$121 Million is the total value of AUA CAPITAL MANAGEMENT, LLC's 238 reported holdings in Q4 2019. The portfolio turnover from Q3 2019 to Q4 2019 was 7.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $36,899,000 | +4.7% | 114,643 | -3.5% | 30.37% | +7.2% |
| EFA | Sell | ISHARES TRmsci eafe etf | $9,696,000 | -13.7% | 139,625 | -19.0% | 7.98% | -11.7% |
| MUB | ISHARES TRnational mun etf | $6,474,000 | -0.2% | 56,835 | 0.0% | 5.33% | +2.2% | |
| SHM | Sell | SPDR SERIES TRUSTnuveen blmbrg sr | $6,087,000 | -2.2% | 123,950 | -2.4% | 5.01% | +0.2% |
| SHY | Sell | ISHARES TR1 3 yr treas bd | $5,052,000 | -5.0% | 59,697 | -4.8% | 4.16% | -2.8% |
| BSV | Sell | VANGUARD BD INDEX FD INCshort trm bond | $3,226,000 | -9.7% | 40,022 | -9.5% | 2.66% | -7.6% |
| VCSH | Sell | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $2,813,000 | -7.4% | 34,721 | -7.3% | 2.32% | -5.2% |
| IWM | ISHARES TRrussell 2000 etf | $2,575,000 | +9.4% | 15,545 | 0.0% | 2.12% | +12.0% | |
| IEI | ISHARES TR3 7 yr treas bd | $2,531,000 | -0.8% | 20,124 | 0.0% | 2.08% | +1.5% | |
| VEA | Sell | VANGUARD TAX MANAGED INTL FDftse dev mkt etf | $2,222,000 | -21.2% | 50,435 | -26.5% | 1.83% | -19.4% |
| AMZN | Sell | AMAZON COM INC | $1,985,000 | -4.7% | 1,074 | -10.5% | 1.63% | -2.4% |
| IJH | ISHARES TRcore s&p mcp etf | $1,946,000 | +6.5% | 9,455 | 0.0% | 1.60% | +9.1% | |
| AGG | ISHARES TRcore us aggbd et | $1,861,000 | -0.7% | 16,565 | 0.0% | 1.53% | +1.7% | |
| AAPL | Sell | APPLE INC | $1,771,000 | +25.2% | 6,031 | -4.4% | 1.46% | +28.2% |
| IJR | Sell | ISHARES TRcore s&p scp etf | $1,743,000 | -0.2% | 20,790 | -7.3% | 1.44% | +2.2% |
| VCIT | Sell | VANGUARD SCOTTSDALE FDSint-term corp | $1,595,000 | -0.6% | 17,463 | -0.7% | 1.31% | +1.8% |
| XLK | SELECT SECTOR SPDR TRtechnology | $1,498,000 | +13.8% | 16,342 | 0.0% | 1.23% | +16.5% | |
| GLD | Sell | SPDR GOLD TRUST | $1,488,000 | -23.5% | 10,410 | -25.7% | 1.22% | -21.7% |
| VTV | Sell | VANGUARD INDEX FDSvalue etf | $1,372,000 | -10.8% | 11,450 | -16.9% | 1.13% | -8.7% |
| VXF | VANGUARD INDEX FDSextend mkt etf | $1,267,000 | +8.3% | 10,058 | 0.0% | 1.04% | +10.8% | |
| IYH | Sell | ISHARES TRus hlthcare etf | $1,114,000 | -7.0% | 5,162 | -18.5% | 0.92% | -4.8% |
| BND | VANGUARD BD INDEX FD INCtotal bnd mrkt | $1,108,000 | -0.6% | 13,208 | 0.0% | 0.91% | +1.8% | |
| MA | Sell | MASTERCARD INCcl a | $915,000 | -2.3% | 3,063 | -11.2% | 0.75% | 0.0% |
