$244 Million is the total value of Moloney Securities Asset Management, LLC's 292 reported holdings in Q4 2018. The portfolio turnover from Q3 2018 to Q4 2018 was 23.7% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| JNJ | Buy | JOHNSON & JOHNSON | $7,018,000 | -5.0% | 54,382 | +1.8% | 2.87% | +12.1% |
| IJH | Sell | ISHARES CORE S&P MID CAP ETF | $6,981,000 | -19.1% | 42,038 | -2.0% | 2.86% | -4.6% |
| BRKB | Buy | BERKSHIRE HATHAWAY INC DEL CL | $5,663,000 | -2.4% | 27,734 | +2.4% | 2.32% | +15.2% |
| MSFT | Sell | MICROSOFT CORP | $5,354,000 | -20.3% | 52,717 | -10.3% | 2.19% | -6.0% |
| XSLV | Sell | INVESCO EXCHANGE TRADED FD TR | $5,228,000 | -19.4% | 122,601 | -6.6% | 2.14% | -5.0% |
| AAPL | Sell | APPLE INC | $5,028,000 | -32.7% | 31,878 | -3.6% | 2.06% | -20.5% |
| MMM | Sell | 3M COMPANY | $4,318,000 | -12.3% | 22,662 | -3.1% | 1.77% | +3.4% |
| SPHD | Sell | INVESCO EXCHANGE TRADED FD TR | $4,206,000 | -16.0% | 110,118 | -8.9% | 1.72% | -0.9% |
| SDY | Buy | SPDR S&P DIVIDEND ETF | $4,035,000 | -1.2% | 45,075 | +8.1% | 1.65% | +16.6% |
| PG | Sell | PROCTER & GAMBLE CO | $3,560,000 | -8.2% | 38,729 | -16.9% | 1.46% | +8.3% |
| SPY | Buy | SPDR S&P 500 ETF TRUST | $3,528,000 | +65.9% | 14,116 | +93.0% | 1.44% | +95.8% |
| MRK | Sell | MERCK & CO INC | $3,194,000 | +6.8% | 41,796 | -0.9% | 1.31% | +25.9% |
| SQ | Sell | SQUARE INC CLASS A COM | $3,074,000 | -48.7% | 54,796 | -9.4% | 1.26% | -39.5% |
| GOOGL | Buy | ALPHABET INC CLASS A COMMON ST | $2,845,000 | -6.0% | 2,723 | +8.6% | 1.16% | +11.0% |
| XOM | Sell | EXXON MOBIL CORP | $2,835,000 | -38.0% | 41,577 | -22.8% | 1.16% | -26.9% |
| T | Buy | AT&T INC | $2,715,000 | -10.5% | 95,146 | +5.3% | 1.11% | +5.6% |
| ABT | Sell | ABBOTT LABORATORIES | $2,693,000 | -2.5% | 37,236 | -1.1% | 1.10% | +15.0% |
| GLW | Sell | CORNING INC | $2,677,000 | -23.5% | 88,622 | -10.6% | 1.10% | -9.7% |
| IVV | Buy | ISHARES CORE S&P 500 ETF | $2,653,000 | +5.0% | 10,543 | +22.2% | 1.08% | +23.9% |
| VZ | Buy | VERIZON COMMUNICATIONS | $2,621,000 | +5.5% | 46,615 | +0.2% | 1.07% | +24.5% |
| IBM | Sell | INTERNATIONAL BUSINESS MACHINE | $2,606,000 | -24.8% | 22,924 | -0.0% | 1.07% | -11.3% |
| ABBV | Sell | ABBVIE INC | $2,599,000 | -11.6% | 28,189 | -9.3% | 1.06% | +4.3% |
| CVX | Sell | CHEVRON CORPORATION | $2,428,000 | -18.2% | 22,321 | -8.1% | 0.99% | -3.6% |
| UNH | Buy | UNITEDHEALTH GROUP INC | $2,218,000 | -4.6% | 8,901 | +1.9% | 0.91% | +12.5% |
| RSP | Sell | INVESCO EXCHANGE TRADED FUND T | $2,154,000 | -17.2% | 23,562 | -3.2% | 0.88% | -2.3% |
| MO | Buy | ALTRIA GROUP INC | $2,095,000 | -17.2% | 42,427 | +1.1% | 0.86% | -2.3% |
| XLV | Sell | SELECT SECTOR SPDR TRUST THE H | $2,037,000 | -9.7% | 23,545 | -0.6% | 0.83% | +6.5% |
| DIS | Buy | WALT DISNEY CO | $1,977,000 | -3.6% | 18,034 | +2.9% | 0.81% | +13.8% |
| AMGN | Sell | AMGEN INC | $1,948,000 | -8.6% | 10,007 | -2.7% | 0.80% | +7.8% |
| QQQ | Buy | INVESCO QQQ TR UNIT SER 1 | $1,946,000 | -14.1% | 12,613 | +3.5% | 0.80% | +1.4% |
| UPS | Sell | UNITED PARCEL SVC INC CL B | $1,919,000 | -19.8% | 19,679 | -4.0% | 0.78% | -5.3% |
| V | Buy | VISA INC CL A COMMON STOCK | $1,829,000 | -11.4% | 13,863 | +0.8% | 0.75% | +4.5% |
| IWM | Buy | ISHARES RUSSELL 2000 ETF | $1,800,000 | -20.3% | 13,441 | +0.3% | 0.74% | -6.0% |
| FB | Buy | FACEBOOK INC CL A | $1,782,000 | +36.6% | 13,596 | +71.4% | 0.73% | +61.3% |
| TWOU | New | 2U INC | $1,781,000 | – | 35,829 | +100.0% | 0.73% | – |
| XLK | Sell | SELECT SECTOR SPDR TRUST THE T | $1,688,000 | -19.1% | 27,230 | -1.7% | 0.69% | -4.6% |
| AMZN | Sell | AMAZON.COM INC | $1,627,000 | -28.9% | 1,083 | -5.2% | 0.67% | -16.0% |
| WELL | Buy | WELLTOWER INC COMMON STOCK | $1,564,000 | +10.7% | 22,539 | +2.6% | 0.64% | +30.6% |
| SPLV | Buy | INVESCO EXCHANGE TRADED FD TR | $1,534,000 | +0.9% | 32,886 | +7.1% | 0.63% | +19.0% |
| CHSCL | Buy | CHS INC PFD CL B SER 4pfd | $1,507,000 | +8.1% | 59,679 | +17.0% | 0.62% | +27.5% |
| WBA | Sell | WALGREEN BOOTS ALLIANCE INC CO | $1,485,000 | -8.5% | 21,738 | -2.4% | 0.61% | +7.8% |
