Q3 2023
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SRG | New | SERITAGE GROWTH PPTYScl a | $3,289,500 | – | 425,000 | – | 16.14% | – |
| VMW | Buy | VMWARE INCput | $3,152,131 | -98.2% | 1,893,400 | +51.1% | 15.46% | -64.5% |
| EDR | New | ENDEAVOR GROUP HLDGS INC | $3,137,673 | – | 157,672 | – | 15.39% | – |
| Sell | STAR HLDGS | $3,067,400 | -56.0% | 245,000 | -48.4% | 15.04% | +791.8% | |
| CMI | New | CUMMINS INC | $2,243,477 | – | 9,820 | – | 11.00% | – |
| BE | Sell | BLOOM ENERGY CORP | $1,021,020 | -35.6% | 77,000 | -20.6% | 5.01% | +1204.2% |
| CLM | Sell | CORNERSTONE STRATEGIC VALUE | $982,100 | -74.0% | 122,000 | -72.9% | 4.82% | +427.0% |
| New | ATMUS FILTRATION TECHNOLOGIE | $742,260 | – | 35,600 | – | 3.64% | – | |
| VMW | Buy | VMWARE INCcall | $420,694 | -98.0% | 252,700 | +68.5% | 2.06% | -60.5% |
| New | LIBERTY MEDIA CORP DEL | $361,034 | – | 14,186 | – | 1.77% | – | |
| Buy | GAMESQUARE HLDGS INC | $182,289 | +104.9% | 83,619 | +182.9% | 0.89% | +3963.6% | |
| BIPC | New | BROOKFIELD INFRASTRUCTURE CO | $176,700 | – | 5,000 | – | 0.87% | – |
| ACI | Buy | ALBERTSONS COS INCcall | $68,273 | -97.9% | 300,100 | +100.1% | 0.34% | -57.8% |
| ICE | New | INTERCONTINENTAL EXCHANGE INput | $46,208 | – | 42,000 | – | 0.23% | – |
| Buy | SAFEHOLD INCcall | $30,847 | -98.9% | 173,300 | +53.0% | 0.15% | -76.8% | |
| New | ATMUS FILTRATION TECHNOLOGIEput | $20,850 | – | 100,000 | – | 0.10% | – | |
| SRG | New | SERITAGE GROWTH PPTYScall | $18,886 | – | 244,000 | – | 0.09% | – |
| BIPC | New | BROOKFIELD INFRASTRUCTURE COput | $17,670 | – | 50,000 | – | 0.09% | – |
| New | KENVUE INCcall | $15,060 | – | 75,000 | – | 0.07% | – | |
| New | VINFAST AUTO LTDput | $9,375 | – | 75,000 | – | 0.05% | – | |
| BIPC | New | BROOKFIELD INFRASTRUCTURE COcall | $8,164 | – | 23,100 | – | 0.04% | – |
| SIRI | New | SIRIUS XM HOLDINGS INCput | $1,925 | – | 42,600 | – | 0.01% | – |
| SIRI | New | SIRIUS XM HOLDINGS INCcall | $1,920 | – | 42,500 | – | 0.01% | – |
| SIRI | New | SIRIUS XM HOLDINGS INC | $452 | – | 100 | – | 0.00% | – |
| AMC | Exit | AMC ENTMT HLDGS INC | $0 | – | -900 | – | -0.00% | – |
| RENN | Exit | MOATABLE INCsponsored ads | $0 | – | -36,556 | – | -0.01% | – |
| Exit | SAFEHOLD INC | $0 | – | -6,000 | – | -0.03% | – | |
| CLNE | Exit | CLEAN ENERGY FUELS CORP | $0 | – | -98,000 | – | -0.12% | – |
| ACI | Exit | ALBERTSONS COS INC | $0 | – | -70,000 | – | -0.37% | – |
| Exit | SL GREEN RLTY CORPcall | $0 | – | -60,000 | – | -0.44% | – | |
| VNO | Exit | VORNADO RLTY TRcall | $0 | – | -110,000 | – | -0.48% | – |
| AMC | Exit | AMC ENTMT HLDGS INCcall | $0 | – | -1,144,000 | – | -1.22% | – |
| AMC | Exit | AMC ENTMT HLDGS INCput | $0 | – | -8,734,500 | – | -41.46% | – |
Q2 2023
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| VMW | New | VMWARE INCput | $180,000,463 | – | 1,252,700 | – | 43.60% | – |
| AMC | New | AMC ENTMT HLDGS INCput | $171,150,200 | – | 8,734,500 | – | 41.46% | – |
| VMW | New | VMWARE INCcall | $21,553,500 | – | 150,000 | – | 5.22% | – |
| AVGO | New | BROADCOM INCput | $9,541,730 | – | 11,000 | – | 2.31% | – |
| New | STAR HLDGS | $6,964,392 | – | 474,737 | – | 1.69% | – | |
| AMC | New | AMC ENTMT HLDGS INCcall | $5,033,600 | – | 1,144,000 | – | 1.22% | – |
| CLM | New | CORNERSTONE STRATEGIC VALUE | $3,772,165 | – | 450,139 | – | 0.91% | – |
| ACI | New | ALBERTSONS COS INCcall | $3,273,000 | – | 150,000 | – | 0.79% | – |
| New | SAFEHOLD INCcall | $2,688,609 | – | 113,300 | – | 0.65% | – | |
| VNO | New | VORNADO RLTY TRcall | $1,995,400 | – | 110,000 | – | 0.48% | – |
| New | SL GREEN RLTY CORPcall | $1,803,000 | – | 60,000 | – | 0.44% | – | |
| BE | New | BLOOM ENERGY CORP | $1,585,950 | – | 97,000 | – | 0.38% | – |
| ACI | New | ALBERTSONS COS INC | $1,527,400 | – | 70,000 | – | 0.37% | – |
| KTOS | New | KRATOS DEFENSE & SEC SOLUTIO | $1,046,820 | – | 73,000 | – | 0.25% | – |
| CLNE | New | CLEAN ENERGY FUELS CORP | $486,080 | – | 98,000 | – | 0.12% | – |
| New | SAFEHOLD INC | $142,380 | – | 6,000 | – | 0.03% | – | |
| New | MSP RECOVERY INC*w exp 05/20/202 | $92,284 | – | 23,070,960 | – | 0.02% | – | |
| New | GAMESQUARE HLDGS INC | $88,954 | – | 29,553 | – | 0.02% | – | |
| RENN | New | MOATABLE INCsponsored ads | $59,586 | – | 36,556 | – | 0.01% | – |
| AMC | New | AMC ENTMT HLDGS INC | $3,960 | – | 900 | – | 0.00% | – |
Q4 2022
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Exit | BLUEROCK HOMES TRUST INCput | $0 | – | -27,100 | – | 0.00% | – | |
| Exit | BIOHAVEN LTDput | $0 | – | -50,000 | – | -0.00% | – | |
| Exit | BIOHAVEN LTDcall | $0 | – | -4,300 | – | -0.01% | – | |
| CHNG | Exit | CHANGE HEALTHCARE INCput | $0 | – | -582,500 | – | -0.02% | – |
| AMC | Exit | AMC ENTMT HLDGS INCcall | $0 | – | -143,000 | – | -0.03% | – |
| CANO | Exit | CANO HEALTH INCput | $0 | – | -215,400 | – | -0.03% | – |
| PLTK | Exit | PLAYTIKA HLDG CORPcall | $0 | – | -450,000 | – | -0.04% | – |
| Exit | LIVEWIRE GROUP INC*w exp 09/26/202 | $0 | – | -230,528 | – | -0.05% | – | |
| VMW | Exit | VMWARE INCcall | $0 | – | -6,400 | – | -0.07% | – |
| CSSE | Exit | CHICKEN SOUP FOR THE SOUL ENcl a | $0 | – | -14,877 | – | -0.07% | – |
| TWTR | Exit | TWITTER INCcall | $0 | – | -75,400 | – | -0.07% | – |
| Exit | BLUEROCK HOMES TRUST INC | $0 | – | -9,920 | – | -0.14% | – | |
| QQQ | Exit | INVESCO QQQ TRput | $0 | – | -39,500 | – | -0.20% | – |
| SPNT | Exit | SIRIUSPOINT LTD | $0 | – | -110,881 | – | -0.37% | – |
| AMC | Exit | AMC ENTMT HLDGS INC | $0 | – | -88,000 | – | -0.42% | – |
