$323 Million is the total value of FNY Investment Advisers, LLC's 893 reported holdings in Q4 2019. The portfolio turnover from Q3 2019 to Q4 2019 was 120.3% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| BABA | New | ALIBABA GROUP HOLDING ADR REP 8 ORDsponsored adr | $34,376,000 | – | 162,079 | +100.0% | 10.65% | – |
| BOLD | New | AUDENTES THERAPEUTICS ORD | $16,687,000 | – | 278,861 | +100.0% | 5.17% | – |
| AGN | Sell | ALLERGAN ORD | $15,239,000 | -27.1% | 79,715 | -35.8% | 4.72% | -26.1% |
| ZAYO | Buy | ZAYO GROUP HOLDINGS ORD | $10,663,000 | +2.4% | 307,752 | +0.2% | 3.30% | +3.8% |
| WMGI | New | WRIGHT MEDICAL GROUP ORD | $10,520,000 | – | 345,150 | +100.0% | 3.26% | – |
| ARQL | New | ARQULE ORD | $9,278,000 | – | 464,851 | +100.0% | 2.88% | – |
| LYG | Sell | LLOYDS BANKING GROUP ADR 4 ORDsponsored adr | $8,825,000 | +20.9% | 2,666,442 | -3.5% | 2.74% | +22.6% |
| RYAAY | Buy | RYANAIR HOLDINGS ORD | $7,555,000 | +273.3% | 86,236 | +182.7% | 2.34% | +278.2% |
| LIN | Buy | LINDE ORD | $6,540,000 | +43.7% | 30,720 | +30.7% | 2.03% | +45.6% |
| WBC | Sell | WABCO HOLDINGS ORD | $5,467,000 | -46.5% | 40,349 | -47.2% | 1.69% | -45.8% |
| RH | New | RH ORD | $5,414,000 | – | 25,360 | +100.0% | 1.68% | – |
| CY | Buy | CYPRESS SEMICONDUCTOR ORD | $4,129,000 | +156.5% | 177,000 | +156.5% | 1.28% | +160.2% |
| XOM | Buy | EXXON MOBIL ORD | $3,657,000 | +91325.0% | 52,416 | +87260.0% | 1.13% | +113200.0% |
| WCG | New | WELLCARE HEALTH ORD | $3,596,000 | – | 10,893 | +100.0% | 1.11% | – |
| SAP | New | SAP ADR REP 1 ORDsponsored adr | $3,550,000 | – | 26,500 | +100.0% | 1.10% | – |
| LTMAQ | New | LATAM AIRLINES GROUP ADR REP 1 ORDsponsored adr | $3,548,000 | – | 349,215 | +100.0% | 1.10% | – |
| CRWD | Buy | CROWDSTRIKE HOLDINGS CL A ORD | $3,364,000 | +5700.0% | 67,460 | +6646.0% | 1.04% | +5694.4% |
| KT | Sell | KT ADR REP 1/2 ORDsponsored adr | $3,329,000 | -61.2% | 286,983 | -62.1% | 1.03% | -60.6% |
| VOD | Buy | VODAFONE GROUP ADR REP 10 ORDsponsored adr | $3,183,000 | +334.8% | 164,670 | +347.5% | 0.99% | +340.2% |
| BTI | Buy | BRITISH AMERICAN TOBACCO ADR REP ORDsponsored adr | $2,789,000 | +1071.8% | 65,700 | +914.5% | 0.86% | +1083.6% |
| BBL | Buy | BHP GROUP ADR REP 2 ORDsponsored adr | $2,786,000 | +4393.5% | 59,282 | +3985.6% | 0.86% | +4442.1% |
| UBER | Buy | UBER TECHNOLOGIES INC | $2,740,000 | +273900.0% | 92,145 | +184190.0% | 0.85% | – |
| SNN | New | SMITH NEPHEW ADR REP 2 ORDsponsored adr | $2,499,000 | – | 52,000 | +100.0% | 0.77% | – |
| SSL | New | SASOL ADR REP 1 ORDsponsored adr | $2,485,000 | – | 115,023 | +100.0% | 0.77% | – |
| ACIA | New | ACACIA COMMUNICATIONS ORD | $2,384,000 | – | 35,164 | +100.0% | 0.74% | – |
| PINS | Buy | PINTEREST CL A ORD | $2,262,000 | +815.8% | 121,392 | +1198.3% | 0.70% | +822.4% |
| FCAU | Buy | FIAT CHRYSLER AUTOMOBILES ORD | $2,200,000 | +73233.3% | 149,768 | +49822.7% | 0.68% | +68100.0% |
| SILV | Buy | SILVERCREST METALS ORD | $2,022,000 | +222.5% | 300,099 | +149.1% | 0.63% | +226.6% |
| IFRX | INFLARX ORD | $1,980,000 | +60.3% | 500,000 | 0.0% | 0.61% | +62.4% | |
| NVS | New | NOVARTIS ADR REPSG 1 ORDsponsored adr | $1,921,000 | – | 20,293 | +100.0% | 0.60% | – |
| RDSA | New | ROYAL DUTCH SHELL ADR REP 2 CL A ORDsponsored adr | $1,769,000 | – | 30,000 | +100.0% | 0.55% | – |
| BREW | New | CRAFT BREW ALLIANCE ORD | $1,717,000 | – | 104,070 | +100.0% | 0.53% | – |
| FIT | Buy | FITBIT CL A ORD | $1,660,000 | +4642.9% | 252,685 | +2630.0% | 0.51% | +4572.7% |
| MLNX | Buy | MELLANOX TECHNOLOGIES ORD | $1,581,000 | +38.8% | 13,496 | +29.8% | 0.49% | +40.8% |
| PE | Buy | PARSLEY ENERGY CL A ORD | $1,512,000 | – | 79,989 | +380800.0% | 0.47% | – |
| INST | New | INSTRUCTURE ORD | $1,451,000 | – | 30,115 | +100.0% | 0.45% | – |
| VNCE | Buy | VINCE HOLDING ORD | $1,384,000 | +97.2% | 80,000 | +116.2% | 0.43% | +99.5% |
| DD | New | DUPONT DE NEMOURS ORD | $1,347,000 | – | 20,990 | +100.0% | 0.42% | – |
| OXY | Sell | OCCIDENTAL PETROLEUM ORD | $1,265,000 | -61.4% | 30,701 | -58.4% | 0.39% | -60.9% |
| LYFT | Buy | LYFT CL A ORD | $1,248,000 | +270.3% | 29,027 | +251.2% | 0.39% | +275.7% |
| AZN | New | ASTRAZENECA ADR REP 1.5 ORDsponsored adr | $1,246,000 | – | 24,999 | +100.0% | 0.39% | – |
| KHC | New | KRAFT HEINZ ORD | $1,207,000 | – | 37,572 | +100.0% | 0.37% | – |
| ASML | New | ASML HOLDING ADR REP ORDsponsored adr | $1,203,000 | – | 4,067 | +100.0% | 0.37% | – |
| LPT | New | LIBERTY PROPERTY REIT ORD | $1,201,000 | – | 20,000 | +100.0% | 0.37% | – |
| WBA | Buy | WALGREEN BOOTS ALLIANCE ORD | $1,166,000 | +14475.0% | 19,786 | +12189.4% | 0.36% | +17950.0% |
| DIS | New | WALT DISNEY ORD | $1,104,000 | – | 7,638 | +100.0% | 0.34% | – |
| MYL | Buy | MYLAN ORD | $1,088,000 | +1045.3% | 54,145 | +1026.6% | 0.34% | +1062.1% |
| ARGX | Buy | ARGENX ADR REP ORDsponsored adr | $1,064,000 | +70.8% | 6,631 | +21.1% | 0.33% | +73.7% |
| TRNEU | Sell | TRINE ACQUISITION CL A RED UNT | $1,060,000 | +0.9% | 101,400 | -0.2% | 0.33% | +2.5% |
| MT | New | ARCELORMITTAL ADR | $1,052,000 | – | 60,000 | +100.0% | 0.33% | – |
| QGEN | New | QIAGEN ORD | $1,046,000 | – | 30,954 | +100.0% | 0.32% | – |
| M | Buy | MACYS ORD | $1,034,000 | +1714.0% | 60,859 | +1538.2% | 0.32% | +1782.4% |
| GNLN | Buy | GREENLANE HOLDINGS CL A ORD | $1,015,000 | +1.5% | 311,875 | +5.6% | 0.32% | +2.9% |
| MU | Buy | MICRON TECHNOLOGY ORD | $1,006,000 | +87.0% | 18,720 | +48.9% | 0.31% | +89.1% |
| Buy | API GROUP ORD | $991,000 | +52.5% | 94,000 | +42.4% | 0.31% | +54.3% | |
| ABB | New | ABB ADR REP 1 ORDsponsored adr | $963,000 | – | 40,000 | +100.0% | 0.30% | – |
| DEO | New | DIAGEO ADR REP 4 ORDsponsored adr | $933,000 | – | 5,541 | +100.0% | 0.29% | – |
| XLE | New | ENERGY SELECT SECTOR SPDR ETF | $925,000 | – | 15,418 | +100.0% | 0.29% | – |
| INTEQ | New | INTELSAT ORD | $923,000 | – | 131,371 | +100.0% | 0.29% | – |
| UN | New | UNILEVER NV | $923,000 | – | 16,075 | +100.0% | 0.29% | – |
| PYXSQ | Buy | PYXUS INTERNATIONAL ORD | $909,000 | -23.6% | 101,768 | +11.8% | 0.28% | -22.5% |
| ALRM | New | ALARMCOM HOLDINGS ORD | $896,000 | – | 20,858 | +100.0% | 0.28% | – |
| IHG | Sell | INTERCONTINENTAL HOTEL ADR REP 1 ORDsponsored adr | $895,000 | +4.6% | 13,034 | -5.3% | 0.28% | +5.7% |
| WORK | Buy | SLACK TECHNOLOGIES CL A ORD | $882,000 | +21950.0% | 39,276 | +19538.0% | 0.27% | +27200.0% |
| MHLA | Sell | MAIDEN HOLDINGS LTD | $842,000 | +5.6% | 42,850 | -4.1% | 0.26% | +7.0% |
| BMYRT | New | BRISTOL MYERS SQUIBB CONTINGENT RTS | $841,000 | – | 279,710 | +100.0% | 0.26% | – |
| GDX | Sell | VANECK VECTORS GOLD MINERS ETF | $835,000 | -76.9% | 28,539 | -78.9% | 0.26% | -76.5% |
| SAN | Sell | BANCO SANTANDER ADR REP 1 ORDsponsored adr | $819,000 | -39.7% | 197,877 | -41.5% | 0.25% | -38.9% |
| AMZN | New | AMAZON COM ORD | $805,000 | – | 436 | +100.0% | 0.25% | – |
| GLD | New | SPDR GOLD SHARES ETF | $793,000 | – | 5,550 | +100.0% | 0.25% | – |
| DXC | Buy | DXC TECHNOLOGY ORD | $787,000 | +3835.0% | 20,945 | +2892.1% | 0.24% | +3966.7% |
| XLNX | Sell | XILINX ORD | $788,000 | -19.9% | 8,060 | -21.5% | 0.24% | -18.9% |
| AAL | New | AMERICAN AIRLINES GROUP ORD | $774,000 | – | 27,000 | +100.0% | 0.24% | – |
| CRDB | Sell | CRAWFORD CL B ORD | $754,000 | -15.2% | 74,322 | -15.7% | 0.23% | -14.0% |
| X | Buy | US STEEL ORD | $751,000 | +636.3% | 65,842 | +639.8% | 0.23% | +651.6% |
| TLRY | Buy | TILRAY CL 2 ORD | $726,000 | +317.2% | 42,436 | +501.9% | 0.22% | +324.5% |
| HPQ | New | HP ORD | $694,000 | – | 33,800 | +100.0% | 0.22% | – |
| WDC | Buy | WESTERN DIGITAL ORD | $684,000 | +2106.5% | 10,779 | +1911.0% | 0.21% | +2255.6% |
| PUK | New | PRUDENTIAL ADR REPSTG 2 ORDsponsored adr | $674,000 | – | 17,709 | +100.0% | 0.21% | – |
| UNB | Buy | UNION BANKSHARES ORD | $665,000 | +113.8% | 18,362 | +85.8% | 0.21% | +116.8% |
| CREE | Buy | CREE ORD | $653,000 | +142.8% | 14,171 | +157.7% | 0.20% | +146.3% |
| GTBIF | Sell | GREEN THUMB INDUSTRIES ORD | $649,000 | -20.8% | 66,567 | -33.6% | 0.20% | -19.6% |
| SPY | Buy | SPDR S&P 500 ETFcall | $645,000 | +5763.6% | 2,005 | +5176.3% | 0.20% | +6566.7% |
| SBGL | New | SIBANYE STILLWATER ADR REP 4 ORDsponsored adr | $645,000 | – | 65,000 | +100.0% | 0.20% | – |
| GNW | Sell | GENWORTH FINANCIAL CL A ORD | $640,000 | -35.5% | 145,650 | -35.5% | 0.20% | -34.7% |
| EVV | Buy | EATON VANCE LIMITED DURATION INCM CF | $617,000 | +290.5% | 46,586 | +268.1% | 0.19% | +297.9% |
| DY | New | DYCOM INDUSTRIES ORD | $612,000 | – | 13,000 | +100.0% | 0.19% | – |
| VTA | Buy | INVESCO CREDIT DYNAMIC OPP CF | $608,000 | +208.6% | 53,627 | +199.3% | 0.19% | +213.3% |
| PSNL | New | PERSONALIS ORD | $567,000 | – | 52,024 | +100.0% | 0.18% | – |
| GNCA | Buy | GENOCEA BIOSCIENCES ORD | $569,000 | -22.4% | 275,000 | +8.7% | 0.18% | -21.4% |
| MPC | Sell | MARATHON PETROLEUM ORD | $549,000 | -14.9% | 9,121 | -14.1% | 0.17% | -13.7% |
| USNA | New | USANA HEALTH SCIENCES ORD | $549,000 | – | 7,000 | +100.0% | 0.17% | – |
| RUBI | Buy | THE RUBICON PROJECT ORD | $546,000 | +109.2% | 67,000 | +123.3% | 0.17% | +111.2% |
| MBIO | Buy | MUSTANG BIO ORD | $530,000 | +62.6% | 130,000 | +30.0% | 0.16% | +64.0% |
| JQC | Buy | NUVEEN CREDIT STRATEGIES INCOME CF | $527,000 | +10.5% | 68,800 | +7.7% | 0.16% | +11.6% |
| FBIO | FORTRESS BIOTECH ORD | $514,000 | +82.3% | 200,000 | 0.0% | 0.16% | +84.9% | |
| AA | New | ALCOA ORD | $505,000 | – | 23,500 | +100.0% | 0.16% | – |
| SACC | New | SACHEM CAPITAL 6 875 NTS | $502,000 | – | 20,000 | +100.0% | 0.16% | – |
| RWLK | Buy | REWALK ROBOTICS LTD | $497,000 | -27.8% | 230,120 | +2.2% | 0.15% | -26.7% |
| CS | Buy | CREDIT SUISSE GRP ADR REPTG ONE ORDsponsored adr | $492,000 | +275.6% | 36,625 | +239.3% | 0.15% | +280.0% |
| WDOFF | Sell | WESDOME GOLD MINES ORD | $491,000 | +1.2% | 62,993 | -41.2% | 0.15% | +2.7% |
| TEI | Buy | TEMPLETON EMERGING MARKET INCOME CF | $480,000 | +458.1% | 52,258 | +450.8% | 0.15% | +473.1% |
| EMD | Buy | WESTERN ASSET EMERGING MRKTS DEBT CF | $482,000 | +223.5% | 33,788 | +214.5% | 0.15% | +223.9% |
| SE | New | SEA ADS REP CL A ORD | $475,000 | – | 11,815 | +100.0% | 0.15% | – |
| BWG | Buy | BRANDYWINE GLOBAL INCM OPRTNTS CF | $469,000 | +150.8% | 37,184 | +140.4% | 0.14% | +154.4% |
| KAR | New | KAR AUCTION SERVICES ORD | $468,000 | – | 21,500 | +100.0% | 0.14% | – |
| VCTR | Buy | VICTORY CAPITAL HOLDINGS CL A ORD | $465,000 | +1450.0% | 22,200 | +1010.0% | 0.14% | +1500.0% |
| HSBC | Buy | HSBC HOLDINGS ADR REP 5 ORDsponsored adr | $465,000 | +46400.0% | 11,899 | +29647.5% | 0.14% | – |
| BBVA | New | BANCO BILBAO VIZCAYA ARGENTARIA ADR | $457,000 | – | 81,910 | +100.0% | 0.14% | – |
| FUNC | Sell | FIRST UNITED ORD | $451,000 | -69.8% | 18,748 | -72.4% | 0.14% | -69.4% |
| CEIX | New | CONSOL ENERGY ORD | $445,000 | – | 30,672 | +100.0% | 0.14% | – |
| BYND | Buy | BEYOND MEAT ORD | $443,000 | +14666.7% | 5,864 | +23356.0% | 0.14% | +13600.0% |
| CGC | Buy | CANOPY GROWTH ORD | $438,000 | +77.3% | 20,800 | +93.0% | 0.14% | +78.9% |
| AAPL | New | APPLE ORDput | $434,000 | – | 1,481 | +100.0% | 0.14% | – |
| SHAK | New | SHAKE SHACK CL A ORD | $433,000 | – | 7,269 | +100.0% | 0.13% | – |
| MAC | New | MACERICH REIT ORD | $430,000 | – | 16,000 | +100.0% | 0.13% | – |
| GGBXF | Buy | GREEN GROWTH BRANDS ORD | $429,000 | +7.2% | 700,000 | +75.0% | 0.13% | +9.0% |
| BAP | Buy | CREDICORP ORD | $426,000 | +36.5% | 2,000 | +33.3% | 0.13% | +38.9% |
| STL | New | STERLING BAN ORD | $421,000 | – | 20,000 | +100.0% | 0.13% | – |
| FRA | Buy | BLACKROCK FLOAT RATE INC CF | $420,000 | +526.9% | 31,298 | +484.4% | 0.13% | +550.0% |
| SONO | New | SONOS ORD | $418,000 | – | 26,819 | +100.0% | 0.13% | – |
| FSCT | New | FORESCOUT TECHNOLOGIES ORD | $411,000 | – | 12,550 | +100.0% | 0.13% | – |
| SDEV | Buy | SECURITY DEVICES INTL ORD | $409,000 | +34.5% | 2,106,117 | +1.0% | 0.13% | +36.6% |
| JELD | New | JELD WEN HOLDING ORD | $409,000 | – | 17,500 | +100.0% | 0.13% | – |
| SBGI | New | SINCLAIR BROADCAST GROUP CL A ORD | $411,000 | – | 12,352 | +100.0% | 0.13% | – |
| PFIS | New | PEOPLES FINANCIAL SERVICES ORD | $408,000 | – | 8,112 | +100.0% | 0.13% | – |
| CURLF | New | CURALEAF HLDGS ORD | $407,000 | – | 64,532 | +100.0% | 0.13% | – |
| HEXO | New | HEXO ORD | $397,000 | – | 250,000 | +100.0% | 0.12% | – |
| NOK | New | NOKIA ADR REPSG 1 SER A ORDsponsored adr | $389,000 | – | 105,080 | +100.0% | 0.12% | – |
| GHY | Buy | PGIM GLOBAL HIGH YIELD CF | $388,000 | +142.5% | 25,885 | +131.7% | 0.12% | +144.9% |
| AMLP | New | ALPS ALERIAN MLP ETF | $386,000 | – | 45,482 | +100.0% | 0.12% | – |
| ASNAQ | New | ASCENA RETAIL GROUP ORD | $383,000 | – | 50,000 | +100.0% | 0.12% | – |
| GLIBA | New | GCI LIBERTY CL A ORD | $382,000 | – | 5,400 | +100.0% | 0.12% | – |
| ETSY | New | ETSY ORD | $376,000 | – | 8,500 | +100.0% | 0.12% | – |
| ARDC | Buy | ARES DYNAMIC CREDIT ALLOCATION CF | $373,000 | +578.2% | 24,324 | +556.2% | 0.12% | +582.4% |
| CELH | Buy | CELSIUS HOLDINGS ORD | $375,000 | +169.8% | 77,788 | +94.5% | 0.12% | +169.8% |
| NKTR | Buy | NEKTAR THERAPEUTICS ORD | $362,000 | +28.4% | 16,800 | +8.4% | 0.11% | +30.2% |
| PPL | Buy | PPL ORD | $359,000 | +20.9% | 10,010 | +5.8% | 0.11% | +22.0% |
| MDP | New | MEREDITH ORD | $357,000 | – | 11,000 | +100.0% | 0.11% | – |
| SPWH | Sell | SPORTSMANS WAREHOUSE HOLDINGS ORD | $353,000 | +36.3% | 44,000 | -12.0% | 0.11% | +38.0% |
| OR | New | OSISKO GOLD ROYALTIES ORD | $348,000 | – | 35,900 | +100.0% | 0.11% | – |
| AMD | Sell | ADVANCED MICRO DEVICES ORD | $346,000 | -87.6% | 7,552 | -92.1% | 0.11% | -87.4% |
| CHA | New | CHINA TELECOM ADR REP 100 CL H ORDsponsored adr | $341,000 | – | 8,300 | +100.0% | 0.11% | – |
| GFI | New | GOLD FIELDS ADR REP 1 ORDsponsored adr | $338,000 | – | 51,317 | +100.0% | 0.10% | – |
| BGB | Buy | BLACKSTONE GSO STRATEGIC CREDIT CF | $335,000 | +276.4% | 23,322 | +281.2% | 0.10% | +285.2% |
| EA | New | ELECTRONIC ARTS ORD | $335,000 | – | 3,124 | +100.0% | 0.10% | – |
| STIM | New | NEURONETICS ORD | $331,000 | – | 73,862 | +100.0% | 0.10% | – |
| IVH | Buy | IVY HIGH INCOME OPPORTUNITIES CF | $333,000 | +108.1% | 23,981 | +105.3% | 0.10% | +110.2% |
| ELY | New | CALLAWAY GOLF ORD | $332,000 | – | 15,700 | +100.0% | 0.10% | – |
| BSL | New | BLACKSTONE GSO SENIOR FLOAT RATE CF | $328,000 | – | 20,330 | +100.0% | 0.10% | – |
| VVR | Buy | INVESCO SNR INCOME CF | $328,000 | +245.3% | 76,497 | +236.3% | 0.10% | +251.7% |
| BA | Buy | BOEING ORD | $325,000 | +113.8% | 1,000 | +150.0% | 0.10% | +119.6% |
| SPY | Sell | SPDR S&P 500 ETFput | $327,000 | +1.2% | 1,019 | -6.4% | 0.10% | +2.0% |
| KLXE | New | KLX ENERGY SERVICES HOLDINGS ORD | $322,000 | – | 50,000 | +100.0% | 0.10% | – |
| AMX | New | AMERICA MOVIL ADR REP 20 SR L ORDsponsored adr | $320,000 | – | 20,000 | +100.0% | 0.10% | – |
| WPP | New | WPP ADR REP 5 ORDsponsored adr | $319,000 | – | 4,542 | +100.0% | 0.10% | – |
| OPP | Buy | RIVERNORTH DOUBLLINE STRTGC OPTY CF | $319,000 | +250.5% | 19,459 | +268.9% | 0.10% | +253.6% |
| HYAC | New | HAYMAKER ACQUISITION CL A ORD | $316,000 | – | 31,500 | +100.0% | 0.10% | – |
| CUK | New | CARNIVAL ADR REP 1ORDsponsored adr | $310,000 | – | 6,450 | +100.0% | 0.10% | – |
| MGF | New | MFS GOVERNMENT MARKETS INCOME CF | $309,000 | – | 67,377 | +100.0% | 0.10% | – |
| EVOP | New | EVO PAYMENTS CL A ORD | $308,000 | – | 11,700 | +100.0% | 0.10% | – |
| PCI | Buy | PIMCO DYNMC CRDT AND MRTG INCM CF | $306,000 | +76.9% | 12,147 | +71.7% | 0.10% | +79.2% |
