Q3 2023
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Sell | ENHABIT INC | $19,650,296 | -17.0% | 1,746,693 | -15.2% | 26.88% | +10.9% | |
| AVD | Sell | AMERICAN VANGUARD CORP | $10,585,213 | -46.2% | 968,455 | -12.1% | 14.48% | -28.1% |
| Buy | FTAI AVIATION LTD | $8,528,916 | +9.8% | 245,366 | +0.0% | 11.66% | +46.7% | |
| ASH | Sell | ASHLAND INC | $5,476,644 | -41.5% | 67,050 | -37.7% | 7.49% | -21.8% |
| INGR | Sell | INGREDION INC | $3,209,414 | -24.0% | 32,616 | -18.2% | 4.39% | +1.5% |
| RILY | Sell | B. RILEY FINANCIAL INC | $2,193,416 | -20.7% | 53,511 | -11.1% | 3.00% | +5.9% |
| AGM | Sell | FEDERAL AGRIC MTG CORPcl c | $1,195,671 | -63.6% | 7,749 | -66.1% | 1.64% | -51.3% |
| ADUS | Sell | ADDUS HOMECARE CORP | $865,275 | -47.6% | 10,157 | -43.0% | 1.18% | -30.0% |
| New | CRH PLCord | $811,908 | – | 14,836 | – | 1.11% | – | |
| Buy | GREAT ELM CAP CORP | $698,905 | +80.1% | 70,811 | +41.6% | 0.96% | +140.8% | |
| VSTO | New | VISTA OUTDOOR INC | $688,896 | – | 20,800 | – | 0.94% | – |
| New | ENHABIT INC | $562,500 | – | 50,000 | – | 0.77% | – | |
| CECE | New | CECO ENVIRONMENTAL CORPcall | $558,950 | – | 35,000 | – | 0.76% | – |
| TZA | New | DIREXION SHS ETF TRdaily sm cp bear | $464,700 | – | 15,000 | – | 0.64% | – |
| Sell | SPROTT FDS TRuranium miners e | $330,190 | -1.6% | 7,000 | -30.0% | 0.45% | +31.4% | |
| MOD | New | MODINE MFG CO | $228,750 | – | 5,000 | – | 0.31% | – |
| PCTTW | Buy | PURECYCLE TECHNOLOGIES INC*w exp 03/17/202 | $192,971 | -13.4% | 66,537 | +33.2% | 0.26% | +15.8% |
| Buy | SPORTSMAP TECH ACQUISITIN CO*w exp 09/01/202 | $169,114 | +11945.2% | 47,300 | +26.1% | 0.23% | +23000.0% | |
| New | CECO ENVIRONMENTAL CORP | $159,700 | – | 10,000 | – | 0.22% | – | |
| PLBY | Sell | PLBY GROUP INC | $114,642 | -91.2% | 143,123 | -81.6% | 0.16% | -88.3% |
| New | JUNIPER II CORP | $97,006 | – | 34,154 | – | 0.13% | – | |
| PBI | Sell | PITNEY BOWES INC | $82,464 | -64.7% | 27,306 | -58.6% | 0.11% | -52.7% |
| EMKR | New | EMCORE CORPcall | $20,690 | – | 43,512 | – | 0.03% | – |
| New | JETAI INC*w exp 07/26/202 | $2,480 | – | 50,000 | – | 0.00% | – | |
| Buy | VISION SENSING ACQUISITION C*w exp 10/21/202 | $1,431 | +9.2% | 37,501 | +0.0% | 0.00% | +100.0% | |
| Exit | JUNIPER II CORP*w exp 99/99/999 | $0 | – | -25,000 | – | -0.00% | – | |
| Exit | OXBRIDGE ACQUISITION CORP*w exp 08/04/202 | $0 | – | -50,000 | – | -0.00% | – | |
| Exit | MINORITY EQUALITY OPPORTUNIT*w exp 08/26/202 | $0 | – | -65,000 | – | -0.01% | – | |
| SKIL | Exit | SKILLSOFT CORPcl a | $0 | – | -77,117 | – | -0.10% | – |
| LTCH | Exit | LATCH INC | $0 | – | -90,000 | – | -0.13% | – |
| PCT | Exit | PURECYCLE TECHNOLOGIES INC | $0 | – | -16,592 | – | -0.18% | – |
| CECE | Exit | CECO ENVIRONMENTAL CORP | $0 | – | -20,000 | – | -0.27% | – |
| Exit | BLACKSTONE SECD LENDING FD | $0 | – | -15,000 | – | -0.42% | – | |
| MDU | Exit | MDU RES GROUP INC | $0 | – | -22,000 | – | -0.47% | – |
| UNVR | Exit | UNIVAR SOLUTIONS INC | $0 | – | -15,000 | – | -0.55% | – |
| DD | Exit | DUPONT DE NEMOURS INC | $0 | – | -36,130 | – | -2.64% | – |
Q2 2023
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| New | ENHABIT INC | $23,675,557 | – | 2,058,744 | – | 24.23% | – | |
| AVD | New | AMERICAN VANGUARD CORP | $19,683,090 | – | 1,101,460 | – | 20.15% | – |
| ASH | New | ASHLAND INC | $9,356,035 | – | 107,652 | – | 9.58% | – |
| New | FTAI AVIATION LTD | $7,766,704 | – | 245,316 | – | 7.95% | – | |
| INGR | New | INGREDION INC | $4,223,803 | – | 39,866 | – | 4.32% | – |
| APG | New | API GROUP CORP | $4,222,410 | – | 154,894 | – | 4.32% | – |
| GFL | New | GFL ENVIRONMENTAL INC | $4,064,960 | – | 104,767 | – | 4.16% | – |
| AGM | New | FEDERAL AGRIC MTG CORPcl c | $3,281,440 | – | 22,829 | – | 3.36% | – |
| NVEE | New | NV5 GLOBAL INC | $3,040,858 | – | 27,452 | – | 3.11% | – |
| RILY | New | B. RILEY FINANCIAL INC | $2,767,169 | – | 60,182 | – | 2.83% | – |
| DD | New | DUPONT DE NEMOURS INC | $2,581,127 | – | 36,130 | – | 2.64% | – |
| SP | New | SP PLUS CORP | $1,906,691 | – | 48,752 | – | 1.95% | – |
| ADUS | New | ADDUS HOMECARE CORP | $1,651,543 | – | 17,816 | – | 1.69% | – |
| PLBY | New | PLBY GROUP INC | $1,306,546 | – | 777,706 | – | 1.34% | – |
| New | FTAI INFRASTRUCTURE INC | $951,762 | – | 257,930 | – | 0.97% | – | |
| New | CRANE HLDGS CO | $632,184 | – | 11,201 | – | 0.65% | – | |
| UNVR | New | UNIVAR SOLUTIONS INC | $537,600 | – | 15,000 | – | 0.55% | – |
| GTLS | New | CHART INDS INC | $511,328 | – | 3,200 | – | 0.52% | – |
| MDU | New | MDU RES GROUP INC | $460,680 | – | 22,000 | – | 0.47% | – |
| New | BLACKSTONE SECD LENDING FD | $410,400 | – | 15,000 | – | 0.42% | – | |
| New | GREAT ELM CAP CORP | $388,000 | – | 50,000 | – | 0.40% | – | |
| ALIT | New | ALIGHT INC | $377,066 | – | 40,808 | – | 0.39% | – |
| UNG | New | UNITED STS NAT GAS FD LPunit par | $371,000 | – | 50,000 | – | 0.38% | – |
| SLV | New | ISHARES SILVER TRishares | $355,193 | – | 17,003 | – | 0.36% | – |
| New | GEN RESTAURENT GROUP | $339,800 | – | 20,000 | – | 0.35% | – | |
| New | SPROTT FDS TRuranium miners e | $335,700 | – | 10,000 | – | 0.34% | – | |
| New | SURGEPAYS INC*w exp 10/22/202 | $303,576 | – | 111,200 | – | 0.31% | – | |
| CECE | New | CECO ENVIRONMENTAL CORP | $267,200 | – | 20,000 | – | 0.27% | – |
| New | KNIFE RIVER CORP | $239,250 | – | 5,500 | – | 0.24% | – | |
| PBI | New | PITNEY BOWES INC | $233,474 | – | 65,953 | – | 0.24% | – |
| PCTTW | New | PURECYCLE TECHNOLOGIES INC*w exp 03/17/202 | $222,751 | – | 49,944 | – | 0.23% | – |
| GFF | New | GRIFFON CORP | $221,650 | – | 5,500 | – | 0.23% | – |
| ORCC | New | OWL ROCK CAPITAL CORPORATION | $201,300 | – | 15,000 | – | 0.21% | – |
| PCT | New | PURECYCLE TECHNOLOGIES INC | $177,369 | – | 16,592 | – | 0.18% | – |
| LTCH | New | LATCH INC | $125,100 | – | 90,000 | – | 0.13% | – |
| SKIL | New | SKILLSOFT CORPcl a | $95,625 | – | 77,117 | – | 0.10% | – |
| PFSW | New | PFSWEB INC | $86,011 | – | 19,029 | – | 0.09% | – |
| TUSK | New | MAMMOTH ENERGY SVCS INC | $82,714 | – | 17,125 | – | 0.08% | – |
| New | SCILEX HOLDING CO*w exp 11/10/202 | $69,499 | – | 49,999 | – | 0.07% | – | |
| New | NEXTNAV INC | $51,450 | – | 17,500 | – | 0.05% | – | |
| New | RESERVOIR MEDIA INC*w exp 08/26/202 | $45,449 | – | 30,503 | – | 0.05% | – | |
| New | HOLLEY INC | $43,170 | – | 10,555 | – | 0.04% | – | |
| New | WORKSPORT LTD*w exp 08/06/202 | $11,750 | – | 50,000 | – | 0.01% | – | |
| New | SEQLL INC*w exp 08/31/202 | $5,496 | – | 70,000 | – | 0.01% | – | |
| New | MINORITY EQUALITY OPPORTUNIT*w exp 08/26/202 | $5,213 | – | 65,000 | – | 0.01% | – | |
| New | PYROPHYTE ACQUISITION CORP*w exp 05/03/202 | $3,376 | – | 37,500 | – | 0.00% | – | |
| New | EXCELFIN ACQUISITION CORP*w exp 10/25/202 | $2,215 | – | 27,500 | – | 0.00% | – | |
| New | CRESCERA CAP ACQUISITION COR*w exp 11/18/202 | $2,426 | – | 50,000 | – | 0.00% | – | |
| New | OXBRIDGE ACQUISITION CORP*w exp 08/04/202 | $2,256 | – | 50,000 | – | 0.00% | – | |
| New | JUNIPER II CORP*w exp 99/99/999 | $777 | – | 25,000 | – | 0.00% | – | |
| New | SPORTSMAP TECH ACQUISITIN CO*w exp 09/01/202 | $1,404 | – | 37,500 | – | 0.00% | – | |
| New | ALTENERGY ACQUISITION CORP*w exp 10/29/202 | $700 | – | 20,000 | – | 0.00% | – | |
| New | SEASTAR MEDICAL HOLDING CORP*w exp 10/28/202 | $1,185 | – | 32,473 | – | 0.00% | – | |
| New | VISION SENSING ACQUISITION C*w exp 10/21/202 | $1,310 | – | 37,497 | – | 0.00% | – |
Q4 2022
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| BRIVW | Exit | B RILEY PRIN 250 MERGER CORP*w exp 04/01/202 | $0 | – | -13,333 | – | -0.00% | – |
