$323 Million is the total value of FNY Investment Advisers, LLC's 893 reported holdings in Q4 2019. The portfolio turnover from Q3 2019 to Q4 2019 was 115.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| JEF | Exit | JEFFERIES FINANCIAL GROUP ORDcall | $0 | – | -10 | -100.0% | 0.00% | – |
| TVTY | Exit | TIVITY HEALTH ORD (NMS)put | $0 | – | -38 | -100.0% | 0.00% | – |
| IPOA | Exit | SOCIAL CPTL HEDOSOPHIA HLD CL A ORDput | $0 | – | -38 | -100.0% | 0.00% | – |
| ACRX | Exit | ACELRX PHARMACEUTICALS ORD (NMS)call | $0 | – | -50 | -100.0% | 0.00% | – |
| BCLI | Exit | BRAINSTORM CELL THERAPEUTICS ORD (NMS)call | $0 | – | -20 | -100.0% | 0.00% | – |
| TXMD | Exit | THERAPEUTICSMD ORD (ASE)call | $0 | – | -87 | -100.0% | 0.00% | – |
| REAL | Exit | THE REALREAL ORDput | $0 | – | -12 | -100.0% | 0.00% | – |
| OAK | Exit | OAKTREE CAPITAL GROUP CL A UNT (NYS)put | $0 | – | -2 | -100.0% | 0.00% | – |
| CYOU | Exit | CHANGYOU.COM ADR REP 2 CL A ORD (NMS)call | $0 | – | -3 | -100.0% | 0.00% | – |
| NXC | Exit | NUVEEN CALIF SELECT TAX-FREE INCM CF | $0 | – | -86 | -100.0% | 0.00% | – |
| NCB | Exit | NUVEEN CALIFORNIA MUNICIPL VAL 2 CF | $0 | – | -86 | -100.0% | 0.00% | – |
| VFF | Exit | VILLAGE FARMS INTERNATIONAL ORDput | $0 | – | -48 | -100.0% | 0.00% | – |
| PGNX | Exit | PROGENICS PHARMACEUTICALS ORD (NMS)call | $0 | – | -10 | -100.0% | 0.00% | – |
| OPK | Exit | OPKO HEALTH ORD | $0 | – | -200 | -100.0% | 0.00% | – |
| KL | Exit | KIRKLAND LAKE GOLD ORD (NYS)call | $0 | – | -1 | -100.0% | 0.00% | – |
| SDTTU | Exit | SANDRIDGE MISSISSIPPIAN UNT | $0 | – | -2,234 | -100.0% | 0.00% | – |
| PSTG | Exit | PURE STORAGE CL A ORD | $0 | – | -100 | -100.0% | 0.00% | – |
| VSM | Exit | VERSUM MATERIALS ORDcall | $0 | – | -28 | -100.0% | 0.00% | – |
| WBC | Exit | WABCO HOLDINGS ORDput | $0 | – | -10 | -100.0% | 0.00% | – |
| OMER | Exit | OMEROS ORD (NMS)call | $0 | – | -5 | -100.0% | 0.00% | – |
| ACAD | Exit | ACADIA PHARMACEUTICALS ORDcall | $0 | – | -3 | -100.0% | 0.00% | – |
| FTCH | Exit | FARFETCH CL A ORD (NYS)call | $0 | – | -25 | -100.0% | 0.00% | – |
| POTN | Exit | POTNETWORK HOLDINGS INC | $0 | – | -3,000 | -100.0% | 0.00% | – |
| ZS | Exit | ZSCALER ORDput | $0 | – | -25 | -100.0% | 0.00% | – |
| ARWR | Exit | ARROWHEAD PHARMACEUTICALS ORD (NMS)call | $0 | – | -5 | -100.0% | 0.00% | – |
| MHF | Exit | WESTERN ASSET MUNICIPAL HGH INCM CF | $0 | – | -172 | -100.0% | 0.00% | – |
| VICR | Exit | VICOR ORDcall | $0 | – | -21 | -100.0% | 0.00% | – |
| TEVA | Exit | TEVA PHARMA IND ADR REP 1 ORDcall | $0 | – | -34 | -100.0% | 0.00% | – |
| LULU | Exit | LULULEMON ATHLETICA ORD | $0 | – | -8 | -100.0% | 0.00% | – |
| ROKU | Exit | ROKU CL A ORDput | $0 | – | -15 | -100.0% | 0.00% | – |
| GE | Exit | GENERAL ELECTRIC ORDcall | $0 | – | -109 | -100.0% | 0.00% | – |
| EE | Exit | EL PASO ELECTRIC ORDcall | $0 | – | -13 | -100.0% | 0.00% | – |
| NTNX | Exit | NUTANIX CL A ORDcall | $0 | – | -50 | -100.0% | 0.00% | – |
| LLEXQ | Exit | LILIS ENERGY ORD | $0 | – | -3,300 | -100.0% | 0.00% | – |
| PVTL | Exit | PIVOTAL SOFTWARE CL A ORDput | $0 | – | -50 | -100.0% | 0.00% | – |
| CBLK | Exit | CARBON BLACK ORDput | $0 | – | -43 | -100.0% | 0.00% | – |
| PAAS | Exit | PAN AMER SILVER ORDcall | $0 | – | -50 | -100.0% | 0.00% | – |
| ZYNE | Exit | ZYNERBA PHARMACEUTICALS ORD (NMS)call | $0 | – | -20 | -100.0% | 0.00% | – |
| MEN | Exit | BLACKROCK MUNIENHANCED CF | $0 | – | -172 | -100.0% | 0.00% | – |
| IOR | Exit | INCOME OPPORTUNITY REALTY INV ORD | $0 | – | -31 | -100.0% | 0.00% | – |
| TXN | Exit | TEXAS INSTRUMENTS ORD | $0 | – | -13 | -100.0% | 0.00% | – |
| EEM | Exit | ISHARES MSCI EMERGING MARKETS ETFcall | $0 | – | -20 | -100.0% | 0.00% | – |
| ULTA | Exit | ULTA BEAUTY ORD | $0 | – | -4 | -100.0% | 0.00% | – |
| KSHB | Exit | KUSHCO HOLDINGS ORD | $0 | – | -1,000 | -100.0% | 0.00% | – |
| CTRP | Exit | CTRIP.COM INTRNTL 8 ADR REP 1 ORDsponsored adr | $0 | – | -17 | -100.0% | 0.00% | – |
| ODP | Exit | OFFICE DEPOT ORD (NMS)call | $0 | – | -160 | -100.0% | 0.00% | – |
| BLMN | Exit | BLOOMIN' BRANDS ORD (NMS)call | $0 | – | -70 | -100.0% | 0.00% | – |
| ATHX | Exit | ATHERSYS ORD | $0 | – | -1,500 | -100.0% | 0.00% | – |
| NBEV | Exit | NEW AGE BEVERAGES ORDcall | $0 | – | -51 | -100.0% | 0.00% | – |
| CERN | Exit | CERNER ORD | $0 | – | -22 | -100.0% | 0.00% | – |
| GOLD | Exit | BARRICK GOLD ORDcall | $0 | – | -1 | -100.0% | 0.00% | – |
| NMT | Exit | NUVEEN MASACHUSET QLTY MNCPL INCM CF | $0 | – | -86 | -100.0% | 0.00% | – |
| GDX | Exit | VANECK VECTORS GOLD MINERS ETFput | $0 | – | -36 | -100.0% | 0.00% | – |
| PKDC | Exit | PARKER DRILLING COMPANY ORD | $0 | – | -5 | -100.0% | 0.00% | – |
| GH | Exit | GUARDANT HEALTH ORDcall | $0 | – | -5 | -100.0% | 0.00% | – |
| TAK | Exit | TAKEDA PHARMA ADR REP 0.5 ORDsponsored adr | $0 | – | -1 | -100.0% | 0.00% | – |
| RAD | Exit | RITE AID ORD | $0 | – | -205 | -100.0% | 0.00% | – |
| KN | Exit | KNOWLES ORDput | $0 | – | -20 | -100.0% | 0.00% | – |
| FAST | Exit | FASTENAL ORDcall | $0 | – | -5 | -100.0% | 0.00% | – |
| DVAX | Exit | DYNAVAX TECHNOLOGIES ORD (NMS)call | $0 | – | -5 | -100.0% | 0.00% | – |
| EXEL | Exit | EXELIXIS ORD (NMS)call | $0 | – | -25 | -100.0% | 0.00% | – |
| LPCN | Exit | LIPOCINE ORDput | $0 | – | -360 | -100.0% | 0.00% | – |
| HLF | Exit | HERBALIFE NUTRITION ORD | $0 | – | -4 | -100.0% | 0.00% | – |
| CRSP | Exit | CRISPR THERAPEUTICS ORDcall | $0 | – | -25 | -100.0% | 0.00% | – |
| IBB | Exit | ISHARES NASDAQ BIOTECHNOLOGY ETFcall | $0 | – | -20 | -100.0% | 0.00% | – |
