FNY Investment Advisers, LLC - Q4 2019 holdings

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$323 Million is the total value of FNY Investment Advisers, LLC's 893 reported holdings in Q4 2019. The portfolio turnover from Q3 2019 to Q4 2019 was 87.9% .

All

			Value		Shares		↓ Weighting
AGN	Sell	ALLERGAN ORD	$15,239,000	-27.1%	79,715	-35.8%	4.72%	-26.1%
LYG	Sell	LLOYDS BANKING GROUP ADR 4 ORDsponsored adr	$8,825,000	+20.9%	2,666,442	-3.5%	2.74%	+22.6%
WBC	Sell	WABCO HOLDINGS ORD	$5,467,000	-46.5%	40,349	-47.2%	1.69%	-45.8%
KT	Sell	KT ADR REP 1/2 ORDsponsored adr	$3,329,000	-61.2%	286,983	-62.1%	1.03%	-60.6%
OXY	Sell	OCCIDENTAL PETROLEUM ORD	$1,265,000	-61.4%	30,701	-58.4%	0.39%	-60.9%
TRNEU	Sell	TRINE ACQUISITION CL A RED UNT	$1,060,000	+0.9%	101,400	-0.2%	0.33%	+2.5%
IHG	Sell	INTERCONTINENTAL HOTEL ADR REP 1 ORDsponsored adr	$895,000	+4.6%	13,034	-5.3%	0.28%	+5.7%
MHLA	Sell	MAIDEN HOLDINGS LTD	$842,000	+5.6%	42,850	-4.1%	0.26%	+7.0%
GDX	Sell	VANECK VECTORS GOLD MINERS ETF	$835,000	-76.9%	28,539	-78.9%	0.26%	-76.5%
SAN	Sell	BANCO SANTANDER ADR REP 1 ORDsponsored adr	$819,000	-39.7%	197,877	-41.5%	0.25%	-38.9%
XLNX	Sell	XILINX ORD	$788,000	-19.9%	8,060	-21.5%	0.24%	-18.9%
CRDB	Sell	CRAWFORD CL B ORD	$754,000	-15.2%	74,322	-15.7%	0.23%	-14.0%
GTBIF	Sell	GREEN THUMB INDUSTRIES ORD	$649,000	-20.8%	66,567	-33.6%	0.20%	-19.6%
GNW	Sell	GENWORTH FINANCIAL CL A ORD	$640,000	-35.5%	145,650	-35.5%	0.20%	-34.7%
MPC	Sell	MARATHON PETROLEUM ORD	$549,000	-14.9%	9,121	-14.1%	0.17%	-13.7%
WDOFF	Sell	WESDOME GOLD MINES ORD	$491,000	+1.2%	62,993	-41.2%	0.15%	+2.7%
FUNC	Sell	FIRST UNITED ORD	$451,000	-69.8%	18,748	-72.4%	0.14%	-69.4%
SPWH	Sell	SPORTSMANS WAREHOUSE HOLDINGS ORD	$353,000	+36.3%	44,000	-12.0%	0.11%	+38.0%
AMD	Sell	ADVANCED MICRO DEVICES ORD	$346,000	-87.6%	7,552	-92.1%	0.11%	-87.4%
SPY	Sell	SPDR S&P 500 ETFput	$327,000	+1.2%	1,019	-6.4%	0.10%	+2.0%
TWLO	Sell	TWILIO CL A ORD	$294,000	-28.6%	3,000	-20.0%	0.09%	-27.8%
HEIA	Sell	HEICO CL A ORD	$287,000	-87.4%	3,212	-86.3%	0.09%	-87.2%
DBL	Sell	DOUBLELINE OPPORTUNISTIC CF	$259,000	-13.7%	12,583	-13.2%	0.08%	-13.0%
WIW	Sell	WESTERN AST INFLTN LINK OPRT INCM CF	$242,000	-27.3%	21,024	-30.2%	0.08%	-26.5%
GXGXU	Sell	GX ACQUISITON UNT	$235,000	-10.3%	23,080	-2.6%	0.07%	-8.8%
NTNX	Sell	NUTANIX CL A ORD	$218,000	+14.7%	7,000	-3.4%	0.07%	+17.2%
VMO	Sell	INVESCO MUNICIPAL OPPORTUNITY CF	$217,000	-6.9%	17,593	-5.6%	0.07%	-5.6%
GOOGL	Sell	ALPHABET CL A ORD	$211,000	-71.7%	158	-74.1%	0.06%	-71.5%
BLW	Sell	BLACKROCK LIMITED DURATION INCOME CF	$199,000	+1.0%	12,158	-3.9%	0.06%	+3.3%
NAC	Sell	NUVEEN CLIFORNIA QULTY MNCPL INCM CF	$194,000	-17.4%	13,079	-16.6%	0.06%	-16.7%
AFT	Sell	APOLLO SENIOR FLOATING RATE CF	$187,000	-4.1%	12,416	-6.0%	0.06%	-3.3%
MICR	Sell	MICRON SOLUTIONS ORD	$176,000	+7.3%	73,700	-1.8%	0.06%	+10.0%
SEAC	Sell	SEACHANGE INTERNATIONAL ORD	$177,000	-7.8%	42,412	-36.7%	0.06%	-6.8%
BHK	Sell	BLACKROCK CORE BOND CF	$172,000	-14.0%	11,798	-14.8%	0.05%	-13.1%
TNPPRF	Sell	TSAKOS ENRG NVGT CM RD PRP SRS F PRF	$167,000	-37.0%	7,000	-41.3%	0.05%	-35.8%
NHS	Sell	NEUBERGER BERMAN HGH YLD STRATGS CF	$165,000	-8.8%	13,392	-10.7%	0.05%	-7.3%
EDD	Sell	MS EMERGING MARKTS DOMESTIC DEBT CF	$164,000	-4.1%	23,532	-9.3%	0.05%	-1.9%
QTNT	Sell	QUOTIENT ORD	$161,000	-1.8%	17,000	-19.8%	0.05%	0.0%
SNNY	Sell	SUNNYSIDE BANCORP ORD	$159,000	-1.2%	12,301	-2.3%	0.05%	0.0%
BTT	Sell	BLACKROCK MUNCPL 2030 TARGET TERM CF	$156,000	-16.1%	6,455	-18.1%	0.05%	-15.8%
ZSAN	Sell	ZOSANO PHARMA ORD	$152,000	-35.0%	100,000	-33.3%	0.05%	-34.7%
PYPL	Sell	PAYPAL HOLDINGS ORD	$150,000	-30.2%	1,390	-33.2%	0.05%	-30.3%
PNNT	Sell	PENNANTPARK INVESTMENT ORD	$149,000	-9.1%	22,910	-12.9%	0.05%	-8.0%
RPAYW	Sell	REPAY HOLDINGS CORP	$137,000	-9.9%	123,200	-28.7%	0.04%	-8.7%
BKT	Sell	BLACKROCK INCOME CF	$126,000	-28.0%	20,900	-27.7%	0.04%	-27.8%
LLNW	Sell	LIMELIGHT NETWORKS ORD	$122,000	+0.8%	30,000	-25.0%	0.04%	+2.7%
GDO	Sell	WESTERN AST GLB CORP DEFIND OPPTY CF	$113,000	-0.9%	6,220	-5.2%	0.04%	0.0%
ENSG	Sell	ENSIGN GROUP ORD	$113,000	-83.0%	2,500	-83.3%	0.04%	-82.8%
SNDL	Sell	SUNDIAL GROWERS ORD	$114,000	-41.8%	38,000	-7.3%	0.04%	-41.7%
AVYA	Sell	AVAYA HOLDINGS ORD	$109,000	-57.8%	8,100	-68.0%	0.03%	-57.0%
PHT	Sell	PIONEER HIGH INCOME CF	$109,000	-16.8%	11,440	-19.9%	0.03%	-15.0%
VCIF	Sell	VERTICAL CAPITAL INCOME NAV CF	$104,000	-30.2%	10,003	-28.7%	0.03%	-30.4%
AEG	Sell	AEGON ADR	$103,000	-49.3%	22,900	-53.5%	0.03%	-48.4%
GSUM	Sell	GRIDSUM HOLDING ADR	$98,000	-50.0%	80,500	-30.4%	0.03%	-50.0%
CKHUY	Sell	CK HUTCHISON HOLDINGS ADR	$95,000	-56.4%	10,000	-60.0%	0.03%	-56.7%
LHCWS	Sell	LEO HOLDINGS EQY WRT EXP 04/05/2023	$92,000	-12.4%	140,141	-1.4%	0.03%	-9.4%
DISCB	Sell	DISCOVERY SRS B ORD	$91,000	-14.2%	2,533	-22.8%	0.03%	-12.5%
LSXMK	Sell	LIBRTY MEDIA LRTY SIRIUSXM SRS C ORD	$89,000	+3.5%	1,850	-10.2%	0.03%	+7.7%
AKTS	Sell	AKOUSTIS TECHNOLOGIE ORD	$79,000	-46.6%	9,910	-48.3%	0.02%	-46.7%
CENTA	Sell	CENTRAL GARDEN AND PET CL A ORD	$73,000	-1.4%	2,500	-7.4%	0.02%	0.0%
LCAHU	Sell	LANDCADIA HOLDINGS II UNT	$70,000	-2.8%	7,000	-2.8%	0.02%	0.0%
CPE	Sell	CALLON PETROLEUM ORD	$72,000	-78.1%	15,000	-80.2%	0.02%	-78.2%
UBP	Sell	URSTADT BIDDLE REIT ORD	$71,000	-61.2%	3,602	-63.0%	0.02%	-60.7%
JPC	Sell	NUVEEN PREFERRED AND INCM OPP CF	$66,000	-13.2%	6,334	-17.2%	0.02%	-13.0%
ACRGF	Sell	ACREAGE HOLDINGS ORD	$66,000	-40.0%	11,300	-24.7%	0.02%	-41.2%
BIT	Sell	BLACKROCK MULTI SECTOR INCOME CF	$62,000	-67.9%	3,865	-65.7%	0.02%	-67.8%
QURE	Sell	UNIQURE ORD	$57,000	-79.7%	800	-88.8%	0.02%	-79.1%
HYT	Sell	BLACKROCK CORPORATE HIGH YIELD CF	$58,000	-23.7%	5,196	-27.1%	0.02%	-21.7%
QQQ	Sell	INVSC QQQ TRUST SRS 1 ETFput	$56,000	-51.7%	268	-56.5%	0.02%	-51.4%
BBDC	Sell	BARINGS BDC ORD	$51,000	-51.9%	5,000	-52.2%	0.02%	-50.0%
NCR	Sell	NCR ORD	$52,000	-64.4%	1,500	-67.7%	0.02%	-64.4%
IGI	Sell	WESTERN ASSET INVEST GR DEF OPP CF	$47,000	-47.8%	2,057	-51.5%	0.02%	-46.4%
MFACU	Sell	MEGALITH FINANCIAL ACQUISITION UNT	$48,000	-40.0%	4,650	-39.6%	0.02%	-37.5%
CWBHF	Sell	CHARLOTTES WEB HLDGS ORD	$49,000	-76.3%	6,500	-56.7%	0.02%	-76.2%
ADS	Sell	ALLIANCE DATA SYSTEMS ORD	$45,000	-98.9%	406	-98.7%	0.01%	-98.8%
BFA	Sell	BROWN FORMAN CL A ORD	$43,000	-17.3%	690	-20.8%	0.01%	-18.8%
PGZ	Sell	PRINCIPAL REAL ESTATE INCOME CF	$43,000	-77.2%	2,048	-77.7%	0.01%	-77.6%
V	Sell	VISA CL A ORD	$38,000	-99.2%	204	-99.2%	0.01%	-99.1%
