Hunting Hill Global Capital, LLC Activity Q4 2016-Q3 2023

Q3 2023

			Value		Shares		↓ Weighting
ATVI	New	ACTIVISION BLIZZARD INC	$50,775,081	–	542,295	–	16.92%	–
HYG	Buy	ISHARES TRiboxx hi yd etf	$35,451,579	+1.2%	480,895	+3.1%	11.82%	+5.3%
HZNP	Sell	HORIZON THERAPEUTICS PUB Lput	$34,753,276	+10.2%	300,400	-2.1%	11.58%	+14.6%
HZNP	Sell	HORIZON THERAPEUTICS PUB L	$25,449,718	-0.9%	219,982	-11.9%	8.48%	+3.0%
ATVI	Buy	ACTIVISION BLIZZARD INCput	$20,598,600	+3341.5%	220,000	+2998.6%	6.86%	+3475.5%
HZNP	Buy	HORIZON THERAPEUTICS PUB Lcall	$11,823,518	+260.4%	102,200	+220.4%	3.94%	+274.6%
LBRDK	Buy	LIBERTY BROADBAND CORP	$6,010,134	+136.0%	65,814	+107.0%	2.00%	+145.5%
CEF	Sell	SPROTT PHYSICAL GOLD & SILVEtr unit	$4,867,803	-74.3%	281,051	-73.2%	1.62%	-73.3%
IEF	Buy	ISHARES TR7-10 yr trsy bd	$4,741,889	+65.5%	51,773	+74.6%	1.58%	+72.1%
SIMO	Buy	SILICON MOTION TECHNOLOGY COsponsored adr	$4,546,388	+145.0%	88,710	+243.6%	1.52%	+154.6%
GOOGL	Buy	ALPHABET INCcap stk cl a	$4,184,249	+214.9%	31,975	+188.0%	1.40%	+227.5%
SLV	New	ISHARES SILVER TRcall	$3,482,208	–	171,200	–	1.16%	–
NATI	Buy	NATIONAL INSTRS CORP	$3,147,578	+315.4%	52,794	+299.9%	1.05%	+331.7%
SPYV	Buy	SPDR SER TRprtflo s&p500 vl	$3,046,968	+72.7%	73,848	+80.8%	1.02%	+79.5%
DELL	Buy	DELL TECHNOLOGIES INCcl c	$2,981,165	+95.3%	43,268	+53.4%	0.99%	+103.3%
FERG	Buy	FERGUSON PLC NEW	$2,663,263	+85.3%	16,193	+77.2%	0.89%	+92.6%
ARES	Buy	ARES MANAGEMENT CORPORATION	$2,614,441	+74.2%	25,415	+63.1%	0.87%	+81.1%
FCNCA	Buy	FIRST CTZNS BANCSHARES INC Ncl a	$2,486,940	+97.1%	1,802	+83.3%	0.83%	+105.2%
VEEV	Buy	VEEVA SYS INC	$2,429,803	+82.7%	11,943	+77.6%	0.81%	+90.1%
LULU	Buy	LULULEMON ATHLETICA INC	$2,422,402	+84.6%	6,282	+81.2%	0.81%	+91.7%
TTD	Buy	THE TRADE DESK INC	$2,372,556	+64.1%	30,359	+62.2%	0.79%	+70.8%
CHTR	New	CHARTER COMMUNICATIONS INC Ncall	$2,199,100	–	5,000	–	0.73%	–
LNG	Buy	CHENIERE ENERGY INC	$2,159,140	+128.7%	13,010	+110.0%	0.72%	+137.6%
SGEN	New	SEAGEN INCput	$2,036,640	–	9,600	–	0.68%	–
BX	Buy	BLACKSTONE INC	$1,956,376	+42.2%	18,260	+23.4%	0.65%	+47.8%
ABNB	Buy	AIRBNB INC	$1,823,109	+27.1%	13,287	+18.7%	0.61%	+32.2%
X	New	UNITED STATES STL CORP NEWcall	$1,825,376	–	56,200	–	0.61%	–
ATVI	Sell	ACTIVISION BLIZZARD INCcall	$1,788,333	-48.3%	19,100	-53.4%	0.60%	-46.2%
XBI	New	SPDR SER TRs&p biotech	$1,761,608	–	24,125	–	0.59%	–
GLD	Sell	SPDR GOLD TRcall	$1,714,500	-51.9%	10,000	-50.0%	0.57%	-50.0%
AAPL	Sell	APPLE INCput	$1,472,406	-24.1%	8,600	-14.0%	0.49%	-21.1%
CSV	New	CARRIAGE SVCS INC	$1,464,085	–	51,826	–	0.49%	–
SGEN	Sell	SEAGEN INC	$1,234,501	-3.8%	5,819	-12.7%	0.41%	0.0%
ABCM	New	ABCAM PLCads	$1,125,390	–	49,730	–	0.38%	–
ACI	New	ALBERTSONS COS INC	$1,033,146	–	45,413	–	0.34%	–
TSEM	Sell	TOWER SEMICONDUCTOR LTD	$962,138	-51.7%	39,175	-26.2%	0.32%	-49.7%
GDX	Sell	VANECK ETF TRUSTgold miners etf	$913,298	-21.2%	33,939	-11.8%	0.30%	-18.3%
TLT	Sell	ISHARES TRcall	$886,900	-52.1%	10,000	-44.4%	0.30%	-50.2%
RSP	Buy	INVESCO EXCHANGE TRADED FD Ts&p500 eql wgt	$835,971	+123.5%	5,900	+136.0%	0.28%	+132.5%
CPRI	New	CAPRI HOLDINGS LIMITED	$815,665	–	15,504	–	0.27%	–
CPRI	New	CAPRI HOLDINGS LIMITEDput	$810,194	–	15,400	–	0.27%	–
AYX	New	ALTERYX INCcall	$802,797	–	21,300	–	0.27%	–
LBTYA	Buy	LIBERTY GLOBAL PLC	$770,400	+52.3%	45,000	+50.0%	0.26%	+58.6%
RVNC	New	REVANCE THERAPEUTICS INC	$731,339	–	63,761	–	0.24%	–
SGEN	Sell	SEAGEN INCcall	$700,095	-90.1%	3,300	-91.1%	0.23%	-89.8%
DIA	New	SPDR DOW JONES INDL AVERAGEut ser 1	$669,900	–	2,000	–	0.22%	–
DCTH	New	DELCATH SYS INC	$655,829	–	161,933	–	0.22%	–
CVS	Sell	CVS HEALTH CORP	$638,644	-31.3%	9,147	-31.9%	0.21%	-28.5%
NEWR	New	NEW RELIC INC	$599,939	–	7,007	–	0.20%	–
TLT	Sell	ISHARES TR20 yr tr bd etf	$513,692	-53.8%	5,792	-46.3%	0.17%	-52.0%
TECK	New	TECK RESOURCES LTDcl b	$507,255	–	11,772	–	0.17%	–
DEN	New	DENBURY INC	$490,050	–	5,000	–	0.16%	–
PNM	New	PNM RES INC	$485,089	–	10,874	–	0.16%	–
SQNS	New	SEQUANS COMMUNICATIONS S Asponsored ads	$468,538	–	165,561	–	0.16%	–
ACI	New	ALBERTSONS COS INCcall	$441,350	–	19,400	–	0.15%	–
SLV	New	ISHARES SILVER TRishares	$422,767	–	20,785	–	0.14%	–
	New	PROSHARES TRcall	$414,300	–	30,000	–	0.14%	–
	New	KENVUE INC	$355,577	–	17,708	–	0.12%	–
TSEM	New	TOWER SEMICONDUCTOR LTDcall	$343,840	–	14,000	–	0.12%	–
XLF	Sell	SELECT SECTOR SPDR TRfinancial	$331,700	-67.2%	10,000	-66.7%	0.11%	-65.7%
EEM	Sell	ISHARES TRmsci emg mkt etf	$318,780	-50.9%	8,400	-48.8%	0.11%	-49.0%
RVNC	New	REVANCE THERAPEUTICS INCcall	$308,543	–	26,900	–	0.10%	–
SIMO	Sell	SILICON MOTION TECHNOLOGY COput	$271,625	-74.8%	5,300	-64.7%	0.09%	-73.6%
CD	New	CHINDATA GROUP HLDGS LTDads	$267,426	–	32,220	–	0.09%	–
IGR	Sell	CBRE GBL REAL ESTATE INC FD	$247,257	-90.0%	54,946	-88.4%	0.08%	-89.6%
NGMS	New	NEOGAMES S A	$241,974	–	8,962	–	0.08%	–
	New	SOVOS BRANDS INC	$233,190	–	10,341	–	0.08%	–
NXGN	New	NEXTGEN HEALTHCARE INC	$227,666	–	9,594	–	0.08%	–
COIN	New	COINBASE GLOBAL INCput	$225,240	–	3,000	–	0.08%	–
COIN	New	COINBASE GLOBAL INC	$225,240	–	3,000	–	0.08%	–
CRNX	New	CRINETICS PHARMACEUTICALS INcall	$214,128	–	7,200	–	0.07%	–
COIN	New	COINBASE GLOBAL INCcall	$210,224	–	2,800	–	0.07%	–
DIS	New	DISNEY WALT CO	$201,085	–	2,481	–	0.07%	–
DVAX	Sell	DYNAVAX TECHNOLOGIES CORP	$197,741	+6.4%	13,388	-7.0%	0.07%	+10.0%
IRBT	New	IROBOT CORPput	$189,550	–	5,000	–	0.06%	–
SAVE	New	SPIRIT AIRLS INCcall	$113,850	–	6,900	–	0.04%	–
X	New	UNITED STATES STL CORP NEW	$102,409	–	3,153	–	0.03%	–
IRBT	New	IROBOT CORP	$102,899	–	2,715	–	0.03%	–
SAVE	New	SPIRIT AIRLS INC	$97,532	–	5,911	–	0.03%	–
GSAT	Sell	GLOBALSTAR INC	$94,874	+0.5%	72,423	-17.2%	0.03%	+6.7%
ACI	New	ALBERTSONS COS INCput	$77,350	–	3,400	–	0.03%	–
OXSQ	Sell	OXFORD SQUARE CAP CORP	$74,431	-87.7%	24,728	-89.2%	0.02%	-87.1%
AYX	New	ALTERYX INC	$73,194	–	1,942	–	0.02%	–
CRNX	New	CRINETICS PHARMACEUTICALS IN	$52,610	–	1,769	–	0.02%	–
AAPL	New	APPLE INC	$46,227	–	270	–	0.02%	–
	New	JETAI INC*w exp 07/26/202	$624	–	12,580	–	0.00%	–
ANZUW	Exit	ANZU SPECIAL ACQUISITIN CORP*w exp 01/27/202	$0	–	-18,395	–	0.00%	–
	Exit	OXBRIDGE ACQUISITION CORP*w exp 08/04/202	$0	–	-12,580	–	0.00%	–
FHN	Exit	FIRST HORIZON CORPORATIONput	$0	–	-10,000	–	-0.04%	–
BBIO	Exit	BRIDGEBIO PHARMA INC	$0	–	-10,387	–	-0.06%	–
BBIO	Exit	BRIDGEBIO PHARMA INCcall	$0	–	-10,900	–	-0.06%	–
RPD	Exit	RAPID7 INCcall	$0	–	-5,000	–	-0.07%	–
ABST	Exit	ABSOLUTE SOFTWARE CORP	$0	–	-20,000	–	-0.07%	–
FHN	Exit	FIRST HORIZON CORPORATIONcall	$0	–	-23,400	–	-0.08%	–
KDNY	Exit	CHINOOK THERAPEUTICS INC	$0	–	-7,433	–	-0.09%	–
GDX	Exit	VANECK ETF TRUSTcall	$0	–	-10,000	–	-0.10%	–
	Exit	FORGEROCK INCcl a	$0	–	-15,307	–	-0.10%	–
AMC	Exit	AMC ENTMT HLDGS INCcall	$0	–	-73,300	–	-0.10%	–
EEM	Exit	ISHARES TRcall	$0	–	-10,000	–	-0.13%	–
AJRD	Exit	AEROJET ROCKETDYNE HLDGS INC	$0	–	-7,292	–	-0.13%	–
	Exit	BARCLAYS BANK PLCipth sr b s&p	$0	–	-16,668	–	-0.13%	–
ARNC	Exit	ARCONIC CORPORATION	$0	–	-17,020	–	-0.16%	–
IRBT	Exit	IROBOT CORPcall	$0	–	-11,100	–	-0.16%	–
RSP	Exit	INVESCO EXCHANGE TRADED FD Tcall	$0	–	-3,400	–	-0.16%	–
LSI	Exit	LIFE STORAGE INC	$0	–	-4,289	–	-0.18%	–
SHY	Exit	ISHARES TR1 3 yr treas bd	$0	–	-7,500	–	-0.20%	–
SYNH	Exit	SYNEOS HEALTH INCcl a	$0	–	-18,000	–	-0.24%	–
ISEE	Exit	IVERIC BIO INCput	$0	–	-20,000	–	-0.25%	–
PRTK	Exit	PARATEK PHARMACEUTICALS INC	$0	–	-361,226	–	-0.26%	–
KRE	Exit	SPDR SER TRput	$0	–	-20,000	–	-0.26%	–
SIMO	Exit	SILICON MOTION TECHNOLOGY COcall	$0	–	-11,700	–	-0.27%	–
ITB	Exit	ISHARES TRput	$0	–	-10,000	–	-0.27%	–
GER	Exit	GOLDMAN SACHS MLP ENERGY REN	$0	–	-55,787	–	-0.28%	–
KRE	Exit	SPDR SER TRs&p regl bkg	$0	–	-22,000	–	-0.29%	–
AMC	Exit	AMC ENTMT HLDGS INCput	$0	–	-226,300	–	-0.32%	–
RPD	Exit	RAPID7 INC	$0	–	-23,581	–	-0.34%	–
VECT	Exit	VECTIVBIO HLDG AG	$0	–	-63,581	–	-0.34%	–
FRG	Exit	FRANCHISE GROUP INC	$0	–	-38,000	–	-0.35%	–
UNVR	Exit	UNIVAR SOLUTIONS INC	$0	–	-30,509	–	-0.35%	–
XLF	Exit	SELECT SECTOR SPDR TRput	$0	–	-35,000	–	-0.38%	–
	Exit	DICE THERAPEUTICS INCput	$0	–	-26,300	–	-0.39%	–
IWM	Exit	ISHARES TRput	$0	–	-10,000	–	-0.60%	–
	Exit	DICE THERAPEUTICS INC	$0	–	-42,454	–	-0.63%	–
	Exit	TRADEUP ACQUISITION CORP	$0	–	-289,548	–	-1.01%	–
QQQ	Exit	INVESCO QQQ TRcall	$0	–	-13,000	–	-1.54%	–
XLE	Exit	SELECT SECTOR SPDR TRput	$0	–	-64,700	–	-1.68%	–
ISEE	Exit	IVERIC BIO INC	$0	–	-160,100	–	-2.02%	–
SPY	Exit	SPDR S&P 500 ETF TRput	$0	–	-46,000	–	-6.54%	–
QQQ	Exit	INVESCO QQQ TRput	$0	–	-133,000	–	-15.75%	–

