Summit Trail Advisors, LLC - Q3 2021 holdings

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$1.33 Billion is the total value of Summit Trail Advisors, LLC's 265 reported holdings in Q3 2021. The portfolio turnover from Q2 2021 to Q3 2021 was 32.1% .

All

			Value		Shares		↓ Weighting
VOO	Buy	Vanguard Index FDS S&P 500 ETF (VOO)	$216,564,000	+2.5%	547,306	+2.3%	16.25%	-12.2%
BILL	New	Bill.Com Holdings, Inc. CMN	$69,488,000	–	260,302	+100.0%	5.22%	–
VWO	Buy	Vanguard FTSE Emerging Markets ETF (VWO)ftse emr mkt etf	$61,228,000	-5.4%	1,224,314	+2.8%	4.60%	-18.9%
IVV	Sell	iShares Core S&P 500core s&p500 etf	$54,746,000	+0.2%	127,075	-0.0%	4.11%	-14.2%
IGV	Buy	iShares N American Tech Soft (IGV)expanded tech	$44,524,000	+13.0%	111,550	+10.4%	3.34%	-3.2%
EXPD	Buy	Expeditors Intl Wash Inc	$42,562,000	-5.9%	357,271	+0.0%	3.19%	-19.4%
VTV	Buy	Vanguard Value ETF (VTV)value etf	$38,813,000	+11.0%	286,715	+12.7%	2.91%	-4.9%
AVGO	Buy	Broadcom Inc	$31,974,000	+2.5%	65,936	+0.8%	2.40%	-12.2%
EUFN	Buy	iShares MSCI Europe Financials ETF (EUFN)msci euro fl etf	$28,951,000	+37.0%	1,475,589	+36.5%	2.17%	+17.4%
SPY	Buy	SPDR S&P 500 ETF (SPY)tr unit	$25,999,000	+14.4%	60,385	+14.0%	1.95%	-2.0%
DOCU	Buy	Docusign Inc	$25,315,000	-3.8%	98,339	+4.5%	1.90%	-17.6%
SNOW	Sell	Snowflake Inc CL Acl a	$24,604,000	-53.3%	81,355	-62.7%	1.85%	-60.0%
IAU	Sell	iShares Gold ETFishares new	$24,425,000	-2.9%	731,059	-2.0%	1.83%	-16.8%
GOOG	Buy	Alphabet Inc Cap STK CL Ccap stk cl c	$23,251,000	+7.2%	8,724	+0.8%	1.74%	-8.1%
DASH	Buy	Doordash Inc CL Acl a	$23,002,000	+15.7%	111,673	+0.1%	1.73%	-0.9%
IVOL	Buy	Quadratic Intrst RT VLT And ETF IVquadrtc int rt	$22,836,000	+314.0%	819,393	+310.3%	1.71%	+254.9%
AAPL	Buy	Apple Inc Com	$22,800,000	+11.1%	161,133	+7.6%	1.71%	-4.8%
TNET	Buy	Trinet Group Inc Com	$21,399,000	+4541.9%	226,249	+3460.7%	1.61%	+3915.0%
VTI	Buy	Vanguard Index FDS Vanguard Total STK MKT ETFtotal stk mkt	$20,975,000	+1113.1%	94,458	+1116.9%	1.57%	+942.4%
TENB	Buy	Tenable HLDGS Inc	$20,378,000	+32.4%	441,664	+18.7%	1.53%	+13.4%
GOOGL	Buy	Alphabet Inc Cap STKcap stk cl a	$19,192,000	+10.2%	7,179	+0.7%	1.44%	-5.6%
RSP	Buy	Invesco S&P 500 Equal Weight ETFs&p500 eql wgt	$17,005,000	+764.1%	113,501	+769.2%	1.28%	+641.9%
AMZN	Buy	Amazon Com Inc	$16,818,000	+5.7%	5,120	+10.7%	1.26%	-9.5%
COIN	Sell	Coinbase Global Inc	$16,701,000	-18.9%	73,416	-9.7%	1.25%	-30.5%
KRBN	New	KraneShares Global Carbon ETF (KRBN)global carbon	$15,725,000	–	382,690	+100.0%	1.18%	–
AGG	Sell	iShares Core U S Aggregate BD ETF (AGG)core us aggbd et	$12,523,000	-15.1%	109,058	-14.8%	0.94%	-27.3%
TSLA	Buy	Tesla MTRS Inc Com	$11,479,000	+16.0%	14,802	+1.6%	0.86%	-0.7%
JD	Buy	JD Com Inc Spons ADR Repstg Com CL Aspon adr cl a	$10,513,000	-9.4%	145,533	+0.0%	0.79%	-22.4%
KOD	Sell	Kodiak Sciences Inc	$10,331,000	+3.2%	107,633	-0.0%	0.78%	-11.6%
OSH	Sell	Oak STR Health Inc	$9,951,000	-27.4%	233,980	-0.1%	0.75%	-37.8%
XOUT		Graniteshares ETF TR Xout U S Large Cap ETFxout us lrg cp	$9,902,000	+0.5%	242,038	0.0%	0.74%	-13.9%
PTON	Buy	Peloton Interactive	$9,488,000	-29.8%	108,999	+0.0%	0.71%	-39.9%
IWM	Buy	iShares TR Russell 2000 Index ETF (IWM)russell 2000 etf	$9,479,000	-2.8%	43,332	+1.9%	0.71%	-16.7%
