$6.59 Billion is the total value of Rockefeller Capital Management L.P.'s 1017 reported holdings in Q3 2018. The portfolio turnover from Q2 2018 to Q3 2018 was 12.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| LUV | Sell | Southwest Airlines Co. | $222,740,000 | +21.7% | 3,566,691 | -0.8% | 3.38% | +13.5% |
| GOOG | Buy | Alphabet Inc. - Class Cclass c | $211,289,000 | +7.9% | 177,038 | +0.8% | 3.21% | +0.6% |
| CMCSA | Sell | Comcast Corporation - CL Aclass a | $201,659,000 | +7.7% | 5,694,982 | -0.2% | 3.06% | +0.4% |
| AMZN | Buy | Amazon.Com Inc | $194,833,000 | +19.8% | 97,271 | +1.6% | 2.96% | +11.6% |
| FB | Buy | Facebook Inc.class a | $192,330,000 | +8.7% | 1,169,461 | +28.4% | 2.92% | +1.3% |
| JPM | Buy | J.P. Morgan Chase & Co. | $188,819,000 | +13.6% | 1,673,338 | +4.9% | 2.87% | +5.9% |
| MSFT | Sell | Microsoft Corp. | $184,094,000 | +7.4% | 1,609,634 | -7.4% | 2.79% | +0.1% |
| V | Sell | Visa Inc - Class A Sharesclass a | $182,274,000 | -11.8% | 1,214,431 | -22.2% | 2.77% | -17.8% |
| RCL | Sell | Royal Caribbean Cruises Ltd. | $179,030,000 | +25.4% | 1,377,789 | -0.0% | 2.72% | +17.0% |
| RGA | Buy | Reinsurance Group of America, Inc. | $143,029,000 | +44.6% | 989,410 | +33.5% | 2.17% | +34.8% |
| WFC | Sell | Wells Fargo Company | $138,843,000 | -14.0% | 2,641,624 | -9.3% | 2.11% | -19.8% |
| ROST | Sell | Ross Stores, Inc. | $133,797,000 | +7.3% | 1,350,120 | -8.2% | 2.03% | +0.0% |
| CMA | Sell | Comerica Incorporated | $131,179,000 | -1.6% | 1,454,314 | -0.8% | 1.99% | -8.2% |
| MDT | Sell | Medtronic, PLC | $130,620,000 | -3.1% | 1,327,844 | -15.6% | 1.98% | -9.6% |
| CVS | Sell | CVS Health Corporation | $124,883,000 | +21.8% | 1,586,422 | -0.5% | 1.90% | +13.5% |
| SPY | Buy | SPDR S&P 500 ETF Trustexchange traded fund | $116,061,000 | +7.9% | 399,222 | +0.6% | 1.76% | +0.6% |
| BIIB | Buy | Biogen Idec Inc. | $113,632,000 | +37.6% | 321,622 | +13.0% | 1.72% | +28.3% |
| CERN | Sell | Cerner Corporation | $111,735,000 | +7.1% | 1,734,740 | -0.6% | 1.70% | -0.2% |
| UAL | Sell | United Continental Holdings Inc. | $107,537,000 | +27.4% | 1,207,472 | -0.3% | 1.63% | +18.7% |
| BP | Sell | BP PLC - Spons ADRadr | $107,481,000 | -0.6% | 2,331,488 | -1.6% | 1.63% | -7.4% |
| NVS | Buy | Novartis AG - ADRadr | $104,441,000 | +39.7% | 1,212,185 | +22.4% | 1.58% | +30.1% |
| BDX | Sell | Becton Dickinson & Co. | $103,900,000 | +8.9% | 398,084 | -0.0% | 1.58% | +1.5% |
| EOG | Sell | EOG Resources Inc. | $103,318,000 | -8.7% | 809,885 | -10.9% | 1.57% | -14.9% |
| NKE | Sell | Nike Inc. - CL Bclass b | $92,798,000 | -0.7% | 1,095,345 | -6.6% | 1.41% | -7.4% |
| SHPG | Sell | Shire PLC - ADRadr | $92,419,000 | +6.5% | 509,840 | -0.8% | 1.40% | -0.7% |
| SYF | Sell | Synchrony Financial | $83,443,000 | -8.2% | 2,684,798 | -1.4% | 1.27% | -14.3% |
| XOM | Sell | Exxon Mobil Corporation | $76,802,000 | -9.6% | 903,339 | -12.0% | 1.17% | -15.7% |
| AWK | Sell | American Water Works Co., Inc. | $73,278,000 | +1.2% | 832,992 | -1.8% | 1.11% | -5.8% |
| REGN | Sell | Regeneron Pharmaceuticals | $70,615,000 | +15.9% | 174,770 | -1.0% | 1.07% | +8.1% |
| ILMN | Sell | Illumina, Inc. | $68,478,000 | -4.5% | 186,556 | -27.3% | 1.04% | -11.0% |
| DXCM | Sell | DexCom, Inc. | $67,774,000 | -20.2% | 473,814 | -47.0% | 1.03% | -25.6% |
| FL | Buy | Foot Locker, Inc. | $65,810,000 | +5.5% | 1,290,896 | +9.0% | 1.00% | -1.7% |
| TSM | New | Taiwan Semiconductor Manufacturingadr | $64,093,000 | – | 1,451,393 | +100.0% | 0.97% | – |
| GOOGL | Sell | Alphabet Inc. - Class Aclass a | $59,785,000 | +2.0% | 49,528 | -4.6% | 0.91% | -4.9% |
| VMBS | Buy | Vanguard Mortgage Backed Securities ETFexchange traded fund | $54,645,000 | +4.7% | 1,071,467 | +5.5% | 0.83% | -2.5% |
| NCR | Sell | NCR Corp. | $51,862,000 | -6.3% | 1,825,465 | -1.2% | 0.79% | -12.7% |
| KMI | Buy | Kinder Morgan Inc. | $51,493,000 | +1.2% | 2,904,332 | +0.8% | 0.78% | -5.7% |
| CCL | Sell | Carnival Corporation | $49,795,000 | +8.0% | 780,863 | -2.9% | 0.76% | +0.8% |
| CVX | Buy | Chevron Corporation | $49,131,000 | -1.4% | 401,795 | +1.9% | 0.75% | -8.1% |
| ABMD | Sell | Abiomed, Inc | $46,631,000 | +5.8% | 103,681 | -3.8% | 0.71% | -1.4% |
| ORCL | Buy | Oracle Corporation | $45,448,000 | +17.9% | 881,486 | +0.7% | 0.69% | +9.9% |
| CX | Buy | Cemex S.A. de C.V. Spons ADRadr | $44,455,000 | +7.4% | 6,314,586 | +0.1% | 0.68% | +0.1% |
| MMSI | Sell | Merit Medical Systems, Inc. | $44,301,000 | +17.8% | 720,928 | -1.8% | 0.67% | +9.8% |
| EFA | Buy | iShares MSCI EAFE ETFexchange traded fund | $43,216,000 | +2.9% | 635,633 | +1.3% | 0.66% | -4.1% |
| INGN | Sell | Inogen Inc | $42,747,000 | +7.4% | 175,108 | -18.0% | 0.65% | +0.2% |
| PODD | Sell | Insulet Corporation | $41,081,000 | +19.2% | 387,738 | -3.6% | 0.62% | +11.2% |
| IBN | Buy | Icici Bank Limited - Spon ADRadr | $40,869,000 | +6.0% | 4,813,852 | +0.2% | 0.62% | -1.3% |
| MASI | Sell | Masimo Corporation | $39,973,000 | +25.1% | 320,965 | -1.9% | 0.61% | +16.7% |
| PAGP | Sell | Plains GP Holdings LP-CL Aclass a | $38,193,000 | +1.5% | 1,557,015 | -1.1% | 0.58% | -5.4% |
| KT | Buy | KT Corporation Sponsored ADRadr | $37,960,000 | +19.8% | 2,556,254 | +7.2% | 0.58% | +11.6% |
| VCRA | Sell | Vocera Communications Inc. | $37,179,000 | +21.6% | 1,016,367 | -0.7% | 0.56% | +13.3% |
| OMCL | Sell | Omnicell, Inc. | $36,623,000 | +35.6% | 509,365 | -1.1% | 0.56% | +26.4% |
| TRMB | Sell | Trimble Inc | $34,357,000 | +28.7% | 790,537 | -2.8% | 0.52% | +20.0% |
| FDS | Sell | FactSet Research Systems, Inc. | $32,786,000 | +10.8% | 146,554 | -1.9% | 0.50% | +3.3% |
| LFUS | Sell | Littelfuse, Inc. | $32,395,000 | -15.8% | 163,704 | -2.9% | 0.49% | -21.4% |
| HCSG | Buy | Healthcare Services Group. | $31,874,000 | -5.2% | 784,685 | +0.8% | 0.48% | -11.5% |
| PRO | Buy | PROS Holdings, Inc. | $30,657,000 | -4.0% | 875,426 | +0.3% | 0.46% | -10.6% |
| CHE | Sell | Chemed Corporation | $29,142,000 | -2.2% | 91,189 | -1.5% | 0.44% | -8.9% |
| COP | Sell | ConocoPhillips | $28,707,000 | -20.0% | 370,887 | -28.0% | 0.44% | -25.3% |
| ALNY | Buy | Alnylam Pharmaceuticals Inc. | $28,573,000 | +8.2% | 326,466 | +21.8% | 0.43% | +0.9% |
| FCFS | Buy | FirstCash Inc | $27,720,000 | -8.6% | 338,054 | +0.1% | 0.42% | -14.8% |
| FITB | Sell | Fifth Third Bancorp | $26,733,000 | -42.9% | 957,490 | -41.3% | 0.41% | -46.7% |
| MDSO | Sell | Medidata Solutions, Inc. | $26,713,000 | -10.7% | 364,380 | -1.8% | 0.40% | -16.8% |
| ITGR | Buy | Integer Holdings Corp | $26,469,000 | +32.8% | 319,093 | +3.5% | 0.40% | +23.7% |
| ONCE | Buy | Spark Therapeutics, Inc. | $25,972,000 | -11.5% | 476,121 | +34.2% | 0.39% | -17.6% |
| SSD | Buy | Simpson Manufacturing Co., Inc. | $25,967,000 | +17.0% | 358,365 | +0.4% | 0.39% | +9.1% |
| VOO | Buy | Vanguard S&P 500 ETFexchange traded fund | $25,130,000 | +7.1% | 94,102 | +0.0% | 0.38% | -0.3% |
| CSCO | Sell | Cisco Systems, Inc. | $24,517,000 | +8.7% | 503,959 | -3.8% | 0.37% | +1.4% |
| CRI | Sell | Carter's, Inc. | $24,385,000 | -12.5% | 247,313 | -3.9% | 0.37% | -18.5% |
| IPGP | Buy | IPG Photonics Corporation | $24,050,000 | -29.3% | 154,094 | +0.0% | 0.36% | -34.1% |
| CL | Buy | Colgate-Palmolive | $23,394,000 | +3.5% | 349,433 | +0.2% | 0.36% | -3.5% |
| THRM | Buy | Gentherm Inc. | $23,183,000 | +15.7% | 510,083 | +0.1% | 0.35% | +8.0% |
| KRE | Sell | SPDR S&P Regional Banking ETFexchange traded fund | $22,316,000 | -3.1% | 375,568 | -0.5% | 0.34% | -9.6% |
| RMD | Sell | ResMed Inc. | $21,643,000 | +8.5% | 187,649 | -2.5% | 0.33% | +1.2% |
| SKX | New | Skechers U.S.A., Inc. Class A | $21,356,000 | – | 764,619 | +100.0% | 0.32% | – |
| MRK | Buy | Merck & Co. Inc. | $21,344,000 | +17.2% | 300,876 | +0.3% | 0.32% | +9.1% |
| ITW | Illinois Tool Works Inc. | $21,120,000 | +1.9% | 149,659 | 0.0% | 0.32% | -5.0% | |
| HD | Sell | Home Depot Inc. | $20,954,000 | +4.0% | 101,154 | -2.0% | 0.32% | -3.0% |
| FHN | New | First Horizon National Corporation | $20,817,000 | – | 1,206,089 | +100.0% | 0.32% | – |
| TTEK | Sell | Tetra Tech, Inc. | $20,696,000 | +16.1% | 303,018 | -0.5% | 0.31% | +8.3% |
| BMI | Buy | Badger Meter, Inc. | $20,617,000 | +20.0% | 389,365 | +1.3% | 0.31% | +11.8% |
| JNJ | Sell | Johnson & Johnson | $20,265,000 | +11.4% | 146,670 | -2.2% | 0.31% | +4.1% |
| ABT | Sell | Abbott Laboratories | $20,204,000 | +15.6% | 275,410 | -3.9% | 0.31% | +8.1% |
| MG | Buy | Mistras Group Inc. | $19,676,000 | +15.2% | 907,995 | +0.4% | 0.30% | +7.6% |
| IRM | Sell | Iron Mountain Inc. | $19,639,000 | -3.3% | 568,925 | -1.9% | 0.30% | -10.0% |
| SLM | Buy | SLM Corporation | $19,304,000 | +7.1% | 1,731,256 | +10.0% | 0.29% | -0.3% |
| HON | Sell | Honeywell International Inc. | $19,277,000 | +14.2% | 115,846 | -1.1% | 0.29% | +6.5% |
| EW | Buy | Edwards Lifesciences Corporation | $19,198,000 | +19.7% | 110,269 | +0.0% | 0.29% | +11.5% |
| AAON | Buy | Aaon Inc | $19,061,000 | +15.8% | 504,272 | +1.8% | 0.29% | +7.8% |
| HXL | Buy | Hexcel Corporation | $18,600,000 | +7.7% | 277,405 | +6.6% | 0.28% | +0.4% |
| PEP | Buy | Pepsico, Inc | $18,300,000 | +3.4% | 163,682 | +0.7% | 0.28% | -3.5% |
| ORBC | Buy | Orbcomm, Inc. | $18,142,000 | +156.1% | 1,670,537 | +138.2% | 0.28% | +139.1% |