| EHI | Buy | WESTERN ASST GLBAL HIGH INCOME CF | $303,000 | +222.3% | 30,334 | +218.0% | 0.09% | +224.1% |
| HYI | Buy | WESTERN ASSET HIGH YLD DFD OPPTY CF | $304,000 | +15100.0% | 19,425 | +11193.6% | 0.09% | +9300.0% |
| ABR | New | ARBOR REALTY REIT ORD | $297,000 | – | 20,714 | +100.0% | 0.09% | – |
| DOCU | New | DOCUSIGN ORD | $296,000 | – | 4,000 | +100.0% | 0.09% | – |
| JHG | New | JANUS HENDERSON GROUP ORD | $293,000 | – | 12,000 | +100.0% | 0.09% | – |
| TWLO | Sell | TWILIO CL A ORD | $294,000 | -28.6% | 3,000 | -20.0% | 0.09% | -27.8% |
| SPCE | New | VIRGIN GALACTIC HOLDINGS CL A ORD | $293,000 | – | 25,381 | +100.0% | 0.09% | – |
| NTGN | Buy | NEON THERAPEUTICS ORD | $295,000 | -18.3% | 250,000 | +19.0% | 0.09% | -17.3% |
| EVN | Buy | EATON VANCE MUNICIPAL INCOME CF | $292,000 | +49.0% | 22,980 | +50.3% | 0.09% | +50.0% |
| AMRX | New | AMNEAL PHARMACEUTICALS CL A ORD | $289,000 | – | 60,000 | +100.0% | 0.09% | – |
| FCT | Buy | FIRST TRUST SNR FLTG RATE INC II CF | $292,000 | +563.6% | 23,282 | +522.8% | 0.09% | +592.3% |
| HEIA | Sell | HEICO CL A ORD | $287,000 | -87.4% | 3,212 | -86.3% | 0.09% | -87.2% |
| MIK | New | MICHAELS COMPANIES ORD | $288,000 | – | 35,600 | +100.0% | 0.09% | – |
| ASC | New | ARDMORE SHIPPING ORD | $285,000 | – | 31,547 | +100.0% | 0.09% | – |
| NEA | Buy | NUVEEN AMT FREE QLTY MNCPL INCM CF | $285,000 | +31.9% | 19,871 | +31.5% | 0.09% | +33.3% |
| FAX | Buy | ABERDEEN ASIA PACIFIC INCOME CF | $284,000 | +80.9% | 66,908 | +78.4% | 0.09% | +83.3% |
| SAUC | New | DIVERSIFIED RESTAURANT HOLDINGS ORD | $283,000 | – | 273,029 | +100.0% | 0.09% | – |
| JPS | Buy | NUVEEN PREF AND INCM SECURITIES CF | $284,000 | +330.3% | 28,400 | +321.6% | 0.09% | +340.0% |
| ATEX | Buy | ANTERIX ORD | $280,000 | +94.4% | 6,500 | +62.5% | 0.09% | +97.7% |
| TWTR | New | TWITTER ORD | $277,000 | – | 8,653 | +100.0% | 0.09% | – |
| CRCM | New | CARE.COM ORD | $276,000 | – | 18,400 | +100.0% | 0.09% | – |
| SDC | Buy | SMILEDIRECTCLUB CL A ORD | $279,000 | -14.2% | 32,000 | +36.6% | 0.09% | -13.1% |
| JRO | Buy | NUVEEN FLOATG RATE INCM OPPORTNTY CF | $277,000 | +5440.0% | 27,770 | +4513.0% | 0.09% | +4200.0% |
| LVGO | Buy | LIVONGO HEALTH ORD | $272,000 | +8966.7% | 10,860 | +5330.0% | 0.08% | +8300.0% |
| COST | New | COSTCO WHOLESALE ORD | $271,000 | – | 925 | +100.0% | 0.08% | – |
| GSAH | Buy | GS ACQUISITION HOLDINGS CL A ORD | $270,000 | +1700.0% | 24,500 | +1553.2% | 0.08% | +1580.0% |
| KL | New | KIRKLAND LAKE GOLD ORD | $264,000 | – | 6,000 | +100.0% | 0.08% | – |
| TLT | New | ISHARES 20 PLS YEAR TREASURY BND ETF | $265,000 | – | 1,960 | +100.0% | 0.08% | – |
| CNHI | Buy | CNH INDUSTRIAL ORD | $261,000 | +158.4% | 23,800 | +138.0% | 0.08% | +161.3% |
| CHWY | Buy | CHEWY CL A ORD | $262,000 | +31.7% | 9,060 | +11.9% | 0.08% | +32.8% |
| XOM | New | EXXON MOBIL ORDcall | $258,000 | – | 3,700 | +100.0% | 0.08% | – |
| DBL | Sell | DOUBLELINE OPPORTUNISTIC CF | $259,000 | -13.7% | 12,583 | -13.2% | 0.08% | -13.0% |
| ZS | Buy | ZSCALER ORD | $255,000 | +1114.3% | 5,500 | +1136.0% | 0.08% | +1216.7% |
| NPSNY | Buy | NASPERS SPON 5 ADR REP CL N ORDsponsored adr | $253,000 | +181.1% | 7,800 | +159.3% | 0.08% | +178.6% |
| JPI | Buy | NUVEEN PREFERRED AND INCOME TERM CF | $251,000 | +23.0% | 9,739 | +17.9% | 0.08% | +25.8% |
| PKO | Buy | PIMCO INCOME OPPORTUNITY CF | $247,000 | +142.2% | 8,900 | +130.7% | 0.08% | +148.4% |
| HYB | Buy | NEW AMERICA HIGH INCOME CF | $249,000 | +77.9% | 27,286 | +71.6% | 0.08% | +79.1% |
| EAD | Buy | WELLS FARGO INCOME OPPORTUNITS CF | $248,000 | +181.8% | 29,553 | +175.5% | 0.08% | +185.2% |
| GOLD | New | BARRICK GOLD ORD | $247,000 | – | 13,330 | +100.0% | 0.08% | – |
| FPF | Buy | FIRST TRUST INT DUR PRF INCOME CF | $250,000 | +1090.5% | 10,631 | +1081.2% | 0.08% | +1183.3% |
| DMO | Buy | WESTERN ASSET MORTGAGE OP CF | $244,000 | +68.3% | 12,065 | +80.7% | 0.08% | +72.7% |
| NSL | Buy | NUVEEN SENIOR INCOME CF | $246,000 | +24500.0% | 41,353 | +11921.2% | 0.08% | – |
| WIW | Sell | WESTERN AST INFLTN LINK OPRT INCM CF | $242,000 | -27.3% | 21,024 | -30.2% | 0.08% | -26.5% |
| PPR | Buy | VOYA PRIME RATE CF | $235,000 | +473.2% | 47,100 | +432.2% | 0.07% | +461.5% |
| GXGXU | Sell | GX ACQUISITON UNT | $235,000 | -10.3% | 23,080 | -2.6% | 0.07% | -8.8% |
| DHT | New | DHT HOLDINGS ORD | $235,000 | – | 28,400 | +100.0% | 0.07% | – |
| EURN | New | EURONAV NV | $234,000 | – | 18,700 | +100.0% | 0.07% | – |
| ACP | New | ABERDEEN INCOME CREDIT STRATEGIES CF | $231,000 | – | 20,081 | +100.0% | 0.07% | – |
| PSO | New | PEARSON ADR REP 1 ORDsponsored adr | $229,000 | – | 27,226 | +100.0% | 0.07% | – |
| BURL | New | BURLINGTON STORES ORD | $228,000 | – | 1,000 | +100.0% | 0.07% | – |
| BTU | New | PEABODY ENERGY ORD | $228,000 | – | 25,000 | +100.0% | 0.07% | – |
| RCS | Buy | PIMCO STRATEGIC INCOME CF | $229,000 | +316.4% | 25,214 | +323.5% | 0.07% | +317.6% |
| ISD | Buy | PGIM HIGH YIELD BOND CF | $228,000 | +140.0% | 14,834 | +132.3% | 0.07% | +144.8% |
| SVM | New | SILVERCORP METAL ORD | $226,000 | – | 40,000 | +100.0% | 0.07% | – |
| LN | Buy | LINE ADR REP ORDsponsored adr | $226,000 | +117.3% | 4,618 | +59.2% | 0.07% | +118.8% |
| PFN | Buy | PIMCO INCOME STRATEGY II CF | $224,000 | +67.2% | 21,173 | +62.1% | 0.07% | +68.3% |
| JFR | Buy | NUVEEN FLOATING RATE INCOME CF | $224,000 | +646.7% | 21,890 | +590.1% | 0.07% | +666.7% |
| NAD | Buy | NUVEEN QUALITY MUNICIPAL INCM CF | $223,000 | +89.0% | 15,322 | +86.4% | 0.07% | +91.7% |
| PPC | New | PILGRIMS PRIDE ORD | $222,000 | – | 6,800 | +100.0% | 0.07% | – |
| AVK | Buy | ADVENT CLAYMORE CONV INCOM NAV CF | $218,000 | +560.6% | 14,045 | +515.2% | 0.07% | +580.0% |
| SQNS | New | SEQUANS COMMUNICATIONS ADR REP 4 ORDsponsored adr | $221,000 | – | 73,750 | +100.0% | 0.07% | – |
| NTNX | Sell | NUTANIX CL A ORD | $218,000 | +14.7% | 7,000 | -3.4% | 0.07% | +17.2% |
| SKY | Buy | SKYLINE CHAMPION ORD | $221,000 | +22.8% | 7,000 | +16.7% | 0.07% | +23.6% |
| VMO | Sell | INVESCO MUNICIPAL OPPORTUNITY CF | $217,000 | -6.9% | 17,593 | -5.6% | 0.07% | -5.6% |
| PFL | Buy | PIMCO INCOME STRATEGY CF | $216,000 | +260.0% | 18,242 | +246.9% | 0.07% | +272.2% |
| DDOG | Buy | DATADOG CL A ORD | $215,000 | +33.5% | 5,700 | +20.0% | 0.07% | +36.7% |
| MSD | Buy | MORGAN STANLEY EMERGING MKT DEBT CF | $215,000 | +131.2% | 22,289 | +118.8% | 0.07% | +139.3% |
| PDI | Buy | PIMCO DYNAMIC INCOME CF | $215,000 | +1243.8% | 6,646 | +1188.0% | 0.07% | +1240.0% |
| GIM | Buy | TEMPLETON GLOBAL INCOME CF | $217,000 | +35.6% | 35,490 | +35.4% | 0.07% | +36.7% |
| HIO | Buy | WESTRN ASST HIGH INCM OPPORTUNITY CF | $213,000 | +3450.0% | 42,144 | +3141.8% | 0.07% | +3200.0% |
| JGH | Buy | NUVEEN GLOBAL HIGH INCOME CF | $213,000 | +150.6% | 13,024 | +136.7% | 0.07% | +153.8% |
| EIM | Buy | EATON VANCE MUNICIPAL BND CF | $212,000 | +23.3% | 16,466 | +23.4% | 0.07% | +24.5% |
| GH | New | GUARDANT HEALTH ORD | $209,000 | – | 2,683 | +100.0% | 0.06% | – |
| GOOGL | Sell | ALPHABET CL A ORD | $211,000 | -71.7% | 158 | -74.1% | 0.06% | -71.5% |
| FSD | Buy | FIRST TRUST HIGH INCOME LONG SHRT CF | $209,000 | +43.2% | 13,292 | +37.6% | 0.06% | +44.4% |
| THOR | New | SYNTHORX ORD | $209,000 | – | 3,000 | +100.0% | 0.06% | – |
| BTZ | Buy | BLACKROCK CREDIT ALLOCATION INCME CF | $204,000 | +48.9% | 14,617 | +45.2% | 0.06% | +50.0% |
| KIO | Buy | KKR INCOME OPPORTUNITIES CF | $204,000 | +325.0% | 12,986 | +318.9% | 0.06% | +320.0% |
| HARI | New | HARVARD ILLINOIS BANCORP ORD | $203,000 | – | 15,000 | +100.0% | 0.06% | – |
| BLW | Sell | BLACKROCK LIMITED DURATION INCOME CF | $199,000 | +1.0% | 12,158 | -3.9% | 0.06% | +3.3% |
| TSLF | Buy | THL CREDIT SENIOR LOAN CF | $201,000 | +97.1% | 13,300 | +94.0% | 0.06% | +100.0% |
| MNA | Buy | INDEXIQ MERGER ARBITRAGE ETF | $199,000 | +161.8% | 6,000 | +150.8% | 0.06% | +169.6% |
| CHY | Buy | CALAMOS CONVERTIBLE AND HIGH INC CF | $196,000 | +2700.0% | 17,242 | +2413.4% | 0.06% | +2950.0% |
| EAST | EASTSIDE DISTILLING ORD | $195,000 | -39.8% | 66,396 | 0.0% | 0.06% | -39.4% | |
| TECD | New | TECHNOLOGY DATA ORD | $193,000 | – | 1,350 | +100.0% | 0.06% | – |
| HCA | New | HCA HEALTHCARE ORD | $192,000 | – | 1,300 | +100.0% | 0.06% | – |
| DUC | Buy | DUFF & PHELPS UTILITY & CORP BOND CF | $193,000 | +503.1% | 21,176 | +505.4% | 0.06% | +500.0% |
| NAC | Sell | NUVEEN CLIFORNIA QULTY MNCPL INCM CF | $194,000 | -17.4% | 13,079 | -16.6% | 0.06% | -16.7% |
| SMH | Buy | VANECK VECTORS SEMICONDUCTOR ETFput | $190,000 | +331.8% | 1,346 | +258.0% | 0.06% | +353.8% |
| MYI | Buy | BLACKROCK MUNIYIELD QUALITY III CF | $190,000 | +36.7% | 14,082 | +37.3% | 0.06% | +37.2% |
| EVF | Buy | EATON VANCE SENIOR INCOME CF | $187,000 | +130.9% | 29,255 | +118.5% | 0.06% | +132.0% |
| SPWR | New | SUNPOWER ORD | $187,000 | – | 24,000 | +100.0% | 0.06% | – |
| AFT | Sell | APOLLO SENIOR FLOATING RATE CF | $187,000 | -4.1% | 12,416 | -6.0% | 0.06% | -3.3% |
| TGS | New | TRANSPOR DE GA DE ADR REP 5 CL B ORDsponsored adr | $185,000 | – | 25,894 | +100.0% | 0.06% | – |
| EPC | New | EDGEWELL PERSONAL CARE ORD | $185,000 | – | 6,000 | +100.0% | 0.06% | – |
| BWFG | Buy | BANKWELL FINANCIAL GROUP ORD | $180,000 | +210.3% | 6,251 | +193.8% | 0.06% | +211.1% |
| HPS | New | JOHN HANCOCK PREFERRED INCOME III CF | $176,000 | – | 9,143 | +100.0% | 0.06% | – |
| EFR | Buy | EATON VANCE SENIOR FLOATING RATE CF | $178,000 | +83.5% | 13,171 | +75.8% | 0.06% | +83.3% |
| UTF | New | COHEN AND STEERS INFRASTRUCTURE CF | $177,000 | – | 6,781 | +100.0% | 0.06% | – |
| SIC | New | SELECT INTERIOR CONCEPTS CL A ORD | $179,000 | – | 20,000 | +100.0% | 0.06% | – |
| RH | New | RH ORDcall | $176,000 | – | 825 | +100.0% | 0.06% | – |
| TAST | Buy | CARROLS RESTAURANT GROUP ORD | $176,000 | +114.6% | 25,000 | +150.0% | 0.06% | +120.0% |
| MICR | Sell | MICRON SOLUTIONS ORD | $176,000 | +7.3% | 73,700 | -1.8% | 0.06% | +10.0% |
| SEAC | Sell | SEACHANGE INTERNATIONAL ORD | $177,000 | -7.8% | 42,412 | -36.7% | 0.06% | -6.8% |
| MCY | New | MERCURY GENERAL ORD | $170,000 | – | 3,500 | +100.0% | 0.05% | – |
| BHK | Sell | BLACKROCK CORE BOND CF | $172,000 | -14.0% | 11,798 | -14.8% | 0.05% | -13.1% |
| BGH | Buy | BARINGS GLOBAL SHORT DURTN HY CF | $170,000 | +2328.6% | 9,753 | +2168.1% | 0.05% | +2550.0% |
| TNPPRF | Sell | TSAKOS ENRG NVGT CM RD PRP SRS F PRF | $167,000 | -37.0% | 7,000 | -41.3% | 0.05% | -35.8% |
| CCJ | Buy | CAMECO ORD | $167,000 | +116.9% | 18,816 | +130.5% | 0.05% | +116.7% |
| JRI | Buy | NUVEEN REAL ASSET INCOME AND GRO CF | $167,000 | +79.6% | 9,107 | +70.4% | 0.05% | +85.7% |
| MD | New | MEDNAX ORD | $166,000 | – | 6,000 | +100.0% | 0.05% | – |
| NHS | Sell | NEUBERGER BERMAN HGH YLD STRATGS CF | $165,000 | -8.8% | 13,392 | -10.7% | 0.05% | -7.3% |
| RUN | New | SUNRUN ORD | $165,000 | – | 12,000 | +100.0% | 0.05% | – |
| EDD | Sell | MS EMERGING MARKTS DOMESTIC DEBT CF | $164,000 | -4.1% | 23,532 | -9.3% | 0.05% | -1.9% |
| CYRX | Buy | CRYOPORT INC | $164,000 | +152.3% | 10,000 | +150.0% | 0.05% | +155.0% |
| ASG | New | LIBERTY ALL STAR GROWTH CF | $163,000 | – | 25,190 | +100.0% | 0.05% | – |
| QTNT | Sell | QUOTIENT ORD | $161,000 | -1.8% | 17,000 | -19.8% | 0.05% | 0.0% |
| AMC | New | AMC ENTERTAINMENT HOLDINGS CL A ORD | $162,000 | – | 22,500 | +100.0% | 0.05% | – |
| CSTM | New | CONSTELLIUM SE CL A ORD | $160,000 | – | 12,000 | +100.0% | 0.05% | – |
| GLPG | Buy | GALAPAGOS ADR REP ORDsponsored adr | $158,000 | +45.0% | 768 | +6.7% | 0.05% | +48.5% |
| SNNY | Sell | SUNNYSIDE BANCORP ORD | $159,000 | -1.2% | 12,301 | -2.3% | 0.05% | 0.0% |
| AUY | New | YAMANA GOLD ORD | $158,000 | – | 40,000 | +100.0% | 0.05% | – |
| NBB | Buy | NUVEEN TAXABLE MUNICIPAL INCM NAV CF | $159,000 | +35.9% | 7,326 | +39.3% | 0.05% | +36.1% |
| JMPNZ | Buy | JMP GROUP 6 875 SNR NTS | $157,000 | +823.5% | 6,850 | +878.6% | 0.05% | +880.0% |
| DSL | Buy | DOUBLELINE INCOME SOLUTIONS CF | $157,000 | +8.3% | 7,950 | +8.9% | 0.05% | +11.4% |
| AEM | New | AGNICO EAGLE ORD | $154,000 | – | 2,500 | +100.0% | 0.05% | – |
| BTT | Sell | BLACKROCK MUNCPL 2030 TARGET TERM CF | $156,000 | -16.1% | 6,455 | -18.1% | 0.05% | -15.8% |
| RA | Buy | BROOKFIELD REAL ASSETS INCOME CF | $154,000 | +71.1% | 7,251 | +81.3% | 0.05% | +71.4% |
| VLT | New | INVESCO HIGH INCOME CF | $154,000 | – | 10,827 | +100.0% | 0.05% | – |
| ZSAN | Sell | ZOSANO PHARMA ORD | $152,000 | -35.0% | 100,000 | -33.3% | 0.05% | -34.7% |
| SBBX | New | SB ONE BANCORP ORD | $153,000 | – | 6,168 | +100.0% | 0.05% | – |
| CHU | New | CHINA UNICOM HNG KNG ADR REP 10 ORDsponsored adr | $153,000 | – | 16,354 | +100.0% | 0.05% | – |
| HRVSF | New | HARVEST HEALTH AND RECREATION ORD | $153,000 | – | 48,537 | +100.0% | 0.05% | – |
| HQY | HEALTHEQUITY ORD | $148,000 | +29.8% | 2,000 | 0.0% | 0.05% | +31.4% | |
| PYPL | Sell | PAYPAL HOLDINGS ORD | $150,000 | -30.2% | 1,390 | -33.2% | 0.05% | -30.3% |
| AOD | New | ABERDEEN TOTAL DYNAMIC DIVIDEND CF | $147,000 | – | 16,433 | +100.0% | 0.05% | – |
| DD | New | DUPONT DE NEMOURS ORDcall | $147,000 | – | 2,300 | +100.0% | 0.05% | – |
| GLO | New | CLOUGH GLOBAL OPPORTUNITIES CF | $149,000 | – | 15,790 | +100.0% | 0.05% | – |
| DPLO | New | DIPLOMAT PHARMACY ORD | $148,000 | – | 37,100 | +100.0% | 0.05% | – |
| PEIPRC | New | PNSY RL EST INVT SRC C RED PERP PRF | $149,000 | – | 8,000 | +100.0% | 0.05% | – |
| PNNT | Sell | PENNANTPARK INVESTMENT ORD | $149,000 | -9.1% | 22,910 | -12.9% | 0.05% | -8.0% |
| MFL | Buy | BLACKOCK MUNIHOLDINGS INV QUALITY CF | $144,000 | +102.8% | 10,900 | +107.3% | 0.04% | +104.5% |
| AIF | Buy | APOLLO TACTICAL INCOME CF | $146,000 | +139.3% | 9,677 | +140.2% | 0.04% | +136.8% |
| KGC | New | KINROSS GOLD ORD | $142,000 | – | 30,000 | +100.0% | 0.04% | – |
| MOS | New | MOSAIC ORD | $142,000 | – | 6,580 | +100.0% | 0.04% | – |
| WMT | New | WALMART ORD | $142,000 | – | 1,195 | +100.0% | 0.04% | – |
| TDC | New | TERADATA ORD | $138,000 | – | 5,190 | +100.0% | 0.04% | – |
| TRIP | New | TRIPADVISOR ORD | $140,000 | – | 4,630 | +100.0% | 0.04% | – |
| BSTZ | New | BLACKROCK SCIENCE AND TECH II NAV CF | $138,000 | – | 6,770 | +100.0% | 0.04% | – |
| AWP | New | ABERDEEN GLOBAL PREMIER PROPERTIE CF | $138,000 | – | 21,415 | +100.0% | 0.04% | – |
| PRMW | Buy | PRIMO WATER ORD | $137,000 | +12.3% | 12,243 | +22.4% | 0.04% | +13.5% |
| BGX | New | BLACKSTONE GSO LONG SHO CRE INC CF | $137,000 | – | 8,800 | +100.0% | 0.04% | – |
| QEP | New | QEP RESOURCES ORD | $135,000 | – | 30,000 | +100.0% | 0.04% | – |
| RPAYW | Sell | REPAY HOLDINGS CORP | $137,000 | -9.9% | 123,200 | -28.7% | 0.04% | -8.7% |
| NOW | New | SERVICENOW ORD | $131,000 | – | 465 | +100.0% | 0.04% | – |
| EVG | New | EATON VANCE SHORT DUR DVFD INC CF | $133,000 | – | 9,914 | +100.0% | 0.04% | – |
| FIVN | FIVE9 ORD | $131,000 | +22.4% | 2,000 | 0.0% | 0.04% | +24.2% | |
| TTEC | New | TTEC HOLDINGS ORD | $130,000 | – | 3,300 | +100.0% | 0.04% | – |
| BKT | Sell | BLACKROCK INCOME CF | $126,000 | -28.0% | 20,900 | -27.7% | 0.04% | -27.8% |
| Buy | FLAHERTY CRUMRINE DYN PRF INCOME CF | $127,000 | +76.4% | 4,756 | +71.4% | 0.04% | +77.3% | |
| BTO | New | JOHN HANCOCK FINANCIAL OPP CF | $127,000 | – | 3,515 | +100.0% | 0.04% | – |
| EMF | New | TEMPLETON EMERGING MARKETS CF | $123,000 | – | 7,931 | +100.0% | 0.04% | – |
| LLNW | Sell | LIMELIGHT NETWORKS ORD | $122,000 | +0.8% | 30,000 | -25.0% | 0.04% | +2.7% |
| PRAH | New | PRA HEALTH SCIENCES ORD | $122,000 | – | 1,100 | +100.0% | 0.04% | – |