Q2 2023

			Value		Shares		↓ Weighting
QQQ	New	INVESCO QQQ TRput	$49,132,860	–	133,000	–	15.75%	–
HYG	New	ISHARES TRiboxx hi yd etf	$35,020,155	–	466,500	–	11.22%	–
HZNP	New	HORIZON THERAPEUTICS PUB Lput	$31,544,095	–	306,700	–	10.11%	–
HZNP	New	HORIZON THERAPEUTICS PUB L	$25,684,011	–	249,723	–	8.23%	–
SPY	New	SPDR S&P 500 ETF TRput	$20,390,880	–	46,000	–	6.54%	–
CEF	New	SPROTT PHYSICAL GOLD & SILVEtr unit	$18,928,082	–	1,050,393	–	6.07%	–
FOX	New	FOX CORP	$16,681,308	–	523,089	–	5.35%	–
SGEN	New	SEAGEN INCcall	$7,101,774	–	36,900	–	2.28%	–
ISEE	New	IVERIC BIO INC	$6,298,334	–	160,100	–	2.02%	–
XLE	New	SELECT SECTOR SPDR TRput	$5,251,699	–	64,700	–	1.68%	–
FDEU	New	FIRST TR DYNAMIC EUROPE EQUI	$4,924,413	–	375,766	–	1.58%	–
QQQ	New	INVESCO QQQ TRcall	$4,802,460	–	13,000	–	1.54%	–
GLD	New	SPDR GOLD TRcall	$3,565,400	–	20,000	–	1.14%	–
ATVI	New	ACTIVISION BLIZZARD INCcall	$3,456,300	–	41,000	–	1.11%	–
HZNP	New	HORIZON THERAPEUTICS PUB Lcall	$3,280,915	–	31,900	–	1.05%	–
	New	TRADEUP ACQUISITION CORP	$3,138,700	–	289,548	–	1.01%	–
IEF	New	ISHARES TR7-10 yr trsy bd	$2,864,383	–	29,652	–	0.92%	–
	New	CENTER COAST BRKFLD MLP ENRG	$2,591,294	–	133,160	–	0.83%	–
LBRDK	New	LIBERTY BROADBAND CORP	$2,546,777	–	31,791	–	0.82%	–
IGR	New	CBRE GBL REAL ESTATE INC FD	$2,471,792	–	472,618	–	0.79%	–
TSEM	New	TOWER SEMICONDUCTOR LTD	$1,990,924	–	53,063	–	0.64%	–
	New	DICE THERAPEUTICS INC	$1,972,413	–	42,454	–	0.63%	–
AAPL	New	APPLE INCput	$1,939,700	–	10,000	–	0.62%	–
IWM	New	ISHARES TRput	$1,872,700	–	10,000	–	0.60%	–
SIMO	New	SILICON MOTION TECHNOLOGY COsponsored adr	$1,855,497	–	25,821	–	0.60%	–
TLT	New	ISHARES TRcall	$1,852,920	–	18,000	–	0.59%	–
SPYV	New	SPDR SER TRprtflo s&p500 vl	$1,764,634	–	40,848	–	0.57%	–
PANW	New	PALO ALTO NETWORKS INC	$1,585,184	–	6,204	–	0.51%	–
DELL	New	DELL TECHNOLOGIES INCcl c	$1,526,497	–	28,211	–	0.49%	–
ARES	New	ARES MANAGEMENT CORPORATION	$1,500,940	–	15,578	–	0.48%	–
TTD	New	THE TRADE DESK INC	$1,445,558	–	18,720	–	0.46%	–
FERG	New	FERGUSON PLC NEW	$1,437,656	–	9,139	–	0.46%	–
ABNB	New	AIRBNB INC	$1,434,751	–	11,195	–	0.46%	–
BX	New	BLACKSTONE INC	$1,375,491	–	14,795	–	0.44%	–
GOOGL	New	ALPHABET INCcap stk cl a	$1,328,790	–	11,101	–	0.43%	–
VEEV	New	VEEVA SYS INC	$1,329,932	–	6,726	–	0.43%	–
LULU	New	LULULEMON ATHLETICA INC	$1,312,260	–	3,467	–	0.42%	–
SGEN	New	SEAGEN INC	$1,283,323	–	6,668	–	0.41%	–
FCNCA	New	FIRST CTZNS BANCSHARES INC Ncl a	$1,261,631	–	983	–	0.40%	–
	New	DICE THERAPEUTICS INCput	$1,221,898	–	26,300	–	0.39%	–
XLF	New	SELECT SECTOR SPDR TRput	$1,179,850	–	35,000	–	0.38%	–
GDX	New	VANECK ETF TRUSTgold miners etf	$1,159,235	–	38,500	–	0.37%	–
TLT	New	ISHARES TR20 yr tr bd etf	$1,110,928	–	10,792	–	0.36%	–
UNVR	New	UNIVAR SOLUTIONS INC	$1,093,443	–	30,509	–	0.35%	–
FRG	New	FRANCHISE GROUP INC	$1,088,320	–	38,000	–	0.35%	–
SIMO	New	SILICON MOTION TECHNOLOGY COput	$1,077,900	–	15,000	–	0.34%	–
VECT	New	VECTIVBIO HLDG AG	$1,072,611	–	63,581	–	0.34%	–
RPD	New	RAPID7 INC	$1,067,748	–	23,581	–	0.34%	–
XLF	New	SELECT SECTOR SPDR TRfinancial	$1,011,300	–	30,000	–	0.32%	–
AMC	New	AMC ENTMT HLDGS INCput	$995,720	–	226,300	–	0.32%	–
LNG	New	CHENIERE ENERGY INC	$944,023	–	6,196	–	0.30%	–
CVS	New	CVS HEALTH CORP	$929,176	–	13,441	–	0.30%	–
KRE	New	SPDR SER TRs&p regl bkg	$898,260	–	22,000	–	0.29%	–
GER	New	GOLDMAN SACHS MLP ENERGY REN	$875,298	–	55,787	–	0.28%	–
ITB	New	ISHARES TRput	$854,400	–	10,000	–	0.27%	–
SIMO	New	SILICON MOTION TECHNOLOGY COcall	$840,762	–	11,700	–	0.27%	–
KRE	New	SPDR SER TRput	$816,600	–	20,000	–	0.26%	–
GLD	New	SPDR GOLD TR	$809,168	–	4,539	–	0.26%	–
PRTK	New	PARATEK PHARMACEUTICALS INC	$798,309	–	361,226	–	0.26%	–
ISEE	New	IVERIC BIO INCput	$786,800	–	20,000	–	0.25%	–
NATI	New	NATIONAL INSTRS CORP	$757,737	–	13,201	–	0.24%	–
SYNH	New	SYNEOS HEALTH INCcl a	$758,520	–	18,000	–	0.24%	–
EEM	New	ISHARES TRmsci emg mkt etf	$648,784	–	16,400	–	0.21%	–
NWSA	New	NEWS CORP NEWcl a	$645,275	–	33,091	–	0.21%	–
SHY	New	ISHARES TR1 3 yr treas bd	$608,100	–	7,500	–	0.20%	–
OXSQ	New	OXFORD SQUARE CAP CORP	$606,190	–	228,751	–	0.19%	–
ATVI	New	ACTIVISION BLIZZARD INCput	$598,530	–	7,100	–	0.19%	–
LSI	New	LIFE STORAGE INC	$570,265	–	4,289	–	0.18%	–
RSP	New	INVESCO EXCHANGE TRADED FD Tcall	$508,776	–	3,400	–	0.16%	–
LBTYA	New	LIBERTY GLOBAL PLC	$505,800	–	30,000	–	0.16%	–
IRBT	New	IROBOT CORPcall	$502,275	–	11,100	–	0.16%	–
ARNC	New	ARCONIC CORPORATION	$503,452	–	17,020	–	0.16%	–
	New	BARCLAYS BANK PLCipth sr b s&p	$416,700	–	16,668	–	0.13%	–
AJRD	New	AEROJET ROCKETDYNE HLDGS INC	$400,112	–	7,292	–	0.13%	–
EEM	New	ISHARES TRcall	$395,600	–	10,000	–	0.13%	–
RSP	New	INVESCO EXCHANGE TRADED FD Ts&p500 eql wgt	$374,100	–	2,500	–	0.12%	–
AMC	New	AMC ENTMT HLDGS INCcall	$322,520	–	73,300	–	0.10%	–
	New	FORGEROCK INCcl a	$314,406	–	15,307	–	0.10%	–
GDX	New	VANECK ETF TRUSTcall	$301,100	–	10,000	–	0.10%	–
KDNY	New	CHINOOK THERAPEUTICS INC	$285,576	–	7,433	–	0.09%	–
FHN	New	FIRST HORIZON CORPORATIONcall	$263,718	–	23,400	–	0.08%	–
ABST	New	ABSOLUTE SOFTWARE CORP	$229,200	–	20,000	–	0.07%	–
RPD	New	RAPID7 INCcall	$226,400	–	5,000	–	0.07%	–
DVAX	New	DYNAVAX TECHNOLOGIES CORP	$185,893	–	14,388	–	0.06%	–
BBIO	New	BRIDGEBIO PHARMA INCcall	$187,480	–	10,900	–	0.06%	–
BBIO	New	BRIDGEBIO PHARMA INC	$178,656	–	10,387	–	0.06%	–
FHN	New	FIRST HORIZON CORPORATIONput	$112,700	–	10,000	–	0.04%	–
GSAT	New	GLOBALSTAR INC	$94,417	–	87,423	–	0.03%	–
	New	NET POWER INC*w exp 06/08/202	$55,719	–	16,583	–	0.02%	–
EPIX	New	ESSA PHARMA INC	$27,000	–	10,000	–	0.01%	–
BARK	New	BARK INC	$14,368	–	10,803	–	0.01%	–
ROSSWS	New	ROSS ACQUISITION CORP II*w exp 02/01/202	$5,733	–	33,854	–	0.00%	–
	New	VERDE CLEAN FUELS INC*w exp 02/15/202	$3,207	–	10,689	–	0.00%	–
RMGCW	New	RMG ACQUISITION CORP III*w exp 02/08/202	$1,652	–	15,000	–	0.00%	–
	New	WINVEST ACQUISITION CORP*w exp 08/09/202	$2,850	–	95,000	–	0.00%	–
	New	GORILLA TECHNOLOGY GROUP INC*w exp 07/13/202	$1,610	–	11,615	–	0.00%	–
ANZUW	New	ANZU SPECIAL ACQUISITIN CORP*w exp 01/27/202	$918	–	18,395	–	0.00%	–
	New	OCEANTECH ACQUISITIONS I COR*w exp 99/99/999	$1,135	–	28,375	–	0.00%	–
	New	OXBRIDGE ACQUISITION CORP*w exp 08/04/202	$567	–	12,580	–	0.00%	–
BARKWS	New	BARK INC*w exp 05/01/202	$1,401	–	10,000	–	0.00%	–
	New	COEPTIS THERAPEUTICS HLDGS I*w exp 12/31/202	$1,175	–	16,382	–	0.00%	–
DKDCW	New	DATA KNIGHTS ACQUISITION COR*w exp 11/11/202	$755	–	30,200	–	0.00%	–
	New	AERWINS TECHNOLOGIES INC*w exp 02/03/202	$391	–	10,431	–	0.00%	–
	New	INTERNATIONAL MEDIA ACQUISIT*w exp 07/21/202	$315	–	17,972	–	0.00%	–
VHAQWS	New	VIVEON HEALTH ACQUISITION CO*w exp 99/99/999	$373	–	18,547	–	0.00%	–
	New	ECARX HOLDINGS INC*w exp 12/20/202	$928	–	12,500	–	0.00%	–
ADOCW	New	EDOC ACQUISITION CORP*w exp 11/30/202	$306	–	21,889	–	0.00%	–
	New	ADTHEORENT HOLDING COMPANY*w exp 12/26/202	$1,517	–	13,333	–	0.00%	–

