$16.7 Billion is the total value of AE Wealth Management LLC's 2138 reported holdings in Q3 2023. The portfolio turnover from Q2 2023 to Q3 2023 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Exit | DRAGANFLY INC. | $0 | – | -10,903 | -100.0% | 0.00% | – | |
| BNGO | Exit | BIONANO GENOMICS INC | $0 | – | -13,573 | -100.0% | 0.00% | – |
| OPRT | Exit | OPORTUN FINL CORP | $0 | – | -13,525 | -100.0% | 0.00% | – |
| AGEN | Exit | AGENUS INC | $0 | – | -10,497 | -100.0% | 0.00% | – |
| WRN | Exit | WESTERN COPPER & GOLD CORP | $0 | – | -11,745 | -100.0% | 0.00% | – |
| XXII | Exit | 22ND CENTY GROUP INC | $0 | – | -148,030 | -100.0% | 0.00% | – |
| NCMI | Exit | NATIONAL CINEMEDIA INC | $0 | – | -15,201 | -100.0% | 0.00% | – |
| NKLA | Exit | NIKOLA CORP | $0 | – | -40,609 | -100.0% | 0.00% | – |
| IDEX | Exit | IDEANOMICS INC | $0 | – | -11,103 | -100.0% | 0.00% | – |
| AMC | Exit | AMC ENTMT HLDGS INC | $0 | – | -11,945 | -100.0% | 0.00% | – |
| APPH | Exit | APPHARVEST INC | $0 | – | -13,131 | -100.0% | 0.00% | – |
| Exit | INVESTMENT MANAGERS SER TR Iaxs cannabis etf | $0 | – | -16,893 | -100.0% | 0.00% | – | |
| YELL | Exit | YELLOW CORP | $0 | – | -13,399 | -100.0% | 0.00% | – |
| AIRG | Exit | AIRGAIN INC | $0 | – | -13,427 | -100.0% | 0.00% | – |
| CTSO | Exit | CYTOSORBENTS CORP | $0 | – | -13,783 | -100.0% | 0.00% | – |
| Exit | DOUGLAS ELLIMAN INC | $0 | – | -15,957 | -100.0% | 0.00% | – | |
| TUP | Exit | TUPPERWARE BRANDS CORP | $0 | – | -22,833 | -100.0% | 0.00% | – |
| HGEN | Exit | HUMANIGEN INC | $0 | – | -39,250 | -100.0% | 0.00% | – |
| SGLB | Exit | SIGMA ADDITIVE SOLUTIONS INC | $0 | – | -15,003 | -100.0% | 0.00% | – |
| NFBK | Exit | NORTHFIELD BANCORP INC DEL | $0 | – | -10,049 | -100.0% | -0.00% | – |
| UAUG | Exit | INNOVATOR ETFS TRus eqt ultra bf | $0 | – | -7,190 | -100.0% | -0.00% | – |
| CNI | Exit | CANADIAN NATL RY CO | $0 | – | -1,830 | -100.0% | -0.00% | – |
| TDSA | Exit | EXCHANGE LISTED FDS TRcabana target 5 | $0 | – | -9,611 | -100.0% | -0.00% | – |
| SPXL | Exit | DIREXION SHS ETF TRdrx s&p500bull | $0 | – | -2,497 | -100.0% | -0.00% | – |
| AJRD | Exit | AEROJET ROCKETDYNE HLDGS INC | $0 | – | -4,457 | -100.0% | -0.00% | – |
| ATI | Exit | ATI INC | $0 | – | -5,003 | -100.0% | -0.00% | – |
| COPX | Exit | GLOBAL X FDSglobal x copper | $0 | – | -5,576 | -100.0% | -0.00% | – |
| NXP | Exit | NUVEEN SELECT TAX-FREE INCOMsh ben int | $0 | – | -10,644 | -100.0% | -0.00% | – |
| NLOK | Exit | GEN DIGITAL INC | $0 | – | -10,641 | -100.0% | -0.00% | – |
| MUR | Exit | MURPHY OIL CORP | $0 | – | -6,112 | -100.0% | -0.00% | – |