LILAK	Sell	LIBERTY LATIN AMERICA CL C ORD	$38,000	-77.9%	2,000	-80.2%	0.01%	-77.4%
STNG	Sell	SCORPIO TANKERS ORD	$39,000	-91.3%	1,000	-93.4%	0.01%	-91.2%
DPG	Sell	DUFF PHELPS UTILITY AND INFRASUTR CF	$37,000	-61.5%	2,496	-58.8%	0.01%	-62.1%
PCM	Sell	PCM FUND CF	$35,000	-5.4%	3,082	-8.6%	0.01%	0.0%
MAG	Sell	MAG SILVER ORD	$37,000	-11.9%	3,201	-20.0%	0.01%	-15.4%
HGV	Sell	HILTON GRAND VACATIONS ORD	$37,000	-91.7%	1,100	-92.1%	0.01%	-92.0%
PTY	Sell	PIMCO CORPORATE OPPORTUNITY CF	$32,000	-68.6%	1,729	-69.3%	0.01%	-67.7%
BBN	Sell	BLACKROCK TAXABL MUNI BND CF	$25,000	-76.9%	1,038	-76.4%	0.01%	-75.8%
XRX	Sell	XEROX HOLDINGS ORD	$27,000	-91.0%	750	-92.5%	0.01%	-91.2%
DSU	Sell	BLACKROCK DEBT STRATEGIES CF	$26,000	-71.1%	2,344	-72.1%	0.01%	-71.4%
HIIQ	Sell	HEALTH INSURANCE INNOVATION CL A ORD	$21,000	-69.1%	1,125	-59.1%	0.01%	-66.7%
GEF	Sell	GREIF CL A ORD	$24,000	-35.1%	564	-43.5%	0.01%	-36.4%
AGR	Sell	AVANGRID ORD	$18,000	-41.9%	364	-39.5%	0.01%	-33.3%
GOF	Sell	GUGGENHEIM STRATEGIC OPPORTNITIES CF	$19,000	-67.8%	1,100	-64.5%	0.01%	-66.7%
PAHC	Sell	PHIBRO ANIMAL HEALTH CL A ORD	$17,000	-22.7%	700	-32.7%	0.01%	-28.6%
TGE	Sell	TALLGRASS ENERGY CL A ORD	$15,000	-99.3%	700	-99.3%	0.01%	-99.2%
FEI	Sell	FIRST TRUST MLP AND ENERGY INCOME CF	$16,000	-88.7%	1,359	-89.0%	0.01%	-88.4%
FTAC	Sell	FINTECH ACQUISITION CL A ORD	$16,000	0.0%	1,648	-0.1%	0.01%	0.0%
UVXY	Sell	PROSHARES ULTRA VIX SHORT TERM ETF	$12,000	-95.4%	1,000	-90.0%	0.00%	-95.0%
IWM	Sell	ISHARES RUSSELL 2000 ETFput	$14,000	-63.2%	90	-65.0%	0.00%	-66.7%
PRTY	Sell	PARTY CITY HOLDCO INC	$13,000	-94.9%	5,911	-86.9%	0.00%	-94.9%
CEMI	Sell	CHEMBIO DIAGNOSTICS ORD	$12,000	-42.9%	2,659	-25.8%	0.00%	-33.3%
CWENA	Sell	CLEARWAY ENERGY CL A ORD	$10,000	-97.7%	550	-97.8%	0.00%	-97.8%
AVB	Sell	AVALONBAY COMMUNITIES REIT ORD	$11,000	-86.7%	56	-85.5%	0.00%	-88.0%
DDD	Sell	3D SYSTEMS ORDcall	$9,000	0.0%	1,129	-4.2%	0.00%	0.0%
TRNE	Sell	TRINE ACQUISITION CL A ORD	$10,000	-98.3%	1,100	-98.1%	0.00%	-98.3%
RLH	Sell	RED LION HOTELS ORD	$11,000	-94.3%	3,100	-89.7%	0.00%	-94.9%
SPAQ	Sell	SPARTAN ENERGY ACQUISITION CL A ORD	$10,000	-37.5%	1,000	-37.1%	0.00%	-40.0%
PCN	Sell	PIMCO CORP INCOME CF	$6,000	-86.0%	364	-84.5%	0.00%	-84.6%
SMMCU	Sell	SOUTH MOUNTAIN MERGER UNT	$5,000	-16.7%	496	-19.7%	0.00%	0.0%
TBT	Sell	PROSHRES ULTRASHT 20 PLS YR TRSY ETF	$7,000	-86.8%	300	-86.4%	0.00%	-87.5%
FCX	Sell	FREEPORT MCMORAN ORD	$6,000	-94.0%	500	-95.2%	0.00%	-93.5%
AMRB	Sell	AMERICAN RIVER BANKSHARES ORD	$5,000	-96.9%	338	-97.2%	0.00%	-96.0%
DLNGPRB	Sell	DYNAGAS LNG PARTNERS SRS B PRF	$6,000	-87.5%	347	-85.2%	0.00%	-86.7%
RUSHA	Sell	RUSH ENTERPRISES CL A ORD	$6,000	-85.0%	140	-86.7%	0.00%	-83.3%
VXX	Sell	BARCLAYS IPTH SRS B S&P SHRT TRM ETN	$7,000	-98.3%	500	-97.1%	0.00%	-98.4%
LHC	Sell	LEO HOLDINGS CL A ORD	$2,000	-92.3%	217	-91.6%	0.00%	-87.5%
LBTYK	Sell	LIBERTY GLOBAL CL C ORD	$2,000	-99.9%	100	-99.9%	0.00%	-99.9%
NBSE	Sell	NEUBASE THERAPEUTICS ORD	$4,000	-95.3%	662	-96.2%	0.00%	-96.2%
CARV	Sell	CARVER BANCORP ORD	$3,000	-50.0%	1,500	-25.0%	0.00%	-50.0%
GRAFU	Sell	GRAF INDUSTRIAL RED UNT	$3,000	-40.0%	300	-40.0%	0.00%	-50.0%
SAMAU	Sell	SCHULTZE SPECIAL PURPOSE ACQUISI UNT	$3,000	-57.1%	300	-60.1%	0.00%	-50.0%
PFLT	Sell	PENNANTPARK FLOATING RATE CAPITA ORD	$4,000	-98.3%	364	-98.2%	0.00%	-98.6%
ELAN	Sell	ELANCO ANIMAL HEALTH CVR	$2,000	0.0%	100	-7.4%	0.00%	0.0%
STNG	Sell	SCORPIO TANKERS ORDcall	$2,000	-71.4%	62	-75.2%	0.00%	-50.0%
UA	Sell	UNDER ARMOUR CL C ORD	$3,000	-40.0%	200	-33.3%	0.00%	-50.0%
PZC	Sell	PIMCO CALIFOR MUNI INCM III CF	$4,000	-55.6%	364	-56.9%	0.00%	-66.7%
VBF	Sell	INVESCO BOND CF	$4,000	-93.9%	199	-94.1%	0.00%	-95.0%
INSG	Sell	INSEEGO ORD	$3,000	-98.8%	500	-99.0%	0.00%	-98.7%
CRSAU	Sell	CRESCENT ACQUISITION UNT	$2,000	-50.0%	200	-50.0%	0.00%	0.0%
JEF	Exit	JEFFERIES FINANCIAL GROUP ORDcall	$0	–	-10	-100.0%	0.00%	–
LKNCY	Sell	LUCKIN COFFEE ADR REP 8 ORDcall	$0	–	5	-90.0%	0.00%	–
OKE	Sell	ONEOK ORD	$0	–	2	-66.7%	0.00%	–
LPL	Sell	LG DISPLAY ADR REP 1/2 ORDsponsored adr	$1,000	-98.0%	198	-97.6%	0.00%	-100.0%
TLT	Sell	ISHARES 20 PLS YEAR TREASURY BND ETFput	$0	-100.0%	1	-99.0%	0.00%	-100.0%
QEP	Sell	QEP RESOURCES ORDput	$1,000	-50.0%	300	-50.0%	0.00%	-100.0%
RRC	Sell	RANGE RESOURCES ORD	$1,000	-98.3%	300	-98.0%	0.00%	-100.0%
GT	Sell	GOODYEAR TIRE AND RUBBER ORDcall	$0	–	38	-40.6%	0.00%	–
GT	Sell	GOODYEAR TIRE AND RUBBER ORD	$1,000	-98.8%	86	-98.5%	0.00%	-100.0%
SIGM	Sell	SIGMA DESIGNS ORD	$1,000	0.0%	5,300	-15.9%	0.00%	–
FDX	Sell	FEDEX ORD	$1,000	-99.6%	12	-99.3%	0.00%	-100.0%
TELL	Sell	TELLURIAN ORD (NMS)call	$1,000	-75.0%	250	-54.5%	0.00%	-100.0%
JCS	Sell	COMMUNICATIONS SYSTEMS ORD	$0	-100.0%	91	-95.6%	0.00%	-100.0%
CDR	Sell	CEDAR REALTY REIT ORD	$0	-100.0%	300	-57.1%	0.00%	-100.0%
VKTX	Sell	VIKING THERAPEUTICS ORD	$1,000	-97.1%	220	-95.8%	0.00%	-100.0%
CVSI	Sell	CV SCIENCES ORD	$1,000	-98.1%	1,250	-96.0%	0.00%	-100.0%
WAIR	Sell	WESCO AIRCRAFT HOLDINGS ORD	$1,000	-99.1%	100	-99.0%	0.00%	-100.0%
AXGN	Sell	AXOGEN ORDcall	$0	–	5	-88.6%	0.00%	–
TVTY	Exit	TIVITY HEALTH ORD (NMS)put	$0	–	-38	-100.0%	0.00%	–
AMRN	Sell	AMARIN ADR REP 1 ORDsponsored adr	$1,000	-99.5%	50	-99.6%	0.00%	-100.0%
OSWWF	Sell	ONESPAWORLD HOLDINGS LTD	$1,000	-88.9%	300	-84.2%	0.00%	-100.0%
IPOA	Exit	SOCIAL CPTL HEDOSOPHIA HLD CL A ORDput	$0	–	-38	-100.0%	0.00%	–
ACRX	Exit	ACELRX PHARMACEUTICALS ORD (NMS)call	$0	–	-50	-100.0%	0.00%	–
BCLI	Exit	BRAINSTORM CELL THERAPEUTICS ORD (NMS)call	$0	–	-20	-100.0%	0.00%	–
TXMD	Exit	THERAPEUTICSMD ORD (ASE)call	$0	–	-87	-100.0%	0.00%	–
REAL	Exit	THE REALREAL ORDput	$0	–	-12	-100.0%	0.00%	–
OAK	Exit	OAKTREE CAPITAL GROUP CL A UNT (NYS)put	$0	–	-2	-100.0%	0.00%	–
CYOU	Exit	CHANGYOU.COM ADR REP 2 CL A ORD (NMS)call	$0	–	-3	-100.0%	0.00%	–
NXC	Exit	NUVEEN CALIF SELECT TAX-FREE INCM CF	$0	–	-86	-100.0%	0.00%	–
NCB	Exit	NUVEEN CALIFORNIA MUNICIPL VAL 2 CF	$0	–	-86	-100.0%	0.00%	–
VFF	Exit	VILLAGE FARMS INTERNATIONAL ORDput	$0	–	-48	-100.0%	0.00%	–
PGNX	Exit	PROGENICS PHARMACEUTICALS ORD (NMS)call	$0	–	-10	-100.0%	0.00%	–
OPK	Exit	OPKO HEALTH ORD	$0	–	-200	-100.0%	0.00%	–
KL	Exit	KIRKLAND LAKE GOLD ORD (NYS)call	$0	–	-1	-100.0%	0.00%	–
SDTTU	Exit	SANDRIDGE MISSISSIPPIAN UNT	$0	–	-2,234	-100.0%	0.00%	–
PSTG	Exit	PURE STORAGE CL A ORD	$0	–	-100	-100.0%	0.00%	–
VSM	Exit	VERSUM MATERIALS ORDcall	$0	–	-28	-100.0%	0.00%	–
WBC	Exit	WABCO HOLDINGS ORDput	$0	–	-10	-100.0%	0.00%	–