| JNK | Exit | SPDR BARCLAYS HIGH YIELD BOND ETF (PSE)put | $0 | – | -17 | -100.0% | 0.00% | – |
| CHL | Exit | CHINA MOBILE ADR REPSG 5 ORDput | $0 | – | -36 | -100.0% | 0.00% | – |
| PT | Exit | PINTEC TECHNOLOGY HOLD ADR REP 7 ORDsponsored adr | $0 | – | -800 | -100.0% | 0.00% | – |
| Exit | CATABASIS PHARMACEUTICALS ORD | $0 | – | -200 | -100.0% | 0.00% | – | |
| PACK | Exit | RANPAK HOLDINGS CL A ORD | $0 | – | -198 | -100.0% | 0.00% | – |
| CATS | Exit | CATASYS ORDcall | $0 | – | -36 | -100.0% | 0.00% | – |
| PLIN | Exit | CHINA XIANGTAI FOOD ORD | $0 | – | -100 | -100.0% | 0.00% | – |
| FDP | Exit | FRESH DEL MONTE PRODUCE ORDput | $0 | – | -40 | -100.0% | 0.00% | – |
| CWH | Exit | CAMPING WORLD CL A ORD (NYS)call | $0 | – | -100 | -100.0% | 0.00% | – |
| ZAYO | Exit | ZAYO GROUP HOLDINGS ORDput | $0 | – | -15 | -100.0% | 0.00% | – |
| CLF | Exit | CLEVELAND CLIFFS ORDcall | $0 | – | -210 | -100.0% | 0.00% | – |
| PAYX | Exit | PAYCHEX ORD | $0 | – | -24 | -100.0% | 0.00% | – |
| CBM | Exit | CAMBREX ORD | $0 | – | -1 | -100.0% | 0.00% | – |
| FCX | Exit | FREEPORT MCMORAN ORDcall | $0 | – | -86 | -100.0% | 0.00% | – |
| CCL | Exit | CARNIVAL ORDput | $0 | – | -20 | -100.0% | 0.00% | – |
| MCF | Exit | CONTANGO OIL AND GAS ORDput | $0 | – | -570 | -100.0% | 0.00% | – |
| NXN | Exit | NUVEEN NY SELECT TAX-FREE INCM CF | $0 | – | -86 | -100.0% | 0.00% | – |
| ROKU | Exit | ROKU CL A ORDcall | $0 | – | -19 | -100.0% | 0.00% | – |
| GLYC | Exit | GLYCOMIMETICS INC (NMS)call | $0 | – | -20 | -100.0% | 0.00% | – |
| EE | Exit | EL PASO ELECTRIC ORDput | $0 | – | -7 | -100.0% | 0.00% | – |
| VUZI | Exit | VUZIX ORD (NMS)call | $0 | – | -50 | -100.0% | 0.00% | – |
| L100PS | Exit | ARCONIC ORD (NYS)put | $0 | – | -30 | -100.0% | 0.00% | – |
| SAND | Exit | SANDSTORM GOLD ORD (ASE)call | $0 | – | -50 | -100.0% | 0.00% | – |
| NGD | Exit | NEW GOLD ORDcall | $0 | – | -20 | -100.0% | 0.00% | – |
| BBAR | Exit | BBVA BANCO FRANCES ADR REP 3 ORDsponsored adr | $0 | – | -109 | -100.0% | 0.00% | – |
| PACB | Exit | PACIFIC BIOSCIENCES OF CALIFRNIA ORDcall | $0 | – | -26 | -100.0% | 0.00% | – |
| Exit | KHIRON LIFE SCIENCES ORD | $0 | – | -1,000 | -100.0% | 0.00% | – | |
| XME | Exit | SPDR S&P METALS & MINING ETFcall | $0 | – | -60 | -100.0% | 0.00% | – |
| KKR | Exit | KKR AND CO CL A ORDput | $0 | – | -12 | -100.0% | 0.00% | – |
| LB | Exit | L BRANDS ORDcall | $0 | – | -94 | -100.0% | 0.00% | – |
| NKE | Exit | NIKE CL B ORDput | $0 | – | -1 | -100.0% | 0.00% | – |
| ANGI | Exit | ANGIE'S LIST ORD (NMS)call | $0 | – | -5 | -100.0% | 0.00% | – |
| APO | Exit | APOLLO GLOBAL MANAGEMENT CL A ORDput | $0 | – | -6 | -100.0% | 0.00% | – |
| CNTTQ | Exit | CANNTRUST HOLDINGS ORD (NYS)call | $0 | – | -20 | -100.0% | 0.00% | – |
| FNKO | Exit | FUNKO CL A ORDcall | $0 | – | -5 | -100.0% | 0.00% | – |
| ZS | Exit | ZSCALER ORDcall | $0 | – | -15 | -100.0% | 0.00% | – |
| FSLY | Exit | FASTLY CL A ORDcall | $0 | – | -19 | -100.0% | 0.00% | – |
| CTB | Exit | COOPER TIRE AND RUBBER ORDcall | $0 | – | -6 | -100.0% | 0.00% | – |
| CYOU | Exit | CHANGYOU.COM ADR REP 2 CL A ORD (NMS)put | $0 | – | -35 | -100.0% | 0.00% | – |
| NMI | Exit | NUVEEN MUNICIPAL INCOME CF | $0 | – | -172 | -100.0% | 0.00% | – |
| ZIOP | Exit | ZIOPHARM ONCOLGY ORD (NMS)call | $0 | – | -5 | -100.0% | 0.00% | – |
| SCCO | Exit | SOUTHERN COPPER ORDcall | $0 | – | -69 | -100.0% | -0.00% | – |
| MYD | Exit | BLACKROCK MUNIYIELD CF | $0 | – | -258 | -100.0% | -0.00% | – |
| BDSI | Exit | BIODELIVERY SCIENCE INTERNATIONL ORD | $0 | – | -500 | -100.0% | -0.00% | – |
| MQT | Exit | BLACKROCK MUNIYLD QUALITY FUND II CF | $0 | – | -258 | -100.0% | -0.00% | – |
| NID | Exit | NUVEEN INTERMEDIATE DURATION MUNI CF | $0 | – | -258 | -100.0% | -0.00% | – |
| YELP | Exit | YELP ORDcall | $0 | – | -75 | -100.0% | -0.00% | – |
| NMY | Exit | NUVEEN MARYLAND QLTY MNCPL INCM CF | $0 | – | -172 | -100.0% | -0.00% | – |
| BID | Exit | SOTHEBYS ORD (NYS)call | $0 | – | -70 | -100.0% | -0.00% | – |
| MYJ | Exit | BLACKROCK MUNIYIELD NEWJERSEY CF | $0 | – | -172 | -100.0% | -0.00% | – |
| BYND | Exit | BEYOND MEAT ORDput | $0 | – | -15 | -100.0% | -0.00% | – |
| STSA | Exit | SATSUMA PHARMACEUTICALS ORD | $0 | – | -300 | -100.0% | -0.00% | – |
| ITB | Exit | ISHARES US HOME CONSTRUCT ETFput | $0 | – | -56 | -100.0% | -0.00% | – |
| SYMC | Exit | SYMANTEC ORDput | $0 | – | -98 | -100.0% | -0.00% | – |
| BBF | Exit | BLACKROCK MUNICIPAL INCOME INV CF | $0 | – | -172 | -100.0% | -0.00% | – |
| MQY | Exit | BLACKROCK MUNIYLD QUALITY FUND CF | $0 | – | -258 | -100.0% | -0.00% | – |
| BKN | Exit | BLACKROCK INVESTMENT QLTY MUNICPL CF | $0 | – | -172 | -100.0% | -0.00% | – |
| GYBCL | Exit | CABCO FLO RA CALL SR 2004-101 CERT | $0 | – | -100 | -100.0% | -0.00% | – |
| NAZ | Exit | NUVEEN ARIZONA QLTY MNCPL INCM CF | $0 | – | -172 | -100.0% | -0.00% | – |
| MUH | Exit | BLACKROCK MUNIHOLDINGS II CF | $0 | – | -172 | -100.0% | -0.00% | – |
| MHD | Exit | BLACKROCK MUNIHOLDINGS CF | $0 | – | -172 | -100.0% | -0.00% | – |
| NPV | Exit | NUVEEN VIRGINIA QLTY MNCPL INCM CF | $0 | – | -172 | -100.0% | -0.00% | – |
| CXO | Exit | CONCHO RESOURCES ORD (NYS)call | $0 | – | -30 | -100.0% | -0.00% | – |
| SRNE | Exit | SORRENTO THERAPEUTICS ORD | $0 | – | -2,000 | -100.0% | -0.00% | – |
| NCA | Exit | NUVEEN CALIFORNIA MUNICIPAL VALUE CF | $0 | – | -258 | -100.0% | -0.00% | – |
| CRON | Exit | CRONOS GROUP ORDput | $0 | – | -225 | -100.0% | -0.00% | – |