| RQI | Exit | COHEN & STEERS QUALITY INCOM | $0 | – | -10,298 | -100.0% | -0.00% | – |
| SKYW | Exit | SKYWEST INC | $0 | – | -5,324 | -100.0% | -0.00% | – |
| DLN | Exit | WISDOMTREE TRus largecap divd | $0 | – | -3,310 | -100.0% | -0.00% | – |
| FOXA | Exit | FOX CORP | $0 | – | -5,919 | -100.0% | -0.00% | – |
| KAPR | Exit | INNOVATOR ETFS TRus sml cp pwr et | $0 | – | -7,871 | -100.0% | -0.00% | – |
| HGV | Exit | HILTON GRAND VACATIONS INC | $0 | – | -4,679 | -100.0% | -0.00% | – |
| ARR | Exit | ARMOUR RESIDENTIAL REIT INC | $0 | – | -21,385 | -100.0% | -0.00% | – |
| KOMP | Exit | SPDR SER TRs&p kensho new | $0 | – | -4,717 | -100.0% | -0.00% | – |
| SPGM | Exit | SPDR INDEX SHS FDSportfli msci gbl | $0 | – | -3,996 | -100.0% | -0.00% | – |
| RGLD | Exit | ROYAL GOLD INC | $0 | – | -2,058 | -100.0% | -0.00% | – |
| WCC | Exit | WESCO INTL INC | $0 | – | -1,294 | -100.0% | -0.00% | – |
| Exit | HIVE BLOCKCHAIN TECHNLGIES L | $0 | – | -22,216 | -100.0% | -0.00% | – | |
| EUFN | Exit | ISHARES TRmsci euro fl etf | $0 | – | -11,414 | -100.0% | -0.00% | – |
| AMN | Exit | AMN HEALTHCARE SVCS INC | $0 | – | -1,900 | -100.0% | -0.00% | – |
| JBLU | Exit | JETBLUE AWYS CORP | $0 | – | -11,808 | -100.0% | -0.00% | – |
| DOC | Exit | PHYSICIANS RLTY TR | $0 | – | -10,167 | -100.0% | -0.00% | – |
| FMS | Exit | FRESENIUS MED CARE AG&CO KGAsponsored adr | $0 | – | -8,707 | -100.0% | -0.00% | – |
| UFPT | Exit | UFP TECHNOLOGIES INC | $0 | – | -1,285 | -100.0% | -0.00% | – |
| BKCC | Exit | BLACKROCK CAP INVT CORP | $0 | – | -30,337 | -100.0% | -0.00% | – |
| MUA | Exit | BLACKROCK MUNIASSETS FD INC | $0 | – | -12,306 | -100.0% | -0.00% | – |
| Exit | JOBY AVIATION INC | $0 | – | -10,897 | -100.0% | -0.00% | – | |
| IT | Exit | GARTNER INC | $0 | – | -586 | -100.0% | -0.00% | – |
| BTCY | Exit | BIOTRICITY INC | $0 | – | -250,100 | -100.0% | -0.00% | – |
| LITE | Exit | LUMENTUM HLDGS INC | $0 | – | -3,943 | -100.0% | -0.00% | – |
| HP | Exit | HELMERICH & PAYNE INC | $0 | – | -6,677 | -100.0% | -0.00% | – |
| GTLS | Exit | CHART INDS INC | $0 | – | -1,333 | -100.0% | -0.00% | – |
| EHTH | Exit | EHEALTH INC | $0 | – | -10,935 | -100.0% | -0.00% | – |
| AZZ | Exit | AZZ INC | $0 | – | -4,641 | -100.0% | -0.00% | – |
| MKL | Exit | MARKEL GROUP INC | $0 | – | -149 | -100.0% | -0.00% | – |
| EAD | Exit | ALLSPRING INCOME OPPORTUNITinc oppty fd | $0 | – | -13,008 | -100.0% | -0.00% | – |
| SDOG | Exit | ALPS ETF TRsectr div dogs | $0 | – | -4,895 | -100.0% | -0.00% | – |
| BCX | Exit | BLACKROCK RES & COMMODITIES | $0 | – | -10,677 | -100.0% | -0.00% | – |
| IDCC | Exit | INTERDIGITAL INC | $0 | – | -3,910 | -100.0% | -0.00% | – |