| BRG | Exit | BLUEROCK RESIDENTIAL GWT REI | $0 | – | -25,000 | – | -0.45% | – |
| CRF | Exit | CORNERSTONE TOTAL RETURN FD | $0 | – | -108,000 | – | -0.59% | – |
| CSSE | Exit | CHICKEN SOUP FOR THE SOUL ENput | $0 | – | -165,300 | – | -0.64% | – |
| VMW | Exit | VMWARE INCput | $0 | – | -24,600 | – | -0.70% | – |
| PLTK | Exit | PLAYTIKA HLDG CORP | $0 | – | -114,515 | – | -0.73% | – |
| VMW | Exit | VMWARE INC | $0 | – | -10,500 | – | -0.76% | – |
| ZTR | Exit | VIRTUS TOTAL RETURN FD INC | $0 | – | -188,400 | – | -0.79% | – |
| ADT | Exit | ADT INC DEL | $0 | – | -171,728 | – | -0.87% | – |
| Exit | MSP RECOVERY INC*w exp 05/20/202 | $0 | – | -23,070,960 | – | -1.00% | – | |
| STAR | Exit | ISTAR INC | $0 | – | -162,274 | – | -1.02% | – |
| ADT | Exit | ADT INC DELput | $0 | – | -423,500 | – | -1.27% | – |
| AMC | Exit | AMC ENTMT HLDGS INCput | $0 | – | -231,000 | – | -2.64% | – |
| CANOWS | Exit | CANO HEALTH INC*w exp 06/03/202 | $0 | – | -2,804,246 | – | -5.00% | – |
| Exit | BIOHAVEN LTD | $0 | – | -50,000 | – | -5.11% | – | |
| CLM | Exit | CORNERSTONE STRATEGIC VALUE | $0 | – | -2,337,970 | – | -13.54% | – |
| CHNG | Exit | CHANGE HEALTHCARE INC | $0 | – | -3,412,100 | – | -63.39% | – |
Q3 2022
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| CHNG | New | CHANGE HEALTHCARE INC | $93,799,000 | – | 3,412,100 | – | 63.39% | – |
| CLM | Sell | CORNERSTONE STRATEGIC VALUE | $20,036,000 | -17.1% | 2,337,970 | -17.0% | 13.54% | +228.8% |
| New | BIOHAVEN LTD | $7,559,000 | – | 50,000 | – | 5.11% | – | |
| CANOWS | New | CANO HEALTH INC*w exp 06/03/202 | $7,403,000 | – | 2,804,246 | – | 5.00% | – |
| AMC | New | AMC ENTMT HLDGS INCput | $3,909,000 | – | 231,000 | – | 2.64% | – |
| ADT | New | ADT INC DELput | $1,880,000 | – | 423,500 | – | 1.27% | – |
| STAR | New | ISTAR INC | $1,502,000 | – | 162,274 | – | 1.02% | – |
| Buy | MSP RECOVERY INC*w exp 05/20/202 | $1,477,000 | -27.8% | 23,070,960 | +1.6% | 1.00% | +186.8% | |
| ADT | New | ADT INC DEL | $1,287,000 | – | 171,728 | – | 0.87% | – |
| ZTR | New | VIRTUS TOTAL RETURN FD INC | $1,174,000 | – | 188,400 | – | 0.79% | – |
| VMW | New | VMWARE INC | $1,118,000 | – | 10,500 | – | 0.76% | – |
| PLTK | New | PLAYTIKA HLDG CORP | $1,075,000 | – | 114,515 | – | 0.73% | – |
| VMW | Buy | VMWARE INCput | $1,043,000 | -37.3% | 24,600 | +68.5% | 0.70% | +149.1% |
| CSSE | New | CHICKEN SOUP FOR THE SOUL ENput | $941,000 | – | 165,300 | – | 0.64% | – |
| CRF | Sell | CORNERSTONE TOTAL RETURN FD | $877,000 | -10.1% | 108,000 | -7.8% | 0.59% | +257.2% |
| BRG | New | BLUEROCK RESIDENTIAL GWT REI | $669,000 | – | 25,000 | – | 0.45% | – |
| AMC | New | AMC ENTMT HLDGS INC | $614,000 | – | 88,000 | – | 0.42% | – |
| SPNT | Buy | SIRIUSPOINT LTD | $549,000 | -2.0% | 110,881 | +7.2% | 0.37% | +290.5% |
| QQQ | New | INVESCO QQQ TRput | $289,000 | – | 39,500 | – | 0.20% | – |
| New | BLUEROCK HOMES TRUST INC | $201,000 | – | 9,920 | – | 0.14% | – | |
| TWTR | Sell | TWITTER INCcall | $110,000 | -97.6% | 75,400 | -37.9% | 0.07% | -90.4% |
| CSSE | Sell | CHICKEN SOUP FOR THE SOUL ENcl a | $103,000 | -79.8% | 14,877 | -78.4% | 0.07% | -19.5% |
| VMW | New | VMWARE INCcall | $103,000 | – | 6,400 | – | 0.07% | – |
| New | LIVEWIRE GROUP INC*w exp 09/26/202 | $80,000 | – | 230,528 | – | 0.05% | – | |
| PLTK | New | PLAYTIKA HLDG CORPcall | $56,000 | – | 450,000 | – | 0.04% | – |
| AMC | New | AMC ENTMT HLDGS INCcall | $43,000 | – | 143,000 | – | 0.03% | – |
| CANO | New | CANO HEALTH INCput | $43,000 | – | 215,400 | – | 0.03% | – |
| CHNG | New | CHANGE HEALTHCARE INCput | $24,000 | – | 582,500 | – | 0.02% | – |
| New | BIOHAVEN LTDcall | $8,000 | – | 4,300 | – | 0.01% | – | |
| New | BIOHAVEN LTDput | $3,000 | – | 50,000 | – | 0.00% | – | |
| New | BLUEROCK HOMES TRUST INCput | $0 | – | 27,100 | – | 0.00% | – | |
| APRN | Exit | BLUE APRON HLDGS INCcl a new | $0 | – | -43,936 | – | -0.03% | – |
| CSSE | Exit | CHICKEN SOUP FOR THE SOUL ENcall | $0 | – | -22,500 | – | -0.03% | – |
| PSTHWS | Exit | PERSHING SQUARE TONTINE HLDG*w exp 07/24/202 | $0 | – | -1,600,000 | – | -0.12% | – |
| Exit | BROOKFIELD BUSINESS CORPput | $0 | – | -32,800 | – | -0.12% | – | |
| Exit | BROOKFIELD BUSINESS CORPcall | $0 | – | -32,800 | – | -0.12% | – | |
| Exit | REDBOX ENTERTAINMENT INCput | $0 | – | -165,300 | – | -0.21% | – | |
| Exit | BROOKFIELD BUSINESS CORPcl a exc sub vtg | $0 | – | -63,126 | – | -0.25% | – | |
| SPWH | Exit | SPORTSMANS WHSE HLDGS INC | $0 | – | -385,000 | – | -0.63% | – |
| BRG | Exit | BLUEROCK RESIDENTIAL GWT REIput | $0 | – | -173,700 | – | -0.78% | – |
| BRG | Exit | BLUEROCK RESIDENTIAL GWT REIcall | $0 | – | -415,900 | – | -1.86% | – |
| MMM | Exit | 3M COcall | $0 | – | -274,800 | – | -6.06% | – |
| PSTH | Exit | PERSHING SQUARE TONTINE HLDGput | $0 | – | -1,989,700 | – | -6.77% | – |
| MMM | Exit | 3M CO | $0 | – | -377,500 | – | -8.32% | – |
| MMM | Exit | 3M COput | $0 | – | -379,800 | – | -8.37% | – |
| PSTH | Exit | PERSHING SQUARE TONTINE HLDG | $0 | – | -2,876,960 | – | -9.79% | – |
| PSTH | Exit | PERSHING SQUARE TONTINE HLDGcall | $0 | – | -5,334,800 | – | -50.69% | – |
Q2 2022
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| PSTH | New | PERSHING SQUARE TONTINE HLDGcall | $297,578,000 | – | 5,334,800 | – | 50.69% | – |
| PSTH | New | PERSHING SQUARE TONTINE HLDG | $57,453,000 | – | 2,876,960 | – | 9.79% | – |
| MMM | New | 3M COput | $49,150,000 | – | 379,800 | – | 8.37% | – |
| MMM | New | 3M CO | $48,852,000 | – | 377,500 | – | 8.32% | – |