| GOOG | ALPHABET INCcap stk cl c | $695,000 | +9.6% | 520 | 0.0% | 0.57% | +12.2% | |
| HYG | Sell | ISHARES TRiboxx hi yd etf | $685,000 | -42.5% | 7,793 | -43.0% | 0.56% | -41.1% |
| GS | GOLDMAN SACHS GROUP INC | $639,000 | +10.9% | 2,779 | 0.0% | 0.53% | +13.6% | |
| TSQ | TOWNSQUARE MEDIA INCcl a | $610,000 | +41.9% | 61,215 | 0.0% | 0.50% | +45.1% | |
| MSFT | MICROSOFT CORP | $583,000 | +13.4% | 3,700 | 0.0% | 0.48% | +16.2% | |
| HD | Sell | HOME DEPOT INC | $581,000 | -17.5% | 2,659 | -12.4% | 0.48% | -15.5% |
| VYM | VANGUARD WHITEHALL FDS INChigh div yld | $501,000 | +5.5% | 5,351 | 0.0% | 0.41% | +7.9% | |
| JNJ | JOHNSON & JOHNSON | $478,000 | +12.5% | 3,280 | 0.0% | 0.39% | +14.9% | |
| EEM | Sell | ISHARES TRmsci emg mkt etf | $471,000 | -30.0% | 10,486 | -36.3% | 0.39% | -28.3% |
| BSX | Sell | BOSTON SCIENTIFIC CORP | $461,000 | -9.4% | 10,175 | -18.6% | 0.38% | -7.3% |
| JPM | Sell | JPMORGAN CHASE & CO | $443,000 | -1.6% | 3,177 | -16.9% | 0.36% | +0.8% |
| PYPL | Sell | PAYPAL HLDGS INC | $440,000 | -5.8% | 4,068 | -9.6% | 0.36% | -3.5% |
| FB | FACEBOOK INCcl a | $433,000 | +15.2% | 2,110 | 0.0% | 0.36% | +17.9% | |
| BRKB | BERKSHIRE HATHAWAY INC DELcl b new | $413,000 | +9.0% | 1,825 | 0.0% | 0.34% | +11.5% | |
| DIS | DISNEY WALT CO | $408,000 | +11.2% | 2,817 | 0.0% | 0.34% | +13.9% | |
| SYK | Sell | STRYKER CORP | $396,000 | -29.0% | 1,888 | -26.8% | 0.33% | -27.4% |
| PEP | PEPSICO INC | $395,000 | -0.3% | 2,893 | 0.0% | 0.32% | +2.2% | |
| ACN | ACCENTURE PLC IRELAND | $376,000 | +9.6% | 1,783 | 0.0% | 0.31% | +12.0% | |
| TFC | New | TRUIST FINL CORP | $376,000 | – | 6,680 | +100.0% | 0.31% | – |
| CSCO | Sell | CISCO SYS INC | $375,000 | -22.0% | 7,820 | -19.6% | 0.31% | -20.2% |
| AXP | AMERICAN EXPRESS CO | $374,000 | +5.4% | 3,000 | 0.0% | 0.31% | +8.1% | |
| ECL | ECOLAB INC | $374,000 | -2.3% | 1,935 | 0.0% | 0.31% | 0.0% | |
| GOOGL | ALPHABET INCcap stk cl a | $367,000 | +9.6% | 274 | 0.0% | 0.30% | +12.3% | |
| BDX | BECTON DICKINSON & CO | $351,000 | +7.7% | 1,290 | 0.0% | 0.29% | +10.3% | |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $318,000 | -30.0% | 5,186 | -31.0% | 0.26% | -28.2% |
| EL | Sell | LAUDER ESTEE COS INCcl a | $314,000 | -24.2% | 1,522 | -26.8% | 0.26% | -22.5% |
| NXPI | NXP SEMICONDUCTORS N V | $312,000 | +16.9% | 2,450 | 0.0% | 0.26% | +19.5% | |
| UTX | UNITED TECHNOLOGIES CORP | $307,000 | +9.6% | 2,050 | 0.0% | 0.25% | +12.4% | |
