$175 Million is the total value of Claybrook Capital, LLC's 138 reported holdings in Q3 2023. The portfolio turnover from Q2 2023 to Q3 2023 was 3.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $16,381,293 | -3.4% | 38,321 | +0.1% | 9.37% | +3.6% |
| QQQ | Buy | INVESCO QQQ TRunit ser 1 | $9,334,199 | -2.9% | 26,054 | +0.1% | 5.34% | +4.1% |
| NRK | NUVEEN NEW YORK AMT QLT MUNI | $7,487,868 | -8.7% | 792,367 | 0.0% | 4.28% | -2.1% | |
| MO | ALTRIA GROUP INC | $5,065,259 | -7.2% | 120,458 | 0.0% | 2.90% | -0.4% | |
| NAN | NUVEEN NEW YORK QLT MUN INC | $4,700,374 | -10.0% | 486,078 | 0.0% | 2.69% | -3.5% | |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DELcl b new | $3,846,294 | +4.0% | 10,980 | +1.2% | 2.20% | +11.6% |
| AMZN | Sell | AMAZON COM INC | $3,565,716 | -5.2% | 28,050 | -2.8% | 2.04% | +1.6% |
| ET | ENERGY TRANSFER L P | $3,118,841 | +10.5% | 222,298 | 0.0% | 1.78% | +18.5% | |
| MYN | BLACKROCK MUNIYIELD N Y QUAL | $3,085,495 | -12.5% | 348,250 | 0.0% | 1.77% | -6.2% | |
| LADR | LADDER CAP CORPcl a | $2,788,473 | -5.4% | 271,781 | 0.0% | 1.60% | +1.5% | |
| VT | Sell | VANGUARD INTL EQUITY INDEX Ftt wrld st etf | $2,741,612 | -6.8% | 29,423 | -3.0% | 1.57% | -0.1% |
| MOAT | VANECK ETF TRUSTmrngstr wde moat | $2,677,152 | -5.0% | 35,300 | 0.0% | 1.53% | +1.9% | |
| MHN | BLACKROCK MUNIHLDGS NY QLTY | $2,667,247 | -12.9% | 292,141 | 0.0% | 1.53% | -6.6% | |
| PNF | PIMCO NEW YORK MUN INCOME FD | $2,478,439 | -15.8% | 397,400 | 0.0% | 1.42% | -9.7% | |
| NEA | NUVEEN AMT FREE QLTY MUN INC | $2,406,283 | -11.4% | 248,583 | 0.0% | 1.38% | -5.0% | |
| FSK | FS KKR CAP CORP | $2,355,771 | +2.7% | 119,643 | 0.0% | 1.35% | +10.1% | |
| STWD | STARWOOD PPTY TR INC | $2,325,715 | -0.3% | 120,192 | 0.0% | 1.33% | +7.0% | |
| MSFT | MICROSOFT CORP | $2,316,026 | -7.3% | 7,335 | 0.0% | 1.32% | -0.6% | |
| EPRT | ESSENTIAL PPTYS RLTY TR INC | $2,309,176 | -8.1% | 106,758 | 0.0% | 1.32% | -1.5% | |
| JPC | NUVEEN PFD & INCOME OPPORTUN | $2,261,241 | -2.3% | 357,226 | 0.0% | 1.29% | +4.8% | |
| PML | PIMCO MUN INCOME FD II | $2,154,638 | -14.9% | 280,187 | 0.0% | 1.23% | -8.7% | |
| PSQ | Sell | PROSHARES TRshort qqq new | $2,127,362 | +2.1% | 195,350 | -0.9% | 1.22% | +9.4% |
| RC | READY CAPITAL CORP | $2,089,100 | -10.4% | 206,637 | 0.0% | 1.20% | -3.9% | |