Q4 2022

			Value		Shares		↓ Weighting
	Exit	BLACKROCK CORPOR HI YLD FD Iright 10/13/2022	$0	–	-195,099	–	0.00%	–
MLACW	Exit	MALACCA STRAITS ACQUISITION*w exp 06/30/202	$0	–	-11,424	–	0.00%	–
	Exit	INTERNATIONAL MEDIA ACQUISIT*w exp 07/21/202	$0	–	-17,972	–	-0.00%	–
DKDCW	Exit	DATA KNIGHTS ACQUISITION COR*w exp 11/11/202	$0	–	-30,200	–	-0.00%	–
ADOCW	Exit	EDOC ACQUISITION CORP*w exp 11/30/202	$0	–	-21,889	–	-0.00%	–
MONCW	Exit	MONUMENT CIRCLE ACQUISITN CO*w exp 01/14/202	$0	–	-50,000	–	-0.00%	–
	Exit	CENAQ ENERGY CORP*w exp 02/04/202	$0	–	-10,689	–	-0.00%	–
	Exit	GETTY IMAGES HOLDINGS INC*w exp 07/22/202	$0	–	-49,868	–	-0.00%	–
	Exit	OXBRIDGE ACQUISITION CORP*w exp 08/04/202	$0	–	-12,580	–	-0.00%	–
RMGCW	Exit	RMG ACQUISITION CORP III*w exp 02/08/202	$0	–	-15,000	–	-0.00%	–
VHAQWS	Exit	VIVEON HEALTH ACQUISITION CO*w exp 99/99/999	$0	–	-18,547	–	-0.00%	–
	Exit	PONO CAPITAL CORP*w exp 09/30/202	$0	–	-10,431	–	-0.00%	–
CLASWS	Exit	CLASS ACCELERATION CORP*w exp 03/31/202	$0	–	-100,000	–	-0.00%	–
	Exit	ADTHEORENT HOLDING COMPANY*w exp 12/26/202	$0	–	-13,333	–	-0.00%	–
ANZUW	Exit	ANZU SPECIAL ACQUISITIN CORP*w exp 01/27/202	$0	–	-18,395	–	-0.00%	–
BHSEW	Exit	BULL HORN HLDGS CORP*w exp 10/31/202	$0	–	-16,382	–	-0.00%	–
	Exit	OCEANTECH ACQUISITIONS I COR*w exp 99/99/999	$0	–	-28,375	–	-0.00%	–
	Exit	GORILLA TECHNOLOGY GROUP INC*w exp 07/13/202	$0	–	-11,615	–	-0.00%	–
BARKWS	Exit	BARK INC*w exp 05/01/202	$0	–	-10,000	–	-0.00%	–
	Exit	MULLEN AUTOMOTIVE INC	$0	–	-10,000	–	-0.00%	–
ROSSWS	Exit	ROSS ACQUISITION CORP II*w exp 02/01/202	$0	–	-33,854	–	-0.00%	–
BENEW	Exit	BENESSERE CAPITAL ACQUSTN CO*w exp 01/07/202	$0	–	-23,938	–	-0.00%	–
	Exit	RICE ACQUISITION CORP II*w exp 99/99/999	$0	–	-16,583	–	-0.00%	–
	Exit	WINVEST ACQUISITION CORP*w exp 08/09/202	$0	–	-95,000	–	-0.00%	–
FSTX	Exit	F-STAR THERAPEUTICS INCput	$0	–	-1,500	–	-0.01%	–
EPIX	Exit	ESSA PHARMA INC	$0	–	-10,000	–	-0.01%	–
BARK	Exit	BARK INC	$0	–	-10,803	–	-0.01%	–
GSAT	Exit	GLOBALSTAR INC	$0	–	-16,723	–	-0.02%	–
NLSN	Exit	NIELSEN HLDGS PLCput	$0	–	-2,200	–	-0.04%	–
AUY	Exit	YAMANA GOLD INC	$0	–	-19,046	–	-0.05%	–
AUSU	Exit	AUSTERLITZ ACQUISITION CORPunit 99/99/9999	$0	–	-10,000	–	-0.06%	–
SLACU	Exit	SOCIAL LEVERAGE ACQUISN CORPunit 99/99/9999	$0	–	-10,000	–	-0.06%	–
EDTX	Exit	EDTECHX HOLDINGS ACQU CORP I	$0	–	-11,224	–	-0.07%	–
FSTX	Exit	F-STAR THERAPEUTICS INC	$0	–	-26,798	–	-0.08%	–
GAPA	Exit	G&P ACQUISITION CORP	$0	–	-15,776	–	-0.09%	–
MFC	Exit	MANULIFE FINL CORP	$0	–	-10,000	–	-0.09%	–
	Exit	GOOD WKS II ACQUISITION CORP	$0	–	-16,383	–	-0.10%	–
IS	Exit	IRONSOURCE LTD	$0	–	-50,000	–	-0.10%	–
	Exit	DILA CAPITAL ACQUISITION COR	$0	–	-19,254	–	-0.11%	–
DVAX	Exit	DYNAVAX TECHNOLOGIES CORP	$0	–	-18,488	–	-0.11%	–
TSIBU	Exit	TISHMAN SPEYER INNOVATION COunit 02/11/2026	$0	–	-20,000	–	-0.12%	–
TSM	Exit	TAIWAN SEMICONDUCTOR MFG LTDsponsored ads	$0	–	-3,000	–	-0.12%	–
AMD	Exit	ADVANCED MICRO DEVICES INC	$0	–	-3,500	–	-0.13%	–
ECOM	Exit	CHANNELADVISOR CORP	$0	–	-10,000	–	-0.14%	–
	Exit	BELONG ACQUISITION CORP	$0	–	-23,300	–	-0.14%	–
PNM	Exit	PNM RES INC	$0	–	-5,200	–	-0.14%	–
GBT	Exit	GLOBAL BLOOD THERAPEUTICS IN	$0	–	-3,596	–	-0.14%	–
VAQC	Exit	VECTOR ACQUISITION CORP II	$0	–	-25,000	–	-0.15%	–
COVAU	Exit	COVA ACQUISITION CORPunit 04/01/2021	$0	–	-25,000	–	-0.15%	–
AAPL	Exit	APPLE INC	$0	–	-1,871	–	-0.15%	–
SWCH	Exit	SWITCH INCcl a	$0	–	-8,200	–	-0.16%	–
IRBT	Exit	IROBOT CORP	$0	–	-5,000	–	-0.17%	–
UUP	Exit	INVESCO DB US DLR INDEX TRput	$0	–	-10,000	–	-0.18%	–
ONEM	Exit	1LIFE HEALTHCARE INC	$0	–	-18,800	–	-0.19%	–
KNBE	Exit	KNOWBE4 INCcl a	$0	–	-16,846	–	-0.21%	–
PHYS	Exit	SPROTT PHYSICAL GOLD TRunit	$0	–	-27,456	–	-0.21%	–
IRBT	Exit	IROBOT CORPput	$0	–	-6,300	–	-0.21%	–
TGNA	Exit	TEGNA INC	$0	–	-17,499	–	-0.22%	–
AVLR	Exit	AVALARA INC	$0	–	-4,000	–	-0.22%	–
	Exit	10X CAP VENTURE ACQSTN CORP	$0	–	-39,984	–	-0.24%	–
ADEX	Exit	ADIT EDTECH ACQUISITION CORP	$0	–	-40,635	–	-0.24%	–
LBTYA	Exit	LIBERTY GLOBAL PLC	$0	–	-30,000	–	-0.28%	–
ANZU	Exit	ANZU SPECIAL ACQUISITIN CORP	$0	–	-50,000	–	-0.29%	–
RCHG	Exit	RECHARGE ACQUISITION CORP	$0	–	-59,211	–	-0.36%	–
AGCB	Exit	ALTIMETER GROWTH CORP 2	$0	–	-66,087	–	-0.39%	–
RMGC	Exit	RMG ACQUISITION CORP III	$0	–	-75,000	–	-0.44%	–
MN	Exit	MANNING & NAPIER INCcl a	$0	–	-62,291	–	-0.45%	–
	Exit	GALATA ACQUISITION CORP	$0	–	-76,857	–	-0.46%	–
SPYV	Exit	SPDR SER TRprtflo s&p500 vl	$0	–	-22,556	–	-0.46%	–
	Exit	WILLIAMS ROWLAND ACQUISITION	$0	–	-77,580	–	-0.46%	–
CRF	Exit	CORNERSTONE TOTAL RETURN FD	$0	–	-110,250	–	-0.53%	–
ROSS	Exit	ROSS ACQUISITION CORP II	$0	–	-100,000	–	-0.59%	–
SJR	Exit	SHAW COMMUNICATIONS INCcl b conv	$0	–	-41,738	–	-0.60%	–
MON	Exit	MONUMENT CIRCLE ACQUISITN CO	$0	–	-106,911	–	-0.63%	–
BHSE	Exit	BULL HORN HLDGS CORP	$0	–	-136,982	–	-0.83%	–
OIL	Exit	BARCLAYS BANK PLCipth crude oil	$0	–	-337,147	–	-0.85%	–
CLM	Exit	CORNERSTONE STRATEGIC VALUE	$0	–	-182,142	–	-0.93%	–
TLT	Exit	ISHARES TR20 yr tr bd etf	$0	–	-18,569	–	-1.13%	–
CLAS	Exit	CLASS ACCELERATION CORP	$0	–	-200,008	–	-1.17%	–
QFTA	Exit	QUANTUM FINTECH ACQUISTIN CO	$0	–	-209,064	–	-1.22%	–
	Exit	SPRINGWATER SPL SITUATIONS C	$0	–	-243,409	–	-1.44%	–
	Exit	OXUS ACQUISITION CORP	$0	–	-280,737	–	-1.68%	–
	Exit	TRADEUP ACQUISITION CORP	$0	–	-289,548	–	-1.73%	–
NLSN	Exit	NIELSEN HLDGS PLC	$0	–	-115,814	–	-1.90%	–
FXI	Exit	ISHARES TRchina lg-cap etf	$0	–	-154,000	–	-2.36%	–
HHLA	Exit	HH&L ACQUISITION CO	$0	–	-402,813	–	-2.38%	–
HYG	Exit	ISHARES TRiboxx hi yd etf	$0	–	-67,100	–	-2.84%	–
	Exit	GLADSTONE ACQUISITION CORP	$0	–	-508,663	–	-3.07%	–
SPY	Exit	SPDR S&P 500 ETF TRtr unit	$0	–	-16,143	–	-3.42%	–
	Exit	DECARBONIZATION PLUS ACQUISI	$0	–	-712,155	–	-4.24%	–
TWND	Exit	TAILWIND ACQUISITION CORP	$0	–	-785,413	–	-4.69%	–
FOX	Exit	FOX CORP	$0	–	-403,089	–	-6.82%	–
Y	Exit	ALLEGHANY CORP MD	$0	–	-20,000	–	-9.96%	–
CTXS	Exit	CITRIX SYS INC	$0	–	-286,774	–	-17.68%	–
CEF	Exit	SPROTT PHYSICAL GOLD & SILVEtr unit	$0	–	-2,065,396	–	-19.08%	–

Q3 2022

			Value		Shares		↓ Weighting
CEF	Buy	SPROTT PHYSICAL GOLD & SILVEtr unit	$32,158,000	+194.5%	2,065,396	+218.1%	19.08%	+90.1%
CTXS	New	CITRIX SYS INC	$29,796,000	–	286,774	–	17.68%	–
TWND	Sell	TAILWIND ACQUISITION CORP	$7,909,000	-0.3%	785,413	-1.5%	4.69%	-35.6%
SPY	New	SPDR S&P 500 ETF TRtr unit	$5,766,000	–	16,143	–	3.42%	–
HYG	Buy	ISHARES TRiboxx hi yd etf	$4,790,000	+1014.0%	67,100	+1050.9%	2.84%	+619.5%
FXI	Buy	ISHARES TRchina lg-cap etf	$3,982,000	+2328.0%	154,000	+3088.4%	2.36%	+1464.2%
NLSN	New	NIELSEN HLDGS PLC	$3,210,000	–	115,814	–	1.90%	–
TLT	Buy	ISHARES TR20 yr tr bd etf	$1,902,000	+451.3%	18,569	+519.0%	1.13%	+255.8%
CLM	New	CORNERSTONE STRATEGIC VALUE	$1,561,000	–	182,142	–	0.93%	–
SJR	Buy	SHAW COMMUNICATIONS INCcl b conv	$1,014,000	-15.0%	41,738	+3.1%	0.60%	-45.1%
CRF	New	CORNERSTONE TOTAL RETURN FD	$895,000	–	110,250	–	0.53%	–
SPYV	New	SPDR SER TRprtflo s&p500 vl	$778,000	–	22,556	–	0.46%	–
MN	New	MANNING & NAPIER INCcl a	$764,000	–	62,291	–	0.45%	–
LBTYA	Sell	LIBERTY GLOBAL PLC	$468,000	-36.5%	30,000	-14.3%	0.28%	-58.9%
AVLR	New	AVALARA INC	$367,000	–	4,000	–	0.22%	–
TGNA	New	TEGNA INC	$362,000	–	17,499	–	0.22%	–
IRBT	New	IROBOT CORPput	$355,000	–	6,300	–	0.21%	–
KNBE	New	KNOWBE4 INCcl a	$351,000	–	16,846	–	0.21%	–
ONEM	New	1LIFE HEALTHCARE INC	$322,000	–	18,800	–	0.19%	–
UUP	New	INVESCO DB US DLR INDEX TRput	$302,000	–	10,000	–	0.18%	–
IRBT	New	IROBOT CORP	$282,000	–	5,000	–	0.17%	–
SWCH	New	SWITCH INCcl a	$276,000	–	8,200	–	0.16%	–
AAPL	New	APPLE INC	$259,000	–	1,871	–	0.15%	–
GBT	New	GLOBAL BLOOD THERAPEUTICS IN	$245,000	–	3,596	–	0.14%	–
PNM	New	PNM RES INC	$238,000	–	5,200	–	0.14%	–
ECOM	New	CHANNELADVISOR CORP	$227,000	–	10,000	–	0.14%	–
AMD	New	ADVANCED MICRO DEVICES INC	$222,000	–	3,500	–	0.13%	–
TSM	New	TAIWAN SEMICONDUCTOR MFG LTDsponsored ads	$206,000	–	3,000	–	0.12%	–
DVAX	Buy	DYNAVAX TECHNOLOGIES CORP	$193,000	-4.5%	18,488	+15.5%	0.11%	-38.7%
IS	New	IRONSOURCE LTD	$172,000	–	50,000	–	0.10%	–
FSTX	New	F-STAR THERAPEUTICS INC	$137,000	–	26,798	–	0.08%	–
AUY	Sell	YAMANA GOLD INC	$86,000	-35.3%	19,046	-33.2%	0.05%	-58.2%
NLSN	New	NIELSEN HLDGS PLCput	$61,000	–	2,200	–	0.04%	–
GSAT	Sell	GLOBALSTAR INC	$27,000	-61.4%	16,723	-70.6%	0.02%	-75.0%
BARK	Sell	BARK INC	$20,000	0.0%	10,803	-31.6%	0.01%	-33.3%
EPIX	New	ESSA PHARMA INC	$18,000	–	10,000	–	0.01%	–
FSTX	New	F-STAR THERAPEUTICS INCput	$8,000	–	1,500	–	0.01%	–
	New	GORILLA TECHNOLOGY GROUP INC*w exp 07/13/202	$4,000	–	11,615	–	0.00%	–
	New	MULLEN AUTOMOTIVE INC	$3,000	–	10,000	–	0.00%	–
	New	GETTY IMAGES HOLDINGS INC*w exp 07/22/202	$2,000	–	49,868	–	0.00%	–
	New	BLACKROCK CORPOR HI YLD FD Iright 10/13/2022	$0	–	195,099	–	0.00%	–
GLSPW	Exit	GLOBAL SPAC PARTNERS CO*w exp 11/30/202	$0	–	-11,615	–	-0.00%	–
	Exit	QUANERGY SYSTEMS INC	$0	–	-23,800	–	-0.01%	–
GSAT	Exit	GLOBALSTAR INCcall	$0	–	-20,000	–	-0.02%	–
	Exit	PROSHARES TRcall	$0	–	-3,300	–	-0.04%	–
HIX	Exit	WESTERN ASSET HIGH INCOM FD	$0	–	-16,427	–	-0.07%	–
NOAC	Exit	NATURAL ORDER ACQUISITION CO	$0	–	-10,000	–	-0.09%	–
	Exit	PROSHARES TRbitcoin strate	$0	–	-9,000	–	-0.10%	–
ETAC	Exit	E MERGE TECHNOLOGY ACQUISITI	$0	–	-17,387	–	-0.16%	–
EEM	Exit	ISHARES TRmsci emg mkt etf	$0	–	-5,000	–	-0.18%	–
FTF	Exit	FRANKLIN LTD DURATION INCOME	$0	–	-96,936	–	-0.20%	–
XLE	Exit	SELECT SECTOR SPDR TRcall	$0	–	-3,000	–	-0.20%	–
GOOGL	Exit	ALPHABET INCcap stk cl a	$0	–	-100	–	-0.20%	–
BHVN	Exit	BIOHAVEN PHARMACTL HLDG CO L	$0	–	-2,225	–	-0.30%	–
XLE	Exit	SELECT SECTOR SPDR TRenergy	$0	–	-4,700	–	-0.31%	–
FXI	Exit	ISHARES TRput	$0	–	-10,000	–	-0.31%	–
AAPL	Exit	APPLE INCcall	$0	–	-2,500	–	-0.31%	–
XBI	Exit	SPDR SER TRcall	$0	–	-5,000	–	-0.34%	–
XLE	Exit	SELECT SECTOR SPDR TRput	$0	–	-9,000	–	-0.59%	–
GOAC	Exit	GO ACQUISITION CORP	$0	–	-79,406	–	-0.73%	–
MUDS	Exit	MUDRICK CAPITAL ACQU CORP II	$0	–	-158,326	–	-0.77%	–
	Exit	CHW ACQUISITION CORPORATION	$0	–	-95,764	–	-0.87%	–
FXI	Exit	ISHARES TRcall	$0	–	-30,000	–	-0.94%	–
	Exit	POINTS COM INC	$0	–	-42,495	–	-0.98%	–
GLD	Exit	SPDR GOLD TR	$0	–	-6,807	–	-1.05%	–
EEM	Exit	ISHARES TRput	$0	–	-30,000	–	-1.10%	–
VXX	Exit	BARCLAYS BANK PLCipth sr b s&p	$0	–	-129,252	–	-2.74%	–
DWIN	Exit	DELWINDS INS ACQUISITION COR	$0	–	-372,481	–	-3.43%	–