| FSLY | Buy | FASTLY CL A ORD | $124,000 | +29.2% | 6,193 | +54.8% | 0.04% | +31.0% |
| MGDDY | MICHELIN COMPAGNIE GENERALE DES ADR | $122,000 | +9.9% | 5,000 | 0.0% | 0.04% | +11.8% | |
| CI | New | CIGNA ORD | $122,000 | – | 600 | +100.0% | 0.04% | – |
| JLS | New | NUVEEN MORTGAGE AND INCOME CF | $120,000 | – | 5,482 | +100.0% | 0.04% | – |
| KMF | New | KAYNE ANDERSON MIDSTREAM/ENERGY CF | $120,000 | – | 11,498 | +100.0% | 0.04% | – |
| Buy | GARRISON CAPITAL ORD | $116,000 | -0.9% | 20,000 | +17.6% | 0.04% | 0.0% | |
| RMT | New | ROYCE MICRO CAPITAL CF | $117,000 | – | 13,768 | +100.0% | 0.04% | – |
| DBX | New | DROPBOX CL A ORD | $116,000 | – | 6,500 | +100.0% | 0.04% | – |
| BAH | Buy | BOOZ ALLEN HAMILTON HOLDING CL A ORD | $113,000 | +413.6% | 1,600 | +414.5% | 0.04% | +400.0% |
| PHD | Buy | PIONEER FLOATING RATE CF | $113,000 | +43.0% | 10,351 | +36.3% | 0.04% | +45.8% |
| HFRO | New | HIGHLAND INCOME CF | $112,000 | – | 9,042 | +100.0% | 0.04% | – |
| HIX | Buy | WESTERN ASST HIGH INCM II CF | $112,000 | +47.4% | 16,757 | +48.4% | 0.04% | +52.2% |
| GDO | Sell | WESTERN AST GLB CORP DEFIND OPPTY CF | $113,000 | -0.9% | 6,220 | -5.2% | 0.04% | 0.0% |
| ENSG | Sell | ENSIGN GROUP ORD | $113,000 | -83.0% | 2,500 | -83.3% | 0.04% | -82.8% |
| SNDL | Sell | SUNDIAL GROWERS ORD | $114,000 | -41.8% | 38,000 | -7.3% | 0.04% | -41.7% |
| AVYA | Sell | AVAYA HOLDINGS ORD | $109,000 | -57.8% | 8,100 | -68.0% | 0.03% | -57.0% |
| ATVI | Buy | ACTIVISION BLIZZARD ORD | $109,000 | +53.5% | 1,850 | +36.8% | 0.03% | +54.5% |
| PHT | Sell | PIONEER HIGH INCOME CF | $109,000 | -16.8% | 11,440 | -19.9% | 0.03% | -15.0% |
| VSAT | VIASAT ORD | $109,000 | -2.7% | 1,500 | 0.0% | 0.03% | 0.0% | |
| GBAB | New | GUGNHM TXBL MUN MNG DUR CF | $109,000 | – | 4,639 | +100.0% | 0.03% | – |
| DAC | New | DANAOS ORD | $105,000 | – | 11,488 | +100.0% | 0.03% | – |
| PIM | Buy | PUTNAM MASTER INTERMEDIATE INCOME CF | $105,000 | +10.5% | 22,290 | +6.9% | 0.03% | +13.8% |
| MA | New | MASTERCARD CL A ORD | $107,000 | – | 360 | +100.0% | 0.03% | – |
| AWF | Buy | ALLIANCEBERNSTEIN GLBL HIGH INCM CF | $105,000 | +22.1% | 8,731 | +21.6% | 0.03% | +26.9% |
| FPL | New | FIRST MLP ENERGY FUND ORD SHARES | $103,000 | – | 11,059 | +100.0% | 0.03% | – |
| ERII | Buy | ENERGY RECOVERY ORD | $102,000 | +2450.0% | 10,500 | +2000.0% | 0.03% | +3100.0% |
| VCIF | Sell | VERTICAL CAPITAL INCOME NAV CF | $104,000 | -30.2% | 10,003 | -28.7% | 0.03% | -30.4% |
| VLRS | New | CONTROLADORA VUEL ADR REP 10 ORD CPOsponsored adr | $104,000 | – | 10,000 | +100.0% | 0.03% | – |
| CHI | Buy | CALAMOS CONVERTIBLE OPPO AND INCM CF | $103,000 | +58.5% | 9,398 | +49.2% | 0.03% | +60.0% |
| AXE | New | ANIXTER INTERNATIONAL ORD | $103,000 | – | 1,125 | +100.0% | 0.03% | – |
| GRUB | New | GRUBHUB ORD | $102,000 | – | 2,100 | +100.0% | 0.03% | – |
| AEG | Sell | AEGON ADR | $103,000 | -49.3% | 22,900 | -53.5% | 0.03% | -48.4% |
| BIDU | Buy | BAIDU ADR REP 1/10 CL A ORDsponsored adr | $101,000 | +10000.0% | 800 | +4110.5% | 0.03% | – |
| ERC | Buy | WELLS FARGO MULTI SECTOR INCOME CF | $100,000 | +25.0% | 7,769 | +19.6% | 0.03% | +29.2% |
| LGI | New | LAZARD GLOBAL TOTAL RETURN INCOME CF | $101,000 | – | 6,139 | +100.0% | 0.03% | – |
| VCV | New | INVESCO CALIFORNIA VALUE MUNCIPAL CF | $100,000 | – | 7,817 | +100.0% | 0.03% | – |
| MRKR | Buy | MARKER THERAPEUTICS ORD | $101,000 | -38.0% | 35,325 | +10.2% | 0.03% | -38.0% |
| TDF | New | TEMPLETON DRAGON CF | $101,000 | – | 5,200 | +100.0% | 0.03% | – |
| ALK | New | ALASKA AIR GROUP ORD | $101,000 | – | 1,500 | +100.0% | 0.03% | – |
| KYN | Buy | KAYNE ANDERSON MLP MIDSTRM INVEST CF | $96,000 | +242.9% | 6,902 | +245.1% | 0.03% | +233.3% |
| GSUM | Sell | GRIDSUM HOLDING ADR | $98,000 | -50.0% | 80,500 | -30.4% | 0.03% | -50.0% |
| FAM | Buy | FIRST TRST ABERDEEN GLBL OPP INCM CF | $98,000 | +88.5% | 8,800 | +76.0% | 0.03% | +87.5% |
| NEV | Buy | NUVEEN ENHANCED MUNICIPAL VALUE CF | $96,000 | +4700.0% | 6,514 | +3687.2% | 0.03% | +2900.0% |
| FT | Buy | FRANKLIN UNIVERSAL CF | $96,000 | +29.7% | 12,428 | +26.4% | 0.03% | +30.4% |
| CVCO | CAVCO INDUSTRIES ORD | $97,000 | +1.0% | 500 | 0.0% | 0.03% | +3.4% | |
| AKBA | New | AKEBIA THERAPEUTICS ORD | $94,000 | – | 15,000 | +100.0% | 0.03% | – |
| PAI | New | WESTERN ASSET INVSTMNT GRADE INCM CF | $95,000 | – | 6,129 | +100.0% | 0.03% | – |
| CKHUY | Sell | CK HUTCHISON HOLDINGS ADR | $95,000 | -56.4% | 10,000 | -60.0% | 0.03% | -56.7% |
| HQH | New | TEKLA HEALTHCARE INVESTORS CF | $95,000 | – | 4,591 | +100.0% | 0.03% | – |
| DHF | Buy | BNY MELLON HIGH YIELD STR NAV CF | $94,000 | +64.9% | 30,459 | +61.5% | 0.03% | +70.6% |
| SONY | Buy | SONY ADR REP 1 ORDsponsored adr | $95,000 | +227.6% | 1,400 | +180.0% | 0.03% | +222.2% |
| LHCWS | Sell | LEO HOLDINGS EQY WRT EXP 04/05/2023 | $92,000 | -12.4% | 140,141 | -1.4% | 0.03% | -9.4% |
| IDE | New | VOYA INFRASTRUC INDSTRLS MATRALS CF | $90,000 | – | 7,840 | +100.0% | 0.03% | – |
| DISCB | Sell | DISCOVERY SRS B ORD | $91,000 | -14.2% | 2,533 | -22.8% | 0.03% | -12.5% |
| LGFA | New | LIONS GATE ENTERTANMNT VTNG CL A ORD | $91,000 | – | 8,600 | +100.0% | 0.03% | – |
| LSXMK | Sell | LIBRTY MEDIA LRTY SIRIUSXM SRS C ORD | $89,000 | +3.5% | 1,850 | -10.2% | 0.03% | +7.7% |
| 3106PS | New | DELPHI TECHNOLOGIES ORD | $89,000 | – | 7,000 | +100.0% | 0.03% | – |
| WEIN | WEST END INDIANA BANCSHARES ORD | $91,000 | +1.1% | 2,641 | 0.0% | 0.03% | 0.0% | |
| JHI | Buy | JOHN HANCOCK INVESTORS CF | $86,000 | +186.7% | 4,875 | +168.0% | 0.03% | +200.0% |
| IIF | New | MORGAN STANLEY INDIA INVESTMENT CF | $86,000 | – | 4,352 | +100.0% | 0.03% | – |
| RPLAU | REPLAY ACQUISITION UNT | $87,000 | +1.2% | 8,500 | 0.0% | 0.03% | +3.8% | |
| BABA | New | ALIBABA GROUP HOLDING ADR REP 8 ORDput | $88,000 | – | 415 | +100.0% | 0.03% | – |
| NHF | Buy | NEXPOINT STRATEGIC OPPORTUNITIES CF | $87,000 | +1.2% | 4,916 | +2.4% | 0.03% | +3.8% |
| PHK | Buy | PIMCO HIGH INCOME CF | $87,000 | +690.9% | 11,638 | +651.8% | 0.03% | +800.0% |
| MAV | New | PIONEER MUNICIPAL HIGH INCOME ADV CF | $87,000 | – | 8,070 | +100.0% | 0.03% | – |
| UUUU | New | ENERGY FUELS ORD | $85,000 | – | 45,000 | +100.0% | 0.03% | – |
| TPZ | New | TORTOISE PWR ENGY INFRASTRUCTURE CF | $81,000 | – | 4,800 | +100.0% | 0.02% | – |
| FOX | Buy | FOX CORPORATION ORD | $80,000 | +1233.3% | 2,200 | +1000.0% | 0.02% | +1150.0% |
| HMSY | New | HMS HOLDINGS ORD | $82,000 | – | 2,800 | +100.0% | 0.02% | – |
| CATS | New | CATASYS ORD | $81,000 | – | 5,000 | +100.0% | 0.02% | – |
| DDD | New | 3D SYSTEMS ORD | $77,000 | – | 8,800 | +100.0% | 0.02% | – |
| CTAC | New | CHASERG TECHNOLOGY ACQUISIT CL A ORD | $76,000 | – | 7,100 | +100.0% | 0.02% | – |
| EMO | New | CLEARBRIDGE ENRGY MDSTRAM OPP NAV CF | $79,000 | – | 9,472 | +100.0% | 0.02% | – |
| TTP | New | TORTOISE PIPELINE AND ENERGY CF | $79,000 | – | 6,156 | +100.0% | 0.02% | – |
| TYG | New | TORTOISE ENERGY INFRASTRUCTURE CF | $78,000 | – | 4,400 | +100.0% | 0.02% | – |
| THQ | New | TEKLA HEALTHCARE OPPORTUNITIES CF | $77,000 | – | 4,074 | +100.0% | 0.02% | – |
| FRSB | New | FIRST RESOURCE BANK ORD | $76,000 | – | 7,151 | +100.0% | 0.02% | – |
| RMRM | New | RMR REAL ESTATE INCOME CF | $76,000 | – | 3,773 | +100.0% | 0.02% | – |
| AKTS | Sell | AKOUSTIS TECHNOLOGIE ORD | $79,000 | -46.6% | 9,910 | -48.3% | 0.02% | -46.7% |
| MCR | New | MFS CHARTER INCOME CF | $77,000 | – | 9,194 | +100.0% | 0.02% | – |
| PGP | Buy | PIMCO GLOBAL STOCKSPLUS INCOME CF | $73,000 | +3550.0% | 6,171 | +2291.9% | 0.02% | +2200.0% |
| BGY | New | BLACKROCK ENHANCED INTER DIV CF | $74,000 | – | 12,644 | +100.0% | 0.02% | – |
| ABMD | New | ABIOMED ORD | $73,000 | – | 430 | +100.0% | 0.02% | – |
| DEAC | New | DIAMOND EAGLE ACQUISITION CL A ORD | $75,000 | – | 7,100 | +100.0% | 0.02% | – |
| HQL | New | TEKLA LIFE SCIENCES INVESTORS CF | $73,000 | – | 4,203 | +100.0% | 0.02% | – |
| CENTA | Sell | CENTRAL GARDEN AND PET CL A ORD | $73,000 | -1.4% | 2,500 | -7.4% | 0.02% | 0.0% |
| MHI | New | PIONEER MUNICIPAL HIGH INCOME CF | $73,000 | – | 6,108 | +100.0% | 0.02% | – |
| FGB | New | FIRST TRUST SPCLTY FIN OPPTNTS CF | $74,000 | – | 12,472 | +100.0% | 0.02% | – |
| LCAHU | Sell | LANDCADIA HOLDINGS II UNT | $70,000 | -2.8% | 7,000 | -2.8% | 0.02% | 0.0% |
| CPE | Sell | CALLON PETROLEUM ORD | $72,000 | -78.1% | 15,000 | -80.2% | 0.02% | -78.2% |
| UBSI | Buy | UNITED BANKSHARES ORD | $70,000 | +7.7% | 1,820 | +5.8% | 0.02% | +10.0% |
| WEA | Buy | WESTERN ASSET PREMIER BOND CF | $72,000 | +20.0% | 4,978 | +16.9% | 0.02% | +22.2% |
| UBP | Sell | URSTADT BIDDLE REIT ORD | $71,000 | -61.2% | 3,602 | -63.0% | 0.02% | -60.7% |
| ANGI | New | ANGI HOMESERVICES CL A ORD | $72,000 | – | 8,600 | +100.0% | 0.02% | – |
| LIVX | New | LIVEXLIVE MEDIA ORD | $72,000 | – | 47,100 | +100.0% | 0.02% | – |
| MUC | New | BLACKROCK MUNIHLDG CALIF QUALITY CF | $68,000 | – | 4,864 | +100.0% | 0.02% | – |
| NOBL | New | PROSHARES S&P 500 DIV ARISTOCRAT ETF | $68,000 | – | 910 | +100.0% | 0.02% | – |
| JBLU | New | JETBLUE AIRWAYS ORD | $69,000 | – | 3,700 | +100.0% | 0.02% | – |
| HBAN | Buy | HUNTINGTON BANCSHARES ORD | $68,000 | +11.5% | 4,550 | +5.8% | 0.02% | +10.5% |
| IFN | New | INDIA CF | $64,000 | – | 3,205 | +100.0% | 0.02% | – |
| JPC | Sell | NUVEEN PREFERRED AND INCM OPP CF | $66,000 | -13.2% | 6,334 | -17.2% | 0.02% | -13.0% |
| CLGX | New | CORELOGIC ORD | $65,000 | – | 1,500 | +100.0% | 0.02% | – |
| CMA | New | COMERICA ORD | $65,000 | – | 910 | +100.0% | 0.02% | – |
| NCZ | Buy | ALLIANZGI CNV AND INCM II CF | $64,000 | +120.7% | 12,560 | +117.0% | 0.02% | +122.2% |
| MDB | Buy | MONGODB CL A ORD | $65,000 | +132.1% | 500 | +108.3% | 0.02% | +122.2% |
| MHPRC | Buy | MAIDEN HLDNG 7.125 SRS C NON CUM PRF | $66,000 | -5.7% | 10,100 | +1.0% | 0.02% | -4.8% |
| GAIA | GAIA CL A ORD | $64,000 | +23.1% | 8,081 | 0.0% | 0.02% | +25.0% | |
| PDCO | New | PATTERSON COMPANIES ORD | $66,000 | – | 3,250 | +100.0% | 0.02% | – |
| ACRGF | Sell | ACREAGE HOLDINGS ORD | $66,000 | -40.0% | 11,300 | -24.7% | 0.02% | -41.2% |
| PKBK | New | PARKE BANCORP ORD | $63,000 | – | 2,500 | +100.0% | 0.02% | – |
| CHN | New | CHINA CF | $66,000 | – | 3,175 | +100.0% | 0.02% | – |
| PCSB | New | PCSB FINANCIAL ORD | $60,000 | – | 3,000 | +100.0% | 0.02% | – |
| CAF | New | MS CHINA A SHARES CF | $62,000 | – | 2,884 | +100.0% | 0.02% | – |
| PHAS | New | PHASEBIO PHARMACEUTICALS ORD | $61,000 | – | 10,000 | +100.0% | 0.02% | – |
| IGD | New | VOYA GLOBAL EQUITY DVD PRM OPPORT CF | $60,000 | – | 9,800 | +100.0% | 0.02% | – |
| AFFS | New | AMTRUST FINANCIAL SRVCS 7 25 SUB NTS | $62,000 | – | 2,970 | +100.0% | 0.02% | – |
| BIT | Sell | BLACKROCK MULTI SECTOR INCOME CF | $62,000 | -67.9% | 3,865 | -65.7% | 0.02% | -67.8% |
| FTF | New | FRANKLIN LTD DUR INCOME CF | $60,000 | – | 6,340 | +100.0% | 0.02% | – |
| DHY | New | CREDIT SUISSE HIGH YIELD BOND CF | $60,000 | – | 24,343 | +100.0% | 0.02% | – |
| BILL | New | BILL COM HOLDINGS ORD | $62,000 | – | 1,650 | +100.0% | 0.02% | – |
| NRK | New | NUVEEN NY AMT FREE QLT MNCPL INCM CF | $62,000 | – | 4,610 | +100.0% | 0.02% | – |
| New | MICRO FOCUS INTERNATIONAL ADR | $62,000 | – | 4,447 | +100.0% | 0.02% | – | |
| RS | New | RELIANCE STEEL ORD | $59,000 | – | 500 | +100.0% | 0.02% | – |
| QURE | Sell | UNIQURE ORD | $57,000 | -79.7% | 800 | -88.8% | 0.02% | -79.1% |
| NRGX | New | PIMCO ENRG TCTCL CRT OPPO CF | $57,000 | – | 3,506 | +100.0% | 0.02% | – |
| HYT | Sell | BLACKROCK CORPORATE HIGH YIELD CF | $58,000 | -23.7% | 5,196 | -27.1% | 0.02% | -21.7% |
| CRWD | New | CROWDSTRIKE HOLDINGS CL A ORDcall | $59,000 | – | 1,185 | +100.0% | 0.02% | – |
| TPR | New | TAPESTRY ORD | $59,000 | – | 2,205 | +100.0% | 0.02% | – |
| EFT | New | EATON VANCE FLOATING RATE INCOME CF | $57,000 | – | 4,200 | +100.0% | 0.02% | – |
| GDXJ | New | VANECK VECTOR JUNR GOLD MNRS ETF | $59,000 | – | 1,400 | +100.0% | 0.02% | – |
| GDL | Buy | GDL CF | $54,000 | +390.9% | 5,816 | +349.8% | 0.02% | +466.7% |
| COG | New | CABOT OIL & GAS ORD | $54,000 | – | 3,150 | +100.0% | 0.02% | – |
| QQQ | Sell | INVSC QQQ TRUST SRS 1 ETFput | $56,000 | -51.7% | 268 | -56.5% | 0.02% | -51.4% |
| WDAY | New | WORKDAY CL A ORD | $55,000 | – | 335 | +100.0% | 0.02% | – |
| LDP | Buy | COHEN & STEERS LTD DUR PRFD INCM CF | $52,000 | +4.0% | 2,000 | +2.0% | 0.02% | +6.7% |
| PLAY | New | DAVE BUSTERS ENTERTAINMENT ORD | $53,000 | – | 1,336 | +100.0% | 0.02% | – |
| ORBC | ORBCOMM ORD | $52,000 | -11.9% | 12,500 | 0.0% | 0.02% | -11.1% | |
| MFM | New | MFS MUNICIPAL INCOME CF | $51,000 | – | 7,238 | +100.0% | 0.02% | – |
| SFIX | New | STITCH FIX CL A ORD | $51,000 | – | 2,000 | +100.0% | 0.02% | – |
| BBDC | Sell | BARINGS BDC ORD | $51,000 | -51.9% | 5,000 | -52.2% | 0.02% | -50.0% |
| GDOT | Buy | GREEN DOT CL A ORD | $51,000 | +104.0% | 2,200 | +120.0% | 0.02% | +100.0% |
| LNTH | New | LANTHEUS HOLDINGS ORD | $51,000 | – | 2,500 | +100.0% | 0.02% | – |
| NCR | Sell | NCR ORD | $52,000 | -64.4% | 1,500 | -67.7% | 0.02% | -64.4% |
| SENEB | SENECA FOODS CL B ORD | $47,000 | +34.3% | 1,154 | 0.0% | 0.02% | +36.4% | |
| PCF | New | HIGH INCOME SECURITIES CF | $49,000 | – | 5,574 | +100.0% | 0.02% | – |
| JHS | Buy | JOHN HANCOCK INCOME SECURITIES CF | $49,000 | +19.5% | 3,352 | +17.5% | 0.02% | +15.4% |
| NIE | New | ALLIANZGI EQUITY AND CNV INCOME CF | $50,000 | – | 2,237 | +100.0% | 0.02% | – |
| TPRE | New | THIRD POINT REINSURANCE ORD | $47,000 | – | 4,500 | +100.0% | 0.02% | – |
| GER | New | GOLDMAN SACHS MLP ENERGY RENSANC ORD | $49,000 | – | 11,410 | +100.0% | 0.02% | – |
| GTTN | New | GTT COMMUNICATIONS ORD | $49,000 | – | 4,400 | +100.0% | 0.02% | – |
| WLL | New | WHITING PETROLEUM ORD | $50,000 | – | 6,900 | +100.0% | 0.02% | – |
| IGI | Sell | WESTERN ASSET INVEST GR DEF OPP CF | $47,000 | -47.8% | 2,057 | -51.5% | 0.02% | -46.4% |
| MFACU | Sell | MEGALITH FINANCIAL ACQUISITION UNT | $48,000 | -40.0% | 4,650 | -39.6% | 0.02% | -37.5% |
| CWBHF | Sell | CHARLOTTES WEB HLDGS ORD | $49,000 | -76.3% | 6,500 | -56.7% | 0.02% | -76.2% |
| MSON | New | MISONIX ORD | $48,000 | – | 2,600 | +100.0% | 0.02% | – |
| GPS | New | GAP ORD | $45,000 | – | 2,565 | +100.0% | 0.01% | – |
| CRM | Buy | SALESFORCE.COM ORD | $44,000 | – | 276 | +27500.0% | 0.01% | – |
| CVNA | Buy | CARVANA CL A ORD | $46,000 | +76.9% | 500 | +25.0% | 0.01% | +75.0% |
| REZI | New | RESIDEO TECHNOLOGIES ORD | $45,000 | – | 3,850 | +100.0% | 0.01% | – |
| FMO | New | FIDUCIARY CLYMR ENRG INFRA NAV CF | $44,000 | – | 5,588 | +100.0% | 0.01% | – |
| BRBW | New | BRUNSWICK BANCORP ORD | $45,000 | – | 5,000 | +100.0% | 0.01% | – |
| RCM | New | R1 RCM ORD | $45,000 | – | 3,500 | +100.0% | 0.01% | – |
| EXPE | Buy | EXPEDIA GROUP ORD | $44,000 | +18.9% | 415 | +48.2% | 0.01% | +27.3% |
| ADS | Sell | ALLIANCE DATA SYSTEMS ORD | $45,000 | -98.9% | 406 | -98.7% | 0.01% | -98.8% |
| XEC | Buy | CIMAREX ENERGY ORD | $44,000 | +2100.0% | 855 | +1610.0% | 0.01% | +1300.0% |
| MGPI | New | MGP INGREDIENTS ORD | $44,000 | – | 921 | +100.0% | 0.01% | – |
| HPI | New | JOHN HANCOCK PREFERRED INCOME CF | $41,000 | – | 1,800 | +100.0% | 0.01% | – |
| BFA | Sell | BROWN FORMAN CL A ORD | $43,000 | -17.3% | 690 | -20.8% | 0.01% | -18.8% |
| UBER | Buy | UBER TECHNOLOGIES INCcall | $41,000 | +583.3% | 1,380 | +576.5% | 0.01% | +550.0% |
| CBU | New | COMMUNITY BANK SYSTEM ORD | $41,000 | – | 585 | +100.0% | 0.01% | – |
| TER | Buy | TERADYNE ORD | $42,000 | +90.9% | 625 | +63.6% | 0.01% | +85.7% |