| BDX | Sell | BECTON DICKINSON & CO | $2,055,314 | -3.6% | 7,950 | -1.5% | 1.18% | +3.4% |
| IQI | INVESCO QUALITY MUN INCOME T | $2,051,716 | -12.2% | 244,543 | 0.0% | 1.17% | -5.9% | |
| BA | Sell | BOEING CO | $1,918,717 | -9.3% | 10,010 | -0.1% | 1.10% | -2.7% |
| MVF | BLACKROCK MUNIVEST FD INC | $1,892,053 | -10.0% | 312,220 | 0.0% | 1.08% | -3.4% | |
| KREF | KKR REAL ESTATE FIN TR INC | $1,829,357 | -2.5% | 154,116 | 0.0% | 1.05% | +4.6% | |
| OAKTREE SPECIALTY LENDING CO | $1,820,216 | +3.6% | 90,468 | 0.0% | 1.04% | +11.1% | ||
| PNI | PIMCO NEW YORK MUN FD II | $1,807,827 | -15.4% | 281,593 | 0.0% | 1.04% | -9.2% | |
| KMI | KINDER MORGAN INC DEL | $1,724,320 | -3.7% | 104,000 | 0.0% | 0.99% | +3.2% | |
| GLD | Sell | SPDR GOLD TR | $1,677,638 | -4.1% | 9,785 | -0.3% | 0.96% | +2.9% |
| ABR | ARBOR REALTY TRUST INC | $1,652,753 | +2.4% | 108,877 | 0.0% | 0.95% | +9.9% | |
| NVG | NUVEEN AMT FREE MUN CR INC F | $1,651,116 | -11.9% | 160,147 | 0.0% | 0.94% | -5.5% | |
| UTG | REAVES UTIL INCOME FD | $1,632,126 | -10.1% | 66,212 | 0.0% | 0.93% | -3.6% | |
| PNNT | PENNANTPARK INVT CORP | $1,620,733 | +11.7% | 246,312 | 0.0% | 0.93% | +19.8% | |
| APD | AIR PRODS & CHEMS INC | $1,587,040 | -5.4% | 5,600 | 0.0% | 0.91% | +1.5% | |
| VTN | INVESCO TR INVT GRADE NEW YO | $1,552,171 | -10.9% | 170,381 | 0.0% | 0.89% | -4.4% | |
| NZF | NUVEEN MUNICIPAL CREDIT INC | $1,545,549 | -10.5% | 148,183 | 0.0% | 0.88% | -4.1% | |
| XFLT | XAI OCTAGON FLOATING RATE & | $1,490,031 | +4.0% | 214,393 | 0.0% | 0.85% | +11.6% | |
| PFFA | ETFIS SER TR Ivirtus infrcap | $1,394,704 | -1.5% | 72,115 | 0.0% | 0.80% | +5.6% | |
| OMF | ONEMAIN HLDGS INC | $1,378,735 | -8.2% | 34,391 | 0.0% | 0.79% | -1.6% | |
| TPVG | TRIPLEPOINT VENTURE GROWTH B | $1,268,170 | -11.2% | 121,240 | 0.0% | 0.73% | -4.7% | |
| ACRE | ARES COML REAL ESTATE CORP | $1,236,772 | -6.2% | 129,913 | 0.0% | 0.71% | +0.6% | |
| ARI | APOLLO COML REAL EST FIN INC | $1,234,391 | -10.5% | 121,855 | 0.0% | 0.71% | -4.1% | |
| CMU | MFS HIGH YIELD MUN TRsh ben int | $1,197,488 | -2.8% | 382,584 | 0.0% | 0.68% | +4.3% | |
| BXMT | BLACKSTONE MTG TR INC | $1,147,487 | +4.5% | 52,758 | 0.0% | 0.66% | +12.1% | |
| VEA | Sell | VANGUARD TAX-MANAGED FDSvan ftse dev mkt | $1,141,474 | -8.2% | 26,109 | -3.1% | 0.65% | -1.7% |
| ARCC | ARES CAPITAL CORP | $1,120,732 | +3.6% | 57,562 | 0.0% | 0.64% | +11.1% | |