| NR | Buy | Newpark Resources, Inc. | $16,894,000 | -4.2% | 1,632,264 | +0.4% | 0.26% | -10.8% |
| WEC | Buy | WEC Energy Group, Inc. | $16,694,000 | +4.9% | 250,061 | +1.5% | 0.25% | -2.3% |
| AAPL | Sell | Apple Inc. | $14,272,000 | +4.1% | 63,220 | -14.6% | 0.22% | -2.7% |
| DIS | The Walt Disney Company | $13,772,000 | +11.6% | 117,767 | 0.0% | 0.21% | +4.0% | |
| SMP | Buy | Standard Motor Products, Inc. | $13,129,000 | +2.1% | 266,741 | +0.2% | 0.20% | -4.8% |
| PG | Procter & Gamble Co. | $12,405,000 | +6.6% | 149,041 | 0.0% | 0.19% | -0.5% | |
| INTC | Buy | Intel Corp. | $11,914,000 | -4.8% | 251,926 | +0.0% | 0.18% | -11.3% |
| VWO | Sell | Vanguard Emerging Markets ETFexchange traded fund | $11,923,000 | -3.5% | 290,791 | -0.7% | 0.18% | -10.0% |
| DIA | SPDR Dow Jones Industrial Average ETFexchange traded fund | $11,570,000 | +8.9% | 43,760 | 0.0% | 0.18% | +1.7% | |
| F | Buy | Ford Motor Company | $11,487,000 | +7.7% | 1,241,797 | +28.8% | 0.17% | 0.0% |
| IBM | Sell | Int'l Business Machines Corp. | $11,456,000 | +7.7% | 75,760 | -0.5% | 0.17% | +0.6% |
| EGOV | Sell | NIC Inc. | $10,952,000 | -5.2% | 739,997 | -0.4% | 0.17% | -11.7% |
| SRCL | Buy | Stericycle, Inc. | $9,832,000 | -9.3% | 167,555 | +0.9% | 0.15% | -15.8% |
| IWM | Buy | iShares Russell 2000 ETFexchange traded fund | $9,764,000 | +9.7% | 57,932 | +6.6% | 0.15% | +2.1% |
| NVTRQ | Buy | Nuvectra Corporation | $9,496,000 | +7.7% | 432,040 | +0.6% | 0.14% | 0.0% |
| UNH | Sell | UnitedHealth Group Inc. | $9,373,000 | +8.2% | 35,233 | -0.2% | 0.14% | +0.7% |
| MCD | Sell | McDonald's Corporation | $9,050,000 | +6.5% | 54,101 | -0.2% | 0.14% | -0.7% |
| ROP | Buy | Roper Industries Inc. | $8,784,000 | +8.8% | 29,656 | +1.3% | 0.13% | +0.8% |
| EVBG | Buy | Everbridge Inc | $8,600,000 | +22.0% | 149,202 | +0.3% | 0.13% | +13.9% |
| TXN | Sell | Texas Instruments Inc. | $8,550,000 | -3.4% | 79,701 | -0.7% | 0.13% | -9.7% |
| BMY | Sell | Bristol Myers Squibb Co. | $8,595,000 | +7.0% | 138,455 | -4.6% | 0.13% | -0.8% |
| BRKB | Berkshire Hathaway Inc - Cl Bclass b | $8,494,000 | +14.7% | 39,672 | 0.0% | 0.13% | +6.6% | |
| ANTM | Anthem Inc. | $8,345,000 | +15.2% | 30,449 | 0.0% | 0.13% | +7.6% | |
| COF | Sell | Capital One Financial Corp. | $8,037,000 | +0.2% | 84,660 | -3.0% | 0.12% | -6.9% |
| TGI | Sell | Triumph Group, Inc. | $7,841,000 | +14.3% | 336,510 | -3.9% | 0.12% | +6.2% |
| UTX | Sell | United Technologies Corp. | $6,893,000 | +11.6% | 49,303 | -0.2% | 0.10% | +4.0% |
| ARMK | Sell | Aramark | $6,591,000 | +7.5% | 153,188 | -7.3% | 0.10% | 0.0% |
| QCOM | Buy | Qualcomm Inc. | $6,420,000 | +37.7% | 89,137 | +7.3% | 0.10% | +27.6% |
| BURL | Sell | Burlington Stores, Inc. | $5,559,000 | -8.4% | 34,122 | -15.3% | 0.08% | -15.2% |
| PFE | Buy | Pfizer Inc. | $5,344,000 | +30.8% | 121,246 | +7.6% | 0.08% | +20.9% |
| TMO | Buy | Thermo Fisher Scientific Inc. | $5,141,000 | +25.5% | 21,066 | +6.6% | 0.08% | +16.4% |
| UNP | Union Pacific Corp. | $4,725,000 | +14.9% | 29,020 | 0.0% | 0.07% | +7.5% | |
| TGT | Target Corporation | $4,741,000 | +15.9% | 53,742 | 0.0% | 0.07% | +7.5% | |
| SPGI | Sell | S&P Global Inc | $4,335,000 | -58.8% | 22,188 | -57.0% | 0.07% | -61.4% |
| BGNE | Buy | BeiGene, Ltd. - ADRadr | $4,138,000 | +2965.2% | 24,025 | +2639.5% | 0.06% | +3050.0% |
| GE | Sell | General Electric Co. | $4,176,000 | -17.4% | 369,866 | -0.4% | 0.06% | -23.2% |
| GLD | Buy | SPDR Gold Sharesexchange traded fund | $4,093,000 | +6.4% | 36,295 | +12.0% | 0.06% | -1.6% |
| TIP | Buy | iShares TIPS Bond ETFexchange traded fund | $3,965,000 | +20.9% | 35,842 | +23.4% | 0.06% | +13.2% |
| KEP | Sell | Korea Electric Power Corp. SP ADRadr | $3,942,000 | -65.0% | 299,309 | -61.8% | 0.06% | -67.2% |
| AVGO | Sell | Broadcom Inc. | $3,913,000 | -0.7% | 15,862 | -2.3% | 0.06% | -7.8% |
| ING | Buy | ING Groep N.V. - Sponsored ADRadr | $3,785,000 | +24.0% | 291,829 | +36.9% | 0.06% | +14.0% |
| ABBV | Sell | AbbVie Inc. | $3,782,000 | -2.8% | 39,995 | -4.8% | 0.06% | -9.5% |
| CELG | Sell | Celgene Corp. | $3,750,000 | +11.8% | 41,897 | -0.8% | 0.06% | +3.6% |
| GS | Sell | Goldman Sachs Group, Inc. | $3,658,000 | -19.5% | 16,311 | -20.9% | 0.06% | -24.3% |
| TYL | Sell | Tyler Technologies, Inc. | $3,675,000 | -6.4% | 14,998 | -15.2% | 0.06% | -12.5% |
| MA | Mastercard Inc - Class Aclass a | $3,608,000 | +13.3% | 16,207 | 0.0% | 0.06% | +5.8% | |
| BRKA | Berkshire Hathaway Inc. - Class Aclass a | $3,520,000 | +13.5% | 11 | 0.0% | 0.05% | +3.9% | |
| IVV | Buy | iShares Core S&P 500 ETFexchange traded fund | $3,499,000 | +1167.8% | 11,952 | +1082.2% | 0.05% | +1225.0% |
| DOV | Dover Corp. | $3,427,000 | +21.0% | 38,710 | 0.0% | 0.05% | +13.0% | |
| HBAN | Sell | Huntington Bancshares Incorporated | $3,312,000 | -11.8% | 221,962 | -12.7% | 0.05% | -18.0% |
| TTE | Sell | Total SA - Spons ADRadr | $3,323,000 | +1.8% | 51,607 | -4.2% | 0.05% | -5.7% |
| RDSA | Royal Dutch Shell PLC-ADR Aadr | $3,210,000 | -1.6% | 47,121 | 0.0% | 0.05% | -7.5% | |
| AOS | Sell | Smith (A.O.) Corp | $3,245,000 | -11.6% | 60,795 | -2.0% | 0.05% | -18.3% |
| IJT | iShares S&P Small-Cap 600 Growth ETFexchange traded fund | $3,026,000 | +6.8% | 15,000 | 0.0% | 0.05% | 0.0% | |
| CNI | Canadian National Railway Company | $2,973,000 | +9.9% | 33,102 | 0.0% | 0.04% | +2.3% | |
| EPD | Enterprise Products Partners MLPmaster limited partnership | $2,951,000 | +3.8% | 102,722 | 0.0% | 0.04% | -2.2% | |
| VIG | Vanguard Dividend Appreciation Index Fdexchange traded fund | $2,955,000 | +8.9% | 26,698 | 0.0% | 0.04% | +2.3% | |
| DVY | iShares Select Dividend ETFexchange traded fund | $2,893,000 | +2.1% | 29,000 | 0.0% | 0.04% | -4.3% | |
| C | Sell | Citigroup Inc. | $2,824,000 | -6.5% | 39,371 | -12.8% | 0.04% | -12.2% |
| DHR | Sell | Danaher Corporation | $2,610,000 | -67.9% | 24,021 | -70.9% | 0.04% | -69.9% |
| BK | Bank of New York Mellon Corporation | $2,660,000 | -5.5% | 52,172 | 0.0% | 0.04% | -13.0% | |
| EEM | Buy | iShares MSCI Emerging Markets ETFexchange traded fund | $2,571,000 | +0.5% | 59,907 | +1.5% | 0.04% | -7.1% |
| MET | Sell | MetLife, Inc. | $2,503,000 | +5.7% | 53,585 | -1.3% | 0.04% | -2.6% |
| BRX | Sell | Brixmor Property Group, Inc. | $2,377,000 | -14.6% | 135,774 | -15.0% | 0.04% | -20.0% |
| QQQ | Invesco QQQ Trust Series 1exchange traded fund | $2,383,000 | +8.3% | 12,825 | 0.0% | 0.04% | 0.0% | |
| CB | Sell | Chubb Limited | $2,314,000 | -3.9% | 17,315 | -8.7% | 0.04% | -10.3% |
| HUM | Humana Inc. | $2,209,000 | +13.7% | 6,524 | 0.0% | 0.03% | +6.2% | |
| LOW | Sell | Lowe's Companies | $2,246,000 | -1.3% | 19,560 | -17.9% | 0.03% | -8.1% |
| IVE | iShares S&P 500 Value ETFexchange traded fund | $2,214,000 | +5.2% | 19,114 | 0.0% | 0.03% | 0.0% | |
| IEFA | Buy | iShares Core MSCI EAFE - ETFexchange traded fund | $2,160,000 | +6.2% | 33,698 | +5.0% | 0.03% | 0.0% |
| ALLY | Sell | Ally Financial Inc | $2,139,000 | -14.7% | 80,862 | -15.3% | 0.03% | -22.0% |
| T | Sell | AT&T Inc | $2,138,000 | -48.5% | 63,666 | -50.8% | 0.03% | -52.9% |
| ACWI | Buy | iShares MSCI ACWI ETFexchange traded fund | $2,124,000 | +63.1% | 28,606 | +56.3% | 0.03% | +52.4% |
| XYL | Sell | Xylem Inc. | $2,065,000 | -61.7% | 25,858 | -67.7% | 0.03% | -64.8% |
| MMM | Sell | 3M Co. | $2,042,000 | +4.5% | 9,695 | -2.4% | 0.03% | -3.1% |
| DWDP | Buy | DowDuPont Inc. | $2,008,000 | -1.6% | 31,228 | +0.9% | 0.03% | -9.1% |
| MTG | Sell | MGIC Investment Corporation | $1,919,000 | +5.1% | 144,207 | -15.3% | 0.03% | -3.3% |
| ESRX | Sell | Express Scripts Holding, Inc. | $1,897,000 | +10.0% | 19,964 | -10.6% | 0.03% | +3.6% |
| KEY | Keycorp | $1,790,000 | +1.8% | 90,000 | 0.0% | 0.03% | -6.9% | |
| WMT | Sell | Walmart Inc | $1,807,000 | +5.8% | 19,244 | -3.5% | 0.03% | -3.6% |
| EMR | Emerson Electric Co. | $1,761,000 | +10.8% | 22,989 | 0.0% | 0.03% | +3.8% | |
| ADP | Sell | Automatic Data Processing | $1,764,000 | +8.0% | 11,710 | -3.9% | 0.03% | 0.0% |
| SONY | Sell | Sony Corporation - Spons ADRadr | $1,808,000 | -46.1% | 29,815 | -54.4% | 0.03% | -50.9% |
| RNR | Renaissance Holdings Ltd. | $1,723,000 | +11.0% | 12,900 | 0.0% | 0.03% | +4.0% | |
| ALSN | Allison Transmission Holdings, Inc. | $1,716,000 | +28.4% | 33,000 | 0.0% | 0.03% | +18.2% | |
| IVW | iShares S&P 500 Growth ETFexchange traded fund | $1,707,000 | +8.9% | 9,635 | 0.0% | 0.03% | 0.0% | |
| WES | Western Gas Partners MLPmaster limited partnership | $1,741,000 | -9.7% | 39,851 | 0.0% | 0.03% | -16.1% | |
| ETP | Energy Transfer Partners, MLPmaster limited partnership | $1,632,000 | +16.9% | 73,316 | 0.0% | 0.02% | +8.7% | |
| BIDU | Sell | Baidu.com, Inc. | $1,617,000 | -14.0% | 7,070 | -8.6% | 0.02% | -19.4% |
| APC | Anadarko Petroleum Corporation | $1,502,000 | -8.0% | 22,278 | 0.0% | 0.02% | -14.8% | |
| UPS | United Parcel Service Class B | $1,539,000 | +9.9% | 13,185 | 0.0% | 0.02% | 0.0% | |
| FEZ | SPDR Euro Stoxx 50 Fundexchange traded fund | $1,490,000 | -0.2% | 38,940 | 0.0% | 0.02% | -4.2% | |
| CRM | Buy | Salesforce.com, Inc. | $1,500,000 | +17.0% | 9,430 | +0.4% | 0.02% | +9.5% |
| DGX | Sell | Quest Diagnostics Incorporated | $1,473,000 | -20.4% | 13,654 | -18.9% | 0.02% | -26.7% |