| Exit | AIM ETF PRODUCTS TRUSTu s lrgcp 6m apr | $0 | – | -9,272 | -100.0% | -0.00% | – | |
| ASO | Exit | ACADEMY SPORTS & OUTDOORS IN | $0 | – | -7,134 | -100.0% | -0.00% | – |
| NSP | Exit | INSPERITY INC | $0 | – | -2,930 | -100.0% | -0.00% | – |
| Exit | PIMCO ETF TRsr ln active etf | $0 | – | -6,620 | -100.0% | -0.00% | – | |
| EBS | Exit | EMERGENT BIOSOLUTIONS INC | $0 | – | -39,413 | -100.0% | -0.00% | – |
| WIRE | Exit | ENCORE WIRE CORP | $0 | – | -1,971 | -100.0% | -0.00% | – |
| MASI | Exit | MASIMO CORP | $0 | – | -2,167 | -100.0% | -0.00% | – |
| QQH | Exit | NORTHERN LTS FD TR IIIhcm defnd 100 | $0 | – | -6,938 | -100.0% | -0.00% | – |
| Exit | CAPITAL GROUP GROWTH ETF | $0 | – | -13,186 | -100.0% | -0.00% | – | |
| ROBO | Exit | EXCHANGE TRADED CONCEPTS TRrobo glb etf | $0 | – | -6,011 | -100.0% | -0.00% | – |
| AY | Exit | ATLANTICA SUSTAINABLE INFR P | $0 | – | -10,743 | -100.0% | -0.00% | – |
| TGLS | Exit | TECNOGLASS INC | $0 | – | -6,976 | -100.0% | -0.00% | – |
| CHWY | Exit | CHEWY INCcl a | $0 | – | -7,931 | -100.0% | -0.00% | – |
| TRTN | Exit | TRITON INTL LTDcl a | $0 | – | -4,757 | -100.0% | -0.00% | – |
| SWAV | Exit | SHOCKWAVE MED INC | $0 | – | -1,146 | -100.0% | -0.00% | – |
| CEQP | Exit | CRESTWOOD EQUITY PARTNERS LPunit ltd partner | $0 | – | -15,479 | -100.0% | -0.00% | – |
| PICK | Exit | ISHARES INCmsci gbl etf new | $0 | – | -8,633 | -100.0% | -0.00% | – |
| BSJP | Exit | INVESCO EXCH TRD SLF IDX FD | $0 | – | -12,296 | -100.0% | -0.00% | – |
| VSAT | Exit | VIASAT INC | $0 | – | -6,157 | -100.0% | -0.00% | – |
| OLN | Exit | OLIN CORP | $0 | – | -7,368 | -100.0% | -0.00% | – |
| PDCE | Exit | PDC ENERGY INC | $0 | – | -4,105 | -100.0% | -0.00% | – |
| INTT | Exit | INTEST CORP | $0 | – | -11,123 | -100.0% | -0.00% | – |
| BCOR | Exit | AVANTAX INC | $0 | – | -13,601 | -100.0% | -0.00% | – |
| CTRE | Exit | CARETRUST REIT INC | $0 | – | -13,956 | -100.0% | -0.00% | – |
| MMP | Exit | MAGELLAN MIDSTREAM PRTNRS LP | $0 | – | -5,843 | -100.0% | -0.00% | – |
| CBRL | Exit | CRACKER BARREL OLD CTRY STOR | $0 | – | -2,696 | -100.0% | -0.00% | – |
| ECLN | Exit | FIRST TR EXCHANGE-TRADED FDeip carbon imp | $0 | – | -12,128 | -100.0% | -0.00% | – |
| M | Exit | MACYS INC | $0 | – | -23,916 | -100.0% | -0.00% | – |
| Exit | SK TELECOM LTDsponsored adr | $0 | – | -16,138 | -100.0% | -0.00% | – | |
| AX | Exit | AXOS FINANCIAL INC | $0 | – | -13,735 | -100.0% | -0.00% | – |
| AIQ | Exit | GLOBAL X FDSartificial etf | $0 | – | -16,843 | -100.0% | -0.00% | – |
| ZIM | Exit | ZIM INTEGRATED SHIPPING SERV | $0 | – | -40,422 | -100.0% | -0.00% | – |