OMER	Exit	OMEROS ORD (NMS)call	$0	–	-5	-100.0%	0.00%	–
ACAD	Exit	ACADIA PHARMACEUTICALS ORDcall	$0	–	-3	-100.0%	0.00%	–
FTCH	Exit	FARFETCH CL A ORD (NYS)call	$0	–	-25	-100.0%	0.00%	–
POTN	Exit	POTNETWORK HOLDINGS INC	$0	–	-3,000	-100.0%	0.00%	–
ZS	Exit	ZSCALER ORDput	$0	–	-25	-100.0%	0.00%	–
ARWR	Exit	ARROWHEAD PHARMACEUTICALS ORD (NMS)call	$0	–	-5	-100.0%	0.00%	–
MHF	Exit	WESTERN ASSET MUNICIPAL HGH INCM CF	$0	–	-172	-100.0%	0.00%	–
VICR	Exit	VICOR ORDcall	$0	–	-21	-100.0%	0.00%	–
TEVA	Exit	TEVA PHARMA IND ADR REP 1 ORDcall	$0	–	-34	-100.0%	0.00%	–
LULU	Exit	LULULEMON ATHLETICA ORD	$0	–	-8	-100.0%	0.00%	–
ROKU	Exit	ROKU CL A ORDput	$0	–	-15	-100.0%	0.00%	–
GE	Exit	GENERAL ELECTRIC ORDcall	$0	–	-109	-100.0%	0.00%	–
EE	Exit	EL PASO ELECTRIC ORDcall	$0	–	-13	-100.0%	0.00%	–
NTNX	Exit	NUTANIX CL A ORDcall	$0	–	-50	-100.0%	0.00%	–
LLEXQ	Exit	LILIS ENERGY ORD	$0	–	-3,300	-100.0%	0.00%	–
PVTL	Exit	PIVOTAL SOFTWARE CL A ORDput	$0	–	-50	-100.0%	0.00%	–
MOTS	Sell	MOTUS GI HOLDINGS ORD	$1,000	0.0%	500	-16.7%	0.00%	–
CBLK	Exit	CARBON BLACK ORDput	$0	–	-43	-100.0%	0.00%	–
PAAS	Exit	PAN AMER SILVER ORDcall	$0	–	-50	-100.0%	0.00%	–
ZYNE	Exit	ZYNERBA PHARMACEUTICALS ORD (NMS)call	$0	–	-20	-100.0%	0.00%	–
MEN	Exit	BLACKROCK MUNIENHANCED CF	$0	–	-172	-100.0%	0.00%	–
IOR	Exit	INCOME OPPORTUNITY REALTY INV ORD	$0	–	-31	-100.0%	0.00%	–
TXN	Exit	TEXAS INSTRUMENTS ORD	$0	–	-13	-100.0%	0.00%	–
EEM	Exit	ISHARES MSCI EMERGING MARKETS ETFcall	$0	–	-20	-100.0%	0.00%	–
ULTA	Exit	ULTA BEAUTY ORD	$0	–	-4	-100.0%	0.00%	–
KSHB	Exit	KUSHCO HOLDINGS ORD	$0	–	-1,000	-100.0%	0.00%	–
CTRP	Exit	CTRIP.COM INTRNTL 8 ADR REP 1 ORDsponsored adr	$0	–	-17	-100.0%	0.00%	–
ODP	Exit	OFFICE DEPOT ORD (NMS)call	$0	–	-160	-100.0%	0.00%	–
BLMN	Exit	BLOOMIN' BRANDS ORD (NMS)call	$0	–	-70	-100.0%	0.00%	–
ATHX	Exit	ATHERSYS ORD	$0	–	-1,500	-100.0%	0.00%	–
NBEV	Exit	NEW AGE BEVERAGES ORDcall	$0	–	-51	-100.0%	0.00%	–
CERN	Exit	CERNER ORD	$0	–	-22	-100.0%	0.00%	–
GOLD	Exit	BARRICK GOLD ORDcall	$0	–	-1	-100.0%	0.00%	–
NMT	Exit	NUVEEN MASACHUSET QLTY MNCPL INCM CF	$0	–	-86	-100.0%	0.00%	–
GDX	Exit	VANECK VECTORS GOLD MINERS ETFput	$0	–	-36	-100.0%	0.00%	–
PKDC	Exit	PARKER DRILLING COMPANY ORD	$0	–	-5	-100.0%	0.00%	–
GH	Exit	GUARDANT HEALTH ORDcall	$0	–	-5	-100.0%	0.00%	–
TAK	Exit	TAKEDA PHARMA ADR REP 0.5 ORDsponsored adr	$0	–	-1	-100.0%	0.00%	–
RAD	Exit	RITE AID ORD	$0	–	-205	-100.0%	0.00%	–
KN	Exit	KNOWLES ORDput	$0	–	-20	-100.0%	0.00%	–
FAST	Exit	FASTENAL ORDcall	$0	–	-5	-100.0%	0.00%	–
DVAX	Exit	DYNAVAX TECHNOLOGIES ORD (NMS)call	$0	–	-5	-100.0%	0.00%	–
EXEL	Exit	EXELIXIS ORD (NMS)call	$0	–	-25	-100.0%	0.00%	–
LPCN	Exit	LIPOCINE ORDput	$0	–	-360	-100.0%	0.00%	–
HLF	Exit	HERBALIFE NUTRITION ORD	$0	–	-4	-100.0%	0.00%	–
CRSP	Exit	CRISPR THERAPEUTICS ORDcall	$0	–	-25	-100.0%	0.00%	–
IBB	Exit	ISHARES NASDAQ BIOTECHNOLOGY ETFcall	$0	–	-20	-100.0%	0.00%	–
JNK	Exit	SPDR BARCLAYS HIGH YIELD BOND ETF (PSE)put	$0	–	-17	-100.0%	0.00%	–
CHL	Exit	CHINA MOBILE ADR REPSG 5 ORDput	$0	–	-36	-100.0%	0.00%	–
PT	Exit	PINTEC TECHNOLOGY HOLD ADR REP 7 ORDsponsored adr	$0	–	-800	-100.0%	0.00%	–
	Exit	CATABASIS PHARMACEUTICALS ORD	$0	–	-200	-100.0%	0.00%	–
PACK	Exit	RANPAK HOLDINGS CL A ORD	$0	–	-198	-100.0%	0.00%	–
CATS	Exit	CATASYS ORDcall	$0	–	-36	-100.0%	0.00%	–
PLIN	Exit	CHINA XIANGTAI FOOD ORD	$0	–	-100	-100.0%	0.00%	–
FDP	Exit	FRESH DEL MONTE PRODUCE ORDput	$0	–	-40	-100.0%	0.00%	–
CWH	Exit	CAMPING WORLD CL A ORD (NYS)call	$0	–	-100	-100.0%	0.00%	–
ZAYO	Exit	ZAYO GROUP HOLDINGS ORDput	$0	–	-15	-100.0%	0.00%	–
CLF	Exit	CLEVELAND CLIFFS ORDcall	$0	–	-210	-100.0%	0.00%	–
PAYX	Exit	PAYCHEX ORD	$0	–	-24	-100.0%	0.00%	–
CBM	Exit	CAMBREX ORD	$0	–	-1	-100.0%	0.00%	–
FCX	Exit	FREEPORT MCMORAN ORDcall	$0	–	-86	-100.0%	0.00%	–
CCL	Exit	CARNIVAL ORDput	$0	–	-20	-100.0%	0.00%	–
MCF	Exit	CONTANGO OIL AND GAS ORDput	$0	–	-570	-100.0%	0.00%	–
NXN	Exit	NUVEEN NY SELECT TAX-FREE INCM CF	$0	–	-86	-100.0%	0.00%	–
ROKU	Exit	ROKU CL A ORDcall	$0	–	-19	-100.0%	0.00%	–
GLYC	Exit	GLYCOMIMETICS INC (NMS)call	$0	–	-20	-100.0%	0.00%	–
EE	Exit	EL PASO ELECTRIC ORDput	$0	–	-7	-100.0%	0.00%	–
VUZI	Exit	VUZIX ORD (NMS)call	$0	–	-50	-100.0%	0.00%	–
L100PS	Exit	ARCONIC ORD (NYS)put	$0	–	-30	-100.0%	0.00%	–
SAND	Exit	SANDSTORM GOLD ORD (ASE)call	$0	–	-50	-100.0%	0.00%	–
NGD	Exit	NEW GOLD ORDcall	$0	–	-20	-100.0%	0.00%	–
BBAR	Exit	BBVA BANCO FRANCES ADR REP 3 ORDsponsored adr	$0	–	-109	-100.0%	0.00%	–
PACB	Exit	PACIFIC BIOSCIENCES OF CALIFRNIA ORDcall	$0	–	-26	-100.0%	0.00%	–
	Exit	KHIRON LIFE SCIENCES ORD	$0	–	-1,000	-100.0%	0.00%	–
XME	Exit	SPDR S&P METALS & MINING ETFcall	$0	–	-60	-100.0%	0.00%	–
KKR	Exit	KKR AND CO CL A ORDput	$0	–	-12	-100.0%	0.00%	–
LB	Exit	L BRANDS ORDcall	$0	–	-94	-100.0%	0.00%	–
NKE	Exit	NIKE CL B ORDput	$0	–	-1	-100.0%	0.00%	–
ANGI	Exit	ANGIE'S LIST ORD (NMS)call	$0	–	-5	-100.0%	0.00%	–
APO	Exit	APOLLO GLOBAL MANAGEMENT CL A ORDput	$0	–	-6	-100.0%	0.00%	–
CNTTQ	Exit	CANNTRUST HOLDINGS ORD (NYS)call	$0	–	-20	-100.0%	0.00%	–
FNKO	Exit	FUNKO CL A ORDcall	$0	–	-5	-100.0%	0.00%	–
ZS	Exit	ZSCALER ORDcall	$0	–	-15	-100.0%	0.00%	–
FSLY	Exit	FASTLY CL A ORDcall	$0	–	-19	-100.0%	0.00%	–
CTB	Exit	COOPER TIRE AND RUBBER ORDcall	$0	–	-6	-100.0%	0.00%	–
CYOU	Exit	CHANGYOU.COM ADR REP 2 CL A ORD (NMS)put	$0	–	-35	-100.0%	0.00%	–
NMI	Exit	NUVEEN MUNICIPAL INCOME CF	$0	–	-172	-100.0%	0.00%	–
ZIOP	Exit	ZIOPHARM ONCOLGY ORD (NMS)call	$0	–	-5	-100.0%	0.00%	–
SCCO	Exit	SOUTHERN COPPER ORDcall	$0	–	-69	-100.0%	-0.00%	–
MYD	Exit	BLACKROCK MUNIYIELD CF	$0	–	-258	-100.0%	-0.00%	–
BDSI	Exit	BIODELIVERY SCIENCE INTERNATIONL ORD	$0	–	-500	-100.0%	-0.00%	–
MQT	Exit	BLACKROCK MUNIYLD QUALITY FUND II CF	$0	–	-258	-100.0%	-0.00%	–
NID	Exit	NUVEEN INTERMEDIATE DURATION MUNI CF	$0	–	-258	-100.0%	-0.00%	–
YELP	Exit	YELP ORDcall	$0	–	-75	-100.0%	-0.00%	–
NMY	Exit	NUVEEN MARYLAND QLTY MNCPL INCM CF	$0	–	-172	-100.0%	-0.00%	–
BID	Exit	SOTHEBYS ORD (NYS)call	$0	–	-70	-100.0%	-0.00%	–
MYJ	Exit	BLACKROCK MUNIYIELD NEWJERSEY CF	$0	–	-172	-100.0%	-0.00%	–
BYND	Exit	BEYOND MEAT ORDput	$0	–	-15	-100.0%	-0.00%	–
STSA	Exit	SATSUMA PHARMACEUTICALS ORD	$0	–	-300	-100.0%	-0.00%	–
ITB	Exit	ISHARES US HOME CONSTRUCT ETFput	$0	–	-56	-100.0%	-0.00%	–
SYMC	Exit	SYMANTEC ORDput	$0	–	-98	-100.0%	-0.00%	–
BBF	Exit	BLACKROCK MUNICIPAL INCOME INV CF	$0	–	-172	-100.0%	-0.00%	–