| MSACW | Exit | MEDICUS SCIENCES ACQUISITION*w exp 02/12/202 | $0 | – | -10,266 | – | -0.00% | – |
| LMAOW | Exit | LMF ACQUISITION OPPORTUNIT I*w exp 01/26/202 | $0 | – | -32,473 | – | -0.00% | – |
| MPACR | Exit | MODEL PERFORMANCE ACQU CORPright 04/29/2026 | $0 | – | -16,500 | – | -0.00% | – |
| Exit | MACONDRAY CAP ACQUISITN CORP*w exp 05/31/202 | $0 | – | -41,666 | – | -0.00% | – | |
| ASAQWS | Exit | ATLANTIC AVE ACQUISITION COR*w exp 10/06/202 | $0 | – | -52,874 | – | -0.00% | – |
| Exit | OXBRIDGE ACQUISITION CORP*w exp 08/04/202 | $0 | – | -50,000 | – | -0.00% | – | |
| Exit | AVALON ACQUISITION INC*w exp 12/31/202 | $0 | – | -52,500 | – | -0.00% | – | |
| Exit | QUALTEK SERVICES INC*w exp 02/14/202 | $0 | – | -19,999 | – | -0.00% | – | |
| Exit | SEQLL INC*w exp 08/31/202 | $0 | – | -70,000 | – | -0.01% | – | |
| Exit | MINORITY EQUALITY OPPORTUNIT*w exp 08/26/202 | $0 | – | -65,000 | – | -0.01% | – | |
| RAMMW | Exit | ARIES I ACQUISITION CORP*w exp 03/18/202 | $0 | – | -75,201 | – | -0.01% | – |
| VCKAW | Exit | VICKERS VANTAGE CORP I*w exp 09/15/202 | $0 | – | -49,999 | – | -0.01% | – |
| Exit | WORKSPORT LTD*w exp 06/01/202 | $0 | – | -50,000 | – | -0.01% | – | |
| ASPU | Exit | ASPEN GROUP INC | $0 | – | -57,799 | – | -0.02% | – |
| Exit | RESERVOIR MEDIA INC*w exp 08/26/202 | $0 | – | -30,503 | – | -0.02% | – | |
| Exit | HOLLEY INC | $0 | – | -10,681 | – | -0.04% | – | |
| ARLO | Exit | ARLO TECHNOLOGIES INC | $0 | – | -10,000 | – | -0.04% | – |
| BW | Exit | BABCOCK & WILCOX ENTERPRISES | $0 | – | -10,000 | – | -0.06% | – |
| USIO | Exit | USIO INC | $0 | – | -68,635 | – | -0.08% | – |
| Exit | BLOCKCHAIN COINVSTRS ACQ CRPunit 09/01/2026 | $0 | – | -10,000 | – | -0.09% | – | |
| AUY | Exit | YAMANA GOLD INC | $0 | – | -25,000 | – | -0.10% | – |
| LC | Exit | LENDINGCLUB CORP | $0 | – | -11,000 | – | -0.10% | – |
| PCT | Exit | PURECYCLE TECHNOLOGIES INC | $0 | – | -16,592 | – | -0.12% | – |
| Exit | SURGEPAYS INC*w exp 10/22/202 | $0 | – | -111,200 | – | -0.12% | – | |
| PCTTW | Exit | PURECYCLE TECHNOLOGIES INC*w exp 03/17/202 | $0 | – | -49,944 | – | -0.15% | – |
| MPAC | Exit | MODEL PERFORMANCE ACQU CORP | $0 | – | -16,500 | – | -0.15% | – |
| NEX | Exit | NEXTIER OILFIELD SOLUTIONS | $0 | – | -25,000 | – | -0.16% | – |
| IDWM | Exit | IDW MEDIA HLDGS INCcl b | $0 | – | -139,899 | – | -0.19% | – |
| PLBY | Exit | PLBY GROUP INC | $0 | – | -56,919 | – | -0.20% | – |
| SLV | Exit | ISHARES SILVER TRishares | $0 | – | -17,003 | – | -0.26% | – |
| ALIT | Exit | ALIGHT INC | $0 | – | -40,808 | – | -0.26% | – |
| Exit | AVALON ACQUISITION INC | $0 | – | -30,000 | – | -0.26% | – | |
| OEC | Exit | ORION ENGINEERED CARBONS S A | $0 | – | -25,000 | – | -0.29% | – |
| GSEV | Exit | GORES HOLDINGS VII INC | $0 | – | -34,992 | – | -0.30% | – |
| BRIV | Exit | B RILEY PRIN 250 MERGER CORP | $0 | – | -39,999 | – | -0.34% | – |
| Exit | OXBRIDGE ACQUISITION CORP | $0 | – | -40,000 | – | -0.35% | – | |
| Exit | ALTENERGY ACQUISITION CORPunit 10/29/2026 | $0 | – | -40,000 | – | -0.35% | – | |
| Exit | EXCELFIN ACQUISITION CORPunit 10/25/2028 | $0 | – | -50,000 | – | -0.43% | – | |
| Exit | JUNIPER II CORPunit 99/99/9999 | $0 | – | -50,000 | – | -0.44% | – | |
| Exit | SPORTSMAP TECH ACQUISITIN COunit 09/01/2027 | $0 | – | -50,000 | – | -0.44% | – | |
| Exit | VISION SENSING ACQUISITION Cunit 10/21/2026 | $0 | – | -50,000 | – | -0.44% | – | |
| Exit | CRYPTO 1 ACQUISITION CORPunit 04/30/2028 | $0 | – | -50,000 | – | -0.45% | – | |
| Exit | FTAI INFRASTRUCTURE INC | $0 | – | -245,810 | – | -0.51% | – | |
| GTLS | Exit | CHART INDS INC | $0 | – | -3,200 | – | -0.51% | – |
| Exit | MINORITY EQUALITY OPPORTUNIT | $0 | – | -65,000 | – | -0.57% | – | |
| Exit | PYROPHYTE ACQUISITION CORPunit 99/99/9999 | $0 | – | -75,000 | – | -0.66% | – | |
| SPXS | Exit | DIREXION SHS ETF TRdly s&p500 br 3x | $0 | – | -30,300 | – | -0.77% | – |
| MSAC | Exit | MEDICUS SCIENCES ACQUISITION | $0 | – | -92,400 | – | -0.79% | – |
| Exit | MOTIVE CAPITAL CORP IIunit 99/99/9999 | $0 | – | -100,000 | – | -0.87% | – | |
| Exit | CRESCERA CAP ACQUISITION CORunit 11/18/2026 | $0 | – | -100,000 | – | -0.87% | – | |
| VNTR | Exit | VENATOR MATLS PLC | $0 | – | -1,315,905 | – | -1.00% | – |
| ASAQ | Exit | ATLANTIC AVE ACQUISITION COR | $0 | – | -122,959 | – | -1.06% | – |
| Exit | MACONDRAY CAP ACQUISITN CORP | $0 | – | -124,998 | – | -1.08% | – | |
| TZA | Exit | DIREXION SHS ETF TRdaily sm cp bear | $0 | – | -29,595 | – | -1.18% | – |
| SP | Exit | SP PLUS CORP | $0 | – | -48,752 | – | -1.32% | – |
| ADUS | Exit | ADDUS HOMECARE CORP | $0 | – | -17,543 | – | -1.44% | – |
| APG | Exit | API GROUP CORP | $0 | – | -159,894 | – | -1.83% | – |
| AGM | Exit | FEDERAL AGRIC MTG CORPcl c | $0 | – | -22,829 | – | -1.96% | – |
| GFL | Exit | GFL ENVIRONMENTAL INC | $0 | – | -108,267 | – | -2.37% | – |
| RILY | Exit | B. RILEY FINANCIAL INC | $0 | – | -68,855 | – | -2.65% | – |
| INGR | Exit | INGREDION INC | $0 | – | -40,866 | – | -2.84% | – |
| DD | Exit | DUPONT DE NEMOURS INC | $0 | – | -66,041 | – | -2.88% | – |
| NVEE | Exit | NV5 GLOBAL INC | $0 | – | -30,306 | – | -3.24% | – |
| FTAI | Exit | FORTRESS TRANS INFRST INVS L | $0 | – | -294,576 | – | -3.82% | – |
| AVD | Exit | AMERICAN VANGUARD CORP | $0 | – | -779,954 | – | -12.60% | – |
| ASH | Exit | ASHLAND INC | $0 | – | -571,622 | – | -46.91% | – |
Q3 2022
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| ASH | Sell | ASHLAND INC | $54,287,000 | -8.2% | 571,622 | -0.3% | 46.91% | -2.1% |
| AVD | Buy | AMERICAN VANGUARD CORP | $14,585,000 | -15.2% | 779,954 | +1.3% | 12.60% | -9.6% |
| FTAI | Buy | FORTRESS TRANS INFRST INVS L | $4,417,000 | -13.7% | 294,576 | +11.3% | 3.82% | -8.0% |
| INGR | Buy | INGREDION INC | $3,291,000 | +1769.9% | 40,866 | +1943.3% | 2.84% | +1888.8% |
| APG | Buy | API GROUP CORP | $2,122,000 | -1.4% | 159,894 | +11.2% | 1.83% | +5.1% |
| ADUS | Sell | ADDUS HOMECARE CORP | $1,671,000 | +0.4% | 17,543 | -12.3% | 1.44% | +7.0% |
| TZA | Sell | DIREXION SHS ETF TRdaily sm cp bear | $1,362,000 | -14.1% | 29,595 | -12.9% | 1.18% | -8.4% |
| VNTR | Sell | VENATOR MATLS PLC | $1,158,000 | -58.2% | 1,315,905 | -1.1% | 1.00% | -55.4% |
| SPXS | New | DIREXION SHS ETF TRdly s&p500 br 3x | $895,000 | – | 30,300 | – | 0.77% | – |
| New | FTAI INFRASTRUCTURE INC | $590,000 | – | 245,810 | – | 0.51% | – | |
| Sell | AVALON ACQUISITION INC | $302,000 | -56.8% | 30,000 | -57.1% | 0.26% | -53.9% | |
| ALIT | Sell | ALIGHT INC | $299,000 | +1.0% | 40,808 | -6.8% | 0.26% | +7.5% |
| PLBY | Sell | PLBY GROUP INC | $229,000 | -46.5% | 56,919 | -14.9% | 0.20% | -42.9% |
| PCT | Sell | PURECYCLE TECHNOLOGIES INC | $134,000 | -42.7% | 16,592 | -47.5% | 0.12% | -38.9% |
| LC | New | LENDINGCLUB CORP | $122,000 | – | 11,000 | – | 0.10% | – |
| USIO | Sell | USIO INC | $89,000 | -71.0% | 68,635 | -45.7% | 0.08% | -69.1% |
| Sell | HOLLEY INC | $43,000 | -72.8% | 10,681 | -28.8% | 0.04% | -71.1% | |
| MTRX | Exit | MATRIX SVC CO | $0 | – | -10,000 | – | -0.04% | – |
| MINM | Exit | MINIM INC | $0 | – | -156,228 | – | -0.05% | – |
| VCKA | Exit | VICKERS VANTAGE CORP I | $0 | – | -14,459 | – | -0.12% | – |
| SRAX | Exit | SRAX INCcl a | $0 | – | -86,841 | – | -0.23% | – |
| CDR | Exit | CEDAR REALTY TRUST INC | $0 | – | -10,551 | – | -0.25% | – |
| HUN | Exit | HUNTSMAN CORP | $0 | – | -19,676 | – | -0.45% | – |
Q2 2022
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| ASH | New | ASHLAND GLOBAL HLDGS INC | $59,112,000 | – | 573,622 | – | 47.90% | – |
| AVD | New | AMERICAN VANGUARD CORP | $17,208,000 | – | 769,954 | – | 13.94% | – |
| FTAI | New | FORTRESS TRANS INFRST INVS L | $5,117,000 | – | 264,576 | – | 4.15% | – |