| BA | Buy | BOEING CO | $1,458,000 | -7.3% | 4,521 | +6.9% | 0.60% | +9.4% |
| CSCO | Buy | CISCO SYSTEMS INC | $1,403,000 | -5.7% | 32,371 | +5.9% | 0.57% | +11.2% |
| PACB | Sell | PACIFIC BIOSCIENCES OF CALIFOR | $1,383,000 | -45.4% | 186,924 | -60.1% | 0.57% | -35.5% |
| RHHBY | Buy | ROCHE HOLDING LTD SPONSORED | $1,379,000 | +29.6% | 44,678 | +27.7% | 0.56% | +52.8% |
| MCD | Buy | MCDONALDS CORP | $1,357,000 | +6.9% | 7,642 | +0.8% | 0.56% | +26.1% |
| KO | Sell | COCA COLA COMPANY (THE) | $1,337,000 | -10.7% | 28,235 | -12.9% | 0.55% | +5.4% |
| DUK | Buy | DUKE ENERGY CORPORATION HOLDIN | $1,306,000 | +12.4% | 15,136 | +4.2% | 0.53% | +32.5% |
| INTC | Sell | INTEL CORP | $1,262,000 | -19.4% | 26,885 | -18.8% | 0.52% | -5.0% |
| FSK | New | FS KKR CAPITAL CORP COMMON STO | $1,239,000 | – | 239,214 | +100.0% | 0.51% | – |
| IJR | Buy | ISHARES CORE S&P SMALL CAP ETF | $1,232,000 | -17.8% | 17,769 | +3.5% | 0.50% | -2.9% |
| PFE | Sell | PFIZER INC | $1,223,000 | -14.5% | 28,012 | -13.7% | 0.50% | +0.8% |
| MLPA | Buy | GLOBAL X FDS GLOBAL X MLP ETF | $1,214,000 | -12.8% | 158,285 | +8.6% | 0.50% | +2.9% |
| OPP | Buy | RIVERNORTH DOUBLELINE STRATEGC | $1,213,000 | +337.9% | 74,661 | +356.5% | 0.50% | +416.7% |
| HYMB | Buy | SPDR SER TR NUVEEN S&P HIGH YI | $1,204,000 | +6.8% | 21,477 | +7.2% | 0.49% | +25.8% |
| INFY | Buy | INFOSYS LIMITED SPONS ADR R | $1,191,000 | +5.6% | 125,125 | +12.8% | 0.49% | +24.6% |
| WMT | Buy | WALMART INC COMMON STOCK | $1,179,000 | +23.8% | 12,655 | +24.9% | 0.48% | +46.1% |
| GWG HLDGS INC SER 2 PFD 7 DTDpfd | $1,173,000 | 0.0% | 1,173 | 0.0% | 0.48% | +17.9% | ||
| HDV | Buy | ISHARES CORE HIGH DIVIDEND ETF | $1,153,000 | +13.6% | 13,668 | +22.0% | 0.47% | +34.1% |
| BMY | Sell | BRISTOL MYERS SQUIBB CO | $1,147,000 | -24.5% | 22,061 | -9.8% | 0.47% | -11.0% |
| DNOW | Sell | NOW INC | $1,130,000 | -44.7% | 97,082 | -21.4% | 0.46% | -34.8% |
| AEP | Buy | AMERICAN ELECTRIC POWER CO INC | $1,123,000 | +9.8% | 15,031 | +4.2% | 0.46% | +29.3% |
| GSK | Buy | GLAXOSMITHKLINE PLC SPONSOR | $1,092,000 | -0.5% | 28,567 | +4.6% | 0.45% | +17.6% |
| NKE | Buy | NIKE INC CLASS B COM | $1,080,000 | -11.4% | 14,569 | +1.3% | 0.44% | +4.5% |
| PM | Sell | PHILIP MORRIS INTERNATIONAL IN | $1,061,000 | -21.3% | 15,896 | -3.9% | 0.43% | -7.3% |
| VT | Sell | VANGUARD INTL EQUITY INDEX FD | $1,020,000 | -17.9% | 15,577 | -4.9% | 0.42% | -3.2% |
| BIL | New | SPDR SERIES TRUST SPDR BLOOMBE | $1,018,000 | – | 11,135 | +100.0% | 0.42% | – |
| AKAM | Sell | AKAMAI TECHNOLOGIES INC | $1,011,000 | -23.4% | 16,550 | -8.3% | 0.41% | -9.6% |
| DLR | Buy | DIGITAL REALTY TRUST INC | $1,012,000 | -1.8% | 9,500 | +3.6% | 0.41% | +16.0% |
| MDY | Buy | STANDARD & POORS MIDCAP 400 SP | $1,006,000 | -17.2% | 3,324 | +0.5% | 0.41% | -2.4% |
| BAC | Sell | BANK OF AMERICA CORP | $1,001,000 | -27.9% | 40,643 | -13.8% | 0.41% | -15.1% |
| SPYV | Buy | SPDR SERIES TRUST SPDR PORTFOL | $968,000 | +0.3% | 35,627 | +14.9% | 0.40% | +18.2% |
| SPYG | Sell | SPDR SERIES TRUST SPDR PORTFOL | $968,000 | -52.8% | 29,773 | -44.4% | 0.40% | -44.2% |
| HD | Sell | HOME DEPOT INC | $962,000 | -20.0% | 5,601 | -3.5% | 0.39% | -5.8% |
| ROST | Sell | ROSS STORES INC | $957,000 | -28.2% | 11,497 | -14.5% | 0.39% | -15.4% |
| LMT | Buy | LOCKHEED MARTIN CORP | $939,000 | -18.8% | 3,587 | +7.3% | 0.38% | -4.2% |
| IUSV | Buy | ISHARES TRUST ISHARES CORE S&P | $934,000 | -8.8% | 19,027 | +4.7% | 0.38% | +7.6% |
| RDSB | Buy | ROYAL DUTCH SHELL PLC SPONS | $923,000 | -14.6% | 15,391 | +0.9% | 0.38% | +0.8% |
| NVZMY | Sell | NOVOZYMES A/S ADR | $912,000 | -47.6% | 20,472 | -35.5% | 0.37% | -38.2% |
| HDP | Buy | HORTONWORKS INC | $906,000 | -33.8% | 62,857 | +4.8% | 0.37% | -21.7% |
| GOOG | Sell | ALPHABET INC CLASS C CAPITAL S | $905,000 | -15.3% | 874 | -2.5% | 0.37% | -0.3% |
| SKYY | Sell | FIRST TRUST CLOUD COMPUTING ET | $901,000 | -23.1% | 18,583 | -10.1% | 0.37% | -9.1% |