| IRR | New | VOYA NATURAL RESURCS EQTY INC CF | $41,000 | – | 9,969 | +100.0% | 0.01% | – |
| TCO | New | TAUBMAN CNTR REIT ORD | $41,000 | – | 1,340 | +100.0% | 0.01% | – |
| VIAC | New | VIACOMCBS CL B ORD | $41,000 | – | 1,000 | +100.0% | 0.01% | – |
| MSFT | New | MICROSOFT ORDput | $43,000 | – | 275 | +100.0% | 0.01% | – |
| AGD | New | ABERDEEN GLOBAL DYNAMIC DIVIDEND CF | $43,000 | – | 4,179 | +100.0% | 0.01% | – |
| AYR | New | AIRCASTLE ORD | $41,000 | – | 1,300 | +100.0% | 0.01% | – |
| VIRT | New | VIRTU FINANCIAL INC | $41,000 | – | 2,600 | +100.0% | 0.01% | – |
| PGZ | Sell | PRINCIPAL REAL ESTATE INCOME CF | $43,000 | -77.2% | 2,048 | -77.7% | 0.01% | -77.6% |
| RVT | New | ROYCE VALUE CF | $42,000 | – | 2,888 | +100.0% | 0.01% | – |
| CC | Buy | CHEMOURS ORD | $40,000 | +900.0% | 2,250 | +650.0% | 0.01% | +1100.0% |
| AR | New | ANTERO RESOURCES ORD | $39,000 | – | 13,910 | +100.0% | 0.01% | – |
| CDEV | New | CENTENNIAL RESOURCE DEVLP CL A ORD | $40,000 | – | 8,840 | +100.0% | 0.01% | – |
| CEN | New | CENTER COAST BRKFLD MLP ENRG INFR CF | $39,000 | – | 6,305 | +100.0% | 0.01% | – |
| KTF | New | DWS MUNICIPAL INCOME CF | $39,000 | – | 3,513 | +100.0% | 0.01% | – |
| DEX | New | DELAWARE ENHANCED GLO DIV & INC CF | $38,000 | – | 3,686 | +100.0% | 0.01% | – |
| FMCC | Buy | FEDERAL HOME LOAN MORTGAGE ORD | $38,000 | – | 12,800 | +12700.0% | 0.01% | – |
| FLR | New | FLUOR ORD | $39,000 | – | 2,100 | +100.0% | 0.01% | – |
| IBKR | New | INTERACTIVE BROKERS GROUP CL A ORD | $38,000 | – | 830 | +100.0% | 0.01% | – |
| LENB | Buy | LENNAR CL B ORD | $38,000 | +2.7% | 859 | +1.2% | 0.01% | +9.1% |
| NUS | New | NU SKIN ENTERPRISES CL A ORD | $40,000 | – | 1,000 | +100.0% | 0.01% | – |
| PCG | New | PG&E ORD | $40,000 | – | 3,700 | +100.0% | 0.01% | – |
| QRTEA | New | QURATE RETAIL SRS A ORD | $40,000 | – | 4,770 | +100.0% | 0.01% | – |
| SQ | New | SQUARE CL A ORD | $40,000 | – | 650 | +100.0% | 0.01% | – |
| TWOU | New | 2U ORD | $38,000 | – | 1,620 | +100.0% | 0.01% | – |
| V | Sell | VISA CL A ORD | $38,000 | -99.2% | 204 | -99.2% | 0.01% | -99.1% |
| AMCR | New | AMCOR ORD | $38,000 | – | 3,510 | +100.0% | 0.01% | – |
| LILAK | Sell | LIBERTY LATIN AMERICA CL C ORD | $38,000 | -77.9% | 2,000 | -80.2% | 0.01% | -77.4% |
| STNG | Sell | SCORPIO TANKERS ORD | $39,000 | -91.3% | 1,000 | -93.4% | 0.01% | -91.2% |
| DPG | Sell | DUFF PHELPS UTILITY AND INFRASUTR CF | $37,000 | -61.5% | 2,496 | -58.8% | 0.01% | -62.1% |
| SZC | New | CUSHING RENAISSANCE CF | $36,000 | – | 2,678 | +100.0% | 0.01% | – |
| PCM | Sell | PCM FUND CF | $35,000 | -5.4% | 3,082 | -8.6% | 0.01% | 0.0% |
| MYC | Buy | BLACKROCK MUNIYIELD CALIFORNIA CF | $36,000 | +1100.0% | 2,588 | +903.1% | 0.01% | +1000.0% |
| LYFT | Buy | LYFT CL A ORDcall | $34,000 | +1600.0% | 812 | +1094.1% | 0.01% | +1000.0% |
| HRC | New | HILL ROM HOLDINGS ORD | $34,000 | – | 300 | +100.0% | 0.01% | – |
| MAG | Sell | MAG SILVER ORD | $37,000 | -11.9% | 3,201 | -20.0% | 0.01% | -15.4% |
| REED | New | REEDS ORD | $34,000 | – | 37,496 | +100.0% | 0.01% | – |
| HGV | Sell | HILTON GRAND VACATIONS ORD | $37,000 | -91.7% | 1,100 | -92.1% | 0.01% | -92.0% |
| CEM | New | CLEARBRIDGE MLP AND MIDSTREAM NAV CF | $32,000 | – | 2,882 | +100.0% | 0.01% | – |
| BYND | New | BEYOND MEAT ORDcall | $33,000 | – | 448 | +100.0% | 0.01% | – |
| FXE | New | INVSC CRNCYSH EURO CURRENCY ETF | $31,000 | – | 300 | +100.0% | 0.01% | – |
| CONE | New | CYRUSONE REIT ORD | $32,000 | – | 500 | +100.0% | 0.01% | – |
| PTY | Sell | PIMCO CORPORATE OPPORTUNITY CF | $32,000 | -68.6% | 1,729 | -69.3% | 0.01% | -67.7% |
| DMPI | New | DELMAR PHARMACEUTICALS ORD | $32,000 | – | 47,000 | +100.0% | 0.01% | – |
| OXY | New | OCCIDENTAL PETROLEUM ORDcall | $32,000 | – | 790 | +100.0% | 0.01% | – |
| HYG | ISHARES IBOXX HIGH YIELD BOND ETFput | $32,000 | 0.0% | 375 | 0.0% | 0.01% | 0.0% | |
| KSS | New | KOHL'S ORD | $32,000 | – | 630 | +100.0% | 0.01% | – |
| SLM | New | SLM ORD | $31,000 | – | 3,500 | +100.0% | 0.01% | – |
| KERN | New | AKERNA ORD | $32,000 | – | 3,875 | +100.0% | 0.01% | – |
| HCHC | New | HC2 HOLDINGS ORD | $32,000 | – | 15,000 | +100.0% | 0.01% | – |
| LB | New | L BRANDS ORD | $31,000 | – | 1,755 | +100.0% | 0.01% | – |
| BRMK | New | BROADMARK REALTY CAPITAL ORD | $31,000 | – | 2,500 | +100.0% | 0.01% | – |
| NMIH | New | NMI HOLDINGS CL A ORD | $33,000 | – | 1,000 | +100.0% | 0.01% | – |
| BNCC | New | BNCCORP ORD | $31,000 | – | 900 | +100.0% | 0.01% | – |
| PAAS | PAN AMER SILVER ORD | $30,000 | +57.9% | 1,270 | 0.0% | 0.01% | +50.0% | |
| ERI | New | ELDORADO RESORTS ORD | $29,000 | – | 500 | +100.0% | 0.01% | – |
| PINS | Buy | PINTEREST CL A ORDcall | $28,000 | +1300.0% | 1,551 | +1284.8% | 0.01% | +800.0% |
| CCD | New | CALAMOS DYNAMIC CONVERTIBLE CF | $28,000 | – | 1,349 | +100.0% | 0.01% | – |
| TLI | Buy | WESTERN ASSET CORPORATE LOAN CF | $28,000 | +2700.0% | 2,849 | +1556.4% | 0.01% | – |
| CAT | New | CATERPILLAR ORD | $29,000 | – | 200 | +100.0% | 0.01% | – |
| MSM | Buy | MSC INDUSTRIAL CL A ORD | $29,000 | +16.0% | 370 | +5.7% | 0.01% | +12.5% |
| GRX | New | GABELLI HEALTHCARE & WELLNESSRX TRUST | $28,000 | – | 2,473 | +100.0% | 0.01% | – |
| AEF | New | ABERDEEN EMERGING MARKET EQY INCM CF | $30,000 | – | 4,000 | +100.0% | 0.01% | – |
| BG | New | BUNGE ORD | $28,000 | – | 500 | +100.0% | 0.01% | – |
| BBN | Sell | BLACKROCK TAXABL MUNI BND CF | $25,000 | -76.9% | 1,038 | -76.4% | 0.01% | -75.8% |
| GLRE | New | GREENLIGHT CAPITAL CL A ORD | $26,000 | – | 2,600 | +100.0% | 0.01% | – |
| GS | New | GOLDMAN SACHS GROUP ORD | $25,000 | – | 109 | +100.0% | 0.01% | – |
| JDST | Buy | DIREXION DLY JR GOLD MIN BEAR 3X ETF | $25,000 | -32.4% | 2,574 | +21.9% | 0.01% | -27.3% |
| XRX | Sell | XEROX HOLDINGS ORD | $27,000 | -91.0% | 750 | -92.5% | 0.01% | -91.2% |
| DSU | Sell | BLACKROCK DEBT STRATEGIES CF | $26,000 | -71.1% | 2,344 | -72.1% | 0.01% | -71.4% |
| NCV | Buy | ALLIANZGI CONVER AND INCM CF | $25,000 | +733.3% | 4,368 | +534.9% | 0.01% | +700.0% |
| OCFT | New | ONECONNECT FINANCL TCH ADR REP 3 ORDsponsored adr | $22,000 | – | 2,250 | +100.0% | 0.01% | – |
| New | ORGANIGRAM HOLDINGS ORD | $23,000 | – | 9,650 | +100.0% | 0.01% | – | |
| MDCO | New | MEDICINES ORD (NMS)call | $22,000 | – | 264 | +100.0% | 0.01% | – |
| XLNX | New | XILINX ORDcall | $23,000 | – | 240 | +100.0% | 0.01% | – |
| HIIQ | Sell | HEALTH INSURANCE INNOVATION CL A ORD | $21,000 | -69.1% | 1,125 | -59.1% | 0.01% | -66.7% |
| INDO | New | INDONESIA ENERGY ORD | $22,000 | – | 3,100 | +100.0% | 0.01% | – |
| ALG | New | ALAMO GROUP ORD | $22,000 | – | 180 | +100.0% | 0.01% | – |
| GEF | Sell | GREIF CL A ORD | $24,000 | -35.1% | 564 | -43.5% | 0.01% | -36.4% |
| XHB | SPDR S&P HOMEBUILDERS ETFput | $22,000 | 0.0% | 500 | 0.0% | 0.01% | 0.0% | |
| MDM | Buy | MOUNTAIN PROVINCE DIAMONDS ORD | $23,000 | +4.5% | 26,619 | +13.0% | 0.01% | 0.0% |
| IQ | New | IQIYI ADS REP 7 CL A ORD | $21,000 | – | 1,000 | +100.0% | 0.01% | – |
| ZG | New | ZILLOW GROUP CL A ORD | $18,000 | – | 400 | +100.0% | 0.01% | – |
| ICAD | New | ICAD ORD | $19,000 | – | 2,500 | +100.0% | 0.01% | – |
| VLY | Buy | VALLEY NATIONAL ORD | $18,000 | +12.5% | 1,638 | +5.8% | 0.01% | +20.0% |
| LMT | New | LOCKHEED MARTIN ORD | $19,000 | – | 50 | +100.0% | 0.01% | – |
| AGR | Sell | AVANGRID ORD | $18,000 | -41.9% | 364 | -39.5% | 0.01% | -33.3% |
| AVX | New | AVX ORD | $20,000 | – | 1,000 | +100.0% | 0.01% | – |
| SCCO | SOUTHERN COPPER ORD | $20,000 | +25.0% | 471 | 0.0% | 0.01% | +20.0% | |
| MDU | Buy | MDU RESOURCES GROUP ORD | $18,000 | +12.5% | 637 | +5.8% | 0.01% | +20.0% |
| PACB | Buy | PACIFIC BIOSCIENCES OF CALIFRNIA ORD | $20,000 | +5.3% | 3,935 | +2.6% | 0.01% | 0.0% |
| LTMAQ | New | LATAM AIRLINES GROUP ADR REP 1 ORDcall | $19,000 | – | 1,875 | +100.0% | 0.01% | – |
| AMK | New | ASSETMARK FINANCIAL HOLDINGS ORD | $20,000 | – | 700 | +100.0% | 0.01% | – |
| CFB | New | CROSSFIRST BANKSHARES ORD | $18,000 | – | 1,250 | +100.0% | 0.01% | – |
| GOF | Sell | GUGGENHEIM STRATEGIC OPPORTNITIES CF | $19,000 | -67.8% | 1,100 | -64.5% | 0.01% | -66.7% |
| TVTY | New | TIVITY HEALTH ORD | $20,000 | – | 1,000 | +100.0% | 0.01% | – |
| EQ | New | EQUILLIUM ORD | $18,000 | – | 5,600 | +100.0% | 0.01% | – |
| DSE | New | DUFF PHLPS SLT MLP MDSTRM ENG NAV CF | $17,000 | – | 4,576 | +100.0% | 0.01% | – |
| PAHC | Sell | PHIBRO ANIMAL HEALTH CL A ORD | $17,000 | -22.7% | 700 | -32.7% | 0.01% | -28.6% |
| TGE | Sell | TALLGRASS ENERGY CL A ORD | $15,000 | -99.3% | 700 | -99.3% | 0.01% | -99.2% |
| RVNC | New | REVANCE THERAPEUTICS ORD | $16,000 | – | 1,000 | +100.0% | 0.01% | – |
| WSBC | Buy | WESBANCO ORD | $17,000 | +6.2% | 455 | +5.8% | 0.01% | 0.0% |
| GDX | New | VANECK VECTORS GOLD MINERS ETFcall | $15,000 | – | 525 | +100.0% | 0.01% | – |
| UGI | Buy | UGI ORD | $16,000 | -5.9% | 364 | +5.8% | 0.01% | 0.0% |
| GSPRA | New | GOLDMAN SACHS DS RPT 1/1000 SR A PRF | $15,000 | – | 700 | +100.0% | 0.01% | – |
| SAIC | New | SCIENCE APPLICATIONS INTERNATIAL ORD | $17,000 | – | 200 | +100.0% | 0.01% | – |
| FEI | Sell | FIRST TRUST MLP AND ENERGY INCOME CF | $16,000 | -88.7% | 1,359 | -89.0% | 0.01% | -88.4% |
| FTAC | Sell | FINTECH ACQUISITION CL A ORD | $16,000 | 0.0% | 1,648 | -0.1% | 0.01% | 0.0% |
| UVXY | Sell | PROSHARES ULTRA VIX SHORT TERM ETF | $12,000 | -95.4% | 1,000 | -90.0% | 0.00% | -95.0% |
| RNST | New | RENASANT ORD | $12,000 | – | 364 | +100.0% | 0.00% | – |
| JOF | New | JAPAN SMALLER CAPITALIZATION CF | $13,000 | – | 1,500 | +100.0% | 0.00% | – |
| KNSL | New | KINSALE CAPITAL GROUP ORD | $12,000 | – | 125 | +100.0% | 0.00% | – |
| NJR | Buy | NJ RESOURCES ORD | $12,000 | +9.1% | 273 | +5.8% | 0.00% | +33.3% |
| IWM | Sell | ISHARES RUSSELL 2000 ETFput | $14,000 | -63.2% | 90 | -65.0% | 0.00% | -66.7% |
| KOF | New | COCA-COLA FEMSA ADR REP 10 UNTsponsored adr | $12,000 | – | 211 | +100.0% | 0.00% | – |
| XP | New | XP CL A ORD | $13,000 | – | 345 | +100.0% | 0.00% | – |
| PRTY | Sell | PARTY CITY HOLDCO INC | $13,000 | -94.9% | 5,911 | -86.9% | 0.00% | -94.9% |
| NNN | Buy | NATIONAL RETAIL PROPERTIES REIT ORD | $12,000 | 0.0% | 239 | +11.7% | 0.00% | 0.0% |
| PML | Buy | PIMCO MUNICIPAL INCOME II CF | $12,000 | 0.0% | 819 | +5.8% | 0.00% | 0.0% |
| NSCO | New | NESCO HOLDINGS ORD | $14,000 | – | 3,642 | +100.0% | 0.00% | – |
| ERJ | New | EMBRAER ADR REP FOUR ORD (NYS)call | $13,000 | – | 700 | +100.0% | 0.00% | – |
| CEMI | Sell | CHEMBIO DIAGNOSTICS ORD | $12,000 | -42.9% | 2,659 | -25.8% | 0.00% | -33.3% |
| BIDU | BAIDU ADR REP 1/10 CL A ORDcall | $12,000 | +20.0% | 100 | 0.0% | 0.00% | +33.3% | |
| TALO | New | TALOS ENERGY ORDcall | $13,000 | – | 463 | +100.0% | 0.00% | – |
| HTGM | Buy | HTG MOLECULAR DIAGNOSTICS ORD | $14,000 | +16.7% | 20,500 | +10.8% | 0.00% | 0.0% |
| UPLD | UPLAND SOFTWARE ORD | $10,000 | 0.0% | 300 | 0.0% | 0.00% | 0.0% | |
| MJ | New | ETFMG ALTERNATIVE HARVEST ETFcall | $9,000 | – | 574 | +100.0% | 0.00% | – |
| FNMAM | FANNIE MAE NON CUMULATIVE H PFD | $11,000 | -15.4% | 600 | 0.0% | 0.00% | -25.0% | |
| HDSN | New | HUDSON TECHNOLOGIES ORD | $9,000 | – | 10,000 | +100.0% | 0.00% | – |
| CWENA | Sell | CLEARWAY ENERGY CL A ORD | $10,000 | -97.7% | 550 | -97.8% | 0.00% | -97.8% |
| PMF | Buy | PIMCO MUNICIPAL INCOME CF | $9,000 | 0.0% | 637 | +5.8% | 0.00% | 0.0% |
| FOF | New | COHEN & STEERS CLOSED END OPPOR CF | $9,000 | – | 678 | +100.0% | 0.00% | – |
| AVB | Sell | AVALONBAY COMMUNITIES REIT ORD | $11,000 | -86.7% | 56 | -85.5% | 0.00% | -88.0% |
| OXY | New | OCCIDENTAL PETROLEUM ORDput | $9,000 | – | 240 | +100.0% | 0.00% | – |
| DDD | Sell | 3D SYSTEMS ORDcall | $9,000 | 0.0% | 1,129 | -4.2% | 0.00% | 0.0% |
| TLRY | Buy | TILRAY CL 2 ORDcall | $9,000 | – | 552 | +2300.0% | 0.00% | – |
| HPE | HEWLETT PACKARD ENTERPRISE ORD | $9,000 | +12.5% | 586 | 0.0% | 0.00% | +50.0% | |
| TTE | TOTAL ADR REP 1 ORDsponsored adr | $11,000 | +10.0% | 200 | 0.0% | 0.00% | 0.0% | |
| TRNE | Sell | TRINE ACQUISITION CL A ORD | $10,000 | -98.3% | 1,100 | -98.1% | 0.00% | -98.3% |
| LKSDQ | New | LSC COMMUNICATIONS ORD | $10,000 | – | 50,000 | +100.0% | 0.00% | – |
| CHNG | New | CHANGE HEALTHCARE ORD | $11,000 | – | 700 | +100.0% | 0.00% | – |
| AMD | New | ADVANCED MICRO DEVICES ORDput | $10,000 | – | 235 | +100.0% | 0.00% | – |
| Buy | GRAYSCALE BITCOIN ORD | $11,000 | +450.0% | 1,401 | +460.4% | 0.00% | +200.0% | |
| RLH | Sell | RED LION HOTELS ORD | $11,000 | -94.3% | 3,100 | -89.7% | 0.00% | -94.9% |
| GMHIU | GORES METROPOULOS UNT | $11,000 | 0.0% | 1,100 | 0.0% | 0.00% | 0.0% | |
| SPAQU | SPARTAN ENERGY ACQUISITION CL A UNT | $11,000 | 0.0% | 1,100 | 0.0% | 0.00% | 0.0% | |
| SPAQ | Sell | SPARTAN ENERGY ACQUISITION CL A ORD | $10,000 | -37.5% | 1,000 | -37.1% | 0.00% | -40.0% |
| SAGE | New | SAGE THERAPEUTICS ORD | $9,000 | – | 129 | +100.0% | 0.00% | – |
| FMS | New | FRESENIUS MEDICAL ADR REPTG 0.5 ORDcall | $11,000 | – | 300 | +100.0% | 0.00% | – |
| SHAK | New | SHAKE SHACK CL A ORDcall | $9,000 | – | 155 | +100.0% | 0.00% | – |
| WORK | New | SLACK TECHNOLOGIES CL A ORDcall | $10,000 | – | 464 | +100.0% | 0.00% | – |
| IPHA | New | INNATE PHARMA ADR | $11,000 | – | 1,795 | +100.0% | 0.00% | – |
| GLOG | New | GASLOG ORD | $11,000 | – | 1,221 | +100.0% | 0.00% | – |
| EAT | BRINKER INTERNATIONAL ORD | $5,000 | 0.0% | 135 | 0.0% | 0.00% | 0.0% | |
| PCN | Sell | PIMCO CORP INCOME CF | $6,000 | -86.0% | 364 | -84.5% | 0.00% | -84.6% |
| PINE | New | ALPINE INCOME PROPERTY TRUST ORD | $7,000 | – | 400 | +100.0% | 0.00% | – |
| CIND | CHINA INDUSTRIAL GROUP ORD | $5,000 | -16.7% | 1,397,637 | 0.0% | 0.00% | 0.0% | |
| ESBK | New | ELMIRA SAVINGS BANK ORD | $6,000 | – | 400 | +100.0% | 0.00% | – |
| FDX | New | FEDEX ORDcall | $7,000 | – | 50 | +100.0% | 0.00% | – |
| SMMCU | Sell | SOUTH MOUNTAIN MERGER UNT | $5,000 | -16.7% | 496 | -19.7% | 0.00% | 0.0% |
| BABA | Buy | ALIBABA GROUP HOLDING ADR REP 8 ORDcall | $6,000 | +500.0% | 30 | +275.0% | 0.00% | – |
| WTR | AQUA AMERICA ORD | $5,000 | 0.0% | 126 | 0.0% | 0.00% | 0.0% | |
| HOFSQ | New | HERMITAGE OFFSHORE SERVICES ORD | $8,000 | – | 8,286 | +100.0% | 0.00% | – |
| MU | New | MICRON TECHNOLOGY ORDcall | $6,000 | – | 125 | +100.0% | 0.00% | – |
| GS | New | GOLDMAN SACHS GROUP ORDcall | $5,000 | – | 24 | +100.0% | 0.00% | – |
| S | New | SPRINT ORD | $5,000 | – | 1,100 | +100.0% | 0.00% | – |
| UVSP | Buy | UNIVEST FINANCIAL ORD | $7,000 | +16.7% | 273 | +5.8% | 0.00% | 0.0% |
| PFE | New | PFIZER ORD | $7,000 | – | 200 | +100.0% | 0.00% | – |
| SPT | New | SPROUT SOCIAL CL A ORD | $5,000 | – | 350 | +100.0% | 0.00% | – |
| TRST | Buy | TRUSTCO BANK ORD | $7,000 | 0.0% | 910 | +5.8% | 0.00% | 0.0% |
| CLM | New | CORNERSTONE STRATEGIC VALUE CF | $6,000 | – | 540 | +100.0% | 0.00% | – |
| DMF | New | BNY MELLON MUNICIPAL INCOME NAV CF | $8,000 | – | 900 | +100.0% | 0.00% | – |
| KELYB | Buy | KELLY SERVICES CL B ORD | $6,000 | +100.0% | 291 | +60.8% | 0.00% | +100.0% |
| SNP | CHINA PETRO & CHEM ADR REP 100 H ORDsponsored adr | $5,000 | 0.0% | 99 | 0.0% | 0.00% | 0.0% | |
| TBT | Sell | PROSHRES ULTRASHT 20 PLS YR TRSY ETF | $7,000 | -86.8% | 300 | -86.4% | 0.00% | -87.5% |
| CAN | New | CANAAN ADR REP 15 ORDsponsored adr | $6,000 | – | 1,000 | +100.0% | 0.00% | – |
| BXS | New | BANCORPSOUTH BANK ORD | $8,000 | – | 273 | +100.0% | 0.00% | – |
| FCX | Sell | FREEPORT MCMORAN ORD | $6,000 | -94.0% | 500 | -95.2% | 0.00% | -93.5% |