PLTR	Sell	Palantir Technologies In Class Acl a	$9,108,000	-38.4%	378,870	-32.5%	0.68%	-47.2%
MIME	Sell	Mimecast Limited	$8,996,000	-51.2%	141,440	-59.3%	0.68%	-58.2%
OKTA	Sell	Okta Inc CL Acl a	$8,817,000	-5.2%	37,148	-2.3%	0.66%	-18.8%
XLP	Sell	Consumer Staples Select Sector SPDR ETF (XLP)sbi cons stpls	$8,820,000	-9.1%	128,130	-7.6%	0.66%	-22.0%
MSFT	Buy	Microsoft Corp Com	$8,631,000	+28.3%	30,615	+23.3%	0.65%	+10.0%
ABNB	New	Airbnb Inc CL A	$8,558,000	–	51,019	+100.0%	0.64%	–
DCT	Buy	Duck Creek Technologies Inc	$8,178,000	+2.2%	184,862	+0.6%	0.61%	-12.4%
EEMA	Buy	iShares MSCI Emg Mrkts Asia ETF (EEMA)msci em asia etf	$7,742,000	+11.1%	91,708	+21.8%	0.58%	-4.8%
CRM	Buy	Salesforce.Com Inc Com Stock	$7,664,000	+116.7%	28,258	+95.2%	0.58%	+85.5%
EFA	Buy	iShares MSCI EAFE ETF (EFA)msci eafe etf	$7,442,000	+767.4%	95,393	+776.6%	0.56%	+644.0%
SOFI	New	Sofi Technologies Inc F	$7,259,000	–	457,127	+100.0%	0.54%	–
FB	Buy	Facebook Inc CL Acl a	$5,778,000	+6.2%	17,026	+8.8%	0.43%	-8.8%
KWEB	New	Kraneshares CSI China Internet ETFcsi chi internet	$5,714,000	–	120,758	+100.0%	0.43%	–
XBI	New	SPDR S&P Biotechs&p biotech	$5,574,000	–	44,344	+100.0%	0.42%	–
WOOF	Buy	Petco Health And Wellness Comp CMN	$5,570,000	-5.5%	264,000	+0.4%	0.42%	-19.0%
	New	Invesco QQQ TR Unit Ser 1unit ser 1	$5,466,000	–	15,252	+100.0%	0.41%	–
ATH	Buy	Athene Holding LTDcl a	$5,290,000	+2.3%	76,812	+0.3%	0.40%	-12.4%
UBER	Sell	Uber Technologies Inc	$5,014,000	-11.5%	111,909	-1.0%	0.38%	-24.2%
CRWD	Sell	Crowdstrike HLDGScl a	$4,809,000	-7.9%	19,567	-5.8%	0.36%	-21.0%
MNDY	New	Monday.Com Ltd	$4,581,000	–	14,043	+100.0%	0.34%	–
DLO	New	Dlocal Limited	$3,535,000	–	64,790	+100.0%	0.26%	–
LYFT	New	LYFT, Inc. CMN Class A	$3,415,000	–	63,723	+100.0%	0.26%	–
DVY	Buy	iShares TR Select Divid ETF FDselect divid etf	$3,373,000	+179.5%	29,404	+184.0%	0.25%	+138.7%
PATH	Sell	Uipath Inc CL Acl a	$3,321,000	-26.8%	63,118	-5.5%	0.25%	-37.3%
BRKB	Buy	Berkshire Hathaway Inc Del CL B Newcl b new	$3,134,000	+3.7%	11,482	+5.5%	0.24%	-11.3%
IWF	Buy	iShares TR Russell 1000 Growth Index FD (IWF)rus 1000 grw etf	$3,033,000	+64.6%	11,069	+63.0%	0.23%	+41.6%
DVA	Buy	Davita Healthcare Partners Inc	$3,029,000	+17.7%	26,052	+21.9%	0.23%	+0.9%
GLRE		Greenlight Capital Re LTD CL Aclass a	$3,026,000	-19.1%	409,484	0.0%	0.23%	-30.8%
INDA	Buy	iShares MSCI India ETF (INDA)msci india etf	$2,969,000	+27.1%	60,979	+15.5%	0.22%	+8.8%
APO		Apollo Global MGMT	$2,796,000	-1.0%	45,402	0.0%	0.21%	-15.0%
CCO		Clear Channel Outdoor HLDGS Inc New Com	$2,710,000	+2.7%	1,000,000	0.0%	0.20%	-12.1%
NOW	Buy	Servicenow Inc Com	$2,649,000	+17.0%	4,257	+3.3%	0.20%	+0.5%
OLLI	New	Ollies Bargain Outlet HLDGS Inc Com	$2,596,000	–	43,059	+100.0%	0.20%	–
DBX		Dropbox, Inc. CMN Class Acl a	$2,559,000	-3.6%	87,582	0.0%	0.19%	-17.6%
BWFG		Bankwell Finl Group Inc Com	$2,549,000	+5.5%	87,370	0.0%	0.19%	-9.9%
VGT	Sell	Vanguard Information Technology ETFinf tech etf	$2,471,000	-0.7%	6,144	-1.6%	0.18%	-15.1%
GLD	Buy	SPDR Gold TR Gold SHS	$2,411,000	-0.4%	14,683	+0.4%	0.18%	-14.6%
JPM	Buy	JP Morgan Chase & Co Com	$2,390,000	+13.1%	14,600	+7.4%	0.18%	-3.2%
YEXT	Sell	Yext Inc	$2,371,000	-16.1%	197,070	-0.3%	0.18%	-27.9%
NVDA	Buy	Nvidia Corp Com	$2,321,000	+13.3%	11,205	+337.7%	0.17%	-2.8%
IJH		iShares Core S&P Mid Capcore s&p mcp etf	$2,298,000	-2.1%	8,737	0.0%	0.17%	-16.5%
