$138 Million is the total value of AUA CAPITAL MANAGEMENT, LLC's 76 reported holdings in Q3 2023. The portfolio turnover from Q2 2023 to Q3 2023 was 7.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $36,739,341 | -9.6% | 85,944 | -6.3% | 26.58% | -5.0% |
| EFA | Buy | ISHARES TRmsci eafe etf | $8,188,041 | -3.9% | 118,805 | +1.1% | 5.92% | +1.0% |
| SUB | Sell | ISHARES TRshrt nat mun etf | $6,655,248 | -6.6% | 64,702 | -5.6% | 4.81% | -1.9% |
| AAPL | Buy | APPLE INC | $6,652,536 | -5.3% | 38,856 | +7.3% | 4.81% | -0.6% |
| MUB | Sell | ISHARES TRnational mun etf | $5,992,745 | -7.0% | 58,443 | -3.2% | 4.34% | -2.3% |
| SHM | Sell | SPDR SER TRnuveen blmbrg sh | $4,735,246 | -4.8% | 102,428 | -3.1% | 3.42% | +0.0% |
| AMZN | Buy | AMAZON COM INC | $4,726,322 | +9.2% | 37,180 | +11.9% | 3.42% | +14.7% |
| SHY | Sell | ISHARES TR1 3 yr treas bd | $4,310,276 | -1.8% | 53,233 | -1.6% | 3.12% | +3.2% |
| MO | ALTRIA GROUP INC | $3,184,194 | -7.2% | 75,724 | 0.0% | 2.30% | -2.5% | |
| IWM | Sell | ISHARES TRrussell 2000 etf | $2,890,759 | -9.2% | 16,356 | -3.8% | 2.09% | -4.6% |
| IJH | Sell | ISHARES TRcore s&p mcp etf | $2,764,294 | -7.8% | 11,086 | -3.3% | 2.00% | -3.1% |
| XLK | Sell | SELECT SECTOR SPDR TRtechnology | $2,680,419 | -10.4% | 16,351 | -5.0% | 1.94% | -5.9% |
| MSFT | Buy | MICROSOFT CORP | $2,580,309 | +0.5% | 8,172 | +8.4% | 1.87% | +5.6% |
| BSV | Sell | VANGUARD BD INDEX FDSshort trm bond | $2,513,459 | -0.8% | 33,437 | -0.3% | 1.82% | +4.2% |
| VCSH | Sell | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $2,273,663 | -6.6% | 30,255 | -6.0% | 1.64% | -1.9% |
| VTV | Buy | VANGUARD INDEX FDSvalue etf | $2,231,156 | -1.4% | 16,176 | +1.6% | 1.61% | +3.6% |
| GOOG | Buy | ALPHABET INCcap stk cl c | $2,090,614 | +16.7% | 15,856 | +7.0% | 1.51% | +22.5% |
| FB | Buy | META PLATFORMS INCcl a | $1,875,712 | +9.9% | 6,248 | +5.1% | 1.36% | +15.5% |
| IJR | Buy | ISHARES TRcore s&p scp etf | $1,775,857 | +2.5% | 18,826 | +8.2% | 1.28% | +7.7% |
| IEI | Sell | ISHARES TR3 7 yr treas bd | $1,716,071 | -5.7% | 15,165 | -3.9% | 1.24% | -1.0% |
| MA | Buy | MASTERCARD INCORPORATEDcl a | $1,682,618 | +18.4% | 4,250 | +17.6% | 1.22% | +24.3% |
| IYH | Buy | ISHARES TRus hlthcare etf | $1,659,850 | -3.0% | 6,146 | +0.6% | 1.20% | +1.9% |
| VXF | Sell | VANGUARD INDEX FDSextend mkt etf | $1,358,338 | -6.1% | 9,477 | -2.4% | 0.98% | -1.3% |
| VIG | Buy | VANGUARD SPECIALIZED FUNDSdiv app etf | $1,288,256 | -2.2% | 8,291 | +2.2% | 0.93% | +2.8% |
| GLD | Sell | SPDR GOLD TR | $1,282,275 | -10.7% | 7,479 | -7.2% | 0.93% | -6.2% |
| VUG | Buy | VANGUARD INDEX FDSgrowth etf | $1,243,912 | -1.7% | 4,568 | +2.1% | 0.90% | +3.2% |
| AGG | Sell | ISHARES TRcore us aggbd et | $1,176,346 | -10.5% | 12,509 | -6.8% | 0.85% | -6.0% |
| VEA | Sell | VANGUARD TAX-MANAGED FDSvan ftse dev mkt | $1,173,051 | -29.0% | 26,831 | -25.0% | 0.85% | -25.4% |