| CYSM | New | COMMUNITY BANCORP OF SANTA MARIA ORD | $6,000 | – | 477 | +100.0% | 0.00% | – |
| PMO | Buy | PUTNAM MUNICIPAL OPPORTUNITIES CF | $7,000 | +16.7% | 546 | +5.8% | 0.00% | 0.0% |
| AMRB | Sell | AMERICAN RIVER BANKSHARES ORD | $5,000 | -96.9% | 338 | -97.2% | 0.00% | -96.0% |
| FTNW | New | FTE NETWORKS ORD | $5,000 | – | 4,000 | +100.0% | 0.00% | – |
| XXII | New | 22ND CENTURY GROUP ORD | $5,000 | – | 5,000 | +100.0% | 0.00% | – |
| DLNGPRB | Sell | DYNAGAS LNG PARTNERS SRS B PRF | $6,000 | -87.5% | 347 | -85.2% | 0.00% | -86.7% |
| EOD | Buy | WELLS FARGO GLOBAL DIVIDEND OPPO CF | $8,000 | +14.3% | 1,456 | +5.8% | 0.00% | 0.0% |
| PPT | Buy | PUTNAM PREMIER INCOME CF | $5,000 | 0.0% | 1,092 | +5.8% | 0.00% | 0.0% |
| BELFA | Buy | BEL FUSE CL A ORD | $5,000 | – | 371 | +2373.3% | 0.00% | – |
| CRK | New | COMSTOCK RESOURCES ORD | $8,000 | – | 1,000 | +100.0% | 0.00% | – |
| RUSHA | Sell | RUSH ENTERPRISES CL A ORD | $6,000 | -85.0% | 140 | -86.7% | 0.00% | -83.3% |
| DLTR | New | DOLLAR TREE ORD | $5,000 | – | 55 | +100.0% | 0.00% | – |
| DXJ | New | WISDOMTREE JAPAN HEDGED EQUITY ETF (PSE)put | $5,000 | – | 100 | +100.0% | 0.00% | – |
| MYL | Buy | MYLAN ORDcall | $6,000 | +200.0% | 340 | +157.6% | 0.00% | +100.0% |
| BP | New | BP ADR EACH REPSTNG SIX ORDsponsored adr | $7,000 | – | 200 | +100.0% | 0.00% | – |
| VXX | Sell | BARCLAYS IPTH SRS B S&P SHRT TRM ETN | $7,000 | -98.3% | 500 | -97.1% | 0.00% | -98.4% |
| FRO | Buy | FRONTLINE ORDcall | $8,000 | +100.0% | 626 | +33.2% | 0.00% | +100.0% |
| OXSQ | New | OXFORD SQUARE CAPITAL ORD | $3,000 | – | 675 | +100.0% | 0.00% | – |
| BZUN | New | BAOZUN ADR REP 3 ORDsponsored adr | $4,000 | – | 150 | +100.0% | 0.00% | – |
| QK | New | Q&K INTERNATI GRP 1 ADR REP 30 ORDsponsored adr | $2,000 | – | 200 | +100.0% | 0.00% | – |
| DMB | New | BNY MELLON MNCPL BND INFRSTR NAV CF | $2,000 | – | 182 | +100.0% | 0.00% | – |
| WHG | Buy | WESTWOOD HOLDINGS GROUP ORD | $2,000 | 0.0% | 91 | +5.8% | 0.00% | 0.0% |
| USA | New | LIBERTY ALL STAR EQUITY CF | $3,000 | – | 455 | +100.0% | 0.00% | – |
| MAC | New | MACERICH REIT ORDcall | $3,000 | – | 140 | +100.0% | 0.00% | – |
| ASFI | New | ASTA FUNDING ORD | $3,000 | – | 300 | +100.0% | 0.00% | – |
| MVC | New | MVC CAPITAL ORD | $2,000 | – | 261 | +100.0% | 0.00% | – |
| LW | New | LAMB WESTON HOLDINGS ORD | $4,000 | – | 50 | +100.0% | 0.00% | – |
| ACTTU | ACT II GLOBAL ACQUISITION UNT | $3,000 | 0.0% | 300 | 0.0% | 0.00% | 0.0% | |
| APHA | APHRIA ORDcall | $2,000 | 0.0% | 555 | 0.0% | 0.00% | 0.0% | |
| HYACU | HAYMAKER ACQUISITION UNT | $2,000 | 0.0% | 200 | 0.0% | 0.00% | 0.0% | |
| CGC | Buy | CANOPY GROWTH ORDcall | $2,000 | +100.0% | 128 | +184.4% | 0.00% | – |
| LHC | Sell | LEO HOLDINGS CL A ORD | $2,000 | -92.3% | 217 | -91.6% | 0.00% | -87.5% |
| REZI | New | RESIDEO TECHNOLOGIES ORDcall | $2,000 | – | 250 | +100.0% | 0.00% | – |
| LBTYK | Sell | LIBERTY GLOBAL CL C ORD | $2,000 | -99.9% | 100 | -99.9% | 0.00% | -99.9% |
| NBSE | Sell | NEUBASE THERAPEUTICS ORD | $4,000 | -95.3% | 662 | -96.2% | 0.00% | -96.2% |
| NLSN | NIELSEN HOLDINGS ORD (NYS)call | $2,000 | 0.0% | 114 | 0.0% | 0.00% | 0.0% | |
| CARV | Sell | CARVER BANCORP ORD | $3,000 | -50.0% | 1,500 | -25.0% | 0.00% | -50.0% |
| SSPKU | Buy | SILVER SPIKE ACQUISITION UNT | $2,000 | – | 200 | +257.1% | 0.00% | – |
| TNPPRE | TSAKOS ENR NVG CUM RED PRP SRS E PRF | $4,000 | 0.0% | 200 | 0.0% | 0.00% | 0.0% | |
| HD | New | HOME DEPOT ORD | $2,000 | – | 10 | +100.0% | 0.00% | – |
| GRUB | New | GRUBHUB ORDcall | $3,000 | – | 75 | +100.0% | 0.00% | – |
| SSYS | STRATASYS ORD (NMS)call | $3,000 | 0.0% | 150 | 0.0% | 0.00% | 0.0% | |
| GRAFU | Sell | GRAF INDUSTRIAL RED UNT | $3,000 | -40.0% | 300 | -40.0% | 0.00% | -50.0% |
| NXPI | New | NXP SEMICONDUCTORS ORDcall | $2,000 | – | 17 | +100.0% | 0.00% | – |
| NXPI | Buy | NXP SEMICONDUCTORS ORDput | $4,000 | – | 38 | +3700.0% | 0.00% | – |
| DHT | New | DHT HOLDINGS ORDcall | $2,000 | – | 315 | +100.0% | 0.00% | – |
| KHC | New | KRAFT HEINZ ORDcall | $3,000 | – | 100 | +100.0% | 0.00% | – |
| SAMAU | Sell | SCHULTZE SPECIAL PURPOSE ACQUISI UNT | $3,000 | -57.1% | 300 | -60.1% | 0.00% | -50.0% |
| MS | New | MORGAN STANLEY ORDcall | $2,000 | – | 50 | +100.0% | 0.00% | – |
| KYNPRFCL | KAYNE ANDER 3.500 SRS F MAND RED PRF | $2,000 | 0.0% | 100 | 0.0% | 0.00% | 0.0% | |
| LOVE | Buy | LOVESAC COMPANY ORDcall | $3,000 | +200.0% | 246 | +200.0% | 0.00% | – |
| KB | KB FINANCIAL GROUP ADR REP ONE ORDsponsored adr | $4,000 | +33.3% | 99 | 0.0% | 0.00% | 0.0% | |
| FISI | New | FINANCIAL INSTITUTIONS ORD | $2,000 | – | 91 | +100.0% | 0.00% | – |
| FCOR | New | FIDELITY CORPORATE BOND ETF | $4,000 | – | 91 | +100.0% | 0.00% | – |
| PFLT | Sell | PENNANTPARK FLOATING RATE CAPITA ORD | $4,000 | -98.3% | 364 | -98.2% | 0.00% | -98.6% |
| SI | New | SILVERGATE CAPITAL CL A ORD | $3,000 | – | 250 | +100.0% | 0.00% | – |
| JD | Buy | JD.COM ADR REP 2 CL A ORDsponsored adr | $4,000 | +300.0% | 125 | +98.4% | 0.00% | – |
| SWKS | New | SKYWORKS SOLUTIONS ORDput | $3,000 | – | 25 | +100.0% | 0.00% | – |
| FMN | New | FEDERATED PREMIER MUNICIPL INCOME CF | $2,000 | – | 182 | +100.0% | 0.00% | – |
| CTBI | Buy | COMMUNITY TRUST BANCORP ORD | $4,000 | +33.3% | 91 | +5.8% | 0.00% | 0.0% |
| PCQ | Buy | PIMCO CALIFORNIA MUNICIPAL INCOME CF | $3,000 | 0.0% | 182 | +5.8% | 0.00% | 0.0% |
| ELAN | Sell | ELANCO ANIMAL HEALTH CVR | $2,000 | 0.0% | 100 | -7.4% | 0.00% | 0.0% |
| TLRDQ | New | TAILORED BRANDS ORD (NYS)call | $2,000 | – | 600 | +100.0% | 0.00% | – |
| EC | New | ECOPETROL ADR REP 20 ORDsponsored adr | $3,000 | – | 182 | +100.0% | 0.00% | – |
| STNG | Sell | SCORPIO TANKERS ORDcall | $2,000 | -71.4% | 62 | -75.2% | 0.00% | -50.0% |
| TECD | New | TECHNOLOGY DATA ORDput | $4,000 | – | 32 | +100.0% | 0.00% | – |
| PNI | Buy | PIMCO NEW YORK MUNICI INCOME II CF | $2,000 | 0.0% | 182 | +5.8% | 0.00% | 0.0% |
| PMX | Buy | PIMCO MUNICIPAL INCOME III CF | $4,000 | 0.0% | 364 | +5.8% | 0.00% | 0.0% |
| UA | Sell | UNDER ARMOUR CL C ORD | $3,000 | -40.0% | 200 | -33.3% | 0.00% | -50.0% |
| PZC | Sell | PIMCO CALIFOR MUNI INCM III CF | $4,000 | -55.6% | 364 | -56.9% | 0.00% | -66.7% |
| VBF | Sell | INVESCO BOND CF | $4,000 | -93.9% | 199 | -94.1% | 0.00% | -95.0% |
| MU | New | MICRON TECHNOLOGY ORDput | $2,000 | – | 40 | +100.0% | 0.00% | – |
| INTC | New | INTEL ORDput | $4,000 | – | 70 | +100.0% | 0.00% | – |
| CRIS | CURIS ORD | $3,000 | -25.0% | 2,000 | 0.0% | 0.00% | 0.0% | |
| INSG | Sell | INSEEGO ORD | $3,000 | -98.8% | 500 | -99.0% | 0.00% | -98.7% |
| CRON | New | CRONOS GROUP ORD | $3,000 | – | 400 | +100.0% | 0.00% | – |
| CRSAU | Sell | CRESCENT ACQUISITION UNT | $2,000 | -50.0% | 200 | -50.0% | 0.00% | 0.0% |
| INST | New | INSTRUCTURE ORDput | $2,000 | – | 46 | +100.0% | 0.00% | – |
| ERH | Buy | WELLS FARGO UTLTS AND HGH INCM CF | $2,000 | 0.0% | 182 | +5.8% | 0.00% | 0.0% |
| BRBR | New | BELLRING BRANDS CL A ORD | $4,000 | – | 200 | +100.0% | 0.00% | – |
| OR | New | OSISKO GOLD ROYALTIES ORDcall | $4,000 | – | 465 | +100.0% | 0.00% | – |
| QRVO | New | QORVO ORDput | $4,000 | – | 35 | +100.0% | 0.00% | – |
| VXX | Buy | BARCLAYS IPTH SRS B S&P SHRT TRM ETNcall | $3,000 | – | 200 | +900.0% | 0.00% | – |
| FNBCQ | FIRST NBC BANK HOLDING ORD | $0 | – | 20,000 | 0.0% | 0.00% | – | |
| JEF | Exit | JEFFERIES FINANCIAL GROUP ORDcall | $0 | – | -10 | -100.0% | 0.00% | – |
| LKNCY | Sell | LUCKIN COFFEE ADR REP 8 ORDcall | $0 | – | 5 | -90.0% | 0.00% | – |
| LPIH | LONGWEI PETROLEUM INVEST HOLDING ORD | $0 | – | 5,000 | 0.0% | 0.00% | – | |
| LOMA | LMA NGRA INDS SCD ANMA ADS REP 5 ORD | $0 | – | 12 | 0.0% | 0.00% | – | |
| LOGM | New | LOGMEIN ORD (NMS)call | $0 | – | 1 | +100.0% | 0.00% | – |
| OKE | Sell | ONEOK ORD | $0 | – | 2 | -66.7% | 0.00% | – |
| BIOS | OPTION CARE HEALTH ORD | $0 | – | 192 | 0.0% | 0.00% | – | |
| New | ORGANIGRAM HOLDINGS ORDcall | $0 | – | 11 | +100.0% | 0.00% | – | |
| LPCN | Buy | LIPOCINE ORD (NMS)call | $0 | – | 86 | +72.0% | 0.00% | – |
| NLOK | New | NORTONLIFELOCK ORDcall | $1,000 | – | 47 | +100.0% | 0.00% | – |
| PCG | Buy | PG&E ORDcall | $0 | – | 39 | +39.3% | 0.00% | – |
| LPL | Sell | LG DISPLAY ADR REP 1/2 ORDsponsored adr | $1,000 | -98.0% | 198 | -97.6% | 0.00% | -100.0% |
| PAAS | PAN AMER SILVER ORDput | $0 | – | 16 | 0.0% | 0.00% | – | |
| PYPL | New | PAYPAL HOLDINGS ORDcall | $0 | – | 5 | +100.0% | 0.00% | – |
| K | New | KELLOGG ORDcall | $0 | – | 5 | +100.0% | 0.00% | – |
| PTON | New | PELOTON INTERACTIVE ORDcall | $1,000 | – | 40 | +100.0% | 0.00% | – |
| KAR | New | KAR AUCTION SERVICES ORDcall | $0 | – | 10 | +100.0% | 0.00% | – |
| PHUN | PHUNWARE ORD | $0 | – | 400 | 0.0% | 0.00% | – | |
| TLT | Sell | ISHARES 20 PLS YEAR TREASURY BND ETFput | $0 | -100.0% | 1 | -99.0% | 0.00% | -100.0% |
| TLT | ISHARES 20 PLS YEAR TREASURY BND ETFcall | $0 | – | 1 | 0.0% | 0.00% | – | |
| PYN | Buy | PIMCO NEW YORK MUN INCOME III CF | $0 | – | 91 | +5.8% | 0.00% | – |
| IPHS | New | INNOPHOS HOLDINGS ORD (NMS)call | $0 | – | 11 | +100.0% | 0.00% | – |
| INPC | INPHONIC ORD (OTC) | $0 | – | 14,472 | 0.0% | 0.00% | – | |
| POLY | New | PLANTRONICS ORD (NYS)call | $0 | – | 25 | +100.0% | 0.00% | – |
| HHC | HOWARD HUGHES ORD (NYS)put | $0 | – | 1 | 0.0% | 0.00% | – | |
| PROSY | New | PROSUS SPONSORED ADR REP ORDsponsored adr | $0 | – | 1 | +100.0% | 0.00% | – |
| HTZGQ | New | HERTZ GLOBAL HOLDINGS ORD (NYS)put | $1,000 | – | 100 | +100.0% | 0.00% | – |
| QEP | QEP RESOURCES ORDcall | $0 | – | 32 | 0.0% | 0.00% | – | |
| QEP | Sell | QEP RESOURCES ORDput | $1,000 | -50.0% | 300 | -50.0% | 0.00% | -100.0% |
| HMNY | HELIOS AND MATHESON ANALYTICS ORDput | $0 | – | 2 | 0.0% | 0.00% | – | |
| RARX | New | RA PHARMACEUTICALS ORDcall | $0 | – | 19 | +100.0% | 0.00% | – |
| HMNY | HELIOS AND MATHESON ANALYTICS ORDcall | $0 | – | 2 | 0.0% | 0.00% | – | |
| HMNY | HELIOS AND MATHESON ANALYTICS ORD | $0 | – | 1,004 | 0.0% | 0.00% | – | |
| HIIQ | New | HEALTH INSURANCE INNOVATION CL A ORDcall | $0 | – | 35 | +100.0% | 0.00% | – |
| RFL | New | RAFAEL HLDGS INCcall | $0 | – | 10 | +100.0% | 0.00% | – |
| RRC | Sell | RANGE RESOURCES ORD | $1,000 | -98.3% | 300 | -98.0% | 0.00% | -100.0% |
| HABT | New | HABIT RESTAURANTS INCcall | $0 | – | 70 | +100.0% | 0.00% | – |
| RVNC | New | REVANCE THERAPEUTICS ORDput | $0 | – | 30 | +100.0% | 0.00% | – |
| HCHC | HC2 HOLDINGS ORDcall | $0 | -100.0% | 430 | 0.0% | 0.00% | – | |
| GT | Sell | GOODYEAR TIRE AND RUBBER ORDcall | $0 | – | 38 | -40.6% | 0.00% | – |
| GT | Sell | GOODYEAR TIRE AND RUBBER ORD | $1,000 | -98.8% | 86 | -98.5% | 0.00% | -100.0% |
| XOP | Buy | SPDR S&P OIL & GAS EXPL & PROD ETFcall | $1,000 | – | 84 | +250.0% | 0.00% | – |
| SAMSUNG ELECTRONICS REG S GDR | $1,000 | 0.0% | 1 | 0.0% | 0.00% | – | ||
| GSAT | GLOBALSTAR VTG ORD | $0 | – | 110 | 0.0% | 0.00% | – | |
| SAMA | SCHULTZE SPECIAL PURPOSE ACQUISI ORD | $0 | – | 62 | 0.0% | 0.00% | – | |
| GNPR | GENIUS PRODUCTS ORD | $0 | – | 122 | 0.0% | 0.00% | – | |
| SE | New | SEA ADS REP CL A ORDcall | $0 | – | 10 | +100.0% | 0.00% | – |
| CTON | SECOND STREET CAPITAL ORD | $0 | – | 20 | 0.0% | 0.00% | – | |
| GTYH | GTY TECHNOLOGY HOLDINGS ORD | $1,000 | 0.0% | 250 | 0.0% | 0.00% | – | |
| FLT | New | FLEETCOR TECHNOLOGIES ORD | $0 | – | 1 | +100.0% | 0.00% | – |
| FISV | FISERV ORDput | $0 | – | 5 | 0.0% | 0.00% | – | |
| SIGM | Sell | SIGMA DESIGNS ORD | $1,000 | 0.0% | 5,300 | -15.9% | 0.00% | – |
| SILV | New | SILVERCREST METALS ORDcall | $0 | – | 80 | +100.0% | 0.00% | – |
| FDX | Sell | FEDEX ORD | $1,000 | -99.6% | 12 | -99.3% | 0.00% | -100.0% |
| SWKS | New | SKYWORKS SOLUTIONS ORDcall | $1,000 | – | 15 | +100.0% | 0.00% | – |
| FTCH | New | FARFETCH CL A ORDput | $0 | – | 13 | +100.0% | 0.00% | – |
| FPAC | FAR POINT ACQUISITION CL A ORD | $1,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| FB | New | FACEBOOK CL A ORDcall | $0 | – | 1 | +100.0% | 0.00% | – |
| SONO | New | SONOS ORDcall | $0 | – | 4 | +100.0% | 0.00% | – |
| NXCN | NXCHAIN ORD | $0 | – | 800 | 0.0% | 0.00% | – | |
| EOLS | EVOLUS ORD (NMS)call | $0 | – | 4 | 0.0% | 0.00% | – | |
| ETCK | ENERTECK ORD | $0 | – | 7,500 | 0.0% | 0.00% | – | |
| SNDL | New | SUNDIAL GROWERS ORDcall | $0 | – | 216 | +100.0% | 0.00% | – |
| ECA | ENCANA ORD | $0 | – | 1 | 0.0% | 0.00% | – | |
| TGE | New | TALLGRASS ENERGY CL A ORDcall | $0 | – | 8 | +100.0% | 0.00% | – |
| TECD | New | TECHNOLOGY DATA ORDcall | $0 | – | 4 | +100.0% | 0.00% | – |
| DBX | New | DROPBOX CL A ORDcall | $0 | – | 50 | +100.0% | 0.00% | – |
| TELL | Sell | TELLURIAN ORD (NMS)call | $1,000 | -75.0% | 250 | -54.5% | 0.00% | -100.0% |
| DOFSQ | New | DIAMOND OFFSHORE DRILLING ORD | $1,000 | – | 200 | +100.0% | 0.00% | – |
| DELL | DELL TECHNOLOGIES CL C ORD | $0 | – | 1 | 0.0% | 0.00% | – | |
| DMLRY | DAIMLER ADR | $0 | – | 2 | 0.0% | 0.00% | – | |
| TEVA | TEVA PHARMA IND ADR REP 1 ORDsponsored adr | $0 | – | 100 | 0.0% | 0.00% | – | |
| CY | New | CYPRESS SEMICONDUCTOR ORDcall | $0 | – | 1 | +100.0% | 0.00% | – |
| TIDE | TIDELANDS OIL AND GAS ORD | $0 | – | 526,323 | 0.0% | 0.00% | – | |
| TIF | New | TIFFANY ORDcall | $0 | – | 6 | +100.0% | 0.00% | – |
| TOELY | TOKYO ELECTRON ADR REP 2 ORDsponsored adr | $0 | – | 2 | 0.0% | 0.00% | – | |
| CRON | Buy | CRONOS GROUP ORDcall | $0 | – | 126 | +40.0% | 0.00% | – |
| GTS | New | TRIPLE S MANAGEMENT CL B ORDput | $0 | – | 39 | +100.0% | 0.00% | – |
| CREE | New | CREE ORDcall | $1,000 | – | 25 | +100.0% | 0.00% | – |
| TWLO | New | TWILIO CL A ORDput | $0 | – | 2 | +100.0% | 0.00% | – |
| TWTR | New | TWITTER ORDcall | $1,000 | – | 61 | +100.0% | 0.00% | – |
| JCS | Sell | COMMUNICATIONS SYSTEMS ORD | $0 | -100.0% | 91 | -95.6% | 0.00% | -100.0% |
| CLVS | Buy | CLOVIS ONCOLOGY ORD (NMS)call | $0 | – | 8 | +60.0% | 0.00% | – |
| USO | New | UNITED STATES OIL ETF (PSE)put | $1,000 | – | 120 | +100.0% | 0.00% | – |
| X | New | US STEEL ORDcall | $1,000 | – | 150 | +100.0% | 0.00% | – |
| LFC | CHINA LIFE INSURNCE ADR REP 5 H ORDsponsored adr | $0 | – | 1 | 0.0% | 0.00% | – | |
| VWDRY | VESTAS WIND SYSTEMS AS ADR | $0 | – | 1 | 0.0% | 0.00% | – | |
| CDR | Sell | CEDAR REALTY REIT ORD | $0 | -100.0% | 300 | -57.1% | 0.00% | -100.0% |
| VKTX | Sell | VIKING THERAPEUTICS ORD | $1,000 | -97.1% | 220 | -95.8% | 0.00% | -100.0% |
| VKTX | VIKING THERAPEUTICS ORDcall | $0 | – | 28 | 0.0% | 0.00% | – | |
| New | CANSORTIUM EQY WRT EXP 03/21/2021 ON TIUM/U CF | $0 | – | 39,000 | +100.0% | 0.00% | – | |
| CVSI | Sell | CV SCIENCES ORD | $1,000 | -98.1% | 1,250 | -96.0% | 0.00% | -100.0% |
| BMY | New | BRISTOL MYERS SQUIBB ORDput | $0 | – | 1 | +100.0% | 0.00% | – |
| BMY | New | BRISTOL MYERS SQUIBB ORDcall | $0 | – | 3 | +100.0% | 0.00% | – |
| VYGR | Buy | VOYAGER THERAPEUTICS ORD (NMS)call | $0 | – | 64 | +113.3% | 0.00% | – |
| BA | New | BOEING ORDput | $0 | – | 2 | +100.0% | 0.00% | – |
| WAIR | Sell | WESCO AIRCRAFT HOLDINGS ORD | $1,000 | -99.1% | 100 | -99.0% | 0.00% | -100.0% |
| BMWYY | BAYERISCHE MOTOREN WERKE ADR | $0 | – | 1 | 0.0% | 0.00% | – | |
| BAYRY | BAYER AKTIENGESELLSCHAFT EACH RE ADR | $0 | – | 1 | 0.0% | 0.00% | – | |
| VXX | New | BARCLAYS IPTH SRS B S&P SHRT TRM ETNput | $0 | – | 30 | +100.0% | 0.00% | – |
| BBAR | New | BANCO BBVA ARGENTINA ADR REP 3 ORDsponsored adr | $0 | – | 109 | +100.0% | 0.00% | – |
| AXGN | Sell | AXOGEN ORDcall | $0 | – | 5 | -88.6% | 0.00% | – |
| WYNN | New | WYNN RESORTS ORD | $1,000 | – | 10 | +100.0% | 0.00% | – |