| EBAY | Exit | EBAY ORD | $0 | – | -58 | -100.0% | -0.00% | – |
| HJLI | Exit | HANCOCK JAFFE | $0 | – | -5,000 | -100.0% | -0.00% | – |
| CBM | Exit | CAMBREX ORDput | $0 | – | -48 | -100.0% | -0.00% | – |
| NXQ | Exit | NUVEEN SELECT TAX FREE INCOME 2 CF | $0 | – | -172 | -100.0% | -0.00% | – |
| PHM | Exit | PULTEGROUP ORD (NYS)put | $0 | – | -107 | -100.0% | -0.00% | – |
| MSPRE | Exit | MORGAN STANL DS REP 1/1000 SRS E PRF | $0 | – | -92 | -100.0% | -0.00% | – |
| MPA | Exit | BLACKROCK MUNIYIELD PENNS QUALITY CF | $0 | – | -172 | -100.0% | -0.00% | – |
| NOW | Exit | SERVICENOW ORDcall | $0 | – | -10 | -100.0% | -0.00% | – |
| NAN | Exit | NUVEEN NEW YORK QLTY MNCPL INCM CF | $0 | – | -172 | -100.0% | -0.00% | – |
| DT | Exit | DYNATRACE ORD | $0 | – | -250 | -100.0% | -0.00% | – |
| JCO | Exit | NUVEEN CREDIT OPPORTUNITIES 2022 CF | $0 | – | -258 | -100.0% | -0.00% | – |
| BPL | Exit | BUCKEYE PARTNERS UNT (NYS)call | $0 | – | -80 | -100.0% | -0.00% | – |
| IIVI | Exit | II VI ORDcall | $0 | – | -80 | -100.0% | -0.00% | – |
| JPTCL | Exit | NUVEEN PREFERRD AND INCM 2022 TRM CF | $0 | – | -172 | -100.0% | -0.00% | – |
| CTRP | Exit | CTRIP.COM INTRNTL 8 ADR REP 1 ORDcall | $0 | – | -90 | -100.0% | -0.00% | – |
| BPL | Exit | BUCKEYE PARTNERS UNT (NYS)put | $0 | – | -75 | -100.0% | -0.00% | – |
| NUM | Exit | NUVEEN MICHIGAN QLTY MNCPL INCM CF | $0 | – | -172 | -100.0% | -0.00% | – |
| MNP | Exit | WESTERN ASSET MUNICIPAL PARTNERS CF | $0 | – | -172 | -100.0% | -0.00% | – |
| MIY | Exit | BLACKROCK MUNIY MICHIGAN QUALITY CF | $0 | – | -172 | -100.0% | -0.00% | – |
| ADBE | Exit | ADOBE ORDcall | $0 | – | -16 | -100.0% | -0.00% | – |
| NUW | Exit | NUVEEN AMT FREE MUNICIPAL CF | $0 | – | -172 | -100.0% | -0.00% | – |
| PVTL | Exit | PIVOTAL SOFTWARE CL A ORDcall | $0 | – | -233 | -100.0% | -0.00% | – |
| NKX | Exit | NUVEN CALIFOR AMT FREE QLT MNCPL CF | $0 | – | -172 | -100.0% | -0.00% | – |
| MUE | Exit | BLACKROCK MUNIHOLDINGS QUALITY II CF | $0 | – | -172 | -100.0% | -0.00% | – |
| BLE | Exit | BLACKROCK MUNICIPAL INCOME II CF | $0 | – | -258 | -100.0% | -0.00% | – |
| HRL | Exit | HORMEL FOODS ORD (NYS)call | $0 | – | -100 | -100.0% | -0.00% | – |
| CBLK | Exit | CARBON BLACK ORDcall | $0 | – | -88 | -100.0% | -0.00% | – |
| SQM | Exit | SOCIEDAD QUIMICA ADR REP 1 SRS B ORDsponsored adr | $0 | – | -100 | -100.0% | -0.00% | – |
| ADVM | Exit | ADVERUM BIOTECHNOLOGIES ORD (NMS)call | $0 | – | -436 | -100.0% | -0.00% | – |
| MYF | Exit | BLACKROCK MUNIYIELD INVESTMENT CF | $0 | – | -258 | -100.0% | -0.00% | – |
| NXP | Exit | NUVEEN SELECT TAX-FREE INCOME CF | $0 | – | -172 | -100.0% | -0.00% | – |
| BAF | Exit | BLACKROCK MUNICIP INC INV QUALITY CF | $0 | – | -172 | -100.0% | -0.00% | – |
| BOX | Exit | BOX CL A ORDcall | $0 | – | -150 | -100.0% | -0.00% | – |
| EWH | Exit | ISHARES MSCI HONG KONG ETF (PSE)put | $0 | – | -150 | -100.0% | -0.00% | – |
| BYM | Exit | BLACKROCK MUNICIPAL INCOM QUALITY CF | $0 | – | -258 | -100.0% | -0.00% | – |
| MDSO | Exit | MEDIDATA SOLUTIONS ORDput | $0 | – | -37 | -100.0% | -0.00% | – |
| MDLZ | Exit | MONDELEZ INTERNATIONAL CL A ORD | $0 | – | -49 | -100.0% | -0.00% | – |
| NXR | Exit | NUVEEN SELECT TAX-FREE INCOME 3 CF | $0 | – | -172 | -100.0% | -0.00% | – |
| MVF | Exit | BLACKROCK MUNIVEST CF | $0 | – | -430 | -100.0% | -0.00% | – |
| DLTR | Exit | DOLLAR TREE ORDput | $0 | – | -30 | -100.0% | -0.00% | – |
| PRTK | Exit | PARATEK PHARMACEUTICALS ORD | $0 | – | -500 | -100.0% | -0.00% | – |
| JHB | Exit | NUVEEN HG INCM NOV 2021 TRGT NAV CF | $0 | – | -344 | -100.0% | -0.00% | – |
| CME | Exit | CME GROUP CL A ORDput | $0 | – | -10 | -100.0% | -0.00% | – |
| MVT | Exit | BLACKROCK MUNIVEST II CF | $0 | – | -172 | -100.0% | -0.00% | – |
| BIIB | Exit | BIOGEN ORD | $0 | – | -13 | -100.0% | -0.00% | – |
| MUS | Exit | BLACKROCK MUNIHOLDINGS QUALITY CF | $0 | – | -172 | -100.0% | -0.00% | – |
| MMU | Exit | WESTERN ASST MNGD MUNCPLS CF | $0 | – | -258 | -100.0% | -0.00% | – |
| GNW | Exit | GENWORTH FINANCIAL CL A ORDput | $0 | – | -705 | -100.0% | -0.00% | – |
| BLPH | Exit | BELLEROPHON THERAPEUTICS ORD | $0 | – | -6,800 | -100.0% | -0.00% | – |
| BANC | Exit | BANC OF CALIFORNIA ORD | $0 | – | -258 | -100.0% | -0.00% | – |
| BA | Exit | BOEING ORDcall | $0 | – | -10 | -100.0% | -0.00% | – |
| SLV | Exit | ISHARES SILVER TRUST ETF | $0 | – | -300 | -100.0% | -0.00% | – |
| MAR | Exit | MARRIOTT INTERNATIONAL CL A ORD | $0 | – | -22 | -100.0% | -0.00% | – |
| BFZ | Exit | BLACKROCK CALIFORNIA MUNICPL INCM CF | $0 | – | -258 | -100.0% | -0.00% | – |
| BTA | Exit | BLACKROCK LONG TERM MUNICIPL ADV CF | $0 | – | -172 | -100.0% | -0.00% | – |
| NUO | Exit | NUVEEN OHIO QLTY MNCPL INCM CF | $0 | – | -172 | -100.0% | -0.00% | – |
| AMD | Exit | ADVANCED MICRO DEVICES ORDcall | $0 | – | -81 | -100.0% | -0.00% | – |
| NFLX | Exit | NETFLIX ORDput | $0 | – | -8 | -100.0% | -0.00% | – |
| WW | Exit | WW INTERNATIONAL ORD | $0 | – | -100 | -100.0% | -0.00% | – |
| BBK | Exit | BLACKROCK MUNICIPAL BOND CF | $0 | – | -172 | -100.0% | -0.00% | – |
| T | Exit | AT&T ORDcall | $0 | – | -100 | -100.0% | -0.00% | – |
| BPR | Exit | BROOKFIELD PROPERTY REIT CL A ORD | $0 | – | -100 | -100.0% | -0.00% | – |
| XGN | Exit | EXAGEN ORD | $0 | – | -200 | -100.0% | -0.00% | – |
| MXIM | Exit | MAXIM INTEGRATED PRODUCTS ORDcall | $0 | – | -150 | -100.0% | -0.00% | – |
| SYBT | Exit | STOCK YARDS BANCORP ORD | $0 | – | -172 | -100.0% | -0.00% | – |
| CBM | Exit | CAMBREX ORDcall | $0 | – | -120 | -100.0% | -0.00% | – |
