$340 Million is the total value of FNY Investment Advisers, LLC's 1036 reported holdings in Q2 2019. The portfolio turnover from Q1 2019 to Q2 2019 was 137.9% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| APC | Buy | ANADARKO PETROLEUM ORD | $48,969,000 | +1224125.0% | 694,018 | +693918.0% | 14.44% | +1443500.0% |
| RHT | Buy | RED HAT ORD | $47,605,000 | +198.6% | 253,543 | +190.5% | 14.03% | +157.3% |
| CELG | Buy | CELGENE ORD | $40,969,000 | +232.4% | 443,203 | +239.2% | 12.08% | +186.5% |
| ONCE | Sell | SPARK THERAPEUTICS ORD | $11,602,000 | -63.6% | 113,330 | -59.5% | 3.42% | -68.6% |
| ZAYO | Buy | ZAYO GROUP HOLDINGS ORD | $9,014,000 | +252.5% | 273,918 | +204.4% | 2.66% | +203.7% |
| KT | Buy | KT ADR REP 1/2 ORDsponsored adr | $8,859,000 | +188.3% | 716,201 | +189.9% | 2.61% | +148.5% |
| FDC | Buy | FIRST DATA CL A ORD | $7,226,000 | +7349.5% | 266,950 | +7114.9% | 2.13% | +6354.5% |
| LYG | Sell | LLOYDS BANKING GROUP ADR 4 ORDsponsored adr | $7,173,000 | -13.9% | 2,525,945 | -2.7% | 2.12% | -25.8% |
| PVT | Buy | PIVOTAL ACQUISITION CL A ORD | $7,120,000 | +177900.0% | 701,478 | +140195.6% | 2.10% | +209800.0% |
| MLNX | Buy | MELLANOX TECHNOLOGIES ORD | $5,272,000 | +445.2% | 47,646 | +483.2% | 1.55% | +369.5% |
| LPL | New | LG DISPLAY ADR REP 1/2 ORDsponsored adr | $3,956,000 | – | 510,497 | +100.0% | 1.17% | – |
| ARRY | New | ARRAY BIOPHARMA ORD | $3,620,000 | – | 78,150 | +100.0% | 1.07% | – |
| AMZN | Sell | AMAZON COM ORD | $3,268,000 | -35.0% | 1,726 | -38.9% | 0.96% | -44.0% |
| LYB | New | LYONDELLBASELL INDUSTRIES CL A ORD | $3,166,000 | – | 36,763 | +100.0% | 0.93% | – |
| DATA | Buy | TABLEAU SOFTWARE CL A ORD | $3,108,000 | +1535.8% | 18,725 | +1148.3% | 0.92% | +1309.2% |
| RIO | Sell | RIO TINTO ADR REP ONE ORDsponsored adr | $2,921,000 | -58.2% | 46,865 | -60.6% | 0.86% | -64.0% |
| CZR | Buy | CAESARS ENTERTAINMENT ORD | $2,910,000 | +760.9% | 246,250 | +531.4% | 0.86% | +639.7% |
| UQM | Buy | UQM TECHNOLOGIES ORD | $2,557,000 | +23.6% | 1,550,231 | +23.7% | 0.75% | +6.6% |
| AUOTY | Buy | AU OPTRONICS ADR REP 10 ORDsponsored adr | $2,396,000 | +528.9% | 809,761 | +671.8% | 0.71% | +443.1% |
| TMCX | Buy | TRINITY MERGER CL A ORD | $2,065,000 | +103150.0% | 200,486 | +70246.0% | 0.61% | +60800.0% |
| GDX | Buy | VANECK VECTORS GOLD MINERS ETF | $1,978,000 | +55.1% | 77,400 | +36.0% | 0.58% | +33.7% |
| HEIA | New | HEICO CL A ORD | $1,951,000 | – | 18,879 | +100.0% | 0.58% | – |
| LHC | New | LEO HOLDINGS CL A ORD | $1,925,000 | – | 187,500 | +100.0% | 0.57% | – |
| AXON | New | AXON ENTERPRISE ORD | $1,865,000 | – | 29,056 | +100.0% | 0.55% | – |
| NVDA | Buy | NVIDIA ORD | $1,841,000 | +454.5% | 11,215 | +506.2% | 0.54% | +376.3% |
| GOOGL | Sell | ALPHABET CL A ORD | $1,658,000 | -60.3% | 1,532 | -56.9% | 0.49% | -65.8% |
| VSM | Buy | VERSUM MATERIALS ORD | $1,627,000 | +97.9% | 31,561 | +93.0% | 0.48% | +70.8% |
| BHP | Sell | BHP GROUP ADR | $1,624,000 | -36.2% | 27,956 | -40.0% | 0.48% | -45.0% |
| IPOA | New | SOCIAL CPTL HEDOSOPHIA HLD CL A ORD | $1,575,000 | – | 151,102 | +100.0% | 0.46% | – |
| KO | Sell | COCA-COLA ORD | $1,558,000 | -31.6% | 30,610 | -37.0% | 0.46% | -41.1% |
| VXX | New | BARCLAYS IPTH SRS B S&P SHRT TRM ETN | $1,521,000 | – | 58,500 | +100.0% | 0.45% | – |
| SKM | New | SK TELECOM ADR RPSTNG 1/9 ORDsponsored adr | $1,476,000 | – | 59,656 | +100.0% | 0.44% | – |
| PVTU | Buy | PIVOTAL ACQUISITION CL A RED UNT | $1,456,000 | +402.1% | 125,600 | +340.7% | 0.43% | +333.3% |
| EEM | New | ISHARES MSCI EMERGING MARKETS ETF | $1,392,000 | – | 32,462 | +100.0% | 0.41% | – |
| AKTS | Buy | AKOUSTIS TECHNOLOGIE ORD | $1,298,000 | +184.0% | 202,957 | +157.8% | 0.38% | +145.5% |
| AGN | New | ALLERGAN ORD | $1,279,000 | – | 7,643 | +100.0% | 0.38% | – |
| AVP | New | AVON PRODUCTS ORD | $1,274,000 | – | 328,433 | +100.0% | 0.38% | – |
| FNSR | New | FINISAR ORD | $1,132,000 | – | 49,535 | +100.0% | 0.33% | – |
| WDC | Buy | WESTERN DIGITAL ORD | $1,128,000 | +824.6% | 23,733 | +830.7% | 0.33% | +692.9% |
| CRAY | New | CRAY ORD | $1,118,000 | – | 32,114 | +100.0% | 0.33% | – |
| TRNEU | Buy | TRINE ACQUISITION CL A RED UNT | $1,117,000 | +54.5% | 110,600 | +53.2% | 0.33% | +33.2% |
| GBT | New | GLOBAL BLOOD THERAPEUTICS ORD | $1,014,000 | – | 19,288 | +100.0% | 0.30% | – |
| FB | New | FACEBOOK CL A ORD | $1,001,000 | – | 5,190 | +100.0% | 0.30% | – |
| BHVN | New | BIOHAVEN PHARMACEUTICAL HOLDING ORD | $989,000 | – | 22,600 | +100.0% | 0.29% | – |
| SAN | New | BANCO SANTANDER ADR REP 1 ORDsponsored adr | $965,000 | – | 210,900 | +100.0% | 0.28% | – |
| STZ | Buy | CONSTELLATION BRANDS CL A ORD | $907,000 | +5235.3% | 4,610 | +4510.0% | 0.27% | +4350.0% |
| TMUS | Buy | T MOBILE US ORD | $898,000 | +81.4% | 12,121 | +68.9% | 0.26% | +56.8% |
| MU | New | MICRON TECHNOLOGY ORD | $897,000 | – | 23,251 | +100.0% | 0.26% | – |
| IFRX | New | INFLARX ORD | $884,000 | – | 280,000 | +100.0% | 0.26% | – |
| CNC | Buy | CENTENE ORD | $864,000 | +242.9% | 16,478 | +246.9% | 0.26% | +196.5% |
| UMC | Buy | UNITED MICR ELCTRNS ADR REP 5 ORDsponsored adr | $844,000 | +79.6% | 382,000 | +52.8% | 0.25% | +54.7% |
| WBC | New | WABCO HOLDINGS ORD | $839,000 | – | 6,329 | +100.0% | 0.25% | – |
| VOD | New | VODAFONE GROUP ADR REP 10 ORDsponsored adr | $832,000 | – | 51,000 | +100.0% | 0.24% | – |
| ZG | New | ZILLOW GROUP CL A ORD | $818,000 | – | 17,896 | +100.0% | 0.24% | – |
| CYOU | New | CHANGYOU.COM ADR REP 2 CL A ORDsponsored adr | $817,000 | – | 85,109 | +100.0% | 0.24% | – |
| GEF | Buy | GREIF CL A ORD | $781,000 | +1852.5% | 23,997 | +2338.7% | 0.23% | +1542.9% |
| UA | Buy | UNDER ARMOUR CL C ORD | $772,000 | +133.2% | 34,811 | +98.1% | 0.23% | +101.8% |
| PBR | New | PETROLEO BRASILEIRO ADR REPSTG 2 ORDsponsored adr | $768,000 | – | 49,350 | +100.0% | 0.23% | – |
| CRDB | Buy | CRAWFORD CL B ORD | $764,000 | +97.9% | 82,065 | +93.7% | 0.22% | +70.5% |
| NXPI | Buy | NXP SEMICONDUCTORS ORD | $746,000 | +894.7% | 7,649 | +799.9% | 0.22% | +746.2% |
| MBIO | New | MUSTANG BIO ORD | $736,000 | – | 200,000 | +100.0% | 0.22% | – |
| NIHD | New | NII HOLDINGS ORD | $726,000 | – | 430,000 | +100.0% | 0.21% | – |
| BKS | Buy | BARNES AND NOBLE ORD | $721,000 | +7110.0% | 107,821 | +5291.0% | 0.21% | +7000.0% |
| TRNE | New | TRINE ACQUISITION CL A ORD | $724,000 | – | 74,700 | +100.0% | 0.21% | – |
| XOP | New | SPDR S&P OIL & GAS EXPL & PROD ETF | $707,000 | – | 25,954 | +100.0% | 0.21% | – |
| PPC | Buy | PILGRIMS PRIDE ORD | $705,000 | +38.8% | 27,800 | +21.9% | 0.21% | +19.5% |
| MHLA | Buy | MAIDEN HOLDINGS LTD | $697,000 | +224.2% | 43,605 | +227.7% | 0.20% | +177.0% |
| GNLN | New | GREENLANE HOLDINGS CL A ORD | $658,000 | – | 68,686 | +100.0% | 0.19% | – |
| EE | New | EL PASO ELECTRIC ORD | $654,000 | – | 10,000 | +100.0% | 0.19% | – |
| TBRG | New | THUNDER BRIDGE ACQUISITION CL A ORD | $651,000 | – | 62,500 | +100.0% | 0.19% | – |
| TSN | Buy | TYSON FOODS CL A ORD | $645,000 | +420.2% | 8,000 | +344.4% | 0.19% | +352.4% |
| Buy | GRUPO AVL ACIONS Y VL ADR REP 20 PRFsponsored adr | $641,000 | +10.7% | 80,517 | +8.1% | 0.19% | -4.5% | |
| HCM | New | HUTCHSN CHINA MEDTCH ADR REP 5 ORDsponsored adr | $634,000 | – | 28,850 | +100.0% | 0.19% | – |
| QCOM | Buy | QUALCOMM ORD | $612,000 | +166.1% | 8,051 | +99.3% | 0.18% | +127.8% |
| ABB | New | ABB ADR REP 1 ORDsponsored adr | $576,000 | – | 28,761 | +100.0% | 0.17% | – |
| FAS | New | DIREXION DAILY FINANCIAL BULL 3X ETF | $572,000 | – | 7,737 | +100.0% | 0.17% | – |
| SRPT | Buy | SAREPTA THERAPEUTICS ORD | $574,000 | +60.8% | 3,778 | +25.9% | 0.17% | +38.5% |
| CIC | New | CAPITOL INVESTMENT CL A ORD | $562,000 | – | 55,026 | +100.0% | 0.17% | – |
| ORLY | Buy | O'REILLY AUTOMOTIVE ORD | $553,000 | +36.2% | 1,500 | +43.1% | 0.16% | +17.3% |
| MSFT | Buy | MICROSOFT ORD | $550,000 | +188.0% | 4,106 | +153.1% | 0.16% | +149.2% |
| BMRC | New | BANK OF MARIN BANCORP ORD | $551,000 | – | 13,434 | +100.0% | 0.16% | – |
| UBER | New | UBER TECHNOLOGIES INC | $542,000 | – | 11,703 | +100.0% | 0.16% | – |
| GNCA | New | GENOCEA BIOSCIENCES ORD | $526,000 | – | 134,400 | +100.0% | 0.16% | – |
| SAIL | New | SAILPOINT TECHNOLOGIES HOLDINGS ORD | $521,000 | – | 26,000 | +100.0% | 0.15% | – |
| AABA | New | ALTABA ORD | $507,000 | – | 7,320 | +100.0% | 0.15% | – |
| MGLN | Buy | MAGELLAN HEALTH ORD | $502,000 | +865.4% | 6,776 | +747.0% | 0.15% | +722.2% |
| JQC | Buy | NUVEEN CREDIT STRATEGIES INCOME CF | $497,000 | +66.2% | 62,810 | +62.3% | 0.15% | +44.1% |
| GS | Buy | GOLDMAN SACHS GROUP ORD | $495,000 | +1446.9% | 2,420 | +1323.5% | 0.15% | +1227.3% |
| SOXX | New | ISHARES PHLX SEMICONDUCTOR ETF | $496,000 | – | 2,500 | +100.0% | 0.15% | – |
| SOXL | New | DIREXION SEMICONDUCTOR BULL 3X ETF | $478,000 | – | 3,230 | +100.0% | 0.14% | – |
| PPL | Sell | PPL ORD | $468,000 | -21.1% | 15,104 | -19.2% | 0.14% | -32.0% |
| SMTC | New | SEMTECH ORD | $458,000 | – | 9,550 | +100.0% | 0.14% | – |
| WDOFF | Sell | WESDOME GOLD MINES ORD | $456,000 | +3.2% | 111,000 | -20.1% | 0.13% | -11.3% |
| FOXA | Sell | FOX CL A ORD | $452,000 | -88.9% | 12,350 | -88.9% | 0.13% | -90.4% |
| CDNS | New | CADENCE DESIGN SYSTEMS ORD | $451,000 | – | 6,377 | +100.0% | 0.13% | – |
| CI | Sell | CIGNA ORD | $448,000 | -25.7% | 2,847 | -24.2% | 0.13% | -35.9% |
| MOTS | New | MOTUS GI HOLDINGS ORD | $446,000 | – | 147,500 | +100.0% | 0.13% | – |
| Buy | PERSHING SQR HLDNGS REG S CL USD ORD (PNK) | $445,000 | +62.4% | 25,100 | +58.3% | 0.13% | +39.4% | |
| SABR | New | SABRE ORD | $444,000 | – | 20,000 | +100.0% | 0.13% | – |
| SHG | Sell | SHINHAN FINANCIAL ADR REPSG 1 ORDsponsored adr | $432,000 | -76.9% | 11,118 | -77.9% | 0.13% | -80.1% |
| ASNA | Buy | ASCENA RETAIL GROUP ORD | $427,000 | +80.2% | 700,000 | +218.2% | 0.13% | +55.6% |
| AU | Sell | ANGLOGOLD ASHANTI ADR REP 1 ORDsponsored adr | $421,000 | -18.7% | 23,682 | -40.2% | 0.12% | -29.9% |
| DBL | Buy | DOUBLELINE OPPORTUNISTIC CF | $401,000 | +21.1% | 19,204 | +17.1% | 0.12% | +4.4% |
| CIEN | New | CIENA ORD | $388,000 | – | 9,450 | +100.0% | 0.11% | – |
| TS | New | TENARIS ADR REP 2 ORDsponsored adr | $381,000 | – | 14,500 | +100.0% | 0.11% | – |
| EAST | Buy | EASTSIDE DISTILLING ORD | $356,000 | -21.6% | 79,273 | +1.4% | 0.10% | -32.3% |
| XLNX | New | XILINX ORD | $343,000 | – | 2,915 | +100.0% | 0.10% | – |
| AMD | Sell | ADVANCED MICRO DEVICES ORD | $342,000 | -48.1% | 11,290 | -56.3% | 0.10% | -55.1% |
| EMPK | Buy | EMPIRE BANCORP ORD | $331,000 | +6.1% | 25,100 | +0.4% | 0.10% | -8.4% |
| FLIC | New | FIRST OF LONG ISLAND ORD | $328,000 | – | 16,368 | +100.0% | 0.10% | – |
| RWLK | Buy | REWALK ROBOTICS LTD | $326,000 | +3975.0% | 75,120 | +4595.0% | 0.10% | +3100.0% |
| NOK | Sell | NOKIA ADR REPSG 1 SER A ORDsponsored adr | $322,000 | -33.9% | 64,292 | -24.5% | 0.10% | -43.1% |
| TSG | New | STARS GROUP ORD | $323,000 | – | 18,938 | +100.0% | 0.10% | – |
| NBB | Buy | NUVEEN TAXABLE MUNICIPAL INCM NAV CF | $318,000 | +101.3% | 14,982 | +94.2% | 0.09% | +74.1% |
| CWENA | New | CLEARWAY ENERGY CL A ORD | $318,000 | – | 19,692 | +100.0% | 0.09% | – |
| ADM | New | ARCHER DANIELS MIDLAND ORD | $318,000 | – | 7,800 | +100.0% | 0.09% | – |
| CVSI | Sell | CV SCIENCES ORD | $319,000 | -40.9% | 78,500 | -14.1% | 0.09% | -49.2% |
| VV | New | VANGUARD LARGE CAP ETF | $315,000 | – | 2,344 | +100.0% | 0.09% | – |
| MRNA | New | MODERNA ORD | $314,000 | – | 21,500 | +100.0% | 0.09% | – |
| SDEV | Buy | SECURITY DEVICES INTL ORD | $315,000 | +707.7% | 1,858,017 | +611.9% | 0.09% | +615.4% |
| IMI | New | INTERMOLECULAR ORD | $316,000 | – | 270,500 | +100.0% | 0.09% | – |
| BBL | Sell | BHP GROUP ADR REP 2 ORDsponsored adr | $307,000 | -46.6% | 6,014 | -49.5% | 0.09% | -53.8% |
| ASX | Sell | ASE INDUSTRIAL HOLDIN ADR REP 2 ORDsponsored adr | $307,000 | -90.3% | 77,776 | -89.5% | 0.09% | -91.6% |
| GGBXF | New | GREEN GROWTH BRANDS ORD | $305,000 | – | 140,000 | +100.0% | 0.09% | – |
| GXGXU | New | GX ACQUISITON UNT | $301,000 | – | 30,000 | +100.0% | 0.09% | – |
| CRWD | New | CROWDSTRIKE HOLDINGS CL A ORD | $302,000 | – | 4,434 | +100.0% | 0.09% | – |
| BA | Buy | BOEING ORD | $291,000 | +209.6% | 800 | +221.3% | 0.09% | +168.8% |
| SCHX | New | SCHWAB US LARGE CAP ETF | $280,000 | – | 4,000 | +100.0% | 0.08% | – |
| IPOAU | New | SOCIAL CAPITAL HEDOSOPHIA HOLD UNT | $277,000 | – | 25,987 | +100.0% | 0.08% | – |
| UNH | New | UNITEDHEALTH GRP ORD | $268,000 | – | 1,100 | +100.0% | 0.08% | – |
| UBP | Buy | URSTADT BIDDLE REIT ORD | $260,000 | +687.9% | 15,224 | +665.8% | 0.08% | +600.0% |
| PCI | Buy | PIMCO DYNMC CRDT AND MRTG INCM CF | $261,000 | +16.0% | 10,949 | +13.6% | 0.08% | 0.0% |
| ITHUF | Buy | IANTHUS CAPITAL ORD | $258,000 | +81.7% | 76,418 | +198.8% | 0.08% | +55.1% |
| NFLX | Sell | NETFLIX ORD | $254,000 | -66.4% | 693 | -67.3% | 0.08% | -70.9% |
| SFLY | New | SHUTTERFLY ORD | $252,000 | – | 5,000 | +100.0% | 0.07% | – |
| OSTK | Buy | OVERSTOCK COM ORD | $243,000 | +46.4% | 17,930 | +79.3% | 0.07% | +26.3% |
| MICR | Buy | MICRON SOLUTIONS ORD | $240,000 | -10.8% | 98,155 | +2.3% | 0.07% | -22.8% |
| UN | New | UNILEVER NV | $236,000 | – | 3,900 | +100.0% | 0.07% | – |
| XOM | Buy | EXXON MOBIL ORD | $233,000 | +5725.0% | 3,045 | +4975.0% | 0.07% | +6800.0% |
| SPY | Sell | SPDR S&P 500 ETFput | $229,000 | -83.6% | 784 | -84.2% | 0.07% | -85.8% |
| NWL | New | NEWELL BRANDS ORD | $231,000 | – | 15,000 | +100.0% | 0.07% | – |
| PFLT | Buy | PENNANTPARK FLOATING RATE CAPITA ORD | $229,000 | +7533.3% | 19,890 | +6903.5% | 0.07% | +6700.0% |
| VCIF | New | VERTICAL CAPITAL INCOME NAV CF | $226,000 | – | 23,868 | +100.0% | 0.07% | – |
| OPP | Buy | RIVERNORTH DOUBLLINE STRTGC OPTY CF | $228,000 | +38.2% | 13,391 | +32.8% | 0.07% | +19.6% |
| VTA | Buy | INVESCO CREDIT DYNAMIC OPP CF | $226,000 | +209.6% | 20,219 | +197.3% | 0.07% | +168.0% |
| MUC | New | BLACKROCK MUNIHLDG CALIF QUALITY CF | $221,000 | – | 16,213 | +100.0% | 0.06% | – |
| BKT | Buy | BLACKROCK INCOME CF | $222,000 | +57.4% | 36,710 | +54.2% | 0.06% | +35.4% |
| AVYA | New | AVAYA HOLDINGS ORD | $222,000 | – | 18,664 | +100.0% | 0.06% | – |
| STNG | New | SCORPIO TANKERS ORD | $215,000 | – | 7,300 | +100.0% | 0.06% | – |
| RMI | Buy | RIVERNORTH OPPORTUNI MUN INC NAV CF | $214,000 | +116.2% | 10,038 | +109.1% | 0.06% | +85.3% |
| PDCO | New | PATTERSON COMPANIES ORD | $208,000 | – | 9,100 | +100.0% | 0.06% | – |
| FBIO | New | FORTRESS BIOTECH ORD | $202,000 | – | 134,757 | +100.0% | 0.06% | – |
| BCO | Buy | BRINK'S ORD | $202,000 | +34.7% | 2,500 | +25.0% | 0.06% | +17.6% |
| PYPL | New | PAYPAL HOLDINGS ORD | $203,000 | – | 1,782 | +100.0% | 0.06% | – |
| BWG | Sell | BRANDYWINE GLOBAL INCM OPRTNTS CF | $204,000 | -14.6% | 17,416 | -18.9% | 0.06% | -26.8% |
| SE | New | SEA ADS REP CL A ORD | $200,000 | – | 6,041 | +100.0% | 0.06% | – |