| PSTH | New | PERSHING SQUARE TONTINE HLDGput | $39,734,000 | – | 1,989,700 | – | 6.77% | – |
| MMM | New | 3M COcall | $35,562,000 | – | 274,800 | – | 6.06% | – |
| CLM | New | CORNERSTONE STRATEGIC VALUE | $24,178,000 | – | 2,817,955 | – | 4.12% | – |
| BRG | New | BLUEROCK RESIDENTIAL GWT REIcall | $10,934,000 | – | 415,900 | – | 1.86% | – |
| BRG | New | BLUEROCK RESIDENTIAL GWT REIput | $4,567,000 | – | 173,700 | – | 0.78% | – |
| TWTR | New | TWITTER INCcall | $4,539,000 | – | 121,400 | – | 0.77% | – |
| SPWH | New | SPORTSMANS WHSE HLDGS INC | $3,692,000 | – | 385,000 | – | 0.63% | – |
| New | MSP RECOVERY INC*w exp 05/20/202 | $2,045,000 | – | 22,718,811 | – | 0.35% | – | |
| VMW | New | VMWARE INCput | $1,664,000 | – | 14,600 | – | 0.28% | – |
| New | BROOKFIELD BUSINESS CORPcl a exc sub vtg | $1,453,000 | – | 63,126 | – | 0.25% | – | |
| New | REDBOX ENTERTAINMENT INCput | $1,224,000 | – | 165,300 | – | 0.21% | – | |
| CRF | New | CORNERSTONE TOTAL RETURN FD | $975,000 | – | 117,102 | – | 0.17% | – |
| New | BROOKFIELD BUSINESS CORPcall | $695,000 | – | 32,800 | – | 0.12% | – | |
| New | BROOKFIELD BUSINESS CORPput | $695,000 | – | 32,800 | – | 0.12% | – | |
| PSTHWS | New | PERSHING SQUARE TONTINE HLDG*w exp 07/24/202 | $688,000 | – | 1,600,000 | – | 0.12% | – |
| SPNT | New | SIRIUSPOINT LTD | $560,000 | – | 103,451 | – | 0.10% | – |
| CSSE | New | CHICKEN SOUP FOR THE SOUL ENcl a | $511,000 | – | 69,000 | – | 0.09% | – |
| CSSE | New | CHICKEN SOUP FOR THE SOUL ENcall | $159,000 | – | 22,500 | – | 0.03% | – |
| APRN | New | BLUE APRON HLDGS INCcl a new | $160,000 | – | 43,936 | – | 0.03% | – |
Q4 2021
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| Exit | RIVERNORTH DOUBLELINE STRATEright 10/01/2021 | $0 | – | -349,998 | – | -0.00% | – | |
| MDP | Exit | MEREDITH CORPput | $0 | – | -1,000 | – | -0.02% | – |
| SPNT | Exit | SIRIUSPOINT LTD | $0 | – | -45,504 | – | -0.12% | – |
| RXN | Exit | REXNORD CORP | $0 | – | -7,000 | – | -0.16% | – |
| LCAPW | Exit | LIONHEART ACQUISITION CORP I*w exp 02/14/202 | $0 | – | -770,000 | – | -0.24% | – |
| APRN | Exit | BLUE APRON HLDGS INCput | $0 | – | -216,500 | – | -0.57% | – |
| APRN | Exit | BLUE APRON HLDGS INCcl a new | $0 | – | -216,800 | – | -0.57% | – |
| PSTH | Exit | PERSHING SQUARE TONTINE HLDGput | $0 | – | -100,000 | – | -0.70% | – |
| PPC | Exit | PILGRIMS PRIDE CORPcall | $0 | – | -100,000 | – | -1.04% | – |
| MIC | Exit | MACQUARIE INFRASTR HOLD LLCcall | $0 | – | -103,400 | – | -1.49% | – |
| MDP | Exit | MEREDITH CORPcall | $0 | – | -147,500 | – | -2.93% | – |
| STAR | Exit | ISTAR INCcall | $0 | – | -441,000 | – | -3.94% | – |
| MDP | Exit | MEREDITH CORP | $0 | – | -208,678 | – | -4.14% | – |
| VMW | Exit | VMWARE INCput | $0 | – | -80,900 | – | -4.28% | – |
| VMW | Exit | VMWARE INCcall | $0 | – | -93,100 | – | -4.93% | – |
| PSTH | Exit | PERSHING SQUARE TONTINE HLDGcall | $0 | – | -1,257,600 | – | -8.82% | – |
| PSTH | Exit | PERSHING SQUARE TONTINE HLDG | $0 | – | -1,530,000 | – | -10.74% | – |
| MIC | Exit | MACQUARIE INFRASTR HOLD LLCput | $0 | – | -1,326,800 | – | -19.17% | – |
| MIC | Exit | MACQUARIE INFRASTR HOLD LLC | $0 | – | -2,502,200 | – | -36.15% | – |
Q3 2021
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| MIC | New | MACQUARIE INFRASTR HOLD LLC | $101,489,000 | – | 2,502,200 | – | 36.15% | – |
| MIC | New | MACQUARIE INFRASTR HOLD LLCput | $53,815,000 | – | 1,326,800 | – | 19.17% | – |
| PSTH | New | PERSHING SQUARE TONTINE HLDG | $30,141,000 | – | 1,530,000 | – | 10.74% | – |
| PSTH | New | PERSHING SQUARE TONTINE HLDGcall | $24,774,000 | – | 1,257,600 | – | 8.82% | – |
| VMW | New | VMWARE INCcall | $13,844,000 | – | 93,100 | – | 4.93% | – |
| VMW | New | VMWARE INCput | $12,031,000 | – | 80,900 | – | 4.28% | – |
| MDP | Buy | MEREDITH CORP | $11,623,000 | +41.7% | 208,678 | +10.5% | 4.14% | -60.5% |
| STAR | New | ISTAR INCcall | $11,060,000 | – | 441,000 | – | 3.94% | – |
| MDP | New | MEREDITH CORPcall | $8,216,000 | – | 147,500 | – | 2.93% | – |
| MIC | New | MACQUARIE INFRASTR HOLD LLCcall | $4,195,000 | – | 103,400 | – | 1.49% | – |
| PPC | New | PILGRIMS PRIDE CORPcall | $2,908,000 | – | 100,000 | – | 1.04% | – |
| PSTH | New | PERSHING SQUARE TONTINE HLDGput | $1,970,000 | – | 100,000 | – | 0.70% | – |
| APRN | New | BLUE APRON HLDGS INCcl a new | $1,594,000 | – | 216,800 | – | 0.57% | – |
| APRN | New | BLUE APRON HLDGS INCput | $1,591,000 | – | 216,500 | – | 0.57% | – |
| LCAPW | New | LIONHEART ACQUISITION CORP I*w exp 02/14/202 | $662,000 | – | 770,000 | – | 0.24% | – |
| RXN | New | REXNORD CORP | $450,000 | – | 7,000 | – | 0.16% | – |
| SPNT | New | SIRIUSPOINT LTD | $329,000 | – | 45,504 | – | 0.12% | – |
| MDP | New | MEREDITH CORPput | $56,000 | – | 1,000 | – | 0.02% | – |
| New | RIVERNORTH DOUBLELINE STRATEright 10/01/2021 | $2,000 | – | 349,998 | – | 0.00% | – | |
| MMAT | Exit | META MATERIALS INCcall | $0 | – | -1,900 | – | -0.02% | – |
| MMAT | Exit | META MATERIALS INC | $0 | – | -2,650 | – | -0.03% | – |
| QS | Exit | QUANTUMSCAPE CORPput | $0 | – | -31,900 | – | -0.14% | – |
| QS | Exit | QUANTUMSCAPE CORP | $0 | – | -5,100 | – | -0.19% | – |
| BSTRT | Exit | BLACKROCK SCIENCE & TECHNOLOright 07/14/2021 | $0 | – | -629,636 | – | -0.53% | – |
| QS | Exit | QUANTUMSCAPE CORPcall | $0 | – | -39,200 | – | -1.46% | – |
| IO | Exit | ION GEOPHYSICAL CORP | $0 | – | -1,050,000 | – | -2.80% | – |
| BPR | Exit | BROOKFIELD PPTY REIT INCcl a | $0 | – | -186,223 | – | -4.49% | – |
| CLM | Exit | CORNERSTONE STRATEGIC VALUE | $0 | – | -438,539 | – | -6.50% | – |
