$6.05 Billion is the total value of Rockefeller Capital Management L.P.'s 739 reported holdings in Q1 2018. The portfolio turnover from Q4 2017 to Q1 2018 was - .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| LUV | New | Southwest Airlines Co. | $207,785,000 | – | 3,627,536 | +100.0% | 3.43% | – |
| CMCSA | New | Comcast Corporation - CL Aclass a | $198,926,000 | – | 5,821,649 | +100.0% | 3.29% | – |
| V | New | Visa Inc - Class A Sharesclass a | $188,563,000 | – | 1,576,352 | +100.0% | 3.12% | – |
| GOOG | New | Alphabet Inc. - Class Cclass c | $182,757,000 | – | 177,127 | +100.0% | 3.02% | – |
| JPM | New | J.P. Morgan Chase & Co. | $181,162,000 | – | 1,647,380 | +100.0% | 2.99% | – |
| MSFT | New | Microsoft Corp. | $162,221,000 | – | 1,777,384 | +100.0% | 2.68% | – |
| AMZN | New | Amazon.Com Inc | $158,680,000 | – | 109,635 | +100.0% | 2.62% | – |
| WFC | New | Wells Fargo Company | $154,981,000 | – | 2,957,078 | +100.0% | 2.56% | – |
| FB | New | Facebook Inc.class a | $147,427,000 | – | 922,630 | +100.0% | 2.44% | – |
| CMA | New | Comerica Incorporated | $142,568,000 | – | 1,486,166 | +100.0% | 2.36% | – |
| RCL | New | Royal Caribbean Cruises Ltd. | $137,973,000 | – | 1,171,848 | +100.0% | 2.28% | – |
| ROST | New | Ross Stores, Inc. | $116,256,000 | – | 1,490,835 | +100.0% | 1.92% | – |
| SHPG | New | Shire PLC - ADRadr | $113,097,000 | – | 757,057 | +100.0% | 1.87% | – |
| MDT | New | Medtronic, PLC | $109,787,000 | – | 1,368,574 | +100.0% | 1.81% | – |
| BP | New | BP PLC - Spons ADRadr | $107,601,000 | – | 2,654,215 | +100.0% | 1.78% | – |
| SPY | New | SPDR S&P 500 ETF Trustexchange traded fund | $104,279,000 | – | 396,271 | +100.0% | 1.72% | – |
| RGA | New | Reinsurance Group of America, Inc. | $102,280,000 | – | 664,158 | +100.0% | 1.69% | – |
| CVS | New | CVS Health Corporation | $101,000,000 | – | 1,623,535 | +100.0% | 1.67% | – |
| SYF | New | Synchrony Financial | $92,403,000 | – | 2,755,812 | +100.0% | 1.53% | – |
| BDX | New | Becton Dickinson & Co. | $87,368,000 | – | 403,175 | +100.0% | 1.44% | – |
| UAL | New | United Continental Holdings Inc. | $84,777,000 | – | 1,220,344 | +100.0% | 1.40% | – |
| CERN | New | Cerner Corporation | $81,329,000 | – | 1,402,230 | +100.0% | 1.34% | – |
| NVS | New | Novartis AG - ADRadr | $81,099,000 | – | 1,003,079 | +100.0% | 1.34% | – |
| NKE | New | Nike Inc. - CL Bclass b | $79,372,000 | – | 1,194,643 | +100.0% | 1.31% | – |
| BIIB | New | Biogen Idec Inc. | $78,823,000 | – | 287,864 | +100.0% | 1.30% | – |
| XOM | New | Exxon Mobil Corporation | $73,110,000 | – | 979,892 | +100.0% | 1.21% | – |
| COP | New | ConocoPhillips | $71,270,000 | – | 1,202,079 | +100.0% | 1.18% | – |
| DXCM | New | Dexcom, Inc. | $67,132,000 | – | 905,217 | +100.0% | 1.11% | – |
| REGN | New | Regeneron Pharmaceuticals | $61,447,000 | – | 178,439 | +100.0% | 1.02% | – |
| ILMN | New | Illumina, Inc. | $61,394,000 | – | 259,685 | +100.0% | 1.02% | – |
| AWK | New | American Water Works Co., Inc. | $61,281,000 | – | 746,147 | +100.0% | 1.01% | – |
| NCR | New | NCR Corp. | $60,758,000 | – | 1,927,587 | +100.0% | 1.00% | – |
| EOG | New | EOG Resources Inc. | $55,338,000 | – | 525,689 | +100.0% | 0.91% | – |
| FL | New | Foot Locker, Inc. | $54,767,000 | – | 1,202,615 | +100.0% | 0.90% | – |
| GOOGL | New | Alphabet Inc. - Class Aclass a | $54,207,000 | – | 52,267 | +100.0% | 0.90% | – |
| VMBS | New | Vanguard Mortgage Backed Securities ETFexchange traded fund | $52,989,000 | – | 1,026,925 | +100.0% | 0.88% | – |
| FITB | New | Fifth Third Bancorp | $51,774,000 | – | 1,630,679 | +100.0% | 0.86% | – |
| CCL | New | Carnival Corporation | $49,544,000 | – | 755,471 | +100.0% | 0.82% | – |
| CVX | New | Chevron Corporation | $45,440,000 | – | 398,456 | +100.0% | 0.75% | – |
| EFA | New | iShares MSCI EAFE ETFexchange traded fund | $43,733,000 | – | 627,622 | +100.0% | 0.72% | – |
| IBN | New | Icici Bank Limited - Spon ADRadr | $42,906,000 | – | 4,848,056 | +100.0% | 0.71% | – |
| CX | New | Cemex S.A. de C.V. Spons ADRadr | $42,533,000 | – | 6,424,977 | +100.0% | 0.70% | – |
| ABMD | New | Abiomed, Inc | $40,307,000 | – | 138,516 | +100.0% | 0.67% | – |
| ORCL | New | Oracle Corporation | $40,010,000 | – | 874,534 | +100.0% | 0.66% | – |
| KMI | New | Kinder Morgan Inc. | $38,882,000 | – | 2,581,779 | +100.0% | 0.64% | – |
| PODD | New | Insulet Corporation | $38,007,000 | – | 438,473 | +100.0% | 0.63% | – |
| MSCC | New | Microsemi Corp. | $37,798,000 | – | 584,020 | +100.0% | 0.62% | – |
| IPGP | New | IPG Photonics Corporation | $37,257,000 | – | 159,642 | +100.0% | 0.62% | – |
| INGN | New | Inogen Inc | $36,612,000 | – | 298,047 | +100.0% | 0.60% | – |
| LFUS | New | Littelfuse, Inc. | $36,300,000 | – | 174,367 | +100.0% | 0.60% | – |
| MMSI | New | Merit Medical Systems, Inc. | $35,317,000 | – | 778,769 | +100.0% | 0.58% | – |
| PAGP | New | Plains GP Holdings LP-CL Aclass a | $34,685,000 | – | 1,594,717 | +100.0% | 0.57% | – |
| KT | New | KT Corporation Sponsored ADRadr | $32,460,000 | – | 2,369,333 | +100.0% | 0.54% | – |
| COG | New | Cabot Oil & Gas Corporation -Cl Aclass a | $31,023,000 | – | 1,293,691 | +100.0% | 0.51% | – |
| HCSG | New | Healthcare Services Group. | $30,154,000 | – | 693,534 | +100.0% | 0.50% | – |
| MASI | New | Masimo Corporation | $29,980,000 | – | 340,870 | +100.0% | 0.50% | – |
| PRO | New | PROS Holdings, Inc. | $29,906,000 | – | 905,983 | +100.0% | 0.49% | – |
| ALNY | New | Alnylam Pharmaceuticals Inc. | $29,507,000 | – | 247,754 | +100.0% | 0.49% | – |
| FDS | New | FactSet Research Systems, Inc. | $28,761,000 | – | 144,222 | +100.0% | 0.48% | – |
| FCFS | New | FirstCash Inc | $26,729,000 | – | 328,977 | +100.0% | 0.44% | – |
| CHE | New | Chemed Corporation | $25,996,000 | – | 95,272 | +100.0% | 0.43% | – |
| TRMB | New | Trimble Inc | $25,966,000 | – | 723,694 | +100.0% | 0.43% | – |
| CRI | New | Carter's, Inc. | $25,848,000 | – | 248,299 | +100.0% | 0.43% | – |
| HD | New | Home Depot Inc. | $25,211,000 | – | 141,440 | +100.0% | 0.42% | – |
| CL | New | Colgate-Palmolive | $24,991,000 | – | 348,647 | +100.0% | 0.41% | – |
