$172 Million is the total value of FNY Investment Advisers, LLC's 451 reported holdings in Q2 2020. The portfolio turnover from Q1 2020 to Q2 2020 was 57.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| VNCE | VINCE HOLDING ORD | $749,000 | +43.2% | 135,000 | 0.0% | 0.44% | +9.5% | |
| GNCA | GENOCEA BIOSCIENCES ORD | $690,000 | +33.7% | 300,000 | 0.0% | 0.40% | +2.6% | |
| FBIO | FORTRESS BIOTECH ORD | $469,000 | +42.1% | 175,000 | 0.0% | 0.27% | +8.8% | |
| ALXN | ALEXION PHARMACEUTICALS RTS | $403,000 | +25.2% | 3,597 | 0.0% | 0.24% | -4.1% | |
| PUK | PRUDENTIAL ADR REPSTG 2 ORDsponsored adr | $191,000 | +23.2% | 6,294 | 0.0% | 0.11% | -5.9% | |
| CAJ | CANON ADR REP ORDsponsored adr | $99,000 | -8.3% | 5,000 | 0.0% | 0.06% | -29.3% | |
| EAST | EASTSIDE DISTILLING ORD | $96,000 | +24.7% | 66,396 | 0.0% | 0.06% | -5.1% | |
| ATEX | ANTERIX ORD | $90,000 | -1.1% | 2,000 | 0.0% | 0.05% | -24.6% | |
| TRTNPRD | TRITON INTL 6 875 SRS D RED PRP PRF | $50,000 | +35.1% | 2,300 | 0.0% | 0.03% | +3.6% | |
| TNPPRF | TSAKOS ENRG NVGT CM RD PRP SRS F PRF | $48,000 | +9.1% | 2,439 | 0.0% | 0.03% | -15.2% | |
| MCY | MERCURY GENERAL ORD | $40,000 | 0.0% | 1,000 | 0.0% | 0.02% | -23.3% | |
| SNDL | SUNDIAL GROWERS ORD | $30,000 | +25.0% | 38,000 | 0.0% | 0.02% | -5.6% | |
| GGBXF | GREEN GROWTH BRANDS ORD | $17,000 | -79.3% | 1,000,000 | 0.0% | 0.01% | -83.9% | |
| ABUS | ARBUTUS BIOPHARMA ORD | $18,000 | +100.0% | 9,900 | 0.0% | 0.01% | +42.9% | |
| GMHIU | GORES METROPOULOS UNT | $10,000 | +11.1% | 933 | 0.0% | 0.01% | -14.3% | |
| QURE | UNIQURE ORD | $9,000 | 0.0% | 200 | 0.0% | 0.01% | -28.6% | |
| FNMAM | FANNIE MAE NON CUMULATIVE H PFD | $7,000 | +40.0% | 600 | 0.0% | 0.00% | 0.0% | |
| CIND | CHINA INDUSTRIAL GROUP ORD | $6,000 | +50.0% | 1,397,637 | 0.0% | 0.00% | 0.0% | |
| FTNW | FTE NETWORKS ORD | $5,000 | 0.0% | 4,000 | 0.0% | 0.00% | -25.0% | |
| SNP | CHINA PETRO & CHEM ADR REP 100 H ORDsponsored adr | $4,000 | 0.0% | 99 | 0.0% | 0.00% | -33.3% | |
| DFNSU | LGL SYSTEMS ACQUISITION UNT | $4,000 | 0.0% | 450 | 0.0% | 0.00% | -33.3% | |
| ELAN | ELANCO ANIMAL HEALTH CVR | $2,000 | 0.0% | 100 | 0.0% | 0.00% | -50.0% | |
| EVV | EATON VANCE LIMITED DURATION INCM CF | $2,000 | 0.0% | 200 | 0.0% | 0.00% | -50.0% | |
| VKTX | VIKING THERAPEUTICS ORD | $1,000 | 0.0% | 220 | 0.0% | 0.00% | 0.0% | |
| CRIS | CURIS ORD | $2,000 | +100.0% | 2,000 | 0.0% | 0.00% | 0.0% | |