Q2 2022

			Value		Shares		↓ Weighting
Y	New	ALLEGHANY CORP MD	$16,662,000	–	20,000	–	15.31%	–
FOX	New	FOX CORP	$11,972,000	–	403,089	–	11.00%	–
CEF	New	SPROTT PHYSICAL GOLD & SILVEtr unit	$10,920,000	–	649,200	–	10.03%	–
TWND	New	TAILWIND ACQUISITION CORP	$7,932,000	–	797,226	–	7.29%	–
	New	DECARBONIZATION PLUS ACQUISI	$7,057,000	–	712,155	–	6.48%	–
	New	GLADSTONE ACQUISITION CORP	$5,132,000	–	508,663	–	4.72%	–
HHLA	New	HH&L ACQUISITION CO	$3,956,000	–	402,813	–	3.64%	–
DWIN	New	DELWINDS INS ACQUISITION COR	$3,732,000	–	372,481	–	3.43%	–
VXX	New	BARCLAYS BANK PLCipth sr b s&p	$2,983,000	–	129,252	–	2.74%	–
	New	TRADEUP ACQUISITION CORP	$2,895,000	–	289,548	–	2.66%	–
	New	OXUS ACQUISITION CORP	$2,813,000	–	280,737	–	2.58%	–
	New	SPRINGWATER SPL SITUATIONS C	$2,405,000	–	243,409	–	2.21%	–
QFTA	New	QUANTUM FINTECH ACQUISTIN CO	$2,055,000	–	209,064	–	1.89%	–
CLAS	New	CLASS ACCELERATION CORP	$1,964,000	–	200,008	–	1.80%	–
OIL	New	BARCLAYS BANK PLCipth crude oil	$1,739,000	–	337,147	–	1.60%	–
BHSE	New	BULL HORN HLDGS CORP	$1,381,000	–	136,982	–	1.27%	–
EEM	New	ISHARES TRput	$1,203,000	–	30,000	–	1.10%	–
SJR	New	SHAW COMMUNICATIONS INCcl b conv	$1,193,000	–	40,500	–	1.10%	–
GLD	New	SPDR GOLD TR	$1,147,000	–	6,807	–	1.05%	–
	New	POINTS COM INC	$1,062,000	–	42,495	–	0.98%	–
MON	New	MONUMENT CIRCLE ACQUISITN CO	$1,050,000	–	106,911	–	0.96%	–
FXI	New	ISHARES TRcall	$1,017,000	–	30,000	–	0.94%	–
ROSS	New	ROSS ACQUISITION CORP II	$982,000	–	100,000	–	0.90%	–
	New	CHW ACQUISITION CORPORATION	$948,000	–	95,764	–	0.87%	–
MUDS	New	MUDRICK CAPITAL ACQU CORP II	$840,000	–	158,326	–	0.77%	–
GOAC	New	GO ACQUISITION CORP	$792,000	–	79,406	–	0.73%	–
	New	WILLIAMS ROWLAND ACQUISITION	$775,000	–	77,580	–	0.71%	–
	New	GALATA ACQUISITION CORP	$759,000	–	76,857	–	0.70%	–
LBTYA	New	LIBERTY GLOBAL PLC	$737,000	–	35,000	–	0.68%	–
RMGC	New	RMG ACQUISITION CORP III	$737,000	–	75,000	–	0.68%	–
AGCB	New	ALTIMETER GROWTH CORP 2	$652,000	–	66,087	–	0.60%	–
XLE	New	SELECT SECTOR SPDR TRput	$644,000	–	9,000	–	0.59%	–
RCHG	New	RECHARGE ACQUISITION CORP	$593,000	–	59,211	–	0.54%	–
ANZU	New	ANZU SPECIAL ACQUISITIN CORP	$490,000	–	50,000	–	0.45%	–
HYG	New	ISHARES TRiboxx hi yd etf	$430,000	–	5,830	–	0.40%	–
ADEX	New	ADIT EDTECH ACQUISITION CORP	$400,000	–	40,635	–	0.37%	–
	New	10X CAP VENTURE ACQSTN CORP	$396,000	–	39,984	–	0.36%	–
PHYS	New	SPROTT PHYSICAL GOLD TRunit	$389,000	–	27,456	–	0.36%	–
XBI	New	SPDR SER TRcall	$371,000	–	5,000	–	0.34%	–
TLT	New	ISHARES TR20 yr tr bd etf	$345,000	–	3,000	–	0.32%	–
AAPL	New	APPLE INCcall	$342,000	–	2,500	–	0.31%	–
FXI	New	ISHARES TRput	$339,000	–	10,000	–	0.31%	–
XLE	New	SELECT SECTOR SPDR TRenergy	$336,000	–	4,700	–	0.31%	–
BHVN	New	BIOHAVEN PHARMACTL HLDG CO L	$324,000	–	2,225	–	0.30%	–
COVAU	New	COVA ACQUISITION CORPunit 04/01/2021	$247,000	–	25,000	–	0.23%	–
VAQC	New	VECTOR ACQUISITION CORP II	$245,000	–	25,000	–	0.22%	–
	New	BELONG ACQUISITION CORP	$229,000	–	23,300	–	0.21%	–
GOOGL	New	ALPHABET INCcap stk cl a	$218,000	–	100	–	0.20%	–
XLE	New	SELECT SECTOR SPDR TRcall	$215,000	–	3,000	–	0.20%	–
FTF	New	FRANKLIN LTD DURATION INCOME	$212,000	–	96,936	–	0.20%	–
DVAX	New	DYNAVAX TECHNOLOGIES CORP	$202,000	–	16,009	–	0.19%	–
EEM	New	ISHARES TRmsci emg mkt etf	$201,000	–	5,000	–	0.18%	–
TSIBU	New	TISHMAN SPEYER INNOVATION COunit 02/11/2026	$196,000	–	20,000	–	0.18%	–
	New	DILA CAPITAL ACQUISITION COR	$189,000	–	19,254	–	0.17%	–
ETAC	New	E MERGE TECHNOLOGY ACQUISITI	$174,000	–	17,387	–	0.16%	–
MFC	New	MANULIFE FINL CORP	$173,000	–	10,000	–	0.16%	–
FXI	New	ISHARES TRchina lg-cap etf	$164,000	–	4,830	–	0.15%	–
	New	GOOD WKS II ACQUISITION CORP	$162,000	–	16,383	–	0.15%	–
GAPA	New	G&P ACQUISITION CORP	$157,000	–	15,776	–	0.14%	–
AUY	New	YAMANA GOLD INC	$133,000	–	28,500	–	0.12%	–
EDTX	New	EDTECHX HOLDINGS ACQU CORP I	$114,000	–	11,224	–	0.10%	–
	New	PROSHARES TRbitcoin strate	$104,000	–	9,000	–	0.10%	–
NOAC	New	NATURAL ORDER ACQUISITION CO	$99,000	–	10,000	–	0.09%	–
SLACU	New	SOCIAL LEVERAGE ACQUISN CORPunit 99/99/9999	$98,000	–	10,000	–	0.09%	–
AUSU	New	AUSTERLITZ ACQUISITION CORPunit 99/99/9999	$98,000	–	10,000	–	0.09%	–
HIX	New	WESTERN ASSET HIGH INCOM FD	$81,000	–	16,427	–	0.07%	–
GSAT	New	GLOBALSTAR INC	$70,000	–	56,899	–	0.06%	–
	New	PROSHARES TRcall	$38,000	–	3,300	–	0.04%	–
GSAT	New	GLOBALSTAR INCcall	$25,000	–	20,000	–	0.02%	–
BARK	New	BARK INC	$20,000	–	15,803	–	0.02%	–
	New	QUANERGY SYSTEMS INC	$10,000	–	23,800	–	0.01%	–
	New	WINVEST ACQUISITION CORP*w exp 08/09/202	$9,000	–	95,000	–	0.01%	–
CLASWS	New	CLASS ACCELERATION CORP*w exp 03/31/202	$8,000	–	100,000	–	0.01%	–
BENEW	New	BENESSERE CAPITAL ACQUSTN CO*w exp 01/07/202	$6,000	–	23,938	–	0.01%	–
	New	ADTHEORENT HOLDING COMPANY*w exp 12/26/202	$5,000	–	13,333	–	0.01%	–
MONCW	New	MONUMENT CIRCLE ACQUISITN CO*w exp 01/14/202	$5,000	–	50,000	–	0.01%	–
	New	RICE ACQUISITION CORP II*w exp 99/99/999	$5,000	–	16,583	–	0.01%	–
ROSSWS	New	ROSS ACQUISITION CORP II*w exp 02/01/202	$5,000	–	33,854	–	0.01%	–
	New	OCEANTECH ACQUISITIONS I COR*w exp 99/99/999	$3,000	–	28,375	–	0.00%	–
ANZUW	New	ANZU SPECIAL ACQUISITIN CORP*w exp 01/27/202	$2,000	–	18,395	–	0.00%	–
BARKWS	New	BARK INC*w exp 05/01/202	$2,000	–	10,000	–	0.00%	–
	New	OXBRIDGE ACQUISITION CORP*w exp 08/04/202	$1,000	–	12,580	–	0.00%	–
GLSPW	New	GLOBAL SPAC PARTNERS CO*w exp 11/30/202	$1,000	–	11,615	–	0.00%	–
ADOCW	New	EDOC ACQUISITION CORP*w exp 11/30/202	$1,000	–	21,889	–	0.00%	–
DKDCW	New	DATA KNIGHTS ACQUISITION COR*w exp 11/11/202	$1,000	–	30,200	–	0.00%	–
BHSEW	New	BULL HORN HLDGS CORP*w exp 10/31/202	$1,000	–	16,382	–	0.00%	–
	New	CENAQ ENERGY CORP*w exp 02/04/202	$1,000	–	10,689	–	0.00%	–
RMGCW	New	RMG ACQUISITION CORP III*w exp 02/08/202	$1,000	–	15,000	–	0.00%	–
VHAQWS	New	VIVEON HEALTH ACQUISITION CO*w exp 99/99/999	$1,000	–	18,547	–	0.00%	–
	New	PONO CAPITAL CORP*w exp 09/30/202	$1,000	–	10,431	–	0.00%	–
	New	INTERNATIONAL MEDIA ACQUISIT*w exp 07/21/202	$1,000	–	17,972	–	0.00%	–
MLACW	New	MALACCA STRAITS ACQUISITION*w exp 06/30/202	$0	–	11,424	–	0.00%	–