MQY	Exit	BLACKROCK MUNIYLD QUALITY FUND CF	$0	–	-258	-100.0%	-0.00%	–
BKN	Exit	BLACKROCK INVESTMENT QLTY MUNICPL CF	$0	–	-172	-100.0%	-0.00%	–
GYBCL	Exit	CABCO FLO RA CALL SR 2004-101 CERT	$0	–	-100	-100.0%	-0.00%	–
NAZ	Exit	NUVEEN ARIZONA QLTY MNCPL INCM CF	$0	–	-172	-100.0%	-0.00%	–
MUH	Exit	BLACKROCK MUNIHOLDINGS II CF	$0	–	-172	-100.0%	-0.00%	–
MHD	Exit	BLACKROCK MUNIHOLDINGS CF	$0	–	-172	-100.0%	-0.00%	–
NPV	Exit	NUVEEN VIRGINIA QLTY MNCPL INCM CF	$0	–	-172	-100.0%	-0.00%	–
CXO	Exit	CONCHO RESOURCES ORD (NYS)call	$0	–	-30	-100.0%	-0.00%	–
SRNE	Exit	SORRENTO THERAPEUTICS ORD	$0	–	-2,000	-100.0%	-0.00%	–
NCA	Exit	NUVEEN CALIFORNIA MUNICIPAL VALUE CF	$0	–	-258	-100.0%	-0.00%	–
CRON	Exit	CRONOS GROUP ORDput	$0	–	-225	-100.0%	-0.00%	–
EBAY	Exit	EBAY ORD	$0	–	-58	-100.0%	-0.00%	–
HJLI	Exit	HANCOCK JAFFE	$0	–	-5,000	-100.0%	-0.00%	–
CBM	Exit	CAMBREX ORDput	$0	–	-48	-100.0%	-0.00%	–
NXQ	Exit	NUVEEN SELECT TAX FREE INCOME 2 CF	$0	–	-172	-100.0%	-0.00%	–
PHM	Exit	PULTEGROUP ORD (NYS)put	$0	–	-107	-100.0%	-0.00%	–
MSPRE	Exit	MORGAN STANL DS REP 1/1000 SRS E PRF	$0	–	-92	-100.0%	-0.00%	–
MPA	Exit	BLACKROCK MUNIYIELD PENNS QUALITY CF	$0	–	-172	-100.0%	-0.00%	–
NOW	Exit	SERVICENOW ORDcall	$0	–	-10	-100.0%	-0.00%	–
NAN	Exit	NUVEEN NEW YORK QLTY MNCPL INCM CF	$0	–	-172	-100.0%	-0.00%	–
DT	Exit	DYNATRACE ORD	$0	–	-250	-100.0%	-0.00%	–
JCO	Exit	NUVEEN CREDIT OPPORTUNITIES 2022 CF	$0	–	-258	-100.0%	-0.00%	–
BPL	Exit	BUCKEYE PARTNERS UNT (NYS)call	$0	–	-80	-100.0%	-0.00%	–
IIVI	Exit	II VI ORDcall	$0	–	-80	-100.0%	-0.00%	–
JPTCL	Exit	NUVEEN PREFERRD AND INCM 2022 TRM CF	$0	–	-172	-100.0%	-0.00%	–
CTRP	Exit	CTRIP.COM INTRNTL 8 ADR REP 1 ORDcall	$0	–	-90	-100.0%	-0.00%	–
BPL	Exit	BUCKEYE PARTNERS UNT (NYS)put	$0	–	-75	-100.0%	-0.00%	–
NUM	Exit	NUVEEN MICHIGAN QLTY MNCPL INCM CF	$0	–	-172	-100.0%	-0.00%	–
MNP	Exit	WESTERN ASSET MUNICIPAL PARTNERS CF	$0	–	-172	-100.0%	-0.00%	–
MIY	Exit	BLACKROCK MUNIY MICHIGAN QUALITY CF	$0	–	-172	-100.0%	-0.00%	–
ADBE	Exit	ADOBE ORDcall	$0	–	-16	-100.0%	-0.00%	–
NUW	Exit	NUVEEN AMT FREE MUNICIPAL CF	$0	–	-172	-100.0%	-0.00%	–
PVTL	Exit	PIVOTAL SOFTWARE CL A ORDcall	$0	–	-233	-100.0%	-0.00%	–
NKX	Exit	NUVEN CALIFOR AMT FREE QLT MNCPL CF	$0	–	-172	-100.0%	-0.00%	–
MUE	Exit	BLACKROCK MUNIHOLDINGS QUALITY II CF	$0	–	-172	-100.0%	-0.00%	–
BLE	Exit	BLACKROCK MUNICIPAL INCOME II CF	$0	–	-258	-100.0%	-0.00%	–
HRL	Exit	HORMEL FOODS ORD (NYS)call	$0	–	-100	-100.0%	-0.00%	–
CBLK	Exit	CARBON BLACK ORDcall	$0	–	-88	-100.0%	-0.00%	–
SQM	Exit	SOCIEDAD QUIMICA ADR REP 1 SRS B ORDsponsored adr	$0	–	-100	-100.0%	-0.00%	–
ADVM	Exit	ADVERUM BIOTECHNOLOGIES ORD (NMS)call	$0	–	-436	-100.0%	-0.00%	–
MYF	Exit	BLACKROCK MUNIYIELD INVESTMENT CF	$0	–	-258	-100.0%	-0.00%	–
NXP	Exit	NUVEEN SELECT TAX-FREE INCOME CF	$0	–	-172	-100.0%	-0.00%	–
BAF	Exit	BLACKROCK MUNICIP INC INV QUALITY CF	$0	–	-172	-100.0%	-0.00%	–
BOX	Exit	BOX CL A ORDcall	$0	–	-150	-100.0%	-0.00%	–
EWH	Exit	ISHARES MSCI HONG KONG ETF (PSE)put	$0	–	-150	-100.0%	-0.00%	–
BYM	Exit	BLACKROCK MUNICIPAL INCOM QUALITY CF	$0	–	-258	-100.0%	-0.00%	–
MDSO	Exit	MEDIDATA SOLUTIONS ORDput	$0	–	-37	-100.0%	-0.00%	–
MDLZ	Exit	MONDELEZ INTERNATIONAL CL A ORD	$0	–	-49	-100.0%	-0.00%	–
NXR	Exit	NUVEEN SELECT TAX-FREE INCOME 3 CF	$0	–	-172	-100.0%	-0.00%	–
MVF	Exit	BLACKROCK MUNIVEST CF	$0	–	-430	-100.0%	-0.00%	–
DLTR	Exit	DOLLAR TREE ORDput	$0	–	-30	-100.0%	-0.00%	–
PRTK	Exit	PARATEK PHARMACEUTICALS ORD	$0	–	-500	-100.0%	-0.00%	–
JHB	Exit	NUVEEN HG INCM NOV 2021 TRGT NAV CF	$0	–	-344	-100.0%	-0.00%	–
CME	Exit	CME GROUP CL A ORDput	$0	–	-10	-100.0%	-0.00%	–
MVT	Exit	BLACKROCK MUNIVEST II CF	$0	–	-172	-100.0%	-0.00%	–
BIIB	Exit	BIOGEN ORD	$0	–	-13	-100.0%	-0.00%	–
MUS	Exit	BLACKROCK MUNIHOLDINGS QUALITY CF	$0	–	-172	-100.0%	-0.00%	–
MMU	Exit	WESTERN ASST MNGD MUNCPLS CF	$0	–	-258	-100.0%	-0.00%	–
GNW	Exit	GENWORTH FINANCIAL CL A ORDput	$0	–	-705	-100.0%	-0.00%	–
BLPH	Exit	BELLEROPHON THERAPEUTICS ORD	$0	–	-6,800	-100.0%	-0.00%	–
BANC	Exit	BANC OF CALIFORNIA ORD	$0	–	-258	-100.0%	-0.00%	–
BA	Exit	BOEING ORDcall	$0	–	-10	-100.0%	-0.00%	–
SLV	Exit	ISHARES SILVER TRUST ETF	$0	–	-300	-100.0%	-0.00%	–
MAR	Exit	MARRIOTT INTERNATIONAL CL A ORD	$0	–	-22	-100.0%	-0.00%	–
BFZ	Exit	BLACKROCK CALIFORNIA MUNICPL INCM CF	$0	–	-258	-100.0%	-0.00%	–
BTA	Exit	BLACKROCK LONG TERM MUNICIPL ADV CF	$0	–	-172	-100.0%	-0.00%	–
NUO	Exit	NUVEEN OHIO QLTY MNCPL INCM CF	$0	–	-172	-100.0%	-0.00%	–
AMD	Exit	ADVANCED MICRO DEVICES ORDcall	$0	–	-81	-100.0%	-0.00%	–
NFLX	Exit	NETFLIX ORDput	$0	–	-8	-100.0%	-0.00%	–
WW	Exit	WW INTERNATIONAL ORD	$0	–	-100	-100.0%	-0.00%	–
BBK	Exit	BLACKROCK MUNICIPAL BOND CF	$0	–	-172	-100.0%	-0.00%	–
T	Exit	AT&T ORDcall	$0	–	-100	-100.0%	-0.00%	–
BPR	Exit	BROOKFIELD PROPERTY REIT CL A ORD	$0	–	-100	-100.0%	-0.00%	–
XGN	Exit	EXAGEN ORD	$0	–	-200	-100.0%	-0.00%	–
MXIM	Exit	MAXIM INTEGRATED PRODUCTS ORDcall	$0	–	-150	-100.0%	-0.00%	–
SYBT	Exit	STOCK YARDS BANCORP ORD	$0	–	-172	-100.0%	-0.00%	–
CBM	Exit	CAMBREX ORDcall	$0	–	-120	-100.0%	-0.00%	–
AMGN	Exit	AMGEN ORD	$0	–	-41	-100.0%	-0.00%	–
BFK	Exit	BLACKROCK MUNICIPAL INCOME CF	$0	–	-516	-100.0%	-0.00%	–
NXST	Exit	NEXSTAR MEDIA GROUP CL A ORDcall	$0	–	-86	-100.0%	-0.00%	–
GDXJ	Exit	VANECK VECTOR JUNR GOLD MNRS ETFcall	$0	–	-171	-100.0%	-0.00%	–
SHOP	Exit	SHOPIFY CL A SUB VTG ORDput	$0	–	-17	-100.0%	-0.00%	–
JRS	Exit	NUVEEN REAL ESTATE INCOME CF	$0	–	-774	-100.0%	-0.00%	–
NMZ	Exit	NUVEEN MUNI HIGH INC OPPORTUNITY CF	$0	–	-516	-100.0%	-0.00%	–
ONCE	Exit	SPARK THERAPEUTICS ORDcall	$0	–	-84	-100.0%	-0.00%	–
ENIA	Exit	ENEL AMERICAS ADR REP 50 ORDsponsored adr	$0	–	-972	-100.0%	-0.00%	–
LADR	Exit	LADDER CAPITAL CL A ORD	$0	–	-516	-100.0%	-0.00%	–
NVDA	Exit	NVIDIA ORD	$0	–	-41	-100.0%	-0.00%	–
NXJ	Exit	NUVEEN NEW JERSEY QLTY MNCPL INCM CF	$0	–	-430	-100.0%	-0.00%	–
MGP	Exit	MGM GROWTH PROPERTIES CL A ORD (NYS)call	$0	–	-180	-100.0%	-0.00%	–
SLGWF	Exit	SLANG WORLDWIDE ORD	$0	–	-15,000	-100.0%	-0.00%	–
T	Exit	AT&T ORD	$0	–	-200	-100.0%	-0.00%	–
FLC	Exit	FLAHERTY CRUMRINE TOTAL RETURN CF	$0	–	-371	-100.0%	-0.00%	–
INMD	Exit	INMODE ORD	$0	–	-250	-100.0%	-0.00%	–
GILD	Exit	GILEAD SCIENCES ORD	$0	–	-86	-100.0%	-0.00%	–
JSD	Exit	NUVEEN SHORT DURATION CREDIT CF	$0	–	-344	-100.0%	-0.00%	–
COFPRG	Exit	CP ONE FNC DS REP 1 40 PRP SRS G PRF	$0	–	-200	-100.0%	-0.00%	–
QCOM	Exit	QUALCOMM ORD	$0	–	-83	-100.0%	-0.00%	–
