$121 Million is the total value of AUA CAPITAL MANAGEMENT, LLC's 238 reported holdings in Q4 2019. The portfolio turnover from Q3 2019 to Q4 2019 was 4.7% .
Value | Shares | ↓ Weighting | ||||||
---|---|---|---|---|---|---|---|---|
MUB | ISHARES TRnational mun etf | $6,474,000 | -0.2% | 56,835 | 0.0% | 5.33% | +2.2% | |
IWM | ISHARES TRrussell 2000 etf | $2,575,000 | +9.4% | 15,545 | 0.0% | 2.12% | +12.0% | |
IEI | ISHARES TR3 7 yr treas bd | $2,531,000 | -0.8% | 20,124 | 0.0% | 2.08% | +1.5% | |
IJH | ISHARES TRcore s&p mcp etf | $1,946,000 | +6.5% | 9,455 | 0.0% | 1.60% | +9.1% | |
AGG | ISHARES TRcore us aggbd et | $1,861,000 | -0.7% | 16,565 | 0.0% | 1.53% | +1.7% | |
XLK | SELECT SECTOR SPDR TRtechnology | $1,498,000 | +13.8% | 16,342 | 0.0% | 1.23% | +16.5% | |
VXF | VANGUARD INDEX FDSextend mkt etf | $1,267,000 | +8.3% | 10,058 | 0.0% | 1.04% | +10.8% | |
BND | VANGUARD BD INDEX FD INCtotal bnd mrkt | $1,108,000 | -0.6% | 13,208 | 0.0% | 0.91% | +1.8% | |
GOOG | ALPHABET INCcap stk cl c | $695,000 | +9.6% | 520 | 0.0% | 0.57% | +12.2% | |
GS | GOLDMAN SACHS GROUP INC | $639,000 | +10.9% | 2,779 | 0.0% | 0.53% | +13.6% | |
TSQ | TOWNSQUARE MEDIA INCcl a | $610,000 | +41.9% | 61,215 | 0.0% | 0.50% | +45.1% | |
MSFT | MICROSOFT CORP | $583,000 | +13.4% | 3,700 | 0.0% | 0.48% | +16.2% | |
VYM | VANGUARD WHITEHALL FDS INChigh div yld | $501,000 | +5.5% | 5,351 | 0.0% | 0.41% | +7.9% | |
JNJ | JOHNSON & JOHNSON | $478,000 | +12.5% | 3,280 | 0.0% | 0.39% | +14.9% | |
FB | FACEBOOK INCcl a | $433,000 | +15.2% | 2,110 | 0.0% | 0.36% | +17.9% | |
BRKB | BERKSHIRE HATHAWAY INC DELcl b new | $413,000 | +9.0% | 1,825 | 0.0% | 0.34% | +11.5% | |
DIS | DISNEY WALT CO | $408,000 | +11.2% | 2,817 | 0.0% | 0.34% | +13.9% | |
PEP | PEPSICO INC | $395,000 | -0.3% | 2,893 | 0.0% | 0.32% | +2.2% | |
ACN | ACCENTURE PLC IRELAND | $376,000 | +9.6% | 1,783 | 0.0% | 0.31% | +12.0% | |
AXP | AMERICAN EXPRESS CO | $374,000 | +5.4% | 3,000 | 0.0% | 0.31% | +8.1% | |
ECL | ECOLAB INC | $374,000 | -2.3% | 1,935 | 0.0% | 0.31% | 0.0% | |
GOOGL | ALPHABET INCcap stk cl a | $367,000 | +9.6% | 274 | 0.0% | 0.30% | +12.3% | |
BDX | BECTON DICKINSON & CO | $351,000 | +7.7% | 1,290 | 0.0% | 0.29% | +10.3% | |
NXPI | NXP SEMICONDUCTORS N V | $312,000 | +16.9% | 2,450 | 0.0% | 0.26% | +19.5% | |
UTX | UNITED TECHNOLOGIES CORP | $307,000 | +9.6% | 2,050 | 0.0% | 0.25% | +12.4% | |