| VCRA | New | Vocera Communications Inc. | $24,860,000 | – | 1,061,482 | +100.0% | 0.41% | – |
| VOO | New | Vanguard S&P 500 ETFexchange traded fund | $24,301,000 | – | 100,386 | +100.0% | 0.40% | – |
| MDSO | New | Medidata Solutions, Inc. | $24,168,000 | – | 384,779 | +100.0% | 0.40% | – |
| ONCE | New | Spark Therapeutics, Inc. | $23,940,000 | – | 359,512 | +100.0% | 0.40% | – |
| ITW | New | Illinois Tool Works Inc. | $22,836,000 | – | 145,766 | +100.0% | 0.38% | – |
| KRE | New | SPDR S&P Regional Banking ETFexchange traded fund | $22,681,000 | – | 375,568 | +100.0% | 0.38% | – |
| CSCO | New | Cisco Systems, Inc. | $22,471,000 | – | 523,923 | +100.0% | 0.37% | – |
| MRK | New | Merck & Co. Inc. | $22,398,000 | – | 411,195 | +100.0% | 0.37% | – |
| BMY | New | Bristol Myers Squibb Co. | $21,987,000 | – | 347,626 | +100.0% | 0.36% | – |
| DGX | New | Quest Diagnostics Incorporated | $20,634,000 | – | 205,723 | +100.0% | 0.34% | – |
| OMCL | New | Omnicell, Inc. | $20,250,000 | – | 466,581 | +100.0% | 0.34% | – |
| SSD | New | Simpson Manufacturing Co., Inc. | $19,533,000 | – | 339,165 | +100.0% | 0.32% | – |
| RMD | New | ResMed Inc. | $19,458,000 | – | 197,599 | +100.0% | 0.32% | – |
| SLM | New | SLM Corporation | $19,147,000 | – | 1,708,013 | +100.0% | 0.32% | – |
| ROP | New | Roper Industries Inc. | $19,085,000 | – | 67,995 | +100.0% | 0.32% | – |
| JNJ | New | Johnson & Johnson | $18,886,000 | – | 147,373 | +100.0% | 0.31% | – |
| HON | New | Honeywell International Inc. | $18,724,000 | – | 129,571 | +100.0% | 0.31% | – |
| EW | New | Edwards Lifesciences Corporation | $18,664,000 | – | 133,775 | +100.0% | 0.31% | – |
| WEC | New | WEC Energy Group, Inc. | $18,569,000 | – | 296,170 | +100.0% | 0.31% | – |
| AAON | New | Aaon Inc | $18,241,000 | – | 467,728 | +100.0% | 0.30% | – |
| IRM | New | Iron Mountain Inc. | $18,207,000 | – | 554,069 | +100.0% | 0.30% | – |
| THRM | New | Gentherm Inc. | $17,942,000 | – | 528,486 | +100.0% | 0.30% | – |
| ITGR | New | Integer Holdings Corp | $17,851,000 | – | 315,661 | +100.0% | 0.30% | – |
| PEP | New | Pepsico, Inc | $17,698,000 | – | 162,141 | +100.0% | 0.29% | – |
| BMI | New | Badger Meter, Inc. | $17,433,000 | – | 369,737 | +100.0% | 0.29% | – |
| ABT | New | Abbott Laboratories | $17,312,000 | – | 288,913 | +100.0% | 0.29% | – |
| MG | New | Mistras Group Inc. | $16,226,000 | – | 856,689 | +100.0% | 0.27% | – |
| VWO | New | Vanguard Emerging Markets ETFexchange traded fund | $13,751,000 | – | 292,695 | +100.0% | 0.23% | – |
| ABAX | New | Abaxis, Inc. | $13,568,000 | – | 192,123 | +100.0% | 0.22% | – |
| INTC | New | Intel Corp. | $13,078,000 | – | 251,112 | +100.0% | 0.22% | – |
| NR | New | Newpark Resources, Inc. | $12,384,000 | – | 1,528,894 | +100.0% | 0.20% | – |
| KEP | New | Korea Electric Power Corp. SP ADRadr | $12,223,000 | – | 794,239 | +100.0% | 0.20% | – |
| AAPL | New | Apple Inc. | $12,250,000 | – | 73,008 | +100.0% | 0.20% | – |
| IBM | New | Int'l Business Machines Corp. | $12,002,000 | – | 78,221 | +100.0% | 0.20% | – |
| SMP | New | Standard Motor Products, Inc. | $11,877,000 | – | 249,664 | +100.0% | 0.20% | – |
| DIS | New | The Walt Disney Company | $11,837,000 | – | 117,846 | +100.0% | 0.20% | – |
| PG | New | Procter & Gamble Co. | $11,782,000 | – | 148,606 | +100.0% | 0.20% | – |
| SPGI | New | S&P Global Inc | $11,173,000 | – | 58,480 | +100.0% | 0.18% | – |
| F | New | Ford Motor Company | $10,684,000 | – | 964,250 | +100.0% | 0.18% | – |
| DIA | New | SPDR Dow Jones Industrial Average ETFexchange traded fund | $10,564,000 | – | 43,760 | +100.0% | 0.18% | – |
| EGOV | New | NIC Inc. | $9,989,000 | – | 751,029 | +100.0% | 0.16% | – |
| SRCL | New | Stericycle, Inc. | $9,843,000 | – | 168,172 | +100.0% | 0.16% | – |
| TGI | New | Triumph Group, Inc. | $8,880,000 | – | 352,366 | +100.0% | 0.15% | – |
| COF | New | Capital One Financial Corp. | $8,550,000 | – | 89,234 | +100.0% | 0.14% | – |
| TTEK | New | Tetra Tech, Inc. | $8,464,000 | – | 172,921 | +100.0% | 0.14% | – |
| MCD | New | McDonald's Corporation | $8,456,000 | – | 54,071 | +100.0% | 0.14% | – |
| BRKB | New | Berkshire Hathaway Inc - Cl Bclass b | $8,422,000 | – | 42,222 | +100.0% | 0.14% | – |
| IWM | New | iShares Russell 2000 ETFexchange traded fund | $8,385,000 | – | 55,228 | +100.0% | 0.14% | – |
| RDSA | New | Royal Dutch Shell PLC-ADR Aadr | $8,269,000 | – | 129,586 | +100.0% | 0.14% | – |
| TXN | New | Texas Instruments Inc. | $8,279,000 | – | 79,693 | +100.0% | 0.14% | – |
| DHR | New | Danaher Corporation | $7,943,000 | – | 81,127 | +100.0% | 0.13% | – |
| TWX | New | Time Warner Inc. | $7,613,000 | – | 80,490 | +100.0% | 0.13% | – |
| UNH | New | UnitedHealth Group Inc. | $7,513,000 | – | 35,108 | +100.0% | 0.12% | – |
| ECL | New | Ecolab Inc. | $7,159,000 | – | 52,232 | +100.0% | 0.12% | – |
| ANTM | New | Anthem Inc. | $6,689,000 | – | 30,449 | +100.0% | 0.11% | – |
| ARMK | New | Aramark | $6,629,000 | – | 167,575 | +100.0% | 0.11% | – |
| XYL | New | Xylem Inc. | $6,286,000 | – | 81,718 | +100.0% | 0.10% | – |
| VZ | New | Verizon Communications | $6,244,000 | – | 130,561 | +100.0% | 0.10% | – |
| NVTRQ | New | Nuvectra Corporation | $5,593,000 | – | 429,576 | +100.0% | 0.09% | – |
| BURL | New | Burlington Stores, Inc. | $5,550,000 | – | 41,682 | +100.0% | 0.09% | – |
| RRC | New | Range Resources Corp. | $5,512,000 | – | 379,098 | +100.0% | 0.09% | – |
| ADBE | New | Adobe Systems Incorporated | $5,518,000 | – | 25,538 | +100.0% | 0.09% | – |
| GE | New | General Electric Co. | $5,376,000 | – | 398,855 | +100.0% | 0.09% | – |
| TCF | New | TCF Financial Corporation | $5,250,000 | – | 230,162 | +100.0% | 0.09% | – |
| GS | New | Goldman Sachs Group, Inc. | $5,162,000 | – | 20,494 | +100.0% | 0.08% | – |
| SLB | New | Schlumberger Ltd. | $5,107,000 | – | 78,826 | +100.0% | 0.08% | – |
| QCOM | New | Qualcomm Inc. | $4,604,000 | – | 83,097 | +100.0% | 0.08% | – |
| PFE | New | Pfizer Inc. | $4,519,000 | – | 127,338 | +100.0% | 0.08% | – |