Q4 2021

			Value		Shares		↓ Weighting
ENFA	Exit	890 5TH AVE PARTNERS INCcall	$0	–	-1,500	–	-0.00%	–
BARK	Exit	THE ORIGINAL BARK COMPANY	$0	–	-4,103	–	-0.01%	–
	Exit	TMC THE METALS COMPANY INC	$0	–	-10,000	–	-0.01%	–
	Exit	TMC THE METALS COMPANY INCcall	$0	–	-10,000	–	-0.01%	–
BARK	Exit	THE ORIGINAL BARK COMPANYcall	$0	–	-10,000	–	-0.02%	–
CFV	Exit	CF ACQUISITION CORP Vcall	$0	–	-8,333	–	-0.02%	–
SLACU	Exit	SOCIAL LEVERAGE ACQUISN CORPunit 99/99/9999	$0	–	-10,000	–	-0.03%	–
NOAC	Exit	NATURAL ORDER ACQUISITION CO	$0	–	-10,000	–	-0.03%	–
HUGSU	Exit	USHG ACQUISITION CORPunit 99/99/9999	$0	–	-10,000	–	-0.03%	–
AUSU	Exit	AUSTERLITZ ACQUISITION CORPunit 99/99/9999	$0	–	-10,000	–	-0.03%	–
AVPT	Exit	AVEPOINT INCcall	$0	–	-14,000	–	-0.04%	–
ETAC	Exit	E MERGE TECHNOLOGY ACQUISITI	$0	–	-14,289	–	-0.04%	–
RMGC	Exit	RMG ACQUISITION CORP IIIcall	$0	–	-15,000	–	-0.04%	–
GAPA	Exit	G&P ACQUISITION CORP	$0	–	-14,746	–	-0.04%	–
TACA	Exit	TREPONT ACQUISITION CORP I	$0	–	-15,272	–	-0.04%	–
IMPX	Exit	AEA-BRIDGES IMPACT CORP	$0	–	-17,661	–	-0.05%	–
	Exit	DILA CAPITAL ACQUISITION COR	$0	–	-19,254	–	-0.06%	–
MFC	Exit	MANULIFE FINL CORP	$0	–	-10,000	–	-0.06%	–
TSIBU	Exit	TISHMAN SPEYER INNOVATION COunit 02/11/2026	$0	–	-20,000	–	-0.06%	–
VAQC	Exit	VECTOR ACQUISITION CORP II	$0	–	-25,000	–	-0.07%	–
CFV	Exit	CF ACQUISITION CORP Vcl a	$0	–	-25,000	–	-0.07%	–
COVAU	Exit	COVA ACQUISITION CORPunit 04/01/2021	$0	–	-25,000	–	-0.07%	–
	Exit	TRADEUP ACQUISITION CORP	$0	–	-26,286	–	-0.08%	–
BIIB	Exit	BIOGEN INCcall	$0	–	-1,000	–	-0.08%	–
ROSS	Exit	ROSS ACQUISITION CORP IIcall	$0	–	-33,333	–	-0.10%	–
GIG	Exit	GIGCAPITAL4 INCcall	$0	–	-33,333	–	-0.10%	–
VOSO	Exit	VIRTUOSO ACQUISITION CORP	$0	–	-36,600	–	-0.11%	–
PHYS	Exit	SPROTT PHYSICAL GOLD TRunit	$0	–	-27,456	–	-0.11%	–
MACQU	Exit	MCAP ACQUISITION CORPunit 02/18/2030	$0	–	-40,000	–	-0.12%	–
VXX	Exit	BARCLAYS BANK PLCcall	$0	–	-15,000	–	-0.12%	–
MON	Exit	MONUMENT CIRCLE ACQUISITN COcall	$0	–	-50,000	–	-0.14%	–
ANZUU	Exit	ANZU SPECIAL ACQUISITIN CORPunit 01/27/2026	$0	–	-50,000	–	-0.15%	–
MUDS	Exit	MUDRICK CAPITAL ACQU CORP II	$0	–	-51,111	–	-0.15%	–
GME	Exit	GAMESTOP CORP NEWput	$0	–	-3,000	–	-0.16%	–
ACEV	Exit	ACE CONVERGENCE ACQU CORPcl a	$0	–	-53,992	–	-0.16%	–
VXX	Exit	BARCLAYS BANK PLCput	$0	–	-20,000	–	-0.17%	–
RCHG	Exit	RECHARGE ACQUISITION CORP	$0	–	-59,211	–	-0.17%	–
EUFN	Exit	ISHARES TRmsci euro fl etf	$0	–	-30,000	–	-0.18%	–
RMGC	Exit	RMG ACQUISITION CORP III	$0	–	-75,000	–	-0.22%	–
GOAC	Exit	GO ACQUISITION CORP	$0	–	-75,729	–	-0.22%	–
	Exit	GALATA ACQUISITION CORP	$0	–	-76,994	–	-0.23%	–
	Exit	WILLIAMS ROWLAND ACQUISITION	$0	–	-77,580	–	-0.23%	–
TSLA	Exit	TESLA INCcall	$0	–	-1,000	–	-0.23%	–
VHAQ	Exit	VIVEON HEALTH ACQUISITION CO	$0	–	-79,179	–	-0.24%	–
ASTS	Exit	AST SPACEMOBILE INCcall	$0	–	-80,823	–	-0.26%	–
AMD	Exit	ADVANCED MICRO DEVICES INC	$0	–	-8,730	–	-0.27%	–
BTAQ	Exit	BURGUNDY TECHNOLOGY ACQU CORcl a	$0	–	-93,486	–	-0.28%	–
ROSS	Exit	ROSS ACQUISITION CORP II	$0	–	-100,000	–	-0.29%	–
CLAS	Exit	CLASS ACCELERATION CORPcall	$0	–	-100,000	–	-0.29%	–
GIG	Exit	GIGCAPITAL4 INC	$0	–	-100,000	–	-0.29%	–
ENFA	Exit	890 5TH AVE PARTNERS INC	$0	–	-100,000	–	-0.30%	–
MON	Exit	MONUMENT CIRCLE ACQUISITN CO	$0	–	-106,911	–	-0.31%	–
MSTR	Exit	MICROSTRATEGY INCput	$0	–	-1,800	–	-0.31%	–
BHSE	Exit	BULL HORN HLDGS CORP	$0	–	-111,298	–	-0.33%	–
XLF	Exit	SELECT SECTOR SPDR TRput	$0	–	-45,000	–	-0.50%	–
CLAS	Exit	CLASS ACCELERATION CORP	$0	–	-200,008	–	-0.58%	–
AGCB	Exit	ALTIMETER GROWTH CORP 2	$0	–	-200,127	–	-0.59%	–
KINZ	Exit	KINS TECHNOLOGY GROUP INC	$0	–	-224,995	–	-0.66%	–
	Exit	SPRINGWATER SPL SITUATIONS C	$0	–	-243,320	–	-0.71%	–
QQQ	Exit	INVESCO QQQ TRput	$0	–	-10,000	–	-1.06%	–
HHLA	Exit	HH&L ACQUISITION CO	$0	–	-402,813	–	-1.16%	–
TWND	Exit	TAILWIND ACQUISITION CORP	$0	–	-422,700	–	-1.23%	–
GAB	Exit	GABELLI EQUITY TR INC	$0	–	-624,836	–	-1.24%	–
XLRN	Exit	ACCELERON PHARMA INC	$0	–	-25,000	–	-1.28%	–
HYG	Exit	ISHARES TRiboxx hi yd etf	$0	–	-84,700	–	-2.20%	–
FOX	Exit	FOX CORP	$0	–	-403,089	–	-4.45%	–
CEF	Exit	SPROTT PHYSICAL GOLD & SILVEtr unit	$0	–	-1,181,990	–	-6.02%	–
NUAN	Exit	NUANCE COMMUNICATIONS INC	$0	–	-495,000	–	-8.10%	–
EEM	Exit	ISHARES TRmsci emg mkt etf	$0	–	-736,282	–	-11.03%	–
XLNX	Exit	XILINX INC	$0	–	-302,160	–	-13.57%	–
AMD	Exit	ADVANCED MICRO DEVICES INCput	$0	–	-511,600	–	-15.66%	–
KSU	Exit	KANSAS CITY SOUTHERN	$0	–	-282,024	–	-22.70%	–

Q3 2021

			Value		Shares		↓ Weighting
KSU	Buy	KANSAS CITY SOUTHERN	$76,327,000	+175.4%	282,024	+188.4%	22.70%	+184.1%
AMD	New	ADVANCED MICRO DEVICES INCput	$52,643,000	–	511,600	–	15.66%	–
XLNX	Buy	XILINX INC	$45,623,000	+17.9%	302,160	+13.0%	13.57%	+21.6%
EEM	Buy	ISHARES TRmsci emg mkt etf	$37,094,000	-7.8%	736,282	+1.0%	11.03%	-4.9%
NUAN	Buy	NUANCE COMMUNICATIONS INC	$27,245,000	+6.5%	495,000	+5.3%	8.10%	+9.8%
FOX	Buy	FOX CORP	$14,963,000	+12.4%	403,089	+6.6%	4.45%	+16.0%
HYG	Buy	ISHARES TRiboxx hi yd etf	$7,410,000	+64.4%	84,700	+65.4%	2.20%	+69.5%
XLRN	New	ACCELERON PHARMA INC	$4,303,000	–	25,000	–	1.28%	–
GAB	New	GABELLI EQUITY TR INC	$4,155,000	–	624,836	–	1.24%	–
TWND	New	TAILWIND ACQUISITION CORP	$4,134,000	–	422,700	–	1.23%	–
HHLA	New	HH&L ACQUISITION CO	$3,915,000	–	402,813	–	1.16%	–
QQQ	New	INVESCO QQQ TRput	$3,580,000	–	10,000	–	1.06%	–
	New	SPRINGWATER SPL SITUATIONS C	$2,377,000	–	243,320	–	0.71%	–
KINZ	New	KINS TECHNOLOGY GROUP INC	$2,236,000	–	224,995	–	0.66%	–
AGCB	New	ALTIMETER GROWTH CORP 2	$1,979,000	–	200,127	–	0.59%	–
CLAS	Buy	CLASS ACCELERATION CORP	$1,944,000	+0.3%	200,008	+0.0%	0.58%	+3.4%
XLF	Sell	SELECT SECTOR SPDR TRput	$1,689,000	-74.3%	45,000	-74.9%	0.50%	-73.5%
BHSE	New	BULL HORN HLDGS CORP	$1,107,000	–	111,298	–	0.33%	–
MSTR	Buy	MICROSTRATEGY INCput	$1,041,000	+56.5%	1,800	+80.0%	0.31%	+61.5%
MON	Buy	MONUMENT CIRCLE ACQUISITN CO	$1,043,000	+7.9%	106,911	+6.9%	0.31%	+11.1%
GIG	New	GIGCAPITAL4 INC	$986,000	–	100,000	–	0.29%	–
ROSS	New	ROSS ACQUISITION CORP II	$969,000	–	100,000	–	0.29%	–
BTAQ	New	BURGUNDY TECHNOLOGY ACQU CORcl a	$930,000	–	93,486	–	0.28%	–
AMD	New	ADVANCED MICRO DEVICES INC	$898,000	–	8,730	–	0.27%	–
ASTS	New	AST SPACEMOBILE INCcall	$875,000	–	80,823	–	0.26%	–
VHAQ	New	VIVEON HEALTH ACQUISITION CO	$791,000	–	79,179	–	0.24%	–
	New	WILLIAMS ROWLAND ACQUISITION	$769,000	–	77,580	–	0.23%	–
	New	GALATA ACQUISITION CORP	$762,000	–	76,994	–	0.23%	–
GOAC	New	GO ACQUISITION CORP	$743,000	–	75,729	–	0.22%	–
EUFN	New	ISHARES TRmsci euro fl etf	$589,000	–	30,000	–	0.18%	–
RCHG	New	RECHARGE ACQUISITION CORP	$584,000	–	59,211	–	0.17%	–
VXX	Buy	BARCLAYS BANK PLCput	$557,000	-18.6%	20,000	+33.3%	0.17%	-15.7%
ACEV	New	ACE CONVERGENCE ACQU CORPcl a	$535,000	–	53,992	–	0.16%	–
GME	Buy	GAMESTOP CORP NEWput	$526,000	+122.9%	3,000	+172.7%	0.16%	+129.4%
MUDS	New	MUDRICK CAPITAL ACQU CORP II	$509,000	–	51,111	–	0.15%	–
VXX	New	BARCLAYS BANK PLCcall	$417,000	–	15,000	–	0.12%	–
GIG	New	GIGCAPITAL4 INCcall	$329,000	–	33,333	–	0.10%	–
ROSS	New	ROSS ACQUISITION CORP IIcall	$323,000	–	33,333	–	0.10%	–
	New	TRADEUP ACQUISITION CORP	$260,000	–	26,286	–	0.08%	–
	New	DILA CAPITAL ACQUISITION COR	$187,000	–	19,254	–	0.06%	–
IMPX	New	AEA-BRIDGES IMPACT CORP	$173,000	–	17,661	–	0.05%	–
TACA	New	TREPONT ACQUISITION CORP I	$152,000	–	15,272	–	0.04%	–
GAPA	New	G&P ACQUISITION CORP	$146,000	–	14,746	–	0.04%	–
ETAC	New	E MERGE TECHNOLOGY ACQUISITI	$140,000	–	14,289	–	0.04%	–
AVPT	New	AVEPOINT INCcall	$119,000	–	14,000	–	0.04%	–
NOAC	New	NATURAL ORDER ACQUISITION CO	$98,000	–	10,000	–	0.03%	–
	New	TMC THE METALS COMPANY INCcall	$46,000	–	10,000	–	0.01%	–
	New	TMC THE METALS COMPANY INC	$46,000	–	10,000	–	0.01%	–
BARK	Sell	THE ORIGINAL BARK COMPANY	$28,000	-68.9%	4,103	-49.4%	0.01%	-69.2%
ENFA	Sell	890 5TH AVE PARTNERS INCcall	$15,000	-95.4%	1,500	-95.5%	0.00%	-95.8%
XLE	Exit	SELECT SECTOR SPDR TRenergy	$0	–	-500	–	-0.01%	–
PSFE	Exit	PAYSAFE LIMITEDcall	$0	–	-3,320	–	-0.01%	–
ELMS	Exit	ELECTRIC LAST MILE SOLUTNS Icall	$0	–	-4,600	–	-0.01%	–
ZNTE	Exit	ZANITE ACQUISITION CORP	$0	–	-5,000	–	-0.01%	–
ZNTE	Exit	ZANITE ACQUISITION CORPcall	$0	–	-5,000	–	-0.01%	–
AMRN	Exit	AMARIN CORP PLCspons adr new	$0	–	-16,200	–	-0.02%	–
CLOV	Exit	CLOVER HEALTH INVESTMENTS COput	$0	–	-6,000	–	-0.02%	–
ELMS	Exit	ELECTRIC LAST MILE SOLUTNS I	$0	–	-10,000	–	-0.03%	–
DVAX	Exit	DYNAVAX TECHNOLOGIES CORPcall	$0	–	-10,000	–	-0.03%	–
GSAH	Exit	GS ACQUISITION HLDGS CORP II	$0	–	-10,000	–	-0.03%	–
CCAC	Exit	CITIC CAPITAL ACQUISITION CO	$0	–	-12,000	–	-0.03%	–
DM	Exit	DESKTOP METAL INC	$0	–	-12,000	–	-0.04%	–
WBA	Exit	WALGREENS BOOTS ALLIANCE INCput	$0	–	-3,600	–	-0.06%	–
HRB	Exit	BLOCK H & R INC	$0	–	-8,094	–	-0.06%	–
WBA	Exit	WALGREENS BOOTS ALLIANCE INCcall	$0	–	-3,600	–	-0.06%	–
SAM	Exit	BOSTON BEER INCcl a	$0	–	-209	–	-0.06%	–
XLE	Exit	SELECT SECTOR SPDR TRcall	$0	–	-4,000	–	-0.06%	–
GLV	Exit	CLOUGH GLOBAL DIVID & INCOME	$0	–	-20,333	–	-0.06%	–
PSFE	Exit	PAYSAFE LIMITEDord	$0	–	-20,000	–	-0.07%	–
PSFE	Exit	PAYSAFE LIMITEDput	$0	–	-20,000	–	-0.07%	–
CLOV	Exit	CLOVER HEALTH INVESTMENTS COcall	$0	–	-18,093	–	-0.07%	–
NXUU	Exit	NOVUS CAPITAL CORPORATION IIunit 99/99/9999	$0	–	-24,700	–	-0.07%	–
MU	Exit	MICRON TECHNOLOGY INCcall	$0	–	-3,000	–	-0.07%	–
MU	Exit	MICRON TECHNOLOGY INCput	$0	–	-3,000	–	-0.07%	–
BPY	Exit	BROOKFIELD PROPERTY PARTRS Lunit ltd partn	$0	–	-13,512	–	-0.07%	–
ACP	Exit	ABERDEEN INCOME CR STRATEGIE	$0	–	-25,822	–	-0.08%	–
SPYV	Exit	SPDR SER TRcall	$0	–	-7,500	–	-0.09%	–
VIAC	Exit	VIACOMCBS INCcall	$0	–	-10,000	–	-0.13%	–
HRB	Exit	BLOCK H & R INCput	$0	–	-20,000	–	-0.14%	–
GABRT	Exit	GABELLI EQUITY TR INCright 07/14/2021	$0	–	-4,161,638	–	-0.14%	–
FXI	Exit	ISHARES TRchina lg-cap etf	$0	–	-10,500	–	-0.14%	–
GLO	Exit	CLOUGH GLOBAL OPPORTUNITIESsh ben int	$0	–	-43,833	–	-0.15%	–
AMC	Exit	AMC ENTMT HLDGS INCput	$0	–	-10,000	–	-0.16%	–
WBT	Exit	WELBILT INC	$0	–	-25,000	–	-0.17%	–
MSTR	Exit	MICROSTRATEGY INCcall	$0	–	-1,000	–	-0.19%	–
TSLA	Exit	TESLA INCput	$0	–	-1,000	–	-0.19%	–
ROSSU	Exit	ROSS ACQUISITION CORP IIunit 99/99/9999	$0	–	-100,000	–	-0.29%	–
GIGGU	Exit	GIGCAPITAL4 INCunit 99/99/9999	$0	–	-100,000	–	-0.30%	–
NAV	Exit	NAVISTAR INTL CORP NEW	$0	–	-26,079	–	-0.34%	–
AJRD	Exit	AEROJET ROCKETDYNE HLDGS INC	$0	–	-25,000	–	-0.35%	–
EEM	Exit	ISHARES TRcall	$0	–	-22,200	–	-0.35%	–
IWM	Exit	ISHARES TRput	$0	–	-5,700	–	-0.38%	–
SPY	Exit	SPDR S&P 500 ETF TRcall	$0	–	-3,400	–	-0.42%	–
QQQ	Exit	INVESCO QQQ TRcall	$0	–	-6,000	–	-0.61%	–
FOXA	Exit	FOX CORPcall	$0	–	-100,000	–	-1.07%	–
GRUB	Exit	JUST EAT TAKEAWAY COM N Vsponsored ads	$0	–	-250,188	–	-1.32%	–
SPYV	Exit	SPDR SER TRprtflo s&p500 vl	$0	–	-156,149	–	-1.78%	–
WORK	Exit	SLACK TECHNOLOGIES INC	$0	–	-468,959	–	-5.99%	–
ALXN	Exit	ALEXION PHARMACEUTICALS INC	$0	–	-174,236	–	-9.23%	–
WLTW	Exit	WILLIS TOWERS WATSON PLC LTD	$0	–	-297,396	–	-19.73%	–