XLU	Exit	SELECT SECTOR UTI SELECT SPDR ETFput	$0	–	-100	-100.0%	-0.00%	–
EEM	Exit	ISHARES MSCI EMERGING MARKETS ETFput	$0	–	-185	-100.0%	-0.00%	–
IGV	Exit	ISHARES EXPANDED TECH STW SCTR ETFput	$0	–	-25	-100.0%	-0.00%	–
NQP	Exit	NUVEEN PNSYLVANIA QLTY MNCPL INCM CF	$0	–	-430	-100.0%	-0.00%	–
MGM	Exit	MGM RESORTS INTERNATIONAL ORDcall	$0	–	-200	-100.0%	-0.00%	–
SLV	Exit	ISHARES SILVER TRUST ETFcall	$0	–	-453	-100.0%	-0.00%	–
OC	Exit	OWENS CORNIING ORD	$0	–	-100	-100.0%	-0.00%	–
JTA	Exit	NUVEEN TAX-ADVANTAGED TOTAL RETN CF	$0	–	-516	-100.0%	-0.00%	–
HCAT	Exit	HEALTH CATALYST ORD	$0	–	-200	-100.0%	-0.00%	–
MUA	Exit	BLACKROCK MUNIASSETS CF	$0	–	-344	-100.0%	-0.00%	–
MCA	Exit	BLACKROCK MUNIYIELD CALIF QUALITY CF	$0	–	-430	-100.0%	-0.00%	–
NWL	Exit	NEWELL BRANDS ORD	$0	–	-300	-100.0%	-0.00%	–
NIO	Exit	NIO ADS REP 1 CL A ORD	$0	–	-5,200	-100.0%	-0.00%	–
IRRZF	Exit	INTEGRA RESOURCES ORD	$0	–	-10,000	-100.0%	-0.00%	–
NUAN	Exit	NUANCE COMMUNICATIONS ORD	$0	–	-800	-100.0%	-0.00%	–
NAK	Exit	NORTHERN DYNASTY MINERALS ORD	$0	–	-20,000	-100.0%	-0.00%	–
UNH	Exit	UNITEDHEALTH GRP ORD	$0	–	-50	-100.0%	-0.00%	–
CVX	Exit	CHEVRON ORD	$0	–	-82	-100.0%	-0.00%	–
	Exit	RIO2 LTD	$0	–	-32,500	-100.0%	-0.00%	–
NYNY	Exit	EMPIRE RESORTS ORD	$0	–	-1,000	-100.0%	-0.00%	–
TXG	Exit	10X GENOMICS CL A ORD	$0	–	-200	-100.0%	-0.00%	–
SSINQ	Exit	STAGE STORES ORD	$0	–	-5,000	-100.0%	-0.00%	–
WATT	Exit	ENERGOUS ORD	$0	–	-3,500	-100.0%	-0.00%	–
CHMG	Exit	CHEMUNG FINANCIAL ORD	$0	–	-262	-100.0%	-0.00%	–
SSO	Exit	PROSHARES ULTRA S&P 500 ETF	$0	–	-85	-100.0%	-0.00%	–
AFI	Exit	ARMSTRONG FLOORING ORD	$0	–	-1,526	-100.0%	-0.00%	–
LGDTF	Exit	LIBERTY GOLD	$0	–	-20,000	-100.0%	-0.00%	–
SAFM	Exit	SANDERSON FARMS ORDcall	$0	–	-60	-100.0%	-0.00%	–
JTD	Exit	NUVEEN TAX ADVNTGD DIVDND GRWTH CF	$0	–	-688	-100.0%	-0.00%	–
JDD	Exit	NUVEEN DIVERSIFIED DIVIDEND INCM CF	$0	–	-1,118	-100.0%	-0.00%	–
PSMT	Exit	PRICESMART ORDput	$0	–	-200	-100.0%	-0.00%	–
PXD	Exit	PIONEER NATURAL RESOURCE ORD	$0	–	-100	-100.0%	-0.00%	–
TSN	Exit	TYSON FOODS CL A ORDcall	$0	–	-168	-100.0%	-0.00%	–
CMCSA	Exit	COMCAST CL A ORD	$0	–	-308	-100.0%	-0.00%	–
FNMAI	Exit	FANNIE MAE 6.75 NON CUM SRS Q PFD	$0	–	-1,000	-100.0%	-0.00%	–
IPOA	Exit	SOCIAL CPTL HEDOSOPHIA HLD CL A ORDcall	$0	–	-1,162	-100.0%	-0.00%	–
EOG	Exit	EOG RESOURCES ORD	$0	–	-200	-100.0%	-0.00%	–
FFIN	Exit	FIRST FINANCIAL BANKSHARES ORD	$0	–	-430	-100.0%	-0.00%	–
PEP	Exit	PEPSICO ORD	$0	–	-95	-100.0%	-0.00%	–
SLCA	Exit	US SILICA HOLDINGS ORD	$0	–	-1,500	-100.0%	-0.00%	–
ISCA	Exit	INTERNATIONAL SPEEDWAY CL A ORD	$0	–	-300	-100.0%	-0.00%	–
CTSH	Exit	COGNIZANT TECHNOLOGY SOLUTN CL A ORD	$0	–	-218	-100.0%	-0.00%	–
EFF	Exit	EATON VANCE FLTNG RATE INC PLUS CF	$0	–	-1,093	-100.0%	-0.01%	–
QCOM	Exit	QUALCOMM ORDcall	$0	–	-210	-100.0%	-0.01%	–
JILL	Exit	J JILL ORD	$0	–	-9,268	-100.0%	-0.01%	–
MO	Exit	ALTRIA GROUP ORDcall	$0	–	-400	-100.0%	-0.01%	–
CTB	Exit	COOPER TIRE AND RUBBER ORD	$0	–	-650	-100.0%	-0.01%	–
AXU	Exit	ALEXCO RESOURCE ORD	$0	–	-10,000	-100.0%	-0.01%	–
BIO	Exit	BIO RAD LABORATORIES CL A ORD	$0	–	-65	-100.0%	-0.01%	–
IIVI	Exit	II VI ORDput	$0	–	-574	-100.0%	-0.01%	–
AZPN	Exit	ASPEN TECHNOLOGY ORD	$0	–	-176	-100.0%	-0.01%	–
HDS	Exit	HD SUPPLY HOLDINGS ORD	$0	–	-500	-100.0%	-0.01%	–
APO	Exit	APOLLO GLOBAL MANAGEMENT CL A ORD	$0	–	-540	-100.0%	-0.01%	–
BKI	Exit	BLACK KNIGHT ORD	$0	–	-353	-100.0%	-0.01%	–
INSI	Exit	INSIGHT SELECT INCOME CF	$0	–	-1,000	-100.0%	-0.01%	–
CLUBQ	Exit	TOWN SPORTS INTERNATIONAL ORD	$0	–	-11,600	-100.0%	-0.01%	–
BBBY	Exit	BED BATH AND BEYOND ORD	$0	–	-2,000	-100.0%	-0.01%	–
SNV	Exit	SYNOVUS FINANCIAL ORD	$0	–	-516	-100.0%	-0.01%	–
GABPRH	Exit	GABELLI EQUITY TRUST 5 SRS H CUM PRF	$0	–	-800	-100.0%	-0.01%	–
WEX	Exit	WEX ORD	$0	–	-107	-100.0%	-0.01%	–
BX	Exit	BLACKSTONE GROUP CL A ORD	$0	–	-420	-100.0%	-0.01%	–
MTCH	Exit	MATCH GROUP ORD	$0	–	-289	-100.0%	-0.01%	–
FICO	Exit	FAIR ISAAC ORD	$0	–	-70	-100.0%	-0.01%	–
WST	Exit	WEST PHARM SVC ORD	$0	–	-150	-100.0%	-0.01%	–
ZEN	Exit	ZENDESK ORD	$0	–	-295	-100.0%	-0.01%	–
JCE	Exit	NUVEEN CORE EQUITY ALPHA CF	$0	–	-1,376	-100.0%	-0.01%	–
	Exit	MINERA ALAMOS INC	$0	–	-150,000	-100.0%	-0.01%	–
FXI	Exit	ISHARES CHINA LARGE CAP ETFput	$0	–	-540	-100.0%	-0.01%	–
HES	Exit	HESS ORD	$0	–	-330	-100.0%	-0.01%	–
SPXX	Exit	NUVEEN S P 500 DYNAMIC OVRWRT CF	$0	–	-1,290	-100.0%	-0.01%	–
BILI	Exit	BILIBILI ADS	$0	–	-1,445	-100.0%	-0.01%	–
OLED	Exit	UNIVERSAL DISPLAY ORD	$0	–	-119	-100.0%	-0.01%	–
CACC	Exit	CREDIT ACCEPTANCE ORD	$0	–	-46	-100.0%	-0.01%	–
RNG	Exit	RINGCENTRAL CL A ORD	$0	–	-172	-100.0%	-0.01%	–
TTD	Exit	TRADE DESK CL A ORD	$0	–	-102	-100.0%	-0.01%	–
ORLY	Exit	O'REILLY AUTOMOTIVE ORD	$0	–	-50	-100.0%	-0.01%	–
	Exit	GRAYSCALE ETHEREUM COM UNT	$0	–	-1,000	-100.0%	-0.01%	–
MDSO	Exit	MEDIDATA SOLUTIONS ORDcall	$0	–	-198	-100.0%	-0.01%	–
HUYA	Exit	HUYA ADR CL A ORDsponsored adr	$0	–	-912	-100.0%	-0.01%	–
CSX	Exit	CSX ORD	$0	–	-350	-100.0%	-0.01%	–
SCD	Exit	LMP CAPITAL & INCM CF	$0	–	-1,720	-100.0%	-0.01%	–
FMS	Exit	FRESENIUS MEDICAL ADR REPTG 0.5 ORDsponsored adr	$0	–	-700	-100.0%	-0.01%	–
URBN	Exit	URBAN OUTFITTERS ORD	$0	–	-800	-100.0%	-0.01%	–
FVCB	Exit	FVCBANKCORP ORD	$0	–	-1,343	-100.0%	-0.01%	–
CLDR	Exit	CLOUDERA ORD	$0	–	-2,500	-100.0%	-0.01%	–
TDY	Exit	TELEDYNE TECH ORD	$0	–	-70	-100.0%	-0.01%	–
TSLA	Exit	TESLA ORDcall	$0	–	-94	-100.0%	-0.01%	–
WISA	Exit	SUMMIT WIRELESS TECHNOLOGIES ORD	$0	–	-27,316	-100.0%	-0.01%	–
BRO	Exit	BROWN & BROWN ORD	$0	–	-611	-100.0%	-0.01%	–
JE	Exit	JUST ENERGY GROUP ORD	$0	–	-9,500	-100.0%	-0.01%	–
RDSB	Exit	ROYAL DUTCH SHELL ADR REP 2 CL B ORDsponsored adr	$0	–	-462	-100.0%	-0.01%	–
BXPPRB	Exit	BSTN DS RP 1/100TH SRS B CUM RED PRF	$0	–	-1,000	-100.0%	-0.01%	–
VLYPO	Exit	VALLEY NATL NON CUM PERP SRS B PRF	$0	–	-992	-100.0%	-0.01%	–
FB	Exit	FACEBOOK CL A ORD	$0	–	-149	-100.0%	-0.01%	–
PING	Exit	PING IDENTITY HOLDING ORD	$0	–	-1,500	-100.0%	-0.01%	–
VIST	Exit	VISTA OIL GAS ADR REP SRS A ORDsponsored adr	$0	–	-5,360	-100.0%	-0.01%	–
CMI	Exit	CUMMINS ORD	$0	–	-155	-100.0%	-0.01%	–
ECF	Exit	ELLSWORTH GROWTH AND INCOME CF	$0	–	-2,498	-100.0%	-0.01%	–
NWFL	Exit	NORWOOD FINANCIAL ORD	$0	–	-801	-100.0%	-0.01%	–
RYFL	Exit	ROYAL FINANCIAL ORD	$0	–	-1,550	-100.0%	-0.01%	–
BKNG	Exit	BOOKING HOLDINGS ORD	$0	–	-15	-100.0%	-0.01%	–
NZF	Exit	NUVEEN MUNICIPAL CREDIT INCOME CF	$0	–	-1,892	-100.0%	-0.01%	–
GME	Exit	GAMESTOP CL A ORD	$0	–	-5,622	-100.0%	-0.01%	–