PG | PROCTER & GAMBLE CO | $300,000 | +0.3% | 2,400 | 0.0% | 0.25% | +2.9% | |
PFE | PFIZER INC | $286,000 | +9.2% | 7,300 | 0.0% | 0.24% | +11.4% | |
ETN | EATON CORP PLC | $275,000 | +14.1% | 2,900 | 0.0% | 0.23% | +16.5% | |
CERN | CERNER CORP | $273,000 | +7.5% | 3,720 | 0.0% | 0.22% | +10.3% | |
VNQ | VANGUARD INDEX FDSreal estate etf | $268,000 | -0.4% | 2,890 | 0.0% | 0.22% | +2.3% | |
ABBV | ABBVIE INC | $266,000 | +16.7% | 3,011 | 0.0% | 0.22% | +19.7% | |
USB | US BANCORP DEL | $252,000 | +6.8% | 4,257 | 0.0% | 0.21% | +8.9% | |
V | VISA INC | $252,000 | +9.6% | 1,340 | 0.0% | 0.21% | +11.9% | |
XLP | SELECT SECTOR SPDR TRsbi cons stpls | $238,000 | +2.6% | 3,775 | 0.0% | 0.20% | +4.8% | |
MO | ALTRIA GROUP INC | $237,000 | +22.2% | 4,750 | 0.0% | 0.20% | +25.0% | |
EOG | EOG RES INC | $230,000 | +12.7% | 2,746 | 0.0% | 0.19% | +15.2% | |
COST | COSTCO WHSL CORP NEW | $220,000 | +1.9% | 750 | 0.0% | 0.18% | +4.0% | |
CAT | CATERPILLAR INC DEL | $210,000 | +16.7% | 1,420 | 0.0% | 0.17% | +19.3% | |
VT | VANGUARD INTL EQUITY INDEX Ftt wrld st etf | $204,000 | +7.9% | 2,525 | 0.0% | 0.17% | +10.5% | |
SBUX | STARBUCKS CORP | $198,000 | -0.5% | 2,251 | 0.0% | 0.16% | +1.9% | |
CVS | CVS HEALTH CORP | $197,000 | +18.0% | 2,646 | 0.0% | 0.16% | +20.9% | |
IEFA | ISHARES TRcore msci eafe | $196,000 | +7.1% | 3,000 | 0.0% | 0.16% | +9.5% | |
CB | CHUBB LIMITED | $195,000 | -3.5% | 1,252 | 0.0% | 0.16% | -0.6% | |
WMT | WALMART INC | $194,000 | +1.0% | 1,625 | 0.0% | 0.16% | +3.9% | |
GD | GENERAL DYNAMICS CORP | $192,000 | -3.5% | 1,087 | 0.0% | 0.16% | -1.2% | |
CMG | CHIPOTLE MEXICAN GRILL INC | $189,000 | -0.5% | 226 | 0.0% | 0.16% | +2.0% | |
MRK | MERCK & CO INC | $185,000 | +8.2% | 2,030 | 0.0% | 0.15% | +10.9% | |
UPS | UNITED PARCEL SERVICE INCcl b | $176,000 | -2.2% | 1,500 | 0.0% | 0.14% | 0.0% | |
KO | COCA COLA CO | $166,000 | +1.8% | 3,000 | 0.0% | 0.14% | +4.6% | |
MCD | MCDONALDS CORP | $161,000 | -8.0% | 815 | 0.0% | 0.13% | -5.7% | |
XLF | SELECT SECTOR SPDR TRsbi int-finl | $141,000 | +9.3% | 4,596 | 0.0% | 0.12% | +11.5% | |
GWW | GRAINGER W W INC | $139,000 | +13.9% | 411 | 0.0% | 0.11% | +16.3% | |
UNH | UNITEDHEALTH GROUP INC | $131,000 | +35.1% | 445 | 0.0% | 0.11% | +38.5% | |
APD | AIR PRODS & CHEMS INC | $127,000 | +5.8% | 539 | 0.0% | 0.10% | +9.4% | |