| BSJM | Buy | INVESCO EXCHANGE TRADED SELF I | $895,000 | +1.4% | 38,550 | +7.6% | 0.37% | +19.6% |
| PEP | Sell | PEPSICO INC COMMON STOCK | $891,000 | -27.0% | 8,062 | -26.1% | 0.36% | -13.9% |
| CAT | Buy | CATERPILLAR INC | $889,000 | -11.5% | 6,995 | +6.2% | 0.36% | +4.6% |
| IYW | Sell | ISHARES U S TECHNOLOGY ETF | $885,000 | -25.5% | 5,531 | -9.7% | 0.36% | -12.1% |
| NEE | Buy | NEXTERA ENERGY INC | $883,000 | +31.2% | 5,083 | +26.7% | 0.36% | +54.9% |
| IWF | Buy | ISHARES RUSSELL 1000 GROWTH ET | $874,000 | +21.4% | 6,676 | +44.7% | 0.36% | +42.8% |
| CCI | Buy | CROWN CASTLE INTERNATIONAL COR | $872,000 | +13.4% | 8,025 | +16.2% | 0.36% | +33.7% |
| VEA | Buy | VANGUARD FTSE DEVELOPED MARKET | $845,000 | +54.8% | 22,778 | +80.6% | 0.35% | +83.1% |
| JPM | Buy | JPMORGAN CHASE & CO | $847,000 | +12.0% | 8,679 | +29.5% | 0.35% | +32.1% |
| FBT | Sell | FIRST TRUST ETF NYSE ARCA BIOT | $840,000 | -26.2% | 6,765 | -5.8% | 0.34% | -12.9% |
| IXUS | Sell | ISHARES TR CORE MSCI TOTAL INT | $835,000 | -26.3% | 15,895 | -15.4% | 0.34% | -13.0% |
| SPG | Buy | SIMON PROPERTY GROUP INC | $827,000 | -0.8% | 4,922 | +4.3% | 0.34% | +17.0% |
| HSBC | Buy | HSBC HOLDINGS PLC SPONSORED | $810,000 | +0.7% | 19,693 | +7.7% | 0.33% | +18.6% |
| WM | Sell | WASTE MANAGEMENT INC DEL | $790,000 | -11.1% | 8,878 | -9.8% | 0.32% | +4.9% |
| MDT | Buy | MEDTRONIC PLC COM | $774,000 | +1.4% | 8,507 | +9.6% | 0.32% | +19.6% |
| BCE | Buy | BCE INC COM NEW | $770,000 | +4.8% | 19,468 | +7.3% | 0.32% | +23.5% |
| ETN | Buy | EATON CORPORATION PLC | $766,000 | -14.9% | 11,163 | +7.6% | 0.31% | +0.3% |
| EFA | Buy | ISHARES MSCI EAFE ETF | $763,000 | +35.5% | 12,983 | +56.9% | 0.31% | +60.0% |
| BMO | Buy | BANK OF MONTREAL | $762,000 | -15.5% | 11,665 | +6.7% | 0.31% | -0.3% |
| EMR | Buy | EMERSON ELECTRIC CO | $757,000 | -18.3% | 12,673 | +4.7% | 0.31% | -3.4% |
| TSCO | Buy | TRACTOR SUPPLY CO | $753,000 | +1.3% | 9,025 | +10.3% | 0.31% | +19.4% |
| GIS | Buy | GENERAL MILLS INC | $740,000 | -9.0% | 19,005 | +0.3% | 0.30% | +7.4% |
| UNP | Sell | UNION PACIFIC CORP | $738,000 | -15.8% | 5,337 | -0.9% | 0.30% | -0.7% |
| BNDX | Buy | VANGUARD TOTAL INTERNATIONAL B | $719,000 | +22.9% | 13,258 | +23.7% | 0.29% | +44.8% |
| TMO | Sell | THERMO FISHER SCIENTIFIC INC | $703,000 | -29.8% | 3,141 | -23.5% | 0.29% | -17.0% |
| AXP | Sell | AMERICAN EXPRESS COMPANY | $691,000 | -38.0% | 7,250 | -30.7% | 0.28% | -26.9% |
| NVS | Buy | NOVARTIS AG AMERICAN DEPOSI | $678,000 | +4.1% | 7,905 | +4.7% | 0.28% | +22.6% |
| GE | Sell | GENERAL ELECTRIC COMPANY COM | $672,000 | -57.7% | 88,760 | -36.9% | 0.28% | -50.1% |
| FMB | Buy | FIRST TRUST MANAGED MUNICIPAL | $660,000 | +6.8% | 12,536 | +6.0% | 0.27% | +26.2% |
| ACGL | Buy | ARCH CAPITAL GROUP LTD | $646,000 | +76.0% | 24,168 | +96.1% | 0.26% | +107.9% |
| DWDP | Sell | DOWDUPONT INC COMMON STOCK | $641,000 | -28.6% | 11,991 | -14.1% | 0.26% | -15.8% |
| IJS | ISHARES S&P SMALL CAP 600 VALU | $639,000 | -21.0% | 4,844 | 0.0% | 0.26% | -7.1% | |
| UL | Buy | UNILEVER PLC SPONSORED ADR | $637,000 | -2.5% | 12,184 | +2.5% | 0.26% | +15.5% |
| VWO | Sell | VANGUARD FTSE EMERGING MARKETS | $629,000 | -9.0% | 16,509 | -2.0% | 0.26% | +7.1% |
| TRC | Sell | TEJON RANCH CO | $629,000 | -71.9% | 37,964 | -63.1% | 0.26% | -66.9% |
| AFL | AFLAC INC | $626,000 | -3.2% | 13,738 | 0.0% | 0.26% | +14.3% | |
| QCOM | Sell | QUALCOMM INC | $609,000 | -21.9% | 10,708 | -1.1% | 0.25% | -7.8% |
| NVO | NOVO NORDISK A/S-ADR REPSTG | $587,000 | -2.3% | 12,748 | 0.0% | 0.24% | +15.4% | |
| EL | Buy | ESTEE LAUDER COMPANIES INC CL | $583,000 | -1.7% | 4,482 | +9.9% | 0.24% | +15.5% |
| USB | Buy | US BANCORP DEL COM | $582,000 | -11.4% | 12,738 | +2.4% | 0.24% | +4.4% |
| USMV | Buy | ISHARES TRUST ISHARES EDGE MSC | $579,000 | +68.8% | 11,057 | +83.8% | 0.24% | +99.2% |
| F | Sell | FORD MOTOR CO PAR $0.01 | $578,000 | -17.7% | 75,620 | -0.3% | 0.24% | -2.9% |
| GWG HLDGS INC PFD 7 DTDpfd | $567,000 | 0.0% | 567 | 0.0% | 0.23% | +17.8% | ||