| GLD | New | SPDR Gold Sharesexchange traded fund | $4,226,000 | – | 33,597 | +100.0% | 0.07% | – |
| TMO | New | Thermo Fisher Scientific Inc. | $4,004,000 | – | 19,395 | +100.0% | 0.07% | – |
| AOS | New | Smith (A.O.) Corp | $3,994,000 | – | 62,814 | +100.0% | 0.07% | – |
| ABBV | New | AbbVie Inc. | $3,954,000 | – | 41,773 | +100.0% | 0.06% | – |
| HBAN | New | Huntington Bancshares Incorporated | $3,923,000 | – | 259,781 | +100.0% | 0.06% | – |
| UNP | New | Union Pacific Corp. | $3,867,000 | – | 28,762 | +100.0% | 0.06% | – |
| TYL | New | Tyler Technologies, Inc. | $3,857,000 | – | 18,283 | +100.0% | 0.06% | – |
| PH | New | Parker-Hannifin Corporation | $3,785,000 | – | 22,133 | +100.0% | 0.06% | – |
| TGT | New | Target Corporation | $3,741,000 | – | 53,886 | +100.0% | 0.06% | – |
| AVGO | New | Broadcom Limited | $3,782,000 | – | 16,049 | +100.0% | 0.06% | – |
| AXP | New | American Express Co. | $3,731,000 | – | 40,000 | +100.0% | 0.06% | – |
| DOV | New | Dover Corp. | $3,781,000 | – | 38,494 | +100.0% | 0.06% | – |
| CELG | New | Celgene Corp. | $3,698,000 | – | 41,457 | +100.0% | 0.06% | – |
| IEFA | New | iShares Core MSCI EAFE - ETFexchange traded fund | $3,717,000 | – | 56,425 | +100.0% | 0.06% | – |
| MAR | New | Marriott International Cl A | $3,645,000 | – | 26,808 | +100.0% | 0.06% | – |
| FTV | New | Fortive Corporation | $3,357,000 | – | 43,310 | +100.0% | 0.06% | – |
| BRKA | New | Berkshire Hathaway Inc. - Class Aclass a | $3,290,000 | – | 11 | +100.0% | 0.05% | – |
| PX | New | Praxair, Inc. | $3,281,000 | – | 22,740 | +100.0% | 0.05% | – |
| DFS | New | Discover Financial Services | $3,246,000 | – | 45,130 | +100.0% | 0.05% | – |
| SONY | New | Sony Corporation - Spons ADRadr | $3,194,000 | – | 66,070 | +100.0% | 0.05% | – |
| TIP | New | iShares TIPS Bond ETFexchange traded fund | $3,198,000 | – | 28,290 | +100.0% | 0.05% | – |
| TTE | New | Total SA - Spons ADRadr | $3,117,000 | – | 54,031 | +100.0% | 0.05% | – |
| UTX | New | United Technologies Corp. | $3,100,000 | – | 24,638 | +100.0% | 0.05% | – |
| ING | New | ING Groep N.V. - Sponsored ADRadr | $3,114,000 | – | 183,934 | +100.0% | 0.05% | – |
| C | New | Citigroup Inc. | $3,013,000 | – | 44,632 | +100.0% | 0.05% | – |
| MA | New | Mastercard Inc - Class Aclass a | $2,804,000 | – | 16,007 | +100.0% | 0.05% | – |
| DVY | New | iShares Select Dividend ETFexchange traded fund | $2,758,000 | – | 29,000 | +100.0% | 0.05% | – |
| VIG | New | Vanguard Dividend Appreciation Index Fdexchange traded fund | $2,698,000 | – | 26,698 | +100.0% | 0.04% | – |
| EEM | New | iShares MSCI Emerging Markets ETFexchange traded fund | $2,717,000 | – | 56,284 | +100.0% | 0.04% | – |
| ALLY | New | Ally Financial Inc | $2,682,000 | – | 98,775 | +100.0% | 0.04% | – |
| BK | New | Bank of New York Mellon Corporation | $2,666,000 | – | 51,731 | +100.0% | 0.04% | – |
| IJT | New | iShares S&P Small-Cap 600 Growth ETFexchange traded fund | $2,608,000 | – | 15,000 | +100.0% | 0.04% | – |
| CB | New | Chubb Limited | $2,556,000 | – | 18,685 | +100.0% | 0.04% | – |
| EPD | New | Enterprise Products Partners MLPmaster limited partnership | $2,515,000 | – | 102,722 | +100.0% | 0.04% | – |
| BRX | New | Brixmor Property Group, Inc. | $2,520,000 | – | 165,268 | +100.0% | 0.04% | – |
| MET | New | MetLife, Inc. | $2,440,000 | – | 53,181 | +100.0% | 0.04% | – |
| CNI | New | Canadian National Railway Company | $2,446,000 | – | 33,446 | +100.0% | 0.04% | – |
| MTG | New | MGIC Investment Corporation | $2,290,000 | – | 176,154 | +100.0% | 0.04% | – |
| IVV | New | iShares Core S&P 500 ETFexchange traded fund | $2,283,000 | – | 8,605 | +100.0% | 0.04% | – |
| ITUB | New | Itau Unibanco Holdings SA - Pref ADRadr | $2,213,000 | – | 141,845 | +100.0% | 0.04% | – |
| LOW | New | Lowe's Companies | $2,172,000 | – | 24,754 | +100.0% | 0.04% | – |
| IVE | New | iShares S&P 500 Value ETFexchange traded fund | $2,090,000 | – | 19,114 | +100.0% | 0.04% | – |
| MMM | New | 3M Co. | $2,101,000 | – | 9,568 | +100.0% | 0.04% | – |
| DWDP | New | DowDuPont Inc. | $2,053,000 | – | 32,228 | +100.0% | 0.03% | – |
| QQQ | New | PowerShares QQQ Trust, Series 1exchange traded fund | $2,054,000 | – | 12,825 | +100.0% | 0.03% | – |
| WMT | New | Walmart Inc | $2,044,000 | – | 22,974 | +100.0% | 0.03% | – |
| T | New | AT&T Inc | $1,845,000 | – | 51,736 | +100.0% | 0.03% | – |
| RNR | New | Renaissance Holdings Ltd. | $1,787,000 | – | 12,900 | +100.0% | 0.03% | – |
| KEY | New | Keycorp | $1,760,000 | – | 90,000 | +100.0% | 0.03% | – |
| HUM | New | Humana Inc. | $1,747,000 | – | 6,498 | +100.0% | 0.03% | – |
| VMI | New | Valmont Industries, Inc. | $1,702,000 | – | 11,635 | +100.0% | 0.03% | – |
| WES | New | Western Gas Partners MLPmaster limited partnership | $1,700,000 | – | 39,851 | +100.0% | 0.03% | – |
| FEZ | New | SPDR Euro Stoxx 50 Fundexchange traded fund | $1,635,000 | – | 40,613 | +100.0% | 0.03% | – |
| BIDU | New | Baidu.com, Inc. | $1,560,000 | – | 6,991 | +100.0% | 0.03% | – |
| EMR | New | Emerson Electric Co. | $1,571,000 | – | 22,989 | +100.0% | 0.03% | – |
| BLK | New | BlackRock, Inc Class A | $1,562,000 | – | 2,883 | +100.0% | 0.03% | – |
| ESRX | New | Express Scripts Holding, Inc. | $1,529,000 | – | 22,131 | +100.0% | 0.02% | – |
| IVW | New | iShares S&P 500 Growth ETFexchange traded fund | $1,494,000 | – | 9,635 | +100.0% | 0.02% | – |
| TD | New | Toronto-Dominion Bank | $1,373,000 | – | 24,150 | +100.0% | 0.02% | – |
| UPS | New | United Parcel Service Class B | $1,370,000 | – | 13,086 | +100.0% | 0.02% | – |
| NVO | New | Novo Nordisk A/S-Spons ADRadr | $1,367,000 | – | 27,750 | +100.0% | 0.02% | – |
| ADP | New | Automatic Data Processing | $1,305,000 | – | 11,507 | +100.0% | 0.02% | – |
| GILD | New | Gilead Sciences Inc. | $1,343,000 | – | 17,814 | +100.0% | 0.02% | – |
| IAU | New | iShares Gold Trustexchange traded fund | $1,310,000 | – | 102,860 | +100.0% | 0.02% | – |
| SYK | New | Stryker Corporation | $1,277,000 | – | 7,936 | +100.0% | 0.02% | – |
| ALSN | New | Allison Transmission Holdings, Inc. | $1,289,000 | – | 33,000 | +100.0% | 0.02% | – |