SLB | SCHLUMBERGER LTD | $124,000 | +17.0% | 3,090 | 0.0% | 0.10% | +20.0% | |
CL | COLGATE PALMOLIVE CO | $121,000 | -6.2% | 1,760 | 0.0% | 0.10% | -3.8% | |
AMP | AMERIPRISE FINL INC | $112,000 | +13.1% | 670 | 0.0% | 0.09% | +15.0% | |
IYK | ISHARES TRu.s. cnsm gd etf | $96,000 | +5.5% | 719 | 0.0% | 0.08% | +8.2% | |
BLK | BLACKROCK INC | $94,000 | +13.3% | 187 | 0.0% | 0.08% | +14.9% | |
NKE | NIKE INCcl b | $93,000 | +8.1% | 920 | 0.0% | 0.08% | +11.6% | |
PANW | PALO ALTO NETWORKS INC | $81,000 | +14.1% | 350 | 0.0% | 0.07% | +17.5% | |
IEMG | ISHARES INCcore msci emkt | $81,000 | +9.5% | 1,500 | 0.0% | 0.07% | +13.6% | |
IBM | INTERNATIONAL BUSINESS MACHS | $80,000 | -8.0% | 600 | 0.0% | 0.07% | -5.7% | |
LLY | LILLY ELI & CO | $79,000 | +17.9% | 600 | 0.0% | 0.06% | +20.4% | |
ABC | AMERISOURCEBERGEN CORP | $78,000 | +2.6% | 920 | 0.0% | 0.06% | +4.9% | |
MDT | MEDTRONIC PLC | $77,000 | +5.5% | 675 | 0.0% | 0.06% | +6.8% | |
TEL | TE CONNECTIVITY LTD | $71,000 | +2.9% | 743 | 0.0% | 0.06% | +5.5% | |
IWR | ISHARES TRrus mid cap etf | $66,000 | +6.5% | 1,108 | 0.0% | 0.05% | +8.0% | |
ORCL | ORACLE CORP | $66,000 | -4.3% | 1,250 | 0.0% | 0.05% | -1.8% | |
TXN | TEXAS INSTRS INC | $64,000 | -1.5% | 500 | 0.0% | 0.05% | +1.9% | |
GLW | CORNING INC | $60,000 | +3.4% | 2,050 | 0.0% | 0.05% | +4.3% | |
NOC | NORTHROP GRUMMAN CORP | $58,000 | -9.4% | 170 | 0.0% | 0.05% | -5.9% | |
CMCSA | COMCAST CORP NEWcl a | $56,000 | -1.8% | 1,250 | 0.0% | 0.05% | 0.0% | |
UNP | UNION PACIFIC CORP | $54,000 | +10.2% | 300 | 0.0% | 0.04% | +12.8% | |
IXUS | ISHARES TRcore msci total | $50,000 | +6.4% | 811 | 0.0% | 0.04% | +7.9% | |
RTN | RAYTHEON CO | $48,000 | +11.6% | 220 | 0.0% | 0.04% | +14.3% | |
PHM | PULTE GROUP INC | $49,000 | +6.5% | 1,250 | 0.0% | 0.04% | +8.1% | |
MMM | 3M CO | $45,000 | +7.1% | 255 | 0.0% | 0.04% | +8.8% | |
KEY | KEYCORP NEW | $39,000 | +11.4% | 1,950 | 0.0% | 0.03% | +14.3% | |
PM | PHILIP MORRIS INTL INC | $38,000 | +11.8% | 450 | 0.0% | 0.03% | +14.8% | |
T | AT&T INC | $35,000 | +6.1% | 885 | 0.0% | 0.03% | +7.4% | |
CDNS | CADENCE DESIGN SYSTEM INC | $33,000 | +6.5% | 475 | 0.0% | 0.03% | +8.0% | |
ABB | ABB LTDsponsored adr | $33,000 | +22.2% | 1,350 | 0.0% | 0.03% | +22.7% | |
TMO | THERMO FISHER SCIENTIFIC INC | $26,000 | +13.0% | 80 | 0.0% | 0.02% | +16.7% | |