| SAR | SARATOGA INVT CORP | $1,074,697 | -4.8% | 41,817 | 0.0% | 0.62% | +2.2% | |
| ITA | ISHARES TRus aer def etf | $1,062,349 | -9.2% | 10,025 | 0.0% | 0.61% | -2.6% | |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $1,038,412 | -18.3% | 32,040 | -6.3% | 0.59% | -12.4% |
| BIZD | VANECK ETF TRUST | $1,027,411 | +4.4% | 64,093 | 0.0% | 0.59% | +12.0% | |
| SKYY | FIRST TR EXCHANGE TRADED FD | $1,023,990 | -0.0% | 13,490 | 0.0% | 0.59% | +7.1% | |
| KYN | KAYNE ANDERSON ENERGY INFRST | $1,021,739 | +3.3% | 121,491 | 0.0% | 0.58% | +10.8% | |
| VWO | Sell | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $1,004,612 | -6.2% | 25,621 | -2.7% | 0.58% | +0.7% |
| GOOG | Buy | ALPHABET INCcap stk cl c | $994,149 | +12.7% | 7,540 | +3.4% | 0.57% | +20.8% |
| GOOGL | Buy | ALPHABET INCcap stk cl a | $973,598 | +10.1% | 7,440 | +0.7% | 0.56% | +18.0% |
| QQQJ | Buy | INVESCO EXCH TRADED FD TR IInasdaqnxtgen100 | $948,138 | -5.6% | 38,480 | +0.2% | 0.54% | +1.3% |
| HES | HESS CORP | $918,000 | +12.5% | 6,000 | 0.0% | 0.52% | +20.7% | |
| COP | CONOCOPHILLIPS | $910,480 | +15.6% | 7,600 | 0.0% | 0.52% | +24.0% | |
| RQI | COHEN & STEERS QUALITY INCOM | $863,236 | -12.8% | 85,300 | 0.0% | 0.49% | -6.4% | |
| DX | DYNEX CAP INC | $801,652 | -5.2% | 67,140 | 0.0% | 0.46% | +1.8% | |
| MMM | 3M CO | $800,451 | -6.5% | 8,550 | 0.0% | 0.46% | +0.2% | |
| EPD | ENTERPRISE PRODS PARTNERS L | $770,493 | +3.9% | 28,151 | 0.0% | 0.44% | +11.4% | |
| SEVEN HILLS REALTY TRUST | $770,821 | +6.4% | 70,588 | 0.0% | 0.44% | +14.2% | ||
| AMLP | ALPS ETF TRalerian mlp | $754,114 | +7.6% | 17,870 | 0.0% | 0.43% | +15.5% | |
| BSV | Sell | VANGUARD BD INDEX FDSshort trm bond | $751,700 | -6.2% | 10,000 | -5.7% | 0.43% | +0.7% |
| VRT | VERTIV HOLDINGS CO | $735,072 | +50.2% | 19,760 | 0.0% | 0.42% | +61.3% | |
| BCSF | BAIN CAP SPECIALTY FIN INC | $709,695 | +13.3% | 46,355 | 0.0% | 0.41% | +21.6% | |
| JQC | NUVEEN CR STRATEGIES INCOME | $709,387 | +0.2% | 140,195 | 0.0% | 0.41% | +7.4% | |
| GSBD | GOLDMAN SACHS BDC INC | $687,232 | +5.1% | 47,200 | 0.0% | 0.39% | +12.6% | |
| PDI | PIMCO DYNAMIC INCOME FD | $645,978 | -7.8% | 37,383 | 0.0% | 0.37% | -1.1% | |
| BNY | BLACKROCK N Y MUN INCOME TRUsh ben int | $644,471 | -12.0% | 70,821 | 0.0% | 0.37% | -5.6% | |
| SLRC | SLR INVESTMENT CORP | $637,038 | +7.8% | 41,393 | 0.0% | 0.36% | +15.9% | |