| USB | New | US Bancorp | $1,259,000 | – | 24,924 | +100.0% | 0.02% | – |
| MON | New | Monsanto Company | $1,265,000 | – | 10,842 | +100.0% | 0.02% | – |
| ATHN | New | Athenahealth Inc | $1,286,000 | – | 8,995 | +100.0% | 0.02% | – |
| EZU | New | iShares MSCI EMU ETFexchange traded fund | $1,275,000 | – | 29,405 | +100.0% | 0.02% | – |
| BAC | New | Bank of America Corporation | $1,288,000 | – | 42,951 | +100.0% | 0.02% | – |
| APC | New | Anadarko Petroleum Corporation | $1,279,000 | – | 21,174 | +100.0% | 0.02% | – |
| EWU | New | iShares MSCI UK - ETFexchange traded fund | $1,249,000 | – | 35,944 | +100.0% | 0.02% | – |
| EL | New | The Estee Lauder Companies Inc. Class Aclass a | $1,203,000 | – | 8,034 | +100.0% | 0.02% | – |
| ETP | New | Energy Transfer Partners, MLPmaster limited partnership | $1,189,000 | – | 73,316 | +100.0% | 0.02% | – |
| PAA | New | Plains All American Pipeline, MLPmaster limited partnership | $1,205,000 | – | 54,686 | +100.0% | 0.02% | – |
| MDY | New | SPDR S&P Mid-Cap 400 ETF Trustexchange traded fund | $1,128,000 | – | 3,300 | +100.0% | 0.02% | – |
| ACN | New | Accenture Plc | $1,080,000 | – | 7,040 | +100.0% | 0.02% | – |
| ITRI | New | Itron, Inc. | $1,039,000 | – | 14,527 | +100.0% | 0.02% | – |
| TILE | New | Interface, Inc. | $958,000 | – | 38,014 | +100.0% | 0.02% | – |
| CRM | New | Salesforce.com, Inc. | $958,000 | – | 8,238 | +100.0% | 0.02% | – |
| GIS | New | General Mills, Inc. | $950,000 | – | 21,075 | +100.0% | 0.02% | – |
| LNG | New | Cheniere Energy, Inc. | $974,000 | – | 18,225 | +100.0% | 0.02% | – |
| VCR | New | Vanguard Consumer Discretionary ETFexchange traded fund | $952,000 | – | 6,000 | +100.0% | 0.02% | – |
| ZBH | New | Zimmer Biomet Holdings, Inc. | $992,000 | – | 9,100 | +100.0% | 0.02% | – |
| AMT | New | American Tower Corporation | $996,000 | – | 6,850 | +100.0% | 0.02% | – |
| EWJ | New | iShares MSCI Japan ETFexchange traded fund | $986,000 | – | 16,242 | +100.0% | 0.02% | – |
| ALXN | New | Alexion Pharmaceuticals, Inc. | $953,000 | – | 8,550 | +100.0% | 0.02% | – |
| KMX | New | CarMax, Inc. | $923,000 | – | 14,904 | +100.0% | 0.02% | – |
| MTD | New | Mettler-Toledo International | $913,000 | – | 1,588 | +100.0% | 0.02% | – |
| NEE | New | NextEra Energy, Inc. | $898,000 | – | 5,497 | +100.0% | 0.02% | – |
| CI | New | CIGNA Corporation | $913,000 | – | 5,445 | +100.0% | 0.02% | – |
| VIS | New | Vanguard Industrials ETFexchange traded fund | $904,000 | – | 6,500 | +100.0% | 0.02% | – |
| HDB | New | HDFC Bank Ltd. - ADRadr | $889,000 | – | 9,005 | +100.0% | 0.02% | – |
| IJR | New | iShares Core S&P Small-Cap ETFexchange traded fund | $880,000 | – | 11,428 | +100.0% | 0.02% | – |
| EEP | New | Enbridge Energy Partners, MLPmaster limited partnership | $819,000 | – | 84,992 | +100.0% | 0.01% | – |
| PNR | New | Pentair, PLC | $840,000 | – | 12,323 | +100.0% | 0.01% | – |
| GG | New | Goldcorp Inc. | $848,000 | – | 61,375 | +100.0% | 0.01% | – |
| AFL | New | Aflac, Inc. | $877,000 | – | 20,024 | +100.0% | 0.01% | – |
| BAM | New | Brookfield Asset Managementclass a | $821,000 | – | 21,063 | +100.0% | 0.01% | – |
| IBB | New | iShares Nasdaq Biotechnology ETFexchange traded fund | $801,000 | – | 7,500 | +100.0% | 0.01% | – |
| FMI | New | Foundation Medicine Inc. | $788,000 | – | 10,000 | +100.0% | 0.01% | – |
| IGSB | New | iShares 1-3 Year Credit Bond ETFexchange traded fund | $811,000 | – | 7,811 | +100.0% | 0.01% | – |
| RTN | New | Raytheon Company | $777,000 | – | 3,600 | +100.0% | 0.01% | – |
| VFC | New | V.F. Corporation | $800,000 | – | 10,798 | +100.0% | 0.01% | – |
| HAL | New | Halliburton Co. | $769,000 | – | 16,382 | +100.0% | 0.01% | – |
| WTR | New | Aqua America Inc. | $799,000 | – | 23,473 | +100.0% | 0.01% | – |
| VEU | New | Vanguard FTSE All-World Ex-US Index Fundexchange traded fund | $778,000 | – | 14,320 | +100.0% | 0.01% | – |
| KO | New | Coca Cola Company | $739,000 | – | 17,031 | +100.0% | 0.01% | – |
| APPN | New | Appian Corporation | $719,000 | – | 28,537 | +100.0% | 0.01% | – |
| DUK | New | Duke Energy Corporation | $721,000 | – | 9,303 | +100.0% | 0.01% | – |
| APTV | New | Aptiv PLC | $712,000 | – | 8,378 | +100.0% | 0.01% | – |
| NATI | New | National Instruments Corporation | $714,000 | – | 14,121 | +100.0% | 0.01% | – |
| ACWI | New | iShares MSCI ACWI ETFexchange traded fund | $701,000 | – | 9,780 | +100.0% | 0.01% | – |
| GLW | New | Corning Inc. | $654,000 | – | 23,449 | +100.0% | 0.01% | – |
| IOO | New | iShares Global 100 ETFexchange traded fund | $676,000 | – | 7,411 | +100.0% | 0.01% | – |
| STZ | New | Constellation Brands, Inc. | $694,000 | – | 3,044 | +100.0% | 0.01% | – |
| LMT | New | Lockheed Martin Corporation | $676,000 | – | 2,000 | +100.0% | 0.01% | – |
| AON | New | Aon PLC | $600,000 | – | 4,273 | +100.0% | 0.01% | – |
| AET | New | Aetna Inc. | $578,000 | – | 3,420 | +100.0% | 0.01% | – |
| SBUX | New | Starbucks Corporation | $576,000 | – | 9,954 | +100.0% | 0.01% | – |
| KB | New | KB Financial Group Inc. - ADRadr | $580,000 | – | 10,010 | +100.0% | 0.01% | – |
| SCHW | New | Schwab (Charles) Corp. | $605,000 | – | 11,591 | +100.0% | 0.01% | – |
| RDSB | New | Royal Dutch Shell PLC - ADR Badr | $587,000 | – | 8,963 | +100.0% | 0.01% | – |
| STIP | New | iShares 0-5 Year TIPS Bond ETFexchange traded fund | $572,000 | – | 5,710 | +100.0% | 0.01% | – |
| INTU | New | Intuit Corp. | $573,000 | – | 3,305 | +100.0% | 0.01% | – |
| HASI | New | Hannon Armstrong Sustainable | $526,000 | – | 26,958 | +100.0% | 0.01% | – |
| CG | New | The Carlyle Group MLPmaster limited partnership | $534,000 | – | 25,000 | +100.0% | 0.01% | – |
| OXY | New | Occidental Petroleum Corporation | $557,000 | – | 8,568 | +100.0% | 0.01% | – |
| GWW | New | Grainger W W Inc. | $565,000 | – | 2,000 | +100.0% | 0.01% | – |
| CHL | New | China Mobile (Hong Kong) Limited Sp ADRadr | $518,000 | – | 11,318 | +100.0% | 0.01% | – |
| XEC | New | Cimarex Energy Co. | $561,000 | – | 6,000 | +100.0% | 0.01% | – |
| BSV | New | Vanguard Short-Term Bond ETFexchange traded fund | $544,000 | – | 6,927 | +100.0% | 0.01% | – |
