000 | +100.0% | 0.02% | – |
| MSFT | New | MICROSOFT ORD | $45,000 | – | 215 | +100.0% | 0.02% | – |
| NTTYY | New | NIPPON TELEGRPH SPON ADR REP ORDsponsored adr | $44,000 | – | 2,177 | +100.0% | 0.02% | – |
| DKNG | New | DRAFTKINGS CL A ORDput | $44,000 | – | 760 | +100.0% | 0.02% | – |
| TRMB | New | TRIMBLE ORD | $43,000 | – | 888 | +100.0% | 0.02% | – |
| XP | New | XP CL A ORD | $41,000 | – | 1,000 | +100.0% | 0.02% | – |
| NK | New | NANTKWEST ORD | $41,000 | – | 6,000 | +100.0% | 0.02% | – |
| VRAY | New | VIEWRAY ORD | $35,000 | – | 10,000 | +100.0% | 0.02% | – |
| RELX | New | RELX ADR REP ORDsponsored adr | $36,000 | – | 1,622 | +100.0% | 0.02% | – |
| LVGO | New | LIVONGO HEALTH ORD | $33,000 | – | 240 | +100.0% | 0.01% | – |
| HEI | New | HEICO ORD | $33,000 | – | 321 | +100.0% | 0.01% | – |
| GWPH | New | GW PHARMACEUTICALS ADR REP 12 ORDsponsored adr | $33,000 | – | 346 | +100.0% | 0.01% | – |
| AIMT | New | AIMMUNE THERAPEUTICS ORD | $31,000 | – | 900 | +100.0% | 0.01% | – |
| EURN | New | EURONAV NV | $30,000 | – | 3,500 | +100.0% | 0.01% | – |
| CLDX | New | CELLDEX THERAPEUTICS ORD | $29,000 | – | 2,000 | +100.0% | 0.01% | – |
| GSHHY | New | GUANGSHEN RAIL ADR REP 50 CL H ORDsponsored adr | $29,000 | – | 3,520 | +100.0% | 0.01% | – |
| NTRP | New | NEUROTROPE ORD | $27,000 | – | 25,000 | +100.0% | 0.01% | – |
| EMP | New | ENTERGY MISSISSIPP MRTGAG 4.9 BONDS | $25,000 | – | 1,000 | +100.0% | 0.01% | – |
| MRVL | New | MARVELL TECHNOLOGY GROUP ORD | $27,000 | – | 701 | +100.0% | 0.01% | – |
| VAR | New | VARIAN MEDICAL SYSTEMS ORD | $27,000 | – | 160 | +100.0% | 0.01% | – |
| AA | New | ALCOA ORD | $25,000 | – | 2,200 | +100.0% | 0.01% | – |
| HYLN | New | HYLIION HOLDINGS CL A ORDput | $24,000 | – | 500 | +100.0% | 0.01% | – |
| AJX | New | GREAT AJAX ORD | $21,000 | – | 2,600 | +100.0% | 0.01% | – |
| SPLK | New | SPLUNK ORD | $22,000 | – | 120 | +100.0% | 0.01% | – |
| TWTR | New | TWITTER ORD | $22,000 | – | 501 | +100.0% | 0.01% | – |
| ONDK | New | ON DECK CAPITAL ORD | $22,000 | – | 14,000 | +100.0% | 0.01% | – |
| LRCX | New | LAM RESEARCH ORD | $19,000 | – | 60 | +100.0% | 0.01% | – |
| TSM | New | TAIWAN SEMICONDUCTOR MNFTG ADR 5 ORDsponsored adr | $20,000 | – | 250 | +100.0% | 0.01% | – |
| IPHI | New | INPHI ORD | $19,000 | – | 175 | +100.0% | 0.01% | – |
| RPLA | New | REPLAY ACQUISITION ORD | $20,000 | – | 2,008 | +100.0% | 0.01% | – |
| MELI | New | MERCADOLIBRE ORD | $20,000 | – | 19 | +100.0% | 0.01% | – |
| AMAT | New | APPLIED MATERIAL ORD | $17,000 | – | 301 | +100.0% | 0.01% | – |
| CD | New | CHINDATA GROUP HOLDING ADR REP 2 ORDsponsored adr | $16,000 | – | 1,000 | +100.0% | 0.01% | – |
| SBLK | New | STAR BULK CARRIERS ORD | $17,000 | – | 2,500 | +100.0% | 0.01% | – |
| GLD | New | SPDR GOLD SHARES ETF | $17,000 | – | 100 | +100.0% | 0.01% | – |
