Worth Venture Partners, LLC - Q3 2019 holdings

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$175 Million is the total value of Worth Venture Partners, LLC's 193 reported holdings in Q3 2019. The portfolio turnover from Q2 2019 to Q3 2019 was 73.7% .

All

			Value		Shares		↓ Weighting
	Buy	SQURE 0.375 03/01/22 CVT CONVERTIBLE 0.375 01 Mar 22note 0.375% 3/0	$29,140,000	-9.6%	10,698,000	+5.3%	16.62%	-6.9%
	Buy	AMD 2.125 09/01/26 CVT CONVERTIBLE 2.125 01 Sep 26note 2.125% 9/0	$26,765,000	+8.3%	7,150,000	+12.1%	15.26%	+11.5%
	Buy	CZR 5.000 10/01/24 CVT CONVERTIBLE 5.000 01 Oct 24note 5.000%10/0	$14,744,000	+8.8%	8,523,080	+8.9%	8.41%	+12.0%
	Buy	ANTMX 2.750 10/15/42 CVT CONVERTIBLE 2.750 15 Oct 42note 2.750%10/1	$10,079,000	-0.2%	3,011,000	+16.8%	5.75%	+2.8%
	Buy	NICE 1.250 01/15/24 CVT CONVERTIBLE 1.250 15 Jan 24note 1.250% 1/1	$9,305,000	+19.8%	5,207,000	+14.2%	5.31%	+23.4%
	Buy	SRPTX 1.500 11/15/24 CVT CONVERTIBLE 1.500 15 Nov 24dbcv 1.500%11/1	$9,260,000	-29.9%	6,954,000	+17.3%	5.28%	-27.8%
	Buy	WDAY 1.500 07/15/20 CVT CONVERTIBLE 1.500 15 Jul 20note 1.500% 7/3	$8,626,000	-5.3%	4,128,000	+14.3%	4.92%	-2.5%
	Buy	RTRX 2.500 09/15/25 CVT CONVERTIBLE 2.500 15 Sep 25note 2.500% 9/1	$7,236,000	-11.5%	9,381,000	+3.6%	4.13%	-8.9%
	Buy	WMGI 2.250 11/15/21 CVT CONVERTIBLE 2.250 15 Nov 21note 2.250%11/2	$5,335,000	+8.5%	4,548,000	+37.3%	3.04%	+11.8%
	New	MDCO 2.500 01/15/22 CVT CONVERTIBLE 2.500 15 Jan 22note 2.500% 1/1	$4,731,000	–	3,111,000	+100.0%	2.70%	–
	New	CLF 1.500 01/15/25 CVT CONVERTIBLE 1.500 15 Jan 25dbcv 1.500% 1/1	$3,857,000	–	3,500,000	+100.0%	2.20%	–
		TSLA 2.000 05/15/24 CVT CONVERTIBLE 2.000 15 May 24note 2.000% 5/1	$3,058,000	+3.9%	3,000,000	0.0%	1.74%	+7.0%
ILMN	New	ILLUMINA INC	$2,190,000	–	7,200	+100.0%	1.25%	–
TDOC	New	TELADOC INC	$2,099,000	–	31,000	+100.0%	1.20%	–
		Liberty Media 1.375 10/15/23 CVT CONVERTIBLE 1.375 15 Oct 23note 1.375%10/1	$1,793,000	+6.2%	1,500,000	0.0%	1.02%	+9.3%
	New	TWLO 0.250 06/01/23 CVT CONVERTIBLE 0.250 01 Jun 23note 0.250% 6/0	$1,673,000	–	1,000,000	+100.0%	0.95%	–
AVTRPRA		AVANTOR MANDTY CON SRS A PRF CONVERTIBLE PREFERRED 0.0006.25 pfd cnv sr	$1,603,000	-19.0%	30,000	0.0%	0.91%	-16.6%
BMRN	Sell	BIOMARIN PHARMACEUTICAL INC	$1,536,000	-34.3%	22,800	-16.5%	0.88%	-32.4%
	New	PCLN 0.350 06/15/20 CVT CONVERTIBLE 0.350 15 Jun 20note 0.350% 6/1	$1,489,000	–	1,000,000	+100.0%	0.85%	–
SILC	Buy	SILICOM LTDord	$1,313,000	+13.5%	41,542	+16.6%	0.75%	+16.8%
IWM	Sell	ISHARES RUSSELL 2000 ETFrussell 2000 etf	$1,228,000	-30.8%	8,114	-28.9%	0.70%	-28.8%
NTNX	New	NUTANIX INC - Acl a	$1,158,000	–	44,100	+100.0%	0.66%	–
WIFI	New	BOINGO WIRELESS INC	$1,109,000	–	99,884	+100.0%	0.63%	–
SEAC	New	SEACHANGE INTERNATIONAL INC	$1,100,000	–	381,972	+100.0%	0.63%	–