| LDP | COHEN & STEERS LTD DURATION | $628,432 | -6.2% | 36,815 | 0.0% | 0.36% | +0.8% | |
| NRZ | RITHM CAPITAL CORP | $612,350 | -0.6% | 65,915 | 0.0% | 0.35% | +6.4% | |
| AINV | MIDCAP FINANCIAL INVSTMNT CO | $606,884 | +9.5% | 44,137 | 0.0% | 0.35% | +17.2% | |
| NKX | NUVEEN CALIFORNIA AMT QLT MU | $603,391 | -11.1% | 58,810 | 0.0% | 0.34% | -4.7% | |
| PTA | COHEN & STEERS TAX ADVAN PFD | $600,688 | +0.2% | 34,384 | 0.0% | 0.34% | +7.5% | |
| MPLX | MPLX LP | $587,474 | +4.8% | 16,516 | 0.0% | 0.34% | +12.4% | |
| SDY | SPDR SER TRs&p divid etf | $575,050 | -6.2% | 5,000 | 0.0% | 0.33% | +0.6% | |
| HYT | BLACKROCK CORPOR HI YLD FD I | $550,093 | -3.3% | 63,742 | 0.0% | 0.32% | +4.0% | |
| HTGC | HERCULES CAPITAL INC | $535,620 | +10.9% | 32,620 | 0.0% | 0.31% | +19.0% | |
| Sell | BARCLAYS BANK PLCipth sr b s&p | $502,546 | -7.6% | 21,550 | -0.9% | 0.29% | -0.7% | |
| BGB | BLACKSTONE STRATEGIC CRED 20 | $493,429 | +0.5% | 44,898 | 0.0% | 0.28% | +7.6% | |
| IGD | VOYA GLBL EQTY DIV & PREM OP | $491,970 | -4.7% | 100,402 | 0.0% | 0.28% | +2.5% | |
| TSLX | SIXTH STREET SPECIALTY LENDI | $483,610 | +9.4% | 23,660 | 0.0% | 0.28% | +17.4% | |
| KMF | KAYNE ANDERSON NEXTGEN ENRGY | $474,726 | +0.3% | 66,675 | 0.0% | 0.27% | +7.5% | |
| VIG | VANGUARD SPECIALIZED FUNDSdiv app etf | $466,140 | -4.3% | 3,000 | 0.0% | 0.27% | +2.7% | |
| KHC | KRAFT HEINZ CO | $437,320 | -5.2% | 13,000 | 0.0% | 0.25% | +1.6% | |
| PXD | PIONEER NAT RES CO | $436,604 | +10.8% | 1,902 | 0.0% | 0.25% | +19.0% | |
| EFC | ELLINGTON FINANCIAL INC | $420,177 | -9.6% | 33,695 | 0.0% | 0.24% | -3.2% | |
| NCV | VIRTUS CONVERTIBLE & INCOME | $394,715 | -10.6% | 126,918 | 0.0% | 0.23% | -4.2% | |
| ORCC | BLUE OWL CAPITAL CORPORATION | $394,587 | +3.2% | 28,490 | 0.0% | 0.23% | +10.8% | |
| JPI | NUVEEN PFD & INCOME TERM FD | $391,390 | +2.3% | 22,795 | 0.0% | 0.22% | +9.8% | |
| AJX | GREAT AJAX CORP | $377,075 | +5.1% | 58,552 | 0.0% | 0.22% | +12.5% | |
| CRM | Sell | SALESFORCE INC | $376,562 | -64.0% | 1,857 | -62.5% | 0.22% | -61.5% |
| GPMT | GRANITE PT MTG TR INC | $369,709 | -7.9% | 75,760 | 0.0% | 0.21% | -0.9% | |
| ANET | ARISTA NETWORKS INC | $367,860 | +13.5% | 2,000 | 0.0% | 0.21% | +22.0% | |
| BTZ | BLACKROCK CR ALLOCATION INCO | $363,339 | -4.6% | 37,535 | 0.0% | 0.21% | +2.5% | |