| BKJ | New | BANCORP OF NEW JERSEY ORD | $201,000 | – | 14,469 | +100.0% | 0.06% | – |
| FAX | New | ABERDEEN ASIA PACIFIC INCOME CF | $200,000 | – | 47,954 | +100.0% | 0.06% | – |
| DFRG | New | DEL FRISCO'S RESTAURANT GROUP ORD | $201,000 | – | 25,300 | +100.0% | 0.06% | – |
| FSLR | New | FIRST SOLAR ORD | $197,000 | – | 3,000 | +100.0% | 0.06% | – |
| NHS | Sell | NEUBERGER BERMAN HGH YLD STRATGS CF | $198,000 | -8.3% | 17,000 | -11.5% | 0.06% | -21.6% |
| MRKR | Sell | MARKER THERAPEUTICS ORD | $197,000 | -7.9% | 24,883 | -23.4% | 0.06% | -20.5% |
| QTNT | New | QUOTIENT ORD | $195,000 | – | 20,869 | +100.0% | 0.06% | – |
| RA | Sell | BROOKFIELD REAL ASSETS INCOME CF | $192,000 | -34.7% | 8,868 | -34.9% | 0.06% | -43.6% |
| DUC | New | DUFF & PHELPS UTILITY & CORP BOND CF | $192,000 | – | 22,009 | +100.0% | 0.06% | – |
| SNAP | Sell | SNAP CL A ORD | $190,000 | -85.9% | 13,301 | -89.1% | 0.06% | -87.9% |
| DMO | Buy | WESTERN ASSET MRTG DEFINED OPPTY CF | $191,000 | +17.2% | 8,982 | +14.2% | 0.06% | 0.0% |
| XLE | New | ENERGY SELECT SECTOR SPDR ETF | $187,000 | – | 2,942 | +100.0% | 0.06% | – |
| HIVE | New | AEROHIVE NETWORKS ORD | $188,000 | – | 42,499 | +100.0% | 0.06% | – |
| HUM | New | HUMANA ORD | $185,000 | – | 700 | +100.0% | 0.06% | – |
| THC | New | TENET HEALTHCARE ORD | $185,000 | – | 9,000 | +100.0% | 0.06% | – |
| KN | New | KNOWLES ORD | $183,000 | – | 10,000 | +100.0% | 0.05% | – |
| MYL | Buy | MYLAN ORD | $182,000 | +0.6% | 9,596 | +49.5% | 0.05% | -12.9% |
| PYXSQ | Buy | PYXUS INTERNATIONAL ORD | $182,000 | +9000.0% | 12,000 | +12943.5% | 0.05% | +5300.0% |
| HCA | Buy | HCA HEALTHCARE ORD | $175,000 | +22.4% | 1,300 | +18.2% | 0.05% | +6.1% |
| LKSDQ | New | LSC COMMUNICATIONS ORD | $175,000 | – | 47,942 | +100.0% | 0.05% | – |
| DISCK | New | DISCOVERY SRS C ORD | $175,000 | – | 6,182 | +100.0% | 0.05% | – |
| MCK | Sell | MCKESSON ORD | $174,000 | -50.3% | 1,296 | -56.7% | 0.05% | -57.5% |
| LILAK | Buy | LIBERTY LATIN AMERICA CL C ORD | $171,000 | +87.9% | 10,000 | +112.8% | 0.05% | +61.3% |
| CAT | New | CATERPILLAR ORD | $170,000 | – | 1,250 | +100.0% | 0.05% | – |
| KTOS | Sell | KRATOS DEFENSE AND SECURITY SOLS ORD | $171,000 | -60.1% | 7,500 | -72.7% | 0.05% | -66.0% |
| HUBS | Sell | HUBSPOT ORD | $165,000 | -33.7% | 970 | -35.5% | 0.05% | -42.4% |
| TBT | Buy | PROSHRES ULTRASHT 20 PLS YR TRSY ETF | $167,000 | +1291.7% | 5,800 | +1350.0% | 0.05% | +1125.0% |
| AL | Sell | AIR LEASE CL A ORD | $165,000 | -45.0% | 4,000 | -54.3% | 0.05% | -52.4% |
| CCJ | New | CAMECO ORD | $165,000 | – | 15,461 | +100.0% | 0.05% | – |
| VTV | New | VANGUARD VALUE ETF | $166,000 | – | 1,500 | +100.0% | 0.05% | – |
| AINV | Buy | APOLLO INVESTMENT ORD | $158,000 | +75.6% | 10,000 | +66.7% | 0.05% | +51.6% |
| CRH | New | CRH ADR REPSG 1 ORDsponsored adr | $159,000 | – | 4,872 | +100.0% | 0.05% | – |
| GT | Buy | GOODYEAR TIRE AND RUBBER ORD | $160,000 | +113.3% | 10,490 | +153.6% | 0.05% | +80.8% |
| GPS | New | GAP ORD | $158,000 | – | 8,800 | +100.0% | 0.05% | – |
| AER | Sell | AERCAP HOLDINGS ORD | $156,000 | -32.8% | 3,000 | -40.0% | 0.05% | -41.8% |
| MSD | Sell | MORGAN STANLEY EMERGING MKT DEBT CF | $156,000 | +1.3% | 16,794 | -2.2% | 0.05% | -13.2% |
| TNPPRF | New | TSAKOS ENRG NVGT CM RD PRP SRS F PRF | $154,000 | – | 7,000 | +100.0% | 0.04% | – |
| MMC | New | MARSH & MCLENNAN ORD | $149,000 | – | 1,500 | +100.0% | 0.04% | – |
| AAPL | New | APPLE ORD | $150,000 | – | 759 | +100.0% | 0.04% | – |
| CKHUY | Buy | CK HUTCHISON HOLDINGS ADR | $146,000 | +52.1% | 15,000 | +62.2% | 0.04% | +30.3% |
| EDN | New | EDENOR ADR REPSTG 20 CL B ORDsponsored adr | $145,000 | – | 8,000 | +100.0% | 0.04% | – |
| LHCWS | New | LEO HOLDINGS EQY WRT EXP 04/05/2023 | $144,000 | – | 115,440 | +100.0% | 0.04% | – |
| LTHM | Buy | LIVENT ORD | $142,000 | +125.4% | 20,617 | +296.0% | 0.04% | +90.9% |
| XLI | New | SELECT SECTOR INDUSTRIAL SPDR ETF | $144,000 | – | 1,868 | +100.0% | 0.04% | – |
| CPT | New | CAMDEN PROPERTY REIT ORD | $140,000 | – | 1,344 | +100.0% | 0.04% | – |
| GDI | New | GARDNER DENVER HOLDINGS ORD | $138,000 | – | 4,000 | +100.0% | 0.04% | – |
| VNCE | New | VINCE HOLDING ORD | $139,000 | – | 10,000 | +100.0% | 0.04% | – |
| WIW | New | WESTERN AST INFLTN LINK OPRT INCM CF | $138,000 | – | 12,358 | +100.0% | 0.04% | – |
| BHK | New | BLACKROCK CORE BOND CF | $134,000 | – | 9,555 | +100.0% | 0.04% | – |
| GNW | Buy | GENWORTH FINANCIAL CL A ORD | $137,000 | +50.5% | 37,000 | +54.2% | 0.04% | +29.0% |
| INSG | Buy | INSEEGO ORD | $131,000 | +211.9% | 27,500 | +205.6% | 0.04% | +178.6% |
| IHTA | Sell | INVESCO HIGH INCM 2024 TRGT TERM CF | $131,000 | -48.4% | 12,971 | -49.5% | 0.04% | -55.2% |
| EHI | Sell | WESTERN ASST GLBAL HIGH INCOME CF | $130,000 | -29.3% | 13,165 | -33.0% | 0.04% | -39.7% |
| TNK | New | TEEKAY TANKERS CL A ORD | $129,000 | – | 100,901 | +100.0% | 0.04% | – |
| BTO | New | JOHN HANCOCK FINANCIAL OPP CF | $129,000 | – | 4,033 | +100.0% | 0.04% | – |
| TRWH | Buy | TWIN RIVER WORLDWIDE HOLDINGS ORD | $126,000 | +530.0% | 4,250 | +507.1% | 0.04% | +428.6% |
| PVTL | Buy | PIVOTAL SOFTWARE CL A ORD | $125,000 | +316.7% | 11,861 | +718.0% | 0.04% | +270.0% |
| BKN | Sell | BLACKROCK INVESTMENT QLTY MUNICPL CF | $125,000 | -48.3% | 8,409 | -50.9% | 0.04% | -55.4% |
| CBOE | New | CBOE GLOBAL MARKETS ORD | $124,000 | – | 1,200 | +100.0% | 0.04% | – |
| LOVE | Buy | LOVESAC COMPANY ORD | $127,000 | +27.0% | 4,094 | +13.4% | 0.04% | +8.8% |
| CVLT | New | COMMVAULT SYSTEMS ORD | $124,000 | – | 2,500 | +100.0% | 0.04% | – |
| DISCB | Buy | DISCOVERY SRS B ORD | $126,000 | +12500.0% | 3,708 | +9657.9% | 0.04% | – |
| PMX | Buy | PIMCO MUNICIPAL INCOME III CF | $127,000 | +4133.3% | 10,354 | +3545.8% | 0.04% | +3600.0% |
| ACRGF | New | ACREAGE HOLDINGS ORD | $123,000 | – | 7,500 | +100.0% | 0.04% | – |
| AEM | Sell | AGNICO EAGLE ORD | $122,000 | -66.8% | 2,400 | -71.6% | 0.04% | -71.4% |
| X | Buy | US STEEL ORD | $118,000 | +807.7% | 7,724 | +1034.2% | 0.04% | +775.0% |
| JD | Sell | JD.COM ADR REP 2 CL A ORDsponsored adr | $118,000 | -60.8% | 3,919 | -60.8% | 0.04% | -66.0% |
| RVLV | New | REVOLVE GROUP CL A ORD | $118,000 | – | 3,441 | +100.0% | 0.04% | – |
| PGZ | New | PRINCIPAL REAL ESTATE INCOME CF | $118,000 | – | 6,203 | +100.0% | 0.04% | – |
| PSNL | New | PERSONALIS ORD | $119,000 | – | 4,401 | +100.0% | 0.04% | – |
| AEO | Buy | AMERICAN EAGLE OUTFITTERS ORD | $118,000 | +78.8% | 7,000 | +133.3% | 0.04% | +52.2% |
| LULU | Sell | LULULEMON ATHLETICA ORD | $116,000 | -92.6% | 644 | -93.3% | 0.03% | -93.7% |
| CATS | Buy | CATASYS ORD | $117,000 | +148.9% | 6,088 | +56.3% | 0.03% | +112.5% |
| SSO | Buy | PROSHARES ULTRA S&P 500 ETF | $116,000 | +110.9% | 924 | +94.5% | 0.03% | +78.9% |
| MOO | New | VANECK VECTORS AGRIBUSINESS ETF | $117,000 | – | 1,761 | +100.0% | 0.03% | – |
| SCHD | New | SCHWAB US DIVIDEND EQUITY ETF | $111,000 | – | 2,106 | +100.0% | 0.03% | – |
| JPM | New | JPMORGAN CHASE ORD | $111,000 | – | 1,000 | +100.0% | 0.03% | – |
| GLD | Sell | SPDR GOLD SHARES ETF | $113,000 | -69.0% | 850 | -71.6% | 0.03% | -73.6% |
| KL | New | KIRKLAND LAKE GOLD ORD | $107,000 | – | 2,500 | +100.0% | 0.03% | – |
| SAND | New | SANDSTORM GOLD ORD | $109,000 | – | 19,800 | +100.0% | 0.03% | – |
| AKAM | New | AKAMAI TECHNOLOGIES ORD | $108,000 | – | 1,350 | +100.0% | 0.03% | – |
| TEN | New | TENNECO CL A ORD | $110,000 | – | 10,000 | +100.0% | 0.03% | – |
| TROX | New | TRONOX HOLDINGS ORD | $108,000 | – | 8,500 | +100.0% | 0.03% | – |
| TPGHWS | New | TPG PACE HOLDINGS CL A EQY WRT 08/18/2022 | $109,000 | – | 68,600 | +100.0% | 0.03% | – |
| AAP | Sell | ADVANCE AUTO PARTS ORD | $106,000 | -39.4% | 693 | -32.7% | 0.03% | -48.3% |
| CSCO | New | CISCO SYSTEMS ORD | $106,000 | – | 1,939 | +100.0% | 0.03% | – |
| NZF | Buy | NUVEEN MUNICIPAL CREDIT INCOME CF | $106,000 | +360.9% | 6,782 | +334.2% | 0.03% | +287.5% |
| OHRP | New | OHR PHARMACEUTICAL ORD | $104,000 | – | 30,520 | +100.0% | 0.03% | – |
| AG | New | FIRST MAJESTIC SILVER ORD | $102,000 | – | 13,000 | +100.0% | 0.03% | – |
| ZS | New | ZSCALER ORD | $103,000 | – | 1,350 | +100.0% | 0.03% | – |
| DBVT | New | DBV TECHNOLOGIES ADR REP 0.5 ORDsponsored adr | $102,000 | – | 12,510 | +100.0% | 0.03% | – |
| SNNY | SUNNYSIDE BANCORP ORD | $97,000 | +2.1% | 7,500 | 0.0% | 0.03% | -12.1% | |
| CLF | New | CLEVELAND CLIFFS ORD | $97,000 | – | 9,177 | +100.0% | 0.03% | – |
| RPLAU | New | REPLAY ACQUISITION UNT | $97,000 | – | 9,750 | +100.0% | 0.03% | – |
| WMT | Buy | WALMART ORD | $99,000 | +86.8% | 900 | +65.4% | 0.03% | +61.1% |
| VVR | Buy | INVESCO SNR INCOME CF | $98,000 | +38.0% | 22,750 | +33.8% | 0.03% | +20.8% |
| LIQT | New | LIQTECH INTERNATIONAL ORD | $99,000 | – | 10,000 | +100.0% | 0.03% | – |
| IVH | Sell | IVY HIGH INCOME OPPORTUNITIES CF | $100,000 | -62.1% | 7,400 | -62.2% | 0.03% | -67.8% |
| AGNC | New | AGNC INVESTMENT REIT ORD | $100,000 | – | 6,000 | +100.0% | 0.03% | – |
| ADBE | New | ADOBE ORD | $94,000 | – | 321 | +100.0% | 0.03% | – |
| OSWWF | New | ONESPAWORLD HOLDINGS LTD | $93,000 | – | 20,000 | +100.0% | 0.03% | – |
| WBA | Buy | WALGREEN BOOTS ALLIANCE ORD | $90,000 | – | 1,664 | +10993.3% | 0.03% | – |
| BBDC | Buy | BARINGS BDC ORD | $91,000 | +33.8% | 9,300 | +32.9% | 0.03% | +17.4% |
| AEG | New | AEGON ADR | $90,000 | – | 18,200 | +100.0% | 0.03% | – |
| CAJ | Sell | CANON ADR REP ORDsponsored adr | $87,000 | -57.1% | 3,000 | -57.1% | 0.03% | -62.3% |
| PSF | New | COHEN AND STEERS SEL PRFD AND INC CF | $88,000 | – | 3,125 | +100.0% | 0.03% | – |
| SBBX | Sell | SB ONE BANCORP ORD | $89,000 | -66.0% | 4,000 | -66.8% | 0.03% | -71.1% |
| VICI | New | VICI PPTYS ORD | $88,000 | – | 4,000 | +100.0% | 0.03% | – |
| HCHC | Sell | HC2 HOLDINGS ORD | $88,000 | -57.7% | 37,500 | -55.8% | 0.03% | -63.4% |
| GTYH | New | GTY TECHNOLOGY HOLDINGS ORD | $85,000 | – | 12,510 | +100.0% | 0.02% | – |
| ICE | New | INTERCONTINENTAL EXCHANGE ORD | $85,000 | – | 1,000 | +100.0% | 0.02% | – |
| SQ | New | SQUARE CL A ORD | $85,000 | – | 1,176 | +100.0% | 0.02% | – |
| TTD | Sell | TRADE DESK CL A ORD | $82,000 | -89.9% | 360 | -91.2% | 0.02% | -91.3% |
| NYT | New | NEW YORK TIMES CL A ORD | $80,000 | – | 2,470 | +100.0% | 0.02% | – |
| AVLR | New | AVALARA ORD | $80,000 | – | 1,120 | +100.0% | 0.02% | – |
| HZNP | New | HORIZON THERAPEUTICS PUBLIC ORD | $80,000 | – | 3,350 | +100.0% | 0.02% | – |
| ENTG | New | ENTEGRIS ORD | $80,000 | – | 2,160 | +100.0% | 0.02% | – |
| NXST | New | NEXSTAR MEDIA GROUP CL A ORD | $80,000 | – | 800 | +100.0% | 0.02% | – |
| NRE | NORTHSTAR REALTY EUROPE ORD | $82,000 | -4.7% | 5,000 | 0.0% | 0.02% | -17.2% | |
| PRI | New | PRIMERICA ORD | $80,000 | – | 670 | +100.0% | 0.02% | – |
| CUZ | New | COUSINS PROPERTIES REIT ORD | $80,000 | – | 2,230 | +100.0% | 0.02% | – |
| PLNT | New | PLANET FITNESS CL A ORD | $80,000 | – | 1,110 | +100.0% | 0.02% | – |
| New | GARRISON CAPITAL ORD | $80,000 | – | 11,601 | +100.0% | 0.02% | – | |
| TSLF | Sell | THL CREDIT SENIOR LOAN CF | $80,000 | -47.0% | 5,253 | -46.8% | 0.02% | -53.8% |
| CREE | Buy | CREE ORD | $80,000 | +90.5% | 1,440 | +92.0% | 0.02% | +71.4% |
| OLLI | New | OLLIES BARGAIN OUTLET HLDG ORD | $81,000 | – | 930 | +100.0% | 0.02% | – |
| AYX | New | ALTERYX CL A ORD | $80,000 | – | 740 | +100.0% | 0.02% | – |
| SBGI | New | SINCLAIR BROADCAST GROUP CL A ORD | $80,000 | – | 1,500 | +100.0% | 0.02% | – |
| CVNA | Buy | CARVANA CL A ORD | $80,000 | – | 1,290 | +12800.0% | 0.02% | – |
| KMPR | New | KEMPER ORD | $80,000 | – | 930 | +100.0% | 0.02% | – |
| VSAT | New | VIASAT ORD | $80,000 | – | 1,000 | +100.0% | 0.02% | – |
| COLD | New | AMERICOLD REALTY ORD | $81,000 | – | 2,500 | +100.0% | 0.02% | – |
| IDA | New | IDACORP ORD | $80,000 | – | 800 | +100.0% | 0.02% | – |
| ROKU | New | ROKU CL A ORD | $80,000 | – | 890 | +100.0% | 0.02% | – |
| F | New | FORD MOTOR ORD | $80,000 | – | 7,900 | +100.0% | 0.02% | – |
| VMW | New | VMWARE CL A ORD | $83,000 | – | 500 | +100.0% | 0.02% | – |
| MTG | New | MGIC INVESTMENT ORD | $80,000 | – | 6,160 | +100.0% | 0.02% | – |
| FIVE | New | FIVE BELOW ORD | $80,000 | – | 670 | +100.0% | 0.02% | – |
| MYI | Sell | BLACKROCK MUNIYIELD QUALITY III CF | $82,000 | -77.0% | 6,277 | -77.2% | 0.02% | -80.3% |
| WWD | New | WOODWARD ORD | $80,000 | – | 710 | +100.0% | 0.02% | – |
| WWE | Buy | WORLD WRESTLING ENTERTAINM CL A ORD | $80,000 | -7.0% | 1,120 | +12.0% | 0.02% | -17.2% |
| ETSY | New | ETSY ORD | $80,000 | – | 1,310 | +100.0% | 0.02% | – |
| GH | Buy | GUARDANT HEALTH ORD | $82,000 | – | 950 | +13471.4% | 0.02% | – |
| TREE | New | LENDINGTREE ORD | $79,000 | – | 190 | +100.0% | 0.02% | – |
| LCAHU | New | LANDCADIA HOLDINGS II UNT | $79,000 | – | 7,900 | +100.0% | 0.02% | – |
| CACI | New | CACI INTERNATIONAL CL A ORD | $79,000 | – | 390 | +100.0% | 0.02% | – |
| COUP | Sell | COUPA SOFTWARE ORD | $79,000 | +12.9% | 630 | -18.6% | 0.02% | -4.2% |
| MFACU | Sell | MEGALITH FINANCIAL ACQUISITION UNT | $78,000 | -1.3% | 7,700 | -1.3% | 0.02% | -14.8% |
| SFE | Sell | SAFEGUARD SCIENTIFICS ORD | $78,000 | -9.3% | 6,500 | -18.8% | 0.02% | -20.7% |
| NEWR | New | NEW RELIC ORD | $78,000 | – | 902 | +100.0% | 0.02% | – |
| AQB | New | AQUABOUNTY TECHNOLOG ORD | $79,000 | – | 25,783 | +100.0% | 0.02% | – |
| TEI | New | TEMPLETON EMERGING MARKET INCOME CF | $77,000 | – | 7,549 | +100.0% | 0.02% | – |
| PCTY | New | PAYLOCITY HOLDING ORD | $79,000 | – | 850 | +100.0% | 0.02% | – |
| SNX | New | SYNNEX ORD | $79,000 | – | 810 | +100.0% | 0.02% | – |
| LSXMK | Sell | LIBRTY MEDIA LRTY SIRIUSXM SRS C ORD | $78,000 | -1.3% | 2,060 | -1.4% | 0.02% | -14.8% |
| NLY | New | ANNALY CAPITAL MANAGEMENT REIT ORD | $73,000 | – | 8,000 | +100.0% | 0.02% | – |
| PEP | New | PEPSICO ORD | $76,000 | – | 585 | +100.0% | 0.02% | – |
| GNCIQ | Buy | GNC HOLDINGS CL A ORD | $75,000 | +10.3% | 50,000 | +100.0% | 0.02% | -4.3% |
| BPR | Sell | BROOKFIELD PROPERTY REIT CL A ORD | $75,000 | -98.5% | 4,000 | -98.4% | 0.02% | -98.7% |
| CYRX | Sell | CRYOPORT INC | $73,000 | -56.3% | 4,000 | -69.2% | 0.02% | -61.4% |
| BFZ | Buy | BLACKROCK CALIFORNIA MUNICPL INCM CF | $73,000 | +3550.0% | 5,536 | +2499.1% | 0.02% | +2100.0% |
| ELS | New | EQUITY LIFESTYLE PROP REIT ORD | $75,000 | – | 624 | +100.0% | 0.02% | – |
| SONA | New | SOUTHERN NATNL BANCORP VIRGINIA ORD | $76,000 | – | 5,001 | +100.0% | 0.02% | – |
| NRK | New | NUVEEN NY AMT FREE QLT MNCPL INCM CF | $76,000 | – | 5,816 | +100.0% | 0.02% | – |
| SILK | New | SILK ROAD MEDICAL ORD | $70,000 | – | 1,458 | +100.0% | 0.02% | – |
| BBN | Sell | BLACKROCK TAXABL MUNI BND CF | $70,000 | -71.5% | 2,983 | -72.9% | 0.02% | -75.0% |
| ASPU | Buy | ASPEN GROUP ORD | $70,000 | -17.6% | 18,464 | +15.7% | 0.02% | -27.6% |
| DBX | New | DROPBOX CL A ORD | $71,000 | – | 2,873 | +100.0% | 0.02% | – |
| UVXY | New | PROSHARES ULTRA VIX SHORT TERM ETF | $71,000 | – | 2,259 | +100.0% | 0.02% | – |