| MA | Sell | MASTERCARD INCORPORATED | $562,000 | -23.6% | 2,979 | -9.9% | 0.23% | -9.8% |
| XEL | Sell | XCEL ENERGY INC COMMON STOCK | $557,000 | +3.1% | 11,302 | -1.3% | 0.23% | +21.9% |
| BP | Buy | BP P L C SPONSORED ADR (FRM | $551,000 | -16.8% | 14,526 | +1.1% | 0.22% | -2.2% |
| FT | Buy | FRANKLIN UNIVERSAL TRUST-SBI | $548,000 | +730.3% | 86,340 | +763.4% | 0.22% | +873.9% |
| LQD | Buy | ISHARES IBOXX $ INVESTMENT GRA | $544,000 | +0.4% | 4,823 | +2.3% | 0.22% | +18.6% |
| NLY | Sell | ANNALY CAPITAL MANAGEMENT INC | $538,000 | -15.3% | 54,760 | -11.8% | 0.22% | 0.0% |
| IVW | Sell | ISHARES S&P 500 GROWTH ETF | $536,000 | -17.2% | 3,554 | -2.7% | 0.22% | -2.2% |
| EEM | Sell | ISHARES MSCI EMERGING MARKETS | $524,000 | -15.6% | 13,406 | -7.4% | 0.21% | -0.5% |
| TMP | New | TOMPKINS FINANCIAL CORPORATION | $519,000 | – | 6,914 | +100.0% | 0.21% | – |
| XLF | Sell | SELECT SECTOR SPDR TRUST THE F | $512,000 | -22.2% | 21,515 | -9.8% | 0.21% | -8.3% |
| TXN | Sell | TEXAS INSTRUMENTS INCORPORATED | $508,000 | -12.1% | 5,375 | -0.3% | 0.21% | +4.0% |
| VIG | Sell | VANGUARD SPECIALIZED FUNDS VAN | $509,000 | -27.1% | 5,199 | -17.5% | 0.21% | -14.0% |
| ECOL | New | US ECOLOGY INC | $504,000 | – | 8,000 | +100.0% | 0.21% | – |
| VCIT | Buy | VANGUARD INTERMEDIATE TERM COR | $499,000 | +127.9% | 6,028 | +130.0% | 0.20% | +168.4% |
| SRCL | Sell | STERICYCLE INC | $496,000 | -62.2% | 13,517 | -39.6% | 0.20% | -55.4% |
| Buy | GWG HLDGS INC PFD 7 DTDpfd | $485,000 | +3.2% | 485 | +3.2% | 0.20% | +21.5% | |
| FDX | Sell | FEDEX CORP | $482,000 | -53.0% | 2,987 | -29.9% | 0.20% | -44.7% |
| FLOT | Sell | ISHARES TRUST ISHARES FLOATING | $478,000 | -6.1% | 9,499 | -4.8% | 0.20% | +11.4% |
| CTSH | COGNIZANT TECHNOLOGY SOLUTIONS | $478,000 | -17.7% | 7,533 | 0.0% | 0.20% | -2.5% | |
| XLU | Buy | SELECT SECTOR SPDR TRUST THE U | $475,000 | +38.9% | 8,978 | +38.2% | 0.19% | +63.0% |
| GLD | Buy | SPDR GOLD TR GOLD SHS | $473,000 | +27.2% | 3,902 | +18.2% | 0.19% | +49.6% |
| GGN | GAMCO GLOBAL GOLD NATURAL RESO | $466,000 | -21.2% | 125,900 | 0.0% | 0.19% | -6.8% | |
| VNQ | Buy | VANGUARD SPECIALIZED FUNDS VAN | $461,000 | +5.3% | 6,180 | +13.9% | 0.19% | +24.3% |
| DVY | Buy | ISHARES SELECT DIVIDEND ETF | $457,000 | +1.8% | 5,112 | +13.7% | 0.19% | +19.9% |
| LLY | Buy | ELI LILLY & CO | $448,000 | +82.1% | 3,871 | +69.1% | 0.18% | +115.3% |
| IEO | Buy | ISHARES TRUST ISHARES U S OIL | $443,000 | -31.8% | 8,587 | +0.3% | 0.18% | -19.6% |
| COP | Buy | CONOCOPHILLIPS | $443,000 | -17.4% | 7,111 | +2.7% | 0.18% | -2.7% |
| ULST | Buy | SSGA ACTIVE TRUST SPDR SSGA UL | $441,000 | +15.4% | 10,975 | +15.8% | 0.18% | +36.4% |
| NEAR | Sell | ISHARES U S ETF TR SHORT MATUR | $440,000 | -5.6% | 8,829 | -4.9% | 0.18% | +11.1% |
| FIF | New | FIRST TR ENERGY INFRASTRUCTURE | $432,000 | – | 33,315 | +100.0% | 0.18% | – |
| DGX | QUEST DIAGNOSTICS INC | $431,000 | -22.8% | 5,170 | 0.0% | 0.18% | -8.8% | |
| MCO | Buy | MOODYS CORP | $425,000 | -13.4% | 3,034 | +3.3% | 0.17% | +2.4% |
| LIGHTSTONE VALUE PLUS REAL EST | $420,000 | 0.0% | 42,050 | 0.0% | 0.17% | +17.8% | ||
| BX | Sell | BLACKSTONE GROUP L P (THE) COM | $418,000 | -26.0% | 14,025 | -5.5% | 0.17% | -12.8% |
| KMB | Sell | KIMBERLY CLARK CORP | $418,000 | -27.4% | 3,669 | -27.6% | 0.17% | -14.5% |
| TD | Buy | TORONTO-DOMINION BANK | $415,000 | -13.9% | 8,339 | +5.2% | 0.17% | +1.8% |
| Buy | ALLEGIANCY LLC 6 UNIT MEMBERSpfd | $414,000 | +5.9% | 66,240 | +5.7% | 0.17% | +24.3% | |
| DGRO | Buy | ISHARES TR ISHARES CORE DIVIDE | $413,000 | -1.4% | 12,456 | +10.2% | 0.17% | +16.6% |
| XRT | Buy | SPDR SER TR S&P RETAIL ETF | $410,000 | -19.4% | 9,997 | +0.2% | 0.17% | -4.5% |
| PSX | Buy | PHILLIPS 66 COM | $406,000 | -22.1% | 4,709 | +2.0% | 0.17% | -8.3% |
| NVDA | Buy | NVIDIA CORP | $403,000 | -43.6% | 3,020 | +18.9% | 0.16% | -33.5% |
| EPD | Buy | ENTERPRISE PRODUCTS PARTNERS L | $403,000 | -11.8% | 16,397 | +3.2% | 0.16% | +4.4% |
| VIGI | Buy | VANGUARD INTERNATIONAL DIVIDEN | $401,000 | -9.3% | 6,953 | +1.4% | 0.16% | +7.2% |