| AMGN | Exit | AMGEN ORD | $0 | – | -41 | -100.0% | -0.00% | – |
| BFK | Exit | BLACKROCK MUNICIPAL INCOME CF | $0 | – | -516 | -100.0% | -0.00% | – |
| NXST | Exit | NEXSTAR MEDIA GROUP CL A ORDcall | $0 | – | -86 | -100.0% | -0.00% | – |
| GDXJ | Exit | VANECK VECTOR JUNR GOLD MNRS ETFcall | $0 | – | -171 | -100.0% | -0.00% | – |
| SHOP | Exit | SHOPIFY CL A SUB VTG ORDput | $0 | – | -17 | -100.0% | -0.00% | – |
| JRS | Exit | NUVEEN REAL ESTATE INCOME CF | $0 | – | -774 | -100.0% | -0.00% | – |
| NMZ | Exit | NUVEEN MUNI HIGH INC OPPORTUNITY CF | $0 | – | -516 | -100.0% | -0.00% | – |
| ONCE | Exit | SPARK THERAPEUTICS ORDcall | $0 | – | -84 | -100.0% | -0.00% | – |
| ENIA | Exit | ENEL AMERICAS ADR REP 50 ORDsponsored adr | $0 | – | -972 | -100.0% | -0.00% | – |
| LADR | Exit | LADDER CAPITAL CL A ORD | $0 | – | -516 | -100.0% | -0.00% | – |
| NVDA | Exit | NVIDIA ORD | $0 | – | -41 | -100.0% | -0.00% | – |
| NXJ | Exit | NUVEEN NEW JERSEY QLTY MNCPL INCM CF | $0 | – | -430 | -100.0% | -0.00% | – |
| MGP | Exit | MGM GROWTH PROPERTIES CL A ORD (NYS)call | $0 | – | -180 | -100.0% | -0.00% | – |
| SLGWF | Exit | SLANG WORLDWIDE ORD | $0 | – | -15,000 | -100.0% | -0.00% | – |
| T | Exit | AT&T ORD | $0 | – | -200 | -100.0% | -0.00% | – |
| FLC | Exit | FLAHERTY CRUMRINE TOTAL RETURN CF | $0 | – | -371 | -100.0% | -0.00% | – |
| INMD | Exit | INMODE ORD | $0 | – | -250 | -100.0% | -0.00% | – |
| GILD | Exit | GILEAD SCIENCES ORD | $0 | – | -86 | -100.0% | -0.00% | – |
| JSD | Exit | NUVEEN SHORT DURATION CREDIT CF | $0 | – | -344 | -100.0% | -0.00% | – |
| COFPRG | Exit | CP ONE FNC DS REP 1 40 PRP SRS G PRF | $0 | – | -200 | -100.0% | -0.00% | – |
| QCOM | Exit | QUALCOMM ORD | $0 | – | -83 | -100.0% | -0.00% | – |
| XLU | Exit | SELECT SECTOR UTI SELECT SPDR ETFput | $0 | – | -100 | -100.0% | -0.00% | – |
| EEM | Exit | ISHARES MSCI EMERGING MARKETS ETFput | $0 | – | -185 | -100.0% | -0.00% | – |
| IGV | Exit | ISHARES EXPANDED TECH STW SCTR ETFput | $0 | – | -25 | -100.0% | -0.00% | – |
| NQP | Exit | NUVEEN PNSYLVANIA QLTY MNCPL INCM CF | $0 | – | -430 | -100.0% | -0.00% | – |
| MGM | Exit | MGM RESORTS INTERNATIONAL ORDcall | $0 | – | -200 | -100.0% | -0.00% | – |
| SLV | Exit | ISHARES SILVER TRUST ETFcall | $0 | – | -453 | -100.0% | -0.00% | – |
| OC | Exit | OWENS CORNIING ORD | $0 | – | -100 | -100.0% | -0.00% | – |
| JTA | Exit | NUVEEN TAX-ADVANTAGED TOTAL RETN CF | $0 | – | -516 | -100.0% | -0.00% | – |
| HCAT | Exit | HEALTH CATALYST ORD | $0 | – | -200 | -100.0% | -0.00% | – |
| MUA | Exit | BLACKROCK MUNIASSETS CF | $0 | – | -344 | -100.0% | -0.00% | – |
| MCA | Exit | BLACKROCK MUNIYIELD CALIF QUALITY CF | $0 | – | -430 | -100.0% | -0.00% | – |
| NWL | Exit | NEWELL BRANDS ORD | $0 | – | -300 | -100.0% | -0.00% | – |
| NIO | Exit | NIO ADS REP 1 CL A ORD | $0 | – | -5,200 | -100.0% | -0.00% | – |
| IRRZF | Exit | INTEGRA RESOURCES ORD | $0 | – | -10,000 | -100.0% | -0.00% | – |
| NUAN | Exit | NUANCE COMMUNICATIONS ORD | $0 | – | -800 | -100.0% | -0.00% | – |
| NAK | Exit | NORTHERN DYNASTY MINERALS ORD | $0 | – | -20,000 | -100.0% | -0.00% | – |
| UNH | Exit | UNITEDHEALTH GRP ORD | $0 | – | -50 | -100.0% | -0.00% | – |
| CVX | Exit | CHEVRON ORD | $0 | – | -82 | -100.0% | -0.00% | – |
| Exit | RIO2 LTD | $0 | – | -32,500 | -100.0% | -0.00% | – | |
| NYNY | Exit | EMPIRE RESORTS ORD | $0 | – | -1,000 | -100.0% | -0.00% | – |
| TXG | Exit | 10X GENOMICS CL A ORD | $0 | – | -200 | -100.0% | -0.00% | – |
| SSINQ | Exit | STAGE STORES ORD | $0 | – | -5,000 | -100.0% | -0.00% | – |
| WATT | Exit | ENERGOUS ORD | $0 | – | -3,500 | -100.0% | -0.00% | – |
| CHMG | Exit | CHEMUNG FINANCIAL ORD | $0 | – | -262 | -100.0% | -0.00% | – |
| SSO | Exit | PROSHARES ULTRA S&P 500 ETF | $0 | – | -85 | -100.0% | -0.00% | – |
| AFI | Exit | ARMSTRONG FLOORING ORD | $0 | – | -1,526 | -100.0% | -0.00% | – |
| LGDTF | Exit | LIBERTY GOLD | $0 | – | -20,000 | -100.0% | -0.00% | – |
| SAFM | Exit | SANDERSON FARMS ORDcall | $0 | – | -60 | -100.0% | -0.00% | – |
| JTD | Exit | NUVEEN TAX ADVNTGD DIVDND GRWTH CF | $0 | – | -688 | -100.0% | -0.00% | – |
| JDD | Exit | NUVEEN DIVERSIFIED DIVIDEND INCM CF | $0 | – | -1,118 | -100.0% | -0.00% | – |
| PSMT | Exit | PRICESMART ORDput | $0 | – | -200 | -100.0% | -0.00% | – |
| PXD | Exit | PIONEER NATURAL RESOURCE ORD | $0 | – | -100 | -100.0% | -0.00% | – |
| TSN | Exit | TYSON FOODS CL A ORDcall | $0 | – | -168 | -100.0% | -0.00% | – |
| CMCSA | Exit | COMCAST CL A ORD | $0 | – | -308 | -100.0% | -0.00% | – |
| FNMAI | Exit | FANNIE MAE 6.75 NON CUM SRS Q PFD | $0 | – | -1,000 | -100.0% | -0.00% | – |
| IPOA | Exit | SOCIAL CPTL HEDOSOPHIA HLD CL A ORDcall | $0 | – | -1,162 | -100.0% | -0.00% | – |
| EOG | Exit | EOG RESOURCES ORD | $0 | – | -200 | -100.0% | -0.00% | – |
| FFIN | Exit | FIRST FINANCIAL BANKSHARES ORD | $0 | – | -430 | -100.0% | -0.00% | – |
| PEP | Exit | PEPSICO ORD | $0 | – | -95 | -100.0% | -0.00% | – |
| SLCA | Exit | US SILICA HOLDINGS ORD | $0 | – | -1,500 | -100.0% | -0.00% | – |
| ISCA | Exit | INTERNATIONAL SPEEDWAY CL A ORD | $0 | – | -300 | -100.0% | -0.00% | – |
| CTSH | Exit | COGNIZANT TECHNOLOGY SOLUTN CL A ORD | $0 | – | -218 | -100.0% | -0.00% | – |
| EFF | Exit | EATON VANCE FLTNG RATE INC PLUS CF | $0 | – | -1,093 | -100.0% | -0.01% | – |
| QCOM | Exit | QUALCOMM ORDcall | $0 | – | -210 | -100.0% | -0.01% | – |
| JILL | Exit | J JILL ORD | $0 | – | -9,268 | -100.0% | -0.01% | – |
| MO | Exit | ALTRIA GROUP ORDcall | $0 | – | -400 | -100.0% | -0.01% | – |