| GDL | New | GDL CF | $71,000 | – | 7,793 | +100.0% | 0.02% | – |
| APHA | New | APHRIA ORD | $72,000 | – | 10,400 | +100.0% | 0.02% | – |
| ATEX | Sell | PDVWIRELESS ORD | $70,000 | 0.0% | 1,500 | -25.0% | 0.02% | -12.5% |
| JHY | Buy | NUVEEN HIGH INCOME 2020 CF | $70,000 | +6900.0% | 7,103 | +4902.1% | 0.02% | – |
| GILD | New | GILEAD SCIENCES ORD | $72,000 | – | 1,069 | +100.0% | 0.02% | – |
| CENTA | Sell | CENTRAL GARDEN AND PET CL A ORD | $68,000 | +1.5% | 2,800 | -3.4% | 0.02% | -13.0% |
| KTF | New | DWS MUNICIPAL INCOME CF | $68,000 | – | 6,079 | +100.0% | 0.02% | – |
| VIAB | Buy | VIACOM CL B ORD | $68,000 | +518.2% | 2,303 | +461.7% | 0.02% | +400.0% |
| AMRS | New | AMYRIS ORD | $67,000 | – | 19,000 | +100.0% | 0.02% | – |
| SSRM | Buy | SSR MINING ORD | $68,000 | +2166.7% | 5,000 | +1900.0% | 0.02% | +1900.0% |
| PACB | Buy | PACIFIC BIOSCIENCES OF CALIFRNIA ORD | $67,000 | +157.7% | 11,200 | +211.1% | 0.02% | +122.2% |
| PH | New | PARKER HANNIFIN ORD | $68,000 | – | 400 | +100.0% | 0.02% | – |
| NMY | Buy | NUVEEN MARYLAND QLTY MNCPL INCM CF | $66,000 | +6500.0% | 5,162 | +3535.2% | 0.02% | – |
| BNCC | New | BNCCORP ORD | $63,000 | – | 2,091 | +100.0% | 0.02% | – |
| REAL | New | THE REALREAL ORD | $63,000 | – | 2,209 | +100.0% | 0.02% | – |
| CLUBQ | New | TOWN SPORTS INTERNATIONAL ORD | $65,000 | – | 30,000 | +100.0% | 0.02% | – |
| AFI | New | ARMSTRONG FLOORING ORD | $64,000 | – | 6,542 | +100.0% | 0.02% | – |
| CIK | Buy | CREDIT SUISSE ASSET MANAGMNT INCM CF | $60,000 | +15.4% | 19,406 | +13.7% | 0.02% | 0.0% |
| DD | New | DUPONT DE NEMOURS ORD | $62,000 | – | 834 | +100.0% | 0.02% | – |
| New | GRAYSCALE BITCOIN ORD | $60,000 | – | 4,000 | +100.0% | 0.02% | – | |
| YUM | New | YUM BRANDS ORD | $60,000 | – | 550 | +100.0% | 0.02% | – |
| FAM | New | FIRST TRST ABERDEEN GLBL OPP INCM CF | $62,000 | – | 6,000 | +100.0% | 0.02% | – |
| UBSI | Sell | UNITED BANKSHARES ORD | $60,000 | -9.1% | 1,620 | -12.2% | 0.02% | -21.7% |
| PNNT | Sell | PENNANTPARK INVESTMENT ORD | $61,000 | -76.9% | 9,810 | -74.3% | 0.02% | -80.0% |
| CYH | New | COMMUNITY HEALTH SYSTEMS ORD | $61,000 | – | 23,000 | +100.0% | 0.02% | – |
| MEC | New | MAYVILLE ENGINEERING CO ORD | $59,000 | – | 4,340 | +100.0% | 0.02% | – |
| AFB | New | ALLIANCEBERNSTEIN NTNL MNCPL INCM CF | $56,000 | – | 4,223 | +100.0% | 0.02% | – |
| RPD | New | RAPID7 ORD | $57,000 | – | 1,000 | +100.0% | 0.02% | – |
| QQQ | Buy | INVSC QQQ TRUST SRS 1 ETFput | $59,000 | +883.3% | 318 | +736.8% | 0.02% | +750.0% |
| GSHD | New | GOOSEHEAD INSURANCE CL A ORD | $57,000 | – | 1,200 | +100.0% | 0.02% | – |
| WMGI | New | WRIGHT MEDICAL GROUP ORD | $56,000 | – | 1,885 | +100.0% | 0.02% | – |
| HIGPRG | New | HARTFRD FNCL DS REP 1/1000 SRS G PRF | $53,000 | – | 2,000 | +100.0% | 0.02% | – |
| SAFM | Sell | SANDERSON FARMS ORD | $54,000 | -86.7% | 400 | -87.0% | 0.02% | -88.5% |
| KEP | Sell | KOREA ELECTRIC POWER ADR REP 1/2 ORDsponsored adr | $54,000 | -54.6% | 4,953 | -45.9% | 0.02% | -61.0% |
| UNVR | New | UNIVAR ORD | $55,000 | – | 2,500 | +100.0% | 0.02% | – |
| MLVF | New | MALVERN BANCORP ORD | $54,000 | – | 2,489 | +100.0% | 0.02% | – |
| NRGX | Sell | PIMCO ENRG TCTCL CRT OPPO CF | $52,000 | -14.8% | 2,692 | -10.3% | 0.02% | -28.6% |
| HIMX | New | HIMAX TECHNOLOGIES ADR REP 2 ORDsponsored adr | $52,000 | – | 15,000 | +100.0% | 0.02% | – |
| ASA | New | ASA GOLD AND PRECIOUS METALS CF | $51,000 | – | 4,506 | +100.0% | 0.02% | – |
| CMI | New | CUMMINS ORD | $51,000 | – | 300 | +100.0% | 0.02% | – |
| AVGO | New | BROADCOM ORD | $51,000 | – | 179 | +100.0% | 0.02% | – |
| KAR | Sell | KAR AUCTION SERVICES ORD | $50,000 | -87.6% | 2,000 | -74.6% | 0.02% | -89.1% |
| MCI | New | BARINGS CORPORATE INVESTORS CF | $50,000 | – | 3,224 | +100.0% | 0.02% | – |
| KMX | New | CARMAX ORD | $51,000 | – | 588 | +100.0% | 0.02% | – |
| MHPRC | MAIDEN HLDNG 7.125 SRS C NON CUM PRF | $49,000 | +2.1% | 10,000 | 0.0% | 0.01% | -12.5% | |
| URI | New | UNITED RENTAL ORD | $47,000 | – | 360 | +100.0% | 0.01% | – |
| DE | New | DEERE ORDput | $49,000 | – | 298 | +100.0% | 0.01% | – |
| SENEB | Buy | SENECA FOODS CL B ORD | $47,000 | +30.6% | 1,732 | +16.3% | 0.01% | +16.7% |
| GHY | Sell | PGIM GLOBAL HIGH YIELD CF | $48,000 | -86.3% | 3,333 | -86.7% | 0.01% | -88.3% |
| PAM | New | PAMPA ENERGIA ADR REPSG 25 ORDsponsored adr | $49,000 | – | 1,435 | +100.0% | 0.01% | – |
| ISRG | New | INTUITIVE SURGICAL ORD | $47,000 | – | 91 | +100.0% | 0.01% | – |
| MHI | Sell | PIONEER MUNICIPAL HIGH INCOME CF | $46,000 | -77.5% | 3,818 | -77.7% | 0.01% | -80.0% |
| TXN | New | TEXAS INSTRUMENTS ORD | $48,000 | – | 425 | +100.0% | 0.01% | – |
| SCHA | New | SCHWAB US SMALL CAP ETF | $46,000 | – | 648 | +100.0% | 0.01% | – |
| EMKR | New | EMCORE ORD | $49,000 | – | 15,000 | +100.0% | 0.01% | – |
| DOCU | New | DOCUSIGN ORD | $47,000 | – | 947 | +100.0% | 0.01% | – |
| ETFC | Buy | E TRADE FINANCIAL ORD | $44,000 | +91.3% | 1,000 | +100.0% | 0.01% | +62.5% |
| VKTX | Sell | VIKING THERAPEUTICS ORD | $43,000 | -17.3% | 5,220 | -1.5% | 0.01% | -27.8% |
| GLDT | New | GOLD COAST BANCORP ORD | $43,000 | – | 3,501 | +100.0% | 0.01% | – |
| GDXJ | Sell | VANECK VECTOR JUNR GOLD MNRS ETF | $43,000 | -64.5% | 1,250 | -67.4% | 0.01% | -68.3% |
| FNMA | Sell | FEDERAL NATIONAL MORTGAGE ORD | $40,000 | -34.4% | 15,000 | -31.8% | 0.01% | -42.9% |
| ISD | Sell | PGIM HIGH YIELD BOND CF | $40,000 | -87.5% | 2,785 | -87.7% | 0.01% | -89.0% |
| HOME | New | AT HOME GROUP ORD | $40,000 | – | 6,143 | +100.0% | 0.01% | – |
| CLM | New | CORNERSTONE STRATEGIC VALUE CF | $42,000 | – | 3,664 | +100.0% | 0.01% | – |
| DXBRF | New | DIXIE BRANDS ORD (CNX) | $40,000 | – | 60,000 | +100.0% | 0.01% | – |
| EIM | Sell | EATON VANCE MUNICIPAL BND CF | $42,000 | -44.0% | 3,423 | -43.4% | 0.01% | -53.8% |
| SILV | New | SILVERCREST METALS ORD | $40,000 | – | 10,000 | +100.0% | 0.01% | – |
| AXU | New | ALEXCO RESOURCE ORD | $41,000 | – | 36,000 | +100.0% | 0.01% | – |
| PBI | New | PITNEY BOWES ORD | $42,000 | – | 10,000 | +100.0% | 0.01% | – |
| SCHH | New | CHARLES SCHWAB US REIT ETF | $39,000 | – | 891 | +100.0% | 0.01% | – |
| GAIA | GAIA CL A ORD | $36,000 | -16.3% | 4,781 | 0.0% | 0.01% | -26.7% | |
| ASH | ASHLAND GLOBAL ORD | $39,000 | 0.0% | 500 | 0.0% | 0.01% | -15.4% | |
| BCS | Sell | BARCLAYS ADR REP 4 ORDsponsored adr | $37,000 | -95.4% | 4,900 | -95.1% | 0.01% | -96.0% |
| TAK | Sell | TAKEDA PHARMACEUTICL ADR REP 0.5 ORDsponsored adr | $38,000 | -97.8% | 2,200 | -97.4% | 0.01% | -98.1% |
| RVNC | New | REVANCE THERAPEUTICS ORD | $37,000 | – | 2,901 | +100.0% | 0.01% | – |
| SESN | New | SESEN BIO ORD | $37,000 | – | 25,000 | +100.0% | 0.01% | – |
| MCR | Sell | MFS CHARTER INCOME CF | $36,000 | -78.8% | 4,475 | -79.2% | 0.01% | -81.0% |
| CMG | New | CHIPOTLE MEXICAN GRILL ORD | $36,000 | – | 50 | +100.0% | 0.01% | – |
| QQQX | Buy | NUVEEN NASDAQ 100 DYNAMIC OVRWRT CF | $39,000 | +14.7% | 1,782 | +14.1% | 0.01% | -8.3% |
| RUSHA | Buy | RUSH ENTERPRISES CL A ORD | $38,000 | +40.7% | 1,050 | +61.5% | 0.01% | +22.2% |
| ASLN | Sell | ASLAN PHARMACEUTICALS ADR REP 5 ORDsponsored adr | $37,000 | -66.7% | 12,107 | -55.0% | 0.01% | -71.1% |
| FMCC | New | FEDERAL HOME LOAN MORTGAGE ORD | $39,000 | – | 15,000 | +100.0% | 0.01% | – |
| PNTR | Buy | POINTER TELOCATION ORD | $39,000 | +39.3% | 2,615 | +45.3% | 0.01% | +10.0% |
| CSX | New | CSX ORD | $36,000 | – | 466 | +100.0% | 0.01% | – |
| NAV | New | NAVISTAR INTERNATIONAL ORD | $34,000 | – | 1,000 | +100.0% | 0.01% | – |
| MYGN | New | MYRIAD GENETICS ORD | $34,000 | – | 1,250 | +100.0% | 0.01% | – |
| PAHC | Buy | PHIBRO ANIMAL HEALTH CL A ORD | $33,000 | +73.7% | 1,040 | +73.3% | 0.01% | +42.9% |
| ELY | New | CALLAWAY GOLF ORD | $34,000 | – | 2,000 | +100.0% | 0.01% | – |
| KELYB | Buy | KELLY SERVICES CL B ORD | $35,000 | +20.7% | 1,390 | +0.7% | 0.01% | 0.0% |
| FTK | New | FLOTEK INDUSTRIES ORD | $33,000 | – | 10,000 | +100.0% | 0.01% | – |
| MDLZ | New | MONDELEZ INTERNATIONAL CL A ORD | $35,000 | – | 652 | +100.0% | 0.01% | – |
| LBRDA | New | LIBERTY BROADBAND SRS A ORD | $35,000 | – | 344 | +100.0% | 0.01% | – |
| MAR | Sell | MARRIOTT INTERNATIONAL CL A ORD | $35,000 | -65.0% | 251 | -68.6% | 0.01% | -70.6% |
| EVI | New | EVI INDUSTRIES ORD | $34,000 | – | 898 | +100.0% | 0.01% | – |
| HYG | Sell | ISHARES IBOXX HIGH YIELD BOND ETFput | $30,000 | -16.7% | 351 | -16.4% | 0.01% | -25.0% |
| NTRSP | Sell | NRTN TR 1000 DS REP 1 SRS C PREP PRF | $30,000 | -40.0% | 1,200 | -40.0% | 0.01% | -47.1% |
| ROX | Buy | CASTLE BRANDS ORD | $29,000 | -27.5% | 62,747 | +7.7% | 0.01% | -35.7% |
| MDB | New | MONGODB CL A ORD | $30,000 | – | 200 | +100.0% | 0.01% | – |
| MSM | Buy | MSC INDUSTRIAL CL A ORD | $29,000 | +20.8% | 400 | +33.3% | 0.01% | +12.5% |
| DIAX | Sell | NUVEEN DOW 30SM DYNAMIC OVRWRT CF | $31,000 | 0.0% | 1,773 | -0.1% | 0.01% | -18.2% |
| NVG | Sell | NUVEEN AMT FREE MNCPL CRDT INCM CF | $30,000 | -85.9% | 1,944 | -86.2% | 0.01% | -87.7% |
| UGI | Sell | UGI ORD | $30,000 | -30.2% | 567 | -27.4% | 0.01% | -40.0% |
| HYDD | Sell | DIREXION DLY HGH YLD BEAR 2X SHR ETF | $32,000 | -74.8% | 2,000 | -73.0% | 0.01% | -79.1% |
| GROW | New | US GLOBAL INVESTORS CL A ORD | $31,000 | – | 17,500 | +100.0% | 0.01% | – |
| PEGI | New | PATTERN ENERGY GROUP CL A ORD | $30,000 | – | 1,327 | +100.0% | 0.01% | – |
| CHL | New | CHINA MOBILE ADR REPSG 5 ORDsponsored adr | $29,000 | – | 658 | +100.0% | 0.01% | – |
| CVS | Sell | CVS HEALTH ORD | $32,000 | -98.4% | 600 | -98.4% | 0.01% | -98.7% |
| INTU | New | INTUIT ORD | $30,000 | – | 118 | +100.0% | 0.01% | – |
| JFR | Buy | NUVEEN FLOATING RATE INCOME CF | $31,000 | +3000.0% | 3,240 | +2181.7% | 0.01% | – |
| AKS | AK STEEL HOLDING ORD | $30,000 | -14.3% | 12,804 | 0.0% | 0.01% | -25.0% | |
| GGAL | Sell | GRUPO FINANCIERO ADR REP 10 CL B ORDsponsored adr | $28,000 | -78.0% | 815 | -83.7% | 0.01% | -81.4% |
| SCHW | Buy | CHARLES SCHWAB ORD | $28,000 | +600.0% | 700 | +600.0% | 0.01% | +700.0% |
| IWM | Buy | ISHARES RUSSELL 2000 ETFput | $27,000 | +285.7% | 174 | +234.6% | 0.01% | +300.0% |
| PRSP | Sell | PERSPECTA ORD | $27,000 | -49.1% | 1,193 | -55.0% | 0.01% | -55.6% |
| AVB | AVALONBAY COMMUNITIES REIT ORD | $28,000 | +3.7% | 138 | 0.0% | 0.01% | -11.1% | |
| BFB | Buy | BROWN FORMAN CL B ORD | $27,000 | +35.0% | 498 | +29.0% | 0.01% | +14.3% |
| JGH | Buy | NUVEEN GLOBAL HIGH INCOME CF | $28,000 | +600.0% | 1,828 | +543.7% | 0.01% | +700.0% |
| EXPE | New | EXPEDIA GROUP ORD | $28,000 | – | 212 | +100.0% | 0.01% | – |
| BXMX | Buy | NUVEEN S P 500 BUY WRITE INC CF | $26,000 | +13.0% | 2,025 | +14.1% | 0.01% | 0.0% |
| AGR | Buy | AVANGRID ORD | $28,000 | +12.0% | 567 | +14.1% | 0.01% | -11.1% |
| PTY | Buy | PIMCO CORPORATE OPPORTUNITY CF | $27,000 | +42.1% | 1,539 | +35.5% | 0.01% | +14.3% |
| LPCN | New | LIPOCINE ORD | $27,000 | – | 14,240 | +100.0% | 0.01% | – |
| SDS | Sell | PROSHARES ULTRASHORT S&P 500 ETF | $24,000 | -55.6% | 792 | -52.0% | 0.01% | -61.1% |
| TANNI | New | TRAVELCENTERS AMERICA 8.25 SNR NTS | $25,000 | – | 1,000 | +100.0% | 0.01% | – |
| EMITF | Sell | ELBIT IMAGING ORD | $23,000 | -47.7% | 43,576 | -1.6% | 0.01% | -53.3% |
| SNVPRD | New | SYNOVUS FINAL NON CUM PERP SER D PRF | $25,000 | – | 1,000 | +100.0% | 0.01% | – |
| MDM | Buy | MOUNTAIN PROVINCE DIAMONDS ORD | $23,000 | +283.3% | 22,550 | +204.7% | 0.01% | +250.0% |
| MXIM | Sell | MAXIM INTEGRATED PRODUCTS ORD | $25,000 | -96.6% | 424 | -96.9% | 0.01% | -97.2% |
| GXC | New | SPDR S&P CHINA ETF | $23,000 | – | 243 | +100.0% | 0.01% | – |
| OXY | New | OCCIDENTAL PETROLEUM ORDput | $25,000 | – | 516 | +100.0% | 0.01% | – |
| HPJ | New | HIGHPOWER INTERNATIONAL ORD | $25,000 | – | 6,000 | +100.0% | 0.01% | – |
| NHF | New | NEXPOINT STRATEGIC OPPORTUNITIES CF | $24,000 | – | 1,318 | +100.0% | 0.01% | – |
| SLM | New | SLM ORD | $24,000 | – | 2,500 | +100.0% | 0.01% | – |
| UTX | New | UNITED TECHNOLOGIES ORDcall | $23,000 | – | 180 | +100.0% | 0.01% | – |
| TSLA | Sell | TESLA ORDcall | $23,000 | -66.2% | 106 | -56.4% | 0.01% | -69.6% |
| CNR | New | CORNERSTONE BUILDING BRANDS ORD | $23,000 | – | 4,000 | +100.0% | 0.01% | – |
| ADP | New | AUTOMATIC DATA PROCESSING ORD | $24,000 | – | 150 | +100.0% | 0.01% | – |
| SCHE | New | SCHWAB EMERGING MARKETS EQUITY ETF | $25,000 | – | 972 | +100.0% | 0.01% | – |
| PPC | Buy | PILGRIMS PRIDE ORDcall | $25,000 | +47.1% | 1,019 | +27.4% | 0.01% | +16.7% |
| LENB | LENNAR CL B ORD | $23,000 | 0.0% | 599 | 0.0% | 0.01% | -12.5% | |
| ESTC | New | ELASTIC ORD | $22,000 | – | 300 | +100.0% | 0.01% | – |
| PANW | Sell | PALO ALTO NETWORKS ORD | $20,000 | -97.7% | 100 | -97.2% | 0.01% | -98.0% |
| AMAT | Sell | APPLIED MATERIAL ORD | $19,000 | -93.6% | 424 | -94.3% | 0.01% | -94.1% |
| TESS | New | TESSCO TECHNOLOGIES ORD | $19,000 | – | 1,087 | +100.0% | 0.01% | – |
| TSLA | Sell | TESLA ORDput | $22,000 | -57.7% | 100 | -47.1% | 0.01% | -66.7% |
| CATM | New | CARDTRONICS CL A ORD | $19,000 | – | 700 | +100.0% | 0.01% | – |
| EVV | Sell | EATON VANCE LIMITED DURATION INCM CF | $22,000 | -89.2% | 1,800 | -88.8% | 0.01% | -91.3% |
| EDI | New | STONE HARBOR EMR MRK TTL INC CF | $22,000 | – | 1,800 | +100.0% | 0.01% | – |
| SPXX | Buy | NUVEEN S P 500 DYNAMIC OVRWRT CF | $19,000 | +18.8% | 1,215 | +14.1% | 0.01% | +20.0% |
| GHG | New | GRENTRE HSPTLTY GRP ADR CL A ORDsponsored adr | $19,000 | – | 1,500 | +100.0% | 0.01% | – |
| GOLD | Buy | BARRICK GOLD ORD | $19,000 | +280.0% | 1,250 | +212.5% | 0.01% | +200.0% |
| BIIB | New | BIOGEN ORD | $20,000 | – | 88 | +100.0% | 0.01% | – |
| SMH | Sell | VANECK VECTORS SEMICONDUCTOR ETFput | $20,000 | -13.0% | 186 | -17.3% | 0.01% | -25.0% |
| AGI | New | ALAMOS GOLD CL A ORD | $19,000 | – | 3,250 | +100.0% | 0.01% | – |
| JPS | Buy | NUVEEN PREF AND INCM SECURITIES CF | $19,000 | +26.7% | 2,025 | +14.1% | 0.01% | +20.0% |
| CMCSA | New | COMCAST CL A ORD | $22,000 | – | 537 | +100.0% | 0.01% | – |
| RMAX | New | RE MAX HOLDINGS CL A ORD | $21,000 | – | 700 | +100.0% | 0.01% | – |
| CDXC | New | CHROMADEX ORD | $16,000 | – | 3,643 | +100.0% | 0.01% | – |
| KRTX | New | KARUNA THERAPEUTICS ORD | $16,000 | – | 811 | +100.0% | 0.01% | – |
| LFVN | New | LIFEVANTAGE ORD | $16,000 | – | 1,300 | +100.0% | 0.01% | – |
| FCX | New | FREEPORT MCMORAN ORD | $17,000 | – | 1,523 | +100.0% | 0.01% | – |
| DENN | New | DENNYS ORD | $16,000 | – | 794 | +100.0% | 0.01% | – |
| FSS | New | FEDERAL SIGNAL ORD | $16,000 | – | 608 | +100.0% | 0.01% | – |
| XHB | New | SPDR S&P HOMEBUILDERS ETFput | $16,000 | – | 400 | +100.0% | 0.01% | – |
| STRO | New | SUTRO BIOPHARMA ORD | $16,000 | – | 1,467 | +100.0% | 0.01% | – |
| EDD | New | MS EMERGING MARKTS DOMESTIC DEBT CF | $17,000 | – | 2,522 | +100.0% | 0.01% | – |
| ARNA | New | ARENA PHARMACEUTICALS ORD | $16,000 | – | 277 | +100.0% | 0.01% | – |