| ALXN | Buy | Alexion Pharmaceuticals, Inc. | $1,468,000 | +37.8% | 10,562 | +23.2% | 0.02% | +29.4% |
| BLK | Buy | BlackRock, Inc Class A | $1,453,000 | -5.2% | 3,083 | +0.5% | 0.02% | -12.0% |
| CHTR | Buy | Charter Communications Inc.class a | $1,435,000 | +175.4% | 4,403 | +147.8% | 0.02% | +175.0% |
| DFS | Buy | Discover Financial Services | $1,394,000 | +525.1% | 18,228 | +476.7% | 0.02% | +425.0% |
| PAA | Plains All American Pipeline, MLPmaster limited partnership | $1,368,000 | +5.8% | 54,686 | 0.0% | 0.02% | 0.0% | |
| NVO | Sell | Novo Nordisk A/S-Spons ADRadr | $1,285,000 | +0.4% | 27,250 | -1.8% | 0.02% | -4.8% |
| EL | The Estee Lauder Companies Inc. Class Aclass a | $1,250,000 | +1.8% | 8,601 | 0.0% | 0.02% | -5.0% | |
| LNG | Sell | Cheniere Energy, Inc. | $1,248,000 | -2.0% | 17,966 | -8.0% | 0.02% | -9.5% |
| ACN | Accenture Plc | $1,219,000 | +4.0% | 7,165 | 0.0% | 0.02% | 0.0% | |
| ZBH | Zimmer Biomet Holdings, Inc. | $1,203,000 | +17.9% | 9,150 | 0.0% | 0.02% | +5.9% | |
| APPN | New | Appian Corporation | $1,179,000 | – | 35,628 | +100.0% | 0.02% | – |
| USB | Sell | US Bancorp | $1,165,000 | -2.9% | 22,058 | -8.1% | 0.02% | -10.0% |
| FTV | Buy | Fortive Corporation | $1,159,000 | +9.5% | 13,774 | +0.4% | 0.02% | +5.9% |
| BABA | Buy | Alibaba Group Holding Ltd. | $1,198,000 | +423.1% | 7,273 | +489.9% | 0.02% | +350.0% |
| MDY | SPDR S&P Mid-Cap 400 ETF Trustexchange traded fund | $1,213,000 | +3.5% | 3,300 | 0.0% | 0.02% | -5.3% | |
| CI | CIGNA Corporation | $1,142,000 | +22.5% | 5,485 | 0.0% | 0.02% | +13.3% | |
| EWU | iShares MSCI UK - ETFexchange traded fund | $1,133,000 | -1.9% | 33,195 | 0.0% | 0.02% | -10.5% | |
| AMT | Buy | American Tower Corporation | $1,103,000 | +1.5% | 7,589 | +0.7% | 0.02% | -5.6% |
| ITRI | Buy | Itron, Inc. | $1,112,000 | +27.1% | 17,324 | +19.0% | 0.02% | +21.4% |
| BAC | Sell | Bank of America Corporation | $1,137,000 | -17.7% | 38,611 | -21.2% | 0.02% | -22.7% |
| KMX | CarMax, Inc. | $1,113,000 | +2.5% | 14,904 | 0.0% | 0.02% | -5.6% | |
| VFC | Buy | V.F. Corporation | $1,079,000 | +15.3% | 11,550 | +0.6% | 0.02% | +6.7% |
| TILE | Buy | Interface, Inc. | $1,056,000 | +21.1% | 45,221 | +19.0% | 0.02% | +14.3% |
| IAU | Sell | iShares Gold Trustexchange traded fund | $1,028,000 | -16.2% | 89,924 | -11.8% | 0.02% | -20.0% |
| IWV | iShares Russell 3000 ETFexchange traded fund | $1,056,000 | +6.2% | 6,127 | 0.0% | 0.02% | 0.0% | |
| VCR | Vanguard Consumer Discretionary ETFexchange traded fund | $1,083,000 | +6.4% | 6,000 | 0.0% | 0.02% | -5.9% | |
| SYK | Buy | Stryker Corporation | $1,027,000 | +12.2% | 5,777 | +6.6% | 0.02% | +6.7% |
| WTR | Buy | Aqua America Inc. | $1,030,000 | +24.7% | 27,923 | +19.0% | 0.02% | +23.1% |
| NEE | Buy | NextEra Energy, Inc. | $1,007,000 | +1.2% | 6,011 | +0.8% | 0.02% | -6.2% |
| EWJ | iShares MSCI Japan ETFexchange traded fund | $978,000 | +3.9% | 16,242 | 0.0% | 0.02% | 0.0% | |
| MTD | Mettler-Toledo International | $969,000 | +5.2% | 1,592 | 0.0% | 0.02% | 0.0% | |
| HDB | Buy | HDFC Bank Ltd. - ADRadr | $959,000 | -9.8% | 10,190 | +0.7% | 0.02% | -11.8% |
| VIS | Vanguard Industrials ETFexchange traded fund | $960,000 | +8.7% | 6,500 | 0.0% | 0.02% | +7.1% | |
| AFL | Sell | Aflac, Inc. | $929,000 | +7.9% | 19,749 | -1.4% | 0.01% | 0.0% |
| BA | Sell | Boeing Co. | $952,000 | +5.4% | 2,560 | -4.8% | 0.01% | -6.7% |
| EEP | Enbridge Energy Partners, MLPmaster limited partnership | $934,000 | +0.5% | 84,992 | 0.0% | 0.01% | -6.7% | |
| ATHN | Sell | Athenahealth Inc | $927,000 | -35.2% | 6,939 | -22.9% | 0.01% | -39.1% |
| CHL | Buy | China Mobile (Hong Kong) Limited Sp ADRadr | $897,000 | +61.0% | 18,331 | +46.2% | 0.01% | +55.6% |
| IJR | Sell | iShares Core S&P Small-Cap ETFexchange traded fund | $945,000 | -0.9% | 10,828 | -5.3% | 0.01% | -12.5% |
| GIS | General Mills, Inc. | $916,000 | -3.1% | 21,353 | 0.0% | 0.01% | -6.7% | |
| INTU | Intuit Corp. | $824,000 | +11.4% | 3,625 | 0.0% | 0.01% | +8.3% | |
| BAM | Brookfield Asset Managementclass a | $871,000 | +9.8% | 19,563 | 0.0% | 0.01% | 0.0% | |
| GLW | Sell | Corning Inc. | $844,000 | +26.5% | 23,921 | -1.4% | 0.01% | +18.2% |
| TD | Sell | Toronto-Dominion Bank | $872,000 | -17.1% | 14,339 | -21.1% | 0.01% | -23.5% |
| KO | Buy | Coca Cola Company | $848,000 | +11.9% | 18,354 | +6.3% | 0.01% | +8.3% |
| APY | Sell | Apergy Corp | $794,000 | -1.7% | 18,225 | -5.8% | 0.01% | -7.7% |
| IGSB | Buy | iShares Short-Term Corporate Bond ETFexchange traded fund | $810,000 | 0.0% | 15,622 | +100.0% | 0.01% | -7.7% |
| KB | Buy | KB Financial Group Inc. - ADRadr | $776,000 | +48.4% | 16,080 | +42.9% | 0.01% | +33.3% |
| PX | Sell | Praxair, Inc. | $806,000 | -77.6% | 5,015 | -77.9% | 0.01% | -79.7% |
| SLB | Sell | Schlumberger Ltd. | $708,000 | -86.7% | 11,624 | -85.3% | 0.01% | -87.2% |
| IOO | iShares Global 100 ETFexchange traded fund | $723,000 | +6.3% | 14,822 | 0.0% | 0.01% | 0.0% | |
| OXY | Occidental Petroleum Corporation | $704,000 | -1.8% | 8,568 | 0.0% | 0.01% | -8.3% | |
| ECL | Ecolab Inc. | $710,000 | +11.8% | 4,525 | 0.0% | 0.01% | +10.0% | |
| GWW | Grainger W W Inc. | $715,000 | +15.9% | 2,000 | 0.0% | 0.01% | +10.0% | |
| RTN | Sell | Raytheon Company | $708,000 | -12.2% | 3,427 | -17.8% | 0.01% | -15.4% |
| LMT | Sell | Lockheed Martin Corporation | $704,000 | +9.1% | 2,034 | -6.9% | 0.01% | 0.0% |
| GILD | Sell | Gilead Sciences Inc. | $740,000 | -47.7% | 9,580 | -52.0% | 0.01% | -52.2% |
| DUK | Duke Energy Corporation | $744,000 | +1.1% | 9,303 | 0.0% | 0.01% | -8.3% | |
| AON | Sell | Aon PLC | $657,000 | +4.1% | 4,273 | -7.1% | 0.01% | 0.0% |
| FLIR | Buy | FLIR Systems, Inc. | $647,000 | +40.7% | 10,523 | +19.0% | 0.01% | +42.9% |
| VO | Buy | Vanguard Mid-Cap ETFexchange traded fund | $687,000 | +110.7% | 4,184 | +102.4% | 0.01% | +100.0% |
| HAL | Halliburton Co. | $669,000 | -10.0% | 16,497 | 0.0% | 0.01% | -16.7% | |
| HSIC | New | Henry Schein, Inc. | $690,000 | – | 8,117 | +100.0% | 0.01% | – |
| GRC | Buy | The Gorman-Rupp Company | $654,000 | +24.1% | 17,925 | +19.0% | 0.01% | +11.1% |
| IRDM | Buy | Iridium Communications Inc. | $648,000 | +66.2% | 28,821 | +19.0% | 0.01% | +66.7% |
| VRSK | Buy | Verisk Analytics, Inc. | $664,000 | +32.5% | 5,505 | +18.4% | 0.01% | +25.0% |
| HASI | Buy | Hannon Armstrong Sustainable | $689,000 | +29.5% | 32,069 | +19.0% | 0.01% | +11.1% |
| AET | Sell | Aetna Inc. | $638,000 | -5.5% | 3,145 | -14.4% | 0.01% | -9.1% |
| SBUX | Starbucks Corporation | $672,000 | +16.3% | 11,820 | 0.0% | 0.01% | +11.1% | |
| VLO | Valero Energy Corporation | $643,000 | +2.7% | 5,651 | 0.0% | 0.01% | 0.0% | |
| VEU | Vanguard FTSE All-World Ex-US Index Fundexchange traded fund | $644,000 | +0.3% | 12,379 | 0.0% | 0.01% | 0.0% | |
| NATI | National Instruments Corporation | $686,000 | +15.3% | 14,184 | 0.0% | 0.01% | 0.0% | |
| CG | The Carlyle Group MLPmaster limited partnership | $564,000 | +6.0% | 25,000 | 0.0% | 0.01% | 0.0% | |
| IQV | Sell | IQVIA Holdings Inc | $578,000 | +4.9% | 4,459 | -19.4% | 0.01% | 0.0% |
| ABB | Buy | ABB Ltd. - Spon ADRadr | $577,000 | +24.9% | 24,439 | +15.2% | 0.01% | +12.5% |
| STZ | Buy | Constellation Brands, Inc. | $622,000 | -1.0% | 2,884 | +0.5% | 0.01% | -10.0% |
| SCHW | Schwab (Charles) Corp. | $611,000 | -3.9% | 12,433 | 0.0% | 0.01% | -10.0% | |
| COST | Costco Wholesale Corporation | $608,000 | +12.4% | 2,589 | 0.0% | 0.01% | 0.0% | |
| VB | Buy | Vanguard Small-Cap ETFexchange traded fund | $592,000 | +170.3% | 3,642 | +158.3% | 0.01% | +125.0% |
| HES | Hess Corp | $583,000 | +7.2% | 8,138 | 0.0% | 0.01% | 0.0% | |
| NOV | National Oilwell Varco, Inc. | $588,000 | -0.7% | 13,650 | 0.0% | 0.01% | -10.0% | |
| PSX | Phillips 66 | $594,000 | +0.3% | 5,274 | 0.0% | 0.01% | -10.0% | |
| STIP | iShares 0-5 Year TIPS Bond ETFexchange traded fund | $564,000 | -0.9% | 5,710 | 0.0% | 0.01% | 0.0% | |
| CXO | Concho Resources Inc. | $604,000 | +10.4% | 3,953 | 0.0% | 0.01% | 0.0% | |
| SYY | SYSCO Corporation | $616,000 | +7.3% | 8,400 | 0.0% | 0.01% | 0.0% | |
| TJX | The TJX Companies, Inc. | $589,000 | +17.6% | 5,260 | 0.0% | 0.01% | +12.5% | |
| LLY | Eli Lilly & Co. | $532,000 | +25.8% | 4,959 | 0.0% | 0.01% | +14.3% | |
| NS | NuStar Energy MLPmaster limited partnership | $524,000 | +22.7% | 18,850 | 0.0% | 0.01% | +14.3% | |
| BEP | Buy | Brookfield Renewable Partners MLPmaster limited partnership | $557,000 | +19.8% | 18,403 | +19.0% | 0.01% | 0.0% |
| AEP | Buy | American Electric Power Company, Inc. | $539,000 | +3.7% | 7,605 | +1.3% | 0.01% | 0.0% |
| VZ | Sell | Verizon Communications | $545,000 | -5.7% | 10,211 | -11.1% | 0.01% | -11.1% |
| GG | Sell | Goldcorp Inc. | $533,000 | -36.6% | 52,267 | -14.8% | 0.01% | -42.9% |
| ZTS | Buy | Zoetis Inc. | $539,000 | +505.6% | 5,887 | +462.8% | 0.01% | +700.0% |
| XEC | Cimarex Energy Co. | $558,000 | -8.5% | 6,000 | 0.0% | 0.01% | -20.0% | |
| HP | Helmerich & Payne, Inc. | $495,000 | +7.8% | 7,200 | 0.0% | 0.01% | +14.3% | |
| PYPL | Buy | PayPal Holdings Inc. | $545,000 | +193.0% | 6,198 | +176.8% | 0.01% | +166.7% |