| ACB | Buy | AURORA CANNABIS ORDcall | $0 | – | 165 | +312.5% | 0.00% | – |
| ATROB | ASTRONICS CL B ORD | $1,000 | 0.0% | 67 | 0.0% | 0.00% | – | |
| ZNGA | New | ZYNGA CL A ORD (NMS)call | $1,000 | – | 200 | +100.0% | 0.00% | – |
| ASRT | ASSERTIO THERAPEUTICS ORD | $0 | – | 100 | 0.0% | 0.00% | – | |
| EURN | Buy | EURONAV NVcall | $0 | – | 50 | +100.0% | 0.00% | – |
| AQMS | AQUA METALS ORD | $0 | – | 440 | 0.0% | 0.00% | – | |
| AGN | New | ALLERGAN ORDput | $0 | – | 4 | +100.0% | 0.00% | – |
| TVTY | Exit | TIVITY HEALTH ORD (NMS)put | $0 | – | -38 | -100.0% | 0.00% | – |
| CISN | New | CISION ORD (NYS)call | $0 | – | 10 | +100.0% | 0.00% | – |
| APHA | New | APHRIA ORD | $1,000 | – | 300 | +100.0% | 0.00% | – |
| AXE | New | ANIXTER INTERNATIONAL ORDput | $0 | – | 5 | +100.0% | 0.00% | – |
| AMRN | Sell | AMARIN ADR REP 1 ORDsponsored adr | $1,000 | -99.5% | 50 | -99.6% | 0.00% | -100.0% |
| MO | New | ALTRIA GROUP ORD | $0 | – | 1 | +100.0% | 0.00% | – |
| AIMC | ALTRA INDUSTRIAL MOTION ORD | $0 | – | 1 | 0.0% | 0.00% | – | |
| MHPRD | New | MAIDEN HOLD 6.700 NON CUM SRS D PRF | $0 | – | 100 | +100.0% | 0.00% | – |
| AMRQQ | ALTA MESA RESOURCES CL A ORD | $0 | – | 2,500 | 0.0% | 0.00% | – | |
| NPCUF | ALLON THERAPEUTICS ORD | $0 | – | 30,000 | 0.0% | 0.00% | – | |
| CBH | Buy | ALIANZGI CNVRTBL INM 2024 TGT TRM CF | $1,000 | – | 182 | +111.6% | 0.00% | – |
| ALDX | ALDEYRA THERAPEUTICS ORD | $0 | – | 100 | 0.0% | 0.00% | – | |
| AKTS | Buy | AKOUSTIS TECHNOLOGIE ORDcall | $0 | – | 61 | +22.0% | 0.00% | – |
| AEM | New | AGNICO EAGLE ORDcall | $1,000 | – | 31 | +100.0% | 0.00% | – |
| ACHN | New | ACHILLION PHARMACEUTICALS ORDput | $1,000 | – | 200 | +100.0% | 0.00% | – |
| MYL | New | MYLAN ORDput | $0 | – | 33 | +100.0% | 0.00% | – |
| ACHN | New | ACHILLION PHARMACEUTICALS ORDcall | $0 | – | 9 | +100.0% | 0.00% | – |
| QGEN | New | QIAGEN ORDput | $0 | – | 1 | +100.0% | 0.00% | – |
| ACHC | ACADIA HEALTHCARE COMPANY ORD | $1,000 | 0.0% | 40 | 0.0% | 0.00% | – | |
| ACIA | New | ACACIA COMMUNICATIONS ORDcall | $1,000 | – | 28 | +100.0% | 0.00% | – |
| OSWWF | Sell | ONESPAWORLD HOLDINGS LTD | $1,000 | -88.9% | 300 | -84.2% | 0.00% | -100.0% |
| AFL | New | AFLAC ORD | $0 | – | 1 | +100.0% | 0.00% | – |
| IPOA | Exit | SOCIAL CPTL HEDOSOPHIA HLD CL A ORDput | $0 | – | -38 | -100.0% | 0.00% | – |
| NLTX | New | NEOLEUKIN THERAPEUTICS ORD (NMS)put | $0 | – | 25 | +100.0% | 0.00% | – |
| ACRX | Exit | ACELRX PHARMACEUTICALS ORD (NMS)call | $0 | – | -50 | -100.0% | 0.00% | – |
| BCLI | Exit | BRAINSTORM CELL THERAPEUTICS ORD (NMS)call | $0 | – | -20 | -100.0% | 0.00% | – |
| TXMD | Exit | THERAPEUTICSMD ORD (ASE)call | $0 | – | -87 | -100.0% | 0.00% | – |
| REAL | Exit | THE REALREAL ORDput | $0 | – | -12 | -100.0% | 0.00% | – |
| OAK | Exit | OAKTREE CAPITAL GROUP CL A UNT (NYS)put | $0 | – | -2 | -100.0% | 0.00% | – |
| CYOU | Exit | CHANGYOU.COM ADR REP 2 CL A ORD (NMS)call | $0 | – | -3 | -100.0% | 0.00% | – |
| NXC | Exit | NUVEEN CALIF SELECT TAX-FREE INCM CF | $0 | – | -86 | -100.0% | 0.00% | – |
| NCB | Exit | NUVEEN CALIFORNIA MUNICIPL VAL 2 CF | $0 | – | -86 | -100.0% | 0.00% | – |
| VFF | Exit | VILLAGE FARMS INTERNATIONAL ORDput | $0 | – | -48 | -100.0% | 0.00% | – |
| PGNX | Exit | PROGENICS PHARMACEUTICALS ORD (NMS)call | $0 | – | -10 | -100.0% | 0.00% | – |
| OPK | Exit | OPKO HEALTH ORD | $0 | – | -200 | -100.0% | 0.00% | – |
| KL | Exit | KIRKLAND LAKE GOLD ORD (NYS)call | $0 | – | -1 | -100.0% | 0.00% | – |
| SDTTU | Exit | SANDRIDGE MISSISSIPPIAN UNT | $0 | – | -2,234 | -100.0% | 0.00% | – |
| PSTG | Exit | PURE STORAGE CL A ORD | $0 | – | -100 | -100.0% | 0.00% | – |
| VSM | Exit | VERSUM MATERIALS ORDcall | $0 | – | -28 | -100.0% | 0.00% | – |
| WBC | Exit | WABCO HOLDINGS ORDput | $0 | – | -10 | -100.0% | 0.00% | – |
| OMER | Exit | OMEROS ORD (NMS)call | $0 | – | -5 | -100.0% | 0.00% | – |
| NLOK | New | NORTONLIFELOCK ORDput | $0 | – | 14 | +100.0% | 0.00% | – |
| ACAD | Exit | ACADIA PHARMACEUTICALS ORDcall | $0 | – | -3 | -100.0% | 0.00% | – |
| FTCH | Exit | FARFETCH CL A ORD (NYS)call | $0 | – | -25 | -100.0% | 0.00% | – |
| POTN | Exit | POTNETWORK HOLDINGS INC | $0 | – | -3,000 | -100.0% | 0.00% | – |
| ZS | Exit | ZSCALER ORDput | $0 | – | -25 | -100.0% | 0.00% | – |
| ARWR | Exit | ARROWHEAD PHARMACEUTICALS ORD (NMS)call | $0 | – | -5 | -100.0% | 0.00% | – |
| MHF | Exit | WESTERN ASSET MUNICIPAL HGH INCM CF | $0 | – | -172 | -100.0% | 0.00% | – |
| VICR | Exit | VICOR ORDcall | $0 | – | -21 | -100.0% | 0.00% | – |
| TEVA | Exit | TEVA PHARMA IND ADR REP 1 ORDcall | $0 | – | -34 | -100.0% | 0.00% | – |
| LULU | Exit | LULULEMON ATHLETICA ORD | $0 | – | -8 | -100.0% | 0.00% | – |
| ROKU | Exit | ROKU CL A ORDput | $0 | – | -15 | -100.0% | 0.00% | – |
| GE | Exit | GENERAL ELECTRIC ORDcall | $0 | – | -109 | -100.0% | 0.00% | – |
| EE | Exit | EL PASO ELECTRIC ORDcall | $0 | – | -13 | -100.0% | 0.00% | – |
| NTNX | Exit | NUTANIX CL A ORDcall | $0 | – | -50 | -100.0% | 0.00% | – |
| LLEXQ | Exit | LILIS ENERGY ORD | $0 | – | -3,300 | -100.0% | 0.00% | – |
| PVTL | Exit | PIVOTAL SOFTWARE CL A ORDput | $0 | – | -50 | -100.0% | 0.00% | – |
| MOTS | Sell | MOTUS GI HOLDINGS ORD | $1,000 | 0.0% | 500 | -16.7% | 0.00% | – |
| CBLK | Exit | CARBON BLACK ORDput | $0 | – | -43 | -100.0% | 0.00% | – |
| PAAS | Exit | PAN AMER SILVER ORDcall | $0 | – | -50 | -100.0% | 0.00% | – |
| ZYNE | Exit | ZYNERBA PHARMACEUTICALS ORD (NMS)call | $0 | – | -20 | -100.0% | 0.00% | – |
| MEN | Exit | BLACKROCK MUNIENHANCED CF | $0 | – | -172 | -100.0% | 0.00% | – |
| IOR | Exit | INCOME OPPORTUNITY REALTY INV ORD | $0 | – | -31 | -100.0% | 0.00% | – |
| TXN | Exit | TEXAS INSTRUMENTS ORD | $0 | – | -13 | -100.0% | 0.00% | – |
| EEM | Exit | ISHARES MSCI EMERGING MARKETS ETFcall | $0 | – | -20 | -100.0% | 0.00% | – |
| ULTA | Exit | ULTA BEAUTY ORD | $0 | – | -4 | -100.0% | 0.00% | – |
| KSHB | Exit | KUSHCO HOLDINGS ORD | $0 | – | -1,000 | -100.0% | 0.00% | – |
| CTRP | Exit | CTRIP.COM INTRNTL 8 ADR REP 1 ORDsponsored adr | $0 | – | -17 | -100.0% | 0.00% | – |
| ODP | Exit | OFFICE DEPOT ORD (NMS)call | $0 | – | -160 | -100.0% | 0.00% | – |
| BLMN | Exit | BLOOMIN' BRANDS ORD (NMS)call | $0 | – | -70 | -100.0% | 0.00% | – |
| ATHX | Exit | ATHERSYS ORD | $0 | – | -1,500 | -100.0% | 0.00% | – |
| NBEV | Exit | NEW AGE BEVERAGES ORDcall | $0 | – | -51 | -100.0% | 0.00% | – |
| CERN | Exit | CERNER ORD | $0 | – | -22 | -100.0% | 0.00% | – |
| GOLD | Exit | BARRICK GOLD ORDcall | $0 | – | -1 | -100.0% | 0.00% | – |
| NMT | Exit | NUVEEN MASACHUSET QLTY MNCPL INCM CF | $0 | – | -86 | -100.0% | 0.00% | – |
| GDX | Exit | VANECK VECTORS GOLD MINERS ETFput | $0 | – | -36 | -100.0% | 0.00% | – |
| PKDC | Exit | PARKER DRILLING COMPANY ORD | $0 | – | -5 | -100.0% | 0.00% | – |
| GH | Exit | GUARDANT HEALTH ORDcall | $0 | – | -5 | -100.0% | 0.00% | – |
| TAK | Exit | TAKEDA PHARMA ADR REP 0.5 ORDsponsored adr | $0 | – | -1 | -100.0% | 0.00% | – |
| RAD | Exit | RITE AID ORD | $0 | – | -205 | -100.0% | 0.00% | – |
| KN | Exit | KNOWLES ORDput | $0 | – | -20 | -100.0% | 0.00% | – |
| FAST | Exit | FASTENAL ORDcall | $0 | – | -5 | -100.0% | 0.00% | – |
| DVAX | Exit | DYNAVAX TECHNOLOGIES ORD (NMS)call | $0 | – | -5 | -100.0% | 0.00% | – |
| EXEL | Exit | EXELIXIS ORD (NMS)call | $0 | – | -25 | -100.0% | 0.00% | – |
| LPCN | Exit | LIPOCINE ORDput | $0 | – | -360 | -100.0% | 0.00% | – |
| HLF | Exit | HERBALIFE NUTRITION ORD | $0 | – | -4 | -100.0% | 0.00% | – |
| CRSP | Exit | CRISPR THERAPEUTICS ORDcall | $0 | – | -25 | -100.0% | 0.00% | – |
| IBB | Exit | ISHARES NASDAQ BIOTECHNOLOGY ETFcall | $0 | – | -20 | -100.0% | 0.00% | – |
| MGI | MONEYGRAM INTERNATIONAL ORDcall | $0 | – | 10 | 0.0% | 0.00% | – | |
| JNK | Exit | SPDR BARCLAYS HIGH YIELD BOND ETF (PSE)put | $0 | – | -17 | -100.0% | 0.00% | – |
| CHL | Exit | CHINA MOBILE ADR REPSG 5 ORDput | $0 | – | -36 | -100.0% | 0.00% | – |
| PT | Exit | PINTEC TECHNOLOGY HOLD ADR REP 7 ORDsponsored adr | $0 | – | -800 | -100.0% | 0.00% | – |
| Exit | CATABASIS PHARMACEUTICALS ORD | $0 | – | -200 | -100.0% | 0.00% | – | |
| PACK | Exit | RANPAK HOLDINGS CL A ORD | $0 | – | -198 | -100.0% | 0.00% | – |
| CATS | Exit | CATASYS ORDcall | $0 | – | -36 | -100.0% | 0.00% | – |
| PLIN | Exit | CHINA XIANGTAI FOOD ORD | $0 | – | -100 | -100.0% | 0.00% | – |
| FDP | Exit | FRESH DEL MONTE PRODUCE ORDput | $0 | – | -40 | -100.0% | 0.00% | – |
| CWH | Exit | CAMPING WORLD CL A ORD (NYS)call | $0 | – | -100 | -100.0% | 0.00% | – |
| ZAYO | Exit | ZAYO GROUP HOLDINGS ORDput | $0 | – | -15 | -100.0% | 0.00% | – |
| MGI | MONEYGRAM INTERNATIONAL ORD | $0 | – | 200 | 0.0% | 0.00% | – | |
| CLF | Exit | CLEVELAND CLIFFS ORDcall | $0 | – | -210 | -100.0% | 0.00% | – |
| PAYX | Exit | PAYCHEX ORD | $0 | – | -24 | -100.0% | 0.00% | – |
| CBM | Exit | CAMBREX ORD | $0 | – | -1 | -100.0% | 0.00% | – |
| FCX | Exit | FREEPORT MCMORAN ORDcall | $0 | – | -86 | -100.0% | 0.00% | – |
| CCL | Exit | CARNIVAL ORDput | $0 | – | -20 | -100.0% | 0.00% | – |
| MCF | Exit | CONTANGO OIL AND GAS ORDput | $0 | – | -570 | -100.0% | 0.00% | – |
| NXN | Exit | NUVEEN NY SELECT TAX-FREE INCM CF | $0 | – | -86 | -100.0% | 0.00% | – |
| ROKU | Exit | ROKU CL A ORDcall | $0 | – | -19 | -100.0% | 0.00% | – |
| GLYC | Exit | GLYCOMIMETICS INC (NMS)call | $0 | – | -20 | -100.0% | 0.00% | – |
| EE | Exit | EL PASO ELECTRIC ORDput | $0 | – | -7 | -100.0% | 0.00% | – |
| VUZI | Exit | VUZIX ORD (NMS)call | $0 | – | -50 | -100.0% | 0.00% | – |
| L100PS | Exit | ARCONIC ORD (NYS)put | $0 | – | -30 | -100.0% | 0.00% | – |
| SAND | Exit | SANDSTORM GOLD ORD (ASE)call | $0 | – | -50 | -100.0% | 0.00% | – |
| NGD | Exit | NEW GOLD ORDcall | $0 | – | -20 | -100.0% | 0.00% | – |
| BBAR | Exit | BBVA BANCO FRANCES ADR REP 3 ORDsponsored adr | $0 | – | -109 | -100.0% | 0.00% | – |
| PACB | Exit | PACIFIC BIOSCIENCES OF CALIFRNIA ORDcall | $0 | – | -26 | -100.0% | 0.00% | – |
| Exit | KHIRON LIFE SCIENCES ORD | $0 | – | -1,000 | -100.0% | 0.00% | – | |
| XME | Exit | SPDR S&P METALS & MINING ETFcall | $0 | – | -60 | -100.0% | 0.00% | – |
| KKR | Exit | KKR AND CO CL A ORDput | $0 | – | -12 | -100.0% | 0.00% | – |
| LB | Exit | L BRANDS ORDcall | $0 | – | -94 | -100.0% | 0.00% | – |
| NKE | Exit | NIKE CL B ORDput | $0 | – | -1 | -100.0% | 0.00% | – |
| ANGI | Exit | ANGIE'S LIST ORD (NMS)call | $0 | – | -5 | -100.0% | 0.00% | – |
| APO | Exit | APOLLO GLOBAL MANAGEMENT CL A ORDput | $0 | – | -6 | -100.0% | 0.00% | – |
| CNTTQ | Exit | CANNTRUST HOLDINGS ORD (NYS)call | $0 | – | -20 | -100.0% | 0.00% | – |
| FNKO | Exit | FUNKO CL A ORDcall | $0 | – | -5 | -100.0% | 0.00% | – |
| ZS | Exit | ZSCALER ORDcall | $0 | – | -15 | -100.0% | 0.00% | – |
| FSLY | Exit | FASTLY CL A ORDcall | $0 | – | -19 | -100.0% | 0.00% | – |
| CTB | Exit | COOPER TIRE AND RUBBER ORDcall | $0 | – | -6 | -100.0% | 0.00% | – |
| CYOU | Exit | CHANGYOU.COM ADR REP 2 CL A ORD (NMS)put | $0 | – | -35 | -100.0% | 0.00% | – |
| NMI | Exit | NUVEEN MUNICIPAL INCOME CF | $0 | – | -172 | -100.0% | 0.00% | – |
| ZIOP | Exit | ZIOPHARM ONCOLGY ORD (NMS)call | $0 | – | -5 | -100.0% | 0.00% | – |
| SCCO | Exit | SOUTHERN COPPER ORDcall | $0 | – | -69 | -100.0% | -0.00% | – |
| MYD | Exit | BLACKROCK MUNIYIELD CF | $0 | – | -258 | -100.0% | -0.00% | – |
| BDSI | Exit | BIODELIVERY SCIENCE INTERNATIONL ORD | $0 | – | -500 | -100.0% | -0.00% | – |
| MQT | Exit | BLACKROCK MUNIYLD QUALITY FUND II CF | $0 | – | -258 | -100.0% | -0.00% | – |
| NID | Exit | NUVEEN INTERMEDIATE DURATION MUNI CF | $0 | – | -258 | -100.0% | -0.00% | – |
| YELP | Exit | YELP ORDcall | $0 | – | -75 | -100.0% | -0.00% | – |
| NMY | Exit | NUVEEN MARYLAND QLTY MNCPL INCM CF | $0 | – | -172 | -100.0% | -0.00% | – |
| BID | Exit | SOTHEBYS ORD (NYS)call | $0 | – | -70 | -100.0% | -0.00% | – |
| MYJ | Exit | BLACKROCK MUNIYIELD NEWJERSEY CF | $0 | – | -172 | -100.0% | -0.00% | – |
| BYND | Exit | BEYOND MEAT ORDput | $0 | – | -15 | -100.0% | -0.00% | – |
| STSA | Exit | SATSUMA PHARMACEUTICALS ORD | $0 | – | -300 | -100.0% | -0.00% | – |
| ITB | Exit | ISHARES US HOME CONSTRUCT ETFput | $0 | – | -56 | -100.0% | -0.00% | – |
| SYMC | Exit | SYMANTEC ORDput | $0 | – | -98 | -100.0% | -0.00% | – |
| BBF | Exit | BLACKROCK MUNICIPAL INCOME INV CF | $0 | – | -172 | -100.0% | -0.00% | – |
| MQY | Exit | BLACKROCK MUNIYLD QUALITY FUND CF | $0 | – | -258 | -100.0% | -0.00% | – |
| BKN | Exit | BLACKROCK INVESTMENT QLTY MUNICPL CF | $0 | – | -172 | -100.0% | -0.00% | – |
| GYBCL | Exit | CABCO FLO RA CALL SR 2004-101 CERT | $0 | – | -100 | -100.0% | -0.00% | – |
| NAZ | Exit | NUVEEN ARIZONA QLTY MNCPL INCM CF | $0 | – | -172 | -100.0% | -0.00% | – |
| MUH | Exit | BLACKROCK MUNIHOLDINGS II CF | $0 | – | -172 | -100.0% | -0.00% | – |
| MHD | Exit | BLACKROCK MUNIHOLDINGS CF | $0 | – | -172 | -100.0% | -0.00% | – |
| NPV | Exit | NUVEEN VIRGINIA QLTY MNCPL INCM CF | $0 | – | -172 | -100.0% | -0.00% | – |
| CXO | Exit | CONCHO RESOURCES ORD (NYS)call | $0 | – | -30 | -100.0% | -0.00% | – |
| SRNE | Exit | SORRENTO THERAPEUTICS ORD | $0 | – | -2,000 | -100.0% | -0.00% | – |
| NCA | Exit | NUVEEN CALIFORNIA MUNICIPAL VALUE CF | $0 | – | -258 | -100.0% | -0.00% | – |
| CRON | Exit | CRONOS GROUP ORDput | $0 | – | -225 | -100.0% | -0.00% | – |
| EBAY | Exit | EBAY ORD | $0 | – | -58 | -100.0% | -0.00% | – |
| HJLI | Exit | HANCOCK JAFFE | $0 | – | -5,000 | -100.0% | -0.00% | – |
| CBM | Exit | CAMBREX ORDput | $0 | – | -48 | -100.0% | -0.00% | – |
| NXQ | Exit | NUVEEN SELECT TAX FREE INCOME 2 CF | $0 | – | -172 | -100.0% | -0.00% | – |
| PHM | Exit | PULTEGROUP ORD (NYS)put | $0 | – | -107 | -100.0% | -0.00% | – |
| MSPRE | Exit | MORGAN STANL DS REP 1/1000 SRS E PRF | $0 | – | -92 | -100.0% | -0.00% | – |
| MPA | Exit | BLACKROCK MUNIYIELD PENNS QUALITY CF | $0 | – | -172 | -100.0% | -0.00% | – |
| NOW | Exit | SERVICENOW ORDcall | $0 | – | -10 | -100.0% | -0.00% | – |
| NAN | Exit | NUVEEN NEW YORK QLTY MNCPL INCM CF | $0 | – | -172 | -100.0% | -0.00% | – |
| DT | Exit | DYNATRACE ORD | $0 | – | -250 | -100.0% | -0.00% | – |
| JCO | Exit | NUVEEN CREDIT OPPORTUNITIES 2022 CF | $0 | – | -258 | -100.0% | -0.00% | – |
| BPL | Exit | BUCKEYE PARTNERS UNT (NYS)call | $0 | – | -80 | -100.0% | -0.00% | – |
| IIVI | Exit | II VI ORDcall | $0 | – | -80 | -100.0% | -0.00% | – |
| JPTCL | Exit | NUVEEN PREFERRD AND INCM 2022 TRM CF | $0 | – | -172 | -100.0% | -0.00% | – |
| CTRP | Exit | CTRIP.COM INTRNTL 8 ADR REP 1 ORDcall | $0 | – | -90 | -100.0% | -0.00% | – |
| BPL | Exit | BUCKEYE PARTNERS UNT (NYS)put | $0 | – | -75 | -100.0% | -0.00% | – |
| NUM | Exit | NUVEEN MICHIGAN QLTY MNCPL INCM CF | $0 | – | -172 | -100.0% | -0.00% | – |
| MNP | Exit | WESTERN ASSET MUNICIPAL PARTNERS CF | $0 | – | -172 | -100.0% | -0.00% | – |
| MIY | Exit | BLACKROCK MUNIY MICHIGAN QUALITY CF | $0 | – | -172 | -100.0% | -0.00% | – |
| ADBE | Exit | ADOBE ORDcall | $0 | – | -16 | -100.0% | -0.00% | – |
| NUW | Exit | NUVEEN AMT FREE MUNICIPAL CF | $0 | – | -172 | -100.0% | -0.00% | – |
| PVTL | Exit | PIVOTAL SOFTWARE CL A ORDcall | $0 | – | -233 | -100.0% | -0.00% | – |
| NKX | Exit | NUVEN CALIFOR AMT FREE QLT MNCPL CF | $0 | – | -172 | -100.0% | -0.00% | – |
| MUE | Exit | BLACKROCK MUNIHOLDINGS QUALITY II CF | $0 | – | -172 | -100.0% | -0.00% | – |
| BLE | Exit | BLACKROCK MUNICIPAL INCOME II CF | $0 | – | -258 | -100.0% | -0.00% | – |
| HRL | Exit | HORMEL FOODS ORD (NYS)call | $0 | – | -100 | -100.0% | -0.00% | – |