| XMLV | Buy | INVESCO EXCHANGE TRADED FD TR | $402,000 | +60.2% | 9,059 | +75.4% | 0.16% | +88.5% |
| ENB | Buy | ENBRIDGE INC | $399,000 | +30.0% | 12,849 | +35.3% | 0.16% | +53.8% |
| CSX | Buy | CSX CORPORATION COM | $399,000 | -15.8% | 6,415 | +0.2% | 0.16% | -0.6% |
| VOO | Buy | VANGUARD S&P 500 ETF | $394,000 | -1.5% | 1,712 | +14.1% | 0.16% | +15.8% |
| OXSQ | Sell | OXFORD SQUARE CAPITAL CORP COM | $383,000 | -18.9% | 59,147 | -10.8% | 0.16% | -4.3% |
| EMF | New | TEMPLETON EMERGING MARKETS FUN | $383,000 | – | 29,031 | +100.0% | 0.16% | – |
| ISTB | Sell | ISHARES TR ISHARES CORE 1 5 YE | $382,000 | -5.2% | 7,779 | -5.5% | 0.16% | +11.4% |
| FFIV | Sell | F5 NETWORKS INC | $378,000 | -33.2% | 2,330 | -18.0% | 0.16% | -20.9% |
| ADRA | INVESCO BLDRS ASIA 50 ADR INDE | $376,000 | -11.7% | 13,174 | 0.0% | 0.15% | +4.1% | |
| IWD | Buy | ISHARES RUSSELL 1000 VALUE ETF | $375,000 | +39.9% | 3,376 | +59.4% | 0.15% | +64.5% |
| DHR | Sell | DANAHER CORPORATION | $371,000 | -47.9% | 3,599 | -45.0% | 0.15% | -38.5% |
| MTUM | Sell | ISHARES TR ISHARES EDGE MSCI U | $372,000 | -23.3% | 3,708 | -9.0% | 0.15% | -9.5% |
| IJJ | Buy | ISHARES S&P MID CAP 400 VALUE | $367,000 | -12.2% | 2,650 | +6.1% | 0.15% | +3.4% |
| BABA | Buy | ALIBABA GROUP HOLDING LTD S | $362,000 | -14.4% | 2,643 | +3.0% | 0.15% | +0.7% |
| RWR | SPDR DOW JONES REIT ETF | $333,000 | -7.8% | 3,873 | 0.0% | 0.14% | +8.8% | |
| MDLZ | Buy | MONDELEZ INTERNATIONAL INC COM | $330,000 | -5.7% | 8,252 | +1.2% | 0.14% | +11.6% |
| WFC | Buy | WELLS FARGO & CO | $328,000 | -7.6% | 7,122 | +5.4% | 0.13% | +8.9% |
| NUE | Buy | NUCOR CORP | $328,000 | -13.0% | 6,330 | +6.4% | 0.13% | +2.3% |
| SPMD | Sell | SPDR SERIES TRUST SPDR PORTFOL | $320,000 | -81.0% | 10,877 | -76.6% | 0.13% | -77.6% |
| Sell | GWG HLDGS INC SER 2 PFD 7 DTDpfd | $319,000 | -3.0% | 319 | -3.0% | 0.13% | +14.0% | |
| AMD | ADVANCED MICRO DEVICES INC COM | $317,000 | -40.2% | 17,154 | 0.0% | 0.13% | -29.3% | |
| ACN | Sell | ACCENTURE PLC IRELAND SHS C | $312,000 | -18.8% | 2,212 | -2.0% | 0.13% | -3.8% |
| GOVT | Buy | ISHARES TRUST ISHARES U S TREA | $314,000 | +3.6% | 12,732 | +2.2% | 0.13% | +21.9% |
| O | Buy | REALTY INCOME CORP | $310,000 | +11.1% | 4,925 | +0.6% | 0.13% | +30.9% |
| DE | Buy | DEERE & CO | $309,000 | +8.0% | 2,072 | +9.1% | 0.13% | +27.3% |
| JHD | Sell | NUVEEN HIGH INCOME DECEMBER 20 | $300,000 | -13.0% | 30,432 | -13.0% | 0.12% | +2.5% |
| FAST | Buy | FASTENAL CO | $301,000 | +11.1% | 5,755 | +23.0% | 0.12% | +30.9% |
| EXPE | Sell | EXPEDIA GROUP INC COMMON STOCK | $298,000 | -31.7% | 2,641 | -21.0% | 0.12% | -19.2% |
| GILD | Buy | GILEAD SCIENCES INC | $294,000 | -13.5% | 4,693 | +6.5% | 0.12% | +1.7% |
| HQH | Buy | TEKLA HEALTHCARE INVS SH BEN I | $293,000 | -21.7% | 16,334 | +1.2% | 0.12% | -7.7% |
| ADP | Buy | AUTOMATIC DATA PROCESSING INC | $290,000 | -9.1% | 2,208 | +4.3% | 0.12% | +7.2% |
| XLY | Buy | SELECT SECTOR SPDR FUND SHS BE | $292,000 | -11.8% | 2,945 | +4.4% | 0.12% | +3.5% |
| SCZ | Buy | ISHARES MSCI EAFE SMALL CAP ET | $288,000 | -13.8% | 5,551 | +3.6% | 0.12% | +1.7% |
| TPL | Sell | TEXAS PACIFIC LAND TRUST SUB-S | $284,000 | -40.7% | 525 | -5.4% | 0.12% | -30.1% |
| XLP | Sell | SECTOR SPDR TRUST SBI CONSUMER | $281,000 | -7.6% | 5,542 | -1.6% | 0.12% | +9.5% |
| UTX | Buy | UNITED TECHNOLOGIES CORP | $277,000 | -23.3% | 2,605 | +0.7% | 0.11% | -9.6% |
| SO | Sell | SOUTHERN CO | $277,000 | -10.4% | 6,309 | -10.9% | 0.11% | +5.6% |
| COST | Sell | COSTCO WHOLESALE CORP-NEW | $267,000 | -38.3% | 1,312 | -28.9% | 0.11% | -27.3% |
| AEE | Sell | AMEREN CORP | $264,000 | -16.7% | 4,041 | -19.4% | 0.11% | -1.8% |
| RNG | Buy | RINGCENTRAL INC CL A | $264,000 | -5.4% | 3,200 | +6.7% | 0.11% | +11.3% |
| EXPD | New | EXPEDITORS INTERNATIONAL OF WA | $262,000 | – | 3,843 | +100.0% | 0.11% | – |
| IHI | ISHARES U S MEDICAL DEVICES ET | $258,000 | -12.2% | 1,293 | 0.0% | 0.11% | +3.9% | |