| FWONA | New | LIBERTY MEDIA FORMULA ONE SRS A ORD | $16,000 | – | 500 | +100.0% | 0.01% | – |
| EOG | New | EOG RESOURCES ORD | $14,000 | – | 400 | +100.0% | 0.01% | – |
| GDDY | New | GODADDY CL A ORD | $15,000 | – | 200 | +100.0% | 0.01% | – |
| SUMO | New | SUMO LOGIC ORD | $14,000 | – | 688 | +100.0% | 0.01% | – |
| ANDA | New | ANDINA ACQUISITION ORD | $12,000 | – | 1,225 | +100.0% | 0.01% | – |
| GOL | New | GOL LINHAS AAREAS INT ADS REP 02 PRF | $12,000 | – | 2,000 | +100.0% | 0.01% | – |
| FXI | New | ISHARES CHINA LARGE CAP ETFcall | $12,000 | – | 300 | +100.0% | 0.01% | – |
| JMIA | New | JUMIA TECHNOLOGIES ADR REP 2 ORDsponsored adr | $11,000 | – | 1,500 | +100.0% | 0.01% | – |
| ALLO | New | ALLOGENE THERAPEUTICS ORD | $11,000 | – | 300 | +100.0% | 0.01% | – |
| USO | New | UNITED STATES OIL ETF (PSE)call | $12,000 | – | 450 | +100.0% | 0.01% | – |
| CVX | New | CHEVRON ORD | $10,000 | – | 150 | +100.0% | 0.00% | – |
| RMD | New | RESMED ORD | $10,000 | – | 64 | +100.0% | 0.00% | – |
| FTV | New | FORTIVE ORDcall | $9,000 | – | 150 | +100.0% | 0.00% | – |
| CCXXWS | New | CHURCHILL CAPITAL CORP III-A WRT 03/01/2027 | $10,000 | – | 5,282 | +100.0% | 0.00% | – |
| BDX | New | BECTON DICKINSON ORD | $6,000 | – | 30 | +100.0% | 0.00% | – |
| SBEU | New | SWITCHBACK ENERGY ACQUISITI UNT | $8,000 | – | 505 | +100.0% | 0.00% | – |
| TPB | New | TURNING POINT BRANDS ORD | $8,000 | – | 309 | +100.0% | 0.00% | – |
| FSLR | New | FIRST SOLAR ORD | $6,000 | – | 100 | +100.0% | 0.00% | – |
| HOV | New | HOVNANIAN ENTERPRISES CL A ORD | $6,000 | – | 200 | +100.0% | 0.00% | – |
| SUPV | New | GRUPO SUPERVIELLE ADR REP 5 CL B ORDsponsored adr | $8,000 | – | 4,900 | +100.0% | 0.00% | – |
| RAVN | New | RAVEN INDUSTRIES ORD | $6,000 | – | 288 | +100.0% | 0.00% | – |
| ESS | New | ESSEX PROPERTY REIT ORD | $6,000 | – | 30 | +100.0% | 0.00% | – |
| GRNV | New | GREENVISION ACQUISITION ORD | $6,000 | – | 600 | +100.0% | 0.00% | – |
| MLACU | New | MALACCA STRAITS ACQUISITION COMP UNT | $8,000 | – | 900 | +100.0% | 0.00% | – |
| KERN | New | AKERNA ORD | $6,000 | – | 1,890 | +100.0% | 0.00% | – |
| DUK | New | DUKE ENERGY ORD | $8,000 | – | 100 | +100.0% | 0.00% | – |
| PIAIU | New | PRIME IMPACT ACQUISITION I UNT | $6,000 | – | 600 | +100.0% | 0.00% | – |
| CXO | New | CONCHO RESOURCES ORD | $6,000 | – | 150 | +100.0% | 0.00% | – |
| C | New | CITIGROUP ORDcall | $8,000 | – | 200 | +100.0% | 0.00% | – |
| GLUU | New | GLU MOBILE ORD | $7,000 | – | 1,000 | +100.0% | 0.00% | – |
| CNX | New | CNX RESOURCES ORDcall | $7,000 | – | 830 | +100.0% | 0.00% | – |
| DTLAPR | New | BROOKFIELD DTLA SRS A CUM RED PRF | $6,000 | – | 500 | +100.0% | 0.00% | – |
| MNTA | New | MOMENTA PHARMACEUTICALS ORD (NMS)call | $5,000 | – | 100 | +100.0% | 0.00% | – |