| DD | New | DUPONT DE NEMOURS INC | $3,671,000 | – | 66,041 | – | 2.98% | – |
| NVEE | New | NV5 GLOBAL INC | $3,538,000 | – | 30,306 | – | 2.87% | – |
| RILY | New | B. RILEY FINANCIAL INC | $2,909,000 | – | 68,855 | – | 2.36% | – |
| GFL | New | GFL ENVIRONMENTAL INC | $2,793,000 | – | 108,267 | – | 2.26% | – |
| VNTR | New | VENATOR MATLS PLC | $2,768,000 | – | 1,330,879 | – | 2.24% | – |
| AGM | New | FEDERAL AGRIC MTG CORPcl c | $2,229,000 | – | 22,829 | – | 1.81% | – |
| APG | New | API GROUP CORP | $2,153,000 | – | 143,803 | – | 1.74% | – |
| ADUS | New | ADDUS HOMECARE CORP | $1,665,000 | – | 19,997 | – | 1.35% | – |
| TZA | New | DIREXION SHS ETF TRdaily sm cp bear | $1,586,000 | – | 33,995 | – | 1.28% | – |
| SP | New | SP PLUS CORP | $1,498,000 | – | 48,752 | – | 1.21% | – |
| New | MACONDRAY CAP ACQUISITN CORP | $1,244,000 | – | 124,998 | – | 1.01% | – | |
| ASAQ | New | ATLANTIC AVE ACQUISITION COR | $1,219,000 | – | 122,959 | – | 0.99% | – |
| New | CRESCERA CAP ACQUISITION CORunit 11/18/2026 | $1,002,000 | – | 100,000 | – | 0.81% | – | |
| New | MOTIVE CAPITAL CORP IIunit 99/99/9999 | $1,000,000 | – | 100,000 | – | 0.81% | – | |
| MSAC | New | MEDICUS SCIENCES ACQUISITION | $904,000 | – | 92,400 | – | 0.73% | – |
| New | PYROPHYTE ACQUISITION CORPunit 99/99/9999 | $761,000 | – | 75,000 | – | 0.62% | – | |
| New | AVALON ACQUISITION INC | $699,000 | – | 70,000 | – | 0.57% | – | |
| New | MINORITY EQUALITY OPPORTUNIT | $656,000 | – | 65,000 | – | 0.53% | – | |
| HUN | New | HUNTSMAN CORP | $558,000 | – | 19,676 | – | 0.45% | – |
| GTLS | New | CHART INDS INC | $536,000 | – | 3,200 | – | 0.43% | – |
| New | SPORTSMAP TECH ACQUISITIN COunit 09/01/2027 | $504,000 | – | 50,000 | – | 0.41% | – | |
| New | VISION SENSING ACQUISITION Cunit 10/21/2026 | $503,000 | – | 50,000 | – | 0.41% | – | |
| New | JUNIPER II CORPunit 99/99/9999 | $501,000 | – | 50,000 | – | 0.41% | – | |
| New | CRYPTO 1 ACQUISITION CORPunit 04/30/2028 | $500,000 | – | 50,000 | – | 0.40% | – | |
| New | EXCELFIN ACQUISITION CORPunit 10/25/2028 | $499,000 | – | 50,000 | – | 0.40% | – | |
| PLBY | New | PLBY GROUP INC | $428,000 | – | 66,919 | – | 0.35% | – |
| New | ALTENERGY ACQUISITION CORPunit 10/29/2026 | $402,000 | – | 40,000 | – | 0.33% | – | |
| New | OXBRIDGE ACQUISITION CORP | $401,000 | – | 40,000 | – | 0.32% | – | |
| BRIV | New | B RILEY PRIN 250 MERGER CORP | $389,000 | – | 39,999 | – | 0.32% | – |
| OEC | New | ORION ENGINEERED CARBONS S A | $388,000 | – | 25,000 | – | 0.31% | – |
| GSEV | New | GORES HOLDINGS VII INC | $343,000 | – | 34,992 | – | 0.28% | – |
| SLV | New | ISHARES SILVER TRishares | $317,000 | – | 17,003 | – | 0.26% | – |
| USIO | New | USIO INC | $307,000 | – | 126,401 | – | 0.25% | – |
| CDR | New | CEDAR REALTY TRUST INC | $304,000 | – | 10,551 | – | 0.25% | – |
| ALIT | New | ALIGHT INC | $296,000 | – | 43,808 | – | 0.24% | – |
| SRAX | New | SRAX INCcl a | $288,000 | – | 86,841 | – | 0.23% | – |
| NEX | New | NEXTIER OILFIELD SOLUTIONS | $238,000 | – | 25,000 | – | 0.19% | – |
| PCT | New | PURECYCLE TECHNOLOGIES INC | $234,000 | – | 31,592 | – | 0.19% | – |
| IDWM | New | IDW MEDIA HLDGS INCcl b | $187,000 | – | 139,899 | – | 0.15% | – |
| INGR | New | INGREDION INC | $176,000 | – | 2,000 | – | 0.14% | – |
| MPAC | New | MODEL PERFORMANCE ACQU CORP | $168,000 | – | 16,500 | – | 0.14% | – |
| New | HOLLEY INC | $158,000 | – | 15,000 | – | 0.13% | – | |
| VCKA | New | VICKERS VANTAGE CORP I | $148,000 | – | 14,459 | – | 0.12% | – |
| New | SURGEPAYS INC*w exp 10/22/202 | $133,000 | – | 111,200 | – | 0.11% | – | |
| PCTTW | New | PURECYCLE TECHNOLOGIES INC*w exp 03/17/202 | $132,000 | – | 49,944 | – | 0.11% | – |
| AUY | New | YAMANA GOLD INC | $116,000 | – | 25,000 | – | 0.09% | – |
| New | BLOCKCHAIN COINVSTRS ACQ CRPunit 09/01/2026 | $100,000 | – | 10,000 | – | 0.08% | – | |
| ARLO | New | ARLO TECHNOLOGIES INC | $63,000 | – | 10,000 | – | 0.05% | – |
| MINM | New | MINIM INC | $63,000 | – | 156,228 | – | 0.05% | – |
| BW | New | BABCOCK & WILCOX ENTERPRISES | $60,000 | – | 10,000 | – | 0.05% | – |
| ASPU | New | ASPEN GROUP INC | $57,000 | – | 57,799 | – | 0.05% | – |
| MTRX | New | MATRIX SVC CO | $51,000 | – | 10,000 | – | 0.04% | – |
| New | RESERVOIR MEDIA INC*w exp 08/26/202 | $38,000 | – | 30,503 | – | 0.03% | – | |
| RAMMW | New | ARIES I ACQUISITION CORP*w exp 03/18/202 | $12,000 | – | 75,201 | – | 0.01% | – |
| New | WORKSPORT LTD*w exp 06/01/202 | $12,000 | – | 50,000 | – | 0.01% | – | |
| New | SEQLL INC*w exp 08/31/202 | $10,000 | – | 70,000 | – | 0.01% | – | |
| VCKAW | New | VICKERS VANTAGE CORP I*w exp 09/15/202 | $7,000 | – | 49,999 | – | 0.01% | – |
| New | AVALON ACQUISITION INC*w exp 12/31/202 | $5,000 | – | 52,500 | – | 0.00% | – | |
| New | OXBRIDGE ACQUISITION CORP*w exp 08/04/202 | $5,000 | – | 50,000 | – | 0.00% | – | |
| New | MINORITY EQUALITY OPPORTUNIT*w exp 08/26/202 | $5,000 | – | 65,000 | – | 0.00% | – | |
| LMAOW | New | LMF ACQUISITION OPPORTUNIT I*w exp 01/26/202 | $4,000 | – | 32,473 | – | 0.00% | – |
| BRIVW | New | B RILEY PRIN 250 MERGER CORP*w exp 04/01/202 | $4,000 | – | 13,333 | – | 0.00% | – |
| ASAQWS | New | ATLANTIC AVE ACQUISITION COR*w exp 10/06/202 | $4,000 | – | 52,874 | – | 0.00% | – |
| New | MACONDRAY CAP ACQUISITN CORP*w exp 05/31/202 | $4,000 | – | 41,666 | – | 0.00% | – | |
| New | QUALTEK SERVICES INC*w exp 02/14/202 | $3,000 | – | 19,999 | – | 0.00% | – | |
| MSACW | New | MEDICUS SCIENCES ACQUISITION*w exp 02/12/202 | $2,000 | – | 10,266 | – | 0.00% | – |
| MPACR | New | MODEL PERFORMANCE ACQU CORPright 04/29/2026 | $3,000 | – | 16,500 | – | 0.00% | – |
Q4 2021
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| MPACR | Exit | MODEL PERFORMANCE ACQU CORPright 04/29/2026 | $0 | – | -16,500 | – | -0.01% | – |
| BRIVW | Exit | B RILEY PRIN 250 MERGER CORPw exp 04/01/202 | $0 | – | -13,333 | – | -0.01% | – |
| LMAOW | Exit | LMF ACQUISITION OPPORTUNIT Iw exp 01/26/202 | $0 | – | -32,473 | – | -0.01% | – |
| Exit | MACONDRAY CAP ACQUISITN CORPw exp 05/31/202 | $0 | – | -41,666 | – | -0.02% | – | |
| VCKAW | Exit | VICKERS VANTAGE CORP Iw exp 09/15/202 | $0 | – | -49,999 | – | -0.02% | – |
| BOXL | Exit | BOXLIGHT CORP | $0 | – | -11,692 | – | -0.02% | – |
| ROCRW | Exit | ROTH CH ACQUISITION III COw exp 02/26/202 | $0 | – | -24,999 | – | -0.03% | – |
| ASAQWS | Exit | ATLANTIC AVE ACQUISITION CORw exp 10/06/202 | $0 | – | -51,562 | – | -0.03% | – |
| RAMMW | Exit | ARIES I ACQUISITION CORPw exp 03/18/202 | $0 | – | -78,101 | – | -0.04% | – |
| VRME | Exit | VERIFYME INC | $0 | – | -15,000 | – | -0.04% | – |
| IMBI | Exit | IMEDIA BRANDS INC | $0 | – | -10,000 | – | -0.05% | – |
| Exit | RESERVOIR MEDIA INCw exp 08/26/202 | $0 | – | -30,503 | – | -0.05% | – | |
| ARLO | Exit | ARLO TECHNOLOGIES INC | $0 | – | -10,000 | – | -0.05% | – |
| BW | Exit | BABCOCK & WILCOX ENTERPRISES | $0 | – | -10,000 | – | -0.05% | – |
| Exit | SEQLL INCw exp 08/31/202 | $0 | – | -70,000 | – | -0.06% | – | |
| Exit | WORKSPORT LTDw exp 06/01/202 a | $0 | – | -50,000 | – | -0.08% | – | |
| Exit | WORKSPORT LTD | $0 | – | -15,262 | – | -0.08% | – | |
| IMMR | Exit | IMMERSION CORP | $0 | – | -21,183 | – | -0.12% | – |
| FLDM | Exit | FLUIDIGM CORP DEL | $0 | – | -25,000 | – | -0.14% | – |
| MPAC | Exit | MODEL PERFORMANCE ACQU CORP | $0 | – | -16,500 | – | -0.14% | – |
| BRPM | Exit | B RILEY PRINCIPAL 150 MERGER | $0 | – | -19,998 | – | -0.16% | – |
| PCTTW | Exit | PURECYCLE TECHNOLOGIES INCw exp 03/17/202 | $0 | – | -49,944 | – | -0.21% | – |
| MSOS | Exit | ADVISORSHARES TRpure us cannabis | $0 | – | -9,530 | – | -0.25% | – |