| AGCO | New | AGCO ORDput | $16,000 | – | 208 | +100.0% | 0.01% | – |
| ROST | New | ROSS STORES ORD | $16,000 | – | 166 | +100.0% | 0.01% | – |
| PAAS | PAN AMER SILVER ORD | $16,000 | 0.0% | 1,270 | 0.0% | 0.01% | 0.0% | |
| BGCP | New | BGC PARTNERS CL A ORD | $16,000 | – | 3,066 | +100.0% | 0.01% | – |
| BFA | Sell | BROWN FORMAN CL A ORD | $17,000 | -5.6% | 312 | -11.6% | 0.01% | -16.7% |
| STT | New | STATE STREET ORD | $16,000 | – | 300 | +100.0% | 0.01% | – |
| QEP | New | QEP RESOURCES ORD | $18,000 | – | 2,500 | +100.0% | 0.01% | – |
| ADSK | New | AUTODESK ORD | $16,000 | – | 100 | +100.0% | 0.01% | – |
| ERJ | New | EMBRAER ADR REP FOUR ORDsponsored adr | $17,000 | – | 852 | +100.0% | 0.01% | – |
| SCHC | New | SCHWAB INTERNATNAL SMALL CAP EQY ETF | $18,000 | – | 567 | +100.0% | 0.01% | – |
| PRO | New | PROS HOLDINGS ORD | $16,000 | – | 257 | +100.0% | 0.01% | – |
| FNDE | New | SCHWAB FUNDA EMG MKTS LARGE COM ETF | $16,000 | – | 567 | +100.0% | 0.01% | – |
| MRLN | New | MARLIN BUSINESS SERVICES ORD | $16,000 | – | 676 | +100.0% | 0.01% | – |
| JCE | Buy | NUVEEN CORE EQUITY ALPHA CF | $18,000 | +20.0% | 1,296 | +14.1% | 0.01% | 0.0% |
| CHCT | New | COMMUNITY HEALTHCARE TRUST ORD | $16,000 | – | 415 | +100.0% | 0.01% | – |
| SCD | Buy | LMP CAPITAL & INCM CF | $16,000 | +60.0% | 1,215 | +42.6% | 0.01% | +66.7% |
| SCHV | New | SCHWAB US LARGE CAP VALUE ETF | $18,000 | – | 324 | +100.0% | 0.01% | – |
| SMTA | New | SPIRIT MTA REIT ORD | $17,000 | – | 2,095 | +100.0% | 0.01% | – |
| BERY | New | BERRY GLOBAL GROUP ORD | $16,000 | – | 318 | +100.0% | 0.01% | – |
| BDSI | Buy | BIODELIVERY SCIENCE INTERNATIONL ORD | $18,000 | +800.0% | 3,928 | +685.6% | 0.01% | +400.0% |
| SAFM | New | SANDERSON FARMS ORDcall | $18,000 | – | 138 | +100.0% | 0.01% | – |
| ALLY | New | ALLY FINANCIAL ORD | $16,000 | – | 529 | +100.0% | 0.01% | – |
| FG | New | FGL ORD | $14,000 | – | 1,684 | +100.0% | 0.00% | – |
| HQY | New | HEALTHEQUITY ORD | $13,000 | – | 200 | +100.0% | 0.00% | – |
| SUPV | New | GRUPO SUPERVIELLE ADR REP 5 CL B ORDsponsored adr | $15,000 | – | 1,904 | +100.0% | 0.00% | – |
| HT | New | HERSHA HOSPITALITY CL A REIT ORD | $13,000 | – | 836 | +100.0% | 0.00% | – |
| GDDY | New | GODADDY CL A ORD | $14,000 | – | 205 | +100.0% | 0.00% | – |
| BRSS | New | GLOBAL BRASS AND COPPER HOLDINGS ORD | $15,000 | – | 355 | +100.0% | 0.00% | – |
| SPB | New | SPECTRUM BRANDS HOLDINGS ORD | $14,000 | – | 263 | +100.0% | 0.00% | – |
| GME | New | GAMESTOP CL A ORD | $13,000 | – | 2,400 | +100.0% | 0.00% | – |
| TX | New | TERNIUM ADR REPRESENTING TEN ORDsponsored adr | $13,000 | – | 584 | +100.0% | 0.00% | – |
| SPAQU | Sell | SPARTAN ENERGY ACQUISITION CL A UNT | $13,000 | -7.1% | 1,300 | -7.1% | 0.00% | -20.0% |
| SPAQ | Sell | SPARTAN ENERGY ACQUISITION CL A ORD | $15,000 | -11.8% | 1,590 | -11.7% | 0.00% | -33.3% |
| GSAH | Buy | GS ACQUISITION HOLDINGS CL A ORD | $15,000 | +25.0% | 1,500 | +25.0% | 0.00% | 0.0% |
| IMMR | New | IMMERSION ORD | $13,000 | – | 1,826 | +100.0% | 0.00% | – |
| FMX | New | FOMENTO ECON ADR REPRESENTING 10 ORDsponsored adr | $13,000 | – | 139 | +100.0% | 0.00% | – |
| FFIN | Buy | FIRST FINANCIAL BANKSHARES ORD | $12,000 | -25.0% | 405 | +42.6% | 0.00% | -20.0% |
| FTAC | New | FINTECH ACQUISITION CL A ORD | $15,000 | – | 1,600 | +100.0% | 0.00% | – |
| WUBA | New | 58.COM ADR REP 2 CL A ORDsponsored adr | $15,000 | – | 247 | +100.0% | 0.00% | – |
| PDI | Buy | PIMCO DYNAMIC INCOME CF | $15,000 | +15.4% | 486 | +14.1% | 0.00% | 0.0% |
| WATT | Sell | ENERGOUS ORD | $15,000 | -82.4% | 3,500 | -74.1% | 0.00% | -86.2% |
| EA | Sell | ELECTRONIC ARTS ORD | $13,000 | -97.2% | 135 | -97.0% | 0.00% | -97.4% |
| ITRI | New | ITRON ORD | $15,000 | – | 253 | +100.0% | 0.00% | – |
| EBAY | Sell | EBAY ORD | $15,000 | -88.4% | 395 | -88.7% | 0.00% | -90.9% |
| TBI | New | TRUEBLUE ORD | $14,000 | – | 671 | +100.0% | 0.00% | – |
| DAL | New | DELTA AIR LINES ORD | $14,000 | – | 250 | +100.0% | 0.00% | – |
| KALV | New | KALVISTA PHARMACEUTICALS ORD | $13,000 | – | 595 | +100.0% | 0.00% | – |
| USWS | New | US WELL SERVICES CL A ORD | $15,000 | – | 3,250 | +100.0% | 0.00% | – |
| KNL | New | KNOLL ORD | $15,000 | – | 685 | +100.0% | 0.00% | – |
| CRF | New | CORNERSTONE TOTAL RETURN CF | $14,000 | – | 1,258 | +100.0% | 0.00% | – |
| CTRA | New | CONTURA ENERGY ORD | $14,000 | – | 276 | +100.0% | 0.00% | – |
| KHC | New | KRAFT HEINZ ORD | $12,000 | – | 408 | +100.0% | 0.00% | – |
| UPLD | New | UPLAND SOFTWARE ORD | $13,000 | – | 300 | +100.0% | 0.00% | – |
| CIG | New | COMPANHIA ENERG ADR REPG ONE PRFsponsored adr | $15,000 | – | 4,004 | +100.0% | 0.00% | – |
| AIRT | New | AIR T ORD | $15,000 | – | 900 | +100.0% | 0.00% | – |
| CLBK | New | COLUMBIA FINANCIAL ORD | $14,000 | – | 985 | +100.0% | 0.00% | – |
| LRCX | New | LAM RESEARCH ORD | $12,000 | – | 68 | +100.0% | 0.00% | – |
| LNDC | New | LANDEC ORD | $13,000 | – | 1,435 | +100.0% | 0.00% | – |
| LGND | New | LIGAND PHARMACEUTICALS ORD | $14,000 | – | 125 | +100.0% | 0.00% | – |
| VRRM | New | VERRA MOBILITY CL A ORD | $13,000 | – | 1,045 | +100.0% | 0.00% | – |
| VRTX | New | VERTEX PHARMACEUTICALS ORD | $12,000 | – | 70 | +100.0% | 0.00% | – |
| CHNG | New | CHANGE HEALTHCARE ORD | $12,000 | – | 840 | +100.0% | 0.00% | – |
| MDU | Buy | MDU RESOURCES GROUP ORD | $14,000 | +16.7% | 567 | +14.1% | 0.00% | 0.0% |
| VVI | New | VIAD ORD | $15,000 | – | 232 | +100.0% | 0.00% | – |
| CSLT | New | CASTLIGHT HEALTH CL B ORD | $14,000 | – | 4,391 | +100.0% | 0.00% | – |
| CF | New | CF INDUSTRIES HOLDINGS ORDput | $14,000 | – | 308 | +100.0% | 0.00% | – |
| CBSA | CBS CL A ORD | $12,000 | 0.0% | 254 | 0.0% | 0.00% | 0.0% | |
| MDSO | New | MEDIDATA SOLUTIONS ORDcall | $13,000 | – | 152 | +100.0% | 0.00% | – |
| CBZ | New | CBIZ ORD | $15,000 | – | 784 | +100.0% | 0.00% | – |
| MELI | New | MERCADOLIBRE ORD | $13,000 | – | 22 | +100.0% | 0.00% | – |
| SBLK | New | STAR BULK CARRIERS ORD | $14,000 | – | 1,500 | +100.0% | 0.00% | – |
| JOE | New | ST JOE ORD | $15,000 | – | 908 | +100.0% | 0.00% | – |
| VRTU | New | VIRTUSA ORD | $15,000 | – | 339 | +100.0% | 0.00% | – |
| BOMN | New | BOSTON OMAHA CL A ORD | $14,000 | – | 617 | +100.0% | 0.00% | – |
| WTRH | New | WAITR HOLDINGS ORD | $13,000 | – | 2,156 | +100.0% | 0.00% | – |
| MGI | Buy | MONEYGRAM INTERNATIONAL ORD | $12,000 | – | 5,200 | +1633.3% | 0.00% | – |
| WFCPRR | New | WLL FRG DS REP 1/1000 CM PR CL A PRF | $14,000 | – | 500 | +100.0% | 0.00% | – |
| ERC | Buy | WELLS FARGO MULTI SECTOR INCOME CF | $15,000 | +25.0% | 1,215 | +14.1% | 0.00% | 0.0% |
| WFCPRW | New | WLS FRG DS REP SRS W NON CM CL A PRF | $12,000 | – | 500 | +100.0% | 0.00% | – |
| MQY | Sell | BLACKROCK MUNIYLD QUALITY FUND CF | $13,000 | -13.3% | 899 | -16.8% | 0.00% | -20.0% |
| WSBC | Buy | WESBANCO ORD | $15,000 | +7.1% | 405 | +14.1% | 0.00% | -20.0% |
| MYOK | New | MYOKARDIA ORD | $15,000 | – | 307 | +100.0% | 0.00% | – |
| WOW | New | WIDEOPENWEST ORD | $13,000 | – | 1,905 | +100.0% | 0.00% | – |
| WDAY | New | WORKDAY CL A ORD | $15,000 | – | 73 | +100.0% | 0.00% | – |
| NGHC | New | NATIONAL GENERAL HOLDINGS ORD | $13,000 | – | 605 | +100.0% | 0.00% | – |
| NNI | New | NELNET CL A ORD | $14,000 | – | 245 | +100.0% | 0.00% | – |
| ANGI | New | ANGI HOMESERVICES CL A ORD | $13,000 | – | 1,024 | +100.0% | 0.00% | – |
| NFLX | Buy | NETFLIX ORDput | $12,000 | +100.0% | 33 | +73.7% | 0.00% | +100.0% |
| GMF | New | SPDR S&P EMERGING ASIA PACIFIC ETF | $15,000 | – | 162 | +100.0% | 0.00% | – |
| ALXN | New | ALEXION PHARMACEUTICALS ORD | $13,000 | – | 100 | +100.0% | 0.00% | – |
| NJR | Sell | NJ RESOURCES ORD | $12,000 | -42.9% | 243 | -43.0% | 0.00% | -42.9% |
| NRZ | New | NEW RESIDENTIAL INVESTMENT REIT ORD | $14,000 | – | 961 | +100.0% | 0.00% | – |
| ARGO | New | ARGO GROUP INTERNATIONAL HLDGS ORD | $14,000 | – | 195 | +100.0% | 0.00% | – |
| SPSC | New | SPS COMMERCE ORD | $14,000 | – | 139 | +100.0% | 0.00% | – |
| NDLS | New | NOODLES CL A ORD | $15,000 | – | 2,010 | +100.0% | 0.00% | – |
| NAK | NORTHERN DYNASTY MINERALS ORD | $12,000 | 0.0% | 20,000 | 0.0% | 0.00% | 0.0% | |
| BIDU | New | BAIDU ADR REP 1/10 CL A ORDsponsored adr | $12,000 | – | 108 | +100.0% | 0.00% | – |
| BGS | New | B AND G FOODS ORD | $14,000 | – | 689 | +100.0% | 0.00% | – |
| BOLD | New | AUDENTES THERAPEUTICS ORD | $15,000 | – | 405 | +100.0% | 0.00% | – |
| OSMT | New | OSMOTICA PHARMACEUTICALS ORD | $15,000 | – | 4,046 | +100.0% | 0.00% | – |
| PRSC | New | PROVIDENCE SERVICE ORD | $12,000 | – | 221 | +100.0% | 0.00% | – |
| AOBC | Sell | AMERICAN OUTDOOR BRANDS ORD | $15,000 | -40.0% | 1,682 | -37.7% | 0.00% | -55.6% |
| APTS | New | PREFERRED APARTMENT COMM REIT ORD | $13,000 | – | 879 | +100.0% | 0.00% | – |
| OCSL | New | OAKTREE SPECIALTY LENDING ORD | $13,000 | – | 2,583 | +100.0% | 0.00% | – |
| HNGR | New | HANGER ORD | $14,000 | – | 776 | +100.0% | 0.00% | – |
| SNV | Buy | SYNOVUS FINANCIAL ORD | $10,000 | +11.1% | 313 | +10.2% | 0.00% | 0.0% |
| MAV | Sell | PIONEER MUNICIPAL HIGH INCOME ADV CF | $9,000 | -91.3% | 908 | -90.5% | 0.00% | -91.4% |
| NUM | Buy | NUVEEN MICHIGAN QLTY MNCPL INCM CF | $11,000 | +1000.0% | 856 | +502.8% | 0.00% | – |
| EWX | New | SPDR S&P EMERGING MRKT SML CP ETF | $10,000 | – | 243 | +100.0% | 0.00% | – |
| NL | New | NL INDUSTRIES ORD | $10,000 | – | 2,944 | +100.0% | 0.00% | – |
| ILMN | New | ILLUMINA ORD | $9,000 | – | 27 | +100.0% | 0.00% | – |
| EMD | Sell | WESTERN ASSET EMERGING MRKTS DEBT CF | $9,000 | -92.5% | 648 | -92.7% | 0.00% | -92.7% |
| JDD | Buy | NUVEEN DIVERSIFIED DIVIDEND INCM CF | $11,000 | +22.2% | 1,053 | +14.1% | 0.00% | 0.0% |
| SBRA | Sell | SABRA HEALTH CARE REIT ORD | $10,000 | -9.1% | 514 | -14.0% | 0.00% | -25.0% |
| EOD | Buy | WELLS FARGO GLOBAL DIVIDEND OPPO CF | $11,000 | +22.2% | 2,025 | +14.1% | 0.00% | 0.0% |
| BWMCU | Buy | BOXWOOD MERGER UNT | $11,000 | +22.2% | 1,100 | +22.2% | 0.00% | 0.0% |
| New | CANSORTIUM INC | $11,000 | – | 7,400 | +100.0% | 0.00% | – | |
| CERN | New | CERNER ORD | $10,000 | – | 148 | +100.0% | 0.00% | – |
| SNDR | New | SCHNEIDER NATIONAL CL B ORD | $10,000 | – | 600 | +100.0% | 0.00% | – |
| SAMAU | Sell | SCHULTZE SPECIAL PURPOSE ACQUISI UNT | $9,000 | -18.2% | 951 | -17.3% | 0.00% | -25.0% |
| CCXU | New | CHURCHILL CAPITAL CL A RED UNT | $9,000 | – | 950 | +100.0% | 0.00% | – |
| KZR | New | KEZAR LIFE SCIENCES ORD | $11,000 | – | 1,492 | +100.0% | 0.00% | – |
| UAL | New | UNITED AIRLINES HOLDINGS ORD | $10,000 | – | 119 | +100.0% | 0.00% | – |
| ULTA | New | ULTA BEAUTY ORD | $9,000 | – | 26 | +100.0% | 0.00% | – |
| JTD | Buy | NUVEEN TAX ADVNTGD DIVDND GRWTH CF | $10,000 | +11.1% | 648 | +14.1% | 0.00% | 0.0% |
| SHOP | New | SHOPIFY CL A SUB VTG ORDput | $9,000 | – | 30 | +100.0% | 0.00% | – |
| TRCO | TRIBUNE MEDIA CL A ORD | $9,000 | 0.0% | 200 | 0.0% | 0.00% | 0.0% | |
| PCAR | New | PACCAR ORD | $11,000 | – | 157 | +100.0% | 0.00% | – |
| GMHIU | New | GORES METROPOULOS UNT | $11,000 | – | 1,100 | +100.0% | 0.00% | – |
| WORK | New | SLACK TECHNOLOGIES CL A ORD | $11,000 | – | 297 | +100.0% | 0.00% | – |
| FXE | INVSC CRNCYSH EURO CURRENCY ETF | $10,000 | 0.0% | 100 | 0.0% | 0.00% | 0.0% | |
| ADRO | New | ADURO BIOTECH ORD | $9,000 | – | 6,000 | +100.0% | 0.00% | – |
| TTE | New | TOTAL ADR REP 1 ORDsponsored adr | $11,000 | – | 200 | +100.0% | 0.00% | – |
| SMMCU | New | SOUTH MOUNTAIN MERGER UNT | $11,000 | – | 1,108 | +100.0% | 0.00% | – |
| PML | Buy | PIMCO MUNICIPAL INCOME II CF | $10,000 | +11.1% | 729 | +14.1% | 0.00% | 0.0% |
| PHK | Sell | PIMCO HIGH INCOME CF | $11,000 | -31.2% | 1,458 | -17.9% | 0.00% | -40.0% |
| RM | New | REGIONAL MANAGEMENT ORD | $10,000 | – | 399 | +100.0% | 0.00% | – |
| FCNCA | Buy | FIRST CITIZENS BANCSHARES CL A ORD | $10,000 | +25.0% | 24 | +14.3% | 0.00% | 0.0% |
| AVTR | New | AVANTOR ORD | $11,000 | – | 600 | +100.0% | 0.00% | – |
| HIIQ | New | HEALTH INSURANCE INNOVATION CL A ORD | $9,000 | – | 350 | +100.0% | 0.00% | – |
| NAC | Buy | NUVEEN CLIFORNIA QULTY MNCPL INCM CF | $9,000 | +28.6% | 648 | +14.1% | 0.00% | +50.0% |
| BIDU | BAIDU ADR REP 1/10 CL A ORDcall | $11,000 | -31.2% | 100 | 0.0% | 0.00% | -40.0% | |
| BANC | Buy | BANC OF CALIFORNIA ORD | $9,000 | +350.0% | 664 | +211.7% | 0.00% | +200.0% |
| AAON | New | AAON ORD | $8,000 | – | 162 | +100.0% | 0.00% | – |
| AAL | New | AMERICAN AIRLINES GROUP ORD | $6,000 | – | 202 | +100.0% | 0.00% | – |
| AAPL | Buy | APPLE ORDput | $8,000 | +14.3% | 43 | +16.2% | 0.00% | 0.0% |
| BMA | New | BANCO MACRO ADR REP TEN CL B ORDsponsored adr | $6,000 | – | 92 | +100.0% | 0.00% | – |
| BGH | Buy | BARINGS GLOBAL SHORT DURTN HY CF | $7,000 | +16.7% | 405 | +14.1% | 0.00% | 0.0% |
| BELFA | Sell | BEL FUSE CL A ORD | $7,000 | -68.2% | 530 | -50.0% | 0.00% | -75.0% |
| BIOS | Sell | BIOSCRIP ORD | $7,000 | -86.0% | 2,809 | -88.8% | 0.00% | -88.2% |
| BFK | Buy | BLACKROCK MUNICIPAL INCOME CF | $6,000 | +20.0% | 486 | +14.1% | 0.00% | 0.0% |
| BTT | Sell | BLACKROCK MUNCPL 2030 TARGET TERM CF | $7,000 | -97.5% | 324 | -97.4% | 0.00% | -97.9% |
| BBIO | New | BRIDGEBIO PHARMA ORD | $6,000 | – | 256 | +100.0% | 0.00% | – |
| BPL | New | BUCKEYE PARTNERS UNT (NYS)call | $6,000 | – | 155 | +100.0% | 0.00% | – |
| CARV | CARVER BANCORP ORD | $6,000 | -14.3% | 2,000 | 0.0% | 0.00% | 0.0% | |
| SNP | CHINA PETRO & CHEM ADR REP 100 H ORDsponsored adr | $6,000 | -14.3% | 99 | 0.0% | 0.00% | 0.0% | |
| CNOB | Sell | CONNECTONE BANCORP INC | $6,000 | -87.8% | 265 | -89.4% | 0.00% | -88.2% |
| NYNY | New | EMPIRE RESORTS ORD | $6,000 | – | 646 | +100.0% | 0.00% | – |
| FNMAM | New | FANNIE MAE NON CUMULATIVE H PFD | $8,000 | – | 400 | +100.0% | 0.00% | – |
| FRME | New | FIRST MERCHANTS ORD | $6,000 | – | 165 | +100.0% | 0.00% | – |
| FSM | New | FORTUNA SILVER MINES ORD | $8,000 | – | 3,000 | +100.0% | 0.00% | – |
| GRAFU | Sell | GRAF INDUSTRIAL RED UNT | $6,000 | -14.3% | 600 | -14.3% | 0.00% | 0.0% |
| GTE | New | GRAN TIERRA ENERGY ORD | $7,000 | – | 4,921 | +100.0% | 0.00% | – |
| HPE | HEWLETT PACKARD ENTERPRISE ORD | $8,000 | -11.1% | 586 | 0.0% | 0.00% | -33.3% | |
| HBMD | New | HOWARD BANCORP ORD | $6,000 | – | 401 | +100.0% | 0.00% | – |
| IBTX | New | INDEPENDENT BANK GROUP ORD | $6,000 | – | 111 | +100.0% | 0.00% | – |
| ISCA | Sell | INTERNATIONAL SPEEDWAY CL A ORD | $8,000 | -98.2% | 200 | -98.0% | 0.00% | -98.7% |
| LADR | Buy | LADDER CAPITAL CL A ORD | $8,000 | +14.3% | 486 | +14.1% | 0.00% | 0.0% |
| MCHP | Sell | MICROCHIP TECHNOLOGY ORD | $8,000 | -95.6% | 100 | -95.4% | 0.00% | -96.8% |
| NIO | Sell | NIO ADS REP 1 CL A ORD | $8,000 | -94.6% | 3,400 | -88.4% | 0.00% | -96.1% |
| NTAP | New | NETAPP ORD | $6,000 | – | 112 | +100.0% | 0.00% | – |
| HYB | New | NEW AMERICA HIGH INCOME CF | $8,000 | – | 912 | +100.0% | 0.00% | – |
| JWN | New | NORDSTROM ORDcall | $7,000 | – | 225 | +100.0% | 0.00% | – |