| MGM | New | MGM RESORTS INTERNATIONAL ORD | $4,000 | – | 200 | +100.0% | 0.00% | – |
| EEM | New | ISHARES MSCI EMERGING MARKETS ETFput | $4,000 | – | 100 | +100.0% | 0.00% | – |
| QQQ | New | INVSC QQQ TRUST SRS 1 ETFcall | $5,000 | – | 20 | +100.0% | 0.00% | – |
| LUKOY | New | PJSC LUKOIL SPONSORED ADR | $5,000 | – | 100 | +100.0% | 0.00% | – |
| GM | New | GENERAL MOTORS ORDcall | $5,000 | – | 190 | +100.0% | 0.00% | – |
| GTHX | New | G1 THERAPEUTICS ORD | $4,000 | – | 400 | +100.0% | 0.00% | – |
| CRHCU | New | COHN ROBBINS HOLDINGS UNT | $4,000 | – | 400 | +100.0% | 0.00% | – |
| FB | New | FACEBOOK CL A ORD | $5,000 | – | 20 | +100.0% | 0.00% | – |
| AMD | New | ADVANCED MICRO DEVICES ORDcall | $4,000 | – | 50 | +100.0% | 0.00% | – |
| ERESU | New | EAST RESOURCES ACQUISITION COMPA UNT | $5,000 | – | 500 | +100.0% | 0.00% | – |
| DDOG | New | DATADOG CL A ORDcall | $4,000 | – | 40 | +100.0% | 0.00% | – |
| GOLD | New | BARRICK GOLD ORDput | $4,000 | – | 150 | +100.0% | 0.00% | – |
| BLDP | New | BALLARD POWER SYSTEMS ORD | $4,000 | – | 300 | +100.0% | 0.00% | – |
| TLSNY | New | TELIA COMPANY ADR | $4,000 | – | 554 | +100.0% | 0.00% | – |
| THCBU | New | TUSCAN HOLDINGS UNT | $5,000 | – | 500 | +100.0% | 0.00% | – |
| MTCR | New | METACRINE ORD | $4,000 | – | 400 | +100.0% | 0.00% | – |
| YALA | New | YALLA GROUP ADR REP CL A ORDsponsored adr | $3,000 | – | 500 | +100.0% | 0.00% | – |
| AAPL | New | APPLE ORD | $2,000 | – | 20 | +100.0% | 0.00% | – |
| BSY | New | BENTLEY SYSTEMS CL B ORD | $3,000 | – | 100 | +100.0% | 0.00% | – |
| BPR | New | BROOKFIELD PROPERTY REIT CL A ORD | $3,000 | – | 300 | +100.0% | 0.00% | – |
| DVA | New | DAVITA ORD | $2,000 | – | 29 | +100.0% | 0.00% | – |
| New | ELANCO ANIMAL HEALTH CVR | $2,000 | – | 100 | +100.0% | 0.00% | – | |
| EQDU | New | EQUITY DISTRIBUTION ACQUISITION UNT | $3,000 | – | 330 | +100.0% | 0.00% | – |
| FSRV | New | FINSERV ACQUISITION CL A ORD | $2,000 | – | 276 | +100.0% | 0.00% | – |
| GGB | New | GERDAU SA ADR REPSG 1 PRFsponsored adr | $2,000 | – | 600 | +100.0% | 0.00% | – |
| GHIVU | New | GORES HOLDINGS IV UNT | $2,000 | – | 200 | +100.0% | 0.00% | – |
| New | GRAYSCALE ETHEREUM CLASSIC ORD | $2,000 | – | 400 | +100.0% | 0.00% | – | |
| NNN | New | NATIONAL RETAIL PROPERTIES REIT ORD | $3,000 | – | 112 | +100.0% | 0.00% | – |
| OXY | New | OCCIDENTAL PETROLEUM ORDcall | $2,000 | – | 250 | +100.0% | 0.00% | – |
| ORSN | New | ORISUN ACQUISITION ORD | $3,000 | – | 297 | +100.0% | 0.00% | – |
| PMVCU | New | PMV CONSUMER ACQUISITION UNT | $3,000 | – | 400 | +100.0% | 0.00% | – |
| PFE | New | PFIZER ORDcall | $2,000 | – | 62 | +100.0% | 0.00% | – |
| PTAC | New | PROPTECH ACQUISITION CL A ORD | $2,000 | – | 200 | +100.0% | 0.00% | – |
| VSPRU | New | VESPER HEALTHCARE ACQ UNT | $2,000 | – | 200 | +100.0% | 0.00% | – |