| BA | New | Boeing Co. | $556,000 | – | 1,697 | +100.0% | 0.01% | – |
| AEP | New | American Electric Power Company, Inc. | $508,000 | – | 7,400 | +100.0% | 0.01% | – |
| VRSK | New | Verisk Analytics, Inc. | $469,000 | – | 4,507 | +100.0% | 0.01% | – |
| HP | New | Helmerich & Payne, Inc. | $479,000 | – | 7,200 | +100.0% | 0.01% | – |
| SYY | New | SYSCO Corporation | $495,000 | – | 8,268 | +100.0% | 0.01% | – |
| IQV | New | IQVIA Holdings Inc | $505,000 | – | 5,150 | +100.0% | 0.01% | – |
| ENB | New | Enbridge Inc. | $482,000 | – | 15,313 | +100.0% | 0.01% | – |
| PSX | New | Phillips 66 | $485,000 | – | 5,061 | +100.0% | 0.01% | – |
| BEP | New | Brookfield Renewable Partners MLPmaster limited partnership | $482,000 | – | 15,470 | +100.0% | 0.01% | – |
| ITM | New | VanEck Vectors AMT-Free Intermediateexchange traded fund | $477,000 | – | 20,263 | +100.0% | 0.01% | – |
| CXO | New | Concho Resources Inc. | $511,000 | – | 3,400 | +100.0% | 0.01% | – |
| NOV | New | National Oilwell Varco, Inc. | $488,000 | – | 13,269 | +100.0% | 0.01% | – |
| CHTR | New | Charter Communications Inc.class a | $507,000 | – | 1,628 | +100.0% | 0.01% | – |
| SCZ | New | iShares MSCI EAFE Small-Cap ETFexchange traded fund | $394,000 | – | 6,050 | +100.0% | 0.01% | – |
| VLO | New | Valero Energy Corporation | $442,000 | – | 4,761 | +100.0% | 0.01% | – |
| GRC | New | The Gorman-Rupp Company | $441,000 | – | 15,069 | +100.0% | 0.01% | – |
| APD | New | Air Products and Chemicals, Inc. | $409,000 | – | 2,570 | +100.0% | 0.01% | – |
| IWO | New | iShares Russell 2000 Growth ETFexchange traded fund | $423,000 | – | 2,220 | +100.0% | 0.01% | – |
| FLIR | New | FLIR Systems, Inc. | $442,000 | – | 8,846 | +100.0% | 0.01% | – |
| UL | New | Unilever Plc - Sponsored ADRadr | $394,000 | – | 7,094 | +100.0% | 0.01% | – |
| HES | New | Hess Corp | $412,000 | – | 8,138 | +100.0% | 0.01% | – |
| SNY | New | Sanofi-Aventis - ADRadr | $349,000 | – | 8,716 | +100.0% | 0.01% | – |
| ABB | New | ABB Ltd. - Spon ADRadr | $358,000 | – | 15,089 | +100.0% | 0.01% | – |
| BKNG | New | Booking Holdings Inc | $389,000 | – | 187 | +100.0% | 0.01% | – |
| COST | New | Costco Wholesale Corporation | $387,000 | – | 2,054 | +100.0% | 0.01% | – |
| DVN | New | Devon Energy Corporation | $362,000 | – | 11,373 | +100.0% | 0.01% | – |
| LRCX | New | Lam Research Corporation | $335,000 | – | 1,650 | +100.0% | 0.01% | – |
| LLY | New | Eli Lilly & Co. | $369,000 | – | 4,768 | +100.0% | 0.01% | – |
| NS | New | NuStar Energy MLPmaster limited partnership | $384,000 | – | 18,850 | +100.0% | 0.01% | – |
| BOND | New | PIMCO Active Bond - ETFexchange traded fund | $381,000 | – | 3,659 | +100.0% | 0.01% | – |
| TJX | New | The TJX Companies, Inc. | $347,000 | – | 4,257 | +100.0% | 0.01% | – |
| UNF | New | UniFirst Corporation | $377,000 | – | 2,335 | +100.0% | 0.01% | – |
| VO | New | Vanguard Mid-Cap ETFexchange traded fund | $319,000 | – | 2,067 | +100.0% | 0.01% | – |
| SMFG | New | Sumitomo Mitsui Financial Group, Incadr | $281,000 | – | 33,082 | +100.0% | 0.01% | – |
| NTRS | New | Northern Trust Corporation | $284,000 | – | 2,750 | +100.0% | 0.01% | – |
| FOLD | New | Amicus Therapeutics Inc. | $288,000 | – | 19,169 | +100.0% | 0.01% | – |
| AMGN | New | Amgen Inc. | $289,000 | – | 1,692 | +100.0% | 0.01% | – |
| AGG | New | iShares Core U.S. Aggregate Bond ETFexchange traded fund | $304,000 | – | 2,833 | +100.0% | 0.01% | – |
| YUM | New | Yum! Brands, Inc. | $331,000 | – | 3,892 | +100.0% | 0.01% | – |
| BAX | New | Baxter Int'l Inc. | $326,000 | – | 5,012 | +100.0% | 0.01% | – |
| NBIX | New | Neurocrine Biosciences, Inc. | $305,000 | – | 3,675 | +100.0% | 0.01% | – |
| CFG | New | Citizens Financial Group Inc | $266,000 | – | 6,328 | +100.0% | 0.00% | – |
| EXPD | New | Expeditors International of Washington, | $265,000 | – | 4,185 | +100.0% | 0.00% | – |
| CDK | New | CDK Global Inc. | $225,000 | – | 3,561 | +100.0% | 0.00% | – |
| TROW | New | T. Rowe Price Group Inc. | $255,000 | – | 2,366 | +100.0% | 0.00% | – |
| IEMG | New | iShares Core MSCI Emerging Markets ETFexchange traded fund | $263,000 | – | 4,500 | +100.0% | 0.00% | – |
| TRV | New | The Travelers Companies, Inc. | $268,000 | – | 1,933 | +100.0% | 0.00% | – |
| MCHP | New | Microchip Technology Inc. | $250,000 | – | 2,734 | +100.0% | 0.00% | – |
| STT | New | State Street Corp. | $241,000 | – | 2,420 | +100.0% | 0.00% | – |
| WAT | New | Waters Corporation | $272,000 | – | 1,370 | +100.0% | 0.00% | – |
| APU | New | Amerigas Partners MLPmaster limited partnership | $214,000 | – | 5,354 | +100.0% | 0.00% | – |
| VGK | New | Vanguard FTSE Europe ETFexchange traded fund | $248,000 | – | 4,268 | +100.0% | 0.00% | – |
| SPG | New | Simon Property Group, Inc. | $241,000 | – | 1,562 | +100.0% | 0.00% | – |
| VAR | New | Varian Medical Systems, Inc. | $245,000 | – | 2,000 | +100.0% | 0.00% | – |
| AXS | New | Axis Capital Holdings Limited | $239,000 | – | 4,150 | +100.0% | 0.00% | – |
| LAZ | New | Lazard Ltd. - Cl. Aclass a | $212,000 | – | 4,025 | +100.0% | 0.00% | – |
| LBTYK | New | Liberty Global, PLC. - Series Cseries c | $219,000 | – | 7,200 | +100.0% | 0.00% | – |
| OII | New | Oceaneering International, Inc | $268,000 | – | 14,460 | +100.0% | 0.00% | – |
| SHY | New | iShares 1-3 Year Treasury Bond ETFexchange traded fund | $238,000 | – | 2,844 | +100.0% | 0.00% | – |
| CWI | New | Consumer Discretionary Select Sector | $266,000 | – | 6,849 | +100.0% | 0.00% | – |
| MMP | New | Magellan Midstream Partners, MLPmaster limited partnership | $268,000 | – | 4,592 | +100.0% | 0.00% | – |
| VB | New | Vanguard Small-Cap ETFexchange traded fund | $207,000 | – | 1,410 | +100.0% | 0.00% | – |
| FOXA | New | Twenty First Century Fox, Inc. - Aclass a | $157,000 | – | 4,275 | +100.0% | 0.00% | – |
| CFR | New | Cullen/Frost Bankers, Inc. | $192,000 | – | 1,814 | +100.0% | 0.00% | – |
| IGIB | New | iShares Intermediate Credit Bond ETFexchange traded fund | $175,000 | – | 1,632 | +100.0% | 0.00% | – |