| CBSH | Buy | COMMERCE BANCSHARES INC | $258,000 | -10.4% | 4,584 | +4.9% | 0.11% | +6.0% |
| ET | New | ENERGY TRANSFER LP COMMON UNIT | $257,000 | – | 19,438 | +100.0% | 0.10% | – |
| HON | Sell | HONEYWELL INTL INC | $254,000 | -32.6% | 1,926 | -15.1% | 0.10% | -20.6% |
| ALB | Buy | ALBEMARLE CORPORATION | $254,000 | +7.2% | 3,301 | +38.7% | 0.10% | +26.8% |
| CQQQ | Buy | INVESCO EXCHANGE TRADED FD TR | $252,000 | -18.2% | 6,401 | +0.0% | 0.10% | -3.7% |
| NOC | Buy | NORTHROP GRUMMAN CORP | $253,000 | +7.7% | 1,031 | +38.9% | 0.10% | +27.2% |
| PFF | Buy | ISHARES TRUST ISHARES PREFERRE | $253,000 | -7.3% | 7,405 | +0.8% | 0.10% | +8.4% |
| SBUX | Sell | STARBUCKS CORP | $249,000 | +0.8% | 3,867 | -11.0% | 0.10% | +18.6% |
| New | BLACKSTONE REAL ESTATE INCOME | $250,000 | – | 23,024 | +100.0% | 0.10% | – | |
| MFUS | New | PIMCO EQUITY SERIES PIMCO RAFI | $246,000 | – | 9,747 | +100.0% | 0.10% | – |
| ABB | Sell | ABB LTD SPONSORED ADR | $242,000 | -59.7% | 12,731 | -49.9% | 0.10% | -52.4% |
| JPT | New | NUVEEN PREFERRED AND INCM 2022 | $239,000 | – | 11,541 | +100.0% | 0.10% | – |
| CL | Sell | COLGATE PALMOLIVE COMPANY | $239,000 | -33.1% | 4,022 | -24.7% | 0.10% | -21.0% |
| SPTM | Sell | SPDR SERIES TRUST SPDR PORTFOL | $238,000 | -80.1% | 7,706 | -76.7% | 0.10% | -76.6% |
| TGT | Buy | TARGET CORP | $235,000 | -24.2% | 3,550 | +1.1% | 0.10% | -10.3% |
| BKNG | New | BOOKING HOLDINGS INC COMMON ST | $234,000 | – | 136 | +100.0% | 0.10% | – |
| CHSCO | Sell | CHS INC 7.875 CLASS B CUM REDpfd | $234,000 | -38.6% | 9,123 | -32.5% | 0.10% | -27.3% |
| ITA | Sell | ISHARES TRUST ISHARES U S AERO | $231,000 | -43.8% | 1,337 | -29.7% | 0.09% | -34.3% |
| PNC | New | PNC FINANCIAL SVCS GROUP INC | $228,000 | – | 1,946 | +100.0% | 0.09% | – |
| CHSCP | Sell | CHS INC 8 CUM REDEEMABLE PFDpfd | $228,000 | -29.6% | 8,500 | -22.3% | 0.09% | -17.0% |
| SPSM | Sell | SPDR SERIES TRUST SPDR PORTFOL | $224,000 | -88.2% | 8,514 | -85.0% | 0.09% | -86.0% |
| CHL | Sell | CHINA MOBILE LIMITED SPONSO | $225,000 | -11.4% | 4,695 | -9.6% | 0.09% | +4.5% |
| ORCL | Buy | ORACLE CORPORATION | $226,000 | -8.5% | 5,007 | +4.7% | 0.09% | +7.0% |
| AIA | Sell | ISHARES ASIA 50 ETF | $223,000 | -11.9% | 4,030 | -0.5% | 0.09% | +3.4% |
| VYM | Buy | VANGUARD INDEX FUNDS VANGUARD | $222,000 | -6.3% | 2,841 | +4.3% | 0.09% | +11.0% |
| IGE | Sell | ISHARES TRUST ISHARES NORTH AM | $222,000 | -25.0% | 8,171 | -0.9% | 0.09% | -11.7% |
| D | Buy | DOMINION ENERGY INC COMMON STO | $221,000 | +1.8% | 3,097 | +0.2% | 0.09% | +20.0% |
| Buy | NOVUME SOLUTIONS INC PFD CUM Cpfd | $219,000 | +36.0% | 23,000 | +35.3% | 0.09% | +60.7% | |
| CMCSA | Sell | COMCAST CORP CL A | $220,000 | -10.9% | 6,466 | -7.3% | 0.09% | +4.7% |
| AZO | Sell | AUTOZONE INC | $218,000 | -2.2% | 260 | -9.4% | 0.09% | +15.6% |
| IP | Buy | INTERNATIONAL PAPER CO | $217,000 | -14.6% | 5,373 | +3.9% | 0.09% | +1.1% |
| GS | Sell | GOLDMAN SACHS GROUP INC | $218,000 | -28.5% | 1,304 | -4.1% | 0.09% | -16.0% |
| ORLY | New | O REILLY AUTOMOTIVE INC | $218,000 | – | 632 | +100.0% | 0.09% | – |
| CHE | New | CHEMED CORPORATION | $215,000 | – | 760 | +100.0% | 0.09% | – |
| SCHR | New | SCHWAB STRATEGIC TR INTERMEDIA | $214,000 | – | 4,047 | +100.0% | 0.09% | – |
| NSRGY | New | NESTLE SA-SPONSORED ADR REP | $216,000 | – | 2,669 | +100.0% | 0.09% | – |
| PYPL | Sell | PAYPAL HOLDINGS INC COM | $213,000 | -5.8% | 2,531 | -1.4% | 0.09% | +11.5% |
| WY | Buy | WEYERHAEUSER CO | $213,000 | -21.7% | 9,743 | +15.8% | 0.09% | -7.4% |
| AMLP | Buy | ALPS ETF TR ALERIAN MLP | $212,000 | -6.2% | 24,313 | +14.7% | 0.09% | +11.5% |
| CWB | Buy | SPDR SERIES TRUST SPDR BLOOMBE | $210,000 | -9.9% | 4,489 | +4.1% | 0.09% | +6.2% |
| GWG HLDGS INC PFD 7 DTDpfd | $207,000 | 0.0% | 207 | 0.0% | 0.08% | +18.1% | ||
| FE | New | FIRSTENERGY CORP | $206,000 | – | 5,483 | +100.0% | 0.08% | – |
| CMI | Sell | CUMMINS INC | $202,000 | -9.0% | 1,512 | -0.5% | 0.08% | +7.8% |
| IEP | Buy | ICAHN ENTERPRISES L P | $202,000 | -18.9% | 3,531 | +0.3% | 0.08% | -3.5% |