| WBA | New | WALGREEN BOOTS ALLIANCE ORD | $3,000 | – | 100 | +100.0% | 0.00% | – |
| ACTCU | New | ARCLIGHT CLEAN TRANSITION UNT | $2,000 | – | 200 | +100.0% | 0.00% | – |
| BRLIR | New | BRILLIANT ACQUISITION RTS | $2,000 | – | 11,000 | +100.0% | 0.00% | – |
| OACU | New | OAKTREE ACQUISITION CL A RED UNT | $2,000 | – | 200 | +100.0% | 0.00% | – |
| SOAC | New | SUSTAINABLE OPPORT ACQ CL A ORD | $3,000 | – | 300 | +100.0% | 0.00% | – |
| SNPRU | New | TORTOISE ACQUISITION II UNT | $2,000 | – | 200 | +100.0% | 0.00% | – |
| RCL | New | ROYAL CARIBBEAN GROUP ORDput | $3,000 | – | 55 | +100.0% | 0.00% | – |
| VFF | New | VILLAGE FARMS INTERNATIONAL ORDcall | $0 | – | 34 | +100.0% | 0.00% | – |
| DFNS | New | LGL SYSTEMS ACQUISITION CL A ORD | $0 | – | 10 | +100.0% | 0.00% | – |
| KTOS | New | KRATOS DEFENSE AND SECURITY SOLS ORD (NMS)call | $1,000 | – | 75 | +100.0% | 0.00% | – |
| JENGQ | New | JUST ENERGY GROUP ORD | $0 | – | 100 | +100.0% | 0.00% | – |
| IBM | New | INTERNATIONAL BUSINESS MACHINES ORDcall | $0 | – | 1 | +100.0% | 0.00% | – |
| INO | New | INOVIO PHARMACEUTICALS ORD | $1,000 | – | 90 | +100.0% | 0.00% | – |
| VNET | New | 21VIANET GROUP ADR REP SIX ORDcall | $0 | – | 10 | +100.0% | 0.00% | – |
| HYACU | New | HAYMAKER ACQUISITION UNT | $1,000 | – | 100 | +100.0% | 0.00% | – |
| WBK | New | WESTPAC BANKING ADR REP 1 ORDsponsored adr | $0 | – | 3 | +100.0% | 0.00% | – |
| TWTR | New | TWITTER ORDcall | $0 | – | 4 | +100.0% | 0.00% | – |
| DXJ | New | WISDOMTREE JAPAN HEDGED EQUITY ETFput | $1,000 | – | 40 | +100.0% | 0.00% | – |
| XRX | New | XEROX HOLDINGS ORD | $1,000 | – | 100 | +100.0% | 0.00% | – |
| GRSVU | New | GORES HOLDINGS V UNT | $1,000 | – | 100 | +100.0% | 0.00% | – |
| GOL | New | GOL LINHAS AAREAS INT ADS REP 02 PRFput | $0 | – | 90 | +100.0% | 0.00% | – |
| GE | New | GENERAL ELECTRIC ORD | $0 | – | 100 | +100.0% | 0.00% | – |
| GD | New | GENERAL DYNAMICS ORD | $1,000 | – | 10 | +100.0% | 0.00% | – |
| ANDAR | New | ANDINA ACQUISITION RTS | $0 | – | 2,500 | +100.0% | 0.00% | – |
| SSSS | New | SURO CAPITAL ORDcall | $0 | – | 84 | +100.0% | 0.00% | – |
| PCPLU | New | CC NEUBERGER PRINCIPAL RED UNT | $0 | – | 20 | +100.0% | 0.00% | – |
| FOXF | New | FOX FACTORY HOLDING ORDcall | $0 | – | 12 | +100.0% | 0.00% | – |
| PRPBU | New | CC NEUBERGER PRINCIPAL HLDG UNT | $1,000 | – | 100 | +100.0% | 0.00% | – |
| FTOCU | New | FTAC OLYMPUS ACQUISITION UNT | $1,000 | – | 100 | +100.0% | 0.00% | – |
| SOLO | New | ELECTRAMECCANICA VEHS ORD | $0 | – | 300 | +100.0% | 0.00% | – |
| EIX | New | EDISON INTERNATIONAL ORDput | $0 | – | 2 | +100.0% | 0.00% | – |
| BRZU | New | DIREXION BRAZIL BULL 2X SHARES ETF | $0 | – | 5 | +100.0% | 0.00% | – |
| CRON | New | CRONOS GROUP ORDcall | $0 | – | 108 | +100.0% | 0.00% | – |