XELB	Buy	Xcel Brands Inc	$2,156,000	+110.8%	1,447,241	+322.9%	0.16%	+80.0%
VRNS	Sell	Varonis SYS Inc Com	$2,141,000	-19.2%	35,185	-23.5%	0.16%	-30.6%
IVW	Sell	iShares TR S&P 500 Growth ETFs&p 500 grwt etf	$1,882,000	-12.7%	25,464	-14.1%	0.14%	-25.4%
MQY	Buy	BlackRock MuniYield Quality Fund III	$1,834,000	+52.8%	120,046	+68.2%	0.14%	+31.4%
IJK	Buy	iShares TR S&P Midcap 400 Growth ETFs&p mc 400gr etf	$1,844,000	+2.6%	23,290	+4.8%	0.14%	-12.1%
VT	Buy	Vanguard Intl Equity Index FDS Total World Stk Index (VT)tt wrld st etf	$1,838,000	+11.6%	18,051	+13.6%	0.14%	-4.2%
PLMI	Sell	Plum Acquisition Corp I CL A Ord SHS	$1,810,000	-0.5%	187,191	-0.1%	0.14%	-14.5%
NZF	Sell	Nuveen Enhanced Mun	$1,746,000	-43.2%	104,014	-41.5%	0.13%	-51.3%
NVG	Sell	Nuveen Enhanced Amt	$1,718,000	-43.8%	99,782	-41.5%	0.13%	-51.9%
PML	Sell	PIMCO Municipal Income Fund II (PML)	$1,719,000	-40.3%	116,153	-38.9%	0.13%	-48.8%
USMV		iShares TR MSCI USA Minimum Volatility ETFmsci usa min vol	$1,698,000	-0.1%	23,098	0.0%	0.13%	-14.8%
BX	Sell	Blackstone Group Inc CL A	$1,610,000	+18.6%	13,838	-0.9%	0.12%	+1.7%
V	Buy	Visa Inc Com CL A	$1,568,000	+9.5%	7,037	+14.9%	0.12%	-5.6%
SCHO	New	Schwab Short-Term U.S.sht tm us tres	$1,500,000	–	29,296	+100.0%	0.11%	–
KNBE	New	KnowBe4, Inc.cl a	$1,504,000	–	68,490	+100.0%	0.11%	–
TWLO	Buy	Twilio Inc CL Acl a	$1,490,000	+263.4%	4,669	+348.9%	0.11%	+211.1%
EHTH	Buy	Ehealth Inc Com	$1,446,000	-22.3%	35,698	+12.1%	0.11%	-33.1%
SBAC	Buy	Sba Communications Corp New CL Acl a	$1,442,000	+4.3%	4,361	+0.5%	0.11%	-10.7%
VXUS	New	Vanguard Total (international Stock Index Fund)vg tl intl stk f	$1,445,000	–	22,841	+100.0%	0.11%	–
ACWI	Buy	iShares TR MSCI Acwi ETFmsci acwi etf	$1,418,000	+6.0%	14,191	+7.3%	0.11%	-9.4%
VBK	Sell	Vanguard Index FDS Vanguard Small-Cap Growth ETFsml cp grw etf	$1,414,000	-6.7%	5,047	-3.5%	0.11%	-20.3%
NEA	Sell	Nuveen AMT-Free Quality Municipal Income Fund (NEA)	$1,400,000	-33.9%	91,811	-31.7%	0.10%	-43.5%
USO		Utd STS Oil FD LP Units(post Runits	$1,378,000	+5.4%	26,212	0.0%	0.10%	-9.6%
BAC	Buy	Bank Amer Corp Com	$1,357,000	+15.3%	31,958	+12.0%	0.10%	-1.0%
FROG	Buy	Jfrog LTD	$1,364,000	-21.7%	40,707	+6.4%	0.10%	-32.9%
LOB		Live Oak Bancshares Inc Com	$1,352,000	+7.8%	21,250	0.0%	0.10%	-8.2%
VEA	Sell	Vanguard Tax-Managed Intl FD FTSE Developed MKTS ETFftse dev mkt etf	$1,282,000	-18.3%	25,392	-16.6%	0.10%	-29.9%
IWO	Buy	iShares Russell 2000 Growth Indexrus 2000 grw etf	$1,226,000	+77.2%	4,176	+88.0%	0.09%	+50.8%
IWY		iShares Russell Top 200 Growth ETFrus tp200 gr etf	$1,219,000	+1.4%	7,984	0.0%	0.09%	-13.3%
HQI	Buy	Hirequest Inc Com	$1,210,000	+4.4%	62,592	+0.0%	0.09%	-10.8%
VNQ	Buy	Vanguard Index FDS Vanguard REIT ETF (VNQ)real estate etf	$1,146,000	+21.5%	11,259	+21.5%	0.09%	+3.6%
IWD	Buy	iShares TR Russell 1000 Value ETFrus 1000 val etf	$1,152,000	+97.3%	7,360	+99.9%	0.09%	+68.6%
GRBK	Buy	Green Brick Partners	$1,142,000	-9.1%	55,677	+0.7%	0.09%	-21.8%
PFE	Buy	Pfizer Inc Com	$1,151,000	+20.6%	26,752	+9.9%	0.09%	+2.4%
DGRW	Buy	Wisdomtree TR (us Quality Divid Growth FD)us qtly div grt	$1,135,000	-1.0%	19,287	+0.4%	0.08%	-15.0%
XLU	Sell	Utilities Select Sector SPDR ETF (XLU)sbi int-utils	$1,118,000	-48.4%	17,508	-48.9%	0.08%	-55.8%