| KMI | Buy | KINDER MORGAN INC | $200,000 | -11.9% | 13,006 | +1.6% | 0.08% | +3.8% |
| PAAS | PAN AMERICAN SILVER CORP | $158,000 | -1.2% | 10,825 | 0.0% | 0.06% | +18.2% | |
| PSEC | Sell | PROSPECT CAPITAL CORPORATION | $148,000 | -17.8% | 23,415 | -4.7% | 0.06% | -1.6% |
| MCN | Buy | MADISON COVERED CALL & EQUITY | $148,000 | -18.2% | 23,972 | +1.7% | 0.06% | -3.2% |
| New | GRIFFIN AMERICAN HEALTHCARE RE | $146,000 | – | 15,130 | +100.0% | 0.06% | – | |
| BGIO | Sell | BLACKROCK 2022 GLOBAL INCOME O | $132,000 | -36.8% | 15,833 | -32.2% | 0.05% | -25.0% |
| GWGH | Sell | GWG HOLDINGS INC COMMON STOCK | $131,000 | +2.3% | 14,830 | -10.3% | 0.05% | +22.7% |
| HBI | Sell | HANESBRANDS INC | $133,000 | -39.8% | 10,617 | -11.6% | 0.05% | -29.9% |
| RFI | New | COHEN & STEERS TOTAL RETURN RE | $124,000 | – | 11,505 | +100.0% | 0.05% | – |
| JCO | Buy | NUVEEN CR OPPORTUNITIES 2022 T | $119,000 | -8.5% | 14,033 | +3.4% | 0.05% | +8.9% |
| JPC | NUVEEN PREFERRED & INCOME OPPO | $120,000 | -9.8% | 14,344 | 0.0% | 0.05% | +6.5% | |
| EXG | Sell | EATON VANCE TAX MANAGD GLBL DI | $119,000 | -43.6% | 15,969 | -28.0% | 0.05% | -32.9% |
| BBVA | Buy | BANCO BILBAO VIZCAYA ARGENT | $101,000 | -15.8% | 19,053 | +0.0% | 0.04% | -2.4% |
| New | PROCACCIANTI HOTEL REIT INC CL | $100,000 | – | 10,000 | +100.0% | 0.04% | – | |
| JQC | NUVEEN CREDIT STRATEGIES INCOM | $89,000 | -7.3% | 12,000 | 0.0% | 0.04% | +9.1% | |
| GECC | GREAT ELM CAPITAL CORP COMMON | $80,000 | -19.2% | 10,197 | 0.0% | 0.03% | -2.9% | |
| ASG | Buy | LIBERTY ALL-STAR GROWTH FUND I | $67,000 | -30.2% | 15,285 | +0.7% | 0.03% | -18.2% |
| NG | NOVAGOLD RESOURCES INC COM | $59,000 | +5.4% | 15,000 | 0.0% | 0.02% | +26.3% | |
| ACB | New | AURORA CANNABIS INC COM | $54,000 | – | 10,820 | +100.0% | 0.02% | – |
| HEXO | Buy | HEXO CORP COM | $43,000 | -46.2% | 12,680 | +7.0% | 0.02% | -35.7% |
| LYG | New | LLOYDS BANKING GROUP PLC SP | $38,000 | – | 14,675 | +100.0% | 0.02% | – |
| SPOXF | SPROTT INC | $40,000 | -18.4% | 21,033 | 0.0% | 0.02% | -5.9% | |
| ONCS | Buy | ONCOSEC MEDICAL INCORPORATED C | $32,000 | 0.0% | 50,000 | +117.4% | 0.01% | +18.2% |
| GRWG | Sell | GROWGENERATION CORP COM | $28,000 | -54.8% | 12,500 | -13.8% | 0.01% | -47.6% |
| CSLT | Sell | CASTLIGHT HEALTH INC CL B | $23,000 | -23.3% | 10,500 | -6.2% | 0.01% | -10.0% |
| ITKG | New | INTEGRAL TECHNOLOGIES INC | $13,000 | – | 341,000 | +100.0% | 0.01% | – |
| ACETQ | Buy | ACETO CORP N/C FR ACETO CHEMIC | $11,000 | -60.7% | 12,750 | +2.0% | 0.00% | -60.0% |
| PAVM | Sell | PAVMED INC COM | $11,000 | -73.2% | 11,940 | -62.3% | 0.00% | -71.4% |
| IVITF | New | INVICTUS MD STRATEGIES CORP | $7,000 | – | 12,500 | +100.0% | 0.00% | – |
| PGHEF | Sell | PENGROWTH ENERGY CORPORATIO | $5,000 | -54.5% | 10,650 | -13.9% | 0.00% | -50.0% |
| PRHRQ | Sell | PETROSHARE CORP COM | $5,000 | -78.3% | 11,200 | -30.9% | 0.00% | -75.0% |
| APVS | Sell | APPLIED VISUAL SCIENCES INC | $2,000 | -33.3% | 1,325,000 | -10.2% | 0.00% | 0.0% |
| ADFS | AMERICAN DEFENSE SYSTEMS INC | $1,000 | 0.0% | 32,200 | 0.0% | 0.00% | – | |
| OBQI | New | OILSANDS QUEST INC | $0 | – | 18,000 | +100.0% | 0.00% | – |
| PMCB | PHARMACYTE BIOTECH INC COM | $0 | -100.0% | 10,000 | 0.0% | 0.00% | – | |
| FARE | WORLD MOTO INC | $0 | – | 700,000 | 0.0% | 0.00% | – | |
| New | ATLANTIS INTERNET GROUP CORP | $0 | – | 69,000 | +100.0% | 0.00% | – | |
| H107REORGPYMNT | New | PODA TECHNOLOGIES LTD CL A | $0 | – | 12,500 | +100.0% | 0.00% | – |
| BW | Exit | BABCOCK & WILCOX ENTERPRISES I | $0 | – | -21,000 | -100.0% | -0.01% | – |
| BSGM | Exit | BIOSIG TECHNOLOGIES INC COMMON | $0 | – | -11,150 | -100.0% | -0.02% | – |
| BGY | Exit | BLACKROCK ENHANCED INTERNATION | $0 | – | -16,079 | -100.0% | -0.03% | – |
| HNNMY | Exit | HENNES & MAURITZ AB ADR | $0 | – | -30,000 | -100.0% | -0.04% | – |
| CBH | Exit | ALLIANZGI CONVERTIBLE & INCOME | $0 | – | -15,376 | -100.0% | -0.05% | – |
| FDN | Exit | FIRST TRUST ETF DOW JONES INTE | $0 | – | -1,419 | -100.0% | -0.07% | – |