FBP	Exit	FIRST BANCORP ORD	$0	–	-3,000	-100.0%	-0.01%	–
KRE	Exit	SPDR S&P REGIONAL BANKING ETF	$0	–	-600	-100.0%	-0.01%	–
MXIM	Exit	MAXIM INTEGRATED PRODUCTS ORD	$0	–	-500	-100.0%	-0.01%	–
RVLV	Exit	REVOLVE GROUP CL A ORD	$0	–	-1,316	-100.0%	-0.01%	–
NKE	Exit	NIKE CL B ORD	$0	–	-300	-100.0%	-0.01%	–
WFC	Exit	WELLS FARGO ORD	$0	–	-600	-100.0%	-0.01%	–
ASLN	Exit	ASLAN PHARMACEUTICALS ADR REP 5 ORDsponsored adr	$0	–	-19,100	-100.0%	-0.01%	–
BGT	Exit	BLACKROCK FLOATING RATE INM CF	$0	–	-2,829	-100.0%	-0.01%	–
AINV	Exit	APOLLO INVESTMENT ORD	$0	–	-2,000	-100.0%	-0.01%	–
ESTC	Exit	ELASTIC ORD	$0	–	-400	-100.0%	-0.01%	–
NVG	Exit	NUVEEN AMT FREE MNCPL CRDT INCM CF	$0	–	-2,064	-100.0%	-0.01%	–
FRO	Exit	FRONTLINE ORD	$0	–	-4,000	-100.0%	-0.01%	–
ALL	Exit	ALLSTATE ORD	$0	–	-344	-100.0%	-0.01%	–
BXMX	Exit	NUVEEN S P 500 BUY WRITE INC CF	$0	–	-2,838	-100.0%	-0.01%	–
AXP	Exit	AMERICAN EXPRESS ORD	$0	–	-300	-100.0%	-0.01%	–
DBVT	Exit	DBV TECHNOLOGIES ADR REP 0.5 ORDsponsored adr	$0	–	-4,188	-100.0%	-0.01%	–
NYT	Exit	NEW YORK TIMES CL A ORD (NYS)call	$0	–	-1,284	-100.0%	-0.01%	–
DPST	Exit	DIREXION DLY RGNL BNK BUL 3X ETF	$0	–	-1,000	-100.0%	-0.01%	–
DIAX	Exit	NUVEEN DOW 30SM DYNAMIC OVRWRT CF	$0	–	-2,150	-100.0%	-0.01%	–
MIN	Exit	MFS INTERMEDIATE INCOME CF	$0	–	-10,040	-100.0%	-0.01%	–
TLND	Exit	TALEND ADR REP ORDsponsored adr	$0	–	-1,150	-100.0%	-0.01%	–
SPOT	Exit	SPOTIFY TECHNOLOGY ORD	$0	–	-370	-100.0%	-0.01%	–
FANG	Exit	DIAMONDBACK ENERGY ORD	$0	–	-464	-100.0%	-0.01%	–
POWI	Exit	POWER INTEGRATIONS ORD	$0	–	-500	-100.0%	-0.01%	–
KEYS	Exit	KEYSIGHT TECHNOLOGIES ORD	$0	–	-500	-100.0%	-0.02%	–
CELG	Exit	CELGENE ORDput	$0	–	-501	-100.0%	-0.02%	–
PCK	Exit	PIMCO CALIFORNIA MUNICI INCOME II CF	$0	–	-4,926	-100.0%	-0.02%	–
NTES	Exit	NETEASE ADR	$0	–	-192	-100.0%	-0.02%	–
QQQX	Exit	NUVEEN NASDAQ 100 DYNAMIC OVRWRT CF	$0	–	-2,408	-100.0%	-0.02%	–
CDOR	Exit	CONDOR HOSPITALITY ORD	$0	–	-4,812	-100.0%	-0.02%	–
GHG	Exit	GRENTRE HSPTLTY GRP ADR CL A ORDsponsored adr	$0	–	-5,138	-100.0%	-0.02%	–
GLD	Exit	SPDR GOLD SHARES ETFput	$0	–	-383	-100.0%	-0.02%	–
NXST	Exit	NEXSTAR MEDIA GROUP CL A ORD	$0	–	-501	-100.0%	-0.02%	–
TSLA	Exit	TESLA ORDput	$0	–	-224	-100.0%	-0.02%	–
DESP	Exit	DESPEGAR COM ORD	$0	–	-5,000	-100.0%	-0.02%	–
AGNC	Exit	AGNC INVESTMENT REIT ORD	$0	–	-3,400	-100.0%	-0.02%	–
RMED	Exit	RA MEDICAL SYSTEMS ORD	$0	–	-41,500	-100.0%	-0.02%	–
PG	Exit	PROCTER & GAMBLE ORDput	$0	–	-510	-100.0%	-0.02%	–
CIK	Exit	CREDIT SUISSE ASSET MANAGMNT INCM CF	$0	–	-20,000	-100.0%	-0.02%	–
WSC	Exit	WILLSCOT ORD	$0	–	-4,000	-100.0%	-0.02%	–
OMEX	Exit	ODYSSEY MARINE EXPLORATION ORD	$0	–	-16,705	-100.0%	-0.02%	–
VNTR	Exit	VENATOR MATERIALS ORD	$0	–	-27,806	-100.0%	-0.02%	–
PFD	Exit	FLAHERTY & CRMRN PRF AND INCM NAV CF	$0	–	-4,480	-100.0%	-0.02%	–
COUP	Exit	COUPA SOFTWARE ORD	$0	–	-500	-100.0%	-0.02%	–
FRANQ	Exit	FRANCESCAS HOLDINGS ORD	$0	–	-4,616	-100.0%	-0.02%	–
PENN	Exit	PENN NATIONAL GAMING ORD	$0	–	-3,688	-100.0%	-0.02%	–
ROKU	Exit	ROKU CL A ORD	$0	–	-675	-100.0%	-0.02%	–
IDSA	Exit	INDUSTRIAL SERVICES OF AMERICA ORD	$0	–	-65,254	-100.0%	-0.02%	–
PZZA	Exit	PAPA JOHNS INTERNATIONAL ORD	$0	–	-1,358	-100.0%	-0.02%	–
AL	Exit	AIR LEASE CL A ORD	$0	–	-1,750	-100.0%	-0.02%	–
MLVF	Exit	MALVERN BANCORP ORD	$0	–	-3,336	-100.0%	-0.02%	–
	Exit	VIVEVE MEDICAL ORD	$0	–	-16,136	-100.0%	-0.02%	–
SFE	Exit	SAFEGUARD SCIENTIFICS ORD	$0	–	-6,500	-100.0%	-0.02%	–
LPCN	Exit	LIPOCINE ORD	$0	–	-26,639	-100.0%	-0.02%	–
SIG	Exit	SIGNET JEWELERS ORD	$0	–	-4,628	-100.0%	-0.02%	–
AMCX	Exit	AMC NETWORKS CL A ORD	$0	–	-1,600	-100.0%	-0.02%	–
LIQT	Exit	LIQTECH INTERNATIONAL ORD	$0	–	-10,000	-100.0%	-0.02%	–
ASPU	Exit	ASPEN GROUP ORD	$0	–	-16,220	-100.0%	-0.03%	–
AYX	Exit	ALTERYX CL A ORD	$0	–	-800	-100.0%	-0.03%	–
TSG	Exit	STARS GROUP ORD	$0	–	-6,000	-100.0%	-0.03%	–
MMNFF	Exit	MEDMEN ENTERPRISES ORD CL B	$0	–	-60,000	-100.0%	-0.03%	–
EXK	Exit	ENDEAVOUR SILVER ORD	$0	–	-40,000	-100.0%	-0.03%	–
LOVE	Exit	LOVESAC COMPANY ORD	$0	–	-4,821	-100.0%	-0.03%	–
VIAB	Exit	VIACOM CL B ORD	$0	–	-3,789	-100.0%	-0.03%	–
FOXA	Exit	FOX CL A ORD	$0	–	-2,965	-100.0%	-0.03%	–
CRMT	Exit	AMERICA'S CAR-MART ORD	$0	–	-1,000	-100.0%	-0.03%	–
HGLB	Exit	HIGHLAND GLOB ALLO NAV CF	$0	–	-8,800	-100.0%	-0.03%	–
CBS	Exit	CBS CL B ORD	$0	–	-2,300	-100.0%	-0.03%	–
ARES	Exit	ARES MANAGEMENT CL A ORD	$0	–	-3,728	-100.0%	-0.03%	–
GLUU	Exit	GLU MOBILE ORD	$0	–	-20,000	-100.0%	-0.03%	–
PTR	Exit	PETROCHINA ADR REPSNTG 100 H ORDsponsored adr	$0	–	-2,000	-100.0%	-0.03%	–
IHIT	Exit	INVESCO HGH INCM 2023 TARGET TERM CF	$0	–	-10,123	-100.0%	-0.03%	–
PTON	Exit	PELOTON INTERACTIVE ORD	$0	–	-4,500	-100.0%	-0.03%	–
SQNS	Exit	SEQUANS COMMUNICATIONS ADR REP 1 ORDsponsored adr	$0	–	-130,000	-100.0%	-0.03%	–
UTG	Exit	REAVES UTILITY INCOME CF	$0	–	-3,000	-100.0%	-0.03%	–
MDRIQ	Exit	MCDERMOTT INTERNATIONAL ORD	$0	–	-55,000	-100.0%	-0.03%	–
NGD	Exit	NEW GOLD ORD	$0	–	-114,154	-100.0%	-0.04%	–
NFJ	Exit	ALLIANZGI NFJ DIV INTEREST STRAT CF	$0	–	-9,537	-100.0%	-0.04%	–
TPTX	Exit	TURNING POINT THERAPEUTICS ORD	$0	–	-3,150	-100.0%	-0.04%	–
LPSN	Exit	LIVEPERSON ORD	$0	–	-3,500	-100.0%	-0.04%	–
FTK	Exit	FLOTEK INDUSTRIES ORD	$0	–	-57,200	-100.0%	-0.04%	–
GNCIQ	Exit	GNC HOLDINGS CL A ORD	$0	–	-57,500	-100.0%	-0.04%	–
NET	Exit	CLOUDFLARE CL A ORD	$0	–	-7,000	-100.0%	-0.04%	–
MDC	Exit	MDC HOLDINGS ORD	$0	–	-3,000	-100.0%	-0.04%	–
JMT	Exit	NUVEEN MORTGAGE OPPORTUNITY 2 CF	$0	–	-5,700	-100.0%	-0.04%	–
TGT	Exit	TARGET ORD	$0	–	-1,200	-100.0%	-0.04%	–
CHL	Exit	CHINA MOBILE ADR REPSG 5 ORDsponsored adr	$0	–	-3,158	-100.0%	-0.04%	–
GE	Exit	GENERAL ELECTRIC ORD	$0	–	-14,729	-100.0%	-0.04%	–
LTHM	Exit	LIVENT ORD	$0	–	-20,000	-100.0%	-0.04%	–
MEOH	Exit	METHANEX ORD	$0	–	-4,000	-100.0%	-0.04%	–
AFGB	Exit	AMERICAN FIN GRP 5.875 SUB DEBENT	$0	–	-5,300	-100.0%	-0.04%	–
CEO	Exit	CNOOC ADR REP 100 CL H ORDsponsored adr	$0	–	-1,000	-100.0%	-0.05%	–
IHTA	Exit	INVESCO HIGH INCM 2024 TRGT TERM CF	$0	–	-14,400	-100.0%	-0.05%	–
HOME	Exit	AT HOME GROUP ORD	$0	–	-15,754	-100.0%	-0.05%	–
QID	Exit	PROSHARES ULTRASHORT QQQ ETF	$0	–	-5,000	-100.0%	-0.05%	–
CROX	Exit	CROCS ORD	$0	–	-5,554	-100.0%	-0.05%	–
SRPT	Exit	SAREPTA THERAPEUTICS ORD	$0	–	-2,055	-100.0%	-0.05%	–
OKTA	Exit	OKTA CL A ORD	$0	–	-1,600	-100.0%	-0.05%	–
AFG	Exit	AMERICAN FINANCIAL GROUP ORD	$0	–	-1,585	-100.0%	-0.05%	–
VALE	Exit	VALE ADR REPTG ONE ORDsponsored adr	$0	–	-15,000	-100.0%	-0.05%	–