| PG | PROCTER & GAMBLE CO | $300,000 | +0.3% | 2,400 | 0.0% | 0.25% | +2.9% | |
| WFC | Sell | WELLS FARGO CO NEW | $299,000 | -24.5% | 5,557 | -29.2% | 0.25% | -22.6% |
| VLO | Sell | VALERO ENERGY CORP NEW | $285,000 | -21.1% | 3,044 | -28.2% | 0.24% | -19.0% |
| PFE | PFIZER INC | $286,000 | +9.2% | 7,300 | 0.0% | 0.24% | +11.4% | |
| BMY | Buy | BRISTOL MYERS SQUIBB CO | $277,000 | +123.4% | 4,321 | +77.3% | 0.23% | +128.0% |
| ETN | EATON CORP PLC | $275,000 | +14.1% | 2,900 | 0.0% | 0.23% | +16.5% | |
| CERN | CERNER CORP | $273,000 | +7.5% | 3,720 | 0.0% | 0.22% | +10.3% | |
| VNQ | VANGUARD INDEX FDSreal estate etf | $268,000 | -0.4% | 2,890 | 0.0% | 0.22% | +2.3% | |
| ABBV | ABBVIE INC | $266,000 | +16.7% | 3,011 | 0.0% | 0.22% | +19.7% | |
| USB | US BANCORP DEL | $252,000 | +6.8% | 4,257 | 0.0% | 0.21% | +8.9% | |
| V | VISA INC | $252,000 | +9.6% | 1,340 | 0.0% | 0.21% | +11.9% | |
| HON | Sell | HONEYWELL INTL INC | $240,000 | -30.0% | 1,353 | -33.2% | 0.20% | -28.3% |
| XLP | SELECT SECTOR SPDR TRsbi cons stpls | $238,000 | +2.6% | 3,775 | 0.0% | 0.20% | +4.8% | |
| MO | ALTRIA GROUP INC | $237,000 | +22.2% | 4,750 | 0.0% | 0.20% | +25.0% | |
| EOG | EOG RES INC | $230,000 | +12.7% | 2,746 | 0.0% | 0.19% | +15.2% | |
| LMT | Sell | LOCKHEED MARTIN CORP | $221,000 | -24.6% | 567 | -24.4% | 0.18% | -22.9% |
| COST | COSTCO WHSL CORP NEW | $220,000 | +1.9% | 750 | 0.0% | 0.18% | +4.0% | |
| DHR | Sell | DANAHER CORPORATION | $217,000 | -28.6% | 1,413 | -32.7% | 0.18% | -26.6% |
| CAT | CATERPILLAR INC DEL | $210,000 | +16.7% | 1,420 | 0.0% | 0.17% | +19.3% | |
| INTC | Sell | INTEL CORP | $208,000 | -23.2% | 3,471 | -33.9% | 0.17% | -21.6% |
| VT | VANGUARD INTL EQUITY INDEX Ftt wrld st etf | $204,000 | +7.9% | 2,525 | 0.0% | 0.17% | +10.5% | |
| SBUX | STARBUCKS CORP | $198,000 | -0.5% | 2,251 | 0.0% | 0.16% | +1.9% | |
| CVS | CVS HEALTH CORP | $197,000 | +18.0% | 2,646 | 0.0% | 0.16% | +20.9% | |
| IEFA | ISHARES TRcore msci eafe | $196,000 | +7.1% | 3,000 | 0.0% | 0.16% | +9.5% | |
| CB | CHUBB LIMITED | $195,000 | -3.5% | 1,252 | 0.0% | 0.16% | -0.6% | |
| WMT | WALMART INC | $194,000 | +1.0% | 1,625 | 0.0% | 0.16% | +3.9% | |
| GD | GENERAL DYNAMICS CORP | $192,000 | -3.5% | 1,087 | 0.0% | 0.16% | -1.2% | |
| CMG | CHIPOTLE MEXICAN GRILL INC | $189,000 | -0.5% | 226 | 0.0% | 0.16% | +2.0% | |
| MRK | MERCK & CO INC | $185,000 | +8.2% | 2,030 | 0.0% | 0.15% | +10.9% | |