| UL | UNILEVER PLCspon adr new | $1,085,911 | -5.2% | 21,982 | 0.0% | 0.79% | -0.4% | |
| VCIT | Sell | VANGUARD SCOTTSDALE FDSint-term corp | $1,032,036 | -13.4% | 13,583 | -9.9% | 0.75% | -8.9% |
| KHC | KRAFT HEINZ CO | $976,704 | -5.2% | 29,034 | 0.0% | 0.71% | -0.4% | |
| BND | VANGUARD BD INDEX FDStotal bnd mrkt | $884,671 | -4.0% | 12,678 | 0.0% | 0.64% | +0.8% | |
| GS | Sell | GOLDMAN SACHS GROUP INC | $743,564 | -0.6% | 2,298 | -0.9% | 0.54% | +4.5% |
| JPM | Buy | JPMORGAN CHASE & CO | $710,308 | +13.1% | 4,898 | +13.5% | 0.51% | +19.0% |
| HD | Buy | HOME DEPOT INC | $661,428 | +8.6% | 2,189 | +11.6% | 0.48% | +14.1% |
| GOOGL | Buy | ALPHABET INCcap stk cl a | $638,597 | +21.4% | 4,880 | +11.0% | 0.46% | +27.6% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DELcl b new | $610,573 | +21.8% | 1,743 | +18.6% | 0.44% | +28.1% |
| DBC | INVESCO DB COMMDY INDX TRCKunit | $568,414 | +10.0% | 22,773 | 0.0% | 0.41% | +15.4% | |
| HYG | Sell | ISHARES TRiboxx hi yd etf | $508,594 | -3.8% | 6,899 | -2.1% | 0.37% | +1.1% |
| ETN | Buy | EATON CORP PLC | $479,880 | +32.9% | 2,250 | +25.3% | 0.35% | +39.4% |
| SYK | Sell | STRYKER CORPORATION | $477,403 | -17.1% | 1,747 | -7.5% | 0.34% | -13.1% |
| CVX | CHEVRON CORP NEW | $474,834 | +7.2% | 2,816 | 0.0% | 0.34% | +12.5% | |
| ACN | ACCENTURE PLC IRELAND | $460,665 | -0.5% | 1,500 | 0.0% | 0.33% | +4.4% | |
| PFE | Buy | PFIZER INC | $438,275 | -0.4% | 13,213 | +10.1% | 0.32% | +4.6% |
| PEP | Buy | PEPSICO INC | $436,986 | +3.7% | 2,579 | +13.3% | 0.32% | +9.0% |
| COST | Buy | COSTCO WHSL CORP NEW | $423,720 | +31.6% | 750 | +25.4% | 0.31% | +38.3% |
| NXPI | Buy | NXP SEMICONDUCTORS N V | $419,832 | +22.4% | 2,100 | +25.3% | 0.30% | +28.8% |
| PYPL | Buy | PAYPAL HLDGS INC | $413,195 | -0.9% | 7,068 | +13.2% | 0.30% | +4.2% |
| VT | VANGUARD INTL EQUITY INDEX Ftt wrld st etf | $407,103 | -3.9% | 4,369 | 0.0% | 0.29% | +0.7% | |
| ABBV | Buy | ABBVIE INC | $403,804 | +33.0% | 2,709 | +20.2% | 0.29% | +39.7% |
| BSX | Buy | BOSTON SCIENTIFIC CORP | $399,960 | +22.3% | 7,575 | +25.3% | 0.29% | +28.4% |
| JNJ | Buy | JOHNSON & JOHNSON | $391,711 | +15.6% | 2,515 | +22.8% | 0.28% | +21.5% |
| EEM | Sell | ISHARES TRmsci emg mkt etf | $359,728 | -13.3% | 9,479 | -9.6% | 0.26% | -9.1% |
| AXP | Buy | AMERICAN EXPRESS CO | $358,056 | +7.3% | 2,400 | +25.3% | 0.26% | +12.6% |
| VYM | VANGUARD WHITEHALL FDShigh div yld | $355,317 | -2.6% | 3,439 | 0.0% | 0.26% | +2.4% | |
| VWO | Buy | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $340,343 | -1.6% | 8,680 | +2.1% | 0.25% | +3.4% |
| ZIM | ZIM INTEGRATED SHIPPING SERV | $334,306 | -15.7% | 31,991 | 0.0% | 0.24% | -11.4% | |
| WMT | Buy | WALMART INC | $325,298 | +18.1% | 2,034 | +16.0% | 0.24% | +23.7% |