| DVN | Devon Energy Corporation | $454,000 | -9.2% | 11,373 | 0.0% | 0.01% | -12.5% | |
| ENB | Enbridge Inc. | $494,000 | -9.7% | 15,313 | 0.0% | 0.01% | -22.2% | |
| NBIX | Neurocrine Biosciences, Inc. | $452,000 | +25.2% | 3,675 | 0.0% | 0.01% | +16.7% | |
| UL | Buy | Unilever Plc - Sponsored ADRadr | $436,000 | +16.6% | 7,928 | +17.2% | 0.01% | +16.7% |
| ITM | VanEck Vectors AMT-Free Intermediateexchange traded fund | $472,000 | -1.0% | 20,263 | 0.0% | 0.01% | -12.5% | |
| IWO | Sell | iShares Russell 2000 Growth ETFexchange traded fund | $477,000 | +2.1% | 2,220 | -2.8% | 0.01% | -12.5% |
| FTI | TechnipFMC PLC | $441,000 | -1.6% | 14,100 | 0.0% | 0.01% | 0.0% | |
| APD | Air Products and Chemicals, Inc. | $436,000 | +7.1% | 2,611 | 0.0% | 0.01% | 0.0% | |
| PNR | Sell | Pentair, PLC | $465,000 | -11.3% | 10,720 | -13.9% | 0.01% | -22.2% |
| FLT | Buy | FleetCor Technologies Inc. | $476,000 | +765.5% | 2,089 | +694.3% | 0.01% | +600.0% |
| WBA | Buy | Walgreens Boots Alliance Inc | $492,000 | +5366.7% | 6,752 | +4654.9% | 0.01% | – |
| UNF | UniFirst Corporation | $405,000 | -1.9% | 2,335 | 0.0% | 0.01% | -14.3% | |
| BKNG | Booking Holdings Inc | $407,000 | -2.2% | 205 | 0.0% | 0.01% | -14.3% | |
| OII | Oceaneering International, Inc | $399,000 | +8.4% | 14,460 | 0.0% | 0.01% | 0.0% | |
| SCZ | iShares MSCI EAFE Small-Cap ETFexchange traded fund | $377,000 | -0.8% | 6,050 | 0.0% | 0.01% | 0.0% | |
| BAX | Baxter Int'l Inc. | $393,000 | +4.5% | 5,095 | 0.0% | 0.01% | 0.0% | |
| OLED | Universal Display Corporation | $370,000 | +37.0% | 3,138 | 0.0% | 0.01% | +50.0% | |
| YUM | Yum! Brands, Inc. | $370,000 | +16.4% | 4,070 | 0.0% | 0.01% | +20.0% | |
| LBTYK | Buy | Liberty Global, PLC. - Series Cseries c | $387,000 | +101.6% | 13,744 | +90.9% | 0.01% | +100.0% |
| CE | Buy | Celanese Corp Ser - A | $392,000 | +5500.0% | 3,441 | +5541.0% | 0.01% | – |
| DEO | Buy | Diageo Plc - sponsored ADRadr | $424,000 | +748.0% | 2,995 | +768.1% | 0.01% | +500.0% |
| AGG | iShares Core U.S. Aggregate Bond ETFexchange traded fund | $299,000 | -1.0% | 2,833 | 0.0% | 0.01% | 0.0% | |
| MMP | Magellan Midstream Partners, MLPmaster limited partnership | $311,000 | -1.9% | 4,592 | 0.0% | 0.01% | 0.0% | |
| KR | New | Kroger Co. | $357,000 | – | 12,251 | +100.0% | 0.01% | – |
| CWI | Consumer Discretionary Select Sector | $328,000 | +0.9% | 8,777 | 0.0% | 0.01% | 0.0% | |
| TDOC | Teladoc Health, Inc. | $331,000 | +49.1% | 3,828 | 0.0% | 0.01% | +25.0% | |
| SRPT | Buy | Sarepta Therapeutics, Inc. | $300,000 | +85.2% | 1,857 | +51.6% | 0.01% | +66.7% |
| AMGN | Amgen Inc. | $354,000 | +12.4% | 1,707 | 0.0% | 0.01% | 0.0% | |
| BSV | Sell | Vanguard Short-Term Bond ETFexchange traded fund | $360,000 | -33.6% | 4,606 | -33.6% | 0.01% | -44.4% |
| UN | Buy | Unilever NV - NY Shares | $321,000 | +277.6% | 5,773 | +279.1% | 0.01% | +400.0% |
| SPG | Buy | Simon Property Group, Inc. | $309,000 | +5.8% | 1,746 | +2.0% | 0.01% | 0.0% |
| EXPD | Expeditors International of Washington, | $308,000 | +0.7% | 4,185 | 0.0% | 0.01% | 0.0% | |
| PRGO | New | Perrigo Company PLC | $289,000 | – | 4,079 | +100.0% | 0.00% | – |
| WAT | Buy | Waters Corporation | $285,000 | +7.5% | 1,460 | +6.6% | 0.00% | 0.0% |
| LRCX | Buy | Lam Research Corporation | $291,000 | -8.8% | 1,918 | +4.0% | 0.00% | -20.0% |
| AVNS | New | Avanos Medical Inc | $269,000 | – | 3,929 | +100.0% | 0.00% | – |
| CFG | Citizens Financial Group Inc | $244,000 | -0.8% | 6,328 | 0.0% | 0.00% | 0.0% | |
| DISCK | New | Discovery Communications Inc.class c | $243,000 | – | 8,200 | +100.0% | 0.00% | – |
| APTV | Sell | Aptiv PLC | $262,000 | -67.7% | 3,125 | -64.6% | 0.00% | -69.2% |
| VGK | Vanguard FTSE Europe ETFexchange traded fund | $240,000 | 0.0% | 4,268 | 0.0% | 0.00% | 0.0% | |
| TRV | Sell | The Travelers Companies, Inc. | $250,000 | -7.4% | 1,927 | -12.7% | 0.00% | 0.0% |
| NTRS | Northern Trust Corporation | $283,000 | -0.7% | 2,772 | 0.0% | 0.00% | -20.0% | |
| VAR | Varian Medical Systems, Inc. | $231,000 | -1.3% | 2,060 | 0.0% | 0.00% | 0.0% | |
| ELAN | New | Elanco Animal Health Inc | $274,000 | – | 7,847 | +100.0% | 0.00% | – |
| TROW | T. Rowe Price Group Inc. | $258,000 | -6.2% | 2,366 | 0.0% | 0.00% | 0.0% | |
| CDLX | New | Cardlytics, Inc. | $231,000 | – | 9,231 | +100.0% | 0.00% | – |
| PTCT | New | PTC Therapeutics Inc. | $296,000 | – | 6,307 | +100.0% | 0.00% | – |
| AXS | Axis Capital Holdings Limited | $239,000 | +3.5% | 4,150 | 0.0% | 0.00% | 0.0% | |
| MAR | Sell | Marriott International Cl A | $257,000 | -3.0% | 1,950 | -6.9% | 0.00% | 0.0% |
| SHY | iShares 1-3 Year Treasury Bond ETFexchange traded fund | $236,000 | -0.4% | 2,844 | 0.0% | 0.00% | 0.0% | |
| CDEV | New | Centennial Resource Development, Inc. | $273,000 | – | 12,500 | +100.0% | 0.00% | – |
| QRTEA | Buy | Qurate Retail Inc | $241,000 | +7933.3% | 10,829 | +8494.4% | 0.00% | – |
| MSGS | The Madison Square Garden Companyclass a | $244,000 | +1.7% | 775 | 0.0% | 0.00% | 0.0% | |
| PNC | PNC Financial Services Group | $171,000 | +1.2% | 1,252 | 0.0% | 0.00% | 0.0% | |
| NLSN | New | Nielsen Holdings PLC | $187,000 | – | 6,775 | +100.0% | 0.00% | – |
| MCHP | Microchip Technology Inc. | $216,000 | -13.3% | 2,734 | 0.0% | 0.00% | -25.0% | |
| JWA | John Wiley & Sons, Inc.class a | $182,000 | -2.7% | 3,000 | 0.0% | 0.00% | 0.0% | |
| DCI | Donaldson Company, Inc. | $192,000 | +28.9% | 3,300 | 0.0% | 0.00% | +50.0% | |
| CFR | Cullen/Frost Bankers, Inc. | $189,000 | -3.6% | 1,814 | 0.0% | 0.00% | 0.0% | |
| SABR | New | Sabre Corporation | $211,000 | – | 8,079 | +100.0% | 0.00% | – |
| HSBCPRA | HSBC Holdings PLC - Pfd,preferred | $180,000 | -3.2% | 7,000 | 0.0% | 0.00% | 0.0% | |
| ANAB | New | AnaptysBio, Inc. | $203,000 | – | 2,032 | +100.0% | 0.00% | – |
| LIVN | New | LivaNova PLC | $224,000 | – | 1,807 | +100.0% | 0.00% | – |
| CUK | Carnival PLC - ADRadr | $176,000 | +9.3% | 2,791 | 0.0% | 0.00% | 0.0% | |
| CDK | CDK Global Inc. | $228,000 | -4.2% | 3,654 | 0.0% | 0.00% | -25.0% | |
| APU | Amerigas Partners MLPmaster limited partnership | $212,000 | -6.2% | 5,354 | 0.0% | 0.00% | -25.0% | |
| MIDU | Direxion Daily Mid Cap Bull 3X Sharesexchange traded fund | $206,000 | +9.6% | 3,886 | 0.0% | 0.00% | 0.0% | |
| IGIB | Buy | iShares Intermediate-Term Corporate Bondexchange traded fund | $173,000 | 0.0% | 3,264 | +100.0% | 0.00% | 0.0% |
| STT | State Street Corp. | $203,000 | -9.8% | 2,420 | 0.0% | 0.00% | -25.0% | |
| BSM | Black Stone Minerals MLPmaster limited partnership | $204,000 | -1.4% | 11,176 | 0.0% | 0.00% | 0.0% | |
| HQY | HealthEquity Inc | $226,000 | +26.3% | 2,389 | 0.0% | 0.00% | 0.0% | |
| ISRG | Intuitive Surgical, Inc. | $170,000 | +19.7% | 297 | 0.0% | 0.00% | +50.0% | |
| IONS | Ionis Pharmaceuticals Inc | $194,000 | +24.4% | 3,753 | 0.0% | 0.00% | 0.0% | |
| AMJ | JPMorgan Alerian MLP Index ETNexchange traded fund | $203,000 | +3.0% | 7,403 | 0.0% | 0.00% | 0.0% | |
| IJH | Buy | iShares Core S&P Mid-Cap ETFexchange traded fund | $202,000 | +117.2% | 1,001 | +109.0% | 0.00% | +50.0% |
| IWR | Buy | iShares Russell Mid-Cap ETFexchange traded fund | $209,000 | +226.6% | 946 | +217.4% | 0.00% | +200.0% |
| MDLZ | Mondelez International Inc. | $184,000 | +4.5% | 4,293 | 0.0% | 0.00% | 0.0% | |
| FOXA | Twenty First Century Fox, Inc. - Aclass a | $213,000 | -7.0% | 4,604 | 0.0% | 0.00% | -25.0% | |
| WMB | New | Williams Co Inc. | $147,000 | – | 5,400 | +100.0% | 0.00% | – |
| RARE | Ultragenyx Pharmaceutical Inc. | $162,000 | -0.6% | 2,116 | 0.0% | 0.00% | -33.3% | |
| AGIO | New | AGIOS Pharmaceuticals Inc | $134,000 | – | 1,733 | +100.0% | 0.00% | – |
| NTAP | NetApp, Inc. | $120,000 | +9.1% | 1,400 | 0.0% | 0.00% | 0.0% | |
| COG | Sell | Cabot Oil & Gas Corporation -Cl Aclass a | $146,000 | -32.1% | 6,475 | -28.3% | 0.00% | -50.0% |
| EIDO | Buy | iShares MSCI Indonesia ETFexchange traded fund | $109,000 | +75.8% | 4,727 | +76.3% | 0.00% | +100.0% |
| VEA | Vanguard FTSE Developed Markets ETFexchange traded fund | $164,000 | +0.6% | 3,801 | 0.0% | 0.00% | -33.3% | |
| NYF | iShares New York Muni Bond ETFexchange traded fund | $105,000 | -0.9% | 1,935 | 0.0% | 0.00% | 0.0% | |
| SEP | Spectra Energy Partners MLPmaster limited partnership | $140,000 | +0.7% | 3,919 | 0.0% | 0.00% | 0.0% | |
| MO | Sell | Altria Group, Inc. | $137,000 | -11.0% | 2,270 | -16.2% | 0.00% | -33.3% |
| VEEV | New | Veeva Systems Inc. - Class Aclass a | $134,000 | – | 1,227 | +100.0% | 0.00% | – |
| IWN | Buy | iShares Russell 2000 Value ETFexchange traded fund | $162,000 | +20.0% | 1,220 | +19.6% | 0.00% | 0.0% |
| VOD | Vodafone Group PLC - SP ADRadr | $118,000 | -10.6% | 5,416 | 0.0% | 0.00% | 0.0% | |
| WM | Buy | Waste Management, Inc. | $137,000 | +136.2% | 1,518 | +113.8% | 0.00% | +100.0% |
| AMCX | AMC Networks Incclass a | $154,000 | +6.2% | 2,325 | 0.0% | 0.00% | 0.0% | |
| FIS | Fidelity National Information | $160,000 | +2.6% | 1,467 | 0.0% | 0.00% | -33.3% | |
| IWP | iShares Russell Mid-Cap Growth ETFexchange traded fund | $163,000 | +7.2% | 1,200 | 0.0% | 0.00% | 0.0% | |
| IWS | New | iShares Russell Mid-Cap Value ETFexchange traded fund | $123,000 | – | 1,368 | +100.0% | 0.00% | – |