| CTB | Exit | COOPER TIRE AND RUBBER ORD | $0 | – | -650 | -100.0% | -0.01% | – |
| AXU | Exit | ALEXCO RESOURCE ORD | $0 | – | -10,000 | -100.0% | -0.01% | – |
| BIO | Exit | BIO RAD LABORATORIES CL A ORD | $0 | – | -65 | -100.0% | -0.01% | – |
| IIVI | Exit | II VI ORDput | $0 | – | -574 | -100.0% | -0.01% | – |
| AZPN | Exit | ASPEN TECHNOLOGY ORD | $0 | – | -176 | -100.0% | -0.01% | – |
| HDS | Exit | HD SUPPLY HOLDINGS ORD | $0 | – | -500 | -100.0% | -0.01% | – |
| APO | Exit | APOLLO GLOBAL MANAGEMENT CL A ORD | $0 | – | -540 | -100.0% | -0.01% | – |
| BKI | Exit | BLACK KNIGHT ORD | $0 | – | -353 | -100.0% | -0.01% | – |
| INSI | Exit | INSIGHT SELECT INCOME CF | $0 | – | -1,000 | -100.0% | -0.01% | – |
| CLUBQ | Exit | TOWN SPORTS INTERNATIONAL ORD | $0 | – | -11,600 | -100.0% | -0.01% | – |
| BBBY | Exit | BED BATH AND BEYOND ORD | $0 | – | -2,000 | -100.0% | -0.01% | – |
| SNV | Exit | SYNOVUS FINANCIAL ORD | $0 | – | -516 | -100.0% | -0.01% | – |
| GABPRH | Exit | GABELLI EQUITY TRUST 5 SRS H CUM PRF | $0 | – | -800 | -100.0% | -0.01% | – |
| WEX | Exit | WEX ORD | $0 | – | -107 | -100.0% | -0.01% | – |
| BX | Exit | BLACKSTONE GROUP CL A ORD | $0 | – | -420 | -100.0% | -0.01% | – |
| MTCH | Exit | MATCH GROUP ORD | $0 | – | -289 | -100.0% | -0.01% | – |
| FICO | Exit | FAIR ISAAC ORD | $0 | – | -70 | -100.0% | -0.01% | – |
| WST | Exit | WEST PHARM SVC ORD | $0 | – | -150 | -100.0% | -0.01% | – |
| ZEN | Exit | ZENDESK ORD | $0 | – | -295 | -100.0% | -0.01% | – |
| JCE | Exit | NUVEEN CORE EQUITY ALPHA CF | $0 | – | -1,376 | -100.0% | -0.01% | – |
| Exit | MINERA ALAMOS INC | $0 | – | -150,000 | -100.0% | -0.01% | – | |
| FXI | Exit | ISHARES CHINA LARGE CAP ETFput | $0 | – | -540 | -100.0% | -0.01% | – |
| HES | Exit | HESS ORD | $0 | – | -330 | -100.0% | -0.01% | – |
| SPXX | Exit | NUVEEN S P 500 DYNAMIC OVRWRT CF | $0 | – | -1,290 | -100.0% | -0.01% | – |
| BILI | Exit | BILIBILI ADS | $0 | – | -1,445 | -100.0% | -0.01% | – |
| OLED | Exit | UNIVERSAL DISPLAY ORD | $0 | – | -119 | -100.0% | -0.01% | – |
| CACC | Exit | CREDIT ACCEPTANCE ORD | $0 | – | -46 | -100.0% | -0.01% | – |
| RNG | Exit | RINGCENTRAL CL A ORD | $0 | – | -172 | -100.0% | -0.01% | – |
| TTD | Exit | TRADE DESK CL A ORD | $0 | – | -102 | -100.0% | -0.01% | – |
| ORLY | Exit | O'REILLY AUTOMOTIVE ORD | $0 | – | -50 | -100.0% | -0.01% | – |
| Exit | GRAYSCALE ETHEREUM COM UNT | $0 | – | -1,000 | -100.0% | -0.01% | – | |
| MDSO | Exit | MEDIDATA SOLUTIONS ORDcall | $0 | – | -198 | -100.0% | -0.01% | – |
| HUYA | Exit | HUYA ADR CL A ORDsponsored adr | $0 | – | -912 | -100.0% | -0.01% | – |
| CSX | Exit | CSX ORD | $0 | – | -350 | -100.0% | -0.01% | – |
| SCD | Exit | LMP CAPITAL & INCM CF | $0 | – | -1,720 | -100.0% | -0.01% | – |
| FMS | Exit | FRESENIUS MEDICAL ADR REPTG 0.5 ORDsponsored adr | $0 | – | -700 | -100.0% | -0.01% | – |
| URBN | Exit | URBAN OUTFITTERS ORD | $0 | – | -800 | -100.0% | -0.01% | – |
| FVCB | Exit | FVCBANKCORP ORD | $0 | – | -1,343 | -100.0% | -0.01% | – |
| CLDR | Exit | CLOUDERA ORD | $0 | – | -2,500 | -100.0% | -0.01% | – |
| TDY | Exit | TELEDYNE TECH ORD | $0 | – | -70 | -100.0% | -0.01% | – |
| TSLA | Exit | TESLA ORDcall | $0 | – | -94 | -100.0% | -0.01% | – |
| WISA | Exit | SUMMIT WIRELESS TECHNOLOGIES ORD | $0 | – | -27,316 | -100.0% | -0.01% | – |
| BRO | Exit | BROWN & BROWN ORD | $0 | – | -611 | -100.0% | -0.01% | – |
| JE | Exit | JUST ENERGY GROUP ORD | $0 | – | -9,500 | -100.0% | -0.01% | – |
| RDSB | Exit | ROYAL DUTCH SHELL ADR REP 2 CL B ORDsponsored adr | $0 | – | -462 | -100.0% | -0.01% | – |
| BXPPRB | Exit | BSTN DS RP 1/100TH SRS B CUM RED PRF | $0 | – | -1,000 | -100.0% | -0.01% | – |
| VLYPO | Exit | VALLEY NATL NON CUM PERP SRS B PRF | $0 | – | -992 | -100.0% | -0.01% | – |
| FB | Exit | FACEBOOK CL A ORD | $0 | – | -149 | -100.0% | -0.01% | – |
| PING | Exit | PING IDENTITY HOLDING ORD | $0 | – | -1,500 | -100.0% | -0.01% | – |
| VIST | Exit | VISTA OIL GAS ADR REP SRS A ORDsponsored adr | $0 | – | -5,360 | -100.0% | -0.01% | – |
| CMI | Exit | CUMMINS ORD | $0 | – | -155 | -100.0% | -0.01% | – |
| ECF | Exit | ELLSWORTH GROWTH AND INCOME CF | $0 | – | -2,498 | -100.0% | -0.01% | – |
| NWFL | Exit | NORWOOD FINANCIAL ORD | $0 | – | -801 | -100.0% | -0.01% | – |
| RYFL | Exit | ROYAL FINANCIAL ORD | $0 | – | -1,550 | -100.0% | -0.01% | – |
| BKNG | Exit | BOOKING HOLDINGS ORD | $0 | – | -15 | -100.0% | -0.01% | – |
| NZF | Exit | NUVEEN MUNICIPAL CREDIT INCOME CF | $0 | – | -1,892 | -100.0% | -0.01% | – |
| GME | Exit | GAMESTOP CL A ORD | $0 | – | -5,622 | -100.0% | -0.01% | – |
| FBP | Exit | FIRST BANCORP ORD | $0 | – | -3,000 | -100.0% | -0.01% | – |
| KRE | Exit | SPDR S&P REGIONAL BANKING ETF | $0 | – | -600 | -100.0% | -0.01% | – |
| MXIM | Exit | MAXIM INTEGRATED PRODUCTS ORD | $0 | – | -500 | -100.0% | -0.01% | – |
| RVLV | Exit | REVOLVE GROUP CL A ORD | $0 | – | -1,316 | -100.0% | -0.01% | – |
| NKE | Exit | NIKE CL B ORD | $0 | – | -300 | -100.0% | -0.01% | – |
| WFC | Exit | WELLS FARGO ORD | $0 | – | -600 | -100.0% | -0.01% | – |
| ASLN | Exit | ASLAN PHARMACEUTICALS ADR REP 5 ORDsponsored adr | $0 | – | -19,100 | -100.0% | -0.01% | – |
| BGT | Exit | BLACKROCK FLOATING RATE INM CF | $0 | – | -2,829 | -100.0% | -0.01% | – |
| AINV | Exit | APOLLO INVESTMENT ORD | $0 | – | -2,000 | -100.0% | -0.01% | – |
| ESTC | Exit | ELASTIC ORD | $0 | – | -400 | -100.0% | -0.01% | – |
| NVG | Exit | NUVEEN AMT FREE MNCPL CRDT INCM CF | $0 | – | -2,064 | -100.0% | -0.01% | – |