PNC | PNC FINL SVCS GROUP INC | $24,000 | +14.3% | 150 | 0.0% | 0.02% | +17.6% | |
AJG | GALLAGHER ARTHUR J & CO | $23,000 | +4.5% | 241 | 0.0% | 0.02% | +5.6% | |
PDI | PIMCO DYNAMIC INCOME FD | $23,000 | 0.0% | 700 | 0.0% | 0.02% | +5.6% | |
CAH | CARDINAL HEALTH INC | $23,000 | +9.5% | 449 | 0.0% | 0.02% | +11.8% | |
NEE | NEXTERA ENERGY INC | $22,000 | +4.8% | 90 | 0.0% | 0.02% | +5.9% | |
BCS | BARCLAYS PLCadr | $20,000 | +33.3% | 2,092 | 0.0% | 0.02% | +33.3% | |
CTSH | COGNIZANT TECHNOLOGY SOLUTIOcl a | $20,000 | 0.0% | 327 | 0.0% | 0.02% | 0.0% | |
FXB | INVESCO CURNCYSHS BRIT PND Sbrit poun strl | $19,000 | +5.6% | 150 | 0.0% | 0.02% | +14.3% | |
KHC | KRAFT HEINZ CO | $19,000 | +11.8% | 600 | 0.0% | 0.02% | +14.3% | |
LII | LENNOX INTL INC | $19,000 | 0.0% | 79 | 0.0% | 0.02% | +6.7% | |
CE | CELANESE CORP DEL | $18,000 | 0.0% | 147 | 0.0% | 0.02% | +7.1% | |
DB | DEUTSCHE BANK AGnamen akt | $17,000 | 0.0% | 2,225 | 0.0% | 0.01% | 0.0% | |
HAS | HASBRO INC | $16,000 | -5.9% | 147 | 0.0% | 0.01% | -7.1% | |
MS | MORGAN STANLEY | $16,000 | +23.1% | 310 | 0.0% | 0.01% | +30.0% | |
ARW | ARROW ELECTRS INC | $15,000 | +15.4% | 181 | 0.0% | 0.01% | +20.0% | |
WU | WESTERN UN CO | $15,000 | +15.4% | 551 | 0.0% | 0.01% | +20.0% | |
PKO | PIMCO INCOME OPPORTUNITY FD | $14,000 | +7.7% | 500 | 0.0% | 0.01% | +20.0% | |
UAL | UNITED AIRLINES HLDGS INC | $15,000 | 0.0% | 175 | 0.0% | 0.01% | 0.0% | |
GM | GENERAL MTRS CO | $15,000 | 0.0% | 391 | 0.0% | 0.01% | 0.0% | |
DOX | AMDOCS LTD | $13,000 | +8.3% | 181 | 0.0% | 0.01% | +10.0% | |
LEN | LENNAR CORPcl a | $13,000 | 0.0% | 230 | 0.0% | 0.01% | +10.0% | |
PCI | PIMCO DYNMIC CREDIT AND MRT | $13,000 | +8.3% | 500 | 0.0% | 0.01% | +10.0% | |
NTR | NUTRIEN LTD | $12,000 | 0.0% | 247 | 0.0% | 0.01% | 0.0% | |
LOW | LOWES COS INC | $11,000 | +10.0% | 90 | 0.0% | 0.01% | +12.5% | |
HYT | BLACKROCK CORPOR HI YLD FD I | $11,000 | 0.0% | 1,000 | 0.0% | 0.01% | 0.0% | |
RBS | ROYAL BK SCOTLAND GROUP PLCspons adr 2 ord | $10,000 | +25.0% | 1,500 | 0.0% | 0.01% | +33.3% | |
CALM | CAL MAINE FOODS INC | $9,000 | 0.0% | 214 | 0.0% | 0.01% | 0.0% | |
MET | METLIFE INC | $8,000 | 0.0% | 166 | 0.0% | 0.01% | +16.7% | |
NVS | NOVARTIS A Gsponsored adr | $9,000 | 0.0% | 98 | 0.0% | 0.01% | 0.0% | |
DUK | DUKE ENERGY CORP NEW | $9,000 | -10.0% | 100 | 0.0% | 0.01% | -12.5% | |