| TRMD | Exit | TORM PLC | $0 | – | -19,724 | -100.0% | -0.00% | – |
| GNK | Exit | GENCO SHIPPING & TRADING LTD | $0 | – | -32,351 | -100.0% | -0.00% | – |
| SIBN | Exit | SI-BONE INC | $0 | – | -20,471 | -100.0% | -0.00% | – |
| PGNY | Exit | PROGYNY INC | $0 | – | -14,408 | -100.0% | -0.00% | – |
| IEP | Exit | ICAHN ENTERPRISES LPdepositary unit | $0 | – | -16,290 | -100.0% | -0.00% | – |
| WEX | Exit | WEX INC | $0 | – | -3,179 | -100.0% | -0.00% | – |
| WNC | Exit | WABASH NATL CORP | $0 | – | -21,596 | -100.0% | -0.00% | – |
| EC | Exit | ECOPETROL S Asponsored ads | $0 | – | -50,907 | -100.0% | -0.00% | – |
| CARG | Exit | CARGURUS INC | $0 | – | -23,888 | -100.0% | -0.00% | – |
| TMHC | Exit | TAYLOR MORRISON HOME CORP | $0 | – | -8,599 | -100.0% | -0.00% | – |
| AMWD | Exit | AMERICAN WOODMARK CORPORATIO | $0 | – | -6,953 | -100.0% | -0.00% | – |
| COHU | Exit | COHU INC | $0 | – | -12,971 | -100.0% | -0.00% | – |
| GENI | Exit | GENIUS SPORTS LIMITEDshares cl a | $0 | – | -85,962 | -100.0% | -0.00% | – |
| FATE | Exit | FATE THERAPEUTICS INC | $0 | – | -100,885 | -100.0% | -0.00% | – |
| HQY | Exit | HEALTHEQUITY INC | $0 | – | -8,941 | -100.0% | -0.00% | – |
| FLNG | Exit | FLEX LNG LTD | $0 | – | -17,572 | -100.0% | -0.00% | – |
| CHCO | Exit | CITY HLDG CO | $0 | – | -5,815 | -100.0% | -0.00% | – |
| TBBK | Exit | BANCORP INC DEL | $0 | – | -15,753 | -100.0% | -0.00% | – |
| Exit | GITLAB INC | $0 | – | -10,063 | -100.0% | -0.00% | – | |
| PCG | Exit | PG&E CORP | $0 | – | -24,482 | -100.0% | -0.00% | – |
| HRMY | Exit | HARMONY BIOSCIENCES HLDGS IN | $0 | – | -14,487 | -100.0% | -0.00% | – |
| ALKS | Exit | ALKERMES PLC | $0 | – | -15,230 | -100.0% | -0.00% | – |
| DES | Exit | WISDOMTREE TRus smallcap divd | $0 | – | -15,446 | -100.0% | -0.00% | – |
| TGTX | Exit | TG THERAPEUTICS INC | $0 | – | -22,401 | -100.0% | -0.00% | – |
| FVRR | Exit | FIVERR INTL LTD | $0 | – | -20,142 | -100.0% | -0.00% | – |
| SQSP | Exit | SQUARESPACE INCclass a | $0 | – | -18,008 | -100.0% | -0.00% | – |
| PETQ | Exit | PETIQ INC | $0 | – | -28,893 | -100.0% | -0.00% | – |
| HIMS | Exit | HIMS & HERS HEALTH INC | $0 | – | -59,230 | -100.0% | -0.00% | – |
| GOGL | Exit | GOLDEN OCEAN GROUP LTD | $0 | – | -70,013 | -100.0% | -0.00% | – |
| Exit | PERION NETWORK LTD | $0 | – | -15,742 | -100.0% | -0.00% | – | |
| COMM | Exit | COMMSCOPE HLDG CO INC | $0 | – | -95,391 | -100.0% | -0.00% | – |
| ASND | Exit | ASCENDIS PHARMA A/Ssponsored adr | $0 | – | -5,923 | -100.0% | -0.00% | – |
| SHYF | Exit | SHYFT GROUP INC | $0 | – | -23,215 | -100.0% | -0.00% | – |