| FRO | Exit | FRONTLINE ORD | $0 | – | -4,000 | -100.0% | -0.01% | – |
| ALL | Exit | ALLSTATE ORD | $0 | – | -344 | -100.0% | -0.01% | – |
| BXMX | Exit | NUVEEN S P 500 BUY WRITE INC CF | $0 | – | -2,838 | -100.0% | -0.01% | – |
| AXP | Exit | AMERICAN EXPRESS ORD | $0 | – | -300 | -100.0% | -0.01% | – |
| DBVT | Exit | DBV TECHNOLOGIES ADR REP 0.5 ORDsponsored adr | $0 | – | -4,188 | -100.0% | -0.01% | – |
| NYT | Exit | NEW YORK TIMES CL A ORD (NYS)call | $0 | – | -1,284 | -100.0% | -0.01% | – |
| DPST | Exit | DIREXION DLY RGNL BNK BUL 3X ETF | $0 | – | -1,000 | -100.0% | -0.01% | – |
| DIAX | Exit | NUVEEN DOW 30SM DYNAMIC OVRWRT CF | $0 | – | -2,150 | -100.0% | -0.01% | – |
| MIN | Exit | MFS INTERMEDIATE INCOME CF | $0 | – | -10,040 | -100.0% | -0.01% | – |
| TLND | Exit | TALEND ADR REP ORDsponsored adr | $0 | – | -1,150 | -100.0% | -0.01% | – |
| SPOT | Exit | SPOTIFY TECHNOLOGY ORD | $0 | – | -370 | -100.0% | -0.01% | – |
| FANG | Exit | DIAMONDBACK ENERGY ORD | $0 | – | -464 | -100.0% | -0.01% | – |
| POWI | Exit | POWER INTEGRATIONS ORD | $0 | – | -500 | -100.0% | -0.01% | – |
| KEYS | Exit | KEYSIGHT TECHNOLOGIES ORD | $0 | – | -500 | -100.0% | -0.02% | – |
| CELG | Exit | CELGENE ORDput | $0 | – | -501 | -100.0% | -0.02% | – |
| PCK | Exit | PIMCO CALIFORNIA MUNICI INCOME II CF | $0 | – | -4,926 | -100.0% | -0.02% | – |
| NTES | Exit | NETEASE ADR | $0 | – | -192 | -100.0% | -0.02% | – |
| QQQX | Exit | NUVEEN NASDAQ 100 DYNAMIC OVRWRT CF | $0 | – | -2,408 | -100.0% | -0.02% | – |
| CDOR | Exit | CONDOR HOSPITALITY ORD | $0 | – | -4,812 | -100.0% | -0.02% | – |
| GHG | Exit | GRENTRE HSPTLTY GRP ADR CL A ORDsponsored adr | $0 | – | -5,138 | -100.0% | -0.02% | – |
| GLD | Exit | SPDR GOLD SHARES ETFput | $0 | – | -383 | -100.0% | -0.02% | – |
| NXST | Exit | NEXSTAR MEDIA GROUP CL A ORD | $0 | – | -501 | -100.0% | -0.02% | – |
| TSLA | Exit | TESLA ORDput | $0 | – | -224 | -100.0% | -0.02% | – |
| DESP | Exit | DESPEGAR COM ORD | $0 | – | -5,000 | -100.0% | -0.02% | – |
| AGNC | Exit | AGNC INVESTMENT REIT ORD | $0 | – | -3,400 | -100.0% | -0.02% | – |
| RMED | Exit | RA MEDICAL SYSTEMS ORD | $0 | – | -41,500 | -100.0% | -0.02% | – |
| PG | Exit | PROCTER & GAMBLE ORDput | $0 | – | -510 | -100.0% | -0.02% | – |
| CIK | Exit | CREDIT SUISSE ASSET MANAGMNT INCM CF | $0 | – | -20,000 | -100.0% | -0.02% | – |
| WSC | Exit | WILLSCOT ORD | $0 | – | -4,000 | -100.0% | -0.02% | – |
| OMEX | Exit | ODYSSEY MARINE EXPLORATION ORD | $0 | – | -16,705 | -100.0% | -0.02% | – |
| VNTR | Exit | VENATOR MATERIALS ORD | $0 | – | -27,806 | -100.0% | -0.02% | – |
| PFD | Exit | FLAHERTY & CRMRN PRF AND INCM NAV CF | $0 | – | -4,480 | -100.0% | -0.02% | – |
| COUP | Exit | COUPA SOFTWARE ORD | $0 | – | -500 | -100.0% | -0.02% | – |
| FRANQ | Exit | FRANCESCAS HOLDINGS ORD | $0 | – | -4,616 | -100.0% | -0.02% | – |
| PENN | Exit | PENN NATIONAL GAMING ORD | $0 | – | -3,688 | -100.0% | -0.02% | – |
| ROKU | Exit | ROKU CL A ORD | $0 | – | -675 | -100.0% | -0.02% | – |
| IDSA | Exit | INDUSTRIAL SERVICES OF AMERICA ORD | $0 | – | -65,254 | -100.0% | -0.02% | – |
| PZZA | Exit | PAPA JOHNS INTERNATIONAL ORD | $0 | – | -1,358 | -100.0% | -0.02% | – |
| AL | Exit | AIR LEASE CL A ORD | $0 | – | -1,750 | -100.0% | -0.02% | – |
| MLVF | Exit | MALVERN BANCORP ORD | $0 | – | -3,336 | -100.0% | -0.02% | – |
| Exit | VIVEVE MEDICAL ORD | $0 | – | -16,136 | -100.0% | -0.02% | – | |
| SFE | Exit | SAFEGUARD SCIENTIFICS ORD | $0 | – | -6,500 | -100.0% | -0.02% | – |
| LPCN | Exit | LIPOCINE ORD | $0 | – | -26,639 | -100.0% | -0.02% | – |
| SIG | Exit | SIGNET JEWELERS ORD | $0 | – | -4,628 | -100.0% | -0.02% | – |
| AMCX | Exit | AMC NETWORKS CL A ORD | $0 | – | -1,600 | -100.0% | -0.02% | – |
| LIQT | Exit | LIQTECH INTERNATIONAL ORD | $0 | – | -10,000 | -100.0% | -0.02% | – |
| ASPU | Exit | ASPEN GROUP ORD | $0 | – | -16,220 | -100.0% | -0.03% | – |
| AYX | Exit | ALTERYX CL A ORD | $0 | – | -800 | -100.0% | -0.03% | – |
| TSG | Exit | STARS GROUP ORD | $0 | – | -6,000 | -100.0% | -0.03% | – |
| MMNFF | Exit | MEDMEN ENTERPRISES ORD CL B | $0 | – | -60,000 | -100.0% | -0.03% | – |
| EXK | Exit | ENDEAVOUR SILVER ORD | $0 | – | -40,000 | -100.0% | -0.03% | – |
| LOVE | Exit | LOVESAC COMPANY ORD | $0 | – | -4,821 | -100.0% | -0.03% | – |
| VIAB | Exit | VIACOM CL B ORD | $0 | – | -3,789 | -100.0% | -0.03% | – |
| FOXA | Exit | FOX CL A ORD | $0 | – | -2,965 | -100.0% | -0.03% | – |
| CRMT | Exit | AMERICA'S CAR-MART ORD | $0 | – | -1,000 | -100.0% | -0.03% | – |
| HGLB | Exit | HIGHLAND GLOB ALLO NAV CF | $0 | – | -8,800 | -100.0% | -0.03% | – |
| CBS | Exit | CBS CL B ORD | $0 | – | -2,300 | -100.0% | -0.03% | – |
| ARES | Exit | ARES MANAGEMENT CL A ORD | $0 | – | -3,728 | -100.0% | -0.03% | – |
| GLUU | Exit | GLU MOBILE ORD | $0 | – | -20,000 | -100.0% | -0.03% | – |
| PTR | Exit | PETROCHINA ADR REPSNTG 100 H ORDsponsored adr | $0 | – | -2,000 | -100.0% | -0.03% | – |
| IHIT | Exit | INVESCO HGH INCM 2023 TARGET TERM CF | $0 | – | -10,123 | -100.0% | -0.03% | – |
| PTON | Exit | PELOTON INTERACTIVE ORD | $0 | – | -4,500 | -100.0% | -0.03% | – |
| SQNS | Exit | SEQUANS COMMUNICATIONS ADR REP 1 ORDsponsored adr | $0 | – | -130,000 | -100.0% | -0.03% | – |
| UTG | Exit | REAVES UTILITY INCOME CF | $0 | – | -3,000 | -100.0% | -0.03% | – |
| MDRIQ | Exit | MCDERMOTT INTERNATIONAL ORD | $0 | – | -55,000 | -100.0% | -0.03% | – |
| NGD | Exit | NEW GOLD ORD | $0 | – | -114,154 | -100.0% | -0.04% | – |
| NFJ | Exit | ALLIANZGI NFJ DIV INTEREST STRAT CF | $0 | – | -9,537 | -100.0% | -0.04% | – |