EIM	Sell	Eaton Vance Muni Bond Fund	$1,121,000	-32.8%	83,790	-31.2%	0.08%	-42.5%
GS	Buy	Goldman Sachs Group Inc Com	$1,093,000	+1.7%	2,892	+2.1%	0.08%	-12.8%
MA	Buy	Mastercard Inc CL A Comcl a	$1,083,000	+13.5%	3,115	+19.3%	0.08%	-3.6%
FIS	New	Fidelity Natl Information SVCS Inc Com	$1,061,000	–	8,723	+100.0%	0.08%	–
VHT		Vanguard World FDS Vanguard Health Care ETFhealth car etf	$1,016,000	+0.4%	4,095	0.0%	0.08%	-14.6%
XOP	Buy	S&P Oil & Gas Expl & Prodtn ETF News&p oilgas exp	$1,007,000	+54.2%	10,407	+54.2%	0.08%	+33.3%
SDY		SPDR Ser TR S&P Divid ETFs&p divid etf	$1,007,000	-3.8%	8,566	0.0%	0.08%	-17.4%
MDY		SPDR S&P Midcap 400 ETFutser1 s&pdcrp	$1,000,000	-2.1%	2,073	0.0%	0.08%	-15.7%
CSCO	Buy	Cisco Systems Inc	$1,004,000	+39.3%	18,441	+35.6%	0.08%	+19.0%
DIS	Sell	Disney Walt Co Disney Com	$955,000	-6.6%	5,647	-2.9%	0.07%	-20.0%
IJR	Buy	iShares Core S&P Small Capcore s&p scp etf	$924,000	-3.1%	8,460	+0.2%	0.07%	-17.9%
EVN	Sell	Eaton Vance Mun Income TR SH Ben Intsh ben int	$907,000	-40.8%	65,569	-40.0%	0.07%	-49.3%
TEAM	Buy	Atlassiancl a	$862,000	+54.8%	2,203	+1.5%	0.06%	+32.7%
SMAR		Smartsheet Inc	$864,000	-4.8%	12,558	0.0%	0.06%	-18.8%
BABA	Buy	Alibaba GRP SHS ADRsponsored ads	$855,000	+43.2%	5,777	+119.3%	0.06%	+23.1%
MFL	Sell	BlackRock MuniHoldings Invt Quality	$843,000	-31.9%	57,867	-30.7%	0.06%	-41.7%
BFK	Sell	BlackRock Municipal Income Trust (BFK)sh ben int	$822,000	-45.0%	55,295	-42.7%	0.06%	-52.7%
IEO		iShares US Oil Gas Exl Prod ETFus oil gs ex etf	$808,000	+1.4%	13,909	0.0%	0.06%	-12.9%
NCNO		Ncino Inc	$814,000	+18.7%	11,454	0.0%	0.06%	+1.7%
BTT	Sell	BlackRock Municipal 2030 Target Term Trust	$808,000	-32.9%	31,585	-31.1%	0.06%	-42.5%
LMT	Buy	Lockheed Martin Corp Com	$804,000	+3.7%	2,331	+13.8%	0.06%	-11.8%
EFG	New	iShares MSCI EAFE Growtheafe grwth etf	$787,000	–	7,394	+100.0%	0.06%	–
ADBE	Buy	Adobe SYS Inc Com	$777,000	+23.5%	1,350	+25.7%	0.06%	+5.5%
UP	New	Wheels Up Experience Inc CL A	$763,000	–	115,793	+100.0%	0.06%	–
VGSH	New	Vanguard Scottsdale FDS Vanguard Short-Term Government Bondshort term treas	$735,000	–	11,976	+100.0%	0.06%	–
KAR		Kar Auction SVCS Inc Com	$738,000	-6.6%	45,000	0.0%	0.06%	-20.3%
VTIP	New	Vanguard Malvern FDS Short-Term Inflation Protected Secs Index FD ETF SHSstrm infproidx	$720,000	–	13,702	+100.0%	0.05%	–
PMX	Sell	PIMCO Municipal Income I	$717,000	-37.0%	57,059	-34.2%	0.05%	-46.0%
JNJ	Buy	Johnson & Johnson Com	$704,000	+45.8%	4,362	+48.9%	0.05%	+26.2%
TMO	Buy	Thermo Fisher Scientific Inc	$704,000	+20.3%	1,232	+6.3%	0.05%	+3.9%
PG	Buy	Procter & Gamble Co Com	$691,000	+32.1%	4,943	+27.5%	0.05%	+13.0%
DHR	Buy	Danaher Corp Com	$696,000	+49.0%	2,283	+31.4%	0.05%	+26.8%
MRK	Buy	Merck & Co Inc New Com	$663,000	+15.5%	8,747	+19.6%	0.05%	0.0%
BHF	Buy	Brighthouse Financial, Inc. CMN	$643,000	+0.8%	14,212	+1.5%	0.05%	-14.3%
TWTR	Buy	Twitter Inc Com	$637,000	+0.3%	10,545	+14.3%	0.05%	-14.3%
VZ	Buy	Verizon Communications Com	$625,000	+19.0%	11,575	+23.5%	0.05%	+2.2%
EFV	New	iShares TR MSCI EAFE Value ETFeafe value etf	$627,000	–	12,333	+100.0%	0.05%	–
HD	Buy	Home Depot Inc Com	$629,000	+89.5%	1,917	+84.0%	0.05%	+62.1%
NRZ	Sell	New Residential Invt Corp Com	$607,000	-21.7%	55,164	-24.6%	0.05%	-32.4%
BFLY		Butterfly Network Incorporated Com Class A	$612,000	-27.9%	58,638	0.0%	0.05%	-37.8%