| CBLK | Exit | CARBON BLACK ORDcall | $0 | – | -88 | -100.0% | -0.00% | – |
| SQM | Exit | SOCIEDAD QUIMICA ADR REP 1 SRS B ORDsponsored adr | $0 | – | -100 | -100.0% | -0.00% | – |
| ADVM | Exit | ADVERUM BIOTECHNOLOGIES ORD (NMS)call | $0 | – | -436 | -100.0% | -0.00% | – |
| MYF | Exit | BLACKROCK MUNIYIELD INVESTMENT CF | $0 | – | -258 | -100.0% | -0.00% | – |
| NXP | Exit | NUVEEN SELECT TAX-FREE INCOME CF | $0 | – | -172 | -100.0% | -0.00% | – |
| BAF | Exit | BLACKROCK MUNICIP INC INV QUALITY CF | $0 | – | -172 | -100.0% | -0.00% | – |
| BOX | Exit | BOX CL A ORDcall | $0 | – | -150 | -100.0% | -0.00% | – |
| EWH | Exit | ISHARES MSCI HONG KONG ETF (PSE)put | $0 | – | -150 | -100.0% | -0.00% | – |
| BYM | Exit | BLACKROCK MUNICIPAL INCOM QUALITY CF | $0 | – | -258 | -100.0% | -0.00% | – |
| MDSO | Exit | MEDIDATA SOLUTIONS ORDput | $0 | – | -37 | -100.0% | -0.00% | – |
| MDLZ | Exit | MONDELEZ INTERNATIONAL CL A ORD | $0 | – | -49 | -100.0% | -0.00% | – |
| NXR | Exit | NUVEEN SELECT TAX-FREE INCOME 3 CF | $0 | – | -172 | -100.0% | -0.00% | – |
| MVF | Exit | BLACKROCK MUNIVEST CF | $0 | – | -430 | -100.0% | -0.00% | – |
| DLTR | Exit | DOLLAR TREE ORDput | $0 | – | -30 | -100.0% | -0.00% | – |
| PRTK | Exit | PARATEK PHARMACEUTICALS ORD | $0 | – | -500 | -100.0% | -0.00% | – |
| JHB | Exit | NUVEEN HG INCM NOV 2021 TRGT NAV CF | $0 | – | -344 | -100.0% | -0.00% | – |
| CME | Exit | CME GROUP CL A ORDput | $0 | – | -10 | -100.0% | -0.00% | – |
| MVT | Exit | BLACKROCK MUNIVEST II CF | $0 | – | -172 | -100.0% | -0.00% | – |
| BIIB | Exit | BIOGEN ORD | $0 | – | -13 | -100.0% | -0.00% | – |
| MUS | Exit | BLACKROCK MUNIHOLDINGS QUALITY CF | $0 | – | -172 | -100.0% | -0.00% | – |
| MMU | Exit | WESTERN ASST MNGD MUNCPLS CF | $0 | – | -258 | -100.0% | -0.00% | – |
| GNW | Exit | GENWORTH FINANCIAL CL A ORDput | $0 | – | -705 | -100.0% | -0.00% | – |
| BLPH | Exit | BELLEROPHON THERAPEUTICS ORD | $0 | – | -6,800 | -100.0% | -0.00% | – |
| BANC | Exit | BANC OF CALIFORNIA ORD | $0 | – | -258 | -100.0% | -0.00% | – |
| BA | Exit | BOEING ORDcall | $0 | – | -10 | -100.0% | -0.00% | – |
| SLV | Exit | ISHARES SILVER TRUST ETF | $0 | – | -300 | -100.0% | -0.00% | – |
| MAR | Exit | MARRIOTT INTERNATIONAL CL A ORD | $0 | – | -22 | -100.0% | -0.00% | – |
| BFZ | Exit | BLACKROCK CALIFORNIA MUNICPL INCM CF | $0 | – | -258 | -100.0% | -0.00% | – |
| BTA | Exit | BLACKROCK LONG TERM MUNICIPL ADV CF | $0 | – | -172 | -100.0% | -0.00% | – |
| NUO | Exit | NUVEEN OHIO QLTY MNCPL INCM CF | $0 | – | -172 | -100.0% | -0.00% | – |
| AMD | Exit | ADVANCED MICRO DEVICES ORDcall | $0 | – | -81 | -100.0% | -0.00% | – |
| NFLX | Exit | NETFLIX ORDput | $0 | – | -8 | -100.0% | -0.00% | – |
| WW | Exit | WW INTERNATIONAL ORD | $0 | – | -100 | -100.0% | -0.00% | – |
| BBK | Exit | BLACKROCK MUNICIPAL BOND CF | $0 | – | -172 | -100.0% | -0.00% | – |
| T | Exit | AT&T ORDcall | $0 | – | -100 | -100.0% | -0.00% | – |
| BPR | Exit | BROOKFIELD PROPERTY REIT CL A ORD | $0 | – | -100 | -100.0% | -0.00% | – |
| XGN | Exit | EXAGEN ORD | $0 | – | -200 | -100.0% | -0.00% | – |
| MXIM | Exit | MAXIM INTEGRATED PRODUCTS ORDcall | $0 | – | -150 | -100.0% | -0.00% | – |
| SYBT | Exit | STOCK YARDS BANCORP ORD | $0 | – | -172 | -100.0% | -0.00% | – |
| CBM | Exit | CAMBREX ORDcall | $0 | – | -120 | -100.0% | -0.00% | – |
| AMGN | Exit | AMGEN ORD | $0 | – | -41 | -100.0% | -0.00% | – |
| BFK | Exit | BLACKROCK MUNICIPAL INCOME CF | $0 | – | -516 | -100.0% | -0.00% | – |
| NXST | Exit | NEXSTAR MEDIA GROUP CL A ORDcall | $0 | – | -86 | -100.0% | -0.00% | – |
| GDXJ | Exit | VANECK VECTOR JUNR GOLD MNRS ETFcall | $0 | – | -171 | -100.0% | -0.00% | – |
| SHOP | Exit | SHOPIFY CL A SUB VTG ORDput | $0 | – | -17 | -100.0% | -0.00% | – |
| JRS | Exit | NUVEEN REAL ESTATE INCOME CF | $0 | – | -774 | -100.0% | -0.00% | – |
| NMZ | Exit | NUVEEN MUNI HIGH INC OPPORTUNITY CF | $0 | – | -516 | -100.0% | -0.00% | – |
| ONCE | Exit | SPARK THERAPEUTICS ORDcall | $0 | – | -84 | -100.0% | -0.00% | – |
| ENIA | Exit | ENEL AMERICAS ADR REP 50 ORDsponsored adr | $0 | – | -972 | -100.0% | -0.00% | – |
| LADR | Exit | LADDER CAPITAL CL A ORD | $0 | – | -516 | -100.0% | -0.00% | – |
| NVDA | Exit | NVIDIA ORD | $0 | – | -41 | -100.0% | -0.00% | – |
| NXJ | Exit | NUVEEN NEW JERSEY QLTY MNCPL INCM CF | $0 | – | -430 | -100.0% | -0.00% | – |
| MGP | Exit | MGM GROWTH PROPERTIES CL A ORD (NYS)call | $0 | – | -180 | -100.0% | -0.00% | – |
| SLGWF | Exit | SLANG WORLDWIDE ORD | $0 | – | -15,000 | -100.0% | -0.00% | – |
| T | Exit | AT&T ORD | $0 | – | -200 | -100.0% | -0.00% | – |
| FLC | Exit | FLAHERTY CRUMRINE TOTAL RETURN CF | $0 | – | -371 | -100.0% | -0.00% | – |
| INMD | Exit | INMODE ORD | $0 | – | -250 | -100.0% | -0.00% | – |
| GILD | Exit | GILEAD SCIENCES ORD | $0 | – | -86 | -100.0% | -0.00% | – |
| JSD | Exit | NUVEEN SHORT DURATION CREDIT CF | $0 | – | -344 | -100.0% | -0.00% | – |
| COFPRG | Exit | CP ONE FNC DS REP 1 40 PRP SRS G PRF | $0 | – | -200 | -100.0% | -0.00% | – |
| QCOM | Exit | QUALCOMM ORD | $0 | – | -83 | -100.0% | -0.00% | – |
| XLU | Exit | SELECT SECTOR UTI SELECT SPDR ETFput | $0 | – | -100 | -100.0% | -0.00% | – |
| EEM | Exit | ISHARES MSCI EMERGING MARKETS ETFput | $0 | – | -185 | -100.0% | -0.00% | – |
| IGV | Exit | ISHARES EXPANDED TECH STW SCTR ETFput | $0 | – | -25 | -100.0% | -0.00% | – |
| NQP | Exit | NUVEEN PNSYLVANIA QLTY MNCPL INCM CF | $0 | – | -430 | -100.0% | -0.00% | – |
| MGM | Exit | MGM RESORTS INTERNATIONAL ORDcall | $0 | – | -200 | -100.0% | -0.00% | – |
| SLV | Exit | ISHARES SILVER TRUST ETFcall | $0 | – | -453 | -100.0% | -0.00% | – |
| OC | Exit | OWENS CORNIING ORD | $0 | – | -100 | -100.0% | -0.00% | – |
| JTA | Exit | NUVEEN TAX-ADVANTAGED TOTAL RETN CF | $0 | – | -516 | -100.0% | -0.00% | – |
| HCAT | Exit | HEALTH CATALYST ORD | $0 | – | -200 | -100.0% | -0.00% | – |
| MUA | Exit | BLACKROCK MUNIASSETS CF | $0 | – | -344 | -100.0% | -0.00% | – |
| MCA | Exit | BLACKROCK MUNIYIELD CALIF QUALITY CF | $0 | – | -430 | -100.0% | -0.00% | – |
| NWL | Exit | NEWELL BRANDS ORD | $0 | – | -300 | -100.0% | -0.00% | – |
| NIO | Exit | NIO ADS REP 1 CL A ORD | $0 | – | -5,200 | -100.0% | -0.00% | – |
| IRRZF | Exit | INTEGRA RESOURCES ORD | $0 | – | -10,000 | -100.0% | -0.00% | – |
| NUAN | Exit | NUANCE COMMUNICATIONS ORD | $0 | – | -800 | -100.0% | -0.00% | – |
| NAK | Exit | NORTHERN DYNASTY MINERALS ORD | $0 | – | -20,000 | -100.0% | -0.00% | – |
| UNH | Exit | UNITEDHEALTH GRP ORD | $0 | – | -50 | -100.0% | -0.00% | – |
| CVX | Exit | CHEVRON ORD | $0 | – | -82 | -100.0% | -0.00% | – |
| Exit | RIO2 LTD | $0 | – | -32,500 | -100.0% | -0.00% | – | |
| NYNY | Exit | EMPIRE RESORTS ORD | $0 | – | -1,000 | -100.0% | -0.00% | – |
| TXG | Exit | 10X GENOMICS CL A ORD | $0 | – | -200 | -100.0% | -0.00% | – |
| SSINQ | Exit | STAGE STORES ORD | $0 | – | -5,000 | -100.0% | -0.00% | – |
| WATT | Exit | ENERGOUS ORD | $0 | – | -3,500 | -100.0% | -0.00% | – |
| CHMG | Exit | CHEMUNG FINANCIAL ORD | $0 | – | -262 | -100.0% | -0.00% | – |
| SSO | Exit | PROSHARES ULTRA S&P 500 ETF | $0 | – | -85 | -100.0% | -0.00% | – |
| AFI | Exit | ARMSTRONG FLOORING ORD | $0 | – | -1,526 | -100.0% | -0.00% | – |
| LGDTF | Exit | LIBERTY GOLD | $0 | – | -20,000 | -100.0% | -0.00% | – |
| SAFM | Exit | SANDERSON FARMS ORDcall | $0 | – | -60 | -100.0% | -0.00% | – |
| JTD | Exit | NUVEEN TAX ADVNTGD DIVDND GRWTH CF | $0 | – | -688 | -100.0% | -0.00% | – |
| JDD | Exit | NUVEEN DIVERSIFIED DIVIDEND INCM CF | $0 | – | -1,118 | -100.0% | -0.00% | – |
| PSMT | Exit | PRICESMART ORDput | $0 | – | -200 | -100.0% | -0.00% | – |
| PXD | Exit | PIONEER NATURAL RESOURCE ORD | $0 | – | -100 | -100.0% | -0.00% | – |
| TSN | Exit | TYSON FOODS CL A ORDcall | $0 | – | -168 | -100.0% | -0.00% | – |
| CMCSA | Exit | COMCAST CL A ORD | $0 | – | -308 | -100.0% | -0.00% | – |
| FNMAI | Exit | FANNIE MAE 6.75 NON CUM SRS Q PFD | $0 | – | -1,000 | -100.0% | -0.00% | – |
| IPOA | Exit | SOCIAL CPTL HEDOSOPHIA HLD CL A ORDcall | $0 | – | -1,162 | -100.0% | -0.00% | – |
| EOG | Exit | EOG RESOURCES ORD | $0 | – | -200 | -100.0% | -0.00% | – |
| FFIN | Exit | FIRST FINANCIAL BANKSHARES ORD | $0 | – | -430 | -100.0% | -0.00% | – |
| PEP | Exit | PEPSICO ORD | $0 | – | -95 | -100.0% | -0.00% | – |
| SLCA | Exit | US SILICA HOLDINGS ORD | $0 | – | -1,500 | -100.0% | -0.00% | – |
| ISCA | Exit | INTERNATIONAL SPEEDWAY CL A ORD | $0 | – | -300 | -100.0% | -0.00% | – |
| CTSH | Exit | COGNIZANT TECHNOLOGY SOLUTN CL A ORD | $0 | – | -218 | -100.0% | -0.00% | – |
| EFF | Exit | EATON VANCE FLTNG RATE INC PLUS CF | $0 | – | -1,093 | -100.0% | -0.01% | – |
| QCOM | Exit | QUALCOMM ORDcall | $0 | – | -210 | -100.0% | -0.01% | – |
| JILL | Exit | J JILL ORD | $0 | – | -9,268 | -100.0% | -0.01% | – |
| MO | Exit | ALTRIA GROUP ORDcall | $0 | – | -400 | -100.0% | -0.01% | – |
| CTB | Exit | COOPER TIRE AND RUBBER ORD | $0 | – | -650 | -100.0% | -0.01% | – |
| AXU | Exit | ALEXCO RESOURCE ORD | $0 | – | -10,000 | -100.0% | -0.01% | – |
| BIO | Exit | BIO RAD LABORATORIES CL A ORD | $0 | – | -65 | -100.0% | -0.01% | – |
| IIVI | Exit | II VI ORDput | $0 | – | -574 | -100.0% | -0.01% | – |
| AZPN | Exit | ASPEN TECHNOLOGY ORD | $0 | – | -176 | -100.0% | -0.01% | – |
| HDS | Exit | HD SUPPLY HOLDINGS ORD | $0 | – | -500 | -100.0% | -0.01% | – |
| APO | Exit | APOLLO GLOBAL MANAGEMENT CL A ORD | $0 | – | -540 | -100.0% | -0.01% | – |
| BKI | Exit | BLACK KNIGHT ORD | $0 | – | -353 | -100.0% | -0.01% | – |
| INSI | Exit | INSIGHT SELECT INCOME CF | $0 | – | -1,000 | -100.0% | -0.01% | – |
| CLUBQ | Exit | TOWN SPORTS INTERNATIONAL ORD | $0 | – | -11,600 | -100.0% | -0.01% | – |
| BBBY | Exit | BED BATH AND BEYOND ORD | $0 | – | -2,000 | -100.0% | -0.01% | – |
| SNV | Exit | SYNOVUS FINANCIAL ORD | $0 | – | -516 | -100.0% | -0.01% | – |
| GABPRH | Exit | GABELLI EQUITY TRUST 5 SRS H CUM PRF | $0 | – | -800 | -100.0% | -0.01% | – |
| WEX | Exit | WEX ORD | $0 | – | -107 | -100.0% | -0.01% | – |
| BX | Exit | BLACKSTONE GROUP CL A ORD | $0 | – | -420 | -100.0% | -0.01% | – |
| MTCH | Exit | MATCH GROUP ORD | $0 | – | -289 | -100.0% | -0.01% | – |
| FICO | Exit | FAIR ISAAC ORD | $0 | – | -70 | -100.0% | -0.01% | – |
| WST | Exit | WEST PHARM SVC ORD | $0 | – | -150 | -100.0% | -0.01% | – |
| ZEN | Exit | ZENDESK ORD | $0 | – | -295 | -100.0% | -0.01% | – |
| JCE | Exit | NUVEEN CORE EQUITY ALPHA CF | $0 | – | -1,376 | -100.0% | -0.01% | – |
| Exit | MINERA ALAMOS INC | $0 | – | -150,000 | -100.0% | -0.01% | – | |
| FXI | Exit | ISHARES CHINA LARGE CAP ETFput | $0 | – | -540 | -100.0% | -0.01% | – |
| HES | Exit | HESS ORD | $0 | – | -330 | -100.0% | -0.01% | – |
| SPXX | Exit | NUVEEN S P 500 DYNAMIC OVRWRT CF | $0 | – | -1,290 | -100.0% | -0.01% | – |
| BILI | Exit | BILIBILI ADS | $0 | – | -1,445 | -100.0% | -0.01% | – |
| OLED | Exit | UNIVERSAL DISPLAY ORD | $0 | – | -119 | -100.0% | -0.01% | – |
| CACC | Exit | CREDIT ACCEPTANCE ORD | $0 | – | -46 | -100.0% | -0.01% | – |
| RNG | Exit | RINGCENTRAL CL A ORD | $0 | – | -172 | -100.0% | -0.01% | – |
| TTD | Exit | TRADE DESK CL A ORD | $0 | – | -102 | -100.0% | -0.01% | – |
| ORLY | Exit | O'REILLY AUTOMOTIVE ORD | $0 | – | -50 | -100.0% | -0.01% | – |
| Exit | GRAYSCALE ETHEREUM COM UNT | $0 | – | -1,000 | -100.0% | -0.01% | – | |
| MDSO | Exit | MEDIDATA SOLUTIONS ORDcall | $0 | – | -198 | -100.0% | -0.01% | – |
| HUYA | Exit | HUYA ADR CL A ORDsponsored adr | $0 | – | -912 | -100.0% | -0.01% | – |
| CSX | Exit | CSX ORD | $0 | – | -350 | -100.0% | -0.01% | – |
| SCD | Exit | LMP CAPITAL & INCM CF | $0 | – | -1,720 | -100.0% | -0.01% | – |
| FMS | Exit | FRESENIUS MEDICAL ADR REPTG 0.5 ORDsponsored adr | $0 | – | -700 | -100.0% | -0.01% | – |
| URBN | Exit | URBAN OUTFITTERS ORD | $0 | – | -800 | -100.0% | -0.01% | – |
| FVCB | Exit | FVCBANKCORP ORD | $0 | – | -1,343 | -100.0% | -0.01% | – |
| CLDR | Exit | CLOUDERA ORD | $0 | – | -2,500 | -100.0% | -0.01% | – |
| TDY | Exit | TELEDYNE TECH ORD | $0 | – | -70 | -100.0% | -0.01% | – |
| TSLA | Exit | TESLA ORDcall | $0 | – | -94 | -100.0% | -0.01% | – |
| WISA | Exit | SUMMIT WIRELESS TECHNOLOGIES ORD | $0 | – | -27,316 | -100.0% | -0.01% | – |
| BRO | Exit | BROWN & BROWN ORD | $0 | – | -611 | -100.0% | -0.01% | – |
| JE | Exit | JUST ENERGY GROUP ORD | $0 | – | -9,500 | -100.0% | -0.01% | – |
| RDSB | Exit | ROYAL DUTCH SHELL ADR REP 2 CL B ORDsponsored adr | $0 | – | -462 | -100.0% | -0.01% | – |
| BXPPRB | Exit | BSTN DS RP 1/100TH SRS B CUM RED PRF | $0 | – | -1,000 | -100.0% | -0.01% | – |
| VLYPO | Exit | VALLEY NATL NON CUM PERP SRS B PRF | $0 | – | -992 | -100.0% | -0.01% | – |
| FB | Exit | FACEBOOK CL A ORD | $0 | – | -149 | -100.0% | -0.01% | – |
| PING | Exit | PING IDENTITY HOLDING ORD | $0 | – | -1,500 | -100.0% | -0.01% | – |
| VIST | Exit | VISTA OIL GAS ADR REP SRS A ORDsponsored adr | $0 | – | -5,360 | -100.0% | -0.01% | – |
| CMI | Exit | CUMMINS ORD | $0 | – | -155 | -100.0% | -0.01% | – |
| ECF | Exit | ELLSWORTH GROWTH AND INCOME CF | $0 | – | -2,498 | -100.0% | -0.01% | – |
| NWFL | Exit | NORWOOD FINANCIAL ORD | $0 | – | -801 | -100.0% | -0.01% | – |
| RYFL | Exit | ROYAL FINANCIAL ORD | $0 | – | -1,550 | -100.0% | -0.01% | – |
| BKNG | Exit | BOOKING HOLDINGS ORD | $0 | – | -15 | -100.0% | -0.01% | – |
| NZF | Exit | NUVEEN MUNICIPAL CREDIT INCOME CF | $0 | – | -1,892 | -100.0% | -0.01% | – |
| GME | Exit | GAMESTOP CL A ORD | $0 | – | -5,622 | -100.0% | -0.01% | – |
| FBP | Exit | FIRST BANCORP ORD | $0 | – | -3,000 | -100.0% | -0.01% | – |
| KRE | Exit | SPDR S&P REGIONAL BANKING ETF | $0 | – | -600 | -100.0% | -0.01% | – |
| MXIM | Exit | MAXIM INTEGRATED PRODUCTS ORD | $0 | – | -500 | -100.0% | -0.01% | – |
| RVLV | Exit | REVOLVE GROUP CL A ORD | $0 | – | -1,316 | -100.0% | -0.01% | – |
| NKE | Exit | NIKE CL B ORD | $0 | – | -300 | -100.0% | -0.01% | – |
| WFC | Exit | WELLS FARGO ORD | $0 | – | -600 | -100.0% | -0.01% | – |
| ASLN | Exit | ASLAN PHARMACEUTICALS ADR REP 5 ORDsponsored adr | $0 | – | -19,100 | -100.0% | -0.01% | – |
| BGT | Exit | BLACKROCK FLOATING RATE INM CF | $0 | – | -2,829 | -100.0% | -0.01% | – |
| AINV | Exit | APOLLO INVESTMENT ORD | $0 | – | -2,000 | -100.0% | -0.01% | – |
| ESTC | Exit | ELASTIC ORD | $0 | – | -400 | -100.0% | -0.01% | – |
| NVG | Exit | NUVEEN AMT FREE MNCPL CRDT INCM CF | $0 | – | -2,064 | -100.0% | -0.01% | – |
| FRO | Exit | FRONTLINE ORD | $0 | – | -4,000 | -100.0% | -0.01% | – |
| ALL | Exit | ALLSTATE ORD | $0 | – | -344 | -100.0% | -0.01% | – |
| BXMX | Exit | NUVEEN S P 500 BUY WRITE INC CF | $0 | – | -2,838 | -100.0% | -0.01% | – |
| AXP | Exit | AMERICAN EXPRESS ORD | $0 | – | -300 | -100.0% | -0.01% | – |
| DBVT | Exit | DBV TECHNOLOGIES ADR REP 0.5 ORDsponsored adr | $0 | – | -4,188 | -100.0% | -0.01% | – |
| NYT | Exit | NEW YORK TIMES CL A ORD (NYS)call | $0 | – | -1,284 | -100.0% | -0.01% | – |
| DPST | Exit | DIREXION DLY RGNL BNK BUL 3X ETF | $0 | – | -1,000 | -100.0% | -0.01% | – |
| DIAX | Exit | NUVEEN DOW 30SM DYNAMIC OVRWRT CF | $0 | – | -2,150 | -100.0% | -0.01% | – |
| MIN | Exit | MFS INTERMEDIATE INCOME CF | $0 | – | -10,040 | -100.0% | -0.01% | – |
| TLND | Exit | TALEND ADR REP ORDsponsored adr | $0 | – | -1,150 | -100.0% | -0.01% | – |
| SPOT | Exit | SPOTIFY TECHNOLOGY ORD | $0 | – | -370 | -100.0% | -0.01% | – |
| FANG | Exit | DIAMONDBACK ENERGY ORD | $0 | – | -464 | -100.0% | -0.01% | – |
| POWI | Exit | POWER INTEGRATIONS ORD | $0 | – | -500 | -100.0% | -0.01% | – |