| LMAO | Exit | LMF ACQUISITION OPPORTUNIT I | $0 | – | -32,473 | – | -0.27% | – |
| GSEV | Exit | GORES HOLDINGS VII INC | $0 | – | -34,992 | – | -0.28% | – |
| SLV | Exit | ISHARES SILVER TRishares | $0 | – | -17,003 | – | -0.29% | – |
| SPXU | Exit | PROSHARES TRultrapro short s | $0 | – | -20,000 | – | -0.29% | – |
| BRIV | Exit | B RILEY PRIN 250 MERGER CORP | $0 | – | -39,999 | – | -0.32% | – |
| IDWM | Exit | IDW MEDIA HLDGS INCcl b | $0 | – | -140,000 | – | -0.33% | – |
| Exit | HOLLEY INC | $0 | – | -35,000 | – | -0.34% | – | |
| PCT | Exit | PURECYCLE TECHNOLOGIES INC | $0 | – | -31,592 | – | -0.34% | – |
| GTLS | Exit | CHART INDS INC | $0 | – | -2,200 | – | -0.34% | – |
| AVD | Exit | AMERICAN VANGUARD CORP | $0 | – | -28,002 | – | -0.34% | – |
| LC | Exit | LENDINGCLUB CORP | $0 | – | -16,000 | – | -0.37% | – |
| SRAX | Exit | SRAX INCcl a | $0 | – | -95,265 | – | -0.42% | – |
| Exit | OXBRIDGE ACQUISITION CORPunit 07/30/2026 | $0 | – | -50,000 | – | -0.42% | – | |
| PAVM | Exit | PAVMED INC | $0 | – | -70,000 | – | -0.49% | – |
| Exit | MINORITY EQUALITY OPPORTUNITunit 08/26/2026 | $0 | – | -65,000 | – | -0.55% | – | |
| GCAC | Exit | GROWTH CAP ACQUISITION CORPcl a | $0 | – | -75,998 | – | -0.62% | – |
| MINM | Exit | MINIM INC | $0 | – | -460,000 | – | -0.70% | – |
| MSAC | Exit | MEDICUS SCIENCES ACQUISITION | $0 | – | -92,400 | – | -0.74% | – |
| ROCR | Exit | ROTH CH ACQUISITION III CO | $0 | – | -99,996 | – | -0.81% | – |
| VCKA | Exit | VICKERS VANTAGE CORP I | $0 | – | -99,998 | – | -0.82% | – |
| BTTR | Exit | BETTER CHOICE CO INC | $0 | – | -270,674 | – | -0.82% | – |
| KRA | Exit | KRATON CORP | $0 | – | -25,212 | – | -0.94% | – |
| ASAQ | Exit | ATLANTIC AVE ACQUISITION COR C | $0 | – | -120,334 | – | -0.97% | – |
| Exit | MACONDRAY CAP ACQUISITN CORP | $0 | – | -124,998 | – | -1.01% | – | |
| Exit | RESERVOIR MEDIA INC | $0 | – | -142,169 | – | -1.06% | – | |
| PLBY | Exit | PLBY GROUP INC | $0 | – | -58,903 | – | -1.14% | – |
| TZA | Exit | DIREXION SHS ETF TRdaily sm cp bear | $0 | – | -47,900 | – | -1.21% | – |
| SP | Exit | SP PLUS CORP | $0 | – | -49,966 | – | -1.26% | – |
| RAM | Exit | ARIES I ACQUISITION CORP | $0 | – | -156,202 | – | -1.28% | – |
| ADUS | Exit | ADDUS HOMECARE CORP | $0 | – | -21,797 | – | -1.42% | – |
| TBT | Exit | PROSHARES TR | $0 | – | -123,000 | – | -1.85% | – |
| AGM | Exit | FEDERAL AGRIC MTG CORPcl c | $0 | – | -27,900 | – | -2.48% | – |
| RILY | Exit | B. RILEY FINANCIAL INC | $0 | – | -51,505 | – | -2.49% | – |
| CDR | Exit | CEDAR REALTY TRUST INC | $0 | – | -142,578 | – | -2.54% | – |
| APG | Exit | API GROUP CORP | $0 | – | -156,907 | – | -2.62% | – |
| GFL | Exit | GFL ENVIRONMENTAL INC | $0 | – | -98,267 | – | -2.99% | – |
| VNTR | Exit | VENATOR MATLS PLC | $0 | – | -1,456,522 | – | -3.40% | – |
| NVEE | Exit | NV5 GLOBAL INC | $0 | – | -43,942 | – | -3.55% | – |
| DD | Exit | DUPONT DE NEMOURS INC | $0 | – | -71,041 | – | -3.96% | – |
| HMHC | Exit | HOUGHTON MIFFLIN HARCOURT CO | $0 | – | -416,506 | – | -4.58% | – |
| FTAI | Exit | FORTRESS TRANS INFRST INVS L | $0 | – | -222,388 | – | -4.63% | – |
| ASH | Exit | ASHLAND GLOBAL HLDGS INC | $0 | – | -589,822 | – | -43.08% | – |
Q3 2021
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| FTAI | Buy | FORTRESS TRANS INFRST INVS L | $5,644,000 | +16.8% | 222,388 | +54.4% | 4.63% | +13.1% |
| HMHC | Sell | HOUGHTON MIFFLIN HARCOURT CO | $5,594,000 | +17.9% | 416,506 | -3.0% | 4.58% | +14.2% |
| DD | Sell | DUPONT DE NEMOURS INC | $4,830,000 | -19.1% | 71,041 | -7.9% | 3.96% | -21.6% |
| NVEE | Sell | NV5 GLOBAL INC | $4,331,000 | -0.5% | 43,942 | -4.6% | 3.55% | -3.6% |
| VNTR | Buy | VENATOR MATLS PLC | $4,151,000 | -30.3% | 1,456,522 | +15.9% | 3.40% | -32.5% |
| GFL | Sell | GFL ENVIRONMENTAL INC | $3,651,000 | -11.1% | 98,267 | -18.3% | 2.99% | -13.9% |
| CDR | Sell | CEDAR REALTY TRUST INC | $3,093,000 | +16.1% | 142,578 | -9.9% | 2.54% | +12.5% |
| RILY | Buy | B. RILEY FINANCIAL INC | $3,041,000 | -18.6% | 51,505 | +4.0% | 2.49% | -21.2% |
| TBT | New | PROSHARES TR | $2,257,000 | – | 123,000 | – | 1.85% | – |
| RAM | New | ARIES I ACQUISITION CORP | $1,559,000 | – | 156,202 | – | 1.28% | – |
| TZA | Buy | DIREXION SHS ETF TRdaily sm cp bear | $1,478,000 | +73.1% | 47,900 | +60.7% | 1.21% | +67.5% |
| New | RESERVOIR MEDIA INC | $1,295,000 | – | 142,169 | – | 1.06% | – | |
| New | MACONDRAY CAP ACQUISITN CORP | $1,230,000 | – | 124,998 | – | 1.01% | – | |
| KRA | New | KRATON CORP | $1,151,000 | – | 25,212 | – | 0.94% | – |
| BTTR | Buy | BETTER CHOICE CO INC | $1,004,000 | +3.7% | 270,674 | +20.3% | 0.82% | +0.5% |
| ROCR | New | ROTH CH ACQUISITION III CO | $993,000 | – | 99,996 | – | 0.81% | – |
| MINM | New | MINIM INC | $856,000 | – | 460,000 | – | 0.70% | – |
| GCAC | New | GROWTH CAP ACQUISITION CORPcl a | $751,000 | – | 75,998 | – | 0.62% | – |
| New | MINORITY EQUALITY OPPORTUNITunit 08/26/2026 | $668,000 | – | 65,000 | – | 0.55% | – | |
| PAVM | Sell | PAVMED INC | $598,000 | +9.9% | 70,000 | -17.6% | 0.49% | +6.5% |
| New | OXBRIDGE ACQUISITION CORPunit 07/30/2026 | $512,000 | – | 50,000 | – | 0.42% | – | |
| SRAX | Buy | SRAX INCcl a | $509,000 | +5.6% | 95,265 | +7.6% | 0.42% | +2.2% |
| LC | Buy | LENDINGCLUB CORP | $452,000 | +149.7% | 16,000 | +60.0% | 0.37% | +141.8% |
| AVD | New | AMERICAN VANGUARD CORP | $421,000 | – | 28,002 | – | 0.34% | – |
| New | HOLLEY INC | $418,000 | – | 35,000 | – | 0.34% | – | |
| IDWM | New | IDW MEDIA HLDGS INCcl b | $398,000 | – | 140,000 | – | 0.33% | – |
| BRIV | New | B RILEY PRIN 250 MERGER CORP | $387,000 | – | 39,999 | – | 0.32% | – |
| SPXU | New | PROSHARES TRultrapro short s | $351,000 | – | 20,000 | – | 0.29% | – |
| GSEV | New | GORES HOLDINGS VII INC | $345,000 | – | 34,992 | – | 0.28% | – |
| LMAO | New | LMF ACQUISITION OPPORTUNIT I | $326,000 | – | 32,473 | – | 0.27% | – |
| BRPM | New | B RILEY PRINCIPAL 150 MERGER | $195,000 | – | 19,998 | – | 0.16% | – |
| MPAC | New | MODEL PERFORMANCE ACQU CORP | $165,000 | – | 16,500 | – | 0.14% | – |
| IMMR | Sell | IMMERSION CORP | $145,000 | -54.3% | 21,183 | -41.5% | 0.12% | -55.6% |
| New | WORKSPORT LTD | $96,000 | – | 15,262 | – | 0.08% | – | |
| New | WORKSPORT LTDw exp 06/01/202 a | $92,000 | – | 50,000 | – | 0.08% | – | |
| New | SEQLL INCw exp 08/31/202 | $74,000 | – | 70,000 | – | 0.06% | – | |
| BW | New | BABCOCK & WILCOX ENTERPRISES | $64,000 | – | 10,000 | – | 0.05% | – |
| New | RESERVOIR MEDIA INCw exp 08/26/202 | $60,000 | – | 30,503 | – | 0.05% | – | |
| RAMMW | New | ARIES I ACQUISITION CORPw exp 03/18/202 | $43,000 | – | 78,101 | – | 0.04% | – |
| ROCRW | New | ROTH CH ACQUISITION III COw exp 02/26/202 | $32,000 | – | 24,999 | – | 0.03% | – |
| BOXL | Sell | BOXLIGHT CORP | $26,000 | -27.8% | 11,692 | -22.6% | 0.02% | -30.0% |
| New | MACONDRAY CAP ACQUISITN CORPw exp 05/31/202 | $22,000 | – | 41,666 | – | 0.02% | – | |
| LMAOW | New | LMF ACQUISITION OPPORTUNIT Iw exp 01/26/202 | $15,000 | – | 32,473 | – | 0.01% | – |
| BRIVW | New | B RILEY PRIN 250 MERGER CORPw exp 04/01/202 | $10,000 | – | 13,333 | – | 0.01% | – |
| MPACR | New | MODEL PERFORMANCE ACQU CORPright 04/29/2026 | $7,000 | – | 16,500 | – | 0.01% | – |
| ROCCW | Exit | ROTH CH ACQUISITION II COw exp 09/16/202 | $0 | – | -30,503 | – | -0.04% | – |
| EJFAU | Exit | EJF ACQUISITION CORPunit 03/10/2026 | $0 | – | -10,000 | – | -0.08% | – |
| PTMN | Exit | PORTMAN RIDGE FIN CORP | $0 | – | -62,785 | – | -0.13% | – |
| CHS | Exit | CHICOS FAS INC | $0 | – | -25,000 | – | -0.14% | – |
| BRPMU | Exit | B RILEY PRINCIPAL 150 MERGERunit 99/99/9999 | $0 | – | -20,000 | – | -0.17% | – |