| CRF | Exit | CORNERSTONE TOTAL RETURN FD | $0 | – | -463,070 | – | -6.72% | – |
| AON | Exit | AON PLCcall | $0 | – | -30,300 | – | -9.24% | – |
| BPY | Exit | BROOKFIELD PROPERTunit ltd partn | $0 | – | -500,975 | – | -12.13% | – |
| MMAT | Exit | META MATERIALS INCput | $0 | – | -1,444,100 | – | -13.82% | – |
| SPY | Exit | SPDR S&P 500 ETF TRput | $0 | – | -57,500 | – | -31.44% | – |
Q2 2021
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| SPY | New | SPDR S&P 500 ETF TRput | $24,614,000 | – | 57,500 | – | 31.44% | – |
| MMAT | New | META MATERIALS INCput | $10,817,000 | – | 1,444,100 | – | 13.82% | – |
| BPY | New | BROOKFIELD PROPERTunit ltd partn | $9,493,000 | – | 500,975 | – | 12.13% | – |
| MDP | New | MEREDITH CORP | $8,205,000 | – | 188,860 | – | 10.48% | – |
| AON | New | AON PLCcall | $7,235,000 | – | 30,300 | – | 9.24% | – |
| CRF | New | CORNERSTONE TOTAL RETURN FD | $5,256,000 | – | 463,070 | – | 6.72% | – |
| CLM | New | CORNERSTONE STRATEGIC VALUE | $5,091,000 | – | 438,539 | – | 6.50% | – |
| BPR | New | BROOKFIELD PPTY REIT INCcl a | $3,518,000 | – | 186,223 | – | 4.49% | – |
| IO | New | ION GEOPHYSICAL CORP | $2,195,000 | – | 1,050,000 | – | 2.80% | – |
| QS | New | QUANTUMSCAPE CORPcall | $1,147,000 | – | 39,200 | – | 1.46% | – |
| BSTRT | New | BLACKROCK SCIENCE & TECHNOLOright 07/14/2021 | $416,000 | – | 629,636 | – | 0.53% | – |
| QS | New | QUANTUMSCAPE CORP | $149,000 | – | 5,100 | – | 0.19% | – |
| QS | New | QUANTUMSCAPE CORPput | $107,000 | – | 31,900 | – | 0.14% | – |
| MMAT | New | META MATERIALS INC | $20,000 | – | 2,650 | – | 0.03% | – |
| MMAT | New | META MATERIALS INCcall | $14,000 | – | 1,900 | – | 0.02% | – |
Q4 2020
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| USO | Exit | UNITED STS OIL FD LPput | $0 | – | -300 | – | -0.00% | – |
| LILA | Exit | LIBERTY LATIN AMERICA LTD | $0 | – | -2,100 | – | -0.01% | – |
| APWS | Exit | AMPCO-PITTSBURG CORP*w exp 08/01/202 | $0 | – | -10,900 | – | -0.02% | – |
| MYL | Exit | MYLAN NV | $0 | – | -2,600 | – | -0.02% | – |
| LILA | Exit | LIBERTY LATIN AMERICA LTDput | $0 | – | -6,100 | – | -0.03% | – |
| SHLL | Exit | TORTOISE ACQUISITION CORPcl a | $0 | – | -2,640 | – | -0.07% | – |
| GHIV | Exit | GORES HLDGS IV INC | $0 | – | -20,000 | – | -0.11% | – |
| LILAK | Exit | LIBERTY LATIN AMERICA LTDput | $0 | – | -31,100 | – | -0.13% | – |
| LILAK | Exit | LIBERTY LATIN AMERICA LTD | $0 | – | -35,745 | – | -0.15% | – |
| GXGX | Exit | GX ACQUISITION CORP | $0 | – | -30,000 | – | -0.16% | – |
| WKHS | Exit | WORKHORSE GROUP INC | $0 | – | -12,500 | – | -0.16% | – |
| JWS | Exit | JAWS ACQUISITION CORP | $0 | – | -40,000 | – | -0.22% | – |
| MYL | Exit | MYLAN NVput | $0 | – | -33,000 | – | -0.25% | – |
| PCG | Exit | PG&E CORPcall | $0 | – | -97,000 | – | -0.47% | – |
| IPOCU | Exit | SOCIAL CAP HEDSPIA HLDG CO Iunit 99/99/9999 | $0 | – | -67,000 | – | -0.48% | – |
| BWG | Exit | BRANDYWINEGBL GBL INCM OPP | $0 | – | -84,549 | – | -0.50% | – |
| OPP | Exit | RIVERNORTH DOUBLELINE STRATE | $0 | – | -83,000 | – | -0.59% | – |
| OPPRT | Exit | RIVERNORTH DOUBLELINE STRATEright 10/01/2020 | $0 | – | -85,724 | – | -0.61% | – |
| OAC | Exit | OAKTREE ACQUISITION CORP | $0 | – | -100,000 | – | -0.61% | – |
| WKHS | Exit | WORKHORSE GROUP INCput | $0 | – | -50,000 | – | -0.66% | – |
| CCX | Exit | CHURCHILL CAP CORP IIcl a | $0 | – | -121,000 | – | -0.66% | – |
| AMCX | Exit | AMC NETWORKS INCcl a | $0 | – | -282,605 | – | -0.69% | – |
| VXX | Exit | BARCLAYS BANK PLCput | $0 | – | -70,000 | – | -0.90% | – |
| IPOC | Exit | SOCIAL CAP HEDSPIA HLDG CO I | $0 | – | -158,000 | – | -1.02% | – |
| AMCX | Exit | AMC NETWORKS INCput | $0 | – | -419,100 | – | -1.02% | – |
| PICWS | Exit | PIVOTAL INVT CORP II*w exp 06/01/202 | $0 | – | -249,299 | – | -1.49% | – |
| SG | Exit | SIRIUS INTERNATIONAL INSURAN | $0 | – | -300,000 | – | -1.80% | – |
| SHLL | Exit | TORTOISE ACQUISITION CORPcall | $0 | – | -204,000 | – | -5.28% | – |
| SHLL | Exit | TORTOISE ACQUISITION CORPput | $0 | – | -231,100 | – | -5.98% | – |
| SHLLWS | Exit | TORTOISE ACQUISITION CORP*w exp 03/04/202 | $0 | – | -384,400 | – | -9.94% | – |
| TIF | Exit | TIFFANY & CO NEWcall | $0 | – | -165,800 | – | -9.97% | – |
| PIC | Exit | PIVOTAL INVT CORP II | $0 | – | -2,250,000 | – | -13.46% | – |
| MYL | Exit | MYLAN NVcall | $0 | – | -1,780,400 | – | -13.70% | – |
| QQQ | Exit | INVESCO QQQ TRput | $0 | – | -200,000 | – | -28.83% | – |
Q3 2020
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| QQQ | New | INVESCO QQQ TRput | $55,568,000 | – | 200,000 | – | 28.83% | – |
| MYL | New | MYLAN NVcall | $26,404,000 | – | 1,780,400 | – | 13.70% | – |
| PIC | New | PIVOTAL INVT CORP II | $25,943,000 | – | 2,250,000 | – | 13.46% | – |
| TIF | New | TIFFANY & CO NEWcall | $19,209,000 | – | 165,800 | – | 9.97% | – |
| SHLLWS | New | TORTOISE ACQUISITION CORP*w exp 03/04/202 | $19,155,000 | – | 384,400 | – | 9.94% | – |
| SHLL | New | TORTOISE ACQUISITION CORPput | $11,516,000 | – | 231,100 | – | 5.98% | – |
| SHLL | New | TORTOISE ACQUISITION CORPcall | $10,168,000 | – | 204,000 | – | 5.28% | – |
| SG | New | SIRIUS INTERNATIONAL INSURAN | $3,468,000 | – | 300,000 | – | 1.80% | – |
| PICWS | New | PIVOTAL INVT CORP II*w exp 06/01/202 | $2,874,000 | – | 249,299 | – | 1.49% | – |
| AMCX | New | AMC NETWORKS INCput | $1,974,000 | – | 419,100 | – | 1.02% | – |
| IPOC | New | SOCIAL CAP HEDSPIA HLDG CO I | $1,969,000 | – | 158,000 | – | 1.02% | – |
| VXX | New | BARCLAYS BANK PLCput | $1,743,000 | – | 70,000 | – | 0.90% | – |