| TJX | Sell | TJX COS INC NEW | $176,000 | -24.8% | 2,880 | -31.4% | 0.14% | -22.9% |
| UPS | UNITED PARCEL SERVICE INCcl b | $176,000 | -2.2% | 1,500 | 0.0% | 0.14% | 0.0% | |
| SYY | Sell | SYSCO CORP | $174,000 | -39.8% | 2,029 | -44.2% | 0.14% | -38.4% |
| KO | COCA COLA CO | $166,000 | +1.8% | 3,000 | 0.0% | 0.14% | +4.6% | |
| AMGN | Sell | AMGEN INC | $166,000 | -12.2% | 690 | -29.2% | 0.14% | -9.9% |
| ADP | Sell | AUTOMATIC DATA PROCESSING IN | $163,000 | -28.8% | 959 | -32.5% | 0.13% | -27.2% |
| MCD | MCDONALDS CORP | $161,000 | -8.0% | 815 | 0.0% | 0.13% | -5.7% | |
| XOM | Sell | EXXON MOBIL CORP | $161,000 | -38.5% | 2,309 | -38.0% | 0.13% | -37.0% |
| XLF | SELECT SECTOR SPDR TRsbi int-finl | $141,000 | +9.3% | 4,596 | 0.0% | 0.12% | +11.5% | |
| GWW | GRAINGER W W INC | $139,000 | +13.9% | 411 | 0.0% | 0.11% | +16.3% | |
| UNH | UNITEDHEALTH GROUP INC | $131,000 | +35.1% | 445 | 0.0% | 0.11% | +38.5% | |
| APD | AIR PRODS & CHEMS INC | $127,000 | +5.8% | 539 | 0.0% | 0.10% | +9.4% | |
| SLB | SCHLUMBERGER LTD | $124,000 | +17.0% | 3,090 | 0.0% | 0.10% | +20.0% | |
| CL | COLGATE PALMOLIVE CO | $121,000 | -6.2% | 1,760 | 0.0% | 0.10% | -3.8% | |
| AMP | AMERIPRISE FINL INC | $112,000 | +13.1% | 670 | 0.0% | 0.09% | +15.0% | |
| MDLZ | Sell | MONDELEZ INTL INCcl a | $103,000 | -44.3% | 1,858 | -44.4% | 0.08% | -43.0% |
| IYK | ISHARES TRu.s. cnsm gd etf | $96,000 | +5.5% | 719 | 0.0% | 0.08% | +8.2% | |
| BLK | BLACKROCK INC | $94,000 | +13.3% | 187 | 0.0% | 0.08% | +14.9% | |
| NKE | NIKE INCcl b | $93,000 | +8.1% | 920 | 0.0% | 0.08% | +11.6% | |
| MMP | Sell | MAGELLAN MIDSTREAM PRTNRS LP | $90,000 | -56.9% | 1,436 | -54.6% | 0.07% | -56.0% |
| IBB | Sell | ISHARES TRnasdaq biotech | $87,000 | -26.9% | 720 | -40.0% | 0.07% | -25.0% |
| PANW | PALO ALTO NETWORKS INC | $81,000 | +14.1% | 350 | 0.0% | 0.07% | +17.5% | |
| IEMG | ISHARES INCcore msci emkt | $81,000 | +9.5% | 1,500 | 0.0% | 0.07% | +13.6% | |
| IBM | INTERNATIONAL BUSINESS MACHS | $80,000 | -8.0% | 600 | 0.0% | 0.07% | -5.7% | |
| LLY | LILLY ELI & CO | $79,000 | +17.9% | 600 | 0.0% | 0.06% | +20.4% | |
| ABC | AMERISOURCEBERGEN CORP | $78,000 | +2.6% | 920 | 0.0% | 0.06% | +4.9% | |
| MDT | MEDTRONIC PLC | $77,000 | +5.5% | 675 | 0.0% | 0.06% | +6.8% | |
| TEL | TE CONNECTIVITY LTD | $71,000 | +2.9% | 743 | 0.0% | 0.06% | +5.5% | |
| IWR | ISHARES TRrus mid cap etf | $66,000 | +6.5% | 1,108 | 0.0% | 0.05% | +8.0% | |
| ORCL | ORACLE CORP | $66,000 | -4.3% | 1,250 | 0.0% | 0.05% | -1.8% | |