| FREE | Exit | WHOLE EARTH BRANDS INC | $0 | – | -13,977 | – | -0.17% | – |
| ENFAU | Exit | 890 5TH AVE PARTNERS INCunit 01/12/2026 | $0 | – | -20,000 | – | -0.17% | – |
| TECK | Exit | TECK RESOURCES LTDcl b | $0 | – | -10,000 | – | -0.21% | – |
| ATIP | Exit | ATI PHYSICAL THERAPY INC | $0 | – | -30,088 | – | -0.24% | – |
| DS | Exit | DRIVE SHACK INC | $0 | – | -95,000 | – | -0.27% | – |
| LMAOU | Exit | LMF ACQUISITION OPPORTUNIT Iunit 99/99/9999 | $0 | – | -32,473 | – | -0.28% | – |
| RICE | Exit | RICE ACQUISITION CORP | $0 | – | -20,000 | – | -0.30% | – |
| SQQQ | Exit | PROSHARES TRultrapro sht qqq | $0 | – | -42,169 | – | -0.33% | – |
| FLL | Exit | FULL HSE RESORTS INC | $0 | – | -40,000 | – | -0.34% | – |
| BRIVU | Exit | B RILEY PRIN 250 MERGER CORPunit 04/06/2026 | $0 | – | -40,000 | – | -0.34% | – |
| CHNG | Exit | CHANGE HEALTHCARE INC | $0 | – | -19,163 | – | -0.37% | – |
| EMPW | Exit | EMPOWER LTD | $0 | – | -45,000 | – | -0.38% | – |
| GCACU | Exit | GROWTH CAP ACQUISITION CORPunit 06/01/2027 | $0 | – | -76,000 | – | -0.64% | – |
| ROCC | Exit | ROTH CH ACQUISITION II CO | $0 | – | -89,306 | – | -0.75% | – |
| ROCRU | Exit | ROTH CH ACQUISITION III COunit 02/26/2026 | $0 | – | -100,000 | – | -0.87% | – |
| RAMMU | Exit | ARIES I ACQUISITION CORPunit 03/18/2026 | $0 | – | -161,204 | – | -1.47% | – |
Q2 2021
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| ASH | New | ASHLAND GLOBAL HLDGS INC | $51,609,000 | – | 589,822 | – | 43.67% | – |
| DD | New | DUPONT DE NEMOURS INC | $5,968,000 | – | 77,100 | – | 5.05% | – |
| VNTR | New | VENATOR MATLS PLC | $5,957,000 | – | 1,256,760 | – | 5.04% | – |
| FTAI | New | FORTRESS TRANS INFRST INVS L | $4,833,000 | – | 144,067 | – | 4.09% | – |
| HMHC | New | HOUGHTON MIFFLIN HARCOURT CO | $4,743,000 | – | 429,606 | – | 4.01% | – |
| NVEE | New | NV5 GLOBAL INC | $4,351,000 | – | 46,042 | – | 3.68% | – |
| GFL | New | GFL ENVIRONMENTAL INC | $4,105,000 | – | 120,267 | – | 3.47% | – |
| RILY | New | B. RILEY FINANCIAL INC | $3,738,000 | – | 49,505 | – | 3.16% | – |
| APG | New | API GROUP CORP | $3,278,000 | – | 156,907 | – | 2.77% | – |
| AGM | New | FEDERAL AGRIC MTG CORPcl c | $2,759,000 | – | 27,900 | – | 2.34% | – |
| CDR | New | CEDAR REALTY TRUST INC | $2,663,000 | – | 158,163 | – | 2.25% | – |
| PLBY | New | PLBY GROUP INC | $2,291,000 | – | 58,903 | – | 1.94% | – |
| ADUS | New | ADDUS HOMECARE CORP | $1,902,000 | – | 21,797 | – | 1.61% | – |
| RAMMU | New | ARIES I ACQUISITION CORPunit 03/18/2026 | $1,732,000 | – | 161,204 | – | 1.47% | – |
| SP | New | SP PLUS CORP | $1,528,000 | – | 49,966 | – | 1.29% | – |
| ASAQ | New | ATLANTIC AVE ACQUISITION COR | $1,168,000 | – | 120,334 | – | 0.99% | – |
| ROCRU | New | ROTH CH ACQUISITION III COunit 02/26/2026 | $1,030,000 | – | 100,000 | – | 0.87% | – |
| VCKA | New | VICKERS VANTAGE CORP I | $992,000 | – | 99,998 | – | 0.84% | – |
| BTTR | New | BETTER CHOICE CO INC | $968,000 | – | 225,000 | – | 0.82% | – |
| MSAC | New | MEDICUS SCIENCES ACQUISITION | $892,000 | – | 92,400 | – | 0.76% | – |
| ROCC | New | ROTH CH ACQUISITION II CO | $887,000 | – | 89,306 | – | 0.75% | – |
| TZA | New | DIREXION SHS ETF TRdaily sm cp bear | $854,000 | – | 29,800 | – | 0.72% | – |
| GCACU | New | GROWTH CAP ACQUISITION CORPunit 06/01/2027 | $761,000 | – | 76,000 | – | 0.64% | – |
| PCT | New | PURECYCLE TECHNOLOGIES INC | $747,000 | – | 31,592 | – | 0.63% | – |
| PCTTW | New | PURECYCLE TECHNOLOGIES INCut 74623v 11 1 purecycle technologies inc *w exp 01/28/202 | $610,000 | – | 49,944 | – | 0.52% | – |
| PAVM | New | PAVMED INC | $544,000 | – | 85,000 | – | 0.46% | – |
| SRAX | New | SRAX INCcl a | $482,000 | – | 88,548 | – | 0.41% | – |
| EMPW | New | EMPOWER LTD | $450,000 | – | 45,000 | – | 0.38% | – |
| CHNG | New | CHANGE HEALTHCARE INC | $442,000 | – | 19,163 | – | 0.37% | – |
| SLV | New | ISHARES SILVER TRishares | $412,000 | – | 17,003 | – | 0.35% | – |
| FLL | New | FULL HSE RESORTS INC | $398,000 | – | 40,000 | – | 0.34% | – |
| BRIVU | New | B RILEY PRIN 250 MERGER CORPunit 04/06/2026 | $398,000 | – | 40,000 | – | 0.34% | – |
| SQQQ | New | PROSHARES TRultrapro sht qqq | $385,000 | – | 42,169 | – | 0.33% | – |
| MSOS | New | ADVISORSHARES TRpure us cannabis | $381,000 | – | 9,530 | – | 0.32% | – |
| RICE | New | RICE ACQUISITION CORP | $361,000 | – | 20,000 | – | 0.30% | – |
| LMAOU | New | LMF ACQUISITION OPPORTUNIT Iunit 99/99/9999 | $336,000 | – | 32,473 | – | 0.28% | – |
| GTLS | New | CHART INDS INC | $322,000 | – | 2,200 | – | 0.27% | – |
| IMMR | New | IMMERSION CORP | $317,000 | – | 36,183 | – | 0.27% | – |
| DS | New | DRIVE SHACK INC | $314,000 | – | 95,000 | – | 0.27% | – |
| ATIP | New | ATI PHYSICAL THERAPY INC | $287,000 | – | 30,088 | – | 0.24% | – |
| TECK | New | TECK RESOURCES LTDcl b | $247,000 | – | 10,000 | – | 0.21% | – |
| ENFAU | New | 890 5TH AVE PARTNERS INCunit 01/12/2026 | $205,000 | – | 20,000 | – | 0.17% | – |
| BRPMU | New | B RILEY PRINCIPAL 150 MERGERunit 99/99/9999 | $203,000 | – | 20,000 | – | 0.17% | – |
| FREE | New | WHOLE EARTH BRANDS INC | $203,000 | – | 13,977 | – | 0.17% | – |
| LC | New | LENDINGCLUB CORP | $181,000 | – | 10,000 | – | 0.15% | – |
| CHS | New | CHICOS FAS INC | $165,000 | – | 25,000 | – | 0.14% | – |
| FLDM | New | FLUIDIGM CORP DEL | $154,000 | – | 25,000 | – | 0.13% | – |
| PTMN | New | PORTMAN RIDGE FIN CORP | $149,000 | – | 62,785 | – | 0.13% | – |
| EJFAU | New | EJF ACQUISITION CORPunit 03/10/2026 | $100,000 | – | 10,000 | – | 0.08% | – |
| IMBI | New | IMEDIA BRANDS INC | $81,000 | – | 10,000 | – | 0.07% | – |
| ARLO | New | ARLO TECHNOLOGIES INC | $68,000 | – | 10,000 | – | 0.06% | – |
| VRME | New | VERIFYME INC | $63,000 | – | 15,000 | – | 0.05% | – |
| ROCCW | New | ROTH CH ACQUISITION II COw exp 09/16/202 | $49,000 | – | 30,503 | – | 0.04% | – |
| ASAQWS | New | ATLANTIC AVE ACQUISITION CORw exp 10/06/202 | $45,000 | – | 51,562 | – | 0.04% | – |
| BOXL | New | BOXLIGHT CORP | $36,000 | – | 15,100 | – | 0.03% | – |
| VCKAW | New | VICKERS VANTAGE CORP Iw exp 09/15/202 | $27,000 | – | 49,999 | – | 0.02% | – |
Q4 2020
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| EAST | Exit | EASTSIDE DISTILLING INC | $0 | – | -64,002 | – | -0.07% | – |
| ALTG | Exit | ALTA EQUIPMENT GROUP INC | $0 | – | -20,000 | – | -0.15% | – |
| ADT | Exit | ADT INC DEL | $0 | – | -20,000 | – | -0.16% | – |
| FIII | Exit | FORUM MERGER III CORP | $0 | – | -22,100 | – | -0.22% | – |
| GTLS | Exit | CHART INDS INC | $0 | – | -3,300 | – | -0.22% | – |
| VNTR | Exit | VENATOR MATLS PLC | $0 | – | -124,659 | – | -0.23% | – |
| XPER | Exit | XPERI HOLDING CORP | $0 | – | -21,700 | – | -0.24% | – |
| NEON | Exit | NEONODE INC | $0 | – | -37,692 | – | -0.28% | – |
| GDX | Exit | VANECK VECTORS ETF TRgold miners etf | $0 | – | -10,000 | – | -0.37% | – |
| PRMW | Exit | PRIMO WATER CORPORATION | $0 | – | -29,254 | – | -0.40% | – |
| BGCP | Exit | BGC PARTNERS INCcl a | $0 | – | -185,554 | – | -0.42% | – |
| VRS | Exit | VERSO CORPcl a | $0 | – | -67,903 | – | -0.51% | – |
| SPXU | Exit | PROSHARES TRultrapro short s | $0 | – | -64,776 | – | -0.54% | – |
| SLV | Exit | ISHARES SILVER TRishares | $0 | – | -27,700 | – | -0.57% | – |
| CHNG | Exit | CHANGE HEALTHCARE INC | $0 | – | -54,700 | – | -0.76% | – |
| EPD | Exit | ENTERPRISE PRODS PARTNERS L | $0 | – | -50,359 | – | -0.76% | – |
| FOE | Exit | FERRO CORP | $0 | – | -82,861 | – | -0.98% | – |
| AGM | Exit | FEDERAL AGRIC MTG CORPcl c | $0 | – | -16,500 | – | -1.00% | – |
| OMF | Exit | ONEMAIN HLDGS INC | $0 | – | -33,809 | – | -1.00% | – |
| ROCH | Exit | ROTH CH ACQUISITION I CO | $0 | – | -105,000 | – | -1.06% | – |