| NEA | Sell | NUVEEN AMT FREE QLTY MNCPL INCM CF | $6,000 | -97.2% | 486 | -97.0% | 0.00% | -97.3% |
| NMZ | Buy | NUVEEN MUNI HIGH INC OPPORTUNITY CF | $6,000 | +20.0% | 486 | +14.1% | 0.00% | 0.0% |
| JRS | Buy | NUVEEN REAL ESTATE INCOME CF | $7,000 | +16.7% | 729 | +14.1% | 0.00% | 0.0% |
| JPC | Buy | NUVEEN PREFERRED AND INCM OPP CF | $6,000 | +20.0% | 648 | +14.1% | 0.00% | 0.0% |
| PE | New | PARSLEY ENERGY CL A ORD | $6,000 | – | 330 | +100.0% | 0.00% | – |
| PAYX | New | PAYCHEX ORDput | $8,000 | – | 100 | +100.0% | 0.00% | – |
| PMF | Buy | PIMCO MUNICIPAL INCOME CF | $8,000 | +60.0% | 567 | +59.7% | 0.00% | 0.0% |
| PFN | Buy | PIMCO INCOME STRATEGY II CF | $8,000 | +300.0% | 823 | +286.4% | 0.00% | +100.0% |
| PKO | Buy | PIMCO INCOME OPPORTUNITY CF | $6,000 | +100.0% | 243 | +71.1% | 0.00% | +100.0% |
| PRVL | New | PREVAIL THERAPEUTICS ORD | $7,000 | – | 600 | +100.0% | 0.00% | – |
| PMO | Buy | PUTNAM MUNICIPAL OPPORTUNITIES CF | $6,000 | +20.0% | 486 | +14.1% | 0.00% | 0.0% |
| FNDF | New | SCHWAB FUNDAMENTAL INL LARGE COM ETF | $6,000 | – | 243 | +100.0% | 0.00% | – |
| SYMC | New | SYMANTEC ORD | $6,000 | – | 280 | +100.0% | 0.00% | – |
| TRST | Buy | TRUSTCO BANK ORD | $6,000 | +20.0% | 810 | +14.1% | 0.00% | 0.0% |
| TSN | New | TYSON FOODS CL A ORDput | $8,000 | – | 100 | +100.0% | 0.00% | – |
| UVSP | Buy | UNIVEST FINANCIAL ORD | $6,000 | +20.0% | 243 | +14.1% | 0.00% | 0.0% |
| VEON | New | VEON ADR | $8,000 | – | 2,916 | +100.0% | 0.00% | – |
| TREC | New | TRECORA RESOURCES ORD | $4,000 | – | 482 | +100.0% | 0.00% | – |
| ENOB | New | ENOCHIAN BIOSCIENCES ORD | $4,000 | – | 1,000 | +100.0% | 0.00% | – |
| PGP | Buy | PIMCO GLOBAL STOCKSPLUS INCOME CF | $3,000 | +50.0% | 243 | +71.1% | 0.00% | 0.0% |
| JPI | Buy | NUVEEN PREFERRED AND INCOME TERM CF | $5,000 | +25.0% | 243 | +14.1% | 0.00% | 0.0% |
| PLBC | New | PLUMAS BANCORP ORD | $4,000 | – | 187 | +100.0% | 0.00% | – |
| OPOF | New | OLD POINT FINANCIAL ORD | $4,000 | – | 216 | +100.0% | 0.00% | – |
| MSPRE | MORGAN STANL DS REP 1/1000 SRS E PRF | $2,000 | 0.0% | 92 | 0.0% | 0.00% | 0.0% | |
| DLNGPRB | DYNAGAS LNG PARTNERS SRS B PRF | $5,000 | -16.7% | 347 | 0.0% | 0.00% | -50.0% | |
| JRI | Buy | NUVEEN REAL ASSET INCOME AND GRO CF | $5,000 | +25.0% | 324 | +14.1% | 0.00% | 0.0% |
| MWK | New | MOHAWK GROUP HOLDINGS ORD | $3,000 | – | 400 | +100.0% | 0.00% | – |
| OSTK | Buy | OVERSTOCK COM ORDcall | $4,000 | – | 350 | +1650.0% | 0.00% | – |
| MMYT | New | MAKEMYTRIP ORD | $4,000 | – | 183 | +100.0% | 0.00% | – |
| RRD | New | RR DONNELLEY AND SONS ORD | $4,000 | – | 2,064 | +100.0% | 0.00% | – |
| DRAD | New | DIGIRAD ORD | $4,000 | – | 600 | +100.0% | 0.00% | – |
| PRIM | New | PRIMORIS SERVICES ORD | $4,000 | – | 237 | +100.0% | 0.00% | – |
| DOFSQ | New | DIAMOND OFFSHORE DRILLING ORD | $5,000 | – | 621 | +100.0% | 0.00% | – |
| DMAC | New | DIAMEDICA THERAPEUTI ORD | $2,000 | – | 521 | +100.0% | 0.00% | – |
| JSD | Buy | NUVEEN SHORT DURATION CREDIT CF | $5,000 | +25.0% | 324 | +14.1% | 0.00% | 0.0% |
| MU | New | MICRON TECHNOLOGY ORDcall | $5,000 | – | 150 | +100.0% | 0.00% | – |
| NEV | Buy | NUVEEN ENHANCED MUNICIPAL VALUE CF | $2,000 | +100.0% | 162 | +14.1% | 0.00% | – |
| DRI | New | DARDEN RESTAURANTS ORDput | $3,000 | – | 30 | +100.0% | 0.00% | – |
| PCK | Buy | PIMCO CALIFORNIA MUNICI INCOME II CF | $3,000 | +50.0% | 324 | +14.1% | 0.00% | 0.0% |
| ASHR | New | XTRCKR HRVST CSI 300 CHNA A SHR ETFcall | $2,000 | – | 87 | +100.0% | 0.00% | – |
| USO | New | UNITED STATES OIL ETFput | $3,000 | – | 260 | +100.0% | 0.00% | – |
| CRIS | CURIS ORD | $3,000 | 0.0% | 2,000 | 0.0% | 0.00% | 0.0% | |
| JLS | Buy | NUVEEN MORTGAGE OPPORTUNITY TERM CF | $3,000 | 0.0% | 162 | +14.1% | 0.00% | 0.0% |
| SGMO | New | SANGAMO THERAPEUTICS ORD | $5,000 | – | 513 | +100.0% | 0.00% | – |
| CRSAU | New | CRESCENT ACQUISITION UNT | $4,000 | – | 400 | +100.0% | 0.00% | – |
| LPX | LOUISIANA PACIFIC ORD | $2,000 | 0.0% | 100 | 0.0% | 0.00% | 0.0% | |
| NKG | Buy | NUVEEN GEORGIA QLTY MNCPL INCM CF | $2,000 | +100.0% | 162 | +14.1% | 0.00% | – |
| ATVI | New | ACTIVISION BLIZZARD ORD | $3,000 | – | 72 | +100.0% | 0.00% | – |
| CTRL | New | CONTROL4 ORD | $2,000 | – | 100 | +100.0% | 0.00% | – |
| LIVX | New | LIVEXLIVE MEDIA ORD | $5,000 | – | 1,290 | +100.0% | 0.00% | – |
| ALGN | New | ALIGN TECHNOLOGY ORD | $5,000 | – | 20 | +100.0% | 0.00% | – |
| EGY | New | VAALCO ENERGY ORD | $4,000 | – | 2,763 | +100.0% | 0.00% | – |
| CTBI | Buy | COMMUNITY TRUST BANCORP ORD | $3,000 | +50.0% | 81 | +14.1% | 0.00% | 0.0% |
| SRRK | New | SCHOLAR ROCK HOLDING ORD | $3,000 | – | 230 | +100.0% | 0.00% | – |
| JRO | Sell | NUVEEN FLOATG RATE INCM OPPORTNTY CF | $5,000 | -50.0% | 567 | -50.2% | 0.00% | -66.7% |
| LQDA | New | LIQUIDIA TECHNOLOGIES ORD | $3,000 | – | 493 | +100.0% | 0.00% | – |
| LLEXQ | Sell | LILIS ENERGY ORD | $2,000 | -85.7% | 4,100 | -68.0% | 0.00% | -80.0% |
| LKFN | New | LAKELAND FINANCIAL ORD | $4,000 | – | 104 | +100.0% | 0.00% | – |
| LBAI | New | LAKELAND BANCORP ORD | $4,000 | – | 299 | +100.0% | 0.00% | – |
| KSHB | Buy | KUSHCO HOLDINGS ORD | $5,000 | +150.0% | 1,000 | +100.0% | 0.00% | 0.0% |
| CIND | CHINA INDUSTRIAL GROUP ORD | $2,000 | -33.3% | 1,397,637 | 0.0% | 0.00% | 0.0% | |
| VRS | New | VERSO CL A ORD | $4,000 | – | 223 | +100.0% | 0.00% | – |
| CAKE | New | CHEESECAKE FACTORY ORDput | $4,000 | – | 100 | +100.0% | 0.00% | – |
| CHAPQ | New | CHAPARRAL ENERGY CL A ORD | $5,000 | – | 1,201 | +100.0% | 0.00% | – |
| OASMY | New | OASMIA PHARMACEUTICAL ADR REP 3 ORDsponsored adr | $2,000 | – | 2,600 | +100.0% | 0.00% | – |
| KRA | New | KRATON ORD | $5,000 | – | 165 | +100.0% | 0.00% | – |
| CSBR | New | CHAMPIONS ONCOLOGY ORD | $5,000 | – | 672 | +100.0% | 0.00% | – |
| CDR | Buy | CEDAR REALTY REIT ORD | $2,000 | – | 900 | +350.0% | 0.00% | – |
| SHIP | New | SEANERGY MARITIME HOLDINGS ORD | $4,000 | – | 7,000 | +100.0% | 0.00% | – |
| KSS | New | KOHL'S ORDcall | $4,000 | – | 100 | +100.0% | 0.00% | – |
| GYBCL | CABCO FLO RA CALL SR 2004-101 CERT | $2,000 | 0.0% | 100 | 0.0% | 0.00% | 0.0% | |
| NXJ | Buy | NUVEEN NEW JERSEY QLTY MNCPL INCM CF | $5,000 | +25.0% | 405 | +14.1% | 0.00% | 0.0% |
| VRAY | New | VIEWRAY ORD | $5,000 | – | 573 | +100.0% | 0.00% | – |
| BPL | New | BUCKEYE PARTNERS UNT (NYS)put | $2,000 | – | 50 | +100.0% | 0.00% | – |
| NUW | Buy | NUVEEN AMT FREE MUNICIPAL CF | $2,000 | 0.0% | 162 | +14.1% | 0.00% | 0.0% |
| EAT | Sell | BRINKER INTERNATIONAL ORD | $4,000 | -20.0% | 108 | -20.0% | 0.00% | -50.0% |
| BSX | New | BOSTON SCIENTIFIC ORD | $4,000 | – | 100 | +100.0% | 0.00% | – |
| DMB | New | BNY MELLON MNCPL BND INFRSTR NAV CF | $2,000 | – | 162 | +100.0% | 0.00% | – |
| MPA | Buy | BLACKROCK MUNIYIELD PENNS QUALITY CF | $2,000 | +100.0% | 162 | +14.1% | 0.00% | – |
| PPT | Buy | PUTNAM PREMIER INCOME CF | $4,000 | 0.0% | 972 | +14.1% | 0.00% | 0.0% |
| KPTI | KARYOPHARM THERAPEUTICS ORD | $5,000 | 0.0% | 1,000 | 0.0% | 0.00% | -50.0% | |
| SBCF | New | SEACOAST BANKING OF FLORIDA ORD | $4,000 | – | 187 | +100.0% | 0.00% | – |
| MYJ | Buy | BLACKROCK MUNIYIELD NEWJERSEY CF | $2,000 | 0.0% | 162 | +14.1% | 0.00% | 0.0% |
| WBC | New | WABCO HOLDINGS ORDput | $5,000 | – | 38 | +100.0% | 0.00% | – |
| MIY | Buy | BLACKROCK MUNIY MICHIGAN QUALITY CF | $2,000 | +100.0% | 162 | +14.1% | 0.00% | – |
| MYF | Buy | BLACKROCK MUNIYIELD INVESTMENT CF | $3,000 | 0.0% | 243 | +14.1% | 0.00% | 0.0% |
| MFL | Buy | BLACKOCK MUNIHOLDINGS INV QUALITY CF | $3,000 | +50.0% | 243 | +14.1% | 0.00% | 0.0% |
| PZC | Buy | PIMCO CALIFOR MUNI INCM III CF | $3,000 | 0.0% | 324 | +14.1% | 0.00% | 0.0% |
| WB | New | WEIBO ADR REP 1 CL A ORDsponsored adr | $5,000 | – | 115 | +100.0% | 0.00% | – |
| MCA | Buy | BLACKROCK MUNIYIELD CALIF QUALITY CF | $5,000 | +25.0% | 405 | +14.1% | 0.00% | 0.0% |
| EAD | Sell | WELLS FARGO INCOME OPPORTUNITS CF | $4,000 | -97.9% | 486 | -98.0% | 0.00% | -98.4% |
| MYC | Buy | BLACKROCK MUNIYIELD CALIFORNIA CF | $3,000 | +50.0% | 243 | +14.1% | 0.00% | 0.0% |
| MUA | Buy | BLACKROCK MUNIASSETS CF | $5,000 | +25.0% | 324 | +14.1% | 0.00% | 0.0% |
| ERH | Buy | WELLS FARGO UTLTS AND HGH INCM CF | $2,000 | +100.0% | 162 | +14.1% | 0.00% | – |
| MQT | Buy | BLACKROCK MUNIYLD QUALITY FUND II CF | $3,000 | +50.0% | 243 | +14.1% | 0.00% | 0.0% |
| MUE | Buy | BLACKROCK MUNIHOLDINGS QUALITY II CF | $2,000 | +100.0% | 162 | +14.1% | 0.00% | – |
| MUS | Buy | BLACKROCK MUNIHOLDINGS QUALITY CF | $2,000 | +100.0% | 162 | +14.1% | 0.00% | – |
| WEA | Buy | WESTERN ASSET PREMIER BOND CF | $3,000 | +50.0% | 243 | +13.0% | 0.00% | 0.0% |
| ADT | New | ADT ORD | $5,000 | – | 949 | +100.0% | 0.00% | – |
| MYD | Buy | BLACKROCK MUNIYIELD CF | $3,000 | +50.0% | 243 | +14.1% | 0.00% | 0.0% |
| HIX | Sell | WESTERN ASST HIGH INCM II CF | $2,000 | -98.9% | 405 | -98.5% | 0.00% | -98.4% |
| HIO | New | WESTRN ASST HIGH INCM OPPORTUNITY CF | $2,000 | – | 541 | +100.0% | 0.00% | – |
| MMU | Buy | WESTERN ASST MNGD MUNCPLS CF | $3,000 | +50.0% | 243 | +14.1% | 0.00% | 0.0% |
| XLF | New | SELECT STR FINANCIAL SELECT SPDR ETFput | $2,000 | – | 100 | +100.0% | 0.00% | – |
| MNP | Buy | WESTERN ASSET MUNICIPAL PARTNERS CF | $2,000 | 0.0% | 162 | +14.1% | 0.00% | 0.0% |
| MVT | Buy | BLACKROCK MUNIVEST II CF | $2,000 | 0.0% | 162 | +14.1% | 0.00% | 0.0% |
| PAI | Buy | WESTERN ASSET INVSTMNT GRADE INCM CF | $2,000 | 0.0% | 162 | +14.1% | 0.00% | 0.0% |
| HYI | Buy | WESTERN ASSET HIGH YLD DFD OPPTY CF | $2,000 | 0.0% | 162 | +14.1% | 0.00% | 0.0% |
| IGI | Buy | WESTERN ASSET INVEST GR DEF OPP CF | $3,000 | +50.0% | 162 | +14.1% | 0.00% | 0.0% |
| MVF | Buy | BLACKROCK MUNIVEST CF | $3,000 | 0.0% | 405 | +14.1% | 0.00% | 0.0% |
| GDO | Buy | WESTERN AST GLB CORP DEFIND OPPTY CF | $5,000 | +25.0% | 324 | +14.1% | 0.00% | 0.0% |
| KB | Sell | KB FINANCIAL GROUP ADR REP ONE ORDsponsored adr | $3,000 | -99.9% | 99 | -99.9% | 0.00% | -99.9% |
| MUH | Buy | BLACKROCK MUNIHOLDINGS II CF | $2,000 | 0.0% | 162 | +14.1% | 0.00% | 0.0% |
| MHD | Buy | BLACKROCK MUNIHOLDINGS CF | $2,000 | 0.0% | 162 | +14.1% | 0.00% | 0.0% |
| BAF | Buy | BLACKROCK MUNICIP INC INV QUALITY CF | $2,000 | +100.0% | 162 | +14.1% | 0.00% | – |
| BTA | Buy | BLACKROCK LONG TERM MUNICIPL ADV CF | $2,000 | +100.0% | 162 | +14.1% | 0.00% | – |
| BLE | Buy | BLACKROCK MUNICIPAL INCOME II CF | $3,000 | 0.0% | 243 | +14.1% | 0.00% | 0.0% |
| BBK | Buy | BLACKROCK MUNICIPAL BOND CF | $2,000 | 0.0% | 162 | +14.1% | 0.00% | 0.0% |
| BBF | Buy | BLACKROCK MUNICIPAL INCOME INV CF | $2,000 | +100.0% | 162 | +14.1% | 0.00% | – |
| ZAGG | New | ZAGG ORD | $5,000 | – | 736 | +100.0% | 0.00% | – |
| BYM | Buy | BLACKROCK MUNICIPAL INCOM QUALITY CF | $3,000 | +50.0% | 243 | +14.1% | 0.00% | 0.0% |
| QUAD | New | QUAD GRAPHICS CL A ORD (NYS)call | $2,000 | – | 320 | +100.0% | 0.00% | – |
| BIIB | Buy | BIOGEN ORDcall | $2,000 | +100.0% | 9 | +12.5% | 0.00% | – |
| JD | New | JD.COM ADR REP 2 CL A ORDcall | $3,000 | – | 100 | +100.0% | 0.00% | – |
| JPM | New | JPMORGAN CHASE ORDcall | $3,000 | – | 30 | +100.0% | 0.00% | – |
| JPTCL | New | NUVEEN PREFERRD AND INCM 2022 TRM CF | $3,000 | – | 162 | +100.0% | 0.00% | – |
| ACTTU | New | ACT II GLOBAL ACQUISITION UNT | $3,000 | – | 300 | +100.0% | 0.00% | – |
| BLPH | New | BELLEROPHON THERAPEUTICS ORD | $4,000 | – | 6,800 | +100.0% | 0.00% | – |
| SLV | New | ISHARES SILVER TRUST ETFcall | $3,000 | – | 270 | +100.0% | 0.00% | – |
| AFHIF | New | ATLAS FINANCIAL HOLDINGS ORD | $4,000 | – | 6,831 | +100.0% | 0.00% | – |
| AXTA | New | AXALTA COATING SYSTEMS ORDcall | $2,000 | – | 100 | +100.0% | 0.00% | – |
| PCQ | Buy | PIMCO CALIFORNIA MUNICIPAL INCOME CF | $3,000 | +50.0% | 162 | +14.1% | 0.00% | 0.0% |
| IWM | New | ISHARES RUSSELL 2000 ETFcall | $3,000 | – | 25 | +100.0% | 0.00% | – |
| PFL | Buy | PIMCO INCOME STRATEGY CF | $2,000 | 0.0% | 243 | +14.1% | 0.00% | 0.0% |
| PGC | New | PEAPACK GLADSTONE FINANCIAL ORD | $4,000 | – | 176 | +100.0% | 0.00% | – |
| BWFG | New | BANKWELL FINANCIAL GROUP ORD | $5,000 | – | 201 | +100.0% | 0.00% | – |
| NID | Sell | NUVEEN INTERMEDIATE DURATION MUNI CF | $3,000 | -97.9% | 243 | -97.8% | 0.00% | -98.0% |
| OI | OWENS ILLINOIS ORD | $2,000 | 0.0% | 145 | 0.0% | 0.00% | 0.0% | |
| BSMX | New | BANCO SANT M XIC ADS REP 5 SRS B ORD | $5,000 | – | 753 | +100.0% | 0.00% | – |
| QTT | New | QUTOUTIAO 4 ADR REP CL A ORD (NMS)call | $3,000 | – | 855 | +100.0% | 0.00% | – |
| SBOW | New | SILVERBOW RESOURCES ORD | $4,000 | – | 297 | +100.0% | 0.00% | – |
| EEM | New | ISHARES MSCI EMERGING MARKETS ETFput | $4,000 | – | 100 | +100.0% | 0.00% | – |
| FXI | ISHARES CHINA LARGE CAP ETFcall | $2,000 | 0.0% | 50 | 0.0% | 0.00% | 0.0% | |
| ATHX | ATHERSYS ORD | $2,000 | 0.0% | 1,500 | 0.0% | 0.00% | 0.0% | |
| SMBK | New | SMARTFINANCIAL ORD | $5,000 | – | 232 | +100.0% | 0.00% | – |
| NEBLQ | New | NOBLE ORD | $3,000 | – | 2,037 | +100.0% | 0.00% | – |
| ATROB | ASTRONICS CL B ORD | $2,000 | 0.0% | 67 | 0.0% | 0.00% | 0.0% | |
| RTWIQ | New | RTW RETAILWINDS ORD | $4,000 | – | 2,389 | +100.0% | 0.00% | – |
| ASH | New | ASHLAND GLOBAL ORDcall | $3,000 | – | 40 | +100.0% | 0.00% | – |
| ARRY | New | ARRAY BIOPHARMA ORDcall | $3,000 | – | 84 | +100.0% | 0.00% | – |
| SDRL | New | SEADRILL ORD | $4,000 | – | 1,125 | +100.0% | 0.00% | – |
| PACK | New | RANPAK HOLDINGS CL A ORD | $4,000 | – | 500 | +100.0% | 0.00% | – |
| NAN | Buy | NUVEEN NEW YORK QLTY MNCPL INCM CF | $2,000 | +100.0% | 162 | +14.1% | 0.00% | – |
| IBM | Sell | INTERNATIONAL BUSINESS MACHINES ORD | $4,000 | -99.3% | 32 | -99.2% | 0.00% | -99.5% |
| TBRGU | New | THUNDER BRIDGE ACQ ORD | $3,000 | – | 293 | +100.0% | 0.00% | – |
| WTR | AQUA AMERICA ORD | $5,000 | +25.0% | 126 | 0.0% | 0.00% | 0.0% | |
| TNPPRE | Sell | TSAKOS ENR NVG CUM RED PRP SRS E PRF | $4,000 | -90.9% | 200 | -90.0% | 0.00% | -93.3% |
| AMSC | New | AMERICAN SUPERCONDUCTOR ORD | $4,000 | – | 526 | +100.0% | 0.00% | – |
| SCSG | New | SOUTHCREST FINANCIAL GROUP ORD | $4,000 | – | 450 | +100.0% | 0.00% | – |
| NAD | Sell | NUVEEN QUALITY MUNICIPAL INCM CF | $4,000 | -98.3% | 324 | -98.2% | 0.00% | -98.8% |
| AMTB | New | AMERANT BANCORP CL A ORD | $5,000 | – | 259 | +100.0% | 0.00% | – |
| IBCP | New | INDEPENDENT BANK ORD | $5,000 | – | 271 | +100.0% | 0.00% | – |
| RLGY | New | REALOGY HOLDINGS ORDput | $3,000 | – | 500 | +100.0% | 0.00% | – |
| MO | New | ALTRIA GROUP ORDput | $5,000 | – | 115 | +100.0% | 0.00% | – |
| HYGS | New | HYDROGENICS ORD | $5,000 | – | 393 | +100.0% | 0.00% | – |
| NKX | Sell | NUVEN CALIFOR AMT FREE QLT MNCPL CF | $2,000 | -98.0% | 162 | -97.8% | 0.00% | -97.1% |
| ANY | New | SPHERE 3D ORD | $4,000 | – | 2,726 | +100.0% | 0.00% | – |
| NCV | New | ALLIANZGI CONVER AND INCM CF | $3,000 | – | 648 | +100.0% | 0.00% | – |
| NCZ | New | ALLIANZGI CNV AND INCM II CF | $2,000 | – | 405 | +100.0% | 0.00% | – |