ASPN	Sell	ASPEN AEROGELS INC	$1,028,000	-30.6%	173,509	-16.5%	0.59%	-28.5%
SMSI	New	SMITH MICRO SOFTWARE ORD	$971,000	–	178,680	+100.0%	0.55%	–
AVID	Sell	AVID TECHNOLOGY INC	$899,000	-61.8%	145,288	-43.6%	0.51%	-60.6%
LIQT	Buy	LIQTECH INTERNATIONAL ORD	$887,000	-9.0%	112,339	+14.2%	0.51%	-6.3%
PXLW		PIXELWORKS INC	$865,000	+25.4%	233,880	0.0%	0.49%	+29.1%
ON	New	ON SEMICONDUCTOR ORD	$863,000	–	44,900	+100.0%	0.49%	–
ALLT		ALLOT COMMUNICATIONS LTD	$844,000	+11.8%	104,725	0.0%	0.48%	+15.1%
KN	Sell	KNOWLES CORP	$811,000	-12.8%	39,862	-21.5%	0.46%	-10.3%
AIRG	Buy	AIRGAIN ORD	$707,000	-16.7%	60,188	+0.4%	0.40%	-14.3%
APPS	Sell	DIGITAL TURBINE INC	$689,000	-12.8%	106,835	-32.4%	0.39%	-10.1%
FLXN	New	FLEXION THERAPEUTICS INC	$676,000	–	49,350	+100.0%	0.38%	–
BDSI	New	BIODELIVERY SCIENCES INTL	$666,000	–	158,028	+100.0%	0.38%	–
DSPG	Buy	DSP GROUP INC	$648,000	+46.9%	45,975	+49.7%	0.37%	+51.2%
CLFD	Buy	CLEARFIELD INC	$616,000	+4.4%	51,959	+16.8%	0.35%	+7.3%
DHX	Buy	DHI GROUP INC	$612,000	+25.4%	158,954	+16.2%	0.35%	+29.3%
XLV	Sell	HEALTH CARE SELECT SECTOR HEDGEFUNDsbi healthcare	$586,000	-59.8%	6,501	-58.7%	0.33%	-58.6%
CHMA	New	CHIASMA ORD	$510,000	–	103,227	+100.0%	0.29%	–
	Buy	IWM DC9Q 150.0 P 31 Dec 19 150.00 PUTput	$504,000	+94.6%	100,000	+100.0%	0.29%	+100.7%
XLY	Sell	Consumer Discretionary Select Sector SPDR Fund HEDGEFUNDsbi cons discr	$496,000	-36.3%	4,112	-37.2%	0.28%	-34.3%
VGT	Sell	VANGUARD INFORMATION TECHNOLOGY ETFinf tech etf	$478,000	-29.7%	2,220	-31.2%	0.27%	-27.4%
RIGL	Buy	RIGEL PHARMACEUTICALS INC	$469,000	-21.2%	250,693	+10.0%	0.27%	-18.8%
RFIL	Sell	RF INDUSTRIES ORD	$463,000	-28.3%	65,372	-14.6%	0.26%	-26.3%
XBI	Sell	SPDR S&P BIOTECH ETF HEDGEFUNDs&p biotech	$449,000	-44.3%	5,885	-36.0%	0.26%	-42.6%
LJPC	Buy	LA JOLLA PHARMACEUTICAL CO	$434,000	+112.7%	49,300	+124.1%	0.25%	+118.6%
SAVA	Buy	CASSAVA SCIENCES ORD	$431,000	+20.1%	359,621	+21.2%	0.25%	+23.6%
NOK	New	NOKIA CORP-SPON ADRsponsored adr	$426,000	–	84,000	+100.0%	0.24%	–
NLNK	Sell	NEWLINK GENETICS CORP	$419,000	-13.3%	263,670	-19.2%	0.24%	-10.5%
VUZI	Sell	VUZIX CORP	$417,000	-53.4%	182,600	-16.5%	0.24%	-52.0%
AKTS	New	AKOUSTIS TECHNOLOGIE ORD	$414,000	–	53,432	+100.0%	0.24%	–
SONM	New	SONIM TECHNOLOGIES ORD	$406,000	–	138,667	+100.0%	0.23%	–
ADMS	Sell	ADAMAS PHARMACEUTICALS INC	$396,000	-27.3%	77,384	-12.0%	0.23%	-25.2%
OESX	Sell	ORION ENERGY SYSTEMS INC	$368,000	-20.0%	129,394	-16.5%	0.21%	-17.6%
ZFGN	Buy	ZAFGEN INC	$338,000	+7.0%	458,447	+72.6%	0.19%	+10.3%
ATEN	New	A10 NETWORKS INC	$316,000	–	45,474	+100.0%	0.18%	–
BKNG	Sell	BOOKING HOLDINGS ORD	$300,000	-82.5%	153	-83.2%	0.17%	-82.0%
DMAC	Buy	DIAMEDICA THERAPEUTI ORD	$294,000	-55.3%	141,801	+7.0%	0.17%	-53.8%
XLI	Sell	INDUSTRIAL SELECT SECT SPDR HEDGEFUNDsbi int-inds	$294,000	-58.4%	3,789	-58.4%	0.17%	-57.0%