U	New	Unity Software Inc	$601,000	–	4,760	+100.0%	0.04%	–
INTC	Buy	Intel Corp Com	$591,000	-1.7%	11,098	+3.6%	0.04%	-17.0%
SHOP	Sell	Shopify Inc CMN Class Acl a	$573,000	-45.2%	423	-40.9%	0.04%	-53.3%
VOE		Vanguard Mid Cap Value ETFmcap vl idxvip	$569,000	-0.7%	4,079	0.0%	0.04%	-14.0%
VBR		Vanguard Index FDS Vanguard Small-Cap Value ETFsm cp val etf	$579,000	-2.5%	3,420	0.0%	0.04%	-17.3%
NFLX	Buy	Netflix Inc Com	$552,000	+24.9%	905	+8.3%	0.04%	+5.1%
TT	Buy	Trane Technologies	$551,000	-4.2%	3,191	+2.2%	0.04%	-18.0%
AVLR	New	Avalara Inc Com	$543,000	–	3,109	+100.0%	0.04%	–
NMT		Nuveen Massachusets	$530,000	+1.5%	34,335	0.0%	0.04%	-13.0%
SPOT	Buy	Spotify Technology SA Registered SHS	$523,000	-14.8%	2,319	+4.0%	0.04%	-27.8%
IWN	New	iShares TR Russell 2000 Value Index FDrus 2000 val etf	$523,000	–	3,263	+100.0%	0.04%	–
PEP	Buy	Pepsico Inc Com	$503,000	+11.0%	3,343	+9.3%	0.04%	-5.0%
C	Buy	Citigroup Inc Com New	$512,000	+2.4%	7,293	+3.2%	0.04%	-13.6%
BLK	Buy	BlackRock Inc Com	$513,000	+12.0%	611	+16.8%	0.04%	-5.0%
TGT	Buy	Target Corp Com	$480,000	+35.6%	2,098	+43.1%	0.04%	+16.1%
XLF	New	Select Sector SPDR TR Financialfinancial	$486,000	–	12,944	+100.0%	0.04%	–
SIVR		Aberdeen Standard PHYCL Silver	$474,000	-15.2%	22,183	0.0%	0.04%	-26.5%
T	Buy	AT&T Inc Com	$449,000	+26.8%	16,615	+35.3%	0.03%	+9.7%
AMD	Buy	Advanced Micro	$448,000	+29.9%	4,351	+18.6%	0.03%	+13.3%
PM	Buy	Philip Morris Intl Inc Com	$457,000	+6.8%	4,758	+11.5%	0.03%	-8.1%
MRNA	New	Moderna Inc Com	$456,000	–	1,186	+100.0%	0.03%	–
SMH		Vaneck Vectors Semiconductor ETFsemiconductr etf	$436,000	-2.2%	1,700	0.0%	0.03%	-15.4%
MCHI		iShares TR MSCI (china Etf)msci china etf	$432,000	-18.0%	6,394	0.0%	0.03%	-30.4%
FMBI	Buy	First Midwest Bancorp Inc Del Com	$428,000	+8.1%	22,375	+12.9%	0.03%	-8.6%
WFC	Buy	Wells Fargo & Co New Com	$412,000	+22.6%	8,872	+19.6%	0.03%	+6.9%
BRKA		Berkshire Hathaway Inc-Delcl a	$411,000	-1.9%	1	0.0%	0.03%	-16.2%
PYPL	Buy	Paypal HLDGS Inc Com	$417,000	+16.2%	1,603	+30.0%	0.03%	0.0%
UNH	Buy	Unitedhealth Group Inc Com	$413,000	+18.0%	1,058	+21.1%	0.03%	0.0%
VOOG	Buy	Vanguard S&P 500 Growth ETF500 grth idx f	$414,000	+14.4%	1,550	+12.5%	0.03%	-3.1%
BKNG	Buy	Booking Holdings Inc CMN	$406,000	+36.2%	171	+25.7%	0.03%	+15.4%
FDUS		Fidus Invt Corp Com	$392,000	+2.3%	22,502	0.0%	0.03%	-14.7%
IWR	New	iShares Russell Mid-Cap ETF (IWR)rus mid cap etf	$388,000	–	4,957	+100.0%	0.03%	–
ISRG	Buy	Intuitive Surgical Inc Com New	$379,000	+27.6%	381	+18.0%	0.03%	+7.7%
TDOC	Sell	Teladoc Inc Com	$373,000	-25.7%	2,940	-2.6%	0.03%	-36.4%
PFF		iShares TR S&P U S PFD STK Index FDpfd and incm sec	$360,000	-1.4%	9,280	0.0%	0.03%	-15.6%
CVS	Buy	CVS Caremark Corp	$354,000	+14.2%	4,170	+12.2%	0.03%	0.0%
MS	Sell	Morgan Stanley Com New	$355,000	-13.4%	3,651	-18.4%	0.03%	-25.0%
	New	Meridianlink Inc Com	$362,000	–	16,198	+100.0%	0.03%	–
LOW	Buy	Lowes Cos Inc Com	$356,000	+21.1%	1,753	+15.8%	0.03%	+3.8%
AMGN	Buy	Amgen Inc Com	$366,000	+7.6%	1,720	+23.4%	0.03%	-10.0%
MO	Buy	Altria Group Inc Com	$348,000	+8.1%	7,496	+13.1%	0.03%	-7.1%
TDG	Buy	Transdigm Group Inc Com	$345,000	+4.2%	552	+7.8%	0.03%	-10.3%
VEU		Vanguard FTSE All-World Ex-US Index Fund ETFallwrld ex us	$353,000	-4.1%	5,798	0.0%	0.03%	-18.8%