| HHC | New | HOWARD HUGHES ORDcall | $3,000 | – | 26 | +100.0% | 0.00% | – |
| REGN | New | REGENERON PHARMACEUTICALS ORD | $2,000 | – | 7 | +100.0% | 0.00% | – |
| NPV | Buy | NUVEEN VIRGINIA QLTY MNCPL INCM CF | $2,000 | +100.0% | 162 | +14.1% | 0.00% | – |
| HTZGQ | Sell | HERTZ GLOBAL HOLDINGS ORD | $4,000 | -97.7% | 251 | -97.5% | 0.00% | -98.3% |
| SYBT | Buy | STOCK YARDS BANCORP ORD | $5,000 | +25.0% | 162 | +14.1% | 0.00% | 0.0% |
| RGLSF | REGULUS RESOURCES ORD | $2,000 | -33.3% | 2,500 | 0.0% | 0.00% | 0.0% | |
| SUM | New | SUMMIT MATERIALS CL A ORD | $5,000 | – | 297 | +100.0% | 0.00% | – |
| NXR | Buy | NUVEEN SELECT TAX-FREE INCOME 3 CF | $2,000 | 0.0% | 162 | +14.1% | 0.00% | 0.0% |
| PACW | New | PACW PACWEST BANCORP ORD | $4,000 | – | 126 | +100.0% | 0.00% | – |
| PCN | Buy | PIMCO CORP INCOME CF | $5,000 | +25.0% | 324 | +14.1% | 0.00% | 0.0% |
| PHT | Sell | PIONEER HIGH INCOME CF | $4,000 | -98.0% | 546 | -97.5% | 0.00% | -98.5% |
| HYACU | New | HAYMAKER ACQUISITION UNT | $2,000 | – | 200 | +100.0% | 0.00% | – |
| HJLI | HANCOCK JAFFE | $5,000 | -28.6% | 5,000 | 0.0% | 0.00% | -50.0% | |
| HAL | New | HALLIBURTON ORD | $2,000 | – | 100 | +100.0% | 0.00% | – |
| HTGM | New | HTG MOLECULAR DIAGNOSTICS ORD | $2,000 | – | 1,600 | +100.0% | 0.00% | – |
| NXQ | Buy | NUVEEN SELECT TAX FREE INCOME 2 CF | $2,000 | +100.0% | 162 | +14.1% | 0.00% | – |
| OUT | OUTFRONT MEDIA ORD | $3,000 | 0.0% | 147 | 0.0% | 0.00% | 0.0% | |
| NXP | Buy | NUVEEN SELECT TAX-FREE INCOME CF | $2,000 | 0.0% | 162 | +14.1% | 0.00% | 0.0% |
| NCA | Buy | NUVEEN CALIFORNIA MUNICIPAL VALUE CF | $2,000 | 0.0% | 243 | +14.1% | 0.00% | 0.0% |
| NAZ | Buy | NUVEEN ARIZONA QLTY MNCPL INCM CF | $2,000 | +100.0% | 162 | +14.1% | 0.00% | – |
| NUO | Buy | NUVEEN OHIO QLTY MNCPL INCM CF | $2,000 | 0.0% | 162 | +14.1% | 0.00% | 0.0% |
| NOG | New | NORTHERN OIL AND GAS ORD | $4,000 | – | 2,118 | +100.0% | 0.00% | – |
| NQP | Buy | NUVEEN PNSYLVANIA QLTY MNCPL INCM CF | $5,000 | +25.0% | 405 | +14.1% | 0.00% | 0.0% |
| NR | New | NEWPARK RSC ORD | $4,000 | – | 631 | +100.0% | 0.00% | – |
| FEDU | New | FOUR SEASONS EDUCATION ADS REP ORD | $4,000 | – | 2,683 | +100.0% | 0.00% | – |
| F | New | FORD MOTOR ORDcall | $2,000 | – | 200 | +100.0% | 0.00% | – |
| RCS | Sell | PIMCO STRATEGIC INCOME CF | $3,000 | -25.0% | 405 | -4.9% | 0.00% | 0.0% |
| TXMD | New | THERAPEUTICSMD ORD | $4,000 | – | 1,773 | +100.0% | 0.00% | – |
| JTA | Buy | NUVEEN TAX-ADVANTAGED TOTAL RETN CF | $5,000 | +25.0% | 486 | +14.1% | 0.00% | 0.0% |
| FEYE | Buy | FIREEYE ORD | $3,000 | +200.0% | 210 | +121.1% | 0.00% | – |
| ORBC | New | ORBCOMM ORD | $4,000 | – | 660 | +100.0% | 0.00% | – |
| NBHC | New | NATIONAL BANK HOLDINGS CL A ORD | $4,000 | – | 131 | +100.0% | 0.00% | – |
| TDW | Sell | TIDEWATER ORD | $4,000 | -94.7% | 203 | -93.8% | 0.00% | -96.2% |
| JHB | Buy | NUVEEN HG INCM NOV 2021 TRGT NAV CF | $3,000 | +50.0% | 324 | +14.1% | 0.00% | 0.0% |
| FMN | Buy | FEDERATED PREMIER MUNICIPL INCOME CF | $2,000 | +100.0% | 162 | +14.1% | 0.00% | – |
| TSS | New | TOTAL SYSTEM SERVICES ORDput | $3,000 | – | 28 | +100.0% | 0.00% | – |
| FPAC | Sell | FAR POINT ACQUISITION CL A ORD | $2,000 | -50.0% | 200 | -60.0% | 0.00% | 0.0% |
| GWX | New | SPDR S&P INTERNATIONAL SMALL CAP ETF | $4,000 | – | 162 | +100.0% | 0.00% | – |
| PNF | Exit | PIMCO NEW YORK MUNICIPAL INCOME CF | $0 | – | -142 | -100.0% | 0.00% | – |
| ORCL | New | ORACLE ORDcall | $0 | – | 5 | +100.0% | 0.00% | – |
| PHUN | New | PHUNWARE ORD | $1,000 | – | 400 | +100.0% | 0.00% | – |
| OPK | OPKO HEALTH ORD | $0 | – | 200 | 0.0% | 0.00% | – | |
| OKE | ONEOK ORD | $0 | – | 6 | 0.0% | 0.00% | – | |
| OMER | OMEROS ORD (NMS)call | $0 | – | 5 | 0.0% | 0.00% | – | |
| PNI | Buy | PIMCO NEW YORK MUNICI INCOME II CF | $1,000 | 0.0% | 162 | +14.1% | 0.00% | – |
| ODP | New | OFFICE DEPOT ORDput | $0 | – | 50 | +100.0% | 0.00% | – |
| PYN | Buy | PIMCO NEW YORK MUN INCOME III CF | $0 | – | 81 | +14.1% | 0.00% | – |
| OAK | OAKTREE CAPITAL GROUP CL A UNT (NYS)put | $0 | – | 2 | 0.0% | 0.00% | – | |
| OAK | OAKTREE CAPITAL GROUP CL A UNT (NYS)call | $0 | – | 6 | 0.0% | 0.00% | – | |
| ORLY | New | O'REILLY AUTOMOTIVE ORDput | $1,000 | – | 5 | +100.0% | 0.00% | – |
| PBI | PITNEY BOWES ORDcall | $1,000 | 0.0% | 250 | 0.0% | 0.00% | – | |
| PVTL | New | PIVOTAL SOFTWARE CL A ORDcall | $1,000 | – | 100 | +100.0% | 0.00% | – |
| JCO | New | NUVEEN CREDIT OPPORTUNITIES 2022 CF | $0 | – | 81 | +100.0% | 0.00% | – |
| POTN | POTNETWORK HOLDINGS INC | $0 | – | 3,000 | 0.0% | 0.00% | – | |
| PFIE | Sell | PROFIRE ENERGY ORD | $0 | -100.0% | 228 | -97.4% | 0.00% | -100.0% |
| NCB | Buy | NUVEEN CALIFORNIA MUNICIPL VAL 2 CF | $1,000 | 0.0% | 81 | +14.1% | 0.00% | – |
| PIM | Buy | PUTNAM MASTER INTERMEDIATE INCOME CF | $1,000 | – | 243 | +14.1% | 0.00% | – |
| NHA | New | NUVEEN MUNICIPAL 2021 TARGET TERM CF | $1,000 | – | 200 | +100.0% | 0.00% | – |
| QEP | QEP RESOURCES ORDcall | $0 | – | 32 | 0.0% | 0.00% | – | |
| NSL | Buy | NUVEEN SENIOR INCOME CF | $1,000 | 0.0% | 324 | +14.1% | 0.00% | – |
| QCOM | Sell | QUALCOMM ORDcall | $0 | -100.0% | 5 | -97.8% | 0.00% | -100.0% |
| NXN | Buy | NUVEEN NY SELECT TAX-FREE INCM CF | $1,000 | – | 81 | +14.1% | 0.00% | – |
| NXC | Buy | NUVEEN CALIF SELECT TAX-FREE INCM CF | $1,000 | – | 81 | +14.1% | 0.00% | – |
| RAD | New | RITE AID ORD | $1,000 | – | 205 | +100.0% | 0.00% | – |
| NMI | Buy | NUVEEN MUNICIPAL INCOME CF | $1,000 | 0.0% | 162 | +14.1% | 0.00% | – |
| NMT | Buy | NUVEEN MASACHUSET QLTY MNCPL INCM CF | $1,000 | – | 81 | +14.1% | 0.00% | – |
| NTDOY | NINTENDO ADR | $0 | – | 4 | 0.0% | 0.00% | – | |
| NEM | New | NEWMONT GOLDCORP ORDcall | $0 | – | 25 | +100.0% | 0.00% | – |
| NWL | New | NEWELL BRANDS ORDcall | $1,000 | – | 100 | +100.0% | 0.00% | – |
| NBEV | Sell | NEW AGE BEVERAGES ORDcall | $0 | – | 51 | -37.0% | 0.00% | – |
| NPSNY | NASPERS SPON 5 ADR REP CL N ORDsponsored adr | $0 | – | 4 | 0.0% | 0.00% | – | |
| NXCN | NXCHAIN ORD | $1,000 | 0.0% | 800 | 0.0% | 0.00% | – | |
| MYGN | New | MYRIAD GENETICS ORDcall | $0 | – | 5 | +100.0% | 0.00% | – |
| LABL | New | MULTI COLOR ORD (NMS)put | $1,000 | – | 40 | +100.0% | 0.00% | – |
| LABL | New | MULTI COLOR ORD (NMS)call | $0 | – | 20 | +100.0% | 0.00% | – |
| MGI | New | MONEYGRAM INTERNATIONAL ORDcall | $0 | – | 105 | +100.0% | 0.00% | – |
| MU | New | MICRON TECHNOLOGY ORDput | $0 | – | 7 | +100.0% | 0.00% | – |
| SBH | New | SALLY BEAUTY HOLDINGS ORD (NYS)put | $1,000 | – | 85 | +100.0% | 0.00% | – |
| SAMSUNG ELECTRONICS REG S GDR | $1,000 | – | 1 | 0.0% | 0.00% | – | ||
| MFIN | New | MEDALLION FINANCIAL ORD | $0 | – | 80 | +100.0% | 0.00% | – |
| SDTTU | New | SANDRIDGE MISSISSIPPIAN UNT | $1,000 | – | 2,234 | +100.0% | 0.00% | – |
| MAG | New | MAG SILVER ORD | $0 | – | 40 | +100.0% | 0.00% | – |
| SRPT | New | SAREPTA THERAPEUTICS ORDcall | $0 | – | 1 | +100.0% | 0.00% | – |
| SAMA | SCHULTZE SPECIAL PURPOSE ACQUISI ORD | $0 | – | 62 | 0.0% | 0.00% | – | |
| KR | New | KROGER ORD | $0 | – | 32 | +100.0% | 0.00% | – |
| KL | Sell | KIRKLAND LAKE GOLD ORDcall | $0 | -100.0% | 1 | -97.1% | 0.00% | – |
| New | KHIRON LIFE SCIENCES ORD | $1,000 | – | 1,000 | +100.0% | 0.00% | – | |
| SMG | New | SCOTTS MIRACLE GRO ORD (NYS)call | $0 | – | 5 | +100.0% | 0.00% | – |
| CTON | SECOND STREET CAPITAL ORD | $0 | – | 20 | 0.0% | 0.00% | – | |
| KLAC | New | KLA TENCOR ORD | $1,000 | – | 11 | +100.0% | 0.00% | – |
| JNPR | New | JUNIPER NETWORKS ORD (NYS)call | $0 | – | 10 | +100.0% | 0.00% | – |
| SLV | New | ISHARES SILVER TRUST ETF | $1,000 | – | 100 | +100.0% | 0.00% | – |
| SFLY | New | SHUTTERFLY ORDput | $1,000 | – | 20 | +100.0% | 0.00% | – |
| SIGM | SIGMA DESIGNS ORD | $0 | -100.0% | 6,300 | 0.0% | 0.00% | – | |
| SBNY | New | SIGNATURE BANK ORD (NMS)put | $1,000 | – | 15 | +100.0% | 0.00% | – |
| TLT | New | ISHARES 20 PLS YEAR TREASURY BND ETFput | $0 | – | 1 | +100.0% | 0.00% | – |
| TLT | New | ISHARES 20 PLS YEAR TREASURY BND ETFcall | $0 | – | 1 | +100.0% | 0.00% | – |
| SMAR | New | SMARTSHEET CL A ORD | $1,000 | – | 36 | +100.0% | 0.00% | – |
| QQQ | New | INVSC QQQ TRUST SRS 1 ETFcall | $1,000 | – | 9 | +100.0% | 0.00% | – |
| SONM | New | SONIM TECHNOLOGIES ORD | $1,000 | – | 100 | +100.0% | 0.00% | – |
| INPC | INPHONIC ORD (OTC) | $0 | – | 14,472 | 0.0% | 0.00% | – | |
| HYGS | New | HYDROGENICS ORDcall | $0 | – | 10 | +100.0% | 0.00% | – |
| HHC | New | HOWARD HUGHES ORDput | $0 | – | 1 | +100.0% | 0.00% | – |
| HEXO | New | HEXO ORD (ASE)call | $0 | – | 45 | +100.0% | 0.00% | – |
| HTZRT | New | HERTZ GLOBAL HOLDINGS RTS | $0 | – | 251 | +100.0% | 0.00% | – |
| HMNY | HELIOS AND MATHESON ANALYTICS ORDput | $0 | – | 2 | 0.0% | 0.00% | – | |
| SXC | New | SUNCOKE ENERGY ORD | $0 | – | 44 | +100.0% | 0.00% | – |
| HMNY | HELIOS AND MATHESON ANALYTICS ORDcall | $0 | – | 2 | 0.0% | 0.00% | – | |
| HMNY | Sell | HELIOS AND MATHESON ANALYTICS ORD | $0 | – | 1,004 | -92.3% | 0.00% | – |
| HOTH | Exit | HOTH THERAPEUTICS ORD | $0 | – | -300 | -100.0% | 0.00% | – |
| HCHC | Buy | HC2 HOLDINGS ORDcall | $1,000 | – | 455 | +355.0% | 0.00% | – |
| GT | Buy | GOODYEAR TIRE AND RUBBER ORDcall | $0 | – | 64 | +68.4% | 0.00% | – |
| GSAT | GLOBALSTAR VTG ORD | $0 | – | 110 | 0.0% | 0.00% | – | |
| GERN | GERON ORD (NMS)call | $0 | – | 50 | 0.0% | 0.00% | – | |
| GNW | New | GENWORTH FINANCIAL CL A ORDput | $0 | – | 210 | +100.0% | 0.00% | – |
| GNW | Sell | GENWORTH FINANCIAL CL A ORDcall | $1,000 | -66.7% | 369 | -57.1% | 0.00% | -100.0% |
| GNPR | GENIUS PRODUCTS ORD | $0 | – | 122 | 0.0% | 0.00% | – | |
| GE | New | GENERAL ELECTRIC ORDcall | $0 | – | 80 | +100.0% | 0.00% | – |
| GOTU | New | GSX TECHEDU 3 ADR REP 2 CL A ORDsponsored adr | $1,000 | – | 100 | +100.0% | 0.00% | – |
| FNBCQ | FIRST NBC BANK HOLDING ORD | $1,000 | – | 20,000 | 0.0% | 0.00% | – | |
| FDC | Sell | FIRST DATA CL A ORDput | $0 | -100.0% | 5 | -90.9% | 0.00% | – |
| MMM | New | 3M ORDput | $1,000 | – | 6 | +100.0% | 0.00% | – |
| TIDE | TIDELANDS OIL AND GAS ORD | $0 | – | 526,323 | 0.0% | 0.00% | – | |
| TVTY | TIVITY HEALTH ORD (NMS)put | $0 | – | 38 | 0.0% | 0.00% | – | |
| EXEL | New | EXELIXIS ORD (NMS)call | $0 | – | 25 | +100.0% | 0.00% | – |
| TRCO | TRIBUNE MEDIA CL A ORDput | $0 | – | 10 | 0.0% | 0.00% | – | |
| ETCK | ENERTECK ORD | $0 | – | 7,500 | 0.0% | 0.00% | – | |
| ELAN | Sell | ELANCO ANIMAL HEALTH ORD | $0 | -100.0% | 8 | -99.9% | 0.00% | -100.0% |
| EE | New | EL PASO ELECTRIC ORDput | $0 | – | 7 | +100.0% | 0.00% | – |
| MJ | New | ETFMG ALTERNATIVE HARVEST ETFput | $1,000 | – | 50 | +100.0% | 0.00% | – |
| TKC | New | TURKCELL ILETISIM ADR REP 2.5 ORDsponsored adr | $0 | – | 1 | +100.0% | 0.00% | – |
| DVAX | DYNAVAX TECHNOLOGIES ORD (NMS)call | $0 | – | 5 | 0.0% | 0.00% | – | |
| DBX | New | DROPBOX CL A ORDcall | $1,000 | – | 50 | +100.0% | 0.00% | – |
| FANG | New | DIAMONDBACK ENERGY ORD | $1,000 | – | 11 | +100.0% | 0.00% | – |
| DELL | DELL TECHNOLOGIES CL C ORDput | $0 | – | 1 | 0.0% | 0.00% | – | |
| DELL | DELL TECHNOLOGIES CL C ORD | $0 | – | 1 | 0.0% | 0.00% | – | |
| DFRG | New | DEL FRISCO'S RESTAURANT GROUP ORDcall | $0 | – | 32 | +100.0% | 0.00% | – |
| DAN | New | DANA INCORPORATED ORDput | $0 | – | 50 | +100.0% | 0.00% | – |
| CTRP | Sell | CTRIP.COM INTRNTL 8 ADR REP 1 ORDsponsored adr | $1,000 | -99.8% | 33 | -99.7% | 0.00% | -100.0% |
| X | New | US STEEL ORDput | $0 | – | 22 | +100.0% | 0.00% | – |
| CTRL | New | CONTROL4 ORDput | $0 | – | 5 | +100.0% | 0.00% | – |
| CTRL | New | CONTROL4 ORDcall | $1,000 | – | 48 | +100.0% | 0.00% | – |
| SCOR | New | COMSCORE ORDcall | $0 | – | 10 | +100.0% | 0.00% | – |
| GDX | Sell | VANECK VECTORS GOLD MINERS ETFcall | $1,000 | -75.0% | 75 | -62.5% | 0.00% | -100.0% |
| CLVS | New | CLOVIS ONCOLOGY ORD (NMS)call | $0 | – | 5 | +100.0% | 0.00% | – |
| CLDR | Sell | CLOUDERA ORD | $0 | -100.0% | 175 | -99.2% | 0.00% | -100.0% |
| CCO | New | CLEAR CHANNEL OUTDOOR HLDG ORD | $0 | – | 195 | +100.0% | 0.00% | – |
| CTAS | New | CINTAS ORD | $1,000 | – | 7 | +100.0% | 0.00% | – |
| LFC | CHINA LIFE INSURNCE ADR REP 5 H ORDsponsored adr | $0 | – | 1 | 0.0% | 0.00% | – | |
| VRSN | New | VERISIGN ORD | $1,000 | – | 8 | +100.0% | 0.00% | – |
| VSM | New | VERSUM MATERIALS ORDcall | $1,000 | – | 20 | +100.0% | 0.00% | – |
| VSM | Buy | VERSUM MATERIALS ORDput | $1,000 | 0.0% | 33 | +65.0% | 0.00% | – |
| CATABASIS PHARMACEUTICALS ORD | $1,000 | 0.0% | 200 | 0.0% | 0.00% | – | ||
| CGC | Sell | CANOPY GROWTH ORD (NYS)call | $0 | -100.0% | 15 | -61.5% | 0.00% | – |
| VICR | New | VICOR ORDcall | $0 | – | 21 | +100.0% | 0.00% | – |
| VKTX | Sell | VIKING THERAPEUTICS ORDcall | $1,000 | -80.0% | 208 | -60.8% | 0.00% | -100.0% |
| PPR | VOYA PRIME RATE CF | $0 | – | 200 | 0.0% | 0.00% | – | |
| VYGR | New | VOYAGER THERAPEUTICS ORD (NMS)call | $0 | – | 10 | +100.0% | 0.00% | – |
| VUZI | VUZIX ORDcall | $0 | – | 50 | 0.0% | 0.00% | – | |
| W | New | WAYFAIR CL A ORDput | $0 | – | 5 | +100.0% | 0.00% | – |
| MEN | Buy | BLACKROCK MUNIENHANCED CF | $1,000 | 0.0% | 162 | +14.1% | 0.00% | – |
| MHF | Buy | WESTERN ASSET MUNICIPAL HGH INCM CF | $1,000 | 0.0% | 162 | +14.1% | 0.00% | – |
| TLI | Buy | WESTERN ASSET CORPORATE LOAN CF | $1,000 | 0.0% | 162 | +14.1% | 0.00% | – |
| ZEN | New | ZENDESK ORD (NYS)put | $0 | – | 10 | +100.0% | 0.00% | – |
| ZIOP | ZIOPHARM ONCOLGY ORD (NMS)call | $0 | – | 5 | 0.0% | 0.00% | – | |
| BYND | New | BEYOND MEAT ORDput | $0 | – | 1 | +100.0% | 0.00% | – |
| ZYNE | New | ZYNERBA PHARMACEUTICALS ORD (NMS)call | $0 | – | 30 | +100.0% | 0.00% | – |
| BBAR | New | BBVA BANCO FRANCES ADR REP 3 ORDsponsored adr | $0 | – | 9 | +100.0% | 0.00% | – |
| BMWYY | BAYERISCHE MOTOREN WERKE ADR | $0 | – | 1 | 0.0% | 0.00% | – | |
| BHVN | New | BIOHAVEN PHARMACEUTICAL HOLDING ORDcall | $1,000 | – | 45 | +100.0% | 0.00% | – |
| BAYRY | Sell | BAYER AKTIENGESELLSCHAFT EACH RE ADR | $0 | -100.0% | 1 | -100.0% | 0.00% | -100.0% |
| GOLD | BARRICK GOLD ORDcall | $0 | – | 1 | 0.0% | 0.00% | – | |
| BAC | Sell | BANK OF AMERICA ORD | $0 | -100.0% | 15 | -97.3% | 0.00% | -100.0% |
| HLF | New | HERBALIFE NUTRITION ORD | $0 | – | 4 | +100.0% | 0.00% | – |
| AXGN | Sell | AXOGEN ORDcall | $0 | -100.0% | 39 | -61.0% | 0.00% | -100.0% |
| AVCO | New | AVALON GLOBOCARE ORD | $1,000 | – | 575 | +100.0% | 0.00% | – |
| ACB | AURORA CANNABIS ORDcall | $0 | – | 40 | 0.0% | 0.00% | – | |
| MHLD | MAIDEN HOLDINGS ORD | $0 | – | 400 | 0.0% | 0.00% | – | |
| NLSN | New | NIELSEN HOLDINGS ORDcall | $0 | – | 15 | +100.0% | 0.00% | – |
| ASRT | ASSERTIO THERAPEUTICS ORD | $0 | – | 100 | 0.0% | 0.00% | – | |
| L100PS | New | ARCONIC ORDput | $1,000 | – | 50 | +100.0% | 0.00% | – |
| PETX | New | ARATANA THERAPEUTICS ORD | $1,000 | – | 300 | +100.0% | 0.00% | – |
| AQMS | New | AQUA METALS ORD | $0 | – | 440 | +100.0% | 0.00% | – |
| CRSP | CRISPR THERAPEUTICS ORDcall | $1,000 | – | 25 | 0.0% | 0.00% | – | |