| CPAAU | New | CONYERS PARK II ACQUISITION UNT | $1,000 | – | 100 | +100.0% | 0.00% | – |
| STZ | New | CONSTELLATION BRANDS CL A ORDcall | $0 | – | 2 | +100.0% | 0.00% | – |
| RTPU | New | REINVENT TECHNOLOGY PARTNERS UNT | $1,000 | – | 100 | +100.0% | 0.00% | – |
| CLCT | New | COLLECTORS UNIVERSE ORD (NMS)call | $0 | – | 10 | +100.0% | 0.00% | – |
| CCIV | New | CHURCHILL CAPITAL IV CORP | $0 | – | 100 | +100.0% | 0.00% | – |
| CGC | New | CANOPY GROWTH ORDcall | $0 | – | 14 | +100.0% | 0.00% | – |
| CAMP | New | CALAMP ORD (NMS)call | $0 | – | 100 | +100.0% | 0.00% | – |
| HQL | New | TEKLA LIFE SCIENCES INVESTORS CF | $0 | – | 6 | +100.0% | 0.00% | – |
| BWA | New | BORGWARNER ORD | $1,000 | – | 43 | +100.0% | 0.00% | – |
| WIFI | New | BOINGO WIRELESS ORD (NMS)call | $0 | – | 50 | +100.0% | 0.00% | – |
| BBBY | New | BED BATH AND BEYOND ORDcall | $1,000 | – | 120 | +100.0% | 0.00% | – |
| AAL | New | AMERICAN AIRLINES GROUP ORDput | $1,000 | – | 100 | +100.0% | 0.00% | – |
| AKCA | New | AKCEA THERAPEUTICS ORD | $0 | – | 5 | +100.0% | 0.00% | – |
| AEG | New | AEGON ADR | $0 | – | 90 | +100.0% | 0.00% | – |
| YOLO | New | AdvisorShares Pure Cannabis ETFcall | $1,000 | – | 144 | +100.0% | 0.00% | – |
| ACAMU | New | ACAMAR PARTNERS ACQUISITION UNT | $0 | – | 2 | +100.0% | 0.00% | – |
| SPY | New | SPDR S&P 500 ETFcall | $0 | – | 1 | +100.0% | 0.00% | – |
| ADMA | New | ADMA BIOLOGICS ORD | $0 | – | 75 | +100.0% | 0.00% | – |
| TWCTU | New | TWC TECH HLDG II UNT | $1,000 | – | 100 | +100.0% | 0.00% | – |
| TDOC | New | TELADOC HEALTH ORDcall | $0 | – | 3 | +100.0% | 0.00% | – |
| TIPS | New | TIANRONG INTERNET PRODUCTS SER ORD | $0 | – | 200 | +100.0% | 0.00% | – |
| NKLA | New | NIKOLA ORD | $1,000 | – | 50 | +100.0% | 0.00% | – |
| TLRY | New | TILRAY CL 2 ORDcall | $0 | – | 70 | +100.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-10-09
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| CENTRAL GARDEN AND PET CL A ORD | 22 | Q3 2023 | 0.1% |
| ENERTECK ORD (PNK) | 22 | Q3 2023 | 0.0% |
| GENIUS PRODUCTS ORD | 22 | Q3 2023 | 0.0% |
| INPHONIC ORD (OTC) | 22 | Q3 2023 | 0.0% |
| SPDR S&P 500 ETF | 21 | Q3 2023 | 0.5% |
| CHINA INDUSTRIAL GROUP ORD (PNK) | 21 | Q3 2023 | 0.0% |
| MONEYGRAM INTERNATIONAL ORD | 20 | Q1 2023 | 3.2% |
| INTERNATIONAL BUSINESS MACHINES ORD | 20 | Q3 2023 | 0.9% |
| INVSC QQQ TRUST SRS 1 ETF | 20 | Q3 2023 | 0.1% |
| MSC INDUSTRIAL CL A ORD | 20 | Q3 2023 | 0.0% |
View FNY Investment Advisers, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-03 |
| 13F-HR | 2024-01-12 |
| 13F-HR | 2023-10-10 |
| 13F-HR | 2023-07-11 |
| 13F-HR | 2023-04-12 |
| 13F-HR | 2023-01-10 |
| 13F-HR | 2022-10-19 |
| 13F-HR | 2022-07-12 |
| 13F-HR | 2022-04-25 |
| 13F-HR/A | 2022-02-01 |
View FNY Investment Advisers, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.