HON	Buy	Honeywell Intl Inc Com	$332,000	+8.5%	1,564	+12.0%	0.02%	-7.4%
CVX	Buy	Chevron Corp New Com	$326,000	+16.8%	3,215	+20.6%	0.02%	0.0%
XM	Buy	Qualtrics Intl Inc Com CL A	$322,000	+13.8%	7,538	+1.9%	0.02%	-4.0%
EMR	Buy	Emerson Elec Co Com	$320,000	+11.9%	3,395	+14.4%	0.02%	-4.0%
PDI	New	PIMCO Dynamic Income FD SHS	$312,000	–	11,752	+100.0%	0.02%	–
IEMG	Buy	iShares Inc Core MSCI Emerging Mkts ETFcore msci emkt	$308,000	+5.5%	4,989	+14.5%	0.02%	-11.5%
SO	Buy	Southern Co Com	$302,000	+7.5%	4,878	+5.0%	0.02%	-8.0%
XOM	Buy	Exxon Mobil Corp Com	$291,000	+27.1%	4,950	+36.6%	0.02%	+10.0%
ROKU	Buy	Roku Inc Com CL A	$299,000	-30.3%	953	+1.9%	0.02%	-42.1%
GM	New	General MTRS Co Com	$293,000	–	5,552	+100.0%	0.02%	–
INTU	New	Intuit Incorporated Com	$279,000	–	517	+100.0%	0.02%	–
BCTX		Briacell Therapeutics Corp Registered SHS	$284,000	+51.9%	35,000	0.0%	0.02%	+31.2%
MCD	New	McDonalds Corp	$275,000	–	1,139	+100.0%	0.02%	–
CPNG	New	Coupang, LLC CMNcl a	$276,000	–	9,913	+100.0%	0.02%	–
EW	Buy	Edwards Lifesciences Corp Com	$286,000	+16.7%	2,526	+6.9%	0.02%	0.0%
SQ	Buy	SQUARE INC CLASS A COMcl a	$278,000	+17.3%	1,159	+19.4%	0.02%	0.0%
EPD	Buy	Enterprise Prods Partners L P Com Unit	$282,000	+2.9%	13,024	+14.6%	0.02%	-12.5%
IWP	New	iShares Russell Mid-Cap Growth ETFrus md cp gr etf	$280,000	–	2,500	+100.0%	0.02%	–
EWZ	New	iShares Inc MSCI Brazil Capped Index FDmsci brazil etf	$278,000	–	8,665	+100.0%	0.02%	–
ACN	New	Accenture PLC Ireland Class SHS	$266,000	–	833	+100.0%	0.02%	–
EWJ	New	iShares Inc MSCI Japan ETF Newmsci jpn etf new	$260,000	–	3,705	+100.0%	0.02%	–
HHC		Howard Hughes Corp	$267,000	-9.8%	3,035	0.0%	0.02%	-23.1%
VV		Vanguard Index FDS (vanguard Large Cap Vipers Formerly Vanguard)large cap etf	$273,000	+0.4%	1,357	0.0%	0.02%	-16.7%
AON	New	Aon PLC Com Usd0.01	$264,000	–	925	+100.0%	0.02%	–
QCOM	New	Qualcomm Inc	$264,000	–	2,046	+100.0%	0.02%	–
ALK	Buy	Alaska Air Group	$271,000	-2.9%	4,632	+0.1%	0.02%	-16.7%
KRE	New	SPDR S&P Regional Bank ETF (KRE)s&p regl bkg	$259,000	–	3,826	+100.0%	0.02%	–
CEF		Sprott Physical Gold & Str unit	$257,000	-8.2%	15,000	0.0%	0.02%	-24.0%
TSM	Buy	Taiwan Semiconductor MFG Co Sponsored ADRsponsored ads	$253,000	-4.9%	2,259	+2.3%	0.02%	-17.4%
NEE	New	Nextera Energy Inc Com	$256,000	–	3,257	+100.0%	0.02%	–
ABBV	New	Abbvie Inc Com	$259,000	–	2,403	+100.0%	0.02%	–
MDLZ	Buy	Mondelez Intl Inc CL Acl a	$250,000	0.0%	4,275	+7.3%	0.02%	-13.6%
VO	Sell	Vanguard Mid-Cap ETFmid cap etf	$243,000	-35.0%	1,025	-34.9%	0.02%	-45.5%
UPS	Buy	United Parcel SVC Inc CL Bcl b	$239,000	+2.6%	1,312	+17.0%	0.02%	-10.0%
TXN	New	Texas Instruments Inc	$240,000	–	1,247	+100.0%	0.02%	–
SUMO	New	Sumo Logic Inc	$241,000	–	14,963	+100.0%	0.02%	–
ORCL	New	Oracle Corp Com	$237,000	–	2,721	+100.0%	0.02%	–
	New	Doma HLDGS Inc WT Exp Exp*w exp 07/28/202	$235,000	–	166,666	+100.0%	0.02%	–
GILD	Buy	Gilead Sciences Inc	$239,000	+10.6%	3,420	+9.0%	0.02%	-5.3%
ZM	Buy	Zoom Video Communications Inc CL Acl a	$245,000	+16.7%	936	+72.7%	0.02%	0.0%
COST	New	Costco Wholesale Corp New Com	$222,000	–	494	+100.0%	0.02%	–
QYLD	New	Global X FDS Nasdaq (100 Cover)nasdaq 100 cover	$221,000	–	10,000	+100.0%	0.02%	–
STCN	Buy	Steel Connect Inc Com	$230,000	+1.3%	113,296	+0.0%	0.02%	-15.0%