| KEYS | Exit | KEYSIGHT TECHNOLOGIES ORD | $0 | – | -500 | -100.0% | -0.02% | – |
| CELG | Exit | CELGENE ORDput | $0 | – | -501 | -100.0% | -0.02% | – |
| PCK | Exit | PIMCO CALIFORNIA MUNICI INCOME II CF | $0 | – | -4,926 | -100.0% | -0.02% | – |
| NTES | Exit | NETEASE ADR | $0 | – | -192 | -100.0% | -0.02% | – |
| QQQX | Exit | NUVEEN NASDAQ 100 DYNAMIC OVRWRT CF | $0 | – | -2,408 | -100.0% | -0.02% | – |
| CDOR | Exit | CONDOR HOSPITALITY ORD | $0 | – | -4,812 | -100.0% | -0.02% | – |
| GHG | Exit | GRENTRE HSPTLTY GRP ADR CL A ORDsponsored adr | $0 | – | -5,138 | -100.0% | -0.02% | – |
| GLD | Exit | SPDR GOLD SHARES ETFput | $0 | – | -383 | -100.0% | -0.02% | – |
| NXST | Exit | NEXSTAR MEDIA GROUP CL A ORD | $0 | – | -501 | -100.0% | -0.02% | – |
| TSLA | Exit | TESLA ORDput | $0 | – | -224 | -100.0% | -0.02% | – |
| DESP | Exit | DESPEGAR COM ORD | $0 | – | -5,000 | -100.0% | -0.02% | – |
| AGNC | Exit | AGNC INVESTMENT REIT ORD | $0 | – | -3,400 | -100.0% | -0.02% | – |
| RMED | Exit | RA MEDICAL SYSTEMS ORD | $0 | – | -41,500 | -100.0% | -0.02% | – |
| PG | Exit | PROCTER & GAMBLE ORDput | $0 | – | -510 | -100.0% | -0.02% | – |
| CIK | Exit | CREDIT SUISSE ASSET MANAGMNT INCM CF | $0 | – | -20,000 | -100.0% | -0.02% | – |
| WSC | Exit | WILLSCOT ORD | $0 | – | -4,000 | -100.0% | -0.02% | – |
| OMEX | Exit | ODYSSEY MARINE EXPLORATION ORD | $0 | – | -16,705 | -100.0% | -0.02% | – |
| VNTR | Exit | VENATOR MATERIALS ORD | $0 | – | -27,806 | -100.0% | -0.02% | – |
| PFD | Exit | FLAHERTY & CRMRN PRF AND INCM NAV CF | $0 | – | -4,480 | -100.0% | -0.02% | – |
| COUP | Exit | COUPA SOFTWARE ORD | $0 | – | -500 | -100.0% | -0.02% | – |
| FRANQ | Exit | FRANCESCAS HOLDINGS ORD | $0 | – | -4,616 | -100.0% | -0.02% | – |
| PENN | Exit | PENN NATIONAL GAMING ORD | $0 | – | -3,688 | -100.0% | -0.02% | – |
| ROKU | Exit | ROKU CL A ORD | $0 | – | -675 | -100.0% | -0.02% | – |
| IDSA | Exit | INDUSTRIAL SERVICES OF AMERICA ORD | $0 | – | -65,254 | -100.0% | -0.02% | – |
| PZZA | Exit | PAPA JOHNS INTERNATIONAL ORD | $0 | – | -1,358 | -100.0% | -0.02% | – |
| AL | Exit | AIR LEASE CL A ORD | $0 | – | -1,750 | -100.0% | -0.02% | – |
| MLVF | Exit | MALVERN BANCORP ORD | $0 | – | -3,336 | -100.0% | -0.02% | – |
| Exit | VIVEVE MEDICAL ORD | $0 | – | -16,136 | -100.0% | -0.02% | – | |
| SFE | Exit | SAFEGUARD SCIENTIFICS ORD | $0 | – | -6,500 | -100.0% | -0.02% | – |
| LPCN | Exit | LIPOCINE ORD | $0 | – | -26,639 | -100.0% | -0.02% | – |
| SIG | Exit | SIGNET JEWELERS ORD | $0 | – | -4,628 | -100.0% | -0.02% | – |
| AMCX | Exit | AMC NETWORKS CL A ORD | $0 | – | -1,600 | -100.0% | -0.02% | – |
| LIQT | Exit | LIQTECH INTERNATIONAL ORD | $0 | – | -10,000 | -100.0% | -0.02% | – |
| ASPU | Exit | ASPEN GROUP ORD | $0 | – | -16,220 | -100.0% | -0.03% | – |
| AYX | Exit | ALTERYX CL A ORD | $0 | – | -800 | -100.0% | -0.03% | – |
| TSG | Exit | STARS GROUP ORD | $0 | – | -6,000 | -100.0% | -0.03% | – |
| MMNFF | Exit | MEDMEN ENTERPRISES ORD CL B | $0 | – | -60,000 | -100.0% | -0.03% | – |
| EXK | Exit | ENDEAVOUR SILVER ORD | $0 | – | -40,000 | -100.0% | -0.03% | – |
| LOVE | Exit | LOVESAC COMPANY ORD | $0 | – | -4,821 | -100.0% | -0.03% | – |
| VIAB | Exit | VIACOM CL B ORD | $0 | – | -3,789 | -100.0% | -0.03% | – |
| FOXA | Exit | FOX CL A ORD | $0 | – | -2,965 | -100.0% | -0.03% | – |
| CRMT | Exit | AMERICA'S CAR-MART ORD | $0 | – | -1,000 | -100.0% | -0.03% | – |
| HGLB | Exit | HIGHLAND GLOB ALLO NAV CF | $0 | – | -8,800 | -100.0% | -0.03% | – |
| CBS | Exit | CBS CL B ORD | $0 | – | -2,300 | -100.0% | -0.03% | – |
| ARES | Exit | ARES MANAGEMENT CL A ORD | $0 | – | -3,728 | -100.0% | -0.03% | – |
| GLUU | Exit | GLU MOBILE ORD | $0 | – | -20,000 | -100.0% | -0.03% | – |
| PTR | Exit | PETROCHINA ADR REPSNTG 100 H ORDsponsored adr | $0 | – | -2,000 | -100.0% | -0.03% | – |
| IHIT | Exit | INVESCO HGH INCM 2023 TARGET TERM CF | $0 | – | -10,123 | -100.0% | -0.03% | – |
| PTON | Exit | PELOTON INTERACTIVE ORD | $0 | – | -4,500 | -100.0% | -0.03% | – |
| SQNS | Exit | SEQUANS COMMUNICATIONS ADR REP 1 ORDsponsored adr | $0 | – | -130,000 | -100.0% | -0.03% | – |
| UTG | Exit | REAVES UTILITY INCOME CF | $0 | – | -3,000 | -100.0% | -0.03% | – |
| MDRIQ | Exit | MCDERMOTT INTERNATIONAL ORD | $0 | – | -55,000 | -100.0% | -0.03% | – |
| NGD | Exit | NEW GOLD ORD | $0 | – | -114,154 | -100.0% | -0.04% | – |
| NFJ | Exit | ALLIANZGI NFJ DIV INTEREST STRAT CF | $0 | – | -9,537 | -100.0% | -0.04% | – |
| TPTX | Exit | TURNING POINT THERAPEUTICS ORD | $0 | – | -3,150 | -100.0% | -0.04% | – |
| LPSN | Exit | LIVEPERSON ORD | $0 | – | -3,500 | -100.0% | -0.04% | – |
| FTK | Exit | FLOTEK INDUSTRIES ORD | $0 | – | -57,200 | -100.0% | -0.04% | – |
| GNCIQ | Exit | GNC HOLDINGS CL A ORD | $0 | – | -57,500 | -100.0% | -0.04% | – |
| NET | Exit | CLOUDFLARE CL A ORD | $0 | – | -7,000 | -100.0% | -0.04% | – |
| MDC | Exit | MDC HOLDINGS ORD | $0 | – | -3,000 | -100.0% | -0.04% | – |
| JMT | Exit | NUVEEN MORTGAGE OPPORTUNITY 2 CF | $0 | – | -5,700 | -100.0% | -0.04% | – |
| TGT | Exit | TARGET ORD | $0 | – | -1,200 | -100.0% | -0.04% | – |
| CHL | Exit | CHINA MOBILE ADR REPSG 5 ORDsponsored adr | $0 | – | -3,158 | -100.0% | -0.04% | – |
| GE | Exit | GENERAL ELECTRIC ORD | $0 | – | -14,729 | -100.0% | -0.04% | – |
| LTHM | Exit | LIVENT ORD | $0 | – | -20,000 | -100.0% | -0.04% | – |
| MEOH | Exit | METHANEX ORD | $0 | – | -4,000 | -100.0% | -0.04% | – |
| AFGB | Exit | AMERICAN FIN GRP 5.875 SUB DEBENT | $0 | – | -5,300 | -100.0% | -0.04% | – |
| CEO | Exit | CNOOC ADR REP 100 CL H ORDsponsored adr | $0 | – | -1,000 | -100.0% | -0.05% | – |
| IHTA | Exit | INVESCO HIGH INCM 2024 TRGT TERM CF | $0 | – | -14,400 | -100.0% | -0.05% | – |
| HOME | Exit | AT HOME GROUP ORD | $0 | – | -15,754 | -100.0% | -0.05% | – |
| QID | Exit | PROSHARES ULTRASHORT QQQ ETF | $0 | – | -5,000 | -100.0% | -0.05% | – |
| CROX | Exit | CROCS ORD | $0 | – | -5,554 | -100.0% | -0.05% | – |
| SRPT | Exit | SAREPTA THERAPEUTICS ORD | $0 | – | -2,055 | -100.0% | -0.05% | – |
| OKTA | Exit | OKTA CL A ORD | $0 | – | -1,600 | -100.0% | -0.05% | – |
| AFG | Exit | AMERICAN FINANCIAL GROUP ORD | $0 | – | -1,585 | -100.0% | -0.05% | – |
| VALE | Exit | VALE ADR REPTG ONE ORDsponsored adr | $0 | – | -15,000 | -100.0% | -0.05% | – |
| ANDE | Exit | ANDERSONS ORD | $0 | – | -7,901 | -100.0% | -0.05% | – |
| E | Exit | ENI ADR | $0 | – | -5,783 | -100.0% | -0.05% | – |
| NSC | Exit | NORFOLK SOUTHERN ORD | $0 | – | -1,000 | -100.0% | -0.06% | – |
| TNK | Exit | TEEKAY TANKERS CL A ORD | $0 | – | -139,723 | -100.0% | -0.06% | – |
| BCS | Exit | BARCLAYS ADR REP 4 ORDsponsored adr | $0 | – | -25,000 | -100.0% | -0.06% | – |
| GDI | Exit | GARDNER DENVER HOLDINGS ORD | $0 | – | -6,478 | -100.0% | -0.06% | – |
| RHHBY | Exit | ROCHE HOLDINGS 8 ADR REP ORDsponsored adr | $0 | – | -4,996 | -100.0% | -0.06% | – |
| USCR | Exit | US CONCRETE ORD | $0 | – | -3,300 | -100.0% | -0.06% | – |
| OIH | Exit | VANECK VECTORS OIL SERVICES ETF | $0 | – | -16,000 | -100.0% | -0.06% | – |
| MCK | Exit | MCKESSON ORD | $0 | – | -1,376 | -100.0% | -0.06% | – |
| FOSL | Exit | FOSSIL GROUP ORD | $0 | – | -14,894 | -100.0% | -0.06% | – |
| TSCO | Exit | TRACTOR SUPPLY ORD | $0 | – | -2,150 | -100.0% | -0.06% | – |
| XLF | Exit | SELECT STR FINANCIAL SELECT SPDR ETF | $0 | – | -7,066 | -100.0% | -0.06% | – |
| SAL | Exit | SALISBURY BANCORP ORD | $0 | – | -5,174 | -100.0% | -0.06% | – |
| SYMC | Exit | SYMANTEC ORD | $0 | – | -8,900 | -100.0% | -0.06% | – |
| SMTA | Exit | SPIRIT MTA REIT ORD | $0 | – | -25,000 | -100.0% | -0.06% | – |
| FNKO | Exit | FUNKO CL A ORD | $0 | – | -10,487 | -100.0% | -0.07% | – |
| VICR | Exit | VICOR ORD | $0 | – | -7,500 | -100.0% | -0.07% | – |
| NEWM | Exit | NEW MEDIA INVESTMENT GROUP ORD | $0 | – | -25,778 | -100.0% | -0.07% | – |
| CIEN | Exit | CIENA ORD | $0 | – | -5,900 | -100.0% | -0.07% | – |
| EXAS | Exit | EXACT SCIENCES ORD | $0 | – | -2,600 | -100.0% | -0.07% | – |
| WIA | Exit | WESTERN ASSET INFLATIN LINKD INCM CF | $0 | – | -20,627 | -100.0% | -0.07% | – |
| LBRDA | Exit | LIBERTY BROADBAND SRS A ORD | $0 | – | -2,349 | -100.0% | -0.08% | – |
| AABA | Exit | ALTABA ORD | $0 | – | -12,700 | -100.0% | -0.08% | – |
| SIX | Exit | SIX FLAGS ENTERTAINMENT ORD | $0 | – | -5,000 | -100.0% | -0.08% | – |
| SONA | Exit | SOUTHERN NATNL BANCORP VIRGINIA ORD | $0 | – | -16,501 | -100.0% | -0.08% | – |
| NVO | Exit | NOVO NORDISK ADR REPSG 1 ORDsponsored adr | $0 | – | -5,000 | -100.0% | -0.08% | – |
| TLRDQ | Exit | TAILORED BRANDS ORD | $0 | – | -60,000 | -100.0% | -0.08% | – |
| ASNA | Exit | ASCENA RETAIL GROUP ORD | $0 | – | -1,000,000 | -100.0% | -0.08% | – |
| TGODF | Exit | GREEN ORGANIC DUTCHMAN HLGDS ORD | $0 | – | -185,000 | -100.0% | -0.09% | – |
| IBM | Exit | INTERNATIONAL BUSINESS MACHINES ORD | $0 | – | -2,032 | -100.0% | -0.09% | – |
| ITHUF | Exit | IANTHUS CAPITAL ORD | $0 | – | -211,285 | -100.0% | -0.09% | – |
| DFS | Exit | DISCOVER FINANCIAL SERVICES ORD | $0 | – | -3,695 | -100.0% | -0.09% | – |
| LAUR | Exit | LAUREATE EDUCATION CL A ORD | $0 | – | -18,000 | -100.0% | -0.09% | – |
| CME | Exit | CME GROUP CL A ORD | $0 | – | -1,421 | -100.0% | -0.09% | – |
| RBS | Exit | ROYAL BANK SCOTLAND ADS REP 2 ORD | $0 | – | -59,459 | -100.0% | -0.09% | – |
| AMAT | Exit | APPLIED MATERIAL ORD | $0 | – | -7,000 | -100.0% | -0.11% | – |
| EMPK | Exit | EMPIRE BANCORP ORD | $0 | – | -28,022 | -100.0% | -0.11% | – |
| NXPI | Exit | NXP SEMICONDUCTORS ORD | $0 | – | -3,504 | -100.0% | -0.12% | – |
| IPOAU | Exit | SOCIAL CAPITAL HEDOSOPHIA HOLD UNT | $0 | – | -34,300 | -100.0% | -0.12% | – |
| BAM | Exit | BROOKFIELD ASSET MANAGEMENT CL A ORD | $0 | – | -7,500 | -100.0% | -0.12% | – |
| IIVI | Exit | II VI ORD | $0 | – | -11,388 | -100.0% | -0.12% | – |
| GSK | Exit | GLAXOSMITHKLINE ADR REP TWO ORDsponsored adr | $0 | – | -10,000 | -100.0% | -0.13% | – |
| AZUL | Exit | AZUL ADR REP 3 PRFsponsored adr | $0 | – | -11,900 | -100.0% | -0.13% | – |
| SHOP | Exit | SHOPIFY CL A SUB VTG ORD | $0 | – | -1,390 | -100.0% | -0.13% | – |
| WFCPRX | Exit | WF DS REP SRS X NN CM PRP CL A PRF | $0 | – | -16,958 | -100.0% | -0.13% | – |
| NCI | Exit | NAVIGANT CONSULTING ORD | $0 | – | -15,668 | -100.0% | -0.13% | – |
| DNBF | Exit | DNB FINANCIAL ORD | $0 | – | -10,136 | -100.0% | -0.14% | – |
| TMUS | Exit | T MOBILE US ORD | $0 | – | -5,835 | -100.0% | -0.14% | – |
| INDA | Exit | ISHARES MSCI INDIA INDEX ETF | $0 | – | -13,862 | -100.0% | -0.14% | – |
| SBAC | Exit | SBA COMMUNICATIONS CL A REIT ORD | $0 | – | -2,006 | -100.0% | -0.15% | – |
| TRWH | Exit | TWIN RIVER WORLDWIDE HOLDINGS ORD | $0 | – | -21,867 | -100.0% | -0.15% | – |
| BSMX | Exit | BANCO SANT M XIC ADS REP 5 SRS B ORD | $0 | – | -82,500 | -100.0% | -0.16% | – |
| WFCPRQ | Exit | WLS DS REP 1/1000 CL A SRS Q PRP PRF | $0 | – | -20,000 | -100.0% | -0.16% | – |
| PSDO | Exit | PRESIDIO ORD | $0 | – | -32,000 | -100.0% | -0.16% | – |
| KO | Exit | COCA-COLA ORD | $0 | – | -10,320 | -100.0% | -0.17% | – |
| Exit | GRUPO AVL ACIONS Y VL ADR REP 20 PRFsponsored adr | $0 | – | -78,859 | -100.0% | -0.18% | – | |
| WFCPRO | Exit | WF DS RP 0.001 CL A SRS O NON CM PRF | $0 | – | -25,713 | -100.0% | -0.19% | – |
| TSN | Exit | TYSON FOODS CL A ORD | $0 | – | -7,388 | -100.0% | -0.19% | – |
| PIC | Exit | PIVOTAL INVESTMENT CL A ORD | $0 | – | -66,476 | -100.0% | -0.20% | – |
| EE | Exit | EL PASO ELECTRIC ORD | $0 | – | -9,700 | -100.0% | -0.20% | – |
| KTOS | Exit | KRATOS DEFENSE AND SECURITY SOLS ORD | $0 | – | -35,000 | -100.0% | -0.20% | – |
| LUKOY | Exit | PJSC LUKOIL SPON ADR REP ORDsponsored adr | $0 | – | -8,200 | -100.0% | -0.21% | – |
| UBS | Exit | UBS GROUP N ORD | $0 | – | -60,710 | -100.0% | -0.21% | – |
| CRZO | Exit | CARRIZO OIL AND GAS ORD | $0 | – | -84,358 | -100.0% | -0.22% | – |
| IOTS | Exit | ADESTO TECHNOLOGIES ORD | $0 | – | -85,459 | -100.0% | -0.22% | – |
| BRKB | Exit | BERKSHIRE HATHWAY CL B ORD | $0 | – | -3,716 | -100.0% | -0.24% | – |
| AVP | Exit | AVON PRODUCTS ORD | $0 | – | -187,513 | -100.0% | -0.25% | – |
| MDSO | Exit | MEDIDATA SOLUTIONS ORD | $0 | – | -9,248 | -100.0% | -0.26% | – |
| AIGPRA | Exit | AMRCN INTL DS REP 1/1000 SRS A PRF | $0 | – | -31,777 | -100.0% | -0.26% | – |
| SFTBY | Exit | SOFTBANK GROUP UNSPONSORED ADR | $0 | – | -48,804 | -100.0% | -0.29% | – |
| ALDR | Exit | ALDER BIOPHARMACEUTICALS ORD | $0 | – | -51,400 | -100.0% | -0.30% | – |
| CDNS | Exit | CADENCE DESIGN SYSTEMS ORD | $0 | – | -15,000 | -100.0% | -0.30% | – |
| BHP | Exit | BHP GROUP ADR | $0 | – | -21,697 | -100.0% | -0.33% | – |
| DB | Exit | DEUTSCHE BANK N ORD | $0 | – | -153,279 | -100.0% | -0.35% | – |
| TEF | Exit | TELEFONICA ADR REP ONE ADRsponsored adr | $0 | – | -159,138 | -100.0% | -0.37% | – |
| BITA | Exit | BITAUTO HOLDINGS ADR REP 1 ORDsponsored adr | $0 | – | -94,030 | -100.0% | -0.43% | – |
| PVTU | Exit | PIVOTAL ACQUISITION CL A RED UNT | $0 | – | -125,720 | -100.0% | -0.44% | – |
| CNC | Exit | CENTENE ORD | $0 | – | -34,050 | -100.0% | -0.45% | – |
| RACE | Exit | FERRARI ORD | $0 | – | -10,000 | -100.0% | -0.47% | – |
| TS | Exit | TENARIS ADR REP 2 ORDsponsored adr | $0 | – | -80,000 | -100.0% | -0.52% | – |
| IWN | Exit | ISHARES RUSSELL 2000 VALUE ETF | $0 | – | -14,222 | -100.0% | -0.52% | – |
| AVGOP | Exit | BROADCOM 8 00 MANDA CONV SRS A PRF | $0 | – | -2,000 | -100.0% | -0.63% | – |
| DVA | Exit | DAVITA ORD | $0 | – | -39,300 | -100.0% | -0.69% | – |
| CBLK | Exit | CARBON BLACK ORD | $0 | – | -90,600 | -100.0% | -0.72% | – |
| BBT | Exit | BB AND T ORD | $0 | – | -45,325 | -100.0% | -0.74% | – |
| VSM | Exit | VERSUM MATERIALS ORD | $0 | – | -49,700 | -100.0% | -0.80% | – |
| CZR | Exit | CAESARS ENTERTAINMENT ORD | $0 | – | -275,701 | -100.0% | -0.98% | – |
| PVTL | Exit | PIVOTAL SOFTWARE CL A ORD | $0 | – | -226,786 | -100.0% | -1.03% | – |
| QQQ | Exit | INVSC QQQ TRUST SRS 1 ETF | $0 | – | -21,202 | -100.0% | -1.22% | – |
| LVS | Exit | LAS VEGAS SANDS ORD | $0 | – | -82,650 | -100.0% | -1.46% | – |
| GWR | Exit | GENESEE & WYOMING CL A ORD | $0 | – | -67,241 | -100.0% | -2.27% | – |
| ONCE | Exit | SPARK THERAPEUTICS ORD | $0 | – | -86,305 | -100.0% | -2.56% | – |
| PVT | Exit | PIVOTAL ACQUISITION CL A ORD | $0 | – | -889,087 | -100.0% | -2.77% | – |
| IPOA | Exit | SOCIAL CPTL HEDOSOPHIA HLD CL A ORD | $0 | – | -1,173,382 | -100.0% | -3.84% | – |
| CELG | Exit | CELGENE ORD | $0 | – | -640,032 | -100.0% | -19.43% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-01-10
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| CENTRAL GARDEN AND PET CL A ORD | 22 | Q3 2023 | 0.1% |
| ENERTECK ORD (PNK) | 22 | Q3 2023 | 0.0% |
| GENIUS PRODUCTS ORD | 22 | Q3 2023 | 0.0% |
| INPHONIC ORD (OTC) | 22 | Q3 2023 | 0.0% |
| SPDR S&P 500 ETF | 21 | Q3 2023 | 0.5% |
| CHINA INDUSTRIAL GROUP ORD (PNK) | 21 | Q3 2023 | 0.0% |
| MONEYGRAM INTERNATIONAL ORD | 20 | Q1 2023 | 3.2% |
| INTERNATIONAL BUSINESS MACHINES ORD | 20 | Q3 2023 | 0.9% |
| INVSC QQQ TRUST SRS 1 ETF | 20 | Q3 2023 | 0.1% |
| MSC INDUSTRIAL CL A ORD | 20 | Q3 2023 | 0.0% |
View FNY Investment Advisers, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-01-12 |
| 13F-HR | 2023-10-10 |
| 13F-HR | 2023-07-11 |
| 13F-HR | 2023-04-12 |
| 13F-HR | 2023-01-10 |
| 13F-HR | 2022-10-19 |
| 13F-HR | 2022-07-12 |
| 13F-HR | 2022-04-25 |
| 13F-HR/A | 2022-02-01 |
| 13F-HR | 2022-01-10 |
View FNY Investment Advisers, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.