| WY | Weyerhaeuser Company | $141,000 | -11.9% | 4,380 | 0.0% | 0.00% | -33.3% | |
| HPQ | HP Inc. | $139,000 | +13.0% | 5,402 | 0.0% | 0.00% | 0.0% | |
| IEF | iShares 7-10 Year Treasury Bond ETFexchange traded fund | $146,000 | -1.4% | 1,440 | 0.0% | 0.00% | 0.0% | |
| ILF | iShares Latin America 40 ETFexchange traded fund | $100,000 | +6.4% | 3,170 | 0.0% | 0.00% | 0.0% | |
| LULU | Lululemon Athletica Inc. | $162,000 | +29.6% | 1,000 | 0.0% | 0.00% | 0.0% | |
| ROK | Rockwell Automation Inc | $155,000 | +13.1% | 825 | 0.0% | 0.00% | 0.0% | |
| EGBN | Eagle Bancorp, Inc. | $131,000 | -17.6% | 2,587 | 0.0% | 0.00% | -33.3% | |
| RCKT | New | Rocket Pharmaceuticals Inc | $150,000 | – | 6,109 | +100.0% | 0.00% | – |
| RMED | New | Ra Medical Systems Inc | $120,000 | – | 6,592 | +100.0% | 0.00% | – |
| DAL | Delta Air Lines, Inc. | $108,000 | +17.4% | 1,859 | 0.0% | 0.00% | +100.0% | |
| GD | Sell | General Dynamics Corporation | $103,000 | 0.0% | 505 | -9.0% | 0.00% | 0.0% |
| XRAY | Buy | Dentsply Sirona Inc. | $127,000 | +1714.3% | 3,369 | +1941.8% | 0.00% | – |
| New | EQT Midstream Partners MLPmaster limited partnership | $141,000 | – | 2,664 | +100.0% | 0.00% | – | |
| TECH | Bio-Techne Corporation | $151,000 | +37.3% | 742 | 0.0% | 0.00% | 0.0% | |
| MHK | Mohawk Industries Inc. | $127,000 | -18.6% | 726 | 0.0% | 0.00% | -33.3% | |
| CAT | Buy | Caterpillar Inc. | $163,000 | +246.8% | 1,070 | +210.1% | 0.00% | +100.0% |
| DM | Buy | Dominion Energy Midstream Partners - MLPmaster limited partnership | $43,000 | +115.0% | 2,400 | +62.7% | 0.00% | – |
| A | Agilent Technologies, Inc. | $54,000 | +12.5% | 769 | 0.0% | 0.00% | 0.0% | |
| SIVB | SVB Financial Group | $47,000 | +6.8% | 152 | 0.0% | 0.00% | 0.0% | |
| OPHT | Ophthotech Corporation | $86,000 | -14.0% | 36,540 | 0.0% | 0.00% | -50.0% | |
| YUMC | Yum China Holdings Inc | $57,000 | -9.5% | 1,637 | 0.0% | 0.00% | 0.0% | |
| ARE | Alexandria Real Estate Equities, Inc. | $33,000 | 0.0% | 265 | 0.0% | 0.00% | 0.0% | |
| LEA | Lear Corporation | $43,000 | -21.8% | 298 | 0.0% | 0.00% | 0.0% | |
| HPE | Hewlett Packard Enterprise Company | $88,000 | +11.4% | 5,402 | 0.0% | 0.00% | 0.0% | |
| MPLX | MPLX MLPmaster limited partnership | $46,000 | 0.0% | 1,340 | 0.0% | 0.00% | 0.0% | |
| OMC | Omnicom Group | $57,000 | -10.9% | 842 | 0.0% | 0.00% | 0.0% | |
| MT | ArcelorMittal - NY Registeredadr | $49,000 | +6.5% | 1,584 | 0.0% | 0.00% | 0.0% | |
| IRWD | Ironwood Pharmaceuticals Inc. | $49,000 | -3.9% | 2,678 | 0.0% | 0.00% | 0.0% | |
| MSGN | MSG Networks Inc. | $60,000 | +7.1% | 2,325 | 0.0% | 0.00% | 0.0% | |
| BBY | Best Buy Co., Inc. | $92,000 | +7.0% | 1,159 | 0.0% | 0.00% | 0.0% | |
| DVMT | Dell Technologies Inc - CL V | $76,000 | +13.4% | 787 | 0.0% | 0.00% | 0.0% | |
| CRNX | New | Crinetics Pharmaceuticals Inc. | $91,000 | – | 3,161 | +100.0% | 0.00% | – |
| J | Jacobs Engineering Group, Inc. | $96,000 | +21.5% | 1,250 | 0.0% | 0.00% | 0.0% | |
| CRSP | Crispr Therapeutics AG | $88,000 | -24.1% | 1,979 | 0.0% | 0.00% | -50.0% | |
| AMN | AMN Healthcare Services, Inc. | $45,000 | -8.2% | 831 | 0.0% | 0.00% | 0.0% | |
| FDX | Sell | FedEx Corporation | $81,000 | -3.6% | 338 | -8.2% | 0.00% | 0.0% |
| ASML | ASML Holdings NV NY Reg Shs ADRadr | $86,000 | -4.4% | 456 | 0.0% | 0.00% | 0.0% | |
| CFRX | ContraFect Corporation | $39,000 | -4.9% | 18,736 | 0.0% | 0.00% | 0.0% | |
| LYB | LyondellBasell Industries NVclass a | $63,000 | -7.4% | 618 | 0.0% | 0.00% | 0.0% | |
| NXPI | NXP Semiconductors NV | $47,000 | -21.7% | 551 | 0.0% | 0.00% | 0.0% | |
| QGEN | Qiagen NV | $44,000 | +4.8% | 1,154 | 0.0% | 0.00% | 0.0% | |
| COTY | Coty Inc - Class Aclass a | $63,000 | -11.3% | 5,038 | 0.0% | 0.00% | 0.0% | |
| NOW | Buy | ServiceNow Inc | $84,000 | +16.7% | 430 | +2.4% | 0.00% | 0.0% |
| KAR | KAR Auction Services Inc. | $54,000 | +8.0% | 906 | 0.0% | 0.00% | 0.0% | |
| CRL | Charles River Laboratories International | $34,000 | +21.4% | 253 | 0.0% | 0.00% | – | |
| VSM | Versum Materials Inc | $47,000 | -2.1% | 1,305 | 0.0% | 0.00% | 0.0% | |
| GM | Buy | General Motors Co. | $42,000 | +425.0% | 1,238 | +544.8% | 0.00% | – |
| ANSS | ANSYS, Inc. | $49,000 | +6.5% | 262 | 0.0% | 0.00% | 0.0% | |
| SHLX | Shell Midstream Partners LP - MLPmaster limited partnership | $47,000 | -4.1% | 2,210 | 0.0% | 0.00% | 0.0% | |
| IWD | iShares Russell 1000 Value ETFexchange traded fund | $60,000 | +3.4% | 474 | 0.0% | 0.00% | 0.0% | |
| TDG | TransDigm Group, Inc. | $91,000 | +8.3% | 244 | 0.0% | 0.00% | 0.0% | |
| SH | New | Proshares Short S&P 500exchange traded fund | $97,000 | – | 3,536 | +100.0% | 0.00% | – |
| GPN | Global Payments Inc. | $38,000 | +15.2% | 295 | 0.0% | 0.00% | 0.0% | |
| NVDA | Sell | NVIDIA Corporation | $40,000 | -74.8% | 141 | -79.0% | 0.00% | -66.7% |
| VNQ | Vanguard Real Estate ETFexchange traded fund | $72,000 | 0.0% | 890 | 0.0% | 0.00% | 0.0% | |
| EA | Electronic Arts Inc. | $55,000 | -14.1% | 457 | 0.0% | 0.00% | 0.0% | |
| HIG | Hartford Financial Services | $53,000 | -1.9% | 1,056 | 0.0% | 0.00% | 0.0% | |
| AAL | American Airlines Group Inc. | $73,000 | +10.6% | 1,748 | 0.0% | 0.00% | 0.0% | |
| BBL | BHP Billiton Plc - ADRadr | $64,000 | -1.5% | 1,445 | 0.0% | 0.00% | 0.0% | |
| AZRX | AzurRx BioPharma Inc | $44,000 | -18.5% | 16,971 | 0.0% | 0.00% | 0.0% | |
| COO | The Cooper Companies, Inc. | $42,000 | +20.0% | 150 | 0.0% | 0.00% | 0.0% | |
| PHG | Koninklijke Philips Elect-N.V. NY Shs | $44,000 | +7.3% | 960 | 0.0% | 0.00% | 0.0% | |
| PSXP | Phillips 66 Partners MLPmaster limited partnership | $91,000 | 0.0% | 1,788 | 0.0% | 0.00% | 0.0% | |
| ALL | Allstate Corporation | $83,000 | +7.8% | 842 | 0.0% | 0.00% | 0.0% | |
| SNPS | Synopsys | $65,000 | +16.1% | 657 | 0.0% | 0.00% | 0.0% | |
| PM | Sell | Philip Morris International Inc. | $52,000 | -22.4% | 633 | -24.0% | 0.00% | 0.0% |
| CDNS | Cadence Design Systems, Inc. | $66,000 | +3.1% | 1,467 | 0.0% | 0.00% | 0.0% | |
| ETFC | ETrade Financial Corporation | $37,000 | -14.0% | 706 | 0.0% | 0.00% | 0.0% | |
| HEWJ | Sell | iShares Currency Hedged MSCI Japan ETFexchange traded fund | $42,000 | -51.2% | 1,240 | -53.5% | 0.00% | 0.0% |
| DLTR | Dollar Tree, Inc. | $44,000 | -2.2% | 535 | 0.0% | 0.00% | 0.0% | |
| KEYS | Keysight Technologies Inc. | $40,000 | +14.3% | 599 | 0.0% | 0.00% | 0.0% | |
| TAP | Molson Coors Brewing Co. | $83,000 | -9.8% | 1,356 | 0.0% | 0.00% | 0.0% | |
| WRB | W.R. Berkley Corporation | $82,000 | +10.8% | 1,025 | 0.0% | 0.00% | 0.0% | |
| OKE | ONEOK, Inc. | $87,000 | -2.2% | 1,279 | 0.0% | 0.00% | 0.0% | |
| MS | Morgan Stanley | $74,000 | -2.6% | 1,593 | 0.0% | 0.00% | 0.0% | |
| MSI | Motorola Solutions, Inc. | $34,000 | +13.3% | 258 | 0.0% | 0.00% | – | |
| FISV | Fiserv, Inc. | $33,000 | +10.0% | 406 | 0.0% | 0.00% | – | |
| LNC | Lincoln National Corporation | $56,000 | +9.8% | 823 | 0.0% | 0.00% | 0.0% | |
| DHI | D. R. Horton, Inc. | $47,000 | +2.2% | 1,125 | 0.0% | 0.00% | 0.0% | |
| DXC | DXC Technology Company | $43,000 | +16.2% | 459 | 0.0% | 0.00% | 0.0% | |
| ALKS | Alkermes, PLC | $79,000 | +3.9% | 1,850 | 0.0% | 0.00% | 0.0% | |
| CNC | Centene Corporation | $40,000 | +17.6% | 277 | 0.0% | 0.00% | 0.0% | |
| SBAC | SBA Communications Corporation | $59,000 | -1.7% | 366 | 0.0% | 0.00% | 0.0% | |
| APH | Amphenol Corp Class A | $73,000 | +7.4% | 778 | 0.0% | 0.00% | 0.0% | |
| G | Genpact Ltd. | $41,000 | +7.9% | 1,329 | 0.0% | 0.00% | 0.0% | |
| LQD | iShares iBoxx $ Investment Gradeexchange traded fund | $50,000 | 0.0% | 436 | 0.0% | 0.00% | 0.0% | |
| TXT | Textron Inc. | $51,000 | +8.5% | 720 | 0.0% | 0.00% | 0.0% | |
| BPL | Buckeye Partners, MLPmaster limited partnership | $67,000 | +1.5% | 1,870 | 0.0% | 0.00% | 0.0% | |
| AMP | Ameriprise Financial, Inc. | $74,000 | +5.7% | 498 | 0.0% | 0.00% | 0.0% | |
| SPB | Exit | Spectrum Brands Holdings Inc | $0 | – | -65 | -100.0% | 0.00% | – |
| CSFL | CenterState Bank Corp | $14,000 | -6.7% | 487 | 0.0% | 0.00% | – | |
| CENT | Central Garden & Pet Company | $7,000 | -22.2% | 205 | 0.0% | 0.00% | – | |
| LUMN | CenturyLink Inc. | $3,000 | +50.0% | 123 | 0.0% | 0.00% | – | |
| CHFC | Chemical Financial Corporation | $7,000 | 0.0% | 134 | 0.0% | 0.00% | – | |
| CC | The Chemours Company | $1,000 | 0.0% | 14 | 0.0% | 0.00% | – | |
| CPK | Chesapeake Utilities Corporation | $7,000 | 0.0% | 89 | 0.0% | 0.00% | – | |
| SNP | China Petroleum & Chemical Corporationadr | $8,000 | +14.3% | 81 | 0.0% | 0.00% | – | |
| CTAS | Cintas Corp | $6,000 | 0.0% | 30 | 0.0% | 0.00% | – | |
| CLX | The Clorox Company | $5,000 | 0.0% | 34 | 0.0% | 0.00% | – | |
| CTSH | Sell | Cognizant Technology Solutions Corp. | $24,000 | -68.4% | 309 | -67.8% | 0.00% | -100.0% |
| COHR | Coherent, Inc. | $8,000 | +14.3% | 45 | 0.0% | 0.00% | – | |
| COLM | Columbia Sportswear Co. | $16,000 | 0.0% | 174 | 0.0% | 0.00% | – | |
| FIX | Comfort Systems USA, Inc. | $12,000 | +20.0% | 218 | 0.0% | 0.00% | – | |
| COMM | CommScope Holding Inc. | $11,000 | 0.0% | 360 | 0.0% | 0.00% | – | |
| CYH | Community Health Care | $1,000 | 0.0% | 396 | 0.0% | 0.00% | – | |
| CAG | Conagra Brands, Inc. | $4,000 | 0.0% | 108 | 0.0% | 0.00% | – | |