| TXN | TEXAS INSTRS INC | $64,000 | -1.5% | 500 | 0.0% | 0.05% | +1.9% | |
| DKL | Sell | DELEK LOGISTICS PARTNERS LP | $60,000 | -47.8% | 1,886 | -48.5% | 0.05% | -46.7% |
| GLW | CORNING INC | $60,000 | +3.4% | 2,050 | 0.0% | 0.05% | +4.3% | |
| WHR | Sell | WHIRLPOOL CORP | $60,000 | -49.6% | 408 | -45.6% | 0.05% | -49.0% |
| NOC | NORTHROP GRUMMAN CORP | $58,000 | -9.4% | 170 | 0.0% | 0.05% | -5.9% | |
| CMCSA | COMCAST CORP NEWcl a | $56,000 | -1.8% | 1,250 | 0.0% | 0.05% | 0.0% | |
| UNP | UNION PACIFIC CORP | $54,000 | +10.2% | 300 | 0.0% | 0.04% | +12.8% | |
| IXUS | ISHARES TRcore msci total | $50,000 | +6.4% | 811 | 0.0% | 0.04% | +7.9% | |
| RTN | RAYTHEON CO | $48,000 | +11.6% | 220 | 0.0% | 0.04% | +14.3% | |
| PHM | PULTE GROUP INC | $49,000 | +6.5% | 1,250 | 0.0% | 0.04% | +8.1% | |
| DOW | Sell | DOW INC | $47,000 | -21.7% | 862 | -30.7% | 0.04% | -18.8% |
| DD | Sell | DUPONT DE NEMOURS INC | $46,000 | -48.3% | 727 | -41.5% | 0.04% | -47.2% |
| MMM | 3M CO | $45,000 | +7.1% | 255 | 0.0% | 0.04% | +8.8% | |
| KEY | KEYCORP NEW | $39,000 | +11.4% | 1,950 | 0.0% | 0.03% | +14.3% | |
| PM | PHILIP MORRIS INTL INC | $38,000 | +11.8% | 450 | 0.0% | 0.03% | +14.8% | |
| T | AT&T INC | $35,000 | +6.1% | 885 | 0.0% | 0.03% | +7.4% | |
| CDNS | CADENCE DESIGN SYSTEM INC | $33,000 | +6.5% | 475 | 0.0% | 0.03% | +8.0% | |
| ABB | ABB LTDsponsored adr | $33,000 | +22.2% | 1,350 | 0.0% | 0.03% | +22.7% | |
| TMO | THERMO FISHER SCIENTIFIC INC | $26,000 | +13.0% | 80 | 0.0% | 0.02% | +16.7% | |
| BK | Sell | BANK NEW YORK MELLON CORP | $26,000 | -40.9% | 524 | -46.5% | 0.02% | -40.0% |
| PNC | PNC FINL SVCS GROUP INC | $24,000 | +14.3% | 150 | 0.0% | 0.02% | +17.6% | |
| AJG | GALLAGHER ARTHUR J & CO | $23,000 | +4.5% | 241 | 0.0% | 0.02% | +5.6% | |
| PDI | PIMCO DYNAMIC INCOME FD | $23,000 | 0.0% | 700 | 0.0% | 0.02% | +5.6% | |
| CAH | CARDINAL HEALTH INC | $23,000 | +9.5% | 449 | 0.0% | 0.02% | +11.8% | |
| NEE | NEXTERA ENERGY INC | $22,000 | +4.8% | 90 | 0.0% | 0.02% | +5.9% | |
| BCS | BARCLAYS PLCadr | $20,000 | +33.3% | 2,092 | 0.0% | 0.02% | +33.3% | |
| CTSH | COGNIZANT TECHNOLOGY SOLUTIOcl a | $20,000 | 0.0% | 327 | 0.0% | 0.02% | 0.0% | |
| FXB | INVESCO CURNCYSHS BRIT PND Sbrit poun strl | $19,000 | +5.6% | 150 | 0.0% | 0.02% | +14.3% | |
| CTVA | Sell | CORTEVA INC | $20,000 | -42.9% | 679 | -45.4% | 0.02% | -42.9% |
| KHC | KRAFT HEINZ CO | $19,000 | +11.8% | 600 | 0.0% | 0.02% | +14.3% | |