| HEGD | Sell | LISTED FD TRswan hedged eqty | $362,300 | -69.9% | 20,000 | -69.2% | 0.21% | -67.8% |
| PFE | Buy | PFIZER INC | $355,085 | -7.8% | 10,705 | +2.0% | 0.20% | -1.0% |
| GBDC | GOLUB CAP BDC INC | $352,960 | +8.7% | 24,060 | 0.0% | 0.20% | +16.8% | |
| EAD | ALLSPRING INCOME OPPORTUNITinc oppty fd | $342,582 | -5.4% | 56,161 | 0.0% | 0.20% | +1.6% | |
| CEQP | CRESTWOOD EQUITY PARTNERS LPunit ltd partner | $340,382 | +10.5% | 11,637 | 0.0% | 0.20% | +18.9% | |
| SNSR | Buy | GLOBAL X FDSinternet of thng | $337,171 | -11.3% | 11,008 | +0.2% | 0.19% | -4.9% |
| MRCC | MONROE CAP CORP | $321,393 | -8.9% | 43,140 | 0.0% | 0.18% | -2.1% | |
| HFRO | HIGHLAND OPPORTUNITIES | $312,378 | -11.0% | 38,853 | 0.0% | 0.18% | -4.3% | |
| PMT | PENNYMAC MTG INVT TR | $290,160 | -8.0% | 23,400 | 0.0% | 0.17% | -1.2% | |
| DTEC | ALPS ETF TRdisruptive tech | $285,180 | -9.9% | 8,051 | 0.0% | 0.16% | -3.6% | |
| BLACKSTONE SECD LENDING FD | $284,544 | 0.0% | 10,400 | 0.0% | 0.16% | +7.2% | ||
| LARGO INC | $281,005 | -34.0% | 99,295 | 0.0% | 0.16% | -29.1% | ||
| REM | ISHARES TRmortge rel etf | $279,719 | -5.3% | 12,521 | 0.0% | 0.16% | +1.3% | |
| VIAC | Sell | PARAMOUNT GLOBAL | $272,190 | -26.6% | 21,100 | -9.4% | 0.16% | -21.2% |
| OXLC | OXFORD LANE CAP CORP | $256,341 | +3.1% | 51,371 | 0.0% | 0.15% | +10.5% | |
| NMFC | NEW MTN FIN CORP | $257,446 | +4.1% | 19,880 | 0.0% | 0.15% | +11.4% | |
| EARN | ELLINGTON RESIDENTIAL MTG RE | $249,555 | -13.9% | 40,186 | 0.0% | 0.14% | -7.7% | |
| PFF | ISHARES TRpfd and incm sec | $247,140 | -2.5% | 8,197 | 0.0% | 0.14% | +4.4% | |
| JEPI | J P MORGAN EXCHANGE TRADED Fequity premium | $245,519 | -3.2% | 4,584 | 0.0% | 0.14% | +3.7% | |
| CCAP | CRESCENT CAP BDC INC | $238,973 | +12.9% | 13,975 | 0.0% | 0.14% | +21.2% | |
| BKCC | BLACKROCK CAP INVT CORP | $238,048 | +13.1% | 64,164 | 0.0% | 0.14% | +21.4% | |
| BBDC | BARINGS BDC INC | $225,022 | +13.6% | 25,255 | 0.0% | 0.13% | +21.7% | |
| FFC | FLAHERTY & CRUMRINE PFD SECS | $219,128 | -5.6% | 16,895 | 0.0% | 0.12% | +0.8% | |
| FPF | FIRST TR INTER DURATN PFD & | $219,209 | -3.9% | 14,712 | 0.0% | 0.12% | +2.5% | |
| MORT | VANECK ETF TRUSTmortgage reit | $216,371 | -5.3% | 19,030 | 0.0% | 0.12% | +1.6% | |
| PCT | Buy | PURECYCLE TECHNOLOGIES INC | $193,545 | -40.9% | 34,500 | +12.6% | 0.11% | -36.6% |
