FNY Investment Advisers, LLC - Q2 2019 holdings

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$340 Million is the total value of FNY Investment Advisers, LLC's 1036 reported holdings in Q2 2019. The portfolio turnover from Q1 2019 to Q2 2019 was 107.9% .

All
New
Buy
Sell
Exit
Unchanged
 Value Shares↓ Weighting
SNNY  SUNNYSIDE BANCORP ORD$97,000
+2.1%
7,5000.0%0.03%
-12.1%
NRE  NORTHSTAR REALTY EUROPE ORD$82,000
-4.7%
5,0000.0%0.02%
-17.2%
MHPRC  MAIDEN HLDNG 7.125 SRS C NON CUM PRF$49,000
+2.1%
10,0000.0%0.01%
-12.5%
GAIA  GAIA CL A ORD$36,000
-16.3%
4,7810.0%0.01%
-26.7%
ASH  ASHLAND GLOBAL ORD$39,0000.0%5000.0%0.01%
-15.4%
AKS  AK STEEL HOLDING ORD$30,000
-14.3%
12,8040.0%0.01%
-25.0%
AVB  AVALONBAY COMMUNITIES REIT ORD$28,000
+3.7%
1380.0%0.01%
-11.1%
LENB  LENNAR CL B ORD$23,0000.0%5990.0%0.01%
-12.5%
PAAS  PAN AMER SILVER ORD$16,0000.0%1,2700.0%0.01%0.0%
CBSA  CBS CL A ORD$12,0000.0%2540.0%0.00%0.0%
NAK  NORTHERN DYNASTY MINERALS ORD$12,0000.0%20,0000.0%0.00%0.0%
TRCO  TRIBUNE MEDIA CL A ORD$9,0000.0%2000.0%0.00%0.0%
FXE  INVSC CRNCYSH EURO CURRENCY ETF$10,0000.0%1000.0%0.00%0.0%
BIDU  BAIDU ADR REP 1/10 CL A ORDcall$11,000
-31.2%
1000.0%0.00%
-40.0%
CARV  CARVER BANCORP ORD$6,000
-14.3%
2,0000.0%0.00%0.0%
SNP  CHINA PETRO & CHEM ADR REP 100 H ORDsponsored adr$6,000
-14.3%
990.0%0.00%0.0%
HPE  HEWLETT PACKARD ENTERPRISE ORD$8,000
-11.1%
5860.0%0.00%
-33.3%
MSPRE  MORGAN STANL DS REP 1/1000 SRS E PRF$2,0000.0%920.0%0.00%0.0%
DLNGPRB  DYNAGAS LNG PARTNERS SRS B PRF$5,000
-16.7%
3470.0%0.00%
-50.0%
CRIS  CURIS ORD$3,0000.0%2,0000.0%0.00%0.0%
LPX  LOUISIANA PACIFIC ORD$2,0000.0%1000.0%0.00%0.0%
CIND  CHINA INDUSTRIAL GROUP ORD$2,000
-33.3%
1,397,6370.0%0.00%0.0%
GYBCL  CABCO FLO RA CALL SR 2004-101 CERT$2,0000.0%1000.0%0.00%0.0%
KPTI  KARYOPHARM THERAPEUTICS ORD$5,0000.0%1,0000.0%0.00%
-50.0%
OI  OWENS ILLINOIS ORD$2,0000.0%1450.0%0.00%0.0%
FXI  ISHARES CHINA LARGE CAP ETFcall$2,0000.0%500.0%0.00%0.0%
ATHX  ATHERSYS ORD$2,0000.0%1,5000.0%0.00%0.0%
ATROB  ASTRONICS CL B ORD$2,0000.0%670.0%0.00%0.0%
WTR  AQUA AMERICA ORD$5,000
+25.0%
1260.0%0.00%0.0%
RGLSF  REGULUS RESOURCES ORD$2,000
-33.3%
2,5000.0%0.00%0.0%
HJLI  HANCOCK JAFFE$5,000
-28.6%
5,0000.0%0.00%
-50.0%
OUT  OUTFRONT MEDIA ORD$3,0000.0%1470.0%0.00%0.0%
OPK  OPKO HEALTH ORD$0–2000.0%0.00%–
OKE  ONEOK ORD$0–60.0%0.00%–
OMER  OMEROS ORD (NMS)call$0–50.0%0.00%–
OAK  OAKTREE CAPITAL GROUP CL A UNT (NYS)put$0–20.0%0.00%–
OAK  OAKTREE CAPITAL GROUP CL A UNT (NYS)call$0–60.0%0.00%–
PBI  PITNEY BOWES ORDcall$1,0000.0%2500.0%0.00%–
POTN  POTNETWORK HOLDINGS INC$0–3,0000.0%0.00%–
QEP  QEP RESOURCES ORDcall$0–320.0%0.00%–
NTDOY  NINTENDO ADR$0–40.0%0.00%–
NPSNY  NASPERS SPON 5 ADR REP CL N ORDsponsored adr$0–40.0%0.00%–
NXCN  NXCHAIN ORD$1,0000.0%8000.0%0.00%–
 SAMSUNG ELECTRONICS REG S GDR$1,000–10.0%0.00%–
SAMA  SCHULTZE SPECIAL PURPOSE ACQUISI ORD$0–620.0%0.00%–
CTON  SECOND STREET CAPITAL ORD$0–200.0%0.00%–
SIGM  SIGMA DESIGNS ORD$0
-100.0%
6,3000.0%0.00%–
INPC  INPHONIC ORD (OTC)$0–14,4720.0%0.00%–
HMNY  HELIOS AND MATHESON ANALYTICS ORDput$0–20.0%0.00%–
HMNY  HELIOS AND MATHESON ANALYTICS ORDcall$0–20.0%0.00%–
GSAT  GLOBALSTAR VTG ORD$0–1100.0%0.00%–
GERN  GERON ORD (NMS)call$0–500.0%0.00%–
GNPR  GENIUS PRODUCTS ORD$0–1220.0%0.00%–
FNBCQ  FIRST NBC BANK HOLDING ORD$1,000–20,0000.0%0.00%–
TIDE  TIDELANDS OIL AND GAS ORD$0–526,3230.0%0.00%–
TVTY  TIVITY HEALTH ORD (NMS)put$0–380.0%0.00%–
TRCO  TRIBUNE MEDIA CL A ORDput$0–100.0%0.00%–
ETCK  ENERTECK ORD$0–7,5000.0%0.00%–
DVAX  DYNAVAX TECHNOLOGIES ORD (NMS)call$0–50.0%0.00%–
DELL  DELL TECHNOLOGIES CL C ORDput$0–10.0%0.00%–
DELL  DELL TECHNOLOGIES CL C ORD$0–10.0%0.00%–
LFC  CHINA LIFE INSURNCE ADR REP 5 H ORDsponsored adr$0–10.0%0.00%–
 CATABASIS PHARMACEUTICALS ORD$1,0000.0%2000.0%0.00%–
PPR  VOYA PRIME RATE CF$0–2000.0%0.00%–
VUZI  VUZIX ORDcall$0–500.0%0.00%–
ZIOP  ZIOPHARM ONCOLGY ORD (NMS)call$0–50.0%0.00%–
BMWYY  BAYERISCHE MOTOREN WERKE ADR$0–10.0%0.00%–
GOLD  BARRICK GOLD ORDcall$0–10.0%0.00%–
ACB  AURORA CANNABIS ORDcall$0–400.0%0.00%–
MHLD  MAIDEN HOLDINGS ORD$0–4000.0%0.00%–
ASRT  ASSERTIO THERAPEUTICS ORD$0–1000.0%0.00%–
CRSP  CRISPR THERAPEUTICS ORDcall$1,000–250.0%0.00%–
INTEQ  INTELSAT ORDcall$0–500.0%0.00%–
AIMC  ALTRA INDUSTRIAL MOTION ORD$0–10.0%0.00%–
NPCUF  ALLON THERAPEUTICS ORD$0–30,0000.0%0.00%–
ACAD  ACADIA PHARMACEUTICALS ORD (NMS)call$0–120.0%0.00%–
ACHC  ACADIA HEALTHCARE COMPANY ORD$1,0000.0%400.0%0.00%–
PRTK  PARATEK PHARMACEUTICALS ORD$1,000
-50.0%
5000.0%0.00%
-100.0%
PAAS  PAN AMER SILVER ORDput$0–160.0%0.00%–
Other managers

Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):

Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2019-07-24
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
CENTRAL GARDEN AND PET CL A ORD22Q3 20230.1%
ENERTECK ORD (PNK)22Q3 20230.0%
GENIUS PRODUCTS ORD22Q3 20230.0%
INPHONIC ORD (OTC)22Q3 20230.0%
SPDR S&P 500 ETF21Q3 20230.5%
CHINA INDUSTRIAL GROUP ORD (PNK)21Q3 20230.0%
MONEYGRAM INTERNATIONAL ORD20Q1 20233.2%
INTERNATIONAL BUSINESS MACHINES ORD20Q3 20230.9%
INVSC QQQ TRUST SRS 1 ETF20Q3 20230.1%
MSC INDUSTRIAL CL A ORD20Q3 20230.0%

View FNY Investment Advisers, LLC's complete holdings history.

Latest filings
TypeFiled
13F-HR2024-05-03
13F-HR2024-01-12
13F-HR2023-10-10
13F-HR2023-07-11
13F-HR2023-04-12
13F-HR2023-01-10
13F-HR2022-10-19
13F-HR2022-07-12
13F-HR2022-04-25
13F-HR/A2022-02-01

View FNY Investment Advisers, LLC's complete filings history.

All filings

View complete filings history.

Compare quarters

Issues

The following issues were detected while analyzing the report:

  • The reported total value is incorrect (339693000.0 != 339208000.0)

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