ANDE	Exit	ANDERSONS ORD	$0	–	-7,901	-100.0%	-0.05%	–
E	Exit	ENI ADR	$0	–	-5,783	-100.0%	-0.05%	–
NSC	Exit	NORFOLK SOUTHERN ORD	$0	–	-1,000	-100.0%	-0.06%	–
TNK	Exit	TEEKAY TANKERS CL A ORD	$0	–	-139,723	-100.0%	-0.06%	–
BCS	Exit	BARCLAYS ADR REP 4 ORDsponsored adr	$0	–	-25,000	-100.0%	-0.06%	–
GDI	Exit	GARDNER DENVER HOLDINGS ORD	$0	–	-6,478	-100.0%	-0.06%	–
RHHBY	Exit	ROCHE HOLDINGS 8 ADR REP ORDsponsored adr	$0	–	-4,996	-100.0%	-0.06%	–
USCR	Exit	US CONCRETE ORD	$0	–	-3,300	-100.0%	-0.06%	–
OIH	Exit	VANECK VECTORS OIL SERVICES ETF	$0	–	-16,000	-100.0%	-0.06%	–
MCK	Exit	MCKESSON ORD	$0	–	-1,376	-100.0%	-0.06%	–
FOSL	Exit	FOSSIL GROUP ORD	$0	–	-14,894	-100.0%	-0.06%	–
TSCO	Exit	TRACTOR SUPPLY ORD	$0	–	-2,150	-100.0%	-0.06%	–
XLF	Exit	SELECT STR FINANCIAL SELECT SPDR ETF	$0	–	-7,066	-100.0%	-0.06%	–
SAL	Exit	SALISBURY BANCORP ORD	$0	–	-5,174	-100.0%	-0.06%	–
SYMC	Exit	SYMANTEC ORD	$0	–	-8,900	-100.0%	-0.06%	–
SMTA	Exit	SPIRIT MTA REIT ORD	$0	–	-25,000	-100.0%	-0.06%	–
FNKO	Exit	FUNKO CL A ORD	$0	–	-10,487	-100.0%	-0.07%	–
VICR	Exit	VICOR ORD	$0	–	-7,500	-100.0%	-0.07%	–
NEWM	Exit	NEW MEDIA INVESTMENT GROUP ORD	$0	–	-25,778	-100.0%	-0.07%	–
CIEN	Exit	CIENA ORD	$0	–	-5,900	-100.0%	-0.07%	–
EXAS	Exit	EXACT SCIENCES ORD	$0	–	-2,600	-100.0%	-0.07%	–
WIA	Exit	WESTERN ASSET INFLATIN LINKD INCM CF	$0	–	-20,627	-100.0%	-0.07%	–
LBRDA	Exit	LIBERTY BROADBAND SRS A ORD	$0	–	-2,349	-100.0%	-0.08%	–
AABA	Exit	ALTABA ORD	$0	–	-12,700	-100.0%	-0.08%	–
SIX	Exit	SIX FLAGS ENTERTAINMENT ORD	$0	–	-5,000	-100.0%	-0.08%	–
SONA	Exit	SOUTHERN NATNL BANCORP VIRGINIA ORD	$0	–	-16,501	-100.0%	-0.08%	–
NVO	Exit	NOVO NORDISK ADR REPSG 1 ORDsponsored adr	$0	–	-5,000	-100.0%	-0.08%	–
TLRDQ	Exit	TAILORED BRANDS ORD	$0	–	-60,000	-100.0%	-0.08%	–
ASNA	Exit	ASCENA RETAIL GROUP ORD	$0	–	-1,000,000	-100.0%	-0.08%	–
TGODF	Exit	GREEN ORGANIC DUTCHMAN HLGDS ORD	$0	–	-185,000	-100.0%	-0.09%	–
IBM	Exit	INTERNATIONAL BUSINESS MACHINES ORD	$0	–	-2,032	-100.0%	-0.09%	–
ITHUF	Exit	IANTHUS CAPITAL ORD	$0	–	-211,285	-100.0%	-0.09%	–
DFS	Exit	DISCOVER FINANCIAL SERVICES ORD	$0	–	-3,695	-100.0%	-0.09%	–
LAUR	Exit	LAUREATE EDUCATION CL A ORD	$0	–	-18,000	-100.0%	-0.09%	–
CME	Exit	CME GROUP CL A ORD	$0	–	-1,421	-100.0%	-0.09%	–
RBS	Exit	ROYAL BANK SCOTLAND ADS REP 2 ORD	$0	–	-59,459	-100.0%	-0.09%	–
AMAT	Exit	APPLIED MATERIAL ORD	$0	–	-7,000	-100.0%	-0.11%	–
EMPK	Exit	EMPIRE BANCORP ORD	$0	–	-28,022	-100.0%	-0.11%	–
NXPI	Exit	NXP SEMICONDUCTORS ORD	$0	–	-3,504	-100.0%	-0.12%	–
IPOAU	Exit	SOCIAL CAPITAL HEDOSOPHIA HOLD UNT	$0	–	-34,300	-100.0%	-0.12%	–
BAM	Exit	BROOKFIELD ASSET MANAGEMENT CL A ORD	$0	–	-7,500	-100.0%	-0.12%	–
IIVI	Exit	II VI ORD	$0	–	-11,388	-100.0%	-0.12%	–
GSK	Exit	GLAXOSMITHKLINE ADR REP TWO ORDsponsored adr	$0	–	-10,000	-100.0%	-0.13%	–
AZUL	Exit	AZUL ADR REP 3 PRFsponsored adr	$0	–	-11,900	-100.0%	-0.13%	–
SHOP	Exit	SHOPIFY CL A SUB VTG ORD	$0	–	-1,390	-100.0%	-0.13%	–
WFCPRX	Exit	WF DS REP SRS X NN CM PRP CL A PRF	$0	–	-16,958	-100.0%	-0.13%	–
NCI	Exit	NAVIGANT CONSULTING ORD	$0	–	-15,668	-100.0%	-0.13%	–
DNBF	Exit	DNB FINANCIAL ORD	$0	–	-10,136	-100.0%	-0.14%	–
TMUS	Exit	T MOBILE US ORD	$0	–	-5,835	-100.0%	-0.14%	–
INDA	Exit	ISHARES MSCI INDIA INDEX ETF	$0	–	-13,862	-100.0%	-0.14%	–
SBAC	Exit	SBA COMMUNICATIONS CL A REIT ORD	$0	–	-2,006	-100.0%	-0.15%	–
TRWH	Exit	TWIN RIVER WORLDWIDE HOLDINGS ORD	$0	–	-21,867	-100.0%	-0.15%	–
BSMX	Exit	BANCO SANT M XIC ADS REP 5 SRS B ORD	$0	–	-82,500	-100.0%	-0.16%	–
WFCPRQ	Exit	WLS DS REP 1/1000 CL A SRS Q PRP PRF	$0	–	-20,000	-100.0%	-0.16%	–
PSDO	Exit	PRESIDIO ORD	$0	–	-32,000	-100.0%	-0.16%	–
KO	Exit	COCA-COLA ORD	$0	–	-10,320	-100.0%	-0.17%	–
	Exit	GRUPO AVL ACIONS Y VL ADR REP 20 PRFsponsored adr	$0	–	-78,859	-100.0%	-0.18%	–
WFCPRO	Exit	WF DS RP 0.001 CL A SRS O NON CM PRF	$0	–	-25,713	-100.0%	-0.19%	–
TSN	Exit	TYSON FOODS CL A ORD	$0	–	-7,388	-100.0%	-0.19%	–
PIC	Exit	PIVOTAL INVESTMENT CL A ORD	$0	–	-66,476	-100.0%	-0.20%	–
EE	Exit	EL PASO ELECTRIC ORD	$0	–	-9,700	-100.0%	-0.20%	–
KTOS	Exit	KRATOS DEFENSE AND SECURITY SOLS ORD	$0	–	-35,000	-100.0%	-0.20%	–
LUKOY	Exit	PJSC LUKOIL SPON ADR REP ORDsponsored adr	$0	–	-8,200	-100.0%	-0.21%	–
UBS	Exit	UBS GROUP N ORD	$0	–	-60,710	-100.0%	-0.21%	–
CRZO	Exit	CARRIZO OIL AND GAS ORD	$0	–	-84,358	-100.0%	-0.22%	–
IOTS	Exit	ADESTO TECHNOLOGIES ORD	$0	–	-85,459	-100.0%	-0.22%	–
BRKB	Exit	BERKSHIRE HATHWAY CL B ORD	$0	–	-3,716	-100.0%	-0.24%	–
AVP	Exit	AVON PRODUCTS ORD	$0	–	-187,513	-100.0%	-0.25%	–
MDSO	Exit	MEDIDATA SOLUTIONS ORD	$0	–	-9,248	-100.0%	-0.26%	–
AIGPRA	Exit	AMRCN INTL DS REP 1/1000 SRS A PRF	$0	–	-31,777	-100.0%	-0.26%	–
SFTBY	Exit	SOFTBANK GROUP UNSPONSORED ADR	$0	–	-48,804	-100.0%	-0.29%	–
ALDR	Exit	ALDER BIOPHARMACEUTICALS ORD	$0	–	-51,400	-100.0%	-0.30%	–
CDNS	Exit	CADENCE DESIGN SYSTEMS ORD	$0	–	-15,000	-100.0%	-0.30%	–
BHP	Exit	BHP GROUP ADR	$0	–	-21,697	-100.0%	-0.33%	–
DB	Exit	DEUTSCHE BANK N ORD	$0	–	-153,279	-100.0%	-0.35%	–
TEF	Exit	TELEFONICA ADR REP ONE ADRsponsored adr	$0	–	-159,138	-100.0%	-0.37%	–
BITA	Exit	BITAUTO HOLDINGS ADR REP 1 ORDsponsored adr	$0	–	-94,030	-100.0%	-0.43%	–
PVTU	Exit	PIVOTAL ACQUISITION CL A RED UNT	$0	–	-125,720	-100.0%	-0.44%	–
CNC	Exit	CENTENE ORD	$0	–	-34,050	-100.0%	-0.45%	–
RACE	Exit	FERRARI ORD	$0	–	-10,000	-100.0%	-0.47%	–
TS	Exit	TENARIS ADR REP 2 ORDsponsored adr	$0	–	-80,000	-100.0%	-0.52%	–
IWN	Exit	ISHARES RUSSELL 2000 VALUE ETF	$0	–	-14,222	-100.0%	-0.52%	–
AVGOP	Exit	BROADCOM 8 00 MANDA CONV SRS A PRF	$0	–	-2,000	-100.0%	-0.63%	–
DVA	Exit	DAVITA ORD	$0	–	-39,300	-100.0%	-0.69%	–
CBLK	Exit	CARBON BLACK ORD	$0	–	-90,600	-100.0%	-0.72%	–
BBT	Exit	BB AND T ORD	$0	–	-45,325	-100.0%	-0.74%	–
VSM	Exit	VERSUM MATERIALS ORD	$0	–	-49,700	-100.0%	-0.80%	–
CZR	Exit	CAESARS ENTERTAINMENT ORD	$0	–	-275,701	-100.0%	-0.98%	–
PVTL	Exit	PIVOTAL SOFTWARE CL A ORD	$0	–	-226,786	-100.0%	-1.03%	–
QQQ	Exit	INVSC QQQ TRUST SRS 1 ETF	$0	–	-21,202	-100.0%	-1.22%	–
LVS	Exit	LAS VEGAS SANDS ORD	$0	–	-82,650	-100.0%	-1.46%	–
GWR	Exit	GENESEE & WYOMING CL A ORD	$0	–	-67,241	-100.0%	-2.27%	–
ONCE	Exit	SPARK THERAPEUTICS ORD	$0	–	-86,305	-100.0%	-2.56%	–
PVT	Exit	PIVOTAL ACQUISITION CL A ORD	$0	–	-889,087	-100.0%	-2.77%	–
IPOA	Exit	SOCIAL CPTL HEDOSOPHIA HLD CL A ORD	$0	–	-1,173,382	-100.0%	-3.84%	–
CELG	Exit	CELGENE ORD	$0	–	-640,032	-100.0%	-19.43%	–