| RILY | Exit | B. RILEY FINANCIAL INC | $0 | – | -48,700 | – | -1.16% | – |
| AVID | Exit | AVID TECHNOLOGY INC | $0 | – | -151,432 | – | -1.23% | – |
| FREE | Exit | Whole Earth Brands Inc | $0 | – | -158,768 | – | -1.26% | – |
| SP | Exit | SP PLUS CORP | $0 | – | -73,939 | – | -1.26% | – |
| GFL | Exit | GFL ENVIRONMENTAL INC | $0 | – | -137,940 | – | -2.79% | – |
| NVEE | Exit | NV5 GLOBAL INC | $0 | – | -64,206 | – | -3.22% | – |
| DD | Exit | DUPONT DE NEMOURS INC | $0 | – | -77,200 | – | -4.07% | – |
| ADUS | Exit | ADDUS HOMECARE CORP | $0 | – | -45,989 | – | -4.13% | – |
| APG | Exit | API GROUP CORP | $0 | – | -389,125 | – | -5.26% | – |
| FTAI | Exit | FORTRESS TRANS INFRST INVS L | $0 | – | -368,792 | – | -6.01% | – |
| ASH | Exit | ASHLAND GLOBAL HLDGS INC | $0 | – | -885,135 | – | -59.68% | – |
Q3 2020
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| ASH | Buy | ASHLAND GLOBAL HLDGS INC | $62,774,000 | +6.0% | 885,135 | +3.3% | 59.68% | -7.6% |
| FTAI | Sell | FORTRESS TRANS INFRST INVS L | $6,317,000 | +26.0% | 368,792 | -4.5% | 6.01% | +9.8% |
| APG | Sell | API GROUP CORP | $5,537,000 | +14.2% | 389,125 | -2.5% | 5.26% | -0.5% |
| ADUS | Sell | ADDUS HOMECARE CORP | $4,346,000 | +544.8% | 45,989 | -0.6% | 4.13% | +462.2% |
| DD | Sell | DUPONT DE NEMOURS INC | $4,283,000 | +4.1% | 77,200 | -0.3% | 4.07% | -9.2% |
| NVEE | Buy | NV5 GLOBAL INC | $3,388,000 | +19.4% | 64,206 | +15.1% | 3.22% | +4.1% |
| GFL | Buy | GFL ENVIRONMENTAL INC | $2,933,000 | +165.0% | 137,940 | +133.8% | 2.79% | +130.8% |
| SP | New | SP PLUS CORP | $1,327,000 | – | 73,939 | – | 1.26% | – |
| FREE | Buy | Whole Earth Brands Inc | $1,324,000 | +66.1% | 158,768 | +60.7% | 1.26% | +44.9% |
| AVID | Sell | AVID TECHNOLOGY INC | $1,296,000 | +7.1% | 151,432 | -9.0% | 1.23% | -6.7% |
| RILY | Sell | B. RILEY FINANCIAL INC | $1,220,000 | +9.1% | 48,700 | -5.2% | 1.16% | -4.9% |
| OMF | Sell | ONEMAIN HLDGS INC | $1,057,000 | -39.7% | 33,809 | -52.7% | 1.00% | -47.4% |
| AGM | Buy | FEDERAL AGRIC MTG CORPcl c | $1,050,000 | +343.0% | 16,500 | +345.9% | 1.00% | +285.3% |
| FOE | Sell | FERRO CORP | $1,027,000 | -22.1% | 82,861 | -25.0% | 0.98% | -32.1% |
| SLV | New | ISHARES SILVER TRishares | $599,000 | – | 27,700 | – | 0.57% | – |
| SPXU | Sell | PROSHARES TRultrapro short s | $564,000 | -45.3% | 64,776 | -25.9% | 0.54% | -52.4% |
| VRS | Sell | VERSO CORPcl a | $536,000 | -34.3% | 67,903 | -0.5% | 0.51% | -42.7% |
| BGCP | Sell | BGC PARTNERS INCcl a | $445,000 | -54.8% | 185,554 | -48.3% | 0.42% | -60.6% |
| GDX | New | VANECK VECTORS ETF TRgold miners etf | $392,000 | – | 10,000 | – | 0.37% | – |
| NEON | New | NEONODE INC | $298,000 | – | 37,692 | – | 0.28% | – |
| XPER | New | XPERI HOLDING CORP | $249,000 | – | 21,700 | – | 0.24% | – |
| VNTR | New | VENATOR MATLS PLC | $241,000 | – | 124,659 | – | 0.23% | – |
| GTLS | New | CHART INDS INC | $232,000 | – | 3,300 | – | 0.22% | – |
| FIII | New | FORUM MERGER III CORP | $231,000 | – | 22,100 | – | 0.22% | – |
| ADT | New | ADT INC DEL | $163,000 | – | 20,000 | – | 0.16% | – |
| ALTG | Sell | ALTA EQUIPMENT GROUP INC | $157,000 | -64.1% | 20,000 | -64.5% | 0.15% | -68.8% |
| EAST | Sell | EASTSIDE DISTILLING INC | $73,000 | -48.2% | 64,002 | -34.3% | 0.07% | -55.2% |
| EIGI | Exit | ENDURANCE INTERNATIONAL GROUP HLDGS I | $0 | – | -20,000 | – | -0.09% | – |
| TZA | Exit | DIREXION SHS ETF TRdaily sm cp bear | $0 | – | -11,562 | – | -0.27% | – |
| CFG | Exit | CITIZENS FINANCIAL GROUP INC | $0 | – | -10,324 | – | -0.28% | – |
| HFRO | Exit | HIGHLAND INCOME FD | $0 | – | -56,465 | – | -0.50% | – |
Q2 2020
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| ASH | New | ASHLAND GLOBAL HOLDINGS INC | $59,205,000 | – | 856,796 | – | 64.59% | – |
| FTAI | New | FORTRESS TRANS INFRST INVST L | $5,015,000 | – | 386,036 | – | 5.47% | – |
| APG | New | API GROUP CORP | $4,849,000 | – | 399,125 | – | 5.29% | – |
| DD | New | DUPONT DE NEMOURS INC | $4,113,000 | – | 77,411 | – | 4.49% | – |
| NVEE | New | NV5 GLOBAL INC | $2,837,000 | – | 55,806 | – | 3.10% | – |
| OMF | New | ONEMAIN HOLDINGS INC | $1,753,000 | – | 71,443 | – | 1.91% | – |
| FOE | New | FERRO CORP | $1,318,000 | – | 110,420 | – | 1.44% | – |
| AVID | New | AVID TECHNOLOGY INC | $1,210,000 | – | 166,432 | – | 1.32% | – |
| RILY | New | B. RILEY FINANCIAL INC | $1,118,000 | – | 51,385 | – | 1.22% | – |
| GFL | New | GFL ENVIRONMENTAL INC | $1,107,000 | – | 59,000 | – | 1.21% | – |
| ROCH | New | ROTH CH ACQUISITION I CO | $1,055,000 | – | 105,000 | – | 1.15% | – |
| SPXU | New | PROSHARES TRultrapro short s | $1,031,000 | – | 87,367 | – | 1.12% | – |
| BGCP | New | BGC PARTNERS INCcl a | $984,000 | – | 359,227 | – | 1.07% | – |
| EPD | New | ENTERPRISE PRODUCTS PARTNERS L | $915,000 | – | 50,359 | – | 1.00% | – |
| VRS | New | VERSO CORPcl a | $816,000 | – | 68,210 | – | 0.89% | – |
| FREE | New | WHOLE EARTH BRANDS INC | $797,000 | – | 98,768 | – | 0.87% | – |
| ADUS | New | ADDUS HOMECARE CORP | $674,000 | – | 46,289 | – | 0.74% | – |
| CHNG | New | CHANGE HEALTHCARE INC | $613,000 | – | 54,700 | – | 0.67% | – |
| HFRO | New | HIGHLAND INCOME FD | $455,000 | – | 56,465 | – | 0.50% | – |
| ALTG | New | ALTA EQUIPMENT GROUP INC | $437,000 | – | 56,284 | – | 0.48% | – |
| PRMW | New | PRIMO WTR CORP | $402,000 | – | 29,254 | – | 0.44% | – |
| CFG | New | CITIZENS FINANCIAL GROUP INC | $261,000 | – | 10,324 | – | 0.28% | – |
| TZA | New | DIREXION SHS ETF TRdaily sm cp bear | $245,000 | – | 11,562 | – | 0.27% | – |
| AGM | New | FEDERAL AGRIC MTG CORPcl c | $237,000 | – | 3,700 | – | 0.26% | – |
| EAST | New | EASTSIDE DISTILLING INC | $141,000 | – | 97,378 | – | 0.15% | – |
| EIGI | New | ENDURANCE INTERNATIONAL GROUP HLDGS I | $81,000 | – | 20,000 | – | 0.09% | – |
Q4 2019
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| CLUBQ | Exit | TOWN SPORTS INTERNATIONAL | $0 | – | -83,684 | – | -0.10% | – |
| WAAS | Exit | AQUAVENTURE HOLDINGS LTD | $0 | – | -10,629 | – | -0.16% | – |
| HFRO | Exit | HIGHLAND FLTNG RTE OPPORT | $0 | – | -23,650 | – | -0.24% | – |
| ARTX | Exit | AROTECH CORP | $0 | – | -121,433 | – | -0.27% | – |
| IMBI | Exit | IMEDIA BRANDS INC-CL A | $0 | – | -704,756 | – | -0.30% | – |
| EAST | Exit | EASTSIDE DISTILLING INC | $0 | – | -109,267 | – | -0.40% | – |
| INAPQ | Exit | INTERNAP CORPORATION | $0 | – | -209,471 | – | -0.41% | – |
| OMF | Exit | ONEMAIN HOLDINGS INC | $0 | – | -22,405 | – | -0.62% | – |
| VRS | Exit | VERSO CORP - Acl a | $0 | – | -79,127 | – | -0.74% | – |
| RILY | Exit | B RILEY FINANCIAL INC | $0 | – | -43,885 | – | -0.78% | – |
| OMN | Exit | OMNOVA SOLUTIONS INC | $0 | – | -141,412 | – | -1.08% | – |
| PRMW | Exit | PRIMO WATER CORP | $0 | – | -120,416 | – | -1.12% | – |
| FOE | Exit | FERRO CORP | $0 | – | -157,010 | – | -1.41% | – |
| ET | Exit | ENERGY TRANSFER EQUITY LP | $0 | – | -227,994 | – | -2.26% | – |
| DD | Exit | DUPONT DE NEMOURS INC | $0 | – | -45,189 | – | -2.44% | – |
| CBT | Exit | CABOT CORP | $0 | – | -91,570 | – | -3.14% | – |
| NVEE | Exit | NV5 GLOBAL INC | $0 | – | -78,126 | – | -4.03% | – |
| ADUS | Exit | ADDUS HOMECARE CORP | $0 | – | -74,742 | – | -4.48% | – |
| BGCP | Exit | BGC PARTNERS INC CL Acl a | $0 | – | -1,118,901 | – | -4.65% | – |
| FTAI | Exit | FORTRESS TRANSPORTATION & IN | $0 | – | -701,808 | – | -8.04% | – |
| ASH | Exit | ASHLAND GLOBAL HOLDINGS INC | $0 | – | -1,087,071 | – | -63.33% | – |
Q3 2019
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| ASH | Sell | ASHLAND GLOBAL HOLDINGS INC | $83,759,000 | -24.4% | 1,087,071 | -21.6% | 63.33% | -5.8% |
| FTAI | Sell | FORTRESS TRANSPORTATION & IN | $10,632,000 | -1.4% | 701,808 | -1.7% | 8.04% | +22.9% |