NKE	New	Nike Inc Class Bcl b	$227,000	–	1,559	+100.0%	0.02%	–
VYM	Sell	Vanguard Whitehall FDS High Dividend Yield ETF SHShigh div yld	$231,000	-11.2%	2,233	-10.1%	0.02%	-26.1%
BNTX	Sell	Biontech Se Adssponsored ads	$218,000	-7.2%	800	-23.8%	0.02%	-23.8%
AZN	New	Astrazeneca PLC Sponsored ADRsponsored adr	$216,000	–	3,598	+100.0%	0.02%	–
GWRE	New	Guidewire Software	$218,000	–	1,831	+100.0%	0.02%	–
AOA		iShares TR Core Aggressive Allocation ETFaggres alloc etf	$209,000	-1.4%	3,000	0.0%	0.02%	-15.8%
ATNI		Atn Intl Inc Com	$215,000	+3.4%	4,564	0.0%	0.02%	-11.1%
PGEN	Buy	Precigen Inc Com	$217,000	+6.9%	43,539	+39.6%	0.02%	-11.1%
PRTA	New	Prothena Corp PLC	$214,000	–	3,000	+100.0%	0.02%	–
ADI	New	Analog Devices Inc Com	$218,000	–	1,300	+100.0%	0.02%	–
CHTR	New	Charter Communications Inc New CL Acl a	$204,000	–	281	+100.0%	0.02%	–
EAF	Sell	Graftech Intl LTD Com	$194,000	-42.1%	18,814	-34.7%	0.02%	-48.3%
WISH	New	Contextlogic Inc Com	$144,000	–	26,383	+100.0%	0.01%	–
HIMS	New	Hims & Hers Health Inc Com CL A	$148,000	–	19,647	+100.0%	0.01%	–
KODK		EASTMAN KODAK CO	$145,000	-18.5%	21,340	0.0%	0.01%	-31.2%
	New	Camber Energy Inc Com Par $0 001 2019 New	$132,000	–	34,620	+100.0%	0.01%	–
ASTS	Buy	Ast Spacemobile Inc	$132,000	+2.3%	16,117	+61.2%	0.01%	-9.1%
CDEV		Centennial Resource Dev Inc CL A Comcl a	$101,000	-1.0%	15,000	0.0%	0.01%	-11.1%
ET		Energy Transfer LP	$107,000	-9.3%	11,134	0.0%	0.01%	-20.0%
PSCE		Invesco Exch Traded (FD TR II S&P SMLCP Engy)s&p smlcp engy	$95,000	-5.0%	12,500	0.0%	0.01%	-22.2%
BKT		BlackRock Income Trust Inc	$81,000	-3.6%	13,308	0.0%	0.01%	-14.3%
NML		Neuberger Berman MLP Income Fund Inc.	$71,000	-1.4%	14,471	0.0%	0.01%	-16.7%
NOK		Nokia Corp Sponsored ADRsponsored adr	$60,000	+1.7%	11,000	0.0%	0.01%	0.0%
BKD		Brookdale SR Living Inc Com	$63,000	-20.3%	10,000	0.0%	0.01%	-28.6%
ZIOP	New	Ziopharm Oncology Inc Com	$51,000	–	27,760	+100.0%	0.00%	–
UBX		Unity Biotechnology Inc Com	$40,000	-35.5%	13,458	0.0%	0.00%	-40.0%
PLMIW		Plum Acquisition Corp I WT Exp*w exp 03/15/202	$36,000	-30.8%	45,000	0.0%	0.00%	-40.0%
CLBS		Caladrius Biosciences Inc Com New	$22,000	-24.1%	17,730	0.0%	0.00%	-33.3%
AEF	Exit	Aberdeen Emerging MKTS Equity Income FD Inc Comequity	$0	–	-21,262	-100.0%	-0.02%	–
QUAL	Exit	Ishars Edg MSCI USA QLTY FCTR ETFequity	$0	–	-1,511	-100.0%	-0.02%	–
SCHD	Exit	Schwab Strategic TR US Dividend Equity ETFequity	$0	–	-2,643	-100.0%	-0.02%	–
VB	Exit	Vanguard Index FDSequity	$0	–	-910	-100.0%	-0.02%	–
EQT	Exit	EQT Corporation Comequity	$0	–	-9,757	-100.0%	-0.02%	–
BKCC	Exit	BlackRock Capital Investment Corp SHSequity	$0	–	-59,545	-100.0%	-0.02%	–
DNMR	Exit	Danimer Scientificequity	$0	–	-9,500	-100.0%	-0.02%	–
FTAI	Exit	FORTRESS TRANSN & INFRASTRUCTURE INVS LLC COM REPSTG LTD LIABILITY CO INTSequity	$0	–	-8,000	-100.0%	-0.02%	–
BYND	Exit	Beyond Meat Inc Comequity	$0	–	-1,716	-100.0%	-0.02%	–
COKE	Exit	Coca Cola Bottling Co Cons Comequity	$0	–	-1,000	-100.0%	-0.04%	–
MYI	Exit	BlackRock MuniYield Quality Fund IIIequity	$0	–	-132,628	-100.0%	-0.17%	–
CAPU	Exit	Capitol Invt Corp V Unit 1 Com CL A & 1/3 WT Exp Expequity	$0	–	-500,000	-100.0%	-0.45%	–
QQQ	Exit	Invesco QQQ TR Unit Ser 1equity	$0	–	-15,063	-100.0%	-0.47%	–
WORK	Exit	Slack Technologies Inc CL A Comequity	$0	–	-139,159	-100.0%	-0.54%	–