| INTEQ | INTELSAT ORDcall | $0 | – | 50 | 0.0% | 0.00% | – | |
| AMBR | New | Amber RD Inccall | $0 | – | 1 | +100.0% | 0.00% | – |
| AMRN | Sell | AMARIN ADR REP 1 ORDsponsored adr | $0 | -100.0% | 42 | -99.1% | 0.00% | -100.0% |
| AIMC | ALTRA INDUSTRIAL MOTION ORD | $0 | – | 1 | 0.0% | 0.00% | – | |
| AMRQQ | Sell | ALTA MESA RESOURCES CL A ORD | $0 | -100.0% | 2,500 | -96.0% | 0.00% | -100.0% |
| NPCUF | ALLON THERAPEUTICS ORD | $0 | – | 30,000 | 0.0% | 0.00% | – | |
| MYL | Sell | MYLAN ORDcall | $1,000 | -83.3% | 63 | -71.4% | 0.00% | -100.0% |
| NXPI | Sell | NXP SEMICONDUCTORS ORDput | $0 | -100.0% | 2 | -94.9% | 0.00% | -100.0% |
| AMD | Sell | ADVANCED MICRO DEVICES ORDcall | $0 | -100.0% | 10 | -88.2% | 0.00% | -100.0% |
| AAP | New | ADVANCE AUTO PARTS ORDcall | $1,000 | – | 10 | +100.0% | 0.00% | – |
| ACAD | ACADIA PHARMACEUTICALS ORD (NMS)call | $0 | – | 12 | 0.0% | 0.00% | – | |
| ACHC | ACADIA HEALTHCARE COMPANY ORD | $1,000 | 0.0% | 40 | 0.0% | 0.00% | – | |
| ACRX | Exit | ACELRX PHARMACEUTICALS ORD (NMS)call | $0 | – | -50 | -100.0% | 0.00% | – |
| FCOB | Exit | 1ST COLONIAL BANCORP ORD | $0 | – | -1 | -100.0% | 0.00% | – |
| BEL | Exit | BELMOND CL A ORDcall | $0 | – | -4 | -100.0% | 0.00% | – |
| VIAB | Exit | VIACOM CL B ORDcall | $0 | – | -30 | -100.0% | 0.00% | – |
| MRK | Exit | MERCK & CO ORDcall | $0 | – | -5 | -100.0% | 0.00% | – |
| TXMD | Exit | THERAPEUTICSMD ORD (ASE)call | $0 | – | -50 | -100.0% | 0.00% | – |
| ZG | Exit | ZILLOW GROUP CL A ORDput | $0 | – | -9 | -100.0% | 0.00% | – |
| VEEV | Exit | VEEVA SYSTEMS CL A ORD | $0 | – | -2 | -100.0% | 0.00% | – |
| USG | Exit | USG ORDcall | $0 | – | -11 | -100.0% | 0.00% | – |
| ARWR | Exit | ARROWHEAD PHARMACEUTICALS ORD (NMS)call | $0 | – | -5 | -100.0% | 0.00% | – |
| INNT | Exit | INNOVATE BIOPHARMACEUTICALS ORD (NMS)call | $0 | – | -4 | -100.0% | 0.00% | – |
| NTNX | Exit | NUTANIX CL A ORDcall | $0 | – | -25 | -100.0% | 0.00% | – |
| HIMX | Exit | HIMAX TECHNOLOGIES ADR REP 2 ORDput | $0 | – | -600 | -100.0% | 0.00% | – |
| APHA | Exit | APHRIA ORD (NYS)call | $0 | – | -60 | -100.0% | 0.00% | – |
| Exit | HOVNANIAN ENTERPRISES CL B ORD | $0 | – | -12 | -100.0% | 0.00% | – | |
| CRTO | Exit | CRITEO ADR REP ORDcall | $0 | – | -25 | -100.0% | 0.00% | – |
| TTWO | Exit | TAKE TWO INTERACTIVE SOFTWARE ORD (NMS)call | $0 | – | -5 | -100.0% | 0.00% | – |
| GLQ | Exit | CLOUGH GLOBAL EQUITY CF | $0 | – | -2 | -100.0% | 0.00% | – |
| 3106PS | Exit | DELPHI TECHNOLOGIES ORD | $0 | – | -100 | -100.0% | 0.00% | – |
| TDG | Exit | TRANSDIGM GROUP ORD | $0 | – | -1 | -100.0% | 0.00% | – |
| AKRXQ | Exit | AKORN ORDcall | $0 | – | -5 | -100.0% | 0.00% | – |
| IRBT | Exit | IROBOT ORDcall | $0 | – | -10 | -100.0% | 0.00% | – |
| REED | Exit | REEDS ORD | $0 | – | -325 | -100.0% | 0.00% | – |
| RC | Exit | READY CAPITAL ORD | $0 | – | -2 | -100.0% | 0.00% | – |
| PT | Exit | PINTEC TECHNOLOGY HOLD ADR REP 7 ORDsponsored adr | $0 | – | -100 | -100.0% | 0.00% | – |
| ABT | Exit | ABBOTT LABORATORIES ORD (NYS)call | $0 | – | -4 | -100.0% | 0.00% | – |
| BPT | Exit | BP PRUDHOE BAY ROYALTY UNTput | $0 | – | -4 | -100.0% | 0.00% | – |
| VIG | Exit | VANGUARD DIVIDEND APPRECIATION ETF | $0 | – | -2 | -100.0% | 0.00% | – |
| PUYI | Exit | PUYI ADR | $0 | – | -200 | -100.0% | 0.00% | – |
| HIBB | Exit | HIBBETT SPORTS ORD (NMS)call | $0 | – | -5 | -100.0% | 0.00% | – |
| INMB | Exit | INMUNE BIO ORD | $0 | – | -200 | -100.0% | 0.00% | – |
| ACB | Exit | AURORA CANNABIS ORD | $0 | – | -100 | -100.0% | 0.00% | – |
| BEL | Exit | BELMOND CL A ORDput | $0 | – | -18 | -100.0% | 0.00% | – |
| CSSE | Exit | CHICKEN SOUP FOR SOUL ENTR CL A ORD | $0 | – | -100 | -100.0% | 0.00% | – |
| AMBO | Exit | AMBOW EDUCAT ADS REP 2 CL A ORD | $0 | – | -100 | -100.0% | 0.00% | – |
| INGN | Exit | INOGEN ORD (NMS)put | $0 | – | -20 | -100.0% | 0.00% | – |
| NFLX | Exit | NETFLIX ORDcall | $0 | – | -5 | -100.0% | 0.00% | – |
| DMB | Exit | DREYFUS MUNICIPAL BOND INFRASTRUC CF | $0 | – | -142 | -100.0% | 0.00% | – |
| PDSB | Exit | PDS BIOTECHNOLOGY ORD | $0 | – | -200 | -100.0% | 0.00% | – |
| TDW | Exit | TIDEWATER ORDcall | $0 | – | -40 | -100.0% | 0.00% | – |
| SAIL | Exit | SAILPOINT TECHNOLOGIES HOLDINGS ORDcall | $0 | – | -21 | -100.0% | 0.00% | – |
| CY | Exit | CYPRESS SEMICONDUCTOR ORDput | $0 | – | -35 | -100.0% | 0.00% | – |
| GRUB | Exit | GRUBHUB ORD | $0 | – | -2 | -100.0% | 0.00% | – |
| NLSN | Exit | NIELSEN HOLDINGS ORDput | $0 | – | -5 | -100.0% | 0.00% | – |
| MDB | Exit | MONGODB CL A ORDput | $0 | – | -13 | -100.0% | 0.00% | – |
| XPO | Exit | XPO LOGISTICS ORDcall | $0 | – | -20 | -100.0% | 0.00% | – |
| JCS | Exit | COMMUNICATIONS SYSTEMS ORD | $0 | – | -71 | -100.0% | 0.00% | – |
| SE | Exit | SEA ADS REP CL A ORDcall | $0 | – | -42 | -100.0% | 0.00% | – |
| KMX | Exit | CARMAX ORDput | $0 | – | -9 | -100.0% | 0.00% | – |
| DNRCQ | Exit | DENBURY RESOURCES ORDcall | $0 | – | -20 | -100.0% | 0.00% | – |
| BG | Exit | BUNGE ORDcall | $0 | – | -30 | -100.0% | 0.00% | – |
| CZR | Exit | CAESARS ENTERTAINMENT ORDcall | $0 | – | -15 | -100.0% | 0.00% | – |
| CRM | Exit | SALESFORCE.COM ORD (NYS)call | $0 | – | -10 | -100.0% | 0.00% | – |
| SORL | Exit | SORL AUTO PARTS ORD (NMS)call | $0 | – | -10 | -100.0% | 0.00% | – |
| MRVL | Exit | MARVELL TECHNOLOGY GROUP ORDcall | $0 | – | -50 | -100.0% | 0.00% | – |
| INFN | Exit | INFINERA ORD (NMS)call | $0 | – | -200 | -100.0% | 0.00% | – |
| GH | Exit | GUARDANT HEALTH ORDcall | $0 | – | -5 | -100.0% | 0.00% | – |
| BPR | Exit | BROOKFIELD PROPERTY REIT CL A ORDput | $0 | – | -61 | -100.0% | 0.00% | – |
| MJ | Exit | ETFMG ALTERNATIVE HARVEST ETF (PSE)call | $0 | – | -10 | -100.0% | 0.00% | – |
| MSBF | Exit | MSB FINANCIAL ORD | $0 | – | -1 | -100.0% | 0.00% | – |
| HOG | Exit | HARLEY DAVIDSON ORDput | $0 | – | -11 | -100.0% | 0.00% | – |
| BP | Exit | BP ADR EACH REPSTNG SIX ORDsponsored adr | $0 | – | -2 | -100.0% | 0.00% | – |
| MXWL | Exit | MAXWELL TECHNOLOGIES ORDput | $0 | – | -65 | -100.0% | 0.00% | – |
| NAO | Exit | NORDIC AMERICAN OFFSHORE ORD | $0 | – | -100 | -100.0% | 0.00% | – |
| SA | Exit | SEABRIDGE GOLD ORDcall | $0 | – | -40 | -100.0% | 0.00% | – |
| TPCO | Exit | TRIBUNE PUBLISHING ORDcall | $0 | – | -157 | -100.0% | 0.00% | – |
| TEUM | New | PARETEUM ORDcall | $0 | – | 50 | +100.0% | 0.00% | – |
| PRTK | PARATEK PHARMACEUTICALS ORD | $1,000 | -50.0% | 500 | 0.0% | 0.00% | -100.0% | |
| PAAS | PAN AMER SILVER ORDput | $0 | – | 16 | 0.0% | 0.00% | – | |
| PDCO | New | PATTERSON COMPANIES ORDcall | $0 | – | 15 | +100.0% | 0.00% | – |
| PCG | New | PG&E ORDput | $1,000 | – | 76 | +100.0% | 0.00% | – |
| PCG | Sell | PG&E ORDcall | $0 | – | 4 | -90.7% | 0.00% | – |
| PCM | Buy | PCM FUND CF | $1,000 | 0.0% | 162 | +14.1% | 0.00% | – |
| PCMI | New | PCM ORDput | $0 | – | 5 | +100.0% | 0.00% | – |
| GLD | Exit | SPDR GOLD SHARES ETFcall | $0 | – | -33 | -100.0% | -0.00% | – |
| SELB | Exit | SELECTA BIOSCIENCES ORD | $0 | – | -1,000 | -100.0% | -0.00% | – |
| NETS | Exit | NETSHOES CAYMAN ORD | $0 | – | -1,900 | -100.0% | -0.00% | – |
| TTD | Exit | TRADE DESK CL A ORDput | $0 | – | -17 | -100.0% | -0.00% | – |
| HRL | Exit | HORMEL FOODS ORDcall | $0 | – | -100 | -100.0% | -0.00% | – |
| ERI | Exit | ELDORADO RESORTS ORDcall | $0 | – | -70 | -100.0% | -0.00% | – |
| IGV | Exit | ISHARES EXPANDED TECH STW SCTR ETFput | $0 | – | -22 | -100.0% | -0.00% | – |
| DX | Exit | DYNEX CAPITAL REIT ORD | $0 | – | -426 | -100.0% | -0.00% | – |
| CODX | Exit | CO DIAGNOSTICS ORD | $0 | – | -3,500 | -100.0% | -0.00% | – |
| HACK | Exit | ETFMG PRIME CYBER SECURITY ETFput | $0 | – | -106 | -100.0% | -0.00% | – |
| SYN | Exit | SYNTHETIC BIOLOGICS ORD | $0 | – | -7,000 | -100.0% | -0.00% | – |
| S | Exit | SPRINT ORDcall | $0 | – | -668 | -100.0% | -0.00% | – |
| BMY | Exit | BRISTOL MYERS SQUIBB ORDcall | $0 | – | -45 | -100.0% | -0.00% | – |
| DTIL | Exit | PRECISION BIOSCIENCES ORD | $0 | – | -150 | -100.0% | -0.00% | – |
| Z | Exit | ZILLOW GROUP CL C ORDput | $0 | – | -65 | -100.0% | -0.00% | – |
| HRL | Exit | HORMEL FOODS ORDput | $0 | – | -100 | -100.0% | -0.00% | – |
| PTMN | Exit | PORTMAN RIDGE FINANCE ORD | $0 | – | -1,020 | -100.0% | -0.00% | – |
| UAVS | Exit | AGEAGLE AERIAL SYS ORD | $0 | – | -6,500 | -100.0% | -0.00% | – |
| WW | Exit | WEIGHT WATCHERS INTERNATIONAL ORD | $0 | – | -200 | -100.0% | -0.00% | – |
| FIS | Exit | FIDELITY NATIONAL INFORMATN SVCS ORDcall | $0 | – | -20 | -100.0% | -0.00% | – |
| RFL | Exit | RAFAEL HOLDINGS CL B ORD | $0 | – | -262 | -100.0% | -0.00% | – |
| CARS | Exit | CARS.COM ORD | $0 | – | -200 | -100.0% | -0.00% | – |
| XRT | Exit | SPDR S&P RETAIL ETF (PSE)put | $0 | – | -63 | -100.0% | -0.00% | – |
| PLM | Exit | POLYMET MINING ORD | $0 | – | -3,700 | -100.0% | -0.00% | – |
| XLY | Exit | SPDR FUND CONSUMER DISCRE SELECT ETF (PSE)put | $0 | – | -36 | -100.0% | -0.00% | – |
| QCOM | Exit | QUALCOMM ORDput | $0 | – | -50 | -100.0% | -0.00% | – |
| RAD | Exit | RITE AID ORD | $0 | – | -4,100 | -100.0% | -0.00% | – |
| FLR | Exit | FLUOR ORD | $0 | – | -100 | -100.0% | -0.00% | – |
| TBLT | Exit | TOUGHBUILT INDUSTRIES ORD | $0 | – | -2,000 | -100.0% | -0.00% | – |
| PDLB | Exit | PDL COMMUNITY BANCORP ORD | $0 | – | -200 | -100.0% | -0.00% | – |
| WCG | Exit | WELLCARE HEALTH ORDput | $0 | – | -9 | -100.0% | -0.00% | – |
| ATIS | Exit | ATTIS INDUSTRIES ORD | $0 | – | -1,500 | -100.0% | -0.00% | – |
| NCI | Exit | NAVIGANT CONSULTING ORDcall | $0 | – | -145 | -100.0% | -0.00% | – |
| ZYNE | Exit | ZYNERBA PHARMACEUTICALS ORD | $0 | – | -500 | -100.0% | -0.00% | – |
| XLE | Exit | ENERGY SELECT SECTOR SPDR ETF (PSE)put | $0 | – | -75 | -100.0% | -0.00% | – |
| SNAP | Exit | SNAP CL A ORDcall | $0 | – | -275 | -100.0% | -0.00% | – |
| WHG | Exit | WESTWOOD HOLDINGS GROUP ORD | $0 | – | -71 | -100.0% | -0.00% | – |
| PIXY | Exit | SHIFTPIXY ORD | $0 | – | -3,500 | -100.0% | -0.00% | – |
| COMM | Exit | COMMSCOPE HOLDING ORD | $0 | – | -366 | -100.0% | -0.00% | – |
| TROV | Exit | TROVAGENE ORD | $0 | – | -2,000 | -100.0% | -0.00% | – |
| MDGS | Exit | MEDIGUS ADR REP 20 ORDsponsored adr | $0 | – | -1,790 | -100.0% | -0.00% | – |
| CVS | Exit | CVS HEALTH ORDput | $0 | – | -120 | -100.0% | -0.00% | – |
| TSN | Exit | TYSON FOODS CL A ORDcall | $0 | – | -100 | -100.0% | -0.00% | – |
| BEL | Exit | BELMOND CL A ORD | $0 | – | -300 | -100.0% | -0.00% | – |
| DRAD | Exit | DIGIRAD ORD | $0 | – | -6,000 | -100.0% | -0.00% | – |
| BB | Exit | BLACKBERRY ORD | $0 | – | -500 | -100.0% | -0.00% | – |
| PHIKQ | Exit | PHI NON-VOTING ORD | $0 | – | -14,549 | -100.0% | -0.00% | – |
| PMT | Exit | PENNYMAC MORTGAGE INVEST REIT ORD | $0 | – | -258 | -100.0% | -0.00% | – |
| SYNA | Exit | SYNAPTICS ORDcall | $0 | – | -165 | -100.0% | -0.00% | – |
| FPF | Exit | FIRST TRUST INT DUR PRF INCOME CF | $0 | – | -361 | -100.0% | -0.00% | – |
| DXCM | Exit | DEXCOM ORD | $0 | – | -50 | -100.0% | -0.00% | – |
| VFF | Exit | VILLAGE FARMS INTERNATIONAL ORD | $0 | – | -500 | -100.0% | -0.00% | – |
| SCHWPRD | Exit | CL SB DS REP 1 40 NON CUM SRS D PRF | $0 | – | -200 | -100.0% | -0.00% | – |
| DDD | Exit | 3D SYSTEMS ORD (NYS)call | $0 | – | -570 | -100.0% | -0.00% | – |
| QHCCQ | Exit | QUORUM HEALTH ORD | $0 | – | -7,500 | -100.0% | -0.00% | – |
| SMBC | Exit | SOUTHERN MISSOURI BANCORP ORD | $0 | – | -300 | -100.0% | -0.00% | – |
| WBC | Exit | WABCO HOLDINGS ORDcall | $0 | – | -75 | -100.0% | -0.00% | – |
| IBKCP | Exit | IBRBK 400 DS REP 1 SRS B FLT PRP PRF | $0 | – | -400 | -100.0% | -0.00% | – |
| CASM | Exit | CAS MEDICAL SYSTEMS ORD | $0 | – | -4,270 | -100.0% | -0.00% | – |
| ULTI | Exit | ULTIMATE SOFTWARE GROUP ORDput | $0 | – | -26 | -100.0% | -0.00% | – |
| TC | Exit | TUANCHE ADR | $0 | – | -1,500 | -100.0% | -0.00% | – |
| DVA | Exit | DAVITA ORD (NYS)call | $0 | – | -160 | -100.0% | -0.00% | – |
| M | Exit | MACYS ORD | $0 | – | -472 | -100.0% | -0.00% | – |
| NTRP | Exit | NEUROTROPE ORD | $0 | – | -2,114 | -100.0% | -0.00% | – |
| NXPI | Exit | NXP SEMICONDUCTORS ORDcall | $0 | – | -148 | -100.0% | -0.00% | – |
| IBKCO | Exit | IBERIABANK DS REP SRS C PRF | $0 | – | -500 | -100.0% | -0.00% | – |
| YTRA | Exit | YATRA ONLINE ORD | $0 | – | -2,500 | -100.0% | -0.00% | – |
| XLF | Exit | SELECT STR FINANCIAL SELECT SPDR ETF | $0 | – | -544 | -100.0% | -0.00% | – |
| RDC | Exit | ROWAN COMPANIES CL A ORD | $0 | – | -1,494 | -100.0% | -0.01% | – |
| BH | Exit | BIGLARI HOLDINGS CL B ORD | $0 | – | -120 | -100.0% | -0.01% | – |
| KLDO | Exit | KALEIDO BIOSCIENCES ORD | $0 | – | -1,000 | -100.0% | -0.01% | – |
| HSY | Exit | HERSHEY FOODS ORDput | $0 | – | -140 | -100.0% | -0.01% | – |
| BAH | Exit | BOOZ ALLEN HAMILTON HOLDING CL A ORD | $0 | – | -300 | -100.0% | -0.01% | – |
| PLAY | Exit | DAVE BUSTERS ENTERTAINMENT ORD | $0 | – | -360 | -100.0% | -0.01% | – |
| RIG | Exit | TRANSOCEAN ORD (NYS)call | $0 | – | -2,000 | -100.0% | -0.01% | – |
| TST | Exit | THESTREET ORD | $0 | – | -8,106 | -100.0% | -0.01% | – |
| LYL | Exit | DRAGON VICTORY INTERNATIONAL ORD | $0 | – | -12,900 | -100.0% | -0.01% | – |
| XLP | Exit | SPDR FUND CONSUMER STAPLES ETFput | $0 | – | -320 | -100.0% | -0.01% | – |
| AKRXQ | Exit | AKORN ORD | $0 | – | -5,000 | -100.0% | -0.01% | – |
| BABA | Exit | ALIBABA GROUP HOLDING ADR REP 1 ORDcall | $0 | – | -108 | -100.0% | -0.01% | – |
| BHF | Exit | BRIGHTHOUSE FINANCIAL ORDput | $0 | – | -550 | -100.0% | -0.01% | – |
| KNOP | Exit | KNOT OFFSHORE PARTNERS COM UNT | $0 | – | -1,100 | -100.0% | -0.01% | – |
| ERI | Exit | ELDORADO RESORTS ORD | $0 | – | -451 | -100.0% | -0.01% | – |
| RMED | Exit | RA MEDICAL SYSTEMS ORD | $0 | – | -6,500 | -100.0% | -0.01% | – |
| GE | Exit | GENERAL ELECTRIC ORD | $0 | – | -2,493 | -100.0% | -0.01% | – |
| IEV | Exit | ISHARES EUROPE ETF | $0 | – | -570 | -100.0% | -0.01% | – |
| TREX | Exit | TREX ORDcall | $0 | – | -410 | -100.0% | -0.01% | – |
| FTV | Exit | FORTIVE ORD | $0 | – | -299 | -100.0% | -0.01% | – |
| PNCPRP | Exit | PNC FIN SRS P DS REP 1/4000TH PR PRF | $0 | – | -1,000 | -100.0% | -0.01% | – |
| TOL | Exit | TOLL BROTHERS ORD | $0 | – | -700 | -100.0% | -0.01% | – |
| DNIF | Exit | DIVIDEND AND INCOME CF | $0 | – | -2,300 | -100.0% | -0.01% | – |
| BC | Exit | BRUNSWICK ORD | $0 | – | -500 | -100.0% | -0.01% | – |
| SKX | Exit | SKECHERS USA CL A ORD | $0 | – | -1,000 | -100.0% | -0.01% | – |
| FONR | Exit | FONAR ORD | $0 | – | -1,537 | -100.0% | -0.01% | – |
| DLNG | Exit | DYNAGAS LNG PARTNERS COM UNT | $0 | – | -14,722 | -100.0% | -0.01% | – |
| SHRC | Exit | SHORE COMMUNITY BANK TOMS RIVER ORD | $0 | – | -2,400 | -100.0% | -0.01% | – |
| RDFN | Exit | REDFIN ORD | $0 | – | -1,800 | -100.0% | -0.01% | – |
| WRAP | Exit | WRAP TECHNOLOGIES ORD | $0 | – | -5,000 | -100.0% | -0.01% | – |
| BJRI | Exit | BJS RESTAURANTS ORD | $0 | – | -720 | -100.0% | -0.01% | – |