| MCRB | Exit | SERES THERAPEUTICS INC | $0 | – | -95,188 | -100.0% | -0.00% | – |
| SYF | Exit | SYNCHRONY FINANCIAL | $0 | – | -15,150 | -100.0% | -0.00% | – |
| Exit | ZYMEWORKS INC | $0 | – | -63,736 | -100.0% | -0.00% | – | |
| DMO | Exit | WESTERN ASSET MTG DEFINED OP | $0 | – | -46,980 | -100.0% | -0.00% | – |
| BEP | Exit | BROOKFIELD RENEWABLE PARTNERpartnership unit | $0 | – | -19,291 | -100.0% | -0.00% | – |
| WOPEY | Exit | WOODSIDE ENERGY GROUP LTDsponsored adr | $0 | – | -25,053 | -100.0% | -0.00% | – |
| EWZ | Exit | ISHARES INCmsci brazil etf | $0 | – | -18,431 | -100.0% | -0.00% | – |
| AIRC | Exit | APARTMENT INCOME REIT CORP | $0 | – | -16,772 | -100.0% | -0.00% | – |
| SNCY | Exit | SUN CTRY AIRLS HLDGS INC | $0 | – | -26,411 | -100.0% | -0.00% | – |
| UHS | Exit | UNIVERSAL HLTH SVCS INCcl b | $0 | – | -4,294 | -100.0% | -0.00% | – |
| AVB | Exit | AVALONBAY CMNTYS INC | $0 | – | -3,763 | -100.0% | -0.00% | – |
| VNT | Exit | VONTIER CORPORATION | $0 | – | -19,740 | -100.0% | -0.00% | – |
| LADR | Exit | LADDER CAP CORPcl a | $0 | – | -55,670 | -100.0% | -0.00% | – |
| Exit | SPROTT FDS TRuranium miners e | $0 | – | -20,552 | -100.0% | -0.00% | – | |
| PEN | Exit | PENUMBRA INC | $0 | – | -2,127 | -100.0% | -0.00% | – |
| MCFT | Exit | MASTERCRAFT BOAT HLDGS INC | $0 | – | -19,353 | -100.0% | -0.00% | – |
| GGB | Exit | GERDAU SAspon adr rep pfd | $0 | – | -117,959 | -100.0% | -0.00% | – |
| BCI | Exit | ABRDN ETFS | $0 | – | -30,333 | -100.0% | -0.00% | – |
| ARI | Exit | APOLLO COML REAL EST FIN INC | $0 | – | -58,377 | -100.0% | -0.00% | – |
| DRSK | Exit | ETF SER SOLUTIONSaptus defined | $0 | – | -26,749 | -100.0% | -0.00% | – |
| FIVN | Exit | FIVE9 INC | $0 | – | -7,257 | -100.0% | -0.00% | – |
| NRO | Exit | NEUBERGER BERMAN REAL ESTATE | $0 | – | -243,431 | -100.0% | -0.00% | – |
| Exit | GXO LOGISTICS INCORPORATED | $0 | – | -11,163 | -100.0% | -0.00% | – | |
| LNTH | Exit | LANTHEUS HLDGS INC | $0 | – | -8,248 | -100.0% | -0.00% | – |
| STLA | Exit | STELLANTIS N.V | $0 | – | -33,514 | -100.0% | -0.00% | – |
| CALX | Exit | CALIX INC | $0 | – | -12,418 | -100.0% | -0.00% | – |
| UAN | Exit | CVR PARTNERS LP | $0 | – | -7,411 | -100.0% | -0.00% | – |
| MGNI | Exit | MAGNITE INC | $0 | – | -43,427 | -100.0% | -0.00% | – |
| OII | Exit | OCEANEERING INTL INC | $0 | – | -32,242 | -100.0% | -0.00% | – |
| RC | Exit | READY CAPITAL CORP | $0 | – | -52,840 | -100.0% | -0.00% | – |
| DFAS | Exit | DIMENSIONAL ETF TRUSTus small cap etf | $0 | – | -14,274 | -100.0% | -0.01% | – |
| BWX | Exit | SPDR SER TRbloomberg intl t | $0 | – | -39,874 | -100.0% | -0.01% | – |