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2021-11-16

Signatures

The EDGAR filing(s) were signed by:

Thomas Harms — CHIEF COMPLIANCE OFFICER

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
Udr Inc Com	24	Q3 2023	11.4%
ALPHABET INC CAP STK CL C	24	Q3 2023	7.1%
ALPHABET INC CAP STK CL A	24	Q3 2023	6.0%
Lincoln Natl Corp Ind	24	Q3 2023	3.0%
Korn Ferry Intl Com	24	Q3 2023	3.7%
Hanover Ins Group Inc Com	24	Q3 2023	2.2%
OPENLANE INC	24	Q3 2023	2.3%
Ugi Corp	24	Q3 2023	0.4%
Northern TR Corp Com	24	Q3 2023	0.2%
AT&T INC COM USD1	24	Q3 2023	0.3%

View Summit Trail Advisors, LLC's complete holdings history.

Latest filings

Type	Filed
13F-HR	2024-04-23
13F-HR	2024-02-06
SC 13G	2024-01-30
SC 13G	2024-01-30
SC 13G	2024-01-30
13F-HR	2023-10-30
13F-HR	2023-07-25
13F-HR	2023-05-04
13F-HR	2023-02-07
13F-HR	2022-11-10

View Summit Trail Advisors, LLC's complete filings history.

All filings

View complete filings history.

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