| CNDT | Conduent Inc | $1,000 | – | 24 | 0.0% | 0.00% | – | |
| CLR | Continental Resources, Inc. | $24,000 | +9.1% | 345 | 0.0% | 0.00% | – | |
| CPRT | Copart, Inc. | $5,000 | 0.0% | 94 | 0.0% | 0.00% | – | |
| COR | Sell | Coresite Realty Corporation | $12,000 | -82.4% | 110 | -82.0% | 0.00% | -100.0% |
| CSGP | CoStar Group Inc. | $27,000 | +3.8% | 63 | 0.0% | 0.00% | – | |
| CCI | Crown Castle International Corp. | $8,000 | 0.0% | 71 | 0.0% | 0.00% | – | |
| CCK | Crown Holdings, Inc. | $19,000 | +11.8% | 388 | 0.0% | 0.00% | – | |
| CONE | CyrusOne Inc | $5,000 | 0.0% | 82 | 0.0% | 0.00% | – | |
| DVA | DaVita, Inc. | $1,000 | 0.0% | 20 | 0.0% | 0.00% | – | |
| DE | Deere & Company | $16,000 | +6.7% | 108 | 0.0% | 0.00% | – | |
| CPE | Sell | Callon Petroleum Co. | $5,000 | -50.0% | 386 | -56.4% | 0.00% | – |
| D | Dominion Energy Inc | $10,000 | 0.0% | 142 | 0.0% | 0.00% | – | |
| CRCQQ | California Resources Corporation | $0 | – | 2 | 0.0% | 0.00% | – | |
| EMN | Eastman Chemical Company | $8,000 | 0.0% | 85 | 0.0% | 0.00% | – | |
| EBAY | eBay Inc. | $30,000 | -9.1% | 921 | 0.0% | 0.00% | -100.0% | |
| EPC | Edgewell Personal Care Co. | $4,000 | -20.0% | 96 | 0.0% | 0.00% | – | |
| EIX | Sell | Edison International | $16,000 | -66.7% | 235 | -68.9% | 0.00% | -100.0% |
| ENR | Energizer Holdings, Inc. | $6,000 | 0.0% | 96 | 0.0% | 0.00% | – | |
| New | Energy Transfer Equity MLPmaster limited partnership | $11,000 | – | 646 | +100.0% | 0.00% | – | |
| ETM | Entercom Communications Corp | $1,000 | 0.0% | 86 | 0.0% | 0.00% | – | |
| EVHC | Envision Healthcare Corp | $3,000 | 0.0% | 72 | 0.0% | 0.00% | – | |
| EQIX | Equinix, Inc. | $24,000 | 0.0% | 55 | 0.0% | 0.00% | – | |
| EEFT | Euronet Worldwide, Inc. | $9,000 | +28.6% | 87 | 0.0% | 0.00% | – | |
| CACI | CACI International Inc - CL Aclass a | $7,000 | 0.0% | 39 | 0.0% | 0.00% | – | |
| STAY | Extended Stay America Inc. | $7,000 | 0.0% | 330 | 0.0% | 0.00% | – | |
| FMC | FMC Corporation | $23,000 | -4.2% | 269 | 0.0% | 0.00% | – | |
| CMS | CMS Energy Corporation | $14,000 | 0.0% | 294 | 0.0% | 0.00% | – | |
| CME | CME Group Inc. | $29,000 | +3.6% | 168 | 0.0% | 0.00% | – | |
| FOE | Ferro Corporation | $13,000 | +18.2% | 549 | 0.0% | 0.00% | – | |
| CIT | CIT Group, Inc. | $5,000 | 0.0% | 100 | 0.0% | 0.00% | – | |
| FAF | First American Financial Corporation | $9,000 | 0.0% | 174 | 0.0% | 0.00% | – | |
| FBNC | First Bancorp | $8,000 | -11.1% | 208 | 0.0% | 0.00% | – | |
| FRME | First Merchants Corporation | $10,000 | -9.1% | 230 | 0.0% | 0.00% | – | |
| FLS | Flowserve Corporation | $16,000 | +33.3% | 294 | 0.0% | 0.00% | – | |
| CBS | CBS Corporation - Class Bclass b | $7,000 | 0.0% | 130 | 0.0% | 0.00% | – | |
| FET | Forum Energy Technologies, Inc. | $2,000 | 0.0% | 150 | 0.0% | 0.00% | – | |
| FCX | Freeport-McMoran Copper & Gold, Inc. | $1,000 | 0.0% | 36 | 0.0% | 0.00% | – | |
| FTRCQ | Frontier Communications Corporation | $0 | – | 1 | 0.0% | 0.00% | – | |
| GLIBA | GCI Liberty Inc. | $1,000 | – | 10 | 0.0% | 0.00% | – | |
| AJG | Gallagher (Arthur J.) & Co. | $10,000 | +11.1% | 137 | 0.0% | 0.00% | – | |
| BC | Brunswick Corp | $5,000 | 0.0% | 72 | 0.0% | 0.00% | – | |
| GMWSB | New | General Motors Co. Warrants Strike @warrant | $10,000 | – | 600 | +100.0% | 0.00% | – |
| GPC | Sell | Genuine Parts Company | $4,000 | -73.3% | 43 | -73.6% | 0.00% | – |
| BFB | Brown-Forman Corporation - CL Bclass b | $28,000 | +3.7% | 552 | 0.0% | 0.00% | – | |
| LOPE | Grand Canyon Education, Inc. | $7,000 | 0.0% | 66 | 0.0% | 0.00% | – | |
| GPK | Graphic Packaging Holding Company | $3,000 | 0.0% | 238 | 0.0% | 0.00% | – | |
| GTN | Gray Television, Inc. | $10,000 | +11.1% | 558 | 0.0% | 0.00% | – | |
| GPORQ | Gulfport Energy Corp. | $1,000 | 0.0% | 112 | 0.0% | 0.00% | – | |
| HCA | HCA Healthcare Inc. | $29,000 | +38.1% | 205 | 0.0% | 0.00% | – | |
| HDS | HD Supply Holdings, Inc. | $9,000 | 0.0% | 219 | 0.0% | 0.00% | – | |
| HMSY | HMS Holdings Corporation | $14,000 | +55.6% | 425 | 0.0% | 0.00% | – | |
| HWC | Hancock Whitney Corp | $20,000 | +5.3% | 411 | 0.0% | 0.00% | – | |
| THG | Hanover Insurance Group Inc. | $26,000 | +4.0% | 213 | 0.0% | 0.00% | – | |
| HAS | Hasbro, Inc. | $31,000 | +14.8% | 294 | 0.0% | 0.00% | – | |
| HSY | Hershey Foods Corp. | $4,000 | 0.0% | 43 | 0.0% | 0.00% | – | |
| BR | Broadridge Financial Solutions LLC | $24,000 | +14.3% | 184 | 0.0% | 0.00% | – | |
| BHF | Sell | Brighthouse Financial Inc. | $11,000 | -35.3% | 238 | -45.0% | 0.00% | – |
| HHC | Howard Hughes Corporation | $0 | – | 2 | 0.0% | 0.00% | – | |
| HUBB | Hubbell Incorporated | $5,000 | +25.0% | 36 | 0.0% | 0.00% | – | |
| HII | Huntington Ingalls Industries | $4,000 | +33.3% | 15 | 0.0% | 0.00% | – | |
| BWA | Sell | BorgWarner, Inc. | $13,000 | -84.0% | 298 | -84.1% | 0.00% | -100.0% |
| IEX | IDEX Corporation | $32,000 | +10.3% | 212 | 0.0% | 0.00% | – | |
| IDXX | Idexx Laboratories Inc. | $12,000 | +20.0% | 47 | 0.0% | 0.00% | – | |
| BX | The Blackstone Group MLPmaster limited partnership | $11,000 | +10.0% | 300 | 0.0% | 0.00% | – | |
| INGR | Ingredion Incorporated | $2,000 | 0.0% | 18 | 0.0% | 0.00% | – | |
| BEAT | Biotelemetry Inc | $18,000 | +38.5% | 286 | 0.0% | 0.00% | – | |
| ICE | IntercontinentalExchange Inc. | $21,000 | 0.0% | 285 | 0.0% | 0.00% | – | |
| BIG | Big Lots, Inc. | $6,000 | 0.0% | 153 | 0.0% | 0.00% | – | |
| IFF | International Flavors & Fragrances Inc. | $30,000 | +11.1% | 217 | 0.0% | 0.00% | – | |
| IP | International Paper Co. | $4,000 | 0.0% | 80 | 0.0% | 0.00% | – | |
| IPG | The Interpublic Group of Companies, Inc. | $4,000 | -20.0% | 194 | 0.0% | 0.00% | – | |
| ERTH | Invesco Cleantech ETFexchange traded fund | $22,000 | +4.8% | 500 | 0.0% | 0.00% | – | |
| EZU | Sell | iShares MSCI EMU ETFexchange traded fund | $25,000 | -96.4% | 600 | -96.5% | 0.00% | -100.0% |
| BERY | Berry Global Group Inc. | $4,000 | 0.0% | 88 | 0.0% | 0.00% | – | |
| BHLB | Berkshire Hills Bancorp, Inc. | $10,000 | 0.0% | 253 | 0.0% | 0.00% | – | |
| JEF | Jeffries Financial Group Inc | $3,000 | 0.0% | 150 | 0.0% | 0.00% | – | |
| BMS | Bemis Company, Inc. | $13,000 | +18.2% | 261 | 0.0% | 0.00% | – | |
| JNPR | Juniper Networks, Inc. | $20,000 | +5.3% | 679 | 0.0% | 0.00% | – | |
| BBBY | Bed Bath & Beyond Inc. | $1,000 | 0.0% | 65 | 0.0% | 0.00% | – | |
| K | Kellogg Company | $4,000 | 0.0% | 62 | 0.0% | 0.00% | – | |
| KDP | New | Keurig Dr Pepper Inc | $4,000 | – | 182 | +100.0% | 0.00% | – |
| KMB | Kimberly-Clark Corp | $9,000 | +12.5% | 78 | 0.0% | 0.00% | – | |
| KN | Knowles Corp | $4,000 | 0.0% | 245 | 0.0% | 0.00% | – | |
| KSS | Kohl's Corp. | $10,000 | +11.1% | 129 | 0.0% | 0.00% | – | |
| KHC | Sell | The Kraft Heinz Company | $30,000 | -37.5% | 550 | -26.7% | 0.00% | -100.0% |
| KLIC | Kulicke and Soffa Industries, Inc. | $9,000 | 0.0% | 358 | 0.0% | 0.00% | – | |
| LB | L Brands, Inc. | $1,000 | 0.0% | 33 | 0.0% | 0.00% | – | |
| LCII | LCI Industries | $6,000 | -14.3% | 77 | 0.0% | 0.00% | – | |
| LH | Laboratory Corp of America Holdings | $23,000 | -4.2% | 134 | 0.0% | 0.00% | – | |
| LW | Lamb Weston Holdings Inc | $2,000 | 0.0% | 36 | 0.0% | 0.00% | – | |
| LAUR | Laureate Education, Inc. | $4,000 | 0.0% | 261 | 0.0% | 0.00% | – | |
| LEG | Leggett & Platt Inc. | $7,000 | -12.5% | 171 | 0.0% | 0.00% | – | |
| LBRDA | Liberty Broadband Class Aclass a | $1,000 | 0.0% | 8 | 0.0% | 0.00% | – | |
| LBRDK | Liberty Broadband Class Cclass c | $1,000 | 0.0% | 16 | 0.0% | 0.00% | – | |
| LEXEA | Liberty Expedia Holdings Inc - Aclass a | $0 | – | 6 | 0.0% | 0.00% | – | |
| LSXMA | Liberty SiriusXM Group - Class Aclass a | $1,000 | 0.0% | 33 | 0.0% | 0.00% | – | |
| LSXMK | Liberty Sirius Group - Class Cclass c | $3,000 | 0.0% | 66 | 0.0% | 0.00% | – | |
| LGND | Ligand Pharmaceuticals, Inc. | $15,000 | +36.4% | 54 | 0.0% | 0.00% | – | |
| LGFB | Lions Gate Entertainment - Bclass b | $5,000 | 0.0% | 219 | 0.0% | 0.00% | – | |
| LAD | Lithia Motors, Inc. | $7,000 | -12.5% | 89 | 0.0% | 0.00% | – | |
| LITE | Lumentum Holdings Inc | $8,000 | 0.0% | 135 | 0.0% | 0.00% | – | |
| LDL | Lydall, Inc. | $6,000 | 0.0% | 133 | 0.0% | 0.00% | – | |
| MTB | M&T Bank Corporation | $3,000 | 0.0% | 18 | 0.0% | 0.00% | – | |
| MKSI | MKS Instruments, Inc. | $11,000 | -15.4% | 135 | 0.0% | 0.00% | – | |
| MSCI | MSCI Inc. | $5,000 | 0.0% | 28 | 0.0% | 0.00% | – | |
| M | Macy's Inc. | $2,000 | -33.3% | 69 | 0.0% | 0.00% | – | |
| MAN | Manpower Inc. | $14,000 | 0.0% | 159 | 0.0% | 0.00% | – | |
| MRO | Marathon Oil Corp | $8,000 | +14.3% | 334 | 0.0% | 0.00% | – | |
| MPC | Marathon Petroleum Corporation | $26,000 | +13.0% | 323 | 0.0% | 0.00% | – | |
| MCS | The Marcus Corporation | $10,000 | +25.0% | 239 | 0.0% | 0.00% | – | |
| VAC | Buy | Marriott Vacations Worldwide Corporation | $25,000 | +150.0% | 227 | +167.1% | 0.00% | – |
| MMC | Sell | Marsh McLennan & Co. | $4,000 | -91.8% | 47 | -92.1% | 0.00% | -100.0% |
| MLM | Martin Marietta Materials, Inc | $14,000 | -22.2% | 79 | 0.0% | 0.00% | – | |
| BKR | Baker Hughes, A GE Company | $21,000 | 0.0% | 627 | 0.0% | 0.00% | – | |
| DOOR | Masonite International Corp | $3,000 | -25.0% | 53 | 0.0% | 0.00% | – | |
