This page lists the SEC filings reported by DeFrancesco Catherine Johanna.
Type | Filed | Filer | Subject | Shares Owned | Percent Owned | |
---|---|---|---|---|---|---|
SC 13D/A | 2017-01-10 | DeFrancesco Catherine Johanna | Bioptix, Inc. | 515,777 | 11.4% | EDGAR |
SC 13D/A | 2016-12-13 | DeFrancesco Catherine Johanna | Bioptix, Inc. | 478,277 | 10.6% | EDGAR |
SC 13D/A | 2016-12-09 | DeFrancesco Catherine Johanna | Bioptix, Inc. | 475,777 | 10.6% | EDGAR |
SC 13D/A | 2016-12-05 | DeFrancesco Catherine Johanna | Bioptix, Inc. | 470,676 | 10.4% | EDGAR |
SC 13D/A | 2016-10-25 | DeFrancesco Catherine Johanna | Venaxis, Inc. | 364,435 | 9.4% | EDGAR |
SC 13D/A | 2016-10-20 | DeFrancesco Catherine Johanna | Venaxis, Inc. | 362,835 | 9.4% | EDGAR |
SC 13D/A | 2016-09-20 | DeFrancesco Catherine Johanna | Venaxis, Inc. | 341,176 | 8.8% | EDGAR |
SC 13D/A | 2016-09-14 | DeFrancesco Catherine Johanna | Venaxis, Inc. | 341,176 | 8.8% | EDGAR |
SC 13D | 2016-09-12 | DeFrancesco Catherine Johanna DeFrancesco | Venaxis, Inc. | 290,404 | 7.5% | EDGAR |
- Form 13F-HR
- The 13F-HR report is filed quarterly to report securities held by the filer that fall under the SEC's 13F rules.
- Form SC 13D/G
- Reported by persons and groups who own 5% or more of any class of a company's outstanding shares. If the ownership changes by 1% or more, an amendment must be filed.
- Form 3, 4, and 5
- Form 3, 4, and 5 reports are filed to report insider transactions by company officers and directors, and any beneficial owners of more than ten percent of a company's shares. Form 3 is the initial report that must be filed when a person becomes an officer, director, or beneficial owner. Form 4 reports are used to report changes in ownership, while the Form 5 report is used for reporting transactions that should have been reported earlier in a Form 4 filing.