| MDLZ | Buy | MONDELEZ INTL INCcl a | $324,167 | +3.0% | 4,671 | +8.2% | 0.23% | +7.8% |
| PG | Buy | PROCTER AND GAMBLE CO | $320,746 | +15.2% | 2,199 | +19.8% | 0.23% | +20.8% |
| CAT | Buy | CATERPILLAR INC | $319,410 | +39.1% | 1,170 | +25.4% | 0.23% | +46.2% |
| VLO | Buy | VALERO ENERGY CORP | $310,912 | +44.8% | 2,194 | +19.9% | 0.22% | +52.0% |
| GWW | Buy | GRAINGER W W INC | $284,346 | +6.4% | 411 | +21.2% | 0.21% | +12.0% |
| MCD | Buy | MCDONALDS CORP | $278,983 | +15.4% | 1,059 | +30.7% | 0.20% | +21.7% |
| EOG | Buy | EOG RES INC | $278,365 | +38.8% | 2,196 | +25.3% | 0.20% | +45.7% |
| CMG | CHIPOTLE MEXICAN GRILL INC | $276,606 | -14.4% | 151 | 0.0% | 0.20% | -9.9% | |
| ECL | Buy | ECOLAB INC | $272,734 | +11.8% | 1,610 | +23.2% | 0.20% | +17.3% |
| XLP | Buy | SELECT SECTOR SPDR TRsbi cons stpls | $259,758 | +10.5% | 3,775 | +19.1% | 0.19% | +16.0% |
| DHR | Buy | DANAHER CORPORATION | $255,543 | +23.1% | 1,030 | +19.1% | 0.18% | +29.4% |
| LMT | Buy | LOCKHEED MARTIN CORP | $231,880 | +11.4% | 567 | +25.4% | 0.17% | +17.5% |
| BMY | Buy | BRISTOL-MYERS SQUIBB CO | $228,503 | +11.9% | 3,937 | +23.3% | 0.16% | +17.0% |
| UNH | UNITEDHEALTH GROUP INC | $224,365 | +4.9% | 445 | 0.0% | 0.16% | +10.2% | |
| MRK | MERCK & CO INC | $208,989 | -10.8% | 2,030 | 0.0% | 0.15% | -6.2% | |
| HON | New | HONEYWELL INTL INC | $207,094 | – | 1,121 | +100.0% | 0.15% | – |
| UPS | Buy | UNITED PARCEL SERVICE INCcl b | $203,099 | -5.3% | 1,303 | +8.9% | 0.15% | -0.7% |
| TMC THE METALS COMPANY INC | $190,448 | -39.2% | 192,139 | 0.0% | 0.14% | -36.1% | ||
| CLVR | Exit | CLEVER LEAVES HOLDINGS INC | $0 | – | -208,336 | -100.0% | -0.03% | – |
| VNQ | Exit | VANGUARD INDEX FDSreal estate etf | $0 | – | -2,467 | -100.0% | -0.14% | – |
| BDX | Exit | BECTON DICKINSON & CO | $0 | – | -817 | -100.0% | -0.15% | – |
| B | Exit | BARNES GROUP INC | $0 | – | -5,408 | -100.0% | -0.16% | – |
| CSCO | Exit | CISCO SYS INC | $0 | – | -4,806 | -100.0% | -0.17% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-10-23
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 28 | Q3 2023 | 30.4% |
| ISHARES TR | 28 | Q3 2023 | 11.6% |
| ISHARES TR | 28 | Q3 2023 | 14.4% |
| APPLE INC | 28 | Q3 2023 | 4.8% |
| AMAZON COM INC | 28 | Q3 2023 | 3.4% |
| ISHARES TR | 28 | Q3 2023 | 2.6% |
| ISHARES TR | 28 | Q3 2023 | 2.4% |
| VANGUARD TAX-MANAGED INTL FD | 28 | Q3 2023 | 2.9% |
| ISHARES TR | 28 | Q3 2023 | 1.7% |
| ISHARES TR | 28 | Q3 2023 | 2.5% |
View AUA CAPITAL MANAGEMENT, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-11 |
| 13F-HR | 2024-01-09 |
| 13F-HR | 2023-10-23 |
| 13F-HR | 2023-07-11 |
| 13F-HR | 2023-04-20 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-09 |
| 13F-HR | 2022-08-11 |
| 13F-HR | 2022-05-04 |
| 13F-HR | 2022-02-11 |
View AUA CAPITAL MANAGEMENT, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.