| MTZ | MasTec, Inc. | $8,000 | -11.1% | 174 | 0.0% | 0.00% | – | |
| MTDR | Matador Resources Company | $8,000 | +14.3% | 237 | 0.0% | 0.00% | – | |
| MCK | McKesson HBOC Inc. | $22,000 | 0.0% | 168 | 0.0% | 0.00% | – | |
| BWXT | BWX Technologies, Inc. | $25,000 | 0.0% | 394 | 0.0% | 0.00% | – | |
| MFGP | Micro Focus - Sponsored ADRadr | $12,000 | +9.1% | 663 | 0.0% | 0.00% | – | |
| AVY | Avery Dennison Corp. | $14,000 | +7.7% | 130 | 0.0% | 0.00% | – | |
| MU | Micron Technology, Inc. | $8,000 | -11.1% | 175 | 0.0% | 0.00% | – | |
| MIDD | Middleby Corp | $6,000 | +20.0% | 49 | 0.0% | 0.00% | – | |
| MCRN | Milacron Holdings Corp | $4,000 | 0.0% | 194 | 0.0% | 0.00% | – | |
| MUFG | Mitsubishi UFJ Financial Group, Inc.adr | $3,000 | 0.0% | 500 | 0.0% | 0.00% | – | |
| MNR | Monmouth Real Estate Investmentclass a | $9,000 | 0.0% | 536 | 0.0% | 0.00% | – | |
| NVR | NVR, Inc. | $10,000 | -16.7% | 4 | 0.0% | 0.00% | – | |
| NDAQ | Nasdaq Stock Market Inc. | $8,000 | 0.0% | 92 | 0.0% | 0.00% | – | |
| NTUS | Natus Medical Incorporated | $7,000 | 0.0% | 203 | 0.0% | 0.00% | – | |
| NRZ | Sell | New Residential Investment Corp. | $10,000 | -89.5% | 554 | -89.7% | 0.00% | -100.0% |
| NWL | Sell | Newell Brands Inc. | $7,000 | -63.2% | 366 | -50.6% | 0.00% | – |
| NEM | Newmont Mining Corporation | $10,000 | -16.7% | 324 | 0.0% | 0.00% | – | |
| ARW | Arrow Electronics, Inc. | $13,000 | 0.0% | 178 | 0.0% | 0.00% | – | |
| NWSA | News Corporation- Class Aclass a | $1,000 | 0.0% | 82 | 0.0% | 0.00% | – | |
| NXST | Nexstar Media Group, Inc. | $8,000 | 0.0% | 104 | 0.0% | 0.00% | – | |
| AHH | Armada Hoffler Porperties, Inc. | $9,000 | +12.5% | 565 | 0.0% | 0.00% | – | |
| NI | NiSource Inc. | $1,000 | 0.0% | 39 | 0.0% | 0.00% | – | |
| NBL | Noble Energy, Inc. | $5,000 | -16.7% | 173 | 0.0% | 0.00% | – | |
| NOC | Northrop Grumman Corporation | $22,000 | +4.8% | 69 | 0.0% | 0.00% | – | |
| ARCC | Ares Capital Corp | $7,000 | 0.0% | 399 | 0.0% | 0.00% | – | |
| ADM | Sell | Archer Daniels Midland Co. | $8,000 | -20.0% | 161 | -27.1% | 0.00% | – |
| ORLY | O'Reilly Automotive, Inc. | $19,000 | +26.7% | 56 | 0.0% | 0.00% | – | |
| OCLR | Oclaro Inc. | $7,000 | 0.0% | 815 | 0.0% | 0.00% | – | |
| ODFL | Old Dominion Freight Line, Inc. | $2,000 | 0.0% | 12 | 0.0% | 0.00% | – | |
| AMAT | Applied Materials | $18,000 | -18.2% | 468 | 0.0% | 0.00% | – | |
| OSK | Oshkosh Truck Corporation | $4,000 | 0.0% | 52 | 0.0% | 0.00% | – | |
| PJT | PJT Partners Inc. - Class Aclass a | $8,000 | 0.0% | 150 | 0.0% | 0.00% | – | |
| PPG | PPG Industries, Inc. | $3,000 | 0.0% | 32 | 0.0% | 0.00% | – | |
| PPL | Sell | PPL Corporation | $18,000 | -58.1% | 626 | -58.4% | 0.00% | -100.0% |
| PVH | PVH Corp. | $11,000 | 0.0% | 74 | 0.0% | 0.00% | – | |
| PKG | Packaging Corp of America | $25,000 | -3.8% | 231 | 0.0% | 0.00% | – | |
| PACW | PacWest Bancorp | $6,000 | 0.0% | 131 | 0.0% | 0.00% | – | |
| PH | Sell | Parker-Hannifin Corporation | $29,000 | -99.2% | 155 | -99.3% | 0.00% | -100.0% |
| PATK | Patrick Industries, Inc. | $11,000 | 0.0% | 186 | 0.0% | 0.00% | – | |
| PDCO | Patterson Dental Company | $6,000 | 0.0% | 253 | 0.0% | 0.00% | – | |
| PAYX | Sell | Paychex, Inc. | $6,000 | -86.4% | 88 | -86.2% | 0.00% | -100.0% |
| PRSP | Perspecta Inc | $6,000 | +20.0% | 227 | 0.0% | 0.00% | – | |
| PTR | PetroChina Company Ltd. -ADRadr | $0 | – | 3 | 0.0% | 0.00% | – | |
| APOG | Apogee Enterprises, Inc. | $7,000 | -12.5% | 162 | 0.0% | 0.00% | – | |
| PNFP | Pinnacle Financial Partners, Inc. | $7,000 | 0.0% | 112 | 0.0% | 0.00% | – | |
| PNW | Pinnacle West Capital Corporation | $32,000 | 0.0% | 400 | 0.0% | 0.00% | -100.0% | |
| POL | PolyOne Corporation | $11,000 | 0.0% | 255 | 0.0% | 0.00% | – | |
| APTS | Preferred Apartment Communities Inc. | $4,000 | 0.0% | 221 | 0.0% | 0.00% | – | |
| PINC | Premier Inc. - Class Aclass a | $3,000 | +50.0% | 57 | 0.0% | 0.00% | – | |
| PBH | Prestige Consumer Healthcare Inc. | $6,000 | 0.0% | 147 | 0.0% | 0.00% | – | |
| PRI | Primerica Inc. | $14,000 | +27.3% | 113 | 0.0% | 0.00% | – | |
| AIV | Apartment Investment & Managment Co. | $14,000 | +7.7% | 307 | 0.0% | 0.00% | – | |
| PGR | Progressive Corporation | $6,000 | +20.0% | 84 | 0.0% | 0.00% | – | |
| APA | Apache Corporation | $8,000 | 0.0% | 172 | 0.0% | 0.00% | – | |
| PRU | Prudential Financial, Inc. | $15,000 | +7.1% | 148 | 0.0% | 0.00% | – | |
| PEG | Public Service Enterprise Group Inc. | $19,000 | -5.0% | 362 | 0.0% | 0.00% | – | |
| QEP | QEP Resources Inc. | $6,000 | -14.3% | 567 | 0.0% | 0.00% | – | |
| QHCCQ | Quorum Health Corp | $0 | – | 72 | 0.0% | 0.00% | – | |
| RES | RPC, Inc. | $4,000 | 0.0% | 265 | 0.0% | 0.00% | – | |
| RP | RealPage, Inc. | $11,000 | +22.2% | 166 | 0.0% | 0.00% | – | |
| RHT | Red Hat Inc. | $10,000 | 0.0% | 72 | 0.0% | 0.00% | – | |
| NLY | Sell | Annaly Capital Management Inc. | $0 | -100.0% | 0 | -100.0% | 0.00% | -100.0% |
| RF | Regions Financial Corporation | $6,000 | 0.0% | 319 | 0.0% | 0.00% | – | |
| ANDV | Andeavor | $22,000 | +15.8% | 146 | 0.0% | 0.00% | – | |
| RS | Reliance Steel & Aluminium Co. | $10,000 | 0.0% | 113 | 0.0% | 0.00% | – | |
| RNST | Renasant Corporation | $8,000 | -11.1% | 188 | 0.0% | 0.00% | – | |
| RNG | RingCentral Inc - Class Aclass a | $12,000 | +33.3% | 127 | 0.0% | 0.00% | – | |
| COL | Rockwell Collins, Inc. | $3,000 | 0.0% | 20 | 0.0% | 0.00% | – | |
| ROG | Rogers Corporation | $9,000 | +28.6% | 63 | 0.0% | 0.00% | – | |
| ADI | Analog Devices, Inc. | $9,000 | -10.0% | 102 | 0.0% | 0.00% | – | |
| SEIC | SEI Investments Company | $24,000 | -4.0% | 395 | 0.0% | 0.00% | – | |
| SLG | SL Green Realty Corp. | $9,000 | -10.0% | 95 | 0.0% | 0.00% | – | |
| SM | SM Energy Company | $20,000 | +17.6% | 645 | 0.0% | 0.00% | – | |
| AME | Ametek Inc | $2,000 | 0.0% | 31 | 0.0% | 0.00% | – | |
| ABC | AmerisourceBergen Corporation | $17,000 | +6.2% | 187 | 0.0% | 0.00% | – | |
| XLF | Financial Select Sector SPDR Fundexchange traded fund | $12,000 | 0.0% | 450 | 0.0% | 0.00% | – | |
| XLRE | Real Estate Select Sector SPDR Fundexchange traded fund | $2,000 | 0.0% | 62 | 0.0% | 0.00% | – | |
| SRE | Sempra Energy | $2,000 | 0.0% | 16 | 0.0% | 0.00% | – | |
| SCI | Service Corporation International | $19,000 | +26.7% | 431 | 0.0% | 0.00% | – | |
| SERV | ServiceMaster Global Holdings Inc. | $20,000 | 0.0% | 328 | 0.0% | 0.00% | – | |
| AIG | American International Group | $18,000 | 0.0% | 340 | 0.0% | 0.00% | – | |
| SIX | Six Flags Entertainment Corporation | $5,000 | 0.0% | 70 | 0.0% | 0.00% | – | |
| SKYW | SkyWest, Inc. | $11,000 | +10.0% | 191 | 0.0% | 0.00% | – | |
| SWKS | Skyworks Solutions, Inc. | $14,000 | -6.7% | 156 | 0.0% | 0.00% | – | |
| SJM | The J. M. Smucker Company | $11,000 | -8.3% | 110 | 0.0% | 0.00% | – | |
| SNA | Snap-on Inc. | $21,000 | +16.7% | 113 | 0.0% | 0.00% | – | |
| SON | Sonoco Products Co. | $17,000 | +6.2% | 307 | 0.0% | 0.00% | – | |
| SWX | Southwest Gas Holdings Inc | $9,000 | 0.0% | 113 | 0.0% | 0.00% | – | |
| SPB | New | Spectrum Brands Holdings Inc | $5,000 | – | 65 | +100.0% | 0.00% | – |
| STAG | Stag Industrial Inc. | $8,000 | 0.0% | 279 | 0.0% | 0.00% | – | |
| SWK | Stanley Black & Decker Inc. | $6,000 | 0.0% | 43 | 0.0% | 0.00% | – | |
| STLD | Steel Dynamics, Inc. | $31,000 | 0.0% | 675 | 0.0% | 0.00% | -100.0% | |
| SCL | Stepan Company | $8,000 | +14.3% | 88 | 0.0% | 0.00% | – | |
| STL | Sterling Bancorp | $9,000 | -10.0% | 425 | 0.0% | 0.00% | – | |
| SF | Stifel Financial Corp. | $9,000 | -10.0% | 185 | 0.0% | 0.00% | – | |
| STI | SunTrust Banks, Inc. | $5,000 | 0.0% | 70 | 0.0% | 0.00% | – | |
| SUPN | Supernus Pharmaceuticals Inc. | $16,000 | -15.8% | 325 | 0.0% | 0.00% | – | |
| AMTD | TD Ameritrade Holding Corporation | $20,000 | -4.8% | 376 | 0.0% | 0.00% | – | |
| TTMI | TTM Technologies, Inc. | $8,000 | -11.1% | 483 | 0.0% | 0.00% | – | |
| ADS | Alliance Data Systems Corporation | $8,000 | 0.0% | 33 | 0.0% | 0.00% | – | |
| TPR | Tapestry, Inc. | $4,000 | +33.3% | 72 | 0.0% | 0.00% | – | |
| Y | Alleghany Corporation | $17,000 | +13.3% | 26 | 0.0% | 0.00% | – | |
| TRGP | Targa Resources Corp. | $20,000 | +11.1% | 356 | 0.0% | 0.00% | – | |
| TSLA | Tesla Inc. | $26,000 | -23.5% | 100 | 0.0% | 0.00% | -100.0% | |
| TEVA | Teva Pharmaceutical Industries Ltd. ADRadr | $31,000 | -11.4% | 1,422 | 0.0% | 0.00% | -100.0% | |
| TRI | Thomson Reuters Corporation | $14,000 | +16.7% | 308 | 0.0% | 0.00% | – | |
| DDD | 3D Systems Corporation | $3,000 | +50.0% | 167 | 0.0% | 0.00% | – | |
| BLD | TopBuild Corp | $8,000 | -33.3% | 148 | 0.0% | 0.00% | – | |
| TSS | Total System Services, Inc. | $25,000 | +19.0% | 254 | 0.0% | 0.00% | – | |
| ATSG | Air Transport Services Group Inc. | $10,000 | 0.0% | 450 | 0.0% | 0.00% | – | |
| TNET | TriNet Group, Inc. | $14,000 | 0.0% | 253 | 0.0% | 0.00% | – | |
| TRIP | TripAdvisor Inc | $1,000 | 0.0% | 13 | 0.0% | 0.00% | – | |
| TRUP | New | Trupanion, Inc. | $28,000 | – | 780 | +100.0% | 0.00% | – |
| URI | United Rentals, Inc. | $19,000 | +11.8% | 116 | 0.0% | 0.00% | – | |
| AEIS | Advanced Energy Industries, Inc. | $7,000 | -12.5% | 144 | 0.0% | 0.00% | – | |