Q2 2021

			Value		Shares		↓ Weighting
WLTW	New	WILLIS TOWERS WATSON PLC LTD	$68,407,000	–	297,396	–	19.73%	–
EEM	New	ISHARES TRmsci emg mkt etf	$40,220,000	–	729,282	–	11.60%	–
XLNX	New	XILINX INC	$38,682,000	–	267,437	–	11.16%	–
ALXN	New	ALEXION PHARMACEUTICALS INC	$32,009,000	–	174,236	–	9.23%	–
KSU	New	KANSAS CITY SOUTHERN	$27,710,000	–	97,789	–	7.99%	–
NUAN	New	NUANCE COMMUNICATIONS INC	$25,587,000	–	470,000	–	7.38%	–
CEF	New	SPROTT PHYSICAL GOLD & SILVEtr unit	$22,080,000	–	1,181,990	–	6.37%	–
WORK	New	SLACK TECHNOLOGIES INC	$20,775,000	–	468,959	–	5.99%	–
FOX	New	FOX CORP	$13,309,000	–	378,089	–	3.84%	–
XLF	New	SELECT SECTOR SPDR TRput	$6,579,000	–	179,300	–	1.90%	–
SPYV	New	SPDR SER TRprtflo s&p500 vl	$6,174,000	–	156,149	–	1.78%	–
GRUB	New	JUST EAT TAKEAWAY COM N Vsponsored ads	$4,568,000	–	250,188	–	1.32%	–
HYG	New	ISHARES TRiboxx hi yd etf	$4,508,000	–	51,200	–	1.30%	–
FOXA	New	FOX CORPcall	$3,713,000	–	100,000	–	1.07%	–
QQQ	New	INVESCO QQQ TRcall	$2,127,000	–	6,000	–	0.61%	–
CLAS	New	CLASS ACCELERATION CORP	$1,938,000	–	200,000	–	0.56%	–
SPY	New	SPDR S&P 500 ETF TRcall	$1,455,000	–	3,400	–	0.42%	–
IWM	New	ISHARES TRput	$1,307,000	–	5,700	–	0.38%	–
EEM	New	ISHARES TRcall	$1,224,000	–	22,200	–	0.35%	–
AJRD	New	AEROJET ROCKETDYNE HLDGS INC	$1,207,000	–	25,000	–	0.35%	–
NAV	New	NAVISTAR INTL CORP NEW	$1,161,000	–	26,079	–	0.34%	–
GIGGU	New	GIGCAPITAL4 INCunit 99/99/9999	$1,022,000	–	100,000	–	0.30%	–
ROSSU	New	ROSS ACQUISITION CORP IIunit 99/99/9999	$997,000	–	100,000	–	0.29%	–
ENFA	New	890 5TH AVE PARTNERS INC	$986,000	–	100,000	–	0.28%	–
CLAS	New	CLASS ACCELERATION CORPcall	$969,000	–	100,000	–	0.28%	–
MON	New	MONUMENT CIRCLE ACQUISITN CO	$967,000	–	100,000	–	0.28%	–
RMGC	New	RMG ACQUISITION CORP III	$731,000	–	75,000	–	0.21%	–
VXX	New	BARCLAYS BANK PLCput	$684,000	–	15,000	–	0.20%	–
TSLA	New	TESLA INCcall	$680,000	–	1,000	–	0.20%	–
TSLA	New	TESLA INCput	$668,000	–	1,000	–	0.19%	–
MSTR	New	MICROSTRATEGY INCcall	$665,000	–	1,000	–	0.19%	–
MSTR	New	MICROSTRATEGY INCput	$665,000	–	1,000	–	0.19%	–
WBT	New	WELBILT INC	$579,000	–	25,000	–	0.17%	–
AMC	New	AMC ENTMT HLDGS INCput	$567,000	–	10,000	–	0.16%	–
GLO	New	CLOUGH GLOBAL OPPORTUNITIESsh ben int	$530,000	–	43,833	–	0.15%	–
ANZUU	New	ANZU SPECIAL ACQUISITIN CORPunit 01/27/2026	$500,000	–	50,000	–	0.14%	–
GABRT	New	GABELLI EQUITY TR INCright 07/14/2021	$486,000	–	4,161,638	–	0.14%	–
FXI	New	ISHARES TRchina lg-cap etf	$486,000	–	10,500	–	0.14%	–
MON	New	MONUMENT CIRCLE ACQUISITN COcall	$485,000	–	50,000	–	0.14%	–
HRB	New	BLOCK H & R INCput	$470,000	–	20,000	–	0.14%	–
VIAC	New	VIACOMCBS INCcall	$452,000	–	10,000	–	0.13%	–
MACQU	New	MCAP ACQUISITION CORPunit 02/18/2030	$399,000	–	40,000	–	0.12%	–
PHYS	New	SPROTT PHYSICAL GOLD TRunit	$385,000	–	27,456	–	0.11%	–
VOSO	New	VIRTUOSO ACQUISITION CORP	$363,000	–	36,600	–	0.10%	–
BIIB	New	BIOGEN INCcall	$346,000	–	1,000	–	0.10%	–
ENFA	New	890 5TH AVE PARTNERS INCcall	$329,000	–	33,333	–	0.10%	–
SPYV	New	SPDR SER TRcall	$297,000	–	7,500	–	0.09%	–
ACP	New	ABERDEEN INCOME CR STRATEGIE	$287,000	–	25,822	–	0.08%	–
BPY	New	BROOKFIELD PROPERTY PARTRS Lunit ltd partn	$256,000	–	13,512	–	0.07%	–
MU	New	MICRON TECHNOLOGY INCcall	$255,000	–	3,000	–	0.07%	–
MU	New	MICRON TECHNOLOGY INCput	$255,000	–	3,000	–	0.07%	–
COVAU	New	COVA ACQUISITION CORPunit 04/01/2021	$252,000	–	25,000	–	0.07%	–
NXUU	New	NOVUS CAPITAL CORPORATION IIunit 99/99/9999	$250,000	–	24,700	–	0.07%	–
VAQC	New	VECTOR ACQUISITION CORP II	$248,000	–	25,000	–	0.07%	–
CFV	New	CF ACQUISITION CORP Vcl a	$247,000	–	25,000	–	0.07%	–
PSFE	New	PAYSAFE LIMITEDord	$242,000	–	20,000	–	0.07%	–
CLOV	New	CLOVER HEALTH INVESTMENTS COcall	$241,000	–	18,093	–	0.07%	–
PSFE	New	PAYSAFE LIMITEDput	$242,000	–	20,000	–	0.07%	–
GME	New	GAMESTOP CORP NEWput	$236,000	–	1,100	–	0.07%	–
GLV	New	CLOUGH GLOBAL DIVID & INCOME	$221,000	–	20,333	–	0.06%	–
XLE	New	SELECT SECTOR SPDR TRcall	$215,000	–	4,000	–	0.06%	–
SAM	New	BOSTON BEER INCcl a	$213,000	–	209	–	0.06%	–
TSIBU	New	TISHMAN SPEYER INNOVATION COunit 02/11/2026	$201,000	–	20,000	–	0.06%	–
MFC	New	MANULIFE FINL CORP	$197,000	–	10,000	–	0.06%	–
WBA	New	WALGREENS BOOTS ALLIANCE INCput	$189,000	–	3,600	–	0.06%	–
HRB	New	BLOCK H & R INC	$190,000	–	8,094	–	0.06%	–
WBA	New	WALGREENS BOOTS ALLIANCE INCcall	$189,000	–	3,600	–	0.06%	–
RMGC	New	RMG ACQUISITION CORP IIIcall	$146,000	–	15,000	–	0.04%	–
DM	New	DESKTOP METAL INC	$138,000	–	12,000	–	0.04%	–
CCAC	New	CITIC CAPITAL ACQUISITION CO	$119,000	–	12,000	–	0.03%	–
BARK	New	THE ORIGINAL BARK COMPANYcall	$111,000	–	10,000	–	0.03%	–
AUSU	New	AUSTERLITZ ACQUISITION CORPunit 99/99/9999	$103,000	–	10,000	–	0.03%	–
GSAH	New	GS ACQUISITION HLDGS CORP II	$104,000	–	10,000	–	0.03%	–
DVAX	New	DYNAVAX TECHNOLOGIES CORPcall	$99,000	–	10,000	–	0.03%	–
ELMS	New	ELECTRIC LAST MILE SOLUTNS I	$101,000	–	10,000	–	0.03%	–
SLACU	New	SOCIAL LEVERAGE ACQUISN CORPunit 99/99/9999	$100,000	–	10,000	–	0.03%	–
HUGSU	New	USHG ACQUISITION CORPunit 99/99/9999	$100,000	–	10,000	–	0.03%	–
BARK	New	THE ORIGINAL BARK COMPANY	$90,000	–	8,103	–	0.03%	–
CFV	New	CF ACQUISITION CORP Vcall	$82,000	–	8,333	–	0.02%	–
CLOV	New	CLOVER HEALTH INVESTMENTS COput	$80,000	–	6,000	–	0.02%	–
AMRN	New	AMARIN CORP PLCspons adr new	$71,000	–	16,200	–	0.02%	–
ZNTE	New	ZANITE ACQUISITION CORPcall	$50,000	–	5,000	–	0.01%	–
ZNTE	New	ZANITE ACQUISITION CORP	$50,000	–	5,000	–	0.01%	–
ELMS	New	ELECTRIC LAST MILE SOLUTNS Icall	$46,000	–	4,600	–	0.01%	–
PSFE	New	PAYSAFE LIMITEDcall	$40,000	–	3,320	–	0.01%	–
XLE	New	SELECT SECTOR SPDR TRenergy	$27,000	–	500	–	0.01%	–

Q4 2020

			Value		Shares		↓ Weighting
AMRN	Exit	AMARIN CORP PLCspons adr new	$0	–	-10,000	–	-0.02%	–
XLF	Exit	SELECT SECTOR SPDR TRsbi int-finl	$0	–	-3,600	–	-0.03%	–
MFC	Exit	MANULIFE FINL CORP	$0	–	-10,000	–	-0.05%	–
VXX	Exit	BARCLAYS BANK PLCipth sr b s&p	$0	–	-5,622	–	-0.05%	–
AMRN	Exit	AMARIN CORP PLCcall	$0	–	-35,000	–	-0.06%	–
XLF	Exit	SELECT SECTOR SPDR TRput	$0	–	-10,000	–	-0.09%	–
XLF	Exit	SELECT SECTOR SPDR TRcall	$0	–	-15,000	–	-0.14%	–
PHYS	Exit	SPROTT PHYSICAL GOLD TRunit	$0	–	-27,456	–	-0.16%	–
VXX	Exit	BARCLAYS BANK PLCcall	$0	–	-28,000	–	-0.27%	–
GLD	Exit	SPDR GOLD TRcall	$0	–	-10,000	–	-0.68%	–
QQQ	Exit	INVESCO QQQ TRput	$0	–	-10,000	–	-1.06%	–
FOXA	Exit	FOX CORP	$0	–	-100,000	–	-1.07%	–
IMMU	Exit	IMMUNOMEDICS INC	$0	–	-40,000	–	-1.30%	–
WMGI	Exit	WRIGHT MED GROUP N V	$0	–	-189,742	–	-2.22%	–
LVGO	Exit	LIVONGO HEALTH INC	$0	–	-45,806	–	-2.46%	–
CEF	Exit	SPROTT PHYSICAL GOLD & SILVEtr unit	$0	–	-405,000	–	-2.85%	–
FXI	Exit	ISHARES TRchina lg-cap etf	$0	–	-200,001	–	-3.22%	–
TIF	Exit	TIFFANY & CO NEWcall	$0	–	-82,000	–	-3.64%	–
VVR	Exit	INVESCO SR INCOME TR	$0	–	-2,662,674	–	-3.74%	–
AMTD	Exit	TD AMERITRADE HLDG CORP	$0	–	-265,140	–	-3.98%	–
VTA	Exit	INVESCO DYNAMIC CR OPPORTUNI	$0	–	-1,308,875	–	-4.62%	–
VAR	Exit	VARIAN MED SYS INC	$0	–	-90,000	–	-5.93%	–
HYG	Exit	ISHARES TRiboxx hi yd etf	$0	–	-221,368	–	-7.12%	–
TIF	Exit	TIFFANY & CO NEW	$0	–	-168,375	–	-7.48%	–
MNTA	Exit	MOMENTA PHARMACEUTICALS INCcall	$0	–	-400,000	–	-8.05%	–
TIF	Exit	TIFFANY & CO NEWput	$0	–	-200,000	–	-8.88%	–
GRUB	Exit	GRUBHUB INC	$0	–	-427,688	–	-11.86%	–
WLTW	Exit	WILLIS TOWERS WATSON PLC LTD	$0	–	-236,987	–	-18.97%	–

