FNY Investment Advisers, LLC - Q4 2019 holdings

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$323 Million is the total value of FNY Investment Advisers, LLC's 893 reported holdings in Q4 2019. The portfolio turnover from Q3 2019 to Q4 2019 was 93.0% .

All
New
Buy
Sell
Exit
Unchanged
 Value Shares↓ Weighting
IFRX  INFLARX ORD$1,980,000
+60.3%
500,0000.0%0.61%
+62.4%
FBIO  FORTRESS BIOTECH ORD$514,000
+82.3%
200,0000.0%0.16%
+84.9%
EAST  EASTSIDE DISTILLING ORD$195,000
-39.8%
66,3960.0%0.06%
-39.4%
HQY  HEALTHEQUITY ORD$148,000
+29.8%
2,0000.0%0.05%
+31.4%
FIVN  FIVE9 ORD$131,000
+22.4%
2,0000.0%0.04%
+24.2%
MGDDY  MICHELIN COMPAGNIE GENERALE DES ADR$122,000
+9.9%
5,0000.0%0.04%
+11.8%
VSAT  VIASAT ORD$109,000
-2.7%
1,5000.0%0.03%0.0%
CVCO  CAVCO INDUSTRIES ORD$97,000
+1.0%
5000.0%0.03%
+3.4%
WEIN  WEST END INDIANA BANCSHARES ORD$91,000
+1.1%
2,6410.0%0.03%0.0%
RPLAU  REPLAY ACQUISITION UNT$87,000
+1.2%
8,5000.0%0.03%
+3.8%
GAIA  GAIA CL A ORD$64,000
+23.1%
8,0810.0%0.02%
+25.0%
ORBC  ORBCOMM ORD$52,000
-11.9%
12,5000.0%0.02%
-11.1%
SENEB  SENECA FOODS CL B ORD$47,000
+34.3%
1,1540.0%0.02%
+36.4%
HYG  ISHARES IBOXX HIGH YIELD BOND ETFput$32,0000.0%3750.0%0.01%0.0%
PAAS  PAN AMER SILVER ORD$30,000
+57.9%
1,2700.0%0.01%
+50.0%
XHB  SPDR S&P HOMEBUILDERS ETFput$22,0000.0%5000.0%0.01%0.0%
SCCO  SOUTHERN COPPER ORD$20,000
+25.0%
4710.0%0.01%
+20.0%
BIDU  BAIDU ADR REP 1/10 CL A ORDcall$12,000
+20.0%
1000.0%0.00%
+33.3%
UPLD  UPLAND SOFTWARE ORD$10,0000.0%3000.0%0.00%0.0%
FNMAM  FANNIE MAE NON CUMULATIVE H PFD$11,000
-15.4%
6000.0%0.00%
-25.0%
HPE  HEWLETT PACKARD ENTERPRISE ORD$9,000
+12.5%
5860.0%0.00%
+50.0%
TTE  TOTAL ADR REP 1 ORDsponsored adr$11,000
+10.0%
2000.0%0.00%0.0%
GMHIU  GORES METROPOULOS UNT$11,0000.0%1,1000.0%0.00%0.0%
SPAQU  SPARTAN ENERGY ACQUISITION CL A UNT$11,0000.0%1,1000.0%0.00%0.0%
EAT  BRINKER INTERNATIONAL ORD$5,0000.0%1350.0%0.00%0.0%
CIND  CHINA INDUSTRIAL GROUP ORD$5,000
-16.7%
1,397,6370.0%0.00%0.0%
WTR  AQUA AMERICA ORD$5,0000.0%1260.0%0.00%0.0%
SNP  CHINA PETRO & CHEM ADR REP 100 H ORDsponsored adr$5,0000.0%990.0%0.00%0.0%
ACTTU  ACT II GLOBAL ACQUISITION UNT$3,0000.0%3000.0%0.00%0.0%
APHA  APHRIA ORDcall$2,0000.0%5550.0%0.00%0.0%
HYACU  HAYMAKER ACQUISITION UNT$2,0000.0%2000.0%0.00%0.0%
NLSN  NIELSEN HOLDINGS ORD (NYS)call$2,0000.0%1140.0%0.00%0.0%
TNPPRE  TSAKOS ENR NVG CUM RED PRP SRS E PRF$4,0000.0%2000.0%0.00%0.0%
SSYS  STRATASYS ORD (NMS)call$3,0000.0%1500.0%0.00%0.0%
KYNPRFCL  KAYNE ANDER 3.500 SRS F MAND RED PRF$2,0000.0%1000.0%0.00%0.0%
KB  KB FINANCIAL GROUP ADR REP ONE ORDsponsored adr$4,000
+33.3%
990.0%0.00%0.0%
CRIS  CURIS ORD$3,000
-25.0%
2,0000.0%0.00%0.0%
FNBCQ  FIRST NBC BANK HOLDING ORD$0–20,0000.0%0.00%–
LPIH  LONGWEI PETROLEUM INVEST HOLDING ORD$0–5,0000.0%0.00%–
LOMA  LMA NGRA INDS SCD ANMA ADS REP 5 ORD$0–120.0%0.00%–
BIOS  OPTION CARE HEALTH ORD$0–1920.0%0.00%–
PAAS  PAN AMER SILVER ORDput$0–160.0%0.00%–
PHUN  PHUNWARE ORD$0–4000.0%0.00%–
TLT  ISHARES 20 PLS YEAR TREASURY BND ETFcall$0–10.0%0.00%–
INPC  INPHONIC ORD (OTC)$0–14,4720.0%0.00%–
HHC  HOWARD HUGHES ORD (NYS)put$0–10.0%0.00%–
QEP  QEP RESOURCES ORDcall$0–320.0%0.00%–
HMNY  HELIOS AND MATHESON ANALYTICS ORDput$0–20.0%0.00%–
HMNY  HELIOS AND MATHESON ANALYTICS ORDcall$0–20.0%0.00%–
HMNY  HELIOS AND MATHESON ANALYTICS ORD$0–1,0040.0%0.00%–
HCHC  HC2 HOLDINGS ORDcall$0
-100.0%
4300.0%0.00%–
 SAMSUNG ELECTRONICS REG S GDR$1,0000.0%10.0%0.00%–
GSAT  GLOBALSTAR VTG ORD$0–1100.0%0.00%–
SAMA  SCHULTZE SPECIAL PURPOSE ACQUISI ORD$0–620.0%0.00%–
GNPR  GENIUS PRODUCTS ORD$0–1220.0%0.00%–
CTON  SECOND STREET CAPITAL ORD$0–200.0%0.00%–
GTYH  GTY TECHNOLOGY HOLDINGS ORD$1,0000.0%2500.0%0.00%–
FISV  FISERV ORDput$0–50.0%0.00%–
FPAC  FAR POINT ACQUISITION CL A ORD$1,0000.0%1000.0%0.00%–
NXCN  NXCHAIN ORD$0–8000.0%0.00%–
EOLS  EVOLUS ORD (NMS)call$0–40.0%0.00%–
ETCK  ENERTECK ORD$0–7,5000.0%0.00%–
ECA  ENCANA ORD$0–10.0%0.00%–
DELL  DELL TECHNOLOGIES CL C ORD$0–10.0%0.00%–
DMLRY  DAIMLER ADR$0–20.0%0.00%–
TEVA  TEVA PHARMA IND ADR REP 1 ORDsponsored adr$0–1000.0%0.00%–
TIDE  TIDELANDS OIL AND GAS ORD$0–526,3230.0%0.00%–
TOELY  TOKYO ELECTRON ADR REP 2 ORDsponsored adr$0–20.0%0.00%–
LFC  CHINA LIFE INSURNCE ADR REP 5 H ORDsponsored adr$0–10.0%0.00%–
VWDRY  VESTAS WIND SYSTEMS AS ADR$0–10.0%0.00%–
VKTX  VIKING THERAPEUTICS ORDcall$0–280.0%0.00%–
BMWYY  BAYERISCHE MOTOREN WERKE ADR$0–10.0%0.00%–
BAYRY  BAYER AKTIENGESELLSCHAFT EACH RE ADR$0–10.0%0.00%–
ATROB  ASTRONICS CL B ORD$1,0000.0%670.0%0.00%–
ASRT  ASSERTIO THERAPEUTICS ORD$0–1000.0%0.00%–
AQMS  AQUA METALS ORD$0–4400.0%0.00%–
AIMC  ALTRA INDUSTRIAL MOTION ORD$0–10.0%0.00%–
AMRQQ  ALTA MESA RESOURCES CL A ORD$0–2,5000.0%0.00%–
NPCUF  ALLON THERAPEUTICS ORD$0–30,0000.0%0.00%–
ALDX  ALDEYRA THERAPEUTICS ORD$0–1000.0%0.00%–
ACHC  ACADIA HEALTHCARE COMPANY ORD$1,0000.0%400.0%0.00%–
MGI  MONEYGRAM INTERNATIONAL ORDcall$0–100.0%0.00%–
MGI  MONEYGRAM INTERNATIONAL ORD$0–2000.0%0.00%–
Other managers

Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):

Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2020-01-10
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
CENTRAL GARDEN AND PET CL A ORD22Q3 20230.1%
ENERTECK ORD (PNK)22Q3 20230.0%
GENIUS PRODUCTS ORD22Q3 20230.0%
INPHONIC ORD (OTC)22Q3 20230.0%
SPDR S&P 500 ETF21Q3 20230.5%
CHINA INDUSTRIAL GROUP ORD (PNK)21Q3 20230.0%
MONEYGRAM INTERNATIONAL ORD20Q1 20233.2%
INTERNATIONAL BUSINESS MACHINES ORD20Q3 20230.9%
INVSC QQQ TRUST SRS 1 ETF20Q3 20230.1%
MSC INDUSTRIAL CL A ORD20Q3 20230.0%

View FNY Investment Advisers, LLC's complete holdings history.

Latest filings
TypeFiled
13F-HR2024-05-03
13F-HR2024-01-12
13F-HR2023-10-10
13F-HR2023-07-11
13F-HR2023-04-12
13F-HR2023-01-10
13F-HR2022-10-19
13F-HR2022-07-12
13F-HR2022-04-25
13F-HR/A2022-02-01

View FNY Investment Advisers, LLC's complete filings history.

All filings

View complete filings history.

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Issues

The following issues were detected while analyzing the report:

  • The reported total value is incorrect (323096000.0 != 322672000.0)

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