| AMCX | New | AMC NETWORKS INCcl a | $1,331,000 | – | 282,605 | – | 0.69% | – |
| CCX | New | CHURCHILL CAP CORP IIcl a | $1,277,000 | – | 121,000 | – | 0.66% | – |
| WKHS | New | WORKHORSE GROUP INCput | $1,264,000 | – | 50,000 | – | 0.66% | – |
| OPPRT | New | RIVERNORTH DOUBLELINE STRATEright 10/01/2020 | $1,176,000 | – | 85,724 | – | 0.61% | – |
| OAC | New | OAKTREE ACQUISITION CORP | $1,175,000 | – | 100,000 | – | 0.61% | – |
| OPP | New | RIVERNORTH DOUBLELINE STRATE | $1,139,000 | – | 83,000 | – | 0.59% | – |
| BWG | New | BRANDYWINEGBL GBL INCM OPP | $973,000 | – | 84,549 | – | 0.50% | – |
| IPOCU | New | SOCIAL CAP HEDSPIA HLDG CO Iunit 99/99/9999 | $924,000 | – | 67,000 | – | 0.48% | – |
| PCG | Sell | PG&E CORPcall | $911,000 | -75.8% | 97,000 | -77.2% | 0.47% | +107.5% |
| MYL | New | MYLAN NVput | $489,000 | – | 33,000 | – | 0.25% | – |
| JWS | New | JAWS ACQUISITION CORP | $416,000 | – | 40,000 | – | 0.22% | – |
| WKHS | New | WORKHORSE GROUP INC | $316,000 | – | 12,500 | – | 0.16% | – |
| GXGX | New | GX ACQUISITION CORP | $315,000 | – | 30,000 | – | 0.16% | – |
| LILAK | New | LIBERTY LATIN AMERICA LTD | $291,000 | – | 35,745 | – | 0.15% | – |
| LILAK | New | LIBERTY LATIN AMERICA LTDput | $254,000 | – | 31,100 | – | 0.13% | – |
| GHIV | New | GORES HLDGS IV INC | $206,000 | – | 20,000 | – | 0.11% | – |
| SHLL | New | TORTOISE ACQUISITION CORPcl a | $132,000 | – | 2,640 | – | 0.07% | – |
| LILA | New | LIBERTY LATIN AMERICA LTDput | $51,000 | – | 6,100 | – | 0.03% | – |
| MYL | New | MYLAN NV | $39,000 | – | 2,600 | – | 0.02% | – |
| APWS | New | AMPCO-PITTSBURG CORP*w exp 08/01/202 | $36,000 | – | 10,900 | – | 0.02% | – |
| LILA | New | LIBERTY LATIN AMERICA LTD | $17,000 | – | 2,100 | – | 0.01% | – |
| USO | New | UNITED STS OIL FD LPput | $8,000 | – | 300 | – | 0.00% | – |
| NKLA | Exit | NIKOLA CORP | $0 | – | -60 | – | 0.00% | – |
| TMUSR | Exit | T-MOBILE US INCright 07/27/2020 | $0 | – | -261,771 | – | -0.00% | – |
| HTZGQ | Exit | HERTZ GLOBAL HLDGS INCput | $0 | – | -34,600 | – | -0.00% | – |
| FNF | Exit | FIDELITY NATIONAL FINANCIAL | $0 | – | -2,475 | – | -0.01% | – |
| TMUS | Exit | T-MOBILE US INCput | $0 | – | -2,000 | – | -0.01% | – |
| FNF | Exit | FIDELITY NATIONAL FINANCIALput | $0 | – | -9,900 | – | -0.02% | – |
| NKLAW | Exit | NIKOLA CORP*w exp 06/03/202 | $0 | – | -6,100 | – | -0.02% | – |
| IPOB | Exit | SOCIAL CAP HDOSPHIA HLDG CO | $0 | – | -50,000 | – | -0.03% | – |
| MTCH | Exit | MATCH GROUP INC | $0 | – | -12,084 | – | -0.08% | – |
| ANGI | Exit | ANGI HOMESERVICES INC | $0 | – | -163,190 | – | -0.12% | – |
| SPY | Exit | SPDR S&P 500 ETF TRput | $0 | – | -13,000 | – | -0.24% | – |
| NKLA | Exit | NIKOLA CORPcall | $0 | – | -78,900 | – | -0.32% | – |
| PCG | Exit | PG&E CORP | $0 | – | -715,850 | – | -0.38% | – |
| ANGI | Exit | ANGI HOMESERVICES INCput | $0 | – | -730,700 | – | -0.54% | – |
| PCG | Exit | PG&E CORPput | $0 | – | -1,079,300 | – | -0.58% | – |
| NKLA | Exit | NIKOLA CORPput | $0 | – | -149,400 | – | -0.61% | – |
| MTCH | Exit | MATCH GROUP INCput | $0 | – | -516,200 | – | -3.34% | – |
| IAC | Exit | IAC INTERACTIVECORPcall | $0 | – | -189,300 | – | -3.70% | – |
| MTCH | Exit | MATCH GROUP INCcall | $0 | – | -3,313,500 | – | -21.45% | – |
| IAC | Exit | IAC INTERACTIVECORPput | $0 | – | -1,544,400 | – | -30.21% | – |
| IAC | Exit | IAC INTERACTIVECORP | $0 | – | -1,947,420 | – | -38.09% | – |
Q2 2020
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| IAC | New | IAC INTERACTIVECORP | $629,796,000 | – | 1,947,420 | – | 38.09% | – |
| IAC | New | IAC INTERACTIVECORPput | $499,457,000 | – | 1,544,400 | – | 30.21% | – |
| MTCH | New | MATCH GROUP INCcall | $354,711,000 | – | 3,313,500 | – | 21.45% | – |
| IAC | New | IAC INTERACTIVECORPcall | $61,220,000 | – | 189,300 | – | 3.70% | – |
| MTCH | New | MATCH GROUP INCput | $55,259,000 | – | 516,200 | – | 3.34% | – |
| NKLA | New | NIKOLA CORPput | $10,090,000 | – | 149,400 | – | 0.61% | – |
| PCG | New | PG&E CORPput | $9,574,000 | – | 1,079,300 | – | 0.58% | – |
| ANGI | New | ANGI HOMESERVICES INCput | $8,878,000 | – | 730,700 | – | 0.54% | – |
| PCG | New | PG&E CORP | $6,350,000 | – | 715,850 | – | 0.38% | – |
| NKLA | New | NIKOLA CORPcall | $5,328,000 | – | 78,900 | – | 0.32% | – |
| SPY | New | SPDR S&P 500 ETF TRput | $4,009,000 | – | 13,000 | – | 0.24% | – |
| PCG | New | PG&E CORPcall | $3,770,000 | – | 425,000 | – | 0.23% | – |
| ANGI | New | ANGI HOMESERVICES INC | $1,983,000 | – | 163,190 | – | 0.12% | – |
| MTCH | New | MATCH GROUP INC | $1,294,000 | – | 12,084 | – | 0.08% | – |
| IPOB | New | SOCIAL CAP HDOSPHIA HLDG CO | $559,000 | – | 50,000 | – | 0.03% | – |
| NKLAW | New | NIKOLA CORP*w exp 06/03/202 | $412,000 | – | 6,100 | – | 0.02% | – |
| FNF | New | FIDELITY NATIONAL FINANCIALput | $303,000 | – | 9,900 | – | 0.02% | – |
| TMUS | New | T-MOBILE US INCput | $208,000 | – | 2,000 | – | 0.01% | – |
| FNF | New | FIDELITY NATIONAL FINANCIAL | $76,000 | – | 2,475 | – | 0.01% | – |
| HTZGQ | New | HERTZ GLOBAL HLDGS INCput | $49,000 | – | 34,600 | – | 0.00% | – |
| TMUSR | New | T-MOBILE US INCright 07/27/2020 | $44,000 | – | 261,771 | – | 0.00% | – |
| NKLA | New | NIKOLA CORP | $4,000 | – | 60 | – | 0.00% | – |
Q4 2019
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| REED | Exit | REEDS INC | $0 | – | -19,075 | – | -0.02% | – |
| REED | Exit | REEDS INCcall | $0 | – | -50,000 | – | -0.05% | – |
| MSGN | Exit | MSG NETWORK INCput | $0 | – | -40,000 | – | -0.46% | – |