| CHW | CALAMOS GBL DYN INCOME FUND | $190,593 | -8.0% | 34,403 | 0.0% | 0.11% | -1.8% | |
| GLV | CLOUGH GLOBAL DIVID & INCOME | $190,202 | -10.5% | 38,270 | 0.0% | 0.11% | -3.5% | |
| NUVEEN VRIABL RAT PFD & INM | $181,897 | +1.2% | 11,608 | 0.0% | 0.10% | +8.3% | ||
| EVV | EATON VANCE LTD DURATION INC | $179,326 | -3.4% | 19,837 | 0.0% | 0.10% | +4.0% | |
| New | UBS AG LONDON BRANCHnt lkd 24 | $173,872 | – | 18,658 | +100.0% | 0.10% | – | |
| CSTL | Sell | CASTLE BIOSCIENCES INC | $169,339 | -8.8% | 10,026 | -25.9% | 0.10% | -2.0% |
| FINS | ANGEL OAK FINL STRATEGIES IN | $161,998 | +1.9% | 13,455 | 0.0% | 0.09% | +9.4% | |
| FRA | BLACKROCK FLOATING RATE INCO | $159,643 | +3.4% | 12,650 | 0.0% | 0.09% | +11.0% | |
| GLQ | CLOUGH GLOBAL EQUITY FD | $159,413 | -12.2% | 29,090 | 0.0% | 0.09% | -6.2% | |
| GCI | GANNETT CO INC | $147,828 | +8.9% | 60,338 | 0.0% | 0.08% | +18.1% | |
| PFN | PIMCO INCOME STRATEGY FD II | $80,859 | -8.6% | 12,270 | 0.0% | 0.05% | -2.1% | |
| PFFL | Exit | UBS AG LONDON BRANCHetracs 2xm etn | $0 | – | -18,658 | -100.0% | -0.10% | – |
| MMP | Exit | MAGELLAN MIDSTREAM PRTNRS LP | $0 | – | -4,150 | -100.0% | -0.14% | – |
| STZ | Exit | CONSTELLATION BRANDS INCcl a | $0 | – | -1,069 | -100.0% | -0.14% | – |
| GFF | Exit | GRIFFON CORP | $0 | – | -56,551 | -100.0% | -1.22% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-10-24
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TRUST UNIT SER 1 S&P | 24 | Q3 2023 | 9.4% |
| AMAZON COM INC COM | 24 | Q3 2023 | 4.1% |
| Nuveen AMT-Free Quality Muni Inc | 24 | Q3 2023 | 2.3% |
| BERKSHIRE HATHAWAY INC DEL CL B NEW | 24 | Q3 2023 | 3.0% |
| MICROSOFT CORP COM | 24 | Q3 2023 | 5.3% |
| VANGUARD TOTAL WORLD STOCK INDEX FUND | 23 | Q3 2023 | 8.4% |
| CONOCOPHILLIPS COM | 23 | Q3 2023 | 2.8% |
| VANGUARD INTL EQUITY INDEX FUND INC FTSE EMERGING MARKETS ETF | 23 | Q3 2023 | 2.4% |
| VANGUARD TAX-MANAGED INTL FD | 23 | Q3 2023 | 1.7% |
| VANGUARD SPECIALIZED FUNDS | 23 | Q3 2023 | 0.3% |
View Claybrook Capital, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2023-10-24 |
| 13F-HR | 2023-07-17 |
| 13F-HR | 2023-04-18 |
| 13F-HR | 2023-01-24 |
| 13F-HR | 2022-10-20 |
| 13F-HR | 2022-07-18 |
| 13F-HR | 2022-05-06 |
| 13F-HR | 2022-01-20 |
| 13F-HR | 2021-11-15 |
| 13F-HR | 2021-07-26 |
View Claybrook Capital, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.