| SPHB | Exit | INVESCO EXCH TRADED FD TR IIs&p 500 hb etf | $0 | – | -11,716 | -100.0% | -0.01% | – |
| HXL | Exit | HEXCEL CORP NEW | $0 | – | -10,078 | -100.0% | -0.01% | – |
| LMND | Exit | LEMONADE INC | $0 | – | -46,578 | -100.0% | -0.01% | – |
| Exit | SAMSARA INC | $0 | – | -27,135 | -100.0% | -0.01% | – | |
| LSI | Exit | LIFE STORAGE INC | $0 | – | -6,571 | -100.0% | -0.01% | – |
| ITCI | Exit | INTRA-CELLULAR THERAPIES INC | $0 | – | -16,137 | -100.0% | -0.01% | – |
| PSR | Exit | INVESCO ACTIVELY MANAGED ETFactive us real | $0 | – | -10,795 | -100.0% | -0.01% | – |
| EWY | Exit | ISHARES INCmsci sth kor etf | $0 | – | -14,435 | -100.0% | -0.01% | – |
| MOS | Exit | MOSAIC CO NEW | $0 | – | -40,788 | -100.0% | -0.01% | – |
| WING | Exit | WINGSTOP INC | $0 | – | -7,774 | -100.0% | -0.01% | – |
| MINC | Exit | ADVISORSHARES TRnewflt mulsinc | $0 | – | -45,988 | -100.0% | -0.01% | – |
| DEED | Exit | FIRST TR EXCHNG TRADED FD VItcw securitized | $0 | – | -99,348 | -100.0% | -0.01% | – |
| SPEU | Exit | SPDR INDEX SHS FDSportflo eurp etf | $0 | – | -68,933 | -100.0% | -0.02% | – |
| DBA | Exit | INVESCO DB MULTI-SECTOR COMMagriculture fd | $0 | – | -122,524 | -100.0% | -0.02% | – |
| RMBS | Exit | RAMBUS INC DEL | $0 | – | -44,185 | -100.0% | -0.02% | – |
| AFIN | Exit | THE NECESSITY RETAIL REIT IN | $0 | – | -417,946 | -100.0% | -0.02% | – |
| BGT | Exit | BLACKROCK FLOATING RATE INC | $0 | – | -252,065 | -100.0% | -0.02% | – |
| ZI | Exit | ZOOMINFO TECHNOLOGIES INC | $0 | – | -125,956 | -100.0% | -0.02% | – |
| QQXT | Exit | FIRST TR EXCHANGE-TRADED FDnasdaq 100 ex | $0 | – | -52,718 | -100.0% | -0.03% | – |
| AZAA | Exit | AIM ETF PRODUCTS TRUSTus lrgcp b10 apr | $0 | – | -152,513 | -100.0% | -0.03% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2023-10-11
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| VANGUARD INDEX FDS | 28 | Q3 2023 | 19.4% |
| VANGUARD TAX-MANAGED INTL FD | 28 | Q3 2023 | 6.7% |
| APPLE INC | 28 | Q3 2023 | 3.5% |
| ISHARES TR | 28 | Q3 2023 | 3.4% |
| ISHARES TR | 28 | Q3 2023 | 3.2% |
| ISHARES TR | 28 | Q3 2023 | 3.0% |
| ISHARES TR | 28 | Q3 2023 | 10.8% |
| VANGUARD SCOTTSDALE FDS | 28 | Q3 2023 | 2.2% |
| MICROSOFT CORP | 28 | Q3 2023 | 2.4% |
| SPDR S&P 500 ETF TR | 28 | Q3 2023 | 2.1% |
View AE Wealth Management LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-14 |
| 13F-HR | 2023-10-11 |
| 13F-HR | 2023-07-10 |
| 13F-HR | 2023-04-14 |
| 13F-HR | 2023-01-31 |
| 13F-HR | 2022-10-25 |
| 13F-HR | 2022-08-03 |
| 13F-HR | 2022-04-18 |
| 13F-HR | 2022-01-20 |
| 13F-HR | 2021-11-01 |
View AE Wealth Management LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.