| GLQ | Exit | CLOUGH GLOBAL EQUITY FD | $0 | – | -58,319 | – | -0.48% | – |
| PACB | Exit | PACIFIC BIOSCIENCES CALIF IN | $0 | – | -200,000 | – | -0.73% | – |
| BAM | Exit | BROOKFIELD ASSET MGMT INCcl a ltd vt sh | $0 | – | -21,939 | – | -0.83% | – |
| MSGN | Exit | MSG NETWORK INCcl a | $0 | – | -280,000 | – | -3.31% | – |
| NHF | Exit | NEXPOINT STRATEGIC OPORTUNT | $0 | – | -500,000 | – | -6.38% | – |
| BABA | Exit | ALIBABA GROUP HLDG LTDsponsored ads | $0 | – | -57,000 | – | -6.78% | – |
| BABA | Exit | ALIBABA GROUP HLDG LTDput | $0 | – | -72,000 | – | -8.56% | – |
| HFRO | Exit | HIGHLAND INCOME FUND | $0 | – | -1,553,385 | – | -14.75% | – |
| AABA | Exit | ALTABA INCcall | $0 | – | -1,231,800 | – | -17.06% | – |
| AABA | Exit | ALTABA INCput | $0 | – | -1,371,200 | – | -18.99% | – |
| AABA | Exit | ALTABA INC | $0 | – | -1,560,139 | – | -21.61% | – |
Q3 2019
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AABA | Sell | ALTABA INC | $30,392,000 | -94.8% | 1,560,139 | -81.6% | 21.61% | -39.8% |
| AABA | Sell | ALTABA INCput | $26,711,000 | -85.6% | 1,371,200 | -48.7% | 18.99% | +68.1% |
| AABA | Sell | ALTABA INCcall | $23,993,000 | -89.1% | 1,231,800 | -61.2% | 17.06% | +27.0% |
| HFRO | Buy | HIGHLAND INCOME FUND | $20,738,000 | +9.6% | 1,553,385 | +13.6% | 14.75% | +1178.9% |
| BABA | Sell | ALIBABA GROUP HLDG LTDput | $12,041,000 | -92.2% | 72,000 | -92.1% | 8.56% | -9.3% |
| BABA | New | ALIBABA GROUP HLDG LTDsponsored ads | $9,532,000 | – | 57,000 | – | 6.78% | – |
| NHF | Sell | NEXPOINT STRATEGIC OPORTUNT | $8,965,000 | -47.2% | 500,000 | -44.3% | 6.38% | +515.9% |
| MSGN | New | MSG NETWORK INCcl a | $4,657,000 | – | 280,000 | – | 3.31% | – |
| BAM | New | BROOKFIELD ASSET MGMT INCcl a ltd vt sh | $1,165,000 | – | 21,939 | – | 0.83% | – |
| PACB | New | PACIFIC BIOSCIENCES CALIF IN | $1,032,000 | – | 200,000 | – | 0.73% | – |
| GLQ | New | CLOUGH GLOBAL EQUITY FD | $671,000 | – | 58,319 | – | 0.48% | – |
| MSGN | New | MSG NETWORK INCput | $649,000 | – | 40,000 | – | 0.46% | – |
| REED | Sell | REEDS INCcall | $65,000 | -75.1% | 50,000 | -27.6% | 0.05% | +187.5% |
| REED | New | REEDS INC | $25,000 | – | 19,075 | – | 0.02% | – |
| HTZGQ | Exit | HERTZ GLOBAL HLDGS INCcall | $0 | – | -4,100 | – | -0.00% | – |
| HTZGQ | Exit | HERTZ GLOBAL HLDGS INCput | $0 | – | -6,400 | – | -0.01% | – |
| HTZGQ | Exit | HERTZ GLOBAL HLDGS INC | $0 | – | -6,650 | – | -0.01% | – |
| HLF | Exit | HERBALIFE NUTRITION LTD | $0 | – | -10,000 | – | -0.03% | – |
| COTY | Exit | COTY INCput | $0 | – | -100,000 | – | -0.08% | – |
| BABA | Exit | ALIBABA GROUP HLDG LTDcall | $0 | – | -24,500 | – | -0.25% | – |
| LYB | Exit | LYONDELLBASELL INDUSTRIES N | $0 | – | -184,100 | – | -0.97% | – |
| GOOG | Exit | ALPHABET INCput | $0 | – | -200,000 | – | -13.17% | – |
| GOOGL | Exit | ALPHABET INCcall | $0 | – | -200,000 | – | -13.19% | – |
Q2 2019
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AABA | New | ALTABA INC | $589,477,000 | – | 8,497,581 | – | 35.91% | – |
| AABA | New | ALTABA INCcall | $220,431,000 | – | 3,177,600 | – | 13.43% | – |
| GOOGL | New | ALPHABET INCcall | $216,560,000 | – | 200,000 | – | 13.19% | – |
| GOOG | New | ALPHABET INCput | $216,182,000 | – | 200,000 | – | 13.17% | – |
| AABA | New | ALTABA INCput | $185,439,000 | – | 2,673,200 | – | 11.30% | – |
| BABA | New | ALIBABA GROUP HLDG LTDput | $155,028,000 | – | 914,900 | – | 9.44% | – |
| HFRO | New | HIGHLAND INCOME FUND | $18,925,000 | – | 1,367,419 | – | 1.15% | – |
| NHF | New | NEXPOINT STRATEGIC OPORTUNT | $16,995,000 | – | 898,254 | – | 1.04% | – |
| LYB | New | LYONDELLBASELL INDUSTRIES N | $15,857,000 | – | 184,100 | – | 0.97% | – |
| BABA | New | ALIBABA GROUP HLDG LTDcall | $4,150,000 | – | 24,500 | – | 0.25% | – |
| COTY | New | COTY INCput | $1,340,000 | – | 100,000 | – | 0.08% | – |
| HLF | New | HERBALIFE NUTRITION LTD | $428,000 | – | 10,000 | – | 0.03% | – |
| REED | New | REEDS INCcall | $261,000 | – | 69,075 | – | 0.02% | – |
| HTZGQ | New | HERTZ GLOBAL HLDGS INCput | $102,000 | – | 6,400 | – | 0.01% | – |
| HTZGQ | New | HERTZ GLOBAL HLDGS INC | $106,000 | – | 6,650 | – | 0.01% | – |
| HTZGQ | New | HERTZ GLOBAL HLDGS INCcall | $65,000 | – | 4,100 | – | 0.00% | – |
Q4 2018
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| GSB | Exit | GLOBALSCAPE INC | $0 | – | -10,000 | – | -0.01% | – |
| AIMC | Exit | ALTRA INDL MOTION CORP | $0 | – | -12,269 | – | -0.01% | – |
| BABA | Exit | ALIBABA GROUP HLDG LTDsponsored ads | $0 | – | -6,217 | – | -0.03% | – |
| NHF | Exit | NEXPOINT STRATEGIC OPORTUNT | $0 | – | -191,380 | – | -0.11% | – |
| TRI | Exit | THOMSON REUTERS CORP | $0 | – | -100,000 | – | -0.12% | – |
| BPY | Exit | BROOKFIELD PPTY PARTNERS L Punit ltd partn | $0 | – | -312,606 | – | -0.17% | – |
| AMZN | Exit | AMAZON COM INC | $0 | – | -5,800 | – | -0.31% | – |
| Exit | AMAZON COM INCput | $0 | – | -5,800 | – | -0.31% | – | |
| HFRO | Exit | HIGHLAND FLOATNG RATE OPPRT | $0 | – | -852,154 | – | -0.35% | – |
| Exit | ALIBABA GROUP HLDG LTDcall | $0 | – | -210,000 | – | -0.92% | – | |
| Exit | FORTIVE CORPcall | $0 | – | -425,000 | – | -0.95% | – | |
| Exit | ALTABA INCput | $0 | – | -1,096,800 | – | -1.99% | – | |
| Exit | ALTRA INDL MOTION CORPput | $0 | – | -1,903,900 | – | -2.10% | – | |
| Exit | ALTABA INCcall | $0 | – | -1,470,000 | – | -2.67% | – | |
| Exit | ALIBABA GROUP HLDG LTDput | $0 | – | -1,230,800 | – | -5.40% | – | |
| AABA | Exit | ALTABA INC | $0 | – | -3,042,101 | – | -5.52% | – |
| Exit | FORTIVE CORPput | $0 | – | -16,669,400 | – | -37.40% | – | |