Q3 2020

			Value		Shares		↓ Weighting
WLTW	New	WILLIS TOWERS WATSON PLC LTD	$49,488,000	–	236,987	–	18.97%	–
GRUB	New	GRUBHUB INC	$30,935,000	–	427,688	–	11.86%	–
TIF	Buy	TIFFANY & CO NEWput	$23,170,000	+26.7%	200,000	+33.3%	8.88%	-60.4%
MNTA	New	MOMENTA PHARMACEUTICALS INCcall	$20,992,000	–	400,000	–	8.05%	–
TIF	Buy	TIFFANY & CO NEW	$19,506,000	+30.5%	168,375	+37.3%	7.48%	-59.2%
HYG	New	ISHARES TRiboxx hi yd etf	$18,573,000	–	221,368	–	7.12%	–
VAR	New	VARIAN MED SYS INC	$15,480,000	–	90,000	–	5.93%	–
VTA	Buy	INVESCO DYNAMIC CR OPPORTUNI	$12,055,000	+13.3%	1,308,875	+9.5%	4.62%	-64.6%
VVR	Sell	INVESCO SR INCOME TR	$9,745,000	+5.6%	2,662,674	-0.2%	3.74%	-67.0%
TIF	New	TIFFANY & CO NEWcall	$9,500,000	–	82,000	–	3.64%	–
FXI	New	ISHARES TRchina lg-cap etf	$8,400,000	–	200,001	–	3.22%	–
CEF	New	SPROTT PHYSICAL GOLD & SILVEtr unit	$7,428,000	–	405,000	–	2.85%	–
LVGO	New	LIVONGO HEALTH INC	$6,415,000	–	45,806	–	2.46%	–
WMGI	Sell	WRIGHT MED GROUP N V	$5,795,000	+2.3%	189,742	-0.4%	2.22%	-68.0%
IMMU	New	IMMUNOMEDICS INC	$3,401,000	–	40,000	–	1.30%	–
FOXA	New	FOX CORP	$2,783,000	–	100,000	–	1.07%	–
QQQ	New	INVESCO QQQ TRput	$2,778,000	–	10,000	–	1.06%	–
GLD	New	SPDR GOLD TRcall	$1,771,000	–	10,000	–	0.68%	–
VXX	New	BARCLAYS BANK PLCcall	$697,000	–	28,000	–	0.27%	–
XLF	New	SELECT SECTOR SPDR TRcall	$361,000	–	15,000	–	0.14%	–
XLF	New	SELECT SECTOR SPDR TRput	$241,000	–	10,000	–	0.09%	–
AMRN	New	AMARIN CORP PLCcall	$147,000	–	35,000	–	0.06%	–
VXX	New	BARCLAYS BANK PLCipth sr b s&p	$140,000	–	5,622	–	0.05%	–
XLF	New	SELECT SECTOR SPDR TRsbi int-finl	$87,000	–	3,600	–	0.03%	–
AMRN	New	AMARIN CORP PLCspons adr new	$42,000	–	10,000	–	0.02%	–
VXX	Exit	BARCLAYS BK PLCput	$0	–	-10,000	–	-0.42%	–
NKLA	Exit	NIKOLA CORPput	$0	–	-10,000	–	-0.83%	–
HYG	Exit	ISHARES TRput	$0	–	-10,000	–	-1.00%	–
SLV	Exit	ISHARES SILVER TRishares	$0	–	-107,700	–	-2.25%	–
GLD	Exit	SPDR GOLD TR	$0	–	-23,800	–	-4.89%	–
MS	Exit	MORGAN STANLEY	$0	–	-101,476	–	-6.01%	–

Q2 2020

			Value		Shares		↓ Weighting
TIF	New	TIFFANY & CO NEWput	$18,291,000	–	150,000	–	22.44%	–
TIF	New	TIFFANY & CO NEW	$14,949,000	–	122,595	–	18.34%	–
VTA	New	INVESCO DYNAMIC CR OPPORTUNI	$10,643,000	–	1,195,845	–	13.06%	–
AMTD	New	TD AMERITRADE HLDG CORP	$9,646,000	–	265,140	–	11.84%	–
VVR	New	INVESCO SR INCOME TR	$9,230,000	–	2,667,674	–	11.33%	–
WMGI	New	WRIGHT MED GROUP N V	$5,663,000	–	190,542	–	6.95%	–
MS	New	MORGAN STANLEY	$4,901,000	–	101,476	–	6.01%	–
GLD	New	SPDR GOLD TR	$3,983,000	–	23,800	–	4.89%	–
SLV	New	ISHARES SILVER TRishares	$1,832,000	–	107,700	–	2.25%	–
HYG	New	ISHARES TRput	$816,000	–	10,000	–	1.00%	–
NKLA	New	NIKOLA CORPput	$675,000	–	10,000	–	0.83%	–
PHYS	New	SPROTT PHYSICAL GOLD TRunit	$393,000	–	27,456	–	0.48%	–
VXX	New	BARCLAYS BK PLCput	$340,000	–	10,000	–	0.42%	–
MFC	New	MANULIFE FINL CORP	$133,000	–	10,000	–	0.16%	–

Q4 2019

			Value		Shares		↓ Weighting
MFC	Exit	MANULIFE FINL CORP	$0	–	-10,000	–	-0.05%	–
HYT	Exit	BLACKROCK CORPOR HI YLD FD I	$0	–	-100,017	–	-0.27%	–
KBA	Exit	KRANESHARES TRbosera msci ch	$0	–	-47,511	–	-0.36%	–
PSDO	Exit	PRESIDIO INC	$0	–	-125,000	–	-0.53%	–
CY	Exit	CYPRESS SEMICONDUCTOR CORP	$0	–	-201,000	–	-1.18%	–
TAK	Exit	TAKEDA PHARMACEUTICAL CO LTDsponsored ads	$0	–	-273,772	–	-1.18%	–
EWM	Exit	ISHARES INCmsci mly etf new	$0	–	-200,000	–	-1.40%	–
WCG	Exit	WELLCARE HEALTH PLANS INC	$0	–	-26,100	–	-1.69%	–
VTA	Exit	INVESCO DYNAMIC CR OPP FD	$0	–	-1,033,676	–	-2.85%	–
VVR	Exit	INVESCO SR INCOME TR	$0	–	-3,824,748	–	-4.02%	–
EWH	Exit	ISHARES INCmsci hong kg etf	$0	–	-730,335	–	-4.15%	–
CEF	Exit	SPROTT PHYSICAL GOLD & SILVEtr unit	$0	–	-1,294,763	–	-4.59%	–
FXI	Exit	ISHARES TRchina lg-cap etf	$0	–	-515,438	–	-5.14%	–
MLNX	Exit	MELLANOX TECHNOLOGIES LTDput	$0	–	-200,000	–	-5.49%	–
MLNX	Exit	MELLANOX TECHNOLOGIES LTD	$0	–	-304,600	–	-8.36%	–
CELG	Exit	CELGENE CORPput	$0	–	-392,100	–	-9.75%	–
CELG	Exit	CELGENE CORP	$0	–	-603,045	–	-14.99%	–
AGN	Exit	ALLERGAN PLC	$0	–	-357,300	–	-15.06%	–
AGN	Exit	ALLERGAN PLCput	$0	–	-450,000	–	-18.96%	–

Q3 2019

			Value		Shares		↓ Weighting
AGN	Buy	ALLERGAN PLCput	$75,731,000	+29.2%	450,000	+28.6%	18.96%	+95.2%
AGN	Buy	ALLERGAN PLC	$60,130,000	+413.1%	357,300	+410.4%	15.06%	+674.8%
CELG	Buy	CELGENE CORP	$59,882,000	+17.6%	603,045	+9.5%	14.99%	+77.6%
CELG	Sell	CELGENE CORPput	$38,936,000	-45.6%	392,100	-49.4%	9.75%	-17.8%
MLNX	Sell	MELLANOX TECHNOLOGIES LTD	$33,381,000	-7.2%	304,600	-6.3%	8.36%	+40.2%
FXI	Sell	ISHARES TRchina lg-cap etf	$20,514,000	-46.9%	515,438	-43.0%	5.14%	-19.9%
CEF	Buy	SPROTT PHYSICAL GOLD & SILVEtr unit	$18,347,000	+53.3%	1,294,763	+43.1%	4.59%	+131.6%
EWH	Sell	ISHARES INCmsci hong kg etf	$16,579,000	-63.6%	730,335	-58.5%	4.15%	-45.0%
VVR	Buy	INVESCO SR INCOME TR	$16,064,000	+174.1%	3,824,748	+181.9%	4.02%	+313.8%
VTA	Buy	INVESCO DYNAMIC CR OPP FD	$11,381,000	+288.6%	1,033,676	+294.5%	2.85%	+486.4%
WCG	New	WELLCARE HEALTH PLANS INC	$6,764,000	–	26,100	–	1.69%	–
EWM	New	ISHARES INCmsci mly etf new	$5,570,000	–	200,000	–	1.40%	–
TAK	Sell	TAKEDA PHARMACEUTICAL CO LTDsponsored ads	$4,709,000	-20.3%	273,772	-18.0%	1.18%	+20.4%
CY	New	CYPRESS SEMICONDUCTOR CORP	$4,691,000	–	201,000	–	1.18%	–
PSDO	New	PRESIDIO INC	$2,113,000	–	125,000	–	0.53%	–
HYT	Sell	BLACKROCK CORPOR HI YLD FD I	$1,075,000	-37.8%	100,017	-37.9%	0.27%	-5.9%
TMUS	Exit	T MOBILE US INC	$0	–	-20,512	–	-0.25%	–
CNC	Exit	CENTENE CORP DEL	$0	–	-67,600	–	-0.59%	–
ASHR	Exit	DBX ETF TRxtrack hrvst csi	$0	–	-203,966	–	-0.95%	–
AABA	Exit	ALTABA INC	$0	–	-201,880	–	-2.32%	–
MCHI	Exit	ISHARES TRmsci china etf	$0	–	-280,000	–	-2.76%	–
APC	Exit	ANADARKO PETE CORP	$0	–	-471,034	–	-5.51%	–
RHT	Exit	RED HAT INCput	$0	–	-323,300	–	-10.06%	–
RHT	Exit	RED HAT INC	$0	–	-546,458	–	-17.01%	–

Q2 2019

			Value		Shares		↓ Weighting
RHT	New	RED HAT INC	$102,603,000	–	546,458	–	17.01%	–
CELG	New	CELGENE CORPput	$71,567,000	–	774,200	–	11.86%	–
RHT	New	RED HAT INCput	$60,703,000	–	323,300	–	10.06%	–
AGN	New	ALLERGAN PLCput	$58,601,000	–	350,000	–	9.72%	–
CELG	New	CELGENE CORP	$50,916,000	–	550,800	–	8.44%	–
EWH	New	ISHARES INCmsci hong kg etf	$45,557,000	–	1,760,335	–	7.55%	–
FXI	New	ISHARES TRchina lg-cap etf	$38,657,000	–	903,825	–	6.41%	–
MLNX	New	MELLANOX TECHNOLOGIES LTD	$35,968,000	–	325,000	–	5.96%	–
APC	New	ANADARKO PETE CORP	$33,236,000	–	471,034	–	5.51%	–
MLNX	New	MELLANOX TECHNOLOGIES LTDput	$22,134,000	–	200,000	–	3.67%	–
MCHI	New	ISHARES TRmsci china etf	$16,646,000	–	280,000	–	2.76%	–
AABA	New	ALTABA INC	$14,004,000	–	201,880	–	2.32%	–
CEF	New	SPROTT PHYSICAL GOLD & SILVEtr unit	$11,969,000	–	904,673	–	1.98%	–
AGN	New	ALLERGAN PLC	$11,720,000	–	70,000	–	1.94%	–
TAK	New	TAKEDA PHARMACEUTICAL CO LTDsponsored ads	$5,908,000	–	333,772	–	0.98%	–
VVR	New	INVESCO SR INCOME TR	$5,861,000	–	1,356,770	–	0.97%	–
ASHR	New	DBX ETF TRxtrack hrvst csi	$5,744,000	–	203,966	–	0.95%	–
CNC	New	CENTENE CORP DEL	$3,545,000	–	67,600	–	0.59%	–
VTA	New	INVESCO DYNAMIC CR OPP FD	$2,929,000	–	262,000	–	0.49%	–
HYT	New	BLACKROCK CORPOR HI YLD FD I	$1,728,000	–	161,150	–	0.29%	–
TMUS	New	T MOBILE US INC	$1,521,000	–	20,512	–	0.25%	–
KBA	New	KRANESHARES TRbosera msci ch	$1,471,000	–	47,511	–	0.24%	–
MFC	New	MANULIFE FINL CORP	$182,000	–	10,000	–	0.03%	–