| TDOC | New | Teladoc, Inc. | $154,000 | – | 3,828 | +100.0% | 0.00% | – |
| MIDU | New | Direxion Daily Mid Cap Bull 3X Sharesexchange traded fund | $170,000 | – | 3,886 | +100.0% | 0.00% | – |
| MO | New | Altria Group, Inc. | $168,000 | – | 2,697 | +100.0% | 0.00% | – |
| EQM | New | EQT Midstream Partners MLPmaster limited partnership | $157,000 | – | 2,664 | +100.0% | 0.00% | – |
| EGBN | New | Eagle Bancorp, Inc. | $155,000 | – | 2,587 | +100.0% | 0.00% | – |
| JWA | New | John Wiley & Sons, Inc.class a | $191,000 | – | 3,000 | +100.0% | 0.00% | – |
| OKE | New | ONEOK, Inc. | $172,000 | – | 3,029 | +100.0% | 0.00% | – |
| ORBC | New | Orbcomm, Inc. | $156,000 | – | 16,653 | +100.0% | 0.00% | – |
| PNC | New | PNC Financial Services Group | $184,000 | – | 1,219 | +100.0% | 0.00% | – |
| WBA | New | Walgreens Boots Alliance Inc | $160,000 | – | 2,438 | +100.0% | 0.00% | – |
| AMJ | New | JPMorgan Alerian MLP Index ETNexchange traded fund | $178,000 | – | 7,403 | +100.0% | 0.00% | – |
| MHK | New | Mohawk Industries Inc. | $161,000 | – | 695 | +100.0% | 0.00% | – |
| MDLZ | New | Mondelez International Inc. | $167,000 | – | 4,000 | +100.0% | 0.00% | – |
| VEA | New | Vanguard FTSE Developed Markets ETFexchange traded fund | $168,000 | – | 3,801 | +100.0% | 0.00% | – |
| MSGS | New | The Madison Square Garden Companyclass a | $190,000 | – | 775 | +100.0% | 0.00% | – |
| BSM | New | Black Stone Minerals MLPmaster limited partnership | $185,000 | – | 11,176 | +100.0% | 0.00% | – |
| CUK | New | Carnival PLC - ADRadr | $183,000 | – | 2,791 | +100.0% | 0.00% | – |
| HSBCPRA | New | HSBC Holdings PLC - Pfd,preferred | $180,000 | – | 7,000 | +100.0% | 0.00% | – |
| SEMG | New | SemGroup Corp - Class A | $102,000 | – | 4,745 | +100.0% | 0.00% | – |
| DCI | New | Donaldson Company, Inc. | $149,000 | – | 3,300 | +100.0% | 0.00% | – |
| SEP | New | Spectra Energy Partners MLPmaster limited partnership | $132,000 | – | 3,919 | +100.0% | 0.00% | – |
| AMCX | New | AMC Networks Incclass a | $120,000 | – | 2,325 | +100.0% | 0.00% | – |
| RARE | New | Ultragenyx Pharmaceutical Inc. | $108,000 | – | 2,116 | +100.0% | 0.00% | – |
| ASML | New | ASML Holdings NV NY Reg Shs ADRadr | $91,000 | – | 456 | +100.0% | 0.00% | – |
| VOD | New | Vodafone Group PLC - SP ADRadr | $151,000 | – | 5,416 | +100.0% | 0.00% | – |
| IRDM | New | Iridium Communications Inc. | $143,000 | – | 12,750 | +100.0% | 0.00% | – |
| SVRA | New | Savara Inc. | $93,000 | – | 10,143 | +100.0% | 0.00% | – |
| ROK | New | Rockwell Automation Inc | $139,000 | – | 800 | +100.0% | 0.00% | – |
| NYF | New | iShares New York Muni Bond ETFexchange traded fund | $91,000 | – | 1,660 | +100.0% | 0.00% | – |
| BX | New | The Blackstone Group MLPmaster limited partnership | $142,000 | – | 4,456 | +100.0% | 0.00% | – |
| TAP | New | Molson Coors Brewing Co. | $102,000 | – | 1,356 | +100.0% | 0.00% | – |
| FGEN | New | FibroGen Inc | $92,000 | – | 2,002 | +100.0% | 0.00% | – |
| INCY | New | Incyte Corporation | $106,000 | – | 1,277 | +100.0% | 0.00% | – |
| FIS | New | Fidelity National Information | $132,000 | – | 1,372 | +100.0% | 0.00% | – |
| FPRX | New | Five Prime Therapeutics, Inc | $111,000 | – | 6,444 | +100.0% | 0.00% | – |
| IWP | New | iShares Russell Mid-Cap Growth ETFexchange traded fund | $148,000 | – | 1,200 | +100.0% | 0.00% | – |
| COTY | New | Coty Inc - Class Aclass a | $92,000 | – | 5,038 | +100.0% | 0.00% | – |
| NUVA | New | NuVasive, Inc. | $141,000 | – | 2,710 | +100.0% | 0.00% | – |
| IEF | New | iShares 7-10 Year Treasury Bond ETFexchange traded fund | $149,000 | – | 1,440 | +100.0% | 0.00% | – |
| ILF | New | iShares Latin America 40 ETFexchange traded fund | $119,000 | – | 3,170 | +100.0% | 0.00% | – |
| WPZ | New | Williams Partners MLPmaster limited partnership | $124,000 | – | 3,615 | +100.0% | 0.00% | – |
| KTWO | New | K2M Group Holdings Inc | $93,000 | – | 4,927 | +100.0% | 0.00% | – |
| ALKS | New | Alkermes, PLC | $107,000 | – | 1,850 | +100.0% | 0.00% | – |
| CLR | New | Continental Resources, Inc. | $135,000 | – | 2,289 | +100.0% | 0.00% | – |
| IWV | New | iShares Russell 3000 ETFexchange traded fund | $125,000 | – | 802 | +100.0% | 0.00% | – |
| GD | New | General Dynamics Corporation | $96,000 | – | 435 | +100.0% | 0.00% | – |
| WY | New | Weyerhaeuser Company | $148,000 | – | 4,234 | +100.0% | 0.00% | – |
| HPQ | New | HP Inc. | $106,000 | – | 4,848 | +100.0% | 0.00% | – |
| IRWD | New | Ironwood Pharmaceuticals Inc. | $41,000 | – | 2,678 | +100.0% | 0.00% | – |
| LKQ | New | LKQ Corporation | $44,000 | – | 1,157 | +100.0% | 0.00% | – |
| KHC | New | The Kraft Heinz Company | $33,000 | – | 528 | +100.0% | 0.00% | – |
| PHG | New | Koninklijke Philips Elect-N.V. NY Shs | $37,000 | – | 960 | +100.0% | 0.00% | – |
| KAR | New | KAR Auction Services Inc. | $35,000 | – | 650 | +100.0% | 0.00% | – |
| J | New | Jacobs Engineering Group, Inc. | $74,000 | – | 1,250 | +100.0% | 0.00% | – |
| EIDO | New | iShares MSCI Indonesia ETFexchange traded fund | $63,000 | – | 2,341 | +100.0% | 0.00% | – |
| MS | New | Morgan Stanley | $59,000 | – | 1,100 | +100.0% | 0.00% | – |
| AAXJ | New | iShares MSCI All Country Asia ex Japanexchange traded fund | $37,000 | – | 473 | +100.0% | 0.00% | – |
| NTAP | New | NetApp, Inc. | $86,000 | – | 1,400 | +100.0% | 0.00% | – |
| IWD | New | iShares Russell 1000 Value ETFexchange traded fund | $57,000 | – | 474 | +100.0% | 0.00% | – |
| IJH | New | iShares Core S&P Mid-Cap ETFexchange traded fund | $90,000 | – | 479 | +100.0% | 0.00% | – |
| IWR | New | iShares Russell Mid-Cap ETFexchange traded fund | $61,000 | – | 298 | +100.0% | 0.00% | – |
| OMC | New | Omnicom Group | $51,000 | – | 708 | +100.0% | 0.00% | – |
| LQD | New | iShares iBoxx $ Investment Gradeexchange traded fund | $51,000 | – | 436 | +100.0% | 0.00% | – |
| PPL | New | PPL Corporation | $40,000 | – | 1,397 | +100.0% | 0.00% | – |
| PYPL | New | PayPal Holdings Inc. | $83,000 | – | 1,100 | +100.0% | 0.00% | – |
| MSGN | New | MSG Networks Inc. | $53,000 | – | 2,325 | +100.0% | 0.00% | – |