| LII | LENNOX INTL INC | $19,000 | 0.0% | 79 | 0.0% | 0.02% | +6.7% | |
| CE | CELANESE CORP DEL | $18,000 | 0.0% | 147 | 0.0% | 0.02% | +7.1% | |
| DB | DEUTSCHE BANK AGnamen akt | $17,000 | 0.0% | 2,225 | 0.0% | 0.01% | 0.0% | |
| HAS | HASBRO INC | $16,000 | -5.9% | 147 | 0.0% | 0.01% | -7.1% | |
| MS | MORGAN STANLEY | $16,000 | +23.1% | 310 | 0.0% | 0.01% | +30.0% | |
| ARW | ARROW ELECTRS INC | $15,000 | +15.4% | 181 | 0.0% | 0.01% | +20.0% | |
| WU | WESTERN UN CO | $15,000 | +15.4% | 551 | 0.0% | 0.01% | +20.0% | |
| PKO | PIMCO INCOME OPPORTUNITY FD | $14,000 | +7.7% | 500 | 0.0% | 0.01% | +20.0% | |
| UAL | UNITED AIRLINES HLDGS INC | $15,000 | 0.0% | 175 | 0.0% | 0.01% | 0.0% | |
| GM | GENERAL MTRS CO | $15,000 | 0.0% | 391 | 0.0% | 0.01% | 0.0% | |
| DOX | AMDOCS LTD | $13,000 | +8.3% | 181 | 0.0% | 0.01% | +10.0% | |
| LEN | LENNAR CORPcl a | $13,000 | 0.0% | 230 | 0.0% | 0.01% | +10.0% | |
| PCI | PIMCO DYNMIC CREDIT AND MRT | $13,000 | +8.3% | 500 | 0.0% | 0.01% | +10.0% | |
| NTR | NUTRIEN LTD | $12,000 | 0.0% | 247 | 0.0% | 0.01% | 0.0% | |
| NWSA | Sell | NEWS CORP NEWcl a | $12,000 | -53.8% | 859 | -54.3% | 0.01% | -52.4% |
| LOW | LOWES COS INC | $11,000 | +10.0% | 90 | 0.0% | 0.01% | +12.5% | |
| HYT | BLACKROCK CORPOR HI YLD FD I | $11,000 | 0.0% | 1,000 | 0.0% | 0.01% | 0.0% | |
| RBS | ROYAL BK SCOTLAND GROUP PLCspons adr 2 ord | $10,000 | +25.0% | 1,500 | 0.0% | 0.01% | +33.3% | |
| IYR | Sell | ISHARES TRu.s. real es etf | $10,000 | -47.4% | 104 | -48.3% | 0.01% | -46.7% |
| CALM | CAL MAINE FOODS INC | $9,000 | 0.0% | 214 | 0.0% | 0.01% | 0.0% | |
| MET | METLIFE INC | $8,000 | 0.0% | 166 | 0.0% | 0.01% | +16.7% | |
| NVS | NOVARTIS A Gsponsored adr | $9,000 | 0.0% | 98 | 0.0% | 0.01% | 0.0% | |
| DUK | DUKE ENERGY CORP NEW | $9,000 | -10.0% | 100 | 0.0% | 0.01% | -12.5% | |
| RIG | TRANSOCEAN LTD | $7,000 | +75.0% | 1,000 | 0.0% | 0.01% | +100.0% | |
| SAN | BANCO SANTANDER SAadr | $7,000 | 0.0% | 1,795 | 0.0% | 0.01% | 0.0% | |
| SU | SUNCOR ENERGY INC NEW | $7,000 | +16.7% | 200 | 0.0% | 0.01% | +20.0% | |
| CS | CREDIT SUISSE GROUPsponsored adr | $7,000 | +16.7% | 500 | 0.0% | 0.01% | +20.0% | |
| TDOC | TELADOC HEALTH INC | $6,000 | +20.0% | 75 | 0.0% | 0.01% | +25.0% | |
| IP | INTL PAPER CO | $6,000 | +20.0% | 120 | 0.0% | 0.01% | +25.0% | |
| VALPQ | VALARIS PLC | $3,000 | +50.0% | 400 | 0.0% | 0.00% | 0.0% | |