QUMU	Sell	QUMU ORD	$284,000	-34.4%	87,159	-16.5%	0.16%	-32.5%
XLF	Sell	FINANCIAL SELECT SECTOR SPDR HEDGEFUNDsbi int-finl	$274,000	-33.8%	9,775	-35.0%	0.16%	-31.9%
AGX		ARGAN ORD	$240,000	+3.4%	3,343	0.0%	0.14%	+7.0%
ALIM	New	ALIMERA SCIENCES ORD	$237,000	–	419,155	+100.0%	0.14%	–
TTGT	Sell	TECHTARGET	$225,000	+0.9%	9,993	-4.7%	0.13%	+4.1%
APVO	Sell	APTEVO THERAPEUTICS INC	$221,000	-44.3%	375,669	-16.1%	0.13%	-42.7%
XPH	Sell	SPDR S&P PHARMACEUTICALS ETFs&p pharmac	$221,000	-20.8%	6,214	-11.4%	0.13%	-18.2%
XLP	Sell	Consumer Staples Select Sector SPDR Fund HEDGEFUNDsbi cons stpls	$206,000	-35.0%	3,347	-38.6%	0.12%	-33.5%
CORV	Buy	CORREVIO PHARMA ORD	$203,000	-18.5%	101,364	+16.2%	0.12%	-15.9%
AGRX	New	AGILE THERAPEUTICS INC	$195,000	–	164,990	+100.0%	0.11%	–
	New	NTNX Jan1 30.0 C 15 Jan 21 30.00 CALLcall	$188,000	–	32,400	+100.0%	0.11%	–
PGNX	Sell	PROGENICS PHARMACEUTICALS	$167,000	-80.4%	32,956	-76.2%	0.10%	-79.9%
NNDM	Sell	NANO DIMENSION ADRspons adr	$159,000	-36.9%	395,036	-24.7%	0.09%	-35.0%
	New	APTOSE BIOSCIENCES ORD	$131,000	–	62,998	+100.0%	0.08%	–
	Buy	MDCO Oct9 31.0 P 18 Oct 19 31.00 PUTput	$123,000	-83.0%	461,700	+7.1%	0.07%	-82.5%
	New	ACAD Jan0 45.0 C 17 Jan 20 45.00 CALLcall	$113,000	–	12,000	+100.0%	0.06%	–
	New	ATEX Feb0 45.0 C 21 Feb 20 45.00 CALLcall	$91,000	–	14,000	+100.0%	0.05%	–
XLC	Sell	Communication Services Select Sector SPDR Fund	$79,000	-22.5%	1,594	-22.8%	0.04%	-19.6%
	New	LOGM Dec9 75.0 C 20 Dec 19 75.00 CALLcall	$77,000	–	21,100	+100.0%	0.04%	–
	Buy	BMRN Jan0 60.0 P 17 Jan 20 60.00 PUTput	$78,000	+1460.0%	27,000	+28.0%	0.04%	+1366.7%
FOMX		FOAMIX PHARMACEUTICALS ORD	$72,000	+28.6%	23,627	0.0%	0.04%	+32.3%
	New	BIIB Oct9 250.0C 18 Oct 19 250.00 CALLcall	$65,000	–	13,900	+100.0%	0.04%	–
BNGO	Sell	BIONANO GENOMICS ORD	$58,000	-73.0%	80,664	-7.8%	0.03%	-72.3%
NAOV		NANOVIBRONIX ORD	$50,000	-13.8%	19,925	0.0%	0.03%	-9.4%
ENTX	Buy	ENTERA BIO ORD	$39,000	-20.4%	16,454	+2.8%	0.02%	-18.5%
	New	GOSS Oct9 17.5 P 18 Oct 19 17.50 PUTput	$29,000	–	11,900	+100.0%	0.02%	–
	Sell	RTRX Oct9 10.0 P 18 Oct 19 10.00 PUTput	$26,000	-91.0%	107,400	-42.2%	0.02%	-90.6%
ACHV	Sell	ACHIEVE LIFE SCIENCES ORD	$24,000	-82.7%	14,350	-80.0%	0.01%	-81.8%
	New	SPY 1Oc9 293.0 P 04 Oct 19 293.00 PUTput	$14,000	–	22,900	+100.0%	0.01%	–
	New	AXGT Jan0 8.0 C 17 Jan 20 8.00 CALLcall	$13,000	–	14,300	+100.0%	0.01%	–
	New	CLF Jan0 7.0 P 17 Jan 20 7.00 PUTput	$12,000	–	15,000	+100.0%	0.01%	–
	New	W Jan0 100.0 P 17 Jan 20 100.00 PUTput	$11,000	–	1,400	+100.0%	0.01%	–
	New	AVTR Feb0 12.5 P 21 Feb 20 12.50 PUTput	$9,000	–	10,000	+100.0%	0.01%	–
ENTXW	Buy	ENTERA BIO EQY WARRANT WRNT*w exp 06/27/202	$7,000	+16.7%	14,606	+4.1%	0.00%	+33.3%
	New	TWLO Apr0 100.0P 17 Apr 20 100.00 PUTput	$5,000	–	500	+100.0%	0.00%	–