| CY | Exit | CYPRESS SEMICONDUCTOR CORP | $0 | – | -14,043 | -100.0% | -0.07% | – |
| SCG | Exit | SCANA CORPORATION NEW | $0 | – | -5,162 | -100.0% | -0.07% | – |
| AXGN | Exit | AXOGEN INC COM | $0 | – | -5,500 | -100.0% | -0.07% | – |
| ARKW | Exit | ARK ETF TR WEB X 0 ETF | $0 | – | -3,585 | -100.0% | -0.07% | – |
| IVE | Exit | ISHARES S&P 500 VALUE ETF | $0 | – | -1,768 | -100.0% | -0.07% | – |
| SLY | Exit | SPDR S&P 600 SMALL CAP ETF USD | $0 | – | -2,764 | -100.0% | -0.07% | – |
| RWL | Exit | OPPENHEIMER ETF TRUST OPPENHEI | $0 | – | -4,030 | -100.0% | -0.08% | – |
| LUV | Exit | SOUTHWEST AIRLINES CO | $0 | – | -3,504 | -100.0% | -0.08% | – |
| CAG | Exit | CONAGRA BRANDS INC | $0 | – | -6,417 | -100.0% | -0.08% | – |
| CELG | Exit | CELGENE CORP | $0 | – | -2,467 | -100.0% | -0.08% | – |
| NVR | Exit | NVR INC | $0 | – | -90 | -100.0% | -0.08% | – |
| XBI | Exit | SPDR SER TR S&P BIOTECH ETF | $0 | – | -2,358 | -100.0% | -0.08% | – |
| IYJ | Exit | ISHARES TRUST ISHARES U S INDU | $0 | – | -1,452 | -100.0% | -0.08% | – |
| KHC | Exit | KRAFT HEINZ COMPANY (THE) COMM | $0 | – | -4,110 | -100.0% | -0.08% | – |
| JHB | Exit | NUVEEN HIGH INCOME NOVEMBER 20 | $0 | – | -24,086 | -100.0% | -0.08% | – |
| KKR | Exit | KKR & CO INC CLASS A COMMON ST | $0 | – | -8,580 | -100.0% | -0.08% | – |
| MU | Exit | MICRON TECHNOLOGY INC | $0 | – | -5,218 | -100.0% | -0.08% | – |
| APU | Exit | AMERIGAS PARTNERS LP UNITS LTD | $0 | – | -6,153 | -100.0% | -0.08% | – |
| IBB | Exit | ISHARES NASDAQ BIOTECHNOLOGY I | $0 | – | -1,990 | -100.0% | -0.08% | – |
| FMS | Exit | FRESENIUS MEDICAL CARE AG & | $0 | – | -4,801 | -100.0% | -0.09% | – |
| XLE | Exit | SELECT SECTOR SPDR TRUST SHS B | $0 | – | -3,290 | -100.0% | -0.09% | – |
| FXO | Exit | FIRST TR EXCHANGE TRADED FD II | $0 | – | -8,034 | -100.0% | -0.09% | – |
| NFLX | Exit | NETFLIX COM INC | $0 | – | -707 | -100.0% | -0.09% | – |
| AZPN | Exit | ASPEN TECHNOLOGY INC | $0 | – | -2,315 | -100.0% | -0.09% | – |
| VAW | Exit | VANGUARD SECTOR INDEX FDS VANG | $0 | – | -2,066 | -100.0% | -0.09% | – |
| VGK | Exit | VANGUARD INTL EQUITY INDEX FD | $0 | – | -4,847 | -100.0% | -0.09% | – |
| CERN | Exit | CERNER CORP | $0 | – | -4,700 | -100.0% | -0.10% | – |
| ESRX | Exit | EXPRESS SCRIPTS HOLDING COMPAN | $0 | – | -3,208 | -100.0% | -0.11% | – |
| HPQ | Exit | HP INC COM | $0 | – | -11,967 | -100.0% | -0.11% | – |
| RY | Exit | ROYAL BANK OF CANADA | $0 | – | -3,898 | -100.0% | -0.11% | – |
| ETP | Exit | ENERGY TRANSFER PARTNERS L P | $0 | – | -14,371 | -100.0% | -0.11% | – |
| JHA | Exit | NUVEEN HIGH INCOME DECEMBER 20 | $0 | – | -36,205 | -100.0% | -0.12% | – |
| SLB | Exit | SCHLUMBERGER LTD | $0 | – | -5,917 | -100.0% | -0.12% | – |
| RMT | Exit | ROYCE MICRO-CAP TRUST INC | $0 | – | -49,189 | -100.0% | -0.17% | – |
| SPLG | Exit | SPDR SERIES TRUST SPDR PORTFOL | $0 | – | -37,665 | -100.0% | -0.44% | – |
| Exit | CORPORATE CAP TRUST INC COMMON | $0 | – | -101,089 | -100.0% | -0.54% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2019-02-11
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 28 | Q3 2023 | 4.2% |
| MICROSOFT CORP | 28 | Q3 2023 | 3.6% |
| JOHNSON & JOHNSON COMMON STOCK | 28 | Q3 2023 | 3.2% |
| BERKSHIRE HATHAWAY INC DEL CL | 28 | Q3 2023 | 3.6% |
| ISHARES CORE S&P MID CAP ETF | 28 | Q3 2023 | 3.0% |
| PROCTER & GAMBLE CO | 28 | Q3 2023 | 1.9% |
| ALPHABET INC CLASS A COMMON ST | 28 | Q3 2023 | 1.8% |
| EXXON MOBIL CORP | 28 | Q3 2023 | 1.9% |
| SQUARE INC CLASS A COM | 28 | Q3 2023 | 2.1% |
| AMAZON.COM INC | 28 | Q3 2023 | 1.7% |
View Moloney Securities Asset Management, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-01 |
| 13F-HR | 2024-01-30 |
| 13F-HR | 2023-10-31 |
| 13F-HR | 2023-07-31 |
| 13F-HR | 2023-05-12 |
| 13F-HR | 2023-01-30 |
| 13F-HR | 2022-10-31 |
| 13F-HR | 2022-08-03 |
| 13F-HR | 2022-05-10 |
| 13F-HR | 2022-01-28 |
View Moloney Securities Asset Management, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.