Other managers

Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):

Quad Capital Management Advisors LLC #1

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2020-01-10

Signatures

The EDGAR filing(s) were signed by:

Shawn Fischman — General Counsel & CCO

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
CENTRAL GARDEN AND PET CL A ORD	22	Q3 2023	0.1%
ENERTECK ORD (PNK)	22	Q3 2023	0.0%
GENIUS PRODUCTS ORD	22	Q3 2023	0.0%
INPHONIC ORD (OTC)	22	Q3 2023	0.0%
SPDR S&P 500 ETF	21	Q3 2023	0.5%
CHINA INDUSTRIAL GROUP ORD (PNK)	21	Q3 2023	0.0%
MONEYGRAM INTERNATIONAL ORD	20	Q1 2023	3.2%
INTERNATIONAL BUSINESS MACHINES ORD	20	Q3 2023	0.9%
INVSC QQQ TRUST SRS 1 ETF	20	Q3 2023	0.1%
MSC INDUSTRIAL CL A ORD	20	Q3 2023	0.0%

View FNY Investment Advisers, LLC's complete holdings history.

Latest filings

Type	Filed
13F-HR	2024-05-03
13F-HR	2024-01-12
13F-HR	2023-10-10
13F-HR	2023-07-11
13F-HR	2023-04-12
13F-HR	2023-01-10
13F-HR	2022-10-19
13F-HR	2022-07-12
13F-HR	2022-04-25
13F-HR/A	2022-02-01

View FNY Investment Advisers, LLC's complete filings history.

All filings

View complete filings history.

Compare quarters

Issues

The following issues were detected while analyzing the report:

The reported total value is incorrect (323096000.0 != 322672000.0)

Export FNY Investment Advisers, LLC's holdings