This page lists the SEC filings reported by Pitaro Regina M..
Type | Filed | Filer | Subject | Shares Owned | Percent Owned | |
---|---|---|---|---|---|---|
SC 13G/A | 2023-02-09 | Pitaro Regina M. | Gabelli Global Small & Mid Cap Value Trust | 380,531 | 11.9% | EDGAR |
SC 13G | 2023-02-09 | Pitaro Regina M. | Gabelli Healthcare & WellnessRx Trust | 500,000 | 7.8% | EDGAR |
SC 13G | 2023-02-09 | Pitaro Regina M. | GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC | 570,000 | 38.0% | EDGAR |
SC 13G | 2023-02-09 | Pitaro Regina M. | GDL FUND | 392,500 | 9.4% | EDGAR |
SC 13G | 2022-07-11 | Pitaro Regina M. | ELLSWORTH GROWTH & INCOME FUND LTD | 240,000 | 6.5% | EDGAR |
SC 13G | 2021-11-12 | Pitaro Regina M. | Gabelli Global Small & Mid Cap Value Trust | 380,000 | 7.3% | EDGAR |
SC 13G | 2021-10-26 | Pitaro Regina M. | Gabelli Healthcare & WellnessRx Trust | 590,000 | 9.8% | EDGAR |
SC 13G | 2016-09-15 | Pitaro Regina M. | Gabelli Go Anywhere Trust | 83,505 | 5.2% | EDGAR |
SC 13G | 2016-09-15 | Pitaro Regina M. | Gabelli Go Anywhere Trust | 27,835 | 5.2% | EDGAR |
- Form 13F-HR
- The 13F-HR report is filed quarterly to report securities held by the filer that fall under the SEC's 13F rules.
- Form SC 13D/G
- Reported by persons and groups who own 5% or more of any class of a company's outstanding shares. If the ownership changes by 1% or more, an amendment must be filed.
- Form 3, 4, and 5
- Form 3, 4, and 5 reports are filed to report insider transactions by company officers and directors, and any beneficial owners of more than ten percent of a company's shares. Form 3 is the initial report that must be filed when a person becomes an officer, director, or beneficial owner. Form 4 reports are used to report changes in ownership, while the Form 5 report is used for reporting transactions that should have been reported earlier in a Form 4 filing.