| TPTX | Exit | TURNING POINT THERAPEUTICS ORD | $0 | – | -3,150 | -100.0% | -0.04% | – |
| LPSN | Exit | LIVEPERSON ORD | $0 | – | -3,500 | -100.0% | -0.04% | – |
| FTK | Exit | FLOTEK INDUSTRIES ORD | $0 | – | -57,200 | -100.0% | -0.04% | – |
| GNCIQ | Exit | GNC HOLDINGS CL A ORD | $0 | – | -57,500 | -100.0% | -0.04% | – |
| NET | Exit | CLOUDFLARE CL A ORD | $0 | – | -7,000 | -100.0% | -0.04% | – |
| MDC | Exit | MDC HOLDINGS ORD | $0 | – | -3,000 | -100.0% | -0.04% | – |
| JMT | Exit | NUVEEN MORTGAGE OPPORTUNITY 2 CF | $0 | – | -5,700 | -100.0% | -0.04% | – |
| TGT | Exit | TARGET ORD | $0 | – | -1,200 | -100.0% | -0.04% | – |
| CHL | Exit | CHINA MOBILE ADR REPSG 5 ORDsponsored adr | $0 | – | -3,158 | -100.0% | -0.04% | – |
| GE | Exit | GENERAL ELECTRIC ORD | $0 | – | -14,729 | -100.0% | -0.04% | – |
| LTHM | Exit | LIVENT ORD | $0 | – | -20,000 | -100.0% | -0.04% | – |
| MEOH | Exit | METHANEX ORD | $0 | – | -4,000 | -100.0% | -0.04% | – |
| AFGB | Exit | AMERICAN FIN GRP 5.875 SUB DEBENT | $0 | – | -5,300 | -100.0% | -0.04% | – |
| CEO | Exit | CNOOC ADR REP 100 CL H ORDsponsored adr | $0 | – | -1,000 | -100.0% | -0.05% | – |
| IHTA | Exit | INVESCO HIGH INCM 2024 TRGT TERM CF | $0 | – | -14,400 | -100.0% | -0.05% | – |
| HOME | Exit | AT HOME GROUP ORD | $0 | – | -15,754 | -100.0% | -0.05% | – |
| QID | Exit | PROSHARES ULTRASHORT QQQ ETF | $0 | – | -5,000 | -100.0% | -0.05% | – |
| CROX | Exit | CROCS ORD | $0 | – | -5,554 | -100.0% | -0.05% | – |
| SRPT | Exit | SAREPTA THERAPEUTICS ORD | $0 | – | -2,055 | -100.0% | -0.05% | – |
| OKTA | Exit | OKTA CL A ORD | $0 | – | -1,600 | -100.0% | -0.05% | – |
| AFG | Exit | AMERICAN FINANCIAL GROUP ORD | $0 | – | -1,585 | -100.0% | -0.05% | – |
| VALE | Exit | VALE ADR REPTG ONE ORDsponsored adr | $0 | – | -15,000 | -100.0% | -0.05% | – |
| ANDE | Exit | ANDERSONS ORD | $0 | – | -7,901 | -100.0% | -0.05% | – |
| E | Exit | ENI ADR | $0 | – | -5,783 | -100.0% | -0.05% | – |
| NSC | Exit | NORFOLK SOUTHERN ORD | $0 | – | -1,000 | -100.0% | -0.06% | – |
| TNK | Exit | TEEKAY TANKERS CL A ORD | $0 | – | -139,723 | -100.0% | -0.06% | – |
| BCS | Exit | BARCLAYS ADR REP 4 ORDsponsored adr | $0 | – | -25,000 | -100.0% | -0.06% | – |
| GDI | Exit | GARDNER DENVER HOLDINGS ORD | $0 | – | -6,478 | -100.0% | -0.06% | – |
| RHHBY | Exit | ROCHE HOLDINGS 8 ADR REP ORDsponsored adr | $0 | – | -4,996 | -100.0% | -0.06% | – |
| USCR | Exit | US CONCRETE ORD | $0 | – | -3,300 | -100.0% | -0.06% | – |
| OIH | Exit | VANECK VECTORS OIL SERVICES ETF | $0 | – | -16,000 | -100.0% | -0.06% | – |
| MCK | Exit | MCKESSON ORD | $0 | – | -1,376 | -100.0% | -0.06% | – |
| FOSL | Exit | FOSSIL GROUP ORD | $0 | – | -14,894 | -100.0% | -0.06% | – |
| TSCO | Exit | TRACTOR SUPPLY ORD | $0 | – | -2,150 | -100.0% | -0.06% | – |
| XLF | Exit | SELECT STR FINANCIAL SELECT SPDR ETF | $0 | – | -7,066 | -100.0% | -0.06% | – |
| SAL | Exit | SALISBURY BANCORP ORD | $0 | – | -5,174 | -100.0% | -0.06% | – |
| SYMC | Exit | SYMANTEC ORD | $0 | – | -8,900 | -100.0% | -0.06% | – |
| SMTA | Exit | SPIRIT MTA REIT ORD | $0 | – | -25,000 | -100.0% | -0.06% | – |
| FNKO | Exit | FUNKO CL A ORD | $0 | – | -10,487 | -100.0% | -0.07% | – |
| VICR | Exit | VICOR ORD | $0 | – | -7,500 | -100.0% | -0.07% | – |
| NEWM | Exit | NEW MEDIA INVESTMENT GROUP ORD | $0 | – | -25,778 | -100.0% | -0.07% | – |
| CIEN | Exit | CIENA ORD | $0 | – | -5,900 | -100.0% | -0.07% | – |
| EXAS | Exit | EXACT SCIENCES ORD | $0 | – | -2,600 | -100.0% | -0.07% | – |
| WIA | Exit | WESTERN ASSET INFLATIN LINKD INCM CF | $0 | – | -20,627 | -100.0% | -0.07% | – |
| LBRDA | Exit | LIBERTY BROADBAND SRS A ORD | $0 | – | -2,349 | -100.0% | -0.08% | – |
| AABA | Exit | ALTABA ORD | $0 | – | -12,700 | -100.0% | -0.08% | – |
| SIX | Exit | SIX FLAGS ENTERTAINMENT ORD | $0 | – | -5,000 | -100.0% | -0.08% | – |
| SONA | Exit | SOUTHERN NATNL BANCORP VIRGINIA ORD | $0 | – | -16,501 | -100.0% | -0.08% | – |
| NVO | Exit | NOVO NORDISK ADR REPSG 1 ORDsponsored adr | $0 | – | -5,000 | -100.0% | -0.08% | – |
| TLRDQ | Exit | TAILORED BRANDS ORD | $0 | – | -60,000 | -100.0% | -0.08% | – |
| ASNA | Exit | ASCENA RETAIL GROUP ORD | $0 | – | -1,000,000 | -100.0% | -0.08% | – |
| TGODF | Exit | GREEN ORGANIC DUTCHMAN HLGDS ORD | $0 | – | -185,000 | -100.0% | -0.09% | – |
| IBM | Exit | INTERNATIONAL BUSINESS MACHINES ORD | $0 | – | -2,032 | -100.0% | -0.09% | – |
| ITHUF | Exit | IANTHUS CAPITAL ORD | $0 | – | -211,285 | -100.0% | -0.09% | – |
| DFS | Exit | DISCOVER FINANCIAL SERVICES ORD | $0 | – | -3,695 | -100.0% | -0.09% | – |
| LAUR | Exit | LAUREATE EDUCATION CL A ORD | $0 | – | -18,000 | -100.0% | -0.09% | – |
| CME | Exit | CME GROUP CL A ORD | $0 | – | -1,421 | -100.0% | -0.09% | – |
| RBS | Exit | ROYAL BANK SCOTLAND ADS REP 2 ORD | $0 | – | -59,459 | -100.0% | -0.09% | – |
| AMAT | Exit | APPLIED MATERIAL ORD | $0 | – | -7,000 | -100.0% | -0.11% | – |
| EMPK | Exit | EMPIRE BANCORP ORD | $0 | – | -28,022 | -100.0% | -0.11% | – |
| NXPI | Exit | NXP SEMICONDUCTORS ORD | $0 | – | -3,504 | -100.0% | -0.12% | – |
| IPOAU | Exit | SOCIAL CAPITAL HEDOSOPHIA HOLD UNT | $0 | – | -34,300 | -100.0% | -0.12% | – |
| BAM | Exit | BROOKFIELD ASSET MANAGEMENT CL A ORD | $0 | – | -7,500 | -100.0% | -0.12% | – |
| IIVI | Exit | II VI ORD | $0 | – | -11,388 | -100.0% | -0.12% | – |
| GSK | Exit | GLAXOSMITHKLINE ADR REP TWO ORDsponsored adr | $0 | – | -10,000 | -100.0% | -0.13% | – |
| AZUL | Exit | AZUL ADR REP 3 PRFsponsored adr | $0 | – | -11,900 | -100.0% | -0.13% | – |