| UNM | UnumProvident Corp. | $12,000 | +9.1% | 308 | 0.0% | 0.00% | – | |
| MTN | Vail Resorts, Inc. | $12,000 | 0.0% | 45 | 0.0% | 0.00% | – | |
| ASIX | AdvanSix Inc | $1,000 | -50.0% | 42 | 0.0% | 0.00% | – | |
| VRSN | VeriSign, Inc. | $8,000 | +14.3% | 49 | 0.0% | 0.00% | – | |
| VRTX | Vertex Pharmaceuticals Inc. | $10,000 | +25.0% | 50 | 0.0% | 0.00% | – | |
| VIAB | Viacom Inc. - Class Bclass b | $3,000 | +50.0% | 82 | 0.0% | 0.00% | – | |
| ASGN | ASGN Inc | $12,000 | 0.0% | 157 | 0.0% | 0.00% | – | |
| ANIP | Ani Pharmaceuticals Inc | $6,000 | -14.3% | 99 | 0.0% | 0.00% | – | |
| WBC | WABCO Holdings Inc. | $14,000 | 0.0% | 122 | 0.0% | 0.00% | – | |
| WAB | Wabtec Corporation | $32,000 | +6.7% | 307 | 0.0% | 0.00% | – | |
| WEB | Web.com Group Inc. | $10,000 | +11.1% | 345 | 0.0% | 0.00% | – | |
| WEN | The Wendy's Company | $6,000 | 0.0% | 327 | 0.0% | 0.00% | – | |
| WAL | Western Alliance Bancorp | $9,000 | 0.0% | 155 | 0.0% | 0.00% | – | |
| WDC | Western Digital Corporation | $5,000 | -28.6% | 90 | 0.0% | 0.00% | – | |
| WU | Western Union Co. | $12,000 | -7.7% | 626 | 0.0% | 0.00% | – | |
| WPX | WPX Energy Inc. | $13,000 | +18.2% | 622 | 0.0% | 0.00% | – | |
| XRX | Xerox Corp. | $1,000 | 0.0% | 30 | 0.0% | 0.00% | – | |
| ZION | Zions Bancorporationclass e | $28,000 | -3.4% | 552 | 0.0% | 0.00% | – | |
| ADNT | Adient PLC | $1,000 | 0.0% | 15 | 0.0% | 0.00% | – | |
| ALLE | Allegion PLC | $3,000 | +50.0% | 28 | 0.0% | 0.00% | – | |
| AGN | Sell | Allergan Plc | $17,000 | -46.9% | 87 | -53.5% | 0.00% | -100.0% |
| DOX | Amdocs Limited | $2,000 | 0.0% | 31 | 0.0% | 0.00% | – | |
| ACGL | Arch Capital Group Ltd. | $6,000 | +20.0% | 198 | 0.0% | 0.00% | – | |
| AXTA | Sell | Axalta Coating Systems Ltd. | $4,000 | -75.0% | 130 | -75.5% | 0.00% | – |
| AY | Atlantica Yield PLC | $8,000 | 0.0% | 375 | 0.0% | 0.00% | – | |
| NTB | Bank of N.T. Butterfield & Son Ltd | $10,000 | +11.1% | 200 | 0.0% | 0.00% | – | |
| DLPH | Sell | Delphi Technologies PLC | $1,000 | -98.1% | 45 | -96.2% | 0.00% | -100.0% |
| ENDP | Endo Health Solutions Inc. | $3,000 | +50.0% | 203 | 0.0% | 0.00% | – | |
| IR | Ingersoll-Rand Plc | $9,000 | +12.5% | 85 | 0.0% | 0.00% | – | |
| WFTIQ | Weatherford International PLC | $1,000 | 0.0% | 216 | 0.0% | 0.00% | – | |
| JRVR | James Rover Group Holdings Ltd.class h | $10,000 | +11.1% | 235 | 0.0% | 0.00% | – | |
| JCI | Sell | Johnson Controls International PLC | $5,000 | -83.3% | 150 | -83.1% | 0.00% | – |
| KOS | Kosmos Energy Ltd | $26,000 | +13.0% | 2,806 | 0.0% | 0.00% | – | |
| MNKKQ | Mallinckrodt PLC | $1,000 | 0.0% | 36 | 0.0% | 0.00% | – | |
| KORS | Michael Kors Holdings Limited | $18,000 | +5.9% | 259 | 0.0% | 0.00% | – | |
| NVT | Sell | Nvent Electric PLC | $4,000 | -95.5% | 134 | -96.2% | 0.00% | -100.0% |
| STX | Seagate Technology | $23,000 | -14.8% | 478 | 0.0% | 0.00% | – | |
| SIG | Signet Jewelers Ltd | $9,000 | +12.5% | 140 | 0.0% | 0.00% | – | |
| LILAK | Liberty Latin America Ltd. Class - Cclass c | $26,000 | +8.3% | 1,258 | 0.0% | 0.00% | – | |
| TEL | TE Connectivity Limited | $9,000 | 0.0% | 99 | 0.0% | 0.00% | – | |
| CHKP | Check Point Software | $4,000 | +33.3% | 34 | 0.0% | 0.00% | – | |
| CSTM | Constellium N.V. - Class Aclass a | $7,000 | +16.7% | 584 | 0.0% | 0.00% | – | |
| ILG | Exit | ILG Inc | $0 | – | -861 | -100.0% | 0.00% | – |
| SBNY | Exit | Signature Bank | $0 | – | -200 | -100.0% | 0.00% | – |
| CIM | Exit | Chimera Investment Corp. | $0 | – | -400 | -100.0% | 0.00% | – |
| DPS | Exit | Dr. Pepper Snapple Group | $0 | – | -182 | -100.0% | 0.00% | – |
| PAYC | Exit | Paycom Software Inc | $0 | – | -222 | -100.0% | 0.00% | – |
| ET | Exit | Energy Transfer Equity MLPmaster limited partnership | $0 | – | -646 | -100.0% | 0.00% | – |
| HCP | Exit | Health Care Property Investors, Inc. | $0 | – | -1,070 | -100.0% | 0.00% | – |
| FDIS | Exit | Fidelity MSCI Consumer Discretionaryexchange traded fund | $0 | – | -300 | -100.0% | 0.00% | – |
| ARI | Exit | Apollo Commercial Real Estate Finance, | $0 | – | -450 | -100.0% | 0.00% | – |
| ASHR | Exit | Xtrackers Harvest CSI 300 China A-Sharesexchange traded fund | $0 | – | -220 | -100.0% | 0.00% | – |
| PSI | Exit | Invesco Dynamic Semiconductors ETFexchange traded fund | $0 | – | -255 | -100.0% | 0.00% | – |
| HSBC | Exit | HSBC Holdings plc - Spons ADRadr | $0 | – | -180 | -100.0% | 0.00% | – |
| WELL | Exit | Welltower Inc. | $0 | – | -260 | -100.0% | 0.00% | – |
| FNCL | Exit | Fidelity MSCI Financials Index ETFexchange traded fund | $0 | – | -300 | -100.0% | 0.00% | – |
| RDSB | Exit | Royal Dutch Shell PLC - ADR Badr | $0 | – | -410 | -100.0% | 0.00% | – |
| XL | Exit | XL Group Ltd | $0 | – | -360 | -100.0% | 0.00% | – |
| FSTA | Exit | Fidelity MSCI Consumer Staples Index ETFexchange traded fund | $0 | – | -200 | -100.0% | 0.00% | – |
| EWY | Exit | iShares MSCI South Korea ETFexchange traded fund | $0 | – | -524 | -100.0% | -0.00% | – |
| PPA | Exit | Invesco Aerospace & Defense ETFexchange traded fund | $0 | – | -1,650 | -100.0% | -0.00% | – |
| FEP | Exit | First Trust Europe AlphaDEX Fundexchange traded fund | $0 | – | -980 | -100.0% | -0.00% | – |
| SSO | Exit | Ultra S&P 500 ProSharesexchange traded fund | $0 | – | -760 | -100.0% | -0.00% | – |
| IYG | Exit | iShares U.S. Financial Services ETFexchange traded fund | $0 | – | -465 | -100.0% | -0.00% | – |
| FHLC | Exit | Fidelity MSCI Health Care Index ETFexchange traded fund | $0 | – | -800 | -100.0% | -0.00% | – |
| AA | Exit | Alcoa Corp | $0 | – | -1,350 | -100.0% | -0.00% | – |
| TPIC | Exit | TPI Composites, Inc. | $0 | – | -2,077 | -100.0% | -0.00% | – |
| XME | Exit | SPDR Metals & Mining ETFexchange traded fund | $0 | – | -1,800 | -100.0% | -0.00% | – |
| OKTA | Exit | Okta, Inc. | $0 | – | -1,550 | -100.0% | -0.00% | – |
| VHT | Exit | Vanguard Health Care ETFexchange traded fund | $0 | – | -214 | -100.0% | -0.00% | – |
| APO | Exit | Apollo Global Management LLC | $0 | – | -2,645 | -100.0% | -0.00% | – |
| HACK | Exit | ETFMG Prime Cyber Security ETFexchange traded fund | $0 | – | -2,000 | -100.0% | -0.00% | – |
| AZN | Exit | AstraZeneca Group Plc - Spons ADRadr | $0 | – | -910 | -100.0% | -0.00% | – |
| IEUR | Exit | iShares Core MSCI Europe ETFexchange traded fund | $0 | – | -1,250 | -100.0% | -0.00% | – |
| FGEN | Exit | FibroGen Inc | $0 | – | -2,002 | -100.0% | -0.00% | – |
| KTWO | Exit | K2M Group Holdings Inc | $0 | – | -4,927 | -100.0% | -0.00% | – |
| WPZ | Exit | Williams Partners MLPmaster limited partnership | $0 | – | -3,615 | -100.0% | -0.00% | – |
| XBI | Exit | SPDR S&P Biotech ETFexchange traded fund | $0 | – | -1,365 | -100.0% | -0.00% | – |
| KKR | Exit | KKR & Co MLPmaster limited partnership | $0 | – | -4,100 | -100.0% | -0.00% | – |
| PHO | Exit | Invesco Water Resources ETFexchange traded fund | $0 | – | -3,390 | -100.0% | -0.00% | – |
| BOTZ | Exit | Global X Robotics & Artificialexchange traded fund | $0 | – | -4,780 | -100.0% | -0.00% | – |
| SEMG | Exit | SemGroup Corp - Class A | $0 | – | -4,745 | -100.0% | -0.00% | – |
| EQM | Exit | EQT Midstream Partners MLPmaster limited partnership | $0 | – | -2,664 | -100.0% | -0.00% | – |
| LAZ | Exit | Lazard Ltd. - Cl. Aclass a | $0 | – | -4,025 | -100.0% | -0.00% | – |
| IEMG | Exit | iShares Core MSCI Emerging Markets ETFexchange traded fund | $0 | – | -4,230 | -100.0% | -0.00% | – |
| SMFG | Exit | Sumitomo Mitsui Financial Group, Incadr | $0 | – | -33,082 | -100.0% | -0.00% | – |
| FOLD | Exit | Amicus Therapeutics Inc. | $0 | – | -19,169 | -100.0% | -0.01% | – |
| BOND | Exit | PIMCO Active Bond - ETFexchange traded fund | $0 | – | -4,892 | -100.0% | -0.01% | – |
| ITUB | Exit | Itau Unibanco Holdings SA - Pref ADRadr | $0 | – | -86,604 | -100.0% | -0.02% | – |
| FMI | Exit | Foundation Medicine Inc. | $0 | – | -10,000 | -100.0% | -0.02% | – |
| VMI | Exit | Valmont Industries, Inc. | $0 | – | -11,249 | -100.0% | -0.03% | – |
| TCF | Exit | TCF Financial Corporation | $0 | – | -138,886 | -100.0% | -0.06% | – |
| AXP | Exit | American Express Co. | $0 | – | -40,000 | -100.0% | -0.06% | – |
| ADBE | Exit | Adobe Systems Incorporated | $0 | – | -21,355 | -100.0% | -0.08% | – |
| ABAX | Exit | Abaxis, Inc. | $0 | – | -190,383 | -100.0% | -0.26% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-11-02
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 23 | Q3 2023 | 6.1% |
| APPLE INC | 23 | Q3 2023 | 5.0% |
| AMAZON COM INC | 23 | Q3 2023 | 3.8% |
| META PLATFORMS INC | 23 | Q3 2023 | 4.3% |
| SPDR S&P 500 ETF Trust | 23 | Q3 2023 | 3.5% |
| Visa Inc - Class A Shares | 23 | Q3 2023 | 3.4% |
| Alphabet Inc. - Class C | 23 | Q3 2023 | 3.4% |
| Comcast Corporation - CL A | 23 | Q3 2023 | 3.3% |
| JPMORGAN CHASE & CO | 23 | Q3 2023 | 3.0% |
| REINSURANCE GRP OF AMERICA I | 23 | Q3 2023 | 2.5% |
View Rockefeller Capital Management L.P.'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-NT/A | 2023-05-24 |
| 13F-NT/A | 2023-05-24 |
| 13F-HR | 2023-05-16 |
| 13F-NT | 2023-05-12 |
| 13F-HR | 2023-03-06 |
| 13F-NT | 2023-02-07 |
| 13F-HR | 2022-11-02 |
View Rockefeller Capital Management L.P.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.