| FTV | Exit | FORTIVE CORP | $0 | – | -18,551,024 | – | -41.62% | – |
Q3 2018
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| FTV | New | FORTIVE CORP | $1,561,997,000 | – | 18,551,024 | – | 41.62% | – |
| New | FORTIVE CORPput | $1,403,564,000 | – | 16,669,400 | – | 37.40% | – | |
| AABA | Sell | ALTABA INC | $207,228,000 | -54.7% | 3,042,101 | -51.3% | 5.52% | -82.2% |
| Buy | ALIBABA GROUP HLDG LTDput | $202,787,000 | +2.8% | 1,230,800 | +15.7% | 5.40% | -59.7% | |
| Sell | ALTABA INCcall | $100,136,000 | -52.8% | 1,470,000 | -49.2% | 2.67% | -81.5% | |
| Buy | ALTRA INDL MOTION CORPput | $78,631,000 | +24168.8% | 1,903,900 | +25285.3% | 2.10% | +9422.7% | |
| Sell | ALTABA INCput | $74,714,000 | -81.6% | 1,096,800 | -80.2% | 1.99% | -92.8% | |
| New | FORTIVE CORPcall | $35,785,000 | – | 425,000 | – | 0.95% | – | |
| Sell | ALIBABA GROUP HLDG LTDcall | $34,600,000 | -41.7% | 210,000 | -34.4% | 0.92% | -77.1% | |
| HFRO | Buy | HIGHLAND FLOATNG RATE OPPRT | $13,140,000 | +5.2% | 852,154 | +6.5% | 0.35% | -58.8% |
| Sell | AMAZON COM INCput | $11,617,000 | -54.1% | 5,800 | -61.1% | 0.31% | -82.0% | |
| AMZN | Sell | AMAZON COM INC | $11,617,000 | -54.1% | 5,800 | -61.1% | 0.31% | -82.0% |
| BPY | New | BROOKFIELD PPTY PARTNERS L Punit ltd partn | $6,530,000 | – | 312,606 | – | 0.17% | – |
| TRI | New | THOMSON REUTERS CORP | $4,568,000 | – | 100,000 | – | 0.12% | – |
| NHF | Sell | NEXPOINT STRATEGIC OPORTUNT | $4,287,000 | -30.3% | 191,380 | -31.7% | 0.11% | -72.7% |
| BABA | New | ALIBABA GROUP HLDG LTDsponsored ads | $1,024,000 | – | 6,217 | – | 0.03% | – |
| AIMC | New | ALTRA INDL MOTION CORP | $507,000 | – | 12,269 | – | 0.01% | – |
| GSB | New | GLOBALSCAPE INC | $177,000 | – | 10,000 | – | 0.01% | – |
| Exit | GGP INCput | $0 | – | -51,500 | – | -0.07% | – | |
| Exit | BROOKFIELD PPTY PARTNERS L Pcall | $0 | – | -55,000 | – | -0.07% | – | |
| Exit | BROOKFIELD PPTY PARTNERS L Pput | $0 | – | -666,600 | – | -0.86% | – | |
| GGP | Exit | GGP INC | $0 | – | -926,601 | – | -1.29% | – |
| NXPI | Exit | NXP SEMICONDUCTORS N V | $0 | – | -331,344 | – | -2.46% | – |
Q2 2018
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AABA | New | ALTABA INC | $457,491,000 | – | 6,249,007 | – | 31.08% | – |
| New | ALTABA INCput | $406,391,000 | – | 5,551,000 | – | 27.61% | – | |
| New | ALTABA INCcall | $212,017,000 | – | 2,896,000 | – | 14.40% | – | |
| New | ALIBABA GROUP HLDG LTDput | $197,331,000 | – | 1,063,600 | – | 13.40% | – | |
| New | ALIBABA GROUP HLDG LTDcall | $59,352,000 | – | 319,900 | – | 4.03% | – | |
| NXPI | New | NXP SEMICONDUCTORS N V | $36,206,000 | – | 331,344 | – | 2.46% | – |
| AMZN | New | AMAZON COM INC | $25,327,000 | – | 14,900 | – | 1.72% | – |
| New | AMAZON COM INCput | $25,327,000 | – | 14,900 | – | 1.72% | – | |
| GGP | New | GGP INC | $18,930,000 | – | 926,601 | – | 1.29% | – |
| New | BROOKFIELD PPTY PARTNERS L Pput | $12,679,000 | – | 666,600 | – | 0.86% | – | |
| HFRO | New | HIGHLAND FLOATNG RATE OPPRT | $12,496,000 | – | 800,000 | – | 0.85% | – |
| NHF | New | NEXPOINT STRATEGIC OPORTUNT | $6,152,000 | – | 280,291 | – | 0.42% | – |
| New | BROOKFIELD PPTY PARTNERS L Pcall | $1,046,000 | – | 55,000 | – | 0.07% | – | |
| New | GGP INCput | $1,052,000 | – | 51,500 | – | 0.07% | – | |
| New | ALTRA INDL MOTION CORPput | $324,000 | – | 7,500 | – | 0.02% | – |
Q4 2017
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| CFCO | Exit | CF CORP | $0 | – | -42,252 | – | -0.03% | – |
| Exit | SYNGENTA AGput | $0 | – | -5,100 | – | -0.03% | – | |
| RMRM | Exit | RMR REAL ESTATE INCOME FUND | $0 | – | -30,508 | – | -0.04% | – |
| UTGRT | Exit | REAVES UTIL INCOME FDright 10/04/2017 | $0 | – | -2,032,303 | – | -0.05% | – |
| CBS | Exit | CBS CORP NEWcl b | $0 | – | -15,100 | – | -0.06% | – |
| HLF | Exit | HERBALIFE LTD | $0 | – | -21,000 | – | -0.10% | – |
| AABA | Exit | ALTABA INC | $0 | – | -25,000 | – | -0.12% | – |
| Exit | ALTABA INCput | $0 | – | -30,000 | – | -0.14% | – | |
| Exit | SYNGENTA AGcall | $0 | – | -21,600 | – | -0.14% | – | |
| Exit | HERBALIFE LTDput | $0 | – | -40,000 | – | -0.19% | – | |
| Exit | ENTERCOM COMMUNICATIONScall | $0 | – | -250,000 | – | -0.20% | – | |
| Exit | FORESTAR GROUP INCput | $0 | – | -214,800 | – | -0.25% | – | |
| Exit | CBS CORP NEWcall | $0 | – | -63,500 | – | -0.26% | – | |
| SYT | Exit | SYNGENTA AGsponsored adr | $0 | – | -42,802 | – | -0.28% | – |
| Exit | CBS CORP NEWput | $0 | – | -78,600 | – | -0.32% | – | |
| FOR | Exit | FORESTAR GROUP INC | $0 | – | -403,215 | – | -0.48% | – |
| Exit | ALIBABA GROUP HLDG LTDput | $0 | – | -201,000 | – | -2.42% | – | |
| Exit | ALTABA INCcall | $0 | – | -675,000 | – | -3.12% | – | |
| AMZN | Exit | AMAZON COM INC | $0 | – | -150,400 | – | -10.08% | – |
| Exit | AMAZON COM INCput | $0 | – | -150,400 | – | -10.08% | – | |
| AAPL | Exit | APPLE INC | $0 | – | -3,331,200 | – | -35.80% | – |
| Exit | APPLE INCput | $0 | – | -3,331,200 | – | -35.80% | – |
Q3 2017
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| New | APPLE INCput | $513,404,000 | – | 3,331,200 | – | 35.80% | – | |
| AAPL | New | APPLE INC | $513,405,000 | – | 3,331,200 | – | 35.80% | – |
| New | AMAZON COM INCput | $144,587,000 | – | 150,400 | – | 10.08% | – | |
| AMZN | New | AMAZON COM INC | $144,587,000 | – | 150,400 | – | 10.08% | – |
| New | ALTABA INCcall | $44,712,000 | – | 675,000 | – | 3.12% | – | |
| New | ALIBABA GROUP HLDG LTDput | $34,715,000 | – | 201,000 | – | 2.42% | – | |
| FOR | New | FORESTAR GROUP INC | $6,935,000 | – | 403,215 | – | 0.48% | – |