| PM | New | Philip Morris International Inc. | $66,000 | – | 664 | +100.0% | 0.00% | – |
| PSXP | New | Phillips 66 Partners MLPmaster limited partnership | $85,000 | – | 1,788 | +100.0% | 0.00% | – |
| QGEN | New | Qiagen NV | $35,000 | – | 1,097 | +100.0% | 0.00% | – |
| PNW | New | Pinnacle West Capital Corporation | $32,000 | – | 400 | +100.0% | 0.00% | – |
| HPE | New | Hewlett Packard Enterprise Company | $85,000 | – | 4,848 | +100.0% | 0.00% | – |
| HIG | New | Hartford Financial Services | $32,000 | – | 624 | +100.0% | 0.00% | – |
| FDX | New | FedEx Corporation | $36,000 | – | 149 | +100.0% | 0.00% | – |
| SIVB | New | SVB Financial Group | $36,000 | – | 152 | +100.0% | 0.00% | – |
| SAP | New | Sap AG - Sponsored ADRadr | $39,000 | – | 373 | +100.0% | 0.00% | – |
| EIX | New | Edison International | $33,000 | – | 520 | +100.0% | 0.00% | – |
| NOW | New | ServiceNow Inc | $48,000 | – | 290 | +100.0% | 0.00% | – |
| SHLX | New | Shell Midstream Partners LP - MLPmaster limited partnership | $47,000 | – | 2,210 | +100.0% | 0.00% | – |
| ETFC | New | E Trade Financial Corporation | $39,000 | – | 706 | +100.0% | 0.00% | – |
| SJM | New | The J. M. Smucker Company | $41,000 | – | 330 | +100.0% | 0.00% | – |
| DLTR | New | Dollar Tree, Inc. | $34,000 | – | 360 | +100.0% | 0.00% | – |
| DEO | New | Diageo Plc - sponsored ADRadr | $47,000 | – | 345 | +100.0% | 0.00% | – |
| DAL | New | Delta Air Lines, Inc. | $60,000 | – | 1,100 | +100.0% | 0.00% | – |
| DVMT | New | Dell Technologies Inc - CL V | $58,000 | – | 787 | +100.0% | 0.00% | – |
| AMN | New | AMN Healthcare Services, Inc. | $38,000 | – | 668 | +100.0% | 0.00% | – |
| TSM | New | Taiwan Semiconductor Manufacturingadr | $55,000 | – | 1,261 | +100.0% | 0.00% | – |
| DXC | New | DXC Technology Company | $41,000 | – | 412 | +100.0% | 0.00% | – |
| DHI | New | D. R. Horton, Inc. | $49,000 | – | 1,125 | +100.0% | 0.00% | – |
| TXT | New | Textron Inc. | $42,000 | – | 720 | +100.0% | 0.00% | – |
| TDG | New | TransDigm Group, Inc. | $75,000 | – | 244 | +100.0% | 0.00% | – |
| UN | New | Unilever NV - NY Shares | $86,000 | – | 1,523 | +100.0% | 0.00% | – |
| OLED | New | Universal Display Corporation | $84,000 | – | 830 | +100.0% | 0.00% | – |
| UNM | New | UnumProvident Corp. | $35,000 | – | 725 | +100.0% | 0.00% | – |
| BPL | New | Buckeye Partners, MLPmaster limited partnership | $70,000 | – | 1,870 | +100.0% | 0.00% | – |
| WRB | New | W.R. Berkley Corporation | $75,000 | – | 1,025 | +100.0% | 0.00% | – |
| VHT | New | Vanguard Health Care ETFexchange traded fund | $33,000 | – | 214 | +100.0% | 0.00% | – |
| BBL | New | BHP Billiton Plc - ADRadr | $57,000 | – | 1,445 | +100.0% | 0.00% | – |
| VNQ | New | Vanguard Real Estate ETFexchange traded fund | $67,000 | – | 890 | +100.0% | 0.00% | – |
| AZRX | New | AzurRx BioPharma Inc | $53,000 | – | 16,971 | +100.0% | 0.00% | – |
| AZN | New | AstraZeneca Group Plc - Spons ADRadr | $32,000 | – | 910 | +100.0% | 0.00% | – |
| VSM | New | Versum Materials Inc | $48,000 | – | 1,285 | +100.0% | 0.00% | – |
| MT | New | ArcelorMittal - NY Registeredadr | $50,000 | – | 1,584 | +100.0% | 0.00% | – |
| YUMC | New | Yum China Holdings Inc | $61,000 | – | 1,459 | +100.0% | 0.00% | – |
| AMP | New | Ameriprise Financial, Inc. | $31,000 | – | 211 | +100.0% | 0.00% | – |
| AAL | New | American Airlines Group Inc. | $68,000 | – | 1,300 | +100.0% | 0.00% | – |
| DLPH | New | Delphi Technologies PLC | $55,000 | – | 1,148 | +100.0% | 0.00% | – |
| JCI | New | Johnson Controls International PLC | $31,000 | – | 890 | +100.0% | 0.00% | – |
| ALL | New | Allstate Corporation | $41,000 | – | 431 | +100.0% | 0.00% | – |
| BABA | New | Alibaba Group Holding Ltd. | $79,000 | – | 430 | +100.0% | 0.00% | – |
| ARE | New | Alexandria Real Estate Equities, Inc. | $33,000 | – | 265 | +100.0% | 0.00% | – |
| A | New | Agilent Technologies, Inc. | $41,000 | – | 608 | +100.0% | 0.00% | – |
| LNC | New | Lincoln National Corporation | $44,000 | – | 600 | +100.0% | 0.00% | – |
| LULU | New | Lululemon Athletica Inc. | $89,000 | – | 1,000 | +100.0% | 0.00% | – |
| MPLX | New | MPLX MLPmaster limited partnership | $44,000 | – | 1,340 | +100.0% | 0.00% | – |
| FMS | New | Fresenius Medical Care - ADRadr | $21,000 | – | 408 | +100.0% | 0.00% | – |
| FTRCQ | New | Frontier Communications Corporation | $0 | – | 1 | +100.0% | 0.00% | – |
| CYH | New | Community Health Care | $2,000 | – | 396 | +100.0% | 0.00% | – |
| GPC | New | Genuine Parts Company | $11,000 | – | 120 | +100.0% | 0.00% | – |
| GRFS | New | Grifols S.A. - ADRadr | $10,000 | – | 483 | +100.0% | 0.00% | – |
| CC | New | The Chemours Company | $1,000 | – | 14 | +100.0% | 0.00% | – |
| HCP | New | Health Care Property Investors, Inc. | $25,000 | – | 1,070 | +100.0% | 0.00% | – |
| HSBC | New | HSBC Holdings plc - Spons ADRadr | $23,000 | – | 489 | +100.0% | 0.00% | – |
| CRL | New | Charles River Laboratories International | $27,000 | – | 253 | +100.0% | 0.00% | – |
| ZION | New | Zions Bancorporationclass e | $29,000 | – | 552 | +100.0% | 0.00% | – |
| CAT | New | Caterpillar Inc. | $12,000 | – | 80 | +100.0% | 0.00% | – |
| RHT | New | Red Hat Inc. | $11,000 | – | 72 | +100.0% | 0.00% | – |
| CRCQQ | New | California Resources Corporation | $0 | – | 2 | +100.0% | 0.00% | – |
| CDNS | New | Cadence Design Systems, Inc. | $20,000 | – | 545 | +100.0% | 0.00% | – |
| CIT | New | CIT Group, Inc. | $5,000 | – | 100 | +100.0% | 0.00% | – |
| ADNT | New | Adient PLC | $1,000 | – | 15 | +100.0% | 0.00% | – |
| KEYS | New | Keysight Technologies Inc. | $16,000 | – | 304 | +100.0% | 0.00% | – |
| HWC | New | Hancock Holding Company | $21,000 | – | 411 | +100.0% | 0.00% | – |
| CHKP | New | Check Point Software | $28,000 | – | 285 | +100.0% | 0.00% | – |
| BFB | New | Brown-Forman Corporation - CL Bclass b | $25,000 | – | 460 | +100.0% | 0.00% | – |
| BHF | New | Brighthouse Financial Inc. | $21,000 | – | 399 | +100.0% | 0.00% | – |
| QHCCQ | New | Quorum Health Corp | $1,000 | – | 72 | +100.0% | 0.00% | – |
| THG | New | Hanover Insurance Group Inc. | $25,000 | – | 213 | +100.0% | 0.00% | – |