	Sell	BMRN Jan0 90.0 C 17 Jan 20 90.00 CALLcall	$4,000	-20.0%	6,000	-42.9%	0.00%	-33.3%
	New	ACAD Jan0 30.0 P 17 Jan 20 30.00 PUTput	$4,000	–	1,700	+100.0%	0.00%	–
	New	SPY 1Oc9 301.0 C 04 Oct 19 301.00 CALLcall	$4,000	–	11,300	+100.0%	0.00%	–
	New	OESX 12/20/19 P3050 20 Dec 19 3050 PUTput	$2,000	–	120	+100.0%	0.00%	–
	Exit	CNAT Jul9 5.0 C 19 Jul 19 5.00 CALLcall	$0	–	-600	-100.0%	0.00%	–
	Exit	SVRA Jul9 5.0 C 19 Jul 19 5.00 CALLcall	$0	–	-8,100	-100.0%	0.00%	–
	Exit	CHK Jul9 4.0 C 19 Jul 19 4.00 CALLcall	$0	–	-20,000	-100.0%	0.00%	–
SRDX	Exit	SURMODICS INC	$0	–	-34	-100.0%	-0.00%	–
	Exit	ICPT Jan0 40.0 P 17 Jan 20 40.00 PUTcall	$0	–	-700	-100.0%	-0.00%	–
	Exit	ZGNX Jul9 35.0 P 19 Jul 19 35.00 PUTput	$0	–	-14,500	-100.0%	-0.00%	–
	Exit	AMGN 1Jl9 177.5P 05 Jul 19 177.50 PUTput	$0	–	-6,800	-100.0%	-0.00%	–
GCVRZ	Exit	SANOFI CONTINGENT VALUE RTS RIGHTSright 12/31/2020	$0	–	-28,979	-100.0%	-0.01%	–
XLE	Exit	ENERGY SELECT SECTOR SPDR HEDGEFUNDenergy	$0	–	-321	-100.0%	-0.01%	–
	Exit	TDG Jul9 440.0 P 19 Jul 19 440.00 PUTput	$0	–	-7,485	-100.0%	-0.01%	–
	Exit	BKNG Jan0 1500P 17 Jan 20 1500.00 PUTput	$0	–	-1,000	-100.0%	-0.02%	–
BNGOW	Exit	BIONANO GENOMICS EQY WARRANT WRNT 6.13 21 Sep 23*w exp 08/21/202	$0	–	-88,446	-100.0%	-0.04%	–
XLU	Exit	UTILITIES SELECT SECTOR SPDR HEDGEFUNDsbi int-utils	$0	–	-1,322	-100.0%	-0.04%	–
XLRE	Exit	REAL ESTATE SELECT SECT SPDR HEDGEFUNDrl est sel sec	$0	–	-2,167	-100.0%	-0.04%	–
XLB	Exit	MATERIALS SELECT SECTOR SPDR HEDGEFUNDsbi materials	$0	–	-1,435	-100.0%	-0.05%	–
ICAD	Exit	ICAD INC	$0	–	-14,358	-100.0%	-0.05%	–
	Exit	ITCI Jul9 22.5 C 19 Jul 19 22.50 CALLcall	$0	–	-51,200	-100.0%	-0.06%	–
ONCS	Exit	ONCOSEC MEDICAL ORD	$0	–	-39,241	-100.0%	-0.06%	–
	Exit	SRDX Jul9 45.0 C 19 Jul 19 45.00 CALLcall	$0	–	-23,300	-100.0%	-0.06%	–
ATEX	Exit	PDVWIRELESS INC	$0	–	-2,257	-100.0%	-0.06%	–
	Exit	XLNX Jan0 140.0C 17 Jan 20 140.00 CALLcall	$0	–	-30,000	-100.0%	-0.09%	–
DRRX	Exit	DURECT ORD	$0	–	-264,117	-100.0%	-0.10%	–
IZEA	Exit	IZEA WORLDWIDE ORD	$0	–	-377,080	-100.0%	-0.11%	–
IVAC	Exit	INTEVAC ORD	$0	–	-55,964	-100.0%	-0.15%	–
AQMS	Exit	AQUA METALS INC	$0	–	-162,800	-100.0%	-0.15%	–
QUIK	Exit	QUICKLOGIC CORP	$0	–	-1,131,341	-100.0%	-0.36%	–
DERM	Exit	DERMIRA INC	$0	–	-71,372	-100.0%	-0.38%	–
CALX	Exit	CALIX INC	$0	–	-112,384	-100.0%	-0.41%	–
MU	Exit	MICRON TECHNOLOGY INC	$0	–	-28,600	-100.0%	-0.61%	–
MX	Exit	MAGNACHIP SEMICONDUCT	$0	–	-116,000	-100.0%	-0.66%	–
	Exit	HZNP 2.500 03/15/22 CVT CONVERTIBLE 2.500 15 Mar 22note 2.500% 3/1	$0	–	-1,103,000	-100.0%	-0.68%	–
DZSI	Exit	DASAN ZHONE SOLUTION ORD	$0	–	-151,074	-100.0%	-1.09%	–
COHR	Exit	COHERENT ORD	$0	–	-18,524	-100.0%	-1.40%	–
	Exit	MDCO 2.750 07/15/23 CVT CONVERTIBLE 2.750 15 Jul 23note 2.750% 7/1	$0	–	-5,650,000	-100.0%	-3.13%	–