| Sell | CBS CORP NEWput | $4,559,000 | -64.6% | 78,600 | -61.1% | 0.32% | -96.6% | |
| SYT | New | SYNGENTA AGsponsored adr | $3,940,000 | – | 42,802 | – | 0.28% | – |
| New | CBS CORP NEWcall | $3,683,000 | – | 63,500 | – | 0.26% | – | |
| New | FORESTAR GROUP INCput | $3,555,000 | – | 214,800 | – | 0.25% | – | |
| New | ENTERCOM COMMUNICATIONScall | $2,863,000 | – | 250,000 | – | 0.20% | – | |
| New | HERBALIFE LTDput | $2,713,000 | – | 40,000 | – | 0.19% | – | |
| Buy | SYNGENTA AGcall | $1,988,000 | +52.2% | 21,600 | +53.2% | 0.14% | -85.5% | |
| New | ALTABA INCput | $1,987,000 | – | 30,000 | – | 0.14% | – | |
| AABA | Sell | ALTABA INC | $1,656,000 | -89.3% | 25,000 | -91.2% | 0.12% | -99.0% |
| HLF | New | HERBALIFE LTD | $1,424,000 | – | 21,000 | – | 0.10% | – |
| CBS | Sell | CBS CORP NEWcl b | $876,000 | -93.2% | 15,100 | -92.5% | 0.06% | -99.4% |
| UTGRT | New | REAVES UTIL INCOME FDright 10/04/2017 | $756,000 | – | 2,032,303 | – | 0.05% | – |
| RMRM | New | RMR REAL ESTATE INCOME FUND | $589,000 | – | 30,508 | – | 0.04% | – |
| Sell | SYNGENTA AGput | $470,000 | -84.7% | 5,100 | -84.6% | 0.03% | -98.5% | |
| CFCO | New | CF CORP | $473,000 | – | 42,252 | – | 0.03% | – |
| RAD | Exit | RITE AID CORP | $0 | – | -50,000 | – | -0.11% | – |
| CVE | Exit | CENOVUS ENERGY INC | $0 | – | -25,000 | – | -0.14% | – |
| FAM | Exit | FIRST TR ABERDEEN GLBL OPP F | $0 | – | -22,079 | – | -0.19% | – |
| Exit | CREDIT SUISSE GROUPcall | $0 | – | -25,000 | – | -0.27% | – | |
| Exit | SIBANYE GOLD LTDcall | $0 | – | -79,500 | – | -0.27% | – | |
| SMHI | Exit | SEACOR MARINE HLDGS INC | $0 | – | -21,075 | – | -0.32% | – |
| Exit | RITE AID CORPcall | $0 | – | -200,000 | – | -0.43% | – | |
| DSKE | Exit | DASEKE INC | $0 | – | -58,600 | – | -0.48% | – |
| LCM | Exit | ADVENT CLAYMORE ENH GRW & IN | $0 | – | -75,000 | – | -0.48% | – |
| LSCC | Exit | LATTICE SEMICONDUCTOR CORP | $0 | – | -100,000 | – | -0.49% | – |
| CKH | Exit | SEACOR HOLDINGS INC | $0 | – | -20,972 | – | -0.53% | – |
| QIWI | Exit | QIWI PLCspon adr rep b | $0 | – | -35,080 | – | -0.64% | – |
| ETM | Exit | ENTERCOM COMMUNICATIONS CORPcl a | $0 | – | -124,298 | – | -0.95% | – |
| Exit | KATE SPADE & COcall | $0 | – | -75,000 | – | -1.02% | – | |
| Exit | SIBANYE GOLD LTDput | $0 | – | -317,100 | – | -1.08% | – | |
| Exit | DEUTSCHE BANK AGcall | $0 | – | -114,400 | – | -1.50% | – | |
| GPIA | Exit | GP INVTS ACQUISITION COR | $0 | – | -205,660 | – | -1.51% | – |
| SBGL | Exit | SIBANYE GOLD LTDsponsored adr | $0 | – | -467,600 | – | -1.59% | – |
| Exit | WHOLE FOODS MKT INCcall | $0 | – | -55,000 | – | -1.70% | – | |
| QPAC | Exit | QUINPARIO ACQUISITION CORP 2 | $0 | – | -234,102 | – | -1.71% | – |
| Exit | WHOLE FOODS MKT INCput | $0 | – | -199,900 | – | -6.19% | – | |
| KATE | Exit | KATE SPADE & CO | $0 | – | -470,000 | – | -6.39% | – |
| Exit | ALLIED WRLD ASSUR COM HLDG Acall | $0 | – | -167,900 | – | -6.53% | – | |
| WFM | Exit | WHOLE FOODS MKT INC | $0 | – | -265,500 | – | -8.22% | – |
| AWHHF | Exit | ALLIED WRLD ASSUR COM HLDG A | $0 | – | -608,820 | – | -23.69% | – |
Q2 2017
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AWHHF | New | ALLIED WRLD ASSUR COM HLDG A | $32,207,000 | – | 608,820 | – | 23.69% | – |
| AABA | New | ALTABA INC | $15,527,000 | – | 285,000 | – | 11.42% | – |
| CBS | New | CBS CORP NEWcl b | $12,871,000 | – | 201,800 | – | 9.47% | – |
| New | CBS CORP NEWput | $12,871,000 | – | 201,800 | – | 9.47% | – | |
| WFM | New | WHOLE FOODS MKT INC | $11,180,000 | – | 265,500 | – | 8.22% | – |
| New | ALLIED WRLD ASSUR COM HLDG Acall | $8,882,000 | – | 167,900 | – | 6.53% | – | |
| KATE | New | KATE SPADE & CO | $8,690,000 | – | 470,000 | – | 6.39% | – |
| New | WHOLE FOODS MKT INCput | $8,418,000 | – | 199,900 | – | 6.19% | – | |
| New | SYNGENTA AGput | $3,067,000 | – | 33,100 | – | 2.26% | – | |
| QPAC | New | QUINPARIO ACQUISITION CORP 2 | $2,322,000 | – | 234,102 | – | 1.71% | – |
| New | WHOLE FOODS MKT INCcall | $2,316,000 | – | 55,000 | – | 1.70% | – | |
| SBGL | New | SIBANYE GOLD LTDsponsored adr | $2,165,000 | – | 467,600 | – | 1.59% | – |
| GPIA | New | GP INVTS ACQUISITION COR | $2,059,000 | – | 205,660 | – | 1.51% | – |
| New | DEUTSCHE BANK AGcall | $2,035,000 | – | 114,400 | – | 1.50% | – | |
| New | SIBANYE GOLD LTDput | $1,468,000 | – | 317,100 | – | 1.08% | – | |
| New | KATE SPADE & COcall | $1,387,000 | – | 75,000 | – | 1.02% | – | |
| New | SYNGENTA AGcall | $1,306,000 | – | 14,100 | – | 0.96% | – | |
| ETM | New | ENTERCOM COMMUNICATIONS CORPcl a | $1,286,000 | – | 124,298 | – | 0.95% | – |
| QIWI | New | QIWI PLCspon adr rep b | $866,000 | – | 35,080 | – | 0.64% | – |
| CKH | New | SEACOR HOLDINGS INC | $719,000 | – | 20,972 | – | 0.53% | – |
| LSCC | New | LATTICE SEMICONDUCTOR CORP | $666,000 | – | 100,000 | – | 0.49% | – |
| LCM | New | ADVENT CLAYMORE ENH GRW & IN | $656,000 | – | 75,000 | – | 0.48% | – |
| DSKE | New | DASEKE INC | $652,000 | – | 58,600 | – | 0.48% | – |
| New | RITE AID CORPcall | $590,000 | – | 200,000 | – | 0.43% | – | |
| SMHI | New | SEACOR MARINE HLDGS INC | $429,000 | – | 21,075 | – | 0.32% | – |
| New | SIBANYE GOLD LTDcall | $368,000 | – | 79,500 | – | 0.27% | – | |
| New | CREDIT SUISSE GROUPcall | $365,000 | – | 25,000 | – | 0.27% | – | |
| FAM | New | FIRST TR ABERDEEN GLBL OPP F | $257,000 | – | 22,079 | – | 0.19% | – |
| CVE | New | CENOVUS ENERGY INC | $184,000 | – | 25,000 | – | 0.14% | – |
| RAD | New | RITE AID CORP | $148,000 | – | 50,000 | – | 0.11% | – |