| BGCP | Buy | BGC PARTNERS INC CL Acl a | $6,154,000 | +12.3% | 1,118,901 | +6.8% | 4.65% | +40.0% |
| ADUS | Buy | ADDUS HOMECARE CORP | $5,926,000 | +60.6% | 74,742 | +51.8% | 4.48% | +100.2% |
| NVEE | Buy | NV5 GLOBAL INC | $5,334,000 | -14.9% | 78,126 | +1.4% | 4.03% | +6.1% |
| CBT | Buy | CABOT CORP | $4,150,000 | -1.6% | 91,570 | +3.6% | 3.14% | +22.7% |
| DD | Buy | DUPONT DE NEMOURS INC | $3,222,000 | +2.7% | 45,189 | +8.2% | 2.44% | +28.1% |
| FOE | Buy | FERRO CORP | $1,862,000 | -12.1% | 157,010 | +17.1% | 1.41% | +9.6% |
| PRMW | Sell | PRIMO WATER CORP | $1,479,000 | -9.6% | 120,416 | -9.5% | 1.12% | +12.7% |
| OMN | Sell | OMNOVA SOLUTIONS INC | $1,424,000 | +31.7% | 141,412 | -18.5% | 1.08% | +64.2% |
| OMF | Buy | ONEMAIN HOLDINGS INC | $822,000 | +73.8% | 22,405 | +60.2% | 0.62% | +116.7% |
| EAST | Sell | EASTSIDE DISTILLING INC | $534,000 | -10.3% | 109,267 | -17.3% | 0.40% | +11.9% |
| IMBI | New | IMEDIA BRANDS INC-CL A | $395,000 | – | 704,756 | – | 0.30% | – |
| ARTX | Sell | AROTECH CORP | $357,000 | +32.2% | 121,433 | -10.7% | 0.27% | +64.6% |
| WAAS | New | AQUAVENTURE HOLDINGS LTD | $207,000 | – | 10,629 | – | 0.16% | – |
| CLUBQ | Sell | TOWN SPORTS INTERNATIONAL | $137,000 | -27.1% | 83,684 | -3.3% | 0.10% | -8.8% |
| EIGI | Exit | ENDURANCE INTERNATIONAL GROUP | $0 | – | -25,000 | – | -0.07% | – |
| TIPT | Exit | TIPTREE INC | $0 | – | -24,976 | – | -0.10% | – |
| HDSN | Exit | HUDSON TECHNOLOGIES INC | $0 | – | -199,400 | – | -0.10% | – |
| GWRS | Exit | GLOBAL WATER RESOURCES INC | $0 | – | -17,200 | – | -0.11% | – |
| EVLV | Exit | EVINE LIVE INC-CL Acl a | $0 | – | -955,555 | – | -0.25% | – |
| FICO | Exit | FAIR ISAAC CORP | $0 | – | -1,488 | – | -0.28% | – |
| WSC | Exit | WILLSCOT CORP | $0 | – | -35,000 | – | -0.32% | – |
| OEC | Exit | ORION ENGINEERED CARBONS SAR | $0 | – | -30,836 | – | -0.40% | – |
| WD | Exit | WALKER & DUNLOP INC | $0 | – | -25,000 | – | -0.81% | – |
| SDS | Exit | PROSHARES TRultrashrt s&p500 | $0 | – | -50,000 | – | -0.93% | – |
| DOW | Exit | DOW INC | $0 | – | -40,115 | – | -1.20% | – |
Q2 2019
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| ASH | New | ASHLAND GLOBAL HOLDINGS INC | $110,832,000 | – | 1,385,916 | – | 67.21% | – |
| FTAI | New | FORTRESS TRANSPORTATION & IN | $10,786,000 | – | 714,308 | – | 6.54% | – |
| NVEE | New | NV5 GLOBAL INC | $6,270,000 | – | 77,026 | – | 3.80% | – |
| BGCP | New | BGC PARTNERS INC CL Acl a | $5,481,000 | – | 1,047,966 | – | 3.32% | – |
| CBT | New | CABOT CORP | $4,219,000 | – | 88,422 | – | 2.56% | – |
| ADUS | New | ADDUS HOMECARE CORP | $3,691,000 | – | 49,242 | – | 2.24% | – |
| ET | New | ENERGY TRANSFER LP | $3,210,000 | – | 227,994 | – | 1.95% | – |
| DD | New | DUPONT DE NEMOURS INC | $3,137,000 | – | 41,782 | – | 1.90% | – |
| FOE | New | FERRO CORP | $2,119,000 | – | 134,138 | – | 1.28% | – |
| DOW | New | DOW INC | $1,978,000 | – | 40,115 | – | 1.20% | – |
| PRMW | New | PRIMO WATER CORP | $1,636,000 | – | 133,010 | – | 0.99% | – |
| SDS | New | PROSHARES TRultrashrt s&p500 | $1,536,000 | – | 50,000 | – | 0.93% | – |
| VRS | New | VERSO CORPcl a | $1,507,000 | – | 79,127 | – | 0.91% | – |
| WD | New | WALKER & DUNLOP INC | $1,330,000 | – | 25,000 | – | 0.81% | – |
| OMN | New | OMNOVA SOLUTIONS INC | $1,081,000 | – | 173,477 | – | 0.66% | – |
| RILY | New | B RILEY FINANCIAL INC | $915,000 | – | 43,885 | – | 0.56% | – |
| OEC | New | ORION ENGINEERED CARBONS SAR | $660,000 | – | 30,836 | – | 0.40% | – |
| INAPQ | New | INTERNAP CORPORATION | $631,000 | – | 209,471 | – | 0.38% | – |
| EAST | New | EASTSIDE DISTILLING INC | $595,000 | – | 132,157 | – | 0.36% | – |
| WSC | New | WILLSCOT CORP | $526,000 | – | 35,000 | – | 0.32% | – |
| OMF | New | ONEMAIN HOLDINGS INC | $473,000 | – | 13,985 | – | 0.29% | – |
| FICO | New | FAIR ISAAC CORP | $467,000 | – | 1,488 | – | 0.28% | – |
| EVLV | New | EVINE LIVE INC-CL Acl a | $414,000 | – | 955,555 | – | 0.25% | – |
| HFRO | New | HIGHLAND INCOME FUND | $327,000 | – | 23,650 | – | 0.20% | – |
| ARTX | New | AROTECH CORP | $270,000 | – | 135,919 | – | 0.16% | – |
| CLUBQ | New | TOWN SPORTS INTERNATIONAL | $188,000 | – | 86,560 | – | 0.11% | – |
| GWRS | New | GLOBAL WATER RESOURCES INC | $180,000 | – | 17,200 | – | 0.11% | – |
| HDSN | New | HUDSON TECHNOLOGIES INC | $171,000 | – | 199,400 | – | 0.10% | – |
| TIPT | New | TIPTREE INC | $157,000 | – | 24,976 | – | 0.10% | – |
| EIGI | New | ENDURANCE INTERNATIONAL GROUP | $120,000 | – | 25,000 | – | 0.07% | – |
Q4 2018
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| FTK | Exit | FLOTEK INDUSTRIES INC | $0 | – | -17,000 | – | -0.02% | – |
| TURN | Exit | 180 DEGREE CAPITAL CORP | $0 | – | -35,000 | – | -0.04% | – |
| SACH | Exit | SACHEM CAPITAL CORP | $0 | – | -27,465 | – | -0.06% | – |
| OCSI | Exit | OAKTREE STRATEGIC INCOME CORP | $0 | – | -13,625 | – | -0.06% | – |
| GWRS | Exit | GLOBAL WATER RESOURCES INC | $0 | – | -17,200 | – | -0.09% | – |
| TIPT | Exit | TIPTREE FINANCIAL INC | $0 | – | -31,856 | – | -0.11% | – |
| TST | Exit | THESTREET.COM INC | $0 | – | -122,426 | – | -0.14% | – |
| HDSN | Exit | HUDSON TECHNOLOGIES INC | $0 | – | -212,400 | – | -0.14% | – |
| NVDA | Exit | NVIDIA Corpput | $0 | – | -1,000 | – | -0.14% | – |
| SBUX | Exit | Starbucks Corpcall | $0 | – | -5,000 | – | -0.14% | – |
| ZYNE | Exit | ZYNERBA PHARMACEUTICALS INC | $0 | – | -36,888 | – | -0.15% | – |
| ACCO | Exit | ACCO BRANDS CORP | $0 | – | -27,000 | – | -0.16% | – |
| KOP | Exit | KOPPERS HOLDINGS INC | $0 | – | -10,000 | – | -0.16% | – |
| NTRI | Exit | NUTRI/SYSTEM INC | $0 | – | -8,526 | – | -0.16% | – |
| NMRK | Exit | NEWMARK GROUP INC-CLASS Acl a | $0 | – | -31,938 | – | -0.18% | – |
| ATSG | Exit | AIR TRANSPORT SERVICES GROUP INC.call | $0 | – | -20,000 | – | -0.22% | – |
| ARTX | Exit | AROTECH CORP | $0 | – | -129,948 | – | -0.23% | – |
| ASPU | Exit | ASPEN GROUP INC | $0 | – | -65,747 | – | -0.23% | – |
| XONE | Exit | Exone Cocall | $0 | – | -50,000 | – | -0.24% | – |
| BGCP | Exit | BGC PARTNERS INC CL A.call | $0 | – | -52,500 | – | -0.32% | – |
| OMF | Exit | ONEMAIN HOLDINGS INC | $0 | – | -18,719 | – | -0.32% | – |
| EVLV | Exit | EVINE LIVE INC-CL A | $0 | – | -760,526 | – | -0.45% | – |
| PEGI | Exit | PATTERN ENERGY GROUP INCcl a | $0 | – | -45,248 | – | -0.46% | – |
| USCR | Exit | U S CONCRETE INC | $0 | – | -19,761 | – | -0.46% | – |
| ATSG | Exit | AIR TRANSPORT SERVICES GROUP INC | $0 | – | -45,100 | – | -0.50% | – |
| AGX | Exit | ARGAN INC | $0 | – | -24,108 | – | -0.53% | – |
| RILY | Exit | B RILEY FINANCIAL INC | $0 | – | -46,634 | – | -0.54% | – |
| EAST | Exit | EASTSIDE DISTILLING INC | $0 | – | -132,157 | – | -0.56% | – |
| INAPQ | Exit | INTERNAP CORPORATION | $0 | – | -93,229 | – | -0.60% | – |
| GRA | Exit | WR GRACE & CO.call | $0 | – | -20,000 | – | -0.73% | – |
| VRS | Exit | VERSO CORP - Acl a | $0 | – | -45,095 | – | -0.78% | – |
| IWM | Exit | ISHARES TRput | $0 | – | -10,000 | – | -0.86% | – |
| TROX | Exit | TRONOX LTD | $0 | – | -155,000 | – | -0.95% | – |
| PRMW | Exit | PRIMO WATER CORP | $0 | – | -103,010 | – | -0.95% | – |
| OEC | Exit | ORION ENGINEERED CARBONS SAR | $0 | – | -58,101 | – | -0.95% | – |
| GRA | Exit | WR GRACE & CO | $0 | – | -29,207 | – | -1.07% | – |
| HFRO | Exit | HIGHLAND FLTNG RTE OPPORT | $0 | – | -150,460 | – | -1.19% | – |
| FOE | Exit | FERRO CORP | $0 | – | -126,888 | – | -1.51% | – |
| ADUS | Exit | ADDUS HOMECARE CORP | $0 | – | -49,700 | – | -1.78% | – |
| CBT | Exit | CABOT CORP | $0 | – | -64,255 | – | -2.06% | – |
| NVEE | Exit | NV5 GLOBAL INC | $0 | – | -55,400 | – | -2.46% | – |