| REZI | Sell | RESIDEO TECHNOLOGIES INC | $2,000 | -60.0% | 172 | -48.5% | 0.00% | -50.0% |
| BP | BP PLCsponsored adr | $2,000 | 0.0% | 50 | 0.0% | 0.00% | 0.0% | |
| SIG | SIGNET JEWELERS LIMITED | $2,000 | +100.0% | 80 | 0.0% | 0.00% | +100.0% | |
| SPHS | SOPHIRIS BIO INC | $2,000 | -50.0% | 6,100 | 0.0% | 0.00% | -33.3% | |
| GTX | GARRETT MOTION INC | $2,000 | 0.0% | 202 | 0.0% | 0.00% | 0.0% | |
| BHF | BRIGHTHOUSE FINL INC | $1,000 | 0.0% | 15 | 0.0% | 0.00% | 0.0% | |
| GE | GENERAL ELECTRIC CO | $1,000 | – | 49 | 0.0% | 0.00% | – | |
| ALC | ALCON INC | $1,000 | 0.0% | 19 | 0.0% | 0.00% | 0.0% | |
| BR | BROADRIDGE FINL SOLUTIONS IN | $0 | – | 4 | 0.0% | 0.00% | – | |
| EV | EATON VANCE CORP | $0 | – | 9 | 0.0% | 0.00% | – | |
| MTB | M & T BK CORP | $0 | – | 2 | 0.0% | 0.00% | – | |
| RF | REGIONS FINL CORP NEW | $0 | – | 6 | 0.0% | 0.00% | – | |
| LENB | Exit | LENNAR CORPcl b | $0 | – | -4 | -100.0% | 0.00% | – |
| ADNT | Exit | ADIENT PLC | $0 | – | -20 | -100.0% | 0.00% | – |
| TD | TORONTO DOMINION BK ONT | $0 | – | 4 | 0.0% | 0.00% | – | |
| JCI | Exit | JOHNSON CTLS INTL PLC | $0 | – | -209 | -100.0% | -0.01% | – |
| TEVA | Exit | TEVA PHARMACEUTICAL INDS LTDsponsored ads | $0 | – | -1,500 | -100.0% | -0.01% | – |
| VSM | Exit | VERSUM MATLS INC | $0 | – | -269 | -100.0% | -0.01% | – |
| CELG | Exit | CELGENE CORP | $0 | – | -1,884 | -100.0% | -0.15% | – |
| BBT | Exit | BB&T CORP | $0 | – | -6,680 | -100.0% | -0.29% | – |
Other managers
Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):
- BANK OF AMERICA CORP /DE/ #1
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-01-10
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| SPDR S&P 500 ETF TR | 28 | Q3 2023 | 30.4% |
| ISHARES TR | 28 | Q3 2023 | 11.6% |
| ISHARES TR | 28 | Q3 2023 | 14.4% |
| APPLE INC | 28 | Q3 2023 | 4.8% |
| AMAZON COM INC | 28 | Q3 2023 | 3.4% |
| ISHARES TR | 28 | Q3 2023 | 2.6% |
| ISHARES TR | 28 | Q3 2023 | 2.4% |
| VANGUARD TAX-MANAGED INTL FD | 28 | Q3 2023 | 2.9% |
| ISHARES TR | 28 | Q3 2023 | 1.7% |
| ISHARES TR | 28 | Q3 2023 | 2.5% |
View AUA CAPITAL MANAGEMENT, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-11 |
| 13F-HR | 2024-01-09 |
| 13F-HR | 2023-10-23 |
| 13F-HR | 2023-07-11 |
| 13F-HR | 2023-04-20 |
| 13F-HR | 2023-02-14 |
| 13F-HR | 2022-11-09 |
| 13F-HR | 2022-08-11 |
| 13F-HR | 2022-05-04 |
| 13F-HR | 2022-02-11 |
View AUA CAPITAL MANAGEMENT, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.