Q4 2018

			Value		Shares		↓ Weighting
TAGS	Exit	TEUCRIUM COMMODITY TRagriculture fd	$0	–	-10,822	–	-0.06%	–
MFC	Exit	MANULIFE FINL CORP	$0	–	-25,000	–	-0.13%	–
BIDU	Exit	BAIDU INCspon adr rep a	$0	–	-2,027	–	-0.13%	–
EGOV	Exit	NIC INC	$0	–	-50,000	–	-0.21%	–
FWONA	Exit	LIBERTY MEDIA CORP DELAWARE	$0	–	-36,489	–	-0.37%	–
CPB	Exit	CAMPBELL SOUP CO	$0	–	-50,000	–	-0.52%	–
EMLC	Exit	VANECK VECTORS ETF TRjp morgan mkts	$0	–	-150,000	–	-0.70%	–
EWS	Exit	ISHARES INCmsci singpor etf	$0	–	-170,135	–	-1.18%	–
KBA	Exit	KRANESHARES TRbosera msci ch	$0	–	-162,313	–	-1.34%	–
DVMT	Exit	DELL TECHNOLOGIES INC	$0	–	-71,670	–	-1.99%	–
DISCK	Exit	DISCOVERY INC	$0	–	-300,000	–	-2.54%	–
EWY	Exit	ISHARES INCmsci sth kor etf	$0	–	-131,000	–	-2.56%	–
FXI	Exit	ISHARES TRchina lg-cap etf	$0	–	-256,084	–	-3.13%	–
ASHR	Exit	DBX ETF TRxtrack hrvst csi	$0	–	-485,737	–	-3.52%	–
EEM	Exit	ISHARES TRmsci emg mkt etf	$0	–	-318,800	–	-3.91%	–
FOX	Exit	TWENTY FIRST CENTY FOX INCcl b	$0	–	-464,985	–	-6.09%	–
SHPG	Exit	SHIRE PLCsponsored adr	$0	–	-120,000	–	-6.21%	–
EWH	Exit	ISHARES INCmsci hong kg etf	$0	–	-917,500	–	-6.27%	–
ESRX	Exit	EXPRESS SCRIPTS HLDG CO	$0	–	-319,226	–	-8.66%	–
NXPI	Exit	NXP SEMICONDUCTORS N V	$0	–	-377,249	–	-9.22%	–
AABA	Exit	ALTABA INC	$0	–	-809,675	–	-15.76%	–
AET	Exit	AETNA INC NEW	$0	–	-440,000	–	-25.50%	–

Q3 2018

			Value		Shares		↓ Weighting
AET	New	AETNA INC NEW	$89,254,000	–	440,000	–	25.50%	–
AABA	Sell	ALTABA INC	$55,155,000	-22.2%	809,675	-16.4%	15.76%	+27.9%
NXPI	Sell	NXP SEMICONDUCTORS N V	$32,255,000	-73.1%	377,249	-65.6%	9.22%	-55.7%
ESRX	Buy	EXPRESS SCRIPTS HLDG CO	$30,330,000	+1047.6%	319,226	+832.7%	8.66%	+1787.8%
EWH	Buy	ISHARES INCmsci hong kg etf	$21,947,000	+185.5%	917,500	+189.0%	6.27%	+369.7%
SHPG	New	SHIRE PLCsponsored adr	$21,752,000	–	120,000	–	6.21%	–
FOX	Sell	TWENTY FIRST CENTY FOX INCcl b	$21,306,000	-39.3%	464,985	-34.8%	6.09%	-0.2%
EEM	Sell	ISHARES TRmsci emg mkt etf	$13,683,000	-61.4%	318,800	-61.1%	3.91%	-36.5%
ASHR	Buy	DBX ETF TRxtrack hrvst csi	$12,313,000	+33.6%	485,737	+39.8%	3.52%	+119.9%
FXI	Sell	ISHARES TRchina lg-cap etf	$10,966,000	-77.0%	256,084	-76.9%	3.13%	-62.1%
DVMT	Sell	DELL TECHNOLOGIES INC	$6,961,000	-78.8%	71,670	-81.5%	1.99%	-65.1%
KBA	New	KRANESHARES TRbosera msci ch	$4,696,000	–	162,313	–	1.34%	–
CPB	New	CAMPBELL SOUP CO	$1,832,000	–	50,000	–	0.52%	–
EGOV	New	NIC INC	$740,000	–	50,000	–	0.21%	–
BIDU	New	BAIDU INCspon adr rep a	$464,000	–	2,027	–	0.13%	–
TAGS	Sell	TEUCRIUM COMMODITY TRagriculture fd	$217,000	-25.9%	10,822	-21.7%	0.06%	+21.6%
UTX	Exit	UNITED TECHNOLOGIES CORPput	$0	–	-14,000	–	-0.30%	–
ESRX	Exit	EXPRESS SCRIPTS HLDG COput	$0	–	-140,000	–	-1.88%	–
COL	Exit	ROCKWELL COLLINS INC	$0	–	-127,839	–	-2.99%	–
EWM	Exit	ISHARES INCmsci mly etf new	$0	–	-613,002	–	-3.32%	–
QCOM	Exit	QUALCOMM INCput	$0	–	-350,000	–	-3.41%	–
DVMT	Exit	DELL TECHNOLOGIES INCput	$0	–	-350,000	–	-5.14%	–
NXPI	Exit	NXP SEMICONDUCTORS N Vput	$0	–	-788,600	–	-14.96%	–

Q2 2018

			Value		Shares		↓ Weighting
NXPI	New	NXP SEMICONDUCTORS N V	$119,743,000	–	1,095,849	–	20.79%	–
NXPI	New	NXP SEMICONDUCTORS N Vput	$86,170,000	–	788,600	–	14.96%	–
AABA	New	ALTABA INC	$70,931,000	–	968,871	–	12.32%	–
FXI	New	ISHARES TRchina lg-cap etf	$47,600,000	–	1,107,748	–	8.26%	–
EEM	New	ISHARES TRmsci emg mkt etf	$35,479,000	–	818,800	–	6.16%	–
FOX	New	TWENTY FIRST CENTY FOX INCcl b	$35,119,000	–	712,785	–	6.10%	–
DVMT	New	DELL TECHNOLOGIES INC	$32,838,000	–	388,249	–	5.70%	–
DVMT	New	DELL TECHNOLOGIES INCput	$29,603,000	–	350,000	–	5.14%	–
QCOM	New	QUALCOMM INCput	$19,642,000	–	350,000	–	3.41%	–
EWM	New	ISHARES INCmsci mly etf new	$19,113,000	–	613,002	–	3.32%	–
COL	New	ROCKWELL COLLINS INC	$17,217,000	–	127,839	–	2.99%	–
ESRX	New	EXPRESS SCRIPTS HLDG COput	$10,809,000	–	140,000	–	1.88%	–
ASHR	New	DBX ETF TRxtrack hrvst csi	$9,216,000	–	347,362	–	1.60%	–
EWY	New	ISHARES INCmsci sth kor etf	$8,870,000	–	131,000	–	1.54%	–
EMLC	New	VANECK VECTORS ETF TRjp morgan mkts	$7,735,000	–	150,000	–	1.34%	–
EWH	New	ISHARES INCmsci hong kg etf	$7,687,000	–	317,500	–	1.34%	–
DISCK	New	DISCOVERY INC	$7,650,000	–	300,000	–	1.33%	–
EWS	New	ISHARES INCmsci singpor etf	$4,082,000	–	170,135	–	0.71%	–
ESRX	New	EXPRESS SCRIPTS HLDG CO	$2,643,000	–	34,226	–	0.46%	–
UTX	New	UNITED TECHNOLOGIES CORPput	$1,750,000	–	14,000	–	0.30%	–
FWONA	New	LIBERTY MEDIA CORP DELAWARE	$1,288,000	–	36,489	–	0.22%	–
MFC	New	MANULIFE FINL CORP	$449,000	–	25,000	–	0.08%	–
TAGS	New	TEUCRIUM COMMODITY TRagriculture fd	$293,000	–	13,822	–	0.05%	–

Q4 2017

			Value		Shares		↓ Weighting
AGND	Exit	WISDOMTREE TRbrclys negtv dur	$0	–	-6,901	–	-0.10%	–
TAGS	Exit	TEUCRIUM COMMODITY TRagriculture fd	$0	–	-13,822	–	-0.11%	–
BIDU	Exit	BAIDU INCspon adr rep a	$0	–	-1,594	–	-0.13%	–
MFC	Exit	MANULIFE FINL CORP	$0	–	-25,000	–	-0.17%	–
CPN	Exit	CALPINE CORP	$0	–	-72,000	–	-0.36%	–
UA	Exit	UNDER ARMOUR INCcl c	$0	–	-80,428	–	-0.41%	–
KBA	Exit	KRANESHARES TRbosera msci ch	$0	–	-42,559	–	-0.48%	–
FWONA	Exit	LIBERTY MEDIA CORP DELAWARE	$0	–	-50,812	–	-0.62%	–
ASHR	Exit	DBX ETF TRdbxtr har cs 300	$0	–	-86,850	–	-0.85%	–
EWH	Exit	ISHARES INCmsci hong kg etf	$0	–	-144,000	–	-1.19%	–
LVLT	Exit	LEVEL 3 COMMUNICATIONS INC	$0	–	-69,000	–	-1.24%	–
MON	Exit	MONSANTO CO NEW	$0	–	-41,143	–	-1.66%	–
EWY	Exit	ISHARES INCmsci sth kor etf	$0	–	-84,350	–	-1.96%	–
IEMG	Exit	ISHARES INCcore msci emkt	$0	–	-108,000	–	-1.96%	–
PRXL	Exit	PAREXEL INTL CORP	$0	–	-72,000	–	-2.13%	–
SPY	Exit	SPDR S&P 500 ETF TRtr unit	$0	–	-36,000	–	-3.04%	–
SCHE	Exit	SCHWAB STRATEGIC TRemrg mkteq etf	$0	–	-517,588	–	-4.68%	–
DVMT	Exit	DELL TECHNOLOGIES INC	$0	–	-508,567	–	-13.19%	–
NXPI	Exit	NXP SEMICONDUCTORS N V	$0	–	-349,233	–	-13.27%	–
TWX	Exit	TIME WARNER INC	$0	–	-736,676	–	-25.35%	–
AABA	Exit	ALTABA INC	$0	–	-1,218,985	–	-27.12%	–

Q3 2017

			Value		Shares		↓ Weighting
AABA	Buy	ALTABA INC	$80,746,000	+74.4%	1,218,985	+43.4%	27.12%	+124.8%
TWX	Buy	TIME WARNER INC	$75,472,000	+230.7%	736,676	+224.1%	25.35%	+326.2%
NXPI	Buy	NXP SEMICONDUCTORS N V	$39,495,000	+25.0%	349,233	+21.0%	13.27%	+61.2%
DVMT	Buy	DELL TECHNOLOGIES INC	$39,266,000	+38.1%	508,567	+9.3%	13.19%	+78.0%
SCHE	New	SCHWAB STRATEGIC TRemrg mkteq etf	$13,928,000	–	517,588	–	4.68%	–
SPY	New	SPDR S&P 500 ETF TRtr unit	$9,044,000	–	36,000	–	3.04%	–
PRXL	New	PAREXEL INTL CORP	$6,342,000	–	72,000	–	2.13%	–
IEMG	New	ISHARES INCcore msci emkt	$5,834,000	–	108,000	–	1.96%	–
EWY	New	ISHARES INCmsci sth kor etf	$5,825,000	–	84,350	–	1.96%	–
MON	Buy	MONSANTO CO NEW	$4,930,000	+22.5%	41,143	+21.0%	1.66%	+57.9%
LVLT	Sell	LEVEL 3 COMMUNICATIONS INC	$3,677,000	-78.9%	69,000	-76.5%	1.24%	-72.8%
EWH	New	ISHARES INCmsci hong kg etf	$3,555,000	–	144,000	–	1.19%	–
ASHR	New	DBX ETF TRdbxtr har cs 300	$2,535,000	–	86,850	–	0.85%	–
FWONA	Sell	LIBERTY MEDIA CORP DELAWARE	$1,854,000	-47.1%	50,812	-49.2%	0.62%	-31.8%
KBA	New	KRANESHARES TRbosera msci ch	$1,413,000	–	42,559	–	0.48%	–
UA	Sell	UNDER ARMOUR INCcl c	$1,208,000	-72.2%	80,428	-62.7%	0.41%	-64.1%
CPN	New	CALPINE CORP	$1,062,000	–	72,000	–	0.36%	–
BIDU	New	BAIDU INCspon adr rep a	$395,000	–	1,594	–	0.13%	–
FXI	Exit	ISHARES TRchina lg-cap etf	$0	–	-51,690	–	-0.54%	–
AWHHF	Exit	ALLIED WRLD ASSUR COM HLDG A	$0	–	-68,000	–	-0.94%	–
ASHR	Exit	DBX ETF TRput	$0	–	-300,000	–	-2.13%	–
WFM	Exit	WHOLE FOODS MKT INC	$0	–	-202,900	–	-2.23%	–
PNRA	Exit	PANERA BREAD COcl a	$0	–	-42,000	–	-3.44%	–
QQQ	Exit	POWERSHARES QQQ TRUSTput	$0	–	-249,100	–	-8.94%	–
MBBYF	Exit	MOBILEYE N V AMSTELVEEN	$0	–	-648,817	–	-10.62%	–
RAI	Exit	REYNOLDS AMERICAN INC	$0	–	-1,746,238	–	-29.60%	–

Q2 2017

			Value		Shares		↓ Weighting
RAI	New	REYNOLDS AMERICAN INC	$113,575,000	–	1,746,238	–	29.60%	–
AABA	New	ALTABA INC	$46,308,000	–	850,000	–	12.07%	–
MBBYF	New	MOBILEYE N V AMSTELVEEN	$40,746,000	–	648,817	–	10.62%	–
QQQ	New	POWERSHARES QQQ TRUSTput	$34,286,000	–	249,100	–	8.94%	–
NXPI	New	NXP SEMICONDUCTORS N V	$31,587,000	–	288,602	–	8.23%	–
DVMT	New	DELL TECHNOLOGIES INC	$28,435,000	–	465,304	–	7.41%	–
TWX	New	TIME WARNER INC	$22,823,000	–	227,300	–	5.95%	–
LVLT	New	LEVEL 3 COMMUNICATIONS INC	$17,397,000	–	293,381	–	4.53%	–
PNRA	New	PANERA BREAD COcl a	$13,215,000	–	42,000	–	3.44%	–
WFM	New	WHOLE FOODS MKT INC	$8,544,000	–	202,900	–	2.23%	–
ASHR	New	DBX ETF TRput	$8,178,000	–	300,000	–	2.13%	–
UA	New	UNDER ARMOUR INCcl c	$4,342,000	–	215,383	–	1.13%	–
MON	New	MONSANTO CO NEW	$4,024,000	–	34,000	–	1.05%	–
AWHHF	New	ALLIED WRLD ASSUR COM HLDG A	$3,597,000	–	68,000	–	0.94%	–
FWONA	New	LIBERTY MEDIA CORP DELAWARE	$3,502,000	–	99,968	–	0.91%	–
FXI	New	ISHARES TRchina lg-cap etf	$2,053,000	–	51,690	–	0.54%	–
MFC	New	MANULIFE FINL CORP	$469,000	–	25,000	–	0.12%	–
TAGS	New	TEUCRIUM COMMODITY TRagriculture fd	$343,000	–	13,822	–	0.09%	–
AGND	New	WISDOMTREE TRbrclys negtv dur	$299,000	–	6,901	–	0.08%	–

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