RIG | TRANSOCEAN LTD | $7,000 | +75.0% | 1,000 | 0.0% | 0.01% | +100.0% | |
SAN | BANCO SANTANDER SAadr | $7,000 | 0.0% | 1,795 | 0.0% | 0.01% | 0.0% | |
SU | SUNCOR ENERGY INC NEW | $7,000 | +16.7% | 200 | 0.0% | 0.01% | +20.0% | |
CS | CREDIT SUISSE GROUPsponsored adr | $7,000 | +16.7% | 500 | 0.0% | 0.01% | +20.0% | |
TDOC | TELADOC HEALTH INC | $6,000 | +20.0% | 75 | 0.0% | 0.01% | +25.0% | |
IP | INTL PAPER CO | $6,000 | +20.0% | 120 | 0.0% | 0.01% | +25.0% | |
VALPQ | VALARIS PLC | $3,000 | +50.0% | 400 | 0.0% | 0.00% | 0.0% | |
BP | BP PLCsponsored adr | $2,000 | 0.0% | 50 | 0.0% | 0.00% | 0.0% | |
SIG | SIGNET JEWELERS LIMITED | $2,000 | +100.0% | 80 | 0.0% | 0.00% | +100.0% | |
SPHS | SOPHIRIS BIO INC | $2,000 | -50.0% | 6,100 | 0.0% | 0.00% | -33.3% | |
GTX | GARRETT MOTION INC | $2,000 | 0.0% | 202 | 0.0% | 0.00% | 0.0% | |
BHF | BRIGHTHOUSE FINL INC | $1,000 | 0.0% | 15 | 0.0% | 0.00% | 0.0% | |
GE | GENERAL ELECTRIC CO | $1,000 | – | 49 | 0.0% | 0.00% | – | |
ALC | ALCON INC | $1,000 | 0.0% | 19 | 0.0% | 0.00% | 0.0% | |
BR | BROADRIDGE FINL SOLUTIONS IN | $0 | – | 4 | 0.0% | 0.00% | – | |
EV | EATON VANCE CORP | $0 | – | 9 | 0.0% | 0.00% | – | |
MTB | M & T BK CORP | $0 | – | 2 | 0.0% | 0.00% | – | |
RF | REGIONS FINL CORP NEW | $0 | – | 6 | 0.0% | 0.00% | – | |
TD | TORONTO DOMINION BK ONT | $0 | – | 4 | 0.0% | 0.00% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- BANK OF AMERICA CORP /DE/ #1
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-01-10
Top long-term holdings
Name | Quarters owned | Latest quarter owned | Max weighting |
---|---|---|---|
SPDR S&P 500 ETF TR | 28 | Q3 2023 | 30.4% |
ISHARES TR | 28 | Q3 2023 | 11.6% |
ISHARES TR | 28 | Q3 2023 | 14.4% |
APPLE INC | 28 | Q3 2023 | 4.8% |
AMAZON COM INC | 28 | Q3 2023 | 3.4% |
ISHARES TR | 28 | Q3 2023 | 2.6% |
ISHARES TR | 28 | Q3 2023 | 2.4% |
VANGUARD TAX-MANAGED INTL FD | 28 | Q3 2023 | 2.9% |
ISHARES TR | 28 | Q3 2023 | 1.7% |
ISHARES TR | 28 | Q3 2023 | 2.5% |
View AUA CAPITAL MANAGEMENT, LLC's complete holdings history.
Latest filings
Type | Filed |
---|---|
13F-HR | 2024-04-11 |
13F-HR | 2024-01-09 |
13F-HR | 2023-10-23 |
13F-HR | 2023-07-11 |
13F-HR | 2023-04-20 |
13F-HR | 2023-02-14 |
13F-HR | 2022-11-09 |
13F-HR | 2022-08-11 |
13F-HR | 2022-05-04 |
13F-HR | 2022-02-11 |
View AUA CAPITAL MANAGEMENT, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.