| SHOP | Exit | SHOPIFY CL A SUB VTG ORD | $0 | – | -1,390 | -100.0% | -0.13% | – |
| WFCPRX | Exit | WF DS REP SRS X NN CM PRP CL A PRF | $0 | – | -16,958 | -100.0% | -0.13% | – |
| NCI | Exit | NAVIGANT CONSULTING ORD | $0 | – | -15,668 | -100.0% | -0.13% | – |
| DNBF | Exit | DNB FINANCIAL ORD | $0 | – | -10,136 | -100.0% | -0.14% | – |
| TMUS | Exit | T MOBILE US ORD | $0 | – | -5,835 | -100.0% | -0.14% | – |
| INDA | Exit | ISHARES MSCI INDIA INDEX ETF | $0 | – | -13,862 | -100.0% | -0.14% | – |
| SBAC | Exit | SBA COMMUNICATIONS CL A REIT ORD | $0 | – | -2,006 | -100.0% | -0.15% | – |
| TRWH | Exit | TWIN RIVER WORLDWIDE HOLDINGS ORD | $0 | – | -21,867 | -100.0% | -0.15% | – |
| BSMX | Exit | BANCO SANT M XIC ADS REP 5 SRS B ORD | $0 | – | -82,500 | -100.0% | -0.16% | – |
| WFCPRQ | Exit | WLS DS REP 1/1000 CL A SRS Q PRP PRF | $0 | – | -20,000 | -100.0% | -0.16% | – |
| PSDO | Exit | PRESIDIO ORD | $0 | – | -32,000 | -100.0% | -0.16% | – |
| KO | Exit | COCA-COLA ORD | $0 | – | -10,320 | -100.0% | -0.17% | – |
| Exit | GRUPO AVL ACIONS Y VL ADR REP 20 PRFsponsored adr | $0 | – | -78,859 | -100.0% | -0.18% | – | |
| WFCPRO | Exit | WF DS RP 0.001 CL A SRS O NON CM PRF | $0 | – | -25,713 | -100.0% | -0.19% | – |
| TSN | Exit | TYSON FOODS CL A ORD | $0 | – | -7,388 | -100.0% | -0.19% | – |
| PIC | Exit | PIVOTAL INVESTMENT CL A ORD | $0 | – | -66,476 | -100.0% | -0.20% | – |
| EE | Exit | EL PASO ELECTRIC ORD | $0 | – | -9,700 | -100.0% | -0.20% | – |
| KTOS | Exit | KRATOS DEFENSE AND SECURITY SOLS ORD | $0 | – | -35,000 | -100.0% | -0.20% | – |
| LUKOY | Exit | PJSC LUKOIL SPON ADR REP ORDsponsored adr | $0 | – | -8,200 | -100.0% | -0.21% | – |
| UBS | Exit | UBS GROUP N ORD | $0 | – | -60,710 | -100.0% | -0.21% | – |
| CRZO | Exit | CARRIZO OIL AND GAS ORD | $0 | – | -84,358 | -100.0% | -0.22% | – |
| IOTS | Exit | ADESTO TECHNOLOGIES ORD | $0 | – | -85,459 | -100.0% | -0.22% | – |
| BRKB | Exit | BERKSHIRE HATHWAY CL B ORD | $0 | – | -3,716 | -100.0% | -0.24% | – |
| AVP | Exit | AVON PRODUCTS ORD | $0 | – | -187,513 | -100.0% | -0.25% | – |
| MDSO | Exit | MEDIDATA SOLUTIONS ORD | $0 | – | -9,248 | -100.0% | -0.26% | – |
| AIGPRA | Exit | AMRCN INTL DS REP 1/1000 SRS A PRF | $0 | – | -31,777 | -100.0% | -0.26% | – |
| SFTBY | Exit | SOFTBANK GROUP UNSPONSORED ADR | $0 | – | -48,804 | -100.0% | -0.29% | – |
| ALDR | Exit | ALDER BIOPHARMACEUTICALS ORD | $0 | – | -51,400 | -100.0% | -0.30% | – |
| CDNS | Exit | CADENCE DESIGN SYSTEMS ORD | $0 | – | -15,000 | -100.0% | -0.30% | – |
| BHP | Exit | BHP GROUP ADR | $0 | – | -21,697 | -100.0% | -0.33% | – |
| DB | Exit | DEUTSCHE BANK N ORD | $0 | – | -153,279 | -100.0% | -0.35% | – |
| TEF | Exit | TELEFONICA ADR REP ONE ADRsponsored adr | $0 | – | -159,138 | -100.0% | -0.37% | – |
| BITA | Exit | BITAUTO HOLDINGS ADR REP 1 ORDsponsored adr | $0 | – | -94,030 | -100.0% | -0.43% | – |
| PVTU | Exit | PIVOTAL ACQUISITION CL A RED UNT | $0 | – | -125,720 | -100.0% | -0.44% | – |
| CNC | Exit | CENTENE ORD | $0 | – | -34,050 | -100.0% | -0.45% | – |
| RACE | Exit | FERRARI ORD | $0 | – | -10,000 | -100.0% | -0.47% | – |
| TS | Exit | TENARIS ADR REP 2 ORDsponsored adr | $0 | – | -80,000 | -100.0% | -0.52% | – |
| IWN | Exit | ISHARES RUSSELL 2000 VALUE ETF | $0 | – | -14,222 | -100.0% | -0.52% | – |
| AVGOP | Exit | BROADCOM 8 00 MANDA CONV SRS A PRF | $0 | – | -2,000 | -100.0% | -0.63% | – |
| DVA | Exit | DAVITA ORD | $0 | – | -39,300 | -100.0% | -0.69% | – |
| CBLK | Exit | CARBON BLACK ORD | $0 | – | -90,600 | -100.0% | -0.72% | – |
| BBT | Exit | BB AND T ORD | $0 | – | -45,325 | -100.0% | -0.74% | – |
| VSM | Exit | VERSUM MATERIALS ORD | $0 | – | -49,700 | -100.0% | -0.80% | – |
| CZR | Exit | CAESARS ENTERTAINMENT ORD | $0 | – | -275,701 | -100.0% | -0.98% | – |
| PVTL | Exit | PIVOTAL SOFTWARE CL A ORD | $0 | – | -226,786 | -100.0% | -1.03% | – |
| QQQ | Exit | INVSC QQQ TRUST SRS 1 ETF | $0 | – | -21,202 | -100.0% | -1.22% | – |
| LVS | Exit | LAS VEGAS SANDS ORD | $0 | – | -82,650 | -100.0% | -1.46% | – |
| GWR | Exit | GENESEE & WYOMING CL A ORD | $0 | – | -67,241 | -100.0% | -2.27% | – |
| ONCE | Exit | SPARK THERAPEUTICS ORD | $0 | – | -86,305 | -100.0% | -2.56% | – |
| PVT | Exit | PIVOTAL ACQUISITION CL A ORD | $0 | – | -889,087 | -100.0% | -2.77% | – |
| IPOA | Exit | SOCIAL CPTL HEDOSOPHIA HLD CL A ORD | $0 | – | -1,173,382 | -100.0% | -3.84% | – |
| CELG | Exit | CELGENE ORD | $0 | – | -640,032 | -100.0% | -19.43% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-01-10
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| CENTRAL GARDEN AND PET CL A ORD | 22 | Q3 2023 | 0.1% |
| ENERTECK ORD (PNK) | 22 | Q3 2023 | 0.0% |
| GENIUS PRODUCTS ORD | 22 | Q3 2023 | 0.0% |
| INPHONIC ORD (OTC) | 22 | Q3 2023 | 0.0% |
| SPDR S&P 500 ETF | 21 | Q3 2023 | 0.5% |
| CHINA INDUSTRIAL GROUP ORD (PNK) | 21 | Q3 2023 | 0.0% |
| MONEYGRAM INTERNATIONAL ORD | 20 | Q1 2023 | 3.2% |
| INTERNATIONAL BUSINESS MACHINES ORD | 20 | Q3 2023 | 0.9% |
| INVSC QQQ TRUST SRS 1 ETF | 20 | Q3 2023 | 0.1% |
| MSC INDUSTRIAL CL A ORD | 20 | Q3 2023 | 0.0% |
View FNY Investment Advisers, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-03 |
| 13F-HR | 2024-01-12 |
| 13F-HR | 2023-10-10 |
| 13F-HR | 2023-07-11 |
| 13F-HR | 2023-04-12 |
| 13F-HR | 2023-01-10 |
| 13F-HR | 2022-10-19 |
| 13F-HR | 2022-07-12 |
| 13F-HR | 2022-04-25 |
| 13F-HR/A | 2022-02-01 |
View FNY Investment Advisers, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.