| HAS | New | Hasbro, Inc. | $12,000 | – | 143 | +100.0% | 0.00% | – |
| KN | New | Knowles Corp | $3,000 | – | 245 | +100.0% | 0.00% | – |
| BMS | New | Bemis Company, Inc. | $11,000 | – | 261 | +100.0% | 0.00% | – |
| HHC | New | Howard Hughes Corporation | $0 | – | 2 | +100.0% | 0.00% | – |
| PZD | New | PowerShares Cleantech Portfolioexchange traded fund | $21,000 | – | 500 | +100.0% | 0.00% | – |
| MRO | New | Marathon Oil Corp | $5,000 | – | 334 | +100.0% | 0.00% | – |
| BBVA | New | Banco Bilbao Vizcaya Argentaria S.A. Adradr | $30,000 | – | 3,791 | +100.0% | 0.00% | – |
| BKR | New | Baker Hughes, A GE Company | $17,000 | – | 600 | +100.0% | 0.00% | – |
| VREX | New | Varex Imaging Corporation | $29,000 | – | 800 | +100.0% | 0.00% | – |
| ILG | New | ILG Inc | $27,000 | – | 861 | +100.0% | 0.00% | – |
| MCK | New | McKesson HBOC Inc. | $14,000 | – | 100 | +100.0% | 0.00% | – |
| LEG | New | Leggett & Platt Inc. | $8,000 | – | 171 | +100.0% | 0.00% | – |
| IFF | New | International Flavors & Fragrances Inc. | $16,000 | – | 114 | +100.0% | 0.00% | – |
| IP | New | International Paper Co. | $4,000 | – | 80 | +100.0% | 0.00% | – |
| WFTIQ | New | Weatherford International PLC | $0 | – | 216 | +100.0% | 0.00% | – |
| LILAK | New | Liberty Latin America Ltd. Class - Cclass c | $24,000 | – | 1,258 | +100.0% | 0.00% | – |
| LH | New | Laboratory Corp of America Holdings | $22,000 | – | 134 | +100.0% | 0.00% | – |
| ADM | New | Archer Daniels Midland Co. | $3,000 | – | 60 | +100.0% | 0.00% | – |
| MPC | New | Marathon Petroleum Corporation | $24,000 | – | 332 | +100.0% | 0.00% | – |
| PTR | New | PetroChina Company Ltd. -ADRadr | $0 | – | 3 | +100.0% | 0.00% | – |
| WPP | New | WPP Plc ADRadr | $11,000 | – | 143 | +100.0% | 0.00% | – |
| APA | New | Apache Corporation | $7,000 | – | 172 | +100.0% | 0.00% | – |
| NLY | New | Annaly Capital Management Inc. | $0 | – | 0 | +100.0% | 0.00% | – |
| PAYC | New | Paycom Software Inc | $24,000 | – | 222 | +100.0% | 0.00% | – |
| PDCO | New | Patterson Dental Company | $6,000 | – | 253 | +100.0% | 0.00% | – |
| WB | New | Weibo Corp - Sponsored ADRadr | $25,000 | – | 206 | +100.0% | 0.00% | – |
| SON | New | Sonoco Products Co. | $15,000 | – | 307 | +100.0% | 0.00% | – |
| EMN | New | Eastman Chemical Company | $9,000 | – | 85 | +100.0% | 0.00% | – |
| DPS | New | Dr. Pepper Snapple Group | $16,000 | – | 131 | +100.0% | 0.00% | – |
| XLRE | New | Real Estate Select Sector SPDR Fundexchange traded fund | $2,000 | – | 62 | +100.0% | 0.00% | – |
| XLF | New | Financial Select Sector SPDR Fundexchange traded fund | $12,000 | – | 450 | +100.0% | 0.00% | – |
| DM | New | Dominion Energy Midstream Partners - MLPmaster limited partnership | $23,000 | – | 1,475 | +100.0% | 0.00% | – |
| ADI | New | Analog Devices, Inc. | $2,000 | – | 23 | +100.0% | 0.00% | – |
| EBAY | New | eBay Inc. | $16,000 | – | 400 | +100.0% | 0.00% | – |
| SSL | New | Sasol Ltd - Sponsored ADRadr | $4,000 | – | 124 | +100.0% | 0.00% | – |
| WELL | New | Welltower Inc. | $14,000 | – | 260 | +100.0% | 0.00% | – |
| ET | New | Energy Transfer Equity MLPmaster limited partnership | $9,000 | – | 646 | +100.0% | 0.00% | – |
| SNPS | New | Synopsys | $30,000 | – | 366 | +100.0% | 0.00% | – |
| EWY | New | iShares MSCI South Korea ETFexchange traded fund | $21,000 | – | 280 | +100.0% | 0.00% | – |
| PJT | New | PJT Partners Inc. - Class Aclass a | $8,000 | – | 150 | +100.0% | 0.00% | – |
| DE | New | Deere & Company | $17,000 | – | 108 | +100.0% | 0.00% | – |
| LYB | New | LyondellBasell Industries NVclass a | $2,000 | – | 16 | +100.0% | 0.00% | – |
| NBL | New | Noble Energy, Inc. | $5,000 | – | 173 | +100.0% | 0.00% | – |
| TPR | New | Tapestry, Inc. | $4,000 | – | 72 | +100.0% | 0.00% | – |
| NEM | New | Newmont Mining Corporation | $13,000 | – | 324 | +100.0% | 0.00% | – |
| EQIX | New | Equinix, Inc. | $23,000 | – | 55 | +100.0% | 0.00% | – |
| TS | New | Tenaris SA - ADRadr | $8,000 | – | 241 | +100.0% | 0.00% | – |
| TSLA | New | Tesla Inc. | $27,000 | – | 100 | +100.0% | 0.00% | – |
| TEVA | New | Teva Pharmaceutical Industries Ltd. ADRadr | $24,000 | – | 1,422 | +100.0% | 0.00% | – |
| HEWJ | New | iShares Currency Hedged MSCI Japan ETFexchange traded fund | $23,000 | – | 705 | +100.0% | 0.00% | – |
| FMC | New | FMC Corporation | $21,000 | – | 269 | +100.0% | 0.00% | – |
| ASIX | New | AdvanSix Inc | $1,000 | – | 42 | +100.0% | 0.00% | – |
| CTRP | New | Ctrip.com International - Sponsored ADRadr | $19,000 | – | 398 | +100.0% | 0.00% | – |
| TRI | New | Thomson Reuters Corporation | $12,000 | – | 308 | +100.0% | 0.00% | – |
| DDD | New | 3D Systems Corporation | $2,000 | – | 167 | +100.0% | 0.00% | – |
| FCX | New | Freeport-McMoran Copper & Gold, Inc. | $1,000 | – | 36 | +100.0% | 0.00% | – |
| CSGP | New | CoStart Group Inc. | $23,000 | – | 63 | +100.0% | 0.00% | – |
| COO | New | The Cooper Companies, Inc. | $23,000 | – | 100 | +100.0% | 0.00% | – |
| CFRX | New | ContraFect Corporation | $30,000 | – | 18,736 | +100.0% | 0.00% | – |
| MFGP | New | Micro Focus - Sponsored ADRadr | $9,000 | – | 663 | +100.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2018-05-09
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| MICROSOFT CORP | 23 | Q3 2023 | 6.1% |
| APPLE INC | 23 | Q3 2023 | 5.0% |
| AMAZON COM INC | 23 | Q3 2023 | 3.8% |
| META PLATFORMS INC | 23 | Q3 2023 | 4.3% |
| SPDR S&P 500 ETF Trust | 23 | Q3 2023 | 3.5% |
| Visa Inc - Class A Shares | 23 | Q3 2023 | 3.4% |
| Alphabet Inc. - Class C | 23 | Q3 2023 | 3.4% |
| Comcast Corporation - CL A | 23 | Q3 2023 | 3.3% |
| JPMORGAN CHASE & CO | 23 | Q3 2023 | 3.0% |
| REINSURANCE GRP OF AMERICA I | 23 | Q3 2023 | 2.5% |
View Rockefeller Capital Management L.P.'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-11-14 |
| 13F-HR | 2023-08-14 |
| 13F-NT/A | 2023-05-24 |
| 13F-NT/A | 2023-05-24 |
| 13F-HR | 2023-05-16 |
| 13F-NT | 2023-05-12 |
| 13F-HR | 2023-03-06 |
| 13F-NT | 2023-02-07 |
| 13F-HR | 2022-11-02 |
View Rockefeller Capital Management L.P.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.