Other managers

Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):

DLD Asset Management, LP #1

Original filings

The following EDGAR filing(s) were analyzed to create this report:

View 13F-HR filed 2019-11-12

Signatures

The EDGAR filing(s) were signed by:

Laurence Wiseman — Chief Compliance Officer

Top long-term holdings

Name	Quarters owned	Latest quarter owned	Max weighting
AIRGAIN ORD	25	Q3 2023	1.8%
PIXELWORKS ORD	23	Q3 2022	1.3%
SILICOM ORD	22	Q3 2023	1.8%
DSP GROUPS INC	20	Q3 2021	1.4%
DIGITAL TURBINE ORD	19	Q2 2023	1.0%
BK OF AMERICA CORP	17	Q3 2023	1.1%
EQUITY COMWLTH REIT ORD	17	Q3 2023	0.7%
ISHARES TR	16	Q4 2020	3.0%
SCPHARMACEUTICALS ORD	16	Q3 2023	2.8%
SELECT SECTOR SPDR TR	16	Q4 2020	1.3%

View Worth Venture Partners, LLC's complete holdings history.

Latest filings

Type	Filed
13F-HR	2024-02-09
13F-HR	2023-11-15
13F-HR	2023-08-14
13F-HR	2023-05-15
13F-HR	2023-02-14
13F-HR	2022-11-14
13F-HR	2022-08-15
13F-HR	2022-05-16
13F-HR	2022-02-14
13F-HR	2021-11-15

View Worth Venture Partners, LLC's complete filings history.

All filings

View complete filings history.

Compare quarters

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