| INOV | Exit | INOVALON HOLDINGS CL A ORD | $0 | – | -3,000 | -100.0% | -0.01% | – |
| GRIF | Exit | GRIFFIN INDUSTRIAL REALTY ORD | $0 | – | -1,100 | -100.0% | -0.01% | – |
| BG | Exit | BUNGE ORD | $0 | – | -800 | -100.0% | -0.01% | – |
| DSL | Exit | DOUBLELINE INCOME SOLUTIONS CF | $0 | – | -2,064 | -100.0% | -0.01% | – |
| GM | Exit | GENERAL MOTORS ORD | $0 | – | -1,245 | -100.0% | -0.02% | – |
| NLSN | Exit | NIELSEN HOLDINGS ORD | $0 | – | -2,000 | -100.0% | -0.02% | – |
| RGR | Exit | STURM RUGER ORD | $0 | – | -900 | -100.0% | -0.02% | – |
| OIH | Exit | VANECK VECTORS OIL SERVICES ETF | $0 | – | -3,000 | -100.0% | -0.02% | – |
| ELLI | Exit | ELLIE MAE ORD | $0 | – | -500 | -100.0% | -0.02% | – |
| AIF | Exit | APOLLO TACTICAL INCOME CF | $0 | – | -3,411 | -100.0% | -0.02% | – |
| ZAYO | Exit | ZAYO GROUP HOLDINGS ORDcall | $0 | – | -1,744 | -100.0% | -0.02% | – |
| XLK | Exit | TECHNOLOGY SELECT SECTOR SPDR ETF (PSE)put | $0 | – | -668 | -100.0% | -0.02% | – |
| HIG | Exit | HARTFORD FINANCIAL SERVICES GRUP ORD | $0 | – | -994 | -100.0% | -0.02% | – |
| ZBH | Exit | ZIMMER BIOMET HOLDINGS ORD | $0 | – | -425 | -100.0% | -0.02% | – |
| INFY | Exit | INFOSYS ADR REP ONE ORDsponsored adr | $0 | – | -5,000 | -100.0% | -0.02% | – |
| HYD | Exit | VANECK VECTR HG YLD MCPL INDX ETFput | $0 | – | -842 | -100.0% | -0.02% | – |
| ACN | Exit | ACCENTURE CL A ORD | $0 | – | -300 | -100.0% | -0.02% | – |
| PETQ | Exit | PETIQ CL A ORD | $0 | – | -1,800 | -100.0% | -0.02% | – |
| FOX | Exit | FOX CL B ORD | $0 | – | -1,650 | -100.0% | -0.02% | – |
| POWL | Exit | POWELL INDUSTRIES ORD | $0 | – | -2,172 | -100.0% | -0.02% | – |
| ATTU | Exit | ATTUNITY ORD | $0 | – | -2,500 | -100.0% | -0.02% | – |
| CUK | Exit | CARNIVAL ADR REP 1ORDsponsored adr | $0 | – | -1,200 | -100.0% | -0.02% | – |
| DUST | Exit | DRXN DLY GLD MNS INX BR 3X SH ETF | $0 | – | -3,300 | -100.0% | -0.02% | – |
| HRZN | Exit | HORIZON TECHNOLOGY FINANCE ORD | $0 | – | -4,885 | -100.0% | -0.02% | – |
| MITK | Exit | MITEK SYSTEMS ORD | $0 | – | -4,750 | -100.0% | -0.02% | – |
| NNN | Exit | NATIONAL RETAIL PROPERTIES REIT ORD | $0 | – | -1,045 | -100.0% | -0.02% | – |
| MTEC | Exit | MTECH ACQUISITION CL A ORD | $0 | – | -5,882 | -100.0% | -0.02% | – |
| LEN | Exit | LENNAR CL A ORD | $0 | – | -1,272 | -100.0% | -0.02% | – |
| WFC | Exit | WELLS FARGO ORD | $0 | – | -1,250 | -100.0% | -0.02% | – |
| L100PS | Exit | ARCONIC ORD | $0 | – | -3,350 | -100.0% | -0.02% | – |
| TWTR | Exit | TWITTER ORD | $0 | – | -2,000 | -100.0% | -0.02% | – |
| IRBT | Exit | IROBOT ORD | $0 | – | -550 | -100.0% | -0.02% | – |
| GDOT | Exit | GREEN DOT CL A ORD | $0 | – | -1,100 | -100.0% | -0.02% | – |
| EXEL | Exit | EXELIXIS ORD | $0 | – | -3,000 | -100.0% | -0.02% | – |
| SJB | Exit | PROSHARES SHORT HIGH YIELD ETF (PSE)call | $0 | – | -3,162 | -100.0% | -0.02% | – |
| NTTNP | Exit | NTNL GN 40 DS REP 1 7.5 SRS C PRF | $0 | – | -3,216 | -100.0% | -0.02% | – |
| WP | Exit | WORLDPAY CL A ORD | $0 | – | -625 | -100.0% | -0.02% | – |
| PBCTP | Exit | PEOPLES UTD FINL SRS A PRF | $0 | – | -3,000 | -100.0% | -0.02% | – |
| VOYA | Exit | VOYA FINANCIAL ORD | $0 | – | -1,500 | -100.0% | -0.02% | – |
| NCVPRA | Exit | ALLIANZGI CVT INCOME FUND SRS A PRF | $0 | – | -3,200 | -100.0% | -0.03% | – |
| ARDC | Exit | ARES DYNAMIC CREDIT ALLOCATION CF | $0 | – | -5,442 | -100.0% | -0.03% | – |
| NWS | Exit | NEWS CL B ORD | $0 | – | -6,424 | -100.0% | -0.03% | – |
| WTRE | Exit | WATFORD HOLDINGS ORD | $0 | – | -2,979 | -100.0% | -0.03% | – |
| DGX | Exit | QUEST DIAGNOSTICS ORD | $0 | – | -1,000 | -100.0% | -0.03% | – |
| AVDR | Exit | AVEDRO ORD | $0 | – | -7,436 | -100.0% | -0.03% | – |
| FSK | Exit | FS KKR CAPITAL ORD | $0 | – | -15,000 | -100.0% | -0.03% | – |
| LRN | Exit | K12 ORD | $0 | – | -2,700 | -100.0% | -0.03% | – |
| EHIC | Exit | EHI CAR SERVICES ADS REP 2 CL A ORD | $0 | – | -8,000 | -100.0% | -0.03% | – |
| BKLN | Exit | INVSC SENIOR LOAN ETFput | $0 | – | -4,268 | -100.0% | -0.03% | – |
| BECN | Exit | BEACON ROOFING SUPPLY ORD | $0 | – | -3,000 | -100.0% | -0.03% | – |
| CCD | Exit | CALAMOS DYNAMIC CONVERTIBLE CF | $0 | – | -4,914 | -100.0% | -0.03% | – |
| ZUO | Exit | ZUORA CL A ORD | $0 | – | -5,000 | -100.0% | -0.03% | – |
| YNDX | Exit | YANDEX CL A ORD | $0 | – | -3,000 | -100.0% | -0.04% | – |
| SMSI | Exit | SMITH MICRO SOFTWARE ORD | $0 | – | -37,991 | -100.0% | -0.04% | – |
| AXGN | Exit | AXOGEN ORD | $0 | – | -5,000 | -100.0% | -0.04% | – |
| CPRX | Exit | CATALYST PHARMACEUTICALS ORD | $0 | – | -20,500 | -100.0% | -0.04% | – |
| DHY | Exit | CREDIT SUISSE HIGH YIELD BOND CF | $0 | – | -43,800 | -100.0% | -0.04% | – |
| COTY | Exit | COTY CL A ORDput | $0 | – | -9,398 | -100.0% | -0.04% | – |
| TD | Exit | TORONTO DOMINION ORD | $0 | – | -2,205 | -100.0% | -0.04% | – |
| GDS | Exit | GDS HOLDINGS LIMITED ADR | $0 | – | -3,500 | -100.0% | -0.04% | – |
| DBA | Exit | INVSC DB AGRICULTURE ETF | $0 | – | -7,500 | -100.0% | -0.04% | – |
| CHY | Exit | CALAMOS CONVERTIBLE AND HIGH INC CF | $0 | – | -11,380 | -100.0% | -0.04% | – |
| UWN | Exit | NEVADA GOLD AND CASINOS ORD | $0 | – | -50,000 | -100.0% | -0.04% | – |
| CHT | Exit | CHUNGHWA TELECOM CO LTD | $0 | – | -3,500 | -100.0% | -0.04% | – |
| GSPRN | Exit | GS DS REP INT SRS N NON CUM PRF | $0 | – | -4,900 | -100.0% | -0.04% | – |
| NEEPRN | Exit | NEXTERA ENERGY CAPITAL SERIES N PFD | $0 | – | -5,000 | -100.0% | -0.04% | – |
| MTSI | Exit | MACOM TECHNOLOGY SOLUTIONS ORD | $0 | – | -7,500 | -100.0% | -0.04% | – |
| MGM | Exit | MGM RESORTS INTERNATIONAL ORD | $0 | – | -5,000 | -100.0% | -0.04% | – |
| CHI | Exit | CALAMOS CONVERTIBLE OPPO AND INCM CF | $0 | – | -13,171 | -100.0% | -0.05% | – |
| CHTR | Exit | CHARTER COMMUNICATIONS CL A ORD | $0 | – | -399 | -100.0% | -0.05% | – |
| RLM | Exit | REALM THERAPEUTICS PLC | $0 | – | -35,242 | -100.0% | -0.05% | – |
| SFIX | Exit | STITCH FIX CL A ORD | $0 | – | -5,000 | -100.0% | -0.05% | – |
| CP | Exit | CANADIAN PACIFIC RAILWAY ORD | $0 | – | -675 | -100.0% | -0.05% | – |
| USBPRH | Exit | US DS REP 1/1000 SR B NON CUM PR PRF | $0 | – | -7,700 | -100.0% | -0.05% | – |
| TCRD | Exit | THL CREDIT ORD | $0 | – | -23,000 | -100.0% | -0.05% | – |
| LDP | Exit | COHEN & STEERS LTD DUR PRFD INCM CF | $0 | – | -6,666 | -100.0% | -0.05% | – |
| SLAB | Exit | SILICON LABORATORIES ORD | $0 | – | -2,000 | -100.0% | -0.06% | – |
| BMS | Exit | BEMIS ORD | $0 | – | -2,900 | -100.0% | -0.06% | – |
| SBGL | Exit | SIBANYE STILLWATER ADR REP 4 ORDsponsored adr | $0 | – | -40,800 | -100.0% | -0.06% | – |
| XLB | Exit | SPDR FUND MATERIALS SELECT SECTR ETFput | $0 | – | -3,002 | -100.0% | -0.06% | – |
| IHIT | Exit | INVESCO HGH INCM 2023 TARGET TERM CF | $0 | – | -16,839 | -100.0% | -0.06% | – |
| FIS | Exit | FIDELITY NATIONAL INFORMATN SVCS ORD | $0 | – | -1,550 | -100.0% | -0.06% | – |
| KIO | Exit | KKR INCOME OPPORTUNITIES CF | $0 | – | -11,700 | -100.0% | -0.06% | – |
| IIVI | Exit | II VI ORD | $0 | – | -4,958 | -100.0% | -0.06% | – |
| BLW | Exit | BLACKROCK LIMITED DURATION INCOME CF | $0 | – | -12,480 | -100.0% | -0.06% | – |
| BR | Exit | BROADRIDGE FINANCIAL SOLUTIONS ORD | $0 | – | -1,800 | -100.0% | -0.06% | – |
| BABA | Exit | ALIBABA GROUP HOLDING ADR REP 1 ORDsponsored adr | $0 | – | -1,060 | -100.0% | -0.07% | – |
| FN | Exit | FABRINET ORD | $0 | – | -3,750 | -100.0% | -0.07% | – |
| CAG | Exit | CONAGRA BRANDS ORD | $0 | – | -7,250 | -100.0% | -0.07% | – |
| QRVO | Exit | QORVO ORD | $0 | – | -2,810 | -100.0% | -0.07% | – |
| TPCO | Exit | TRIBUNE PUBLISHING ORD | $0 | – | -17,500 | -100.0% | -0.07% | – |
| DPG | Exit | DUFF & PHELPS GLOBAL UTILITY INCM CF | $0 | – | -13,980 | -100.0% | -0.07% | – |
| ECA | Exit | ENCANA ORD | $0 | – | -28,858 | -100.0% | -0.07% | – |
| UTF | Exit | COHEN AND STEERS INFRASTRUCTURE CF | $0 | – | -8,569 | -100.0% | -0.07% | – |
| TVPT | Exit | TRAVELPORT WORLDWIDE ORD | $0 | – | -13,400 | -100.0% | -0.07% | – |
| UTG | Exit | REAVES UTILITY INCOME CF | $0 | – | -6,313 | -100.0% | -0.07% | – |
| MRVL | Exit | MARVELL TECHNOLOGY GROUP ORD | $0 | – | -11,096 | -100.0% | -0.08% | – |
| DSU | Exit | BLACKROCK DEBT STRATEGIES CF | $0 | – | -20,587 | -100.0% | -0.08% | – |
| HSIC | Exit | HENRY SCHEIN ORD | $0 | – | -3,750 | -100.0% | -0.08% | – |
| WCG | Exit | WELLCARE HEALTH ORD | $0 | – | -850 | -100.0% | -0.08% | – |
| RACE | Exit | FERRARI ORD | $0 | – | -1,699 | -100.0% | -0.08% | – |
| BBVA | Exit | BANCO BILBAO VIZCAYA ARGENTARIA ADR | $0 | – | -40,000 | -100.0% | -0.08% | – |
| FTCH | Exit | FARFETCH CL A ORD | $0 | – | -8,500 | -100.0% | -0.08% | – |
| PGLC | Exit | PERSHING GOLD ORD | $0 | – | -210,995 | -100.0% | -0.08% | – |
| CPRI | Exit | CAPRI HOLDINGS ORD | $0 | – | -5,500 | -100.0% | -0.09% | – |
| XHB | Exit | SPDR S&P HOMEBUILDERS ETF | $0 | – | -6,622 | -100.0% | -0.09% | – |
| FT | Exit | FRANKLIN UNIVERSAL CF | $0 | – | -37,800 | -100.0% | -0.09% | – |
| LXFT | Exit | LUXOFT HOLDING CL A ORD | $0 | – | -4,807 | -100.0% | -0.10% | – |
| SGH | Exit | SMART GLOBAL HOLDINGS ORD | $0 | – | -15,000 | -100.0% | -0.10% | – |
| BIT | Exit | BLACKROCK MULTI SECTOR INCOME CF | $0 | – | -18,049 | -100.0% | -0.10% | – |
| SCVL | Exit | SHOE CARNIVAL ORD | $0 | – | -8,900 | -100.0% | -0.10% | – |
| ICAGY | Exit | INTERNATIONAL CONSOLIDATED AIRLI ADR | $0 | – | -23,626 | -100.0% | -0.11% | – |
| HNW | Exit | PIONEER DIVERSIFIED HIGH INCM CF | $0 | – | -22,162 | -100.0% | -0.11% | – |
| LIQT | Exit | LIQTECH INTERNATIONAL ORD | $0 | – | -149,276 | -100.0% | -0.11% | – |
| TSM | Exit | TAIWAN SEMICONDUCTOR MNFTG ADR 5 ORDsponsored adr | $0 | – | -8,000 | -100.0% | -0.11% | – |
| RST | Exit | ROSETTA STONE ORD | $0 | – | -15,381 | -100.0% | -0.12% | – |
| MDCO | Exit | MEDICINES ORD | $0 | – | -12,000 | -100.0% | -0.12% | – |
| BTZ | Exit | BLACKROCK CREDIT ALLOCATION INCME CF | $0 | – | -29,194 | -100.0% | -0.12% | – |
| HYT | Exit | BLACKROCK CORPORATE HIGH YIELD CF | $0 | – | -35,503 | -100.0% | -0.12% | – |
| PVH | Exit | PVH ORD | $0 | – | -3,000 | -100.0% | -0.12% | – |
| CWB | Exit | SPDR BLMBERG BRCLY CONV SECRT ETF | $0 | – | -7,000 | -100.0% | -0.12% | – |
| XLV | Exit | SELECT SECTOR HEALTH CARE SPDR ETF | $0 | – | -4,000 | -100.0% | -0.13% | – |
| ARGX | Exit | ARGENX ADR REP ORDsponsored adr | $0 | – | -3,000 | -100.0% | -0.13% | – |
| NKE | Exit | NIKE CL B ORD | $0 | – | -4,675 | -100.0% | -0.13% | – |
| AMLP | Exit | ALPS ALERIAN MLP ETF | $0 | – | -40,280 | -100.0% | -0.14% | – |
| FMS | Exit | FRESENIUS MEDICAL ADR REPTG 0.5 ORDsponsored adr | $0 | – | -10,000 | -100.0% | -0.14% | – |
| GWPH | Exit | GW PHARMACEUTICALS ADR REP 12 ORDsponsored adr | $0 | – | -2,664 | -100.0% | -0.15% | – |
| SYNA | Exit | SYNAPTICS ORD | $0 | – | -11,900 | -100.0% | -0.16% | – |
| ALDR | Exit | ALDER BIOPHARMACEUTICALS ORD | $0 | – | -37,023 | -100.0% | -0.17% | – |
| DWDP | Exit | DOWDUPONT ORDcall | $0 | – | -14,182 | -100.0% | -0.17% | – |
| MFGP | Exit | MICRO FOCUS INTERNATIONAL ADR | $0 | – | -19,998 | -100.0% | -0.18% | – |
| GRMN | Exit | GARMIN ORD | $0 | – | -6,200 | -100.0% | -0.18% | – |
| TV | Exit | GRUPO TELVISA ADS REP 5 ORD PTG CERT | $0 | – | -50,000 | -100.0% | -0.19% | – |
| GRAM | Exit | GRANA Y MONTERO ADS REP 5 ORD | $0 | – | -159,084 | -100.0% | -0.19% | – |
| LITE | Exit | LUMENTUM HOLDINGS ORD | $0 | – | -11,150 | -100.0% | -0.22% | – |
| FDX | Exit | FEDEX ORD | $0 | – | -3,740 | -100.0% | -0.23% | – |
| XPO | Exit | XPO LOGISTICS ORD | $0 | – | -13,000 | -100.0% | -0.24% | – |
| LYFT | Exit | LYFT CL A ORD | $0 | – | -8,950 | -100.0% | -0.24% | – |
| XLU | Exit | SELECT SECTOR UTI SELECT SPDR ETF | $0 | – | -12,254 | -100.0% | -0.24% | – |
| DOW | Exit | DOW ORD | $0 | – | -14,886 | -100.0% | -0.26% | – |
| BTI | Exit | BRITISH AMERICAN TOBACCO ADR REP ORDsponsored adr | $0 | – | -19,474 | -100.0% | -0.28% | – |
| QQQ | Exit | INVSC QQQ TRUST SRS 1 ETF | $0 | – | -4,552 | -100.0% | -0.28% | – |
| DEO | Exit | DIAGEO ADR REP 4 ORDsponsored adr | $0 | – | -5,000 | -100.0% | -0.28% | – |
| DB | Exit | DEUTSCHE BANK N ORD | $0 | – | -113,000 | -100.0% | -0.31% | – |
| ASML | Exit | ASML HOLDING ADR REP ORDsponsored adr | $0 | – | -5,000 | -100.0% | -0.32% | – |
| HYD | Exit | VANECK VECTR HG YLD MCPL INDX ETF | $0 | – | -15,000 | -100.0% | -0.32% | – |
| FITB | Exit | FIFTH THIRD BANCORP ORD | $0 | – | -40,000 | -100.0% | -0.34% | – |
| ITB | Exit | ISHARES US HOME CONSTRUCT ETF | $0 | – | -30,000 | -100.0% | -0.36% | – |
| FFIV | Exit | F5 NETWORKS ORD | $0 | – | -6,797 | -100.0% | -0.36% | – |
| HEI | Exit | HEICO ORD | $0 | – | -12,762 | -100.0% | -0.41% | – |
| TREX | Exit | TREX ORD | $0 | – | -20,065 | -100.0% | -0.42% | – |
| NVS | Exit | NOVARTIS ADR REPSG 1 ORDsponsored adr | $0 | – | -13,340 | -100.0% | -0.44% | – |
| BHF | Exit | BRIGHTHOUSE FINANCIAL ORD | $0 | – | -46,405 | -100.0% | -0.58% | – |
| PKX | Exit | POSCO ADR REPSG 1/4 ORDsponsored adr | $0 | – | -31,682 | -100.0% | -0.60% | – |
| RMD | Exit | RESMED ORD | $0 | – | -17,384 | -100.0% | -0.62% | – |
| GG | Exit | GOLDCORP ORD | $0 | – | -169,494 | -100.0% | -0.66% | – |
| ULTI | Exit | ULTIMATE SOFTWARE GROUP ORD | $0 | – | -6,000 | -100.0% | -0.68% | – |
| OSW | Exit | ONESPAWORLD HOLDINGS ORD | $0 | – | -148,543 | -100.0% | -0.69% | – |
| UBS | Exit | UBS GROUP N ORD | $0 | – | -200,000 | -100.0% | -0.83% | – |
| RYAAY | Exit | RYANAIR HOLDINGS ADR REP 5 ORDsponsored adr | $0 | – | -33,762 | -100.0% | -0.87% | – |
| ARRS | Exit | ARRIS INTERNATIONAL ORD | $0 | – | -100,450 | -100.0% | -1.09% | – |
| MXWL | Exit | MAXWELL TECHNOLOGIES ORD | $0 | – | -719,235 | -100.0% | -1.10% | – |
| DWDP | Exit | DOWDUPONT ORD | $0 | – | -461,718 | -100.0% | -5.66% | – |
| DIS | Exit | WALT DISNEY ORD | $0 | – | -204,444 | -100.0% | -7.76% | – |
| COTY | Exit | COTY CL A ORD | $0 | – | -2,109,499 | -100.0% | -8.30% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-07-24
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| CENTRAL GARDEN AND PET CL A ORD | 22 | Q3 2023 | 0.1% |
| ENERTECK ORD (PNK) | 22 | Q3 2023 | 0.0% |
| GENIUS PRODUCTS ORD | 22 | Q3 2023 | 0.0% |
| INPHONIC ORD (OTC) | 22 | Q3 2023 | 0.0% |
| SPDR S&P 500 ETF | 21 | Q3 2023 | 0.5% |
| CHINA INDUSTRIAL GROUP ORD (PNK) | 21 | Q3 2023 | 0.0% |
| MONEYGRAM INTERNATIONAL ORD | 20 | Q1 2023 | 3.2% |
| INTERNATIONAL BUSINESS MACHINES ORD | 20 | Q3 2023 | 0.9% |
| INVSC QQQ TRUST SRS 1 ETF | 20 | Q3 2023 | 0.1% |
| MSC INDUSTRIAL CL A ORD | 20 | Q3 2023 | 0.0% |
View FNY Investment Advisers, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-01-12 |
| 13F-HR | 2023-10-10 |
| 13F-HR | 2023-07-11 |
| 13F-HR | 2023-04-12 |
| 13F-HR | 2023-01-10 |
| 13F-HR | 2022-10-19 |
| 13F-HR | 2022-07-12 |
| 13F-HR | 2022-04-25 |
| 13F-HR/A | 2022-02-01 |
| 13F-HR | 2022-01-10 |
View FNY Investment Advisers, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.