| DDD | 3D SYSTEMS ORD (NYS)call | $2,000 | -33.3% | 400 | 0.0% | 0.00% | -50.0% | |
| SIGM | SIGMA DESIGNS ORD | $1,000 | 0.0% | 5,300 | 0.0% | 0.00% | 0.0% | |
| TGNA | TEGNA ORD | $1,000 | 0.0% | 160 | 0.0% | 0.00% | 0.0% | |
| RWLK | REWALK ROBOTICS LTD | $0 | – | 120 | 0.0% | 0.00% | – | |
| NPCUF | ALLON THERAPEUTICS ORD | $0 | – | 30,000 | 0.0% | 0.00% | – | |
| ALDX | ALDEYRA THERAPEUTICS ORD | $0 | – | 100 | 0.0% | 0.00% | – | |
| OSWWF | ONESPAWORLD HOLDINGS LTD | $0 | – | 300 | 0.0% | 0.00% | – | |
| TIDE | TIDELANDS OIL AND GAS ORD | $0 | – | 526,323 | 0.0% | 0.00% | – | |
| TTM | TATA MOTORS ADR REPSG 5 ORD (NYS)put | $0 | – | 100 | 0.0% | 0.00% | – | |
| NSCO | NESCO HOLDINGS ORD | $0 | – | 100 | 0.0% | 0.00% | – | |
| NXCN | NXCHAIN ORD | $0 | – | 800 | 0.0% | 0.00% | – | |
| MGI | MONEYGRAM INTERNATIONAL ORD | $0 | – | 200 | 0.0% | 0.00% | – | |
| LPIH | LONGWEI PETROLEUM INVEST HOLDING ORD | $0 | – | 5,000 | 0.0% | 0.00% | – | |
| INPC | INPHONIC ORD (OTC) | $0 | – | 14,472 | 0.0% | 0.00% | – | |
| GNPR | GENIUS PRODUCTS ORD | $0 | – | 122 | 0.0% | 0.00% | – | |
| FNBCQ | FIRST NBC BANK HOLDING ORD | $0 | – | 8,519 | 0.0% | 0.00% | – | |
| ETCK | ENERTECK ORD | $0 | – | 7,500 | 0.0% | 0.00% | – | |
| CDR | CEDAR REALTY REIT ORD | $0 | – | 300 | 0.0% | 0.00% | – | |
| CANSORTIUM EQY WRT EXP 03/21/2021 ON TIUM/U CF | $0 | – | 39,000 | 0.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-07-10
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| CENTRAL GARDEN AND PET CL A ORD | 22 | Q3 2023 | 0.1% |
| ENERTECK ORD (PNK) | 22 | Q3 2023 | 0.0% |
| GENIUS PRODUCTS ORD | 22 | Q3 2023 | 0.0% |
| INPHONIC ORD (OTC) | 22 | Q3 2023 | 0.0% |
| SPDR S&P 500 ETF | 21 | Q3 2023 | 0.5% |
| CHINA INDUSTRIAL GROUP ORD (PNK) | 21 | Q3 2023 | 0.0% |
| MONEYGRAM INTERNATIONAL ORD | 20 | Q1 2023 | 3.2% |
| INTERNATIONAL BUSINESS MACHINES ORD | 20 | Q3 2023 | 0.9% |
| INVSC QQQ TRUST SRS 1 ETF | 20 | Q3 2023 | 0.1% |
| MSC INDUSTRIAL CL A ORD | 20 | Q3 2023 | 0.0% |
View FNY Investment Advisers, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-03 |
| 13F-HR | 2024-01-12 |
| 13F-HR | 2023-10-10 |
| 13F-HR | 2023-07-11 |
| 13F-HR | 2023-04-12 |
| 13F-HR | 2023-01-10 |
| 13F-HR | 2022-10-19 |
| 13F-HR | 2022-07-12 |
| 13F-HR | 2022-04-25 |
| 13F-HR/A | 2022-02-01 |
View FNY Investment Advisers, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.