| BGCP | Exit | BGC PARTNERS INC CL Acl a | $0 | – | -516,352 | – | -3.12% | – |
| DWDP | Exit | DOWDUPONT INC | $0 | – | -125,618 | – | -4.13% | – |
| FTAI | Exit | FORTRESS TRANSPORTATION & IN | $0 | – | -779,170 | – | -7.25% | – |
| ASH | Exit | ASHLAND GLOBAL HOLDINGS INC | $0 | – | -1,462,973 | – | -62.79% | – |
Q3 2018
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| ASH | Buy | ASHLAND GLOBAL HOLDINGS INC | $122,685,000 | +82.1% | 1,462,973 | +69.8% | 62.79% | +93.1% |
| FTAI | Buy | FORTRESS TRANSPORTATION & IN | $14,165,000 | +5.1% | 779,170 | +4.4% | 7.25% | +11.4% |
| BGCP | Sell | BGC PARTNERS INC CL Acl a | $6,103,000 | +1.5% | 516,352 | -2.8% | 3.12% | +7.6% |
| NVEE | Sell | NV5 GLOBAL INC | $4,803,000 | +24.7% | 55,400 | -0.4% | 2.46% | +32.2% |
| CBT | Buy | CABOT CORP | $4,030,000 | +1398.1% | 64,255 | +1375.4% | 2.06% | +1486.2% |
| ADUS | New | ADDUS HOMECARE CORP | $3,486,000 | – | 49,700 | – | 1.78% | – |
| FOE | New | FERRO CORP | $2,946,000 | – | 126,888 | – | 1.51% | – |
| HFRO | Sell | HIGHLAND FLTNG RTE OPPORT | $2,320,000 | -2.3% | 150,460 | -1.0% | 1.19% | +3.6% |
| GRA | Buy | WR GRACE & CO | $2,087,000 | +100.3% | 29,207 | +105.6% | 1.07% | +112.3% |
| OEC | Buy | ORION ENGINEERED CARBONS SAR | $1,865,000 | +25.7% | 58,101 | +20.8% | 0.95% | +33.2% |
| PRMW | Sell | PRIMO WATER CORP | $1,859,000 | +1.9% | 103,010 | -1.2% | 0.95% | +8.1% |
| TROX | New | TRONOX LTD | $1,852,000 | – | 155,000 | – | 0.95% | – |
| IWM | New | ISHARES TRput | $1,686,000 | – | 10,000 | – | 0.86% | – |
| GRA | New | WR GRACE & CO.call | $1,429,000 | – | 20,000 | – | 0.73% | – |
| INAPQ | New | INTERNAP CORPORATION | $1,177,000 | – | 93,229 | – | 0.60% | – |
| EAST | Buy | EASTSIDE DISTILLING INC | $1,084,000 | +885.5% | 132,157 | +919.5% | 0.56% | +947.2% |
| RILY | Buy | B RILEY FINANCIAL INC | $1,056,000 | +25.1% | 46,634 | +24.5% | 0.54% | +32.7% |
| AGX | New | ARGAN INC | $1,037,000 | – | 24,108 | – | 0.53% | – |
| ATSG | New | AIR TRANSPORT SERVICES GROUP INC | $968,000 | – | 45,100 | – | 0.50% | – |
| USCR | Buy | U S CONCRETE INC | $906,000 | +1.7% | 19,761 | +16.4% | 0.46% | +7.9% |
| PEGI | Buy | PATTERN ENERGY GROUP INCcl a | $899,000 | +30.9% | 45,248 | +23.5% | 0.46% | +38.6% |
| EVLV | Buy | EVINE LIVE INC-CL A | $875,000 | -2.7% | 760,526 | +4.1% | 0.45% | +3.2% |
| OMF | Buy | ONEMAIN HOLDINGS INC | $629,000 | +37.6% | 18,719 | +36.4% | 0.32% | +45.7% |
| BGCP | New | BGC PARTNERS INC CL A.call | $621,000 | – | 52,500 | – | 0.32% | – |
| XONE | New | Exone Cocall | $474,000 | – | 50,000 | – | 0.24% | – |
| ASPU | Buy | ASPEN GROUP INC | $447,000 | -8.2% | 65,747 | +0.9% | 0.23% | -2.6% |
| ARTX | Sell | AROTECH CORP | $442,000 | -14.0% | 129,948 | -5.2% | 0.23% | -8.9% |
| ATSG | New | AIR TRANSPORT SERVICES GROUP INC.call | $429,000 | – | 20,000 | – | 0.22% | – |
| NMRK | New | NEWMARK GROUP INC-CLASS Acl a | $357,000 | – | 31,938 | – | 0.18% | – |
| NTRI | New | NUTRI/SYSTEM INC | $316,000 | – | 8,526 | – | 0.16% | – |
| KOP | New | KOPPERS HOLDINGS INC | $312,000 | – | 10,000 | – | 0.16% | – |
| ACCO | Buy | ACCO BRANDS CORP | $305,000 | -15.3% | 27,000 | +3.8% | 0.16% | -10.3% |
| ZYNE | Buy | ZYNERBA PHARMACEUTICALS INC | $301,000 | -5.9% | 36,888 | +12.2% | 0.15% | 0.0% |
| SBUX | New | Starbucks Corpcall | $284,000 | – | 5,000 | – | 0.14% | – |
| NVDA | New | NVIDIA Corpput | $281,000 | – | 1,000 | – | 0.14% | – |
| HDSN | New | HUDSON TECHNOLOGIES INC | $272,000 | – | 212,400 | – | 0.14% | – |
| TIPT | Sell | TIPTREE FINANCIAL INC | $209,000 | -3.7% | 31,856 | -0.3% | 0.11% | +1.9% |
| GWRS | New | GLOBAL WATER RESOURCES INC | $182,000 | – | 17,200 | – | 0.09% | – |
| OCSI | New | OAKTREE STRATEGIC INCOME CORP | $118,000 | – | 13,625 | – | 0.06% | – |
| SACH | Sell | SACHEM CAPITAL CORP | $115,000 | -74.4% | 27,465 | -74.9% | 0.06% | -72.8% |
| FTK | New | FLOTEK INDUSTRIES INC | $41,000 | – | 17,000 | – | 0.02% | – |
| EASTW | Exit | EASTSIDE DISTILLING INC-CW22w exp 08/10/202 | $0 | – | -40,000 | – | -0.05% | – |
| Exit | STARBUCKS CORP OCT 45.00000 10/19/2018call | $0 | – | -5,000 | – | -0.11% | – | |
| Exit | GENERAL ELECTRIC CO JAN 25.00000 01/18/2019call | $0 | – | -10,000 | – | -0.12% | – | |
| XLF | Exit | SELECT SECTOR SPDR TR XLF JUL 27.00000 07/06/2018call | $0 | – | -10,000 | – | -0.13% | – |
| Exit | KRATON CORPORATION JUL 40.00000 07/20/2018call | $0 | – | -10,000 | – | -0.19% | – | |
| Exit | BGC PARTNERS INC NOV 12.50000 11/16/2018call | $0 | – | -52,500 | – | -0.32% | – | |
| Exit | ASHLAND GLOBAL HOLDINGS INC JUL 80.00000 07/20/2018call | $0 | – | -30,000 | – | -1.09% | – | |
| GSM | Exit | FERROGLOBE PLC | $0 | – | -126,888 | – | -1.28% | – |
| SHLM | Exit | SCHULMAN (A.) INC | $0 | – | -1,951,462 | – | -41.91% | – |
Q2 2018
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SHLM | New | SCHULMAN (A.) INC | $86,840,000 | – | 1,951,462 | – | 41.91% | – |
| ASH | New | ASHLAND GLOBAL HOLDINGS INC | $67,356,000 | – | 861,545 | – | 32.51% | – |
| FTAI | New | FORTRESS TRANSPORTATION & IN | $13,484,000 | – | 746,226 | – | 6.51% | – |
| DWDP | New | DOWDUPONT INC | $8,281,000 | – | 125,618 | – | 4.00% | – |
| BGCP | New | BGC PARTNERS INCcl a | $6,014,000 | – | 531,279 | – | 2.90% | – |
| NVEE | New | NV5 GLOBAL INC | $3,853,000 | – | 55,595 | – | 1.86% | – |
| GSM | New | FERROGLOBE PLC | $2,646,000 | – | 126,888 | – | 1.28% | – |
| HFRO | New | HIGHLAND FLTNG RTE OPPORT | $2,375,000 | – | 152,017 | – | 1.15% | – |
| New | ASHLAND GLOBAL HOLDINGS INC JUL 80.00000 07/20/2018call | $2,250,000 | – | 30,000 | – | 1.09% | – | |
| PRMW | New | PRIMO WATER CORP | $1,824,000 | – | 104,260 | – | 0.88% | – |
| OEC | New | ORION ENGINEERED CARBONS SAR | $1,484,000 | – | 48,101 | – | 0.72% | – |
| GRA | New | GRACE W R & CO | $1,042,000 | – | 14,207 | – | 0.50% | – |
| VRS | New | VERSO CORPcl a | $981,000 | – | 45,095 | – | 0.47% | – |
| EVLV | New | EVINE LIVE INCcl a | $899,000 | – | 730,526 | – | 0.43% | – |
| USCR | New | U S CONCRETE INC | $891,000 | – | 16,974 | – | 0.43% | – |
| RILY | New | B RILEY FINANCIAL INC | $844,000 | – | 37,445 | – | 0.41% | – |
| PEGI | New | PATTERN ENERGY GROUP INCcl a | $687,000 | – | 36,648 | – | 0.33% | – |
| New | BGC PARTNERS INC NOV 12.50000 11/16/2018call | $656,000 | – | 52,500 | – | 0.32% | – | |
| ARTX | New | AROTECH CORP | $514,000 | – | 137,048 | – | 0.25% | – |
| ASPU | New | ASPEN GROUP INC | $487,000 | – | 65,179 | – | 0.24% | – |
| OMF | New | ONEMAIN HOLDINGS INC | $457,000 | – | 13,719 | – | 0.22% | – |
| SACH | New | SACHEM CAPITAL CORP | $449,000 | – | 109,591 | – | 0.22% | – |
| New | KRATON CORPORATION JUL 40.00000 07/20/2018call | $400,000 | – | 10,000 | – | 0.19% | – | |
| ACCO | New | ACCO BRANDS CORP | $360,000 | – | 26,000 | – | 0.17% | – |
| ZYNE | New | ZYNERBA PHARMACEUTICALS INC | $320,000 | – | 32,888 | – | 0.15% | – |
| XLF | New | SELECT SECTOR SPDR TR XLF JUL 27.00000 07/06/2018call | $270,000 | – | 10,000 | – | 0.13% | – |
| CBT | New | CABOT CORP | $269,000 | – | 4,355 | – | 0.13% | – |
| TST | New | THESTREET INC | $267,000 | – | 122,426 | – | 0.13% | – |
| New | GENERAL ELECTRIC CO JAN 25.00000 01/18/2019call | $250,000 | – | 10,000 | – | 0.12% | – | |
| New | STARBUCKS CORP OCT 45.00000 10/19/2018call | $225,000 | – | 5,000 | – | 0.11% | – | |
| TIPT | New | TIPTREE FINANCIAL INC | $217,000 | – | 31,952 | – | 0.10% | – |
| EAST | New | EASTSIDE DISTILLING INC | $110,000 | – | 12,963 | – | 0.05% | – |
| EASTW | New | EASTSIDE DISTILLING INC-CW22w exp 08/10/202 | $104,000 | – | 40,000 | – | 0.05% | – |
| TURN | New | 180 DEGREE CAPITAL CORP | $81,000 | – | 35,000 | – | 0.04% | – |