Vivaldi Capital Management LP - Q4 2023 holdings

 Value Shares↓ Weighting
GALT ExitGALECTIN THERAPEUTICS INC$0-19,261
-100.0%
-0.01%
VVR ExitINVESCO SR INCOME TR$0-10,607
-100.0%
-0.01%
ExitINDAPTUS THERAPEUTICS INC$0-24,000
-100.0%
-0.02%
KYN ExitKAYNE ANDERSON ENERGY INFRST$0-12,730
-100.0%
-0.04%
DSL ExitDOUBLELINE INCOME SOLUTIONS$0-10,100
-100.0%
-0.04%
SOFI ExitSOFI TECHNOLOGIES INC$0-15,822
-100.0%
-0.04%
MYI ExitBLACKROCK MUNIYIELD QUALITY$0-15,701
-100.0%
-0.05%
NAD ExitNUVEEN QUALITY MUNCP INCOME$0-15,930
-100.0%
-0.05%
PAAS ExitPAN AMERN SILVER CORP$0-11,186
-100.0%
-0.05%
LYFT ExitLYFT INC$0-16,120
-100.0%
-0.06%
ICLN ExitISHARES TRgl clean ene etf$0-12,074
-100.0%
-0.06%
NEA ExitNUVEEN AMT FREE QLTY MUN INC$0-19,097
-100.0%
-0.06%
PH ExitPARKER-HANNIFIN CORP$0-521
-100.0%
-0.07%
SGOV ExitISHARES TR0-3 mnth treasry$0-1,996
-100.0%
-0.07%
TGT ExitTARGET CORP$0-1,832
-100.0%
-0.07%
BND ExitVANGUARD BD INDEX FDStotal bnd mrkt$0-2,989
-100.0%
-0.07%
FLAX ExitFRANKLIN TEMPLETON ETF TRfranklin asia$0-10,172
-100.0%
-0.07%
VFH ExitVANGUARD WORLD FDSfinancials etf$0-2,574
-100.0%
-0.07%
MUB ExitISHARES TRnational mun etf$0-2,102
-100.0%
-0.07%
ARKG ExitARK ETF TRgenomic rev etf$0-7,740
-100.0%
-0.07%
ERTH ExitINVESCO EXCHANGE TRADED FD Tinvesco msci$0-4,887
-100.0%
-0.07%
DE ExitDEERE & CO$0-583
-100.0%
-0.07%
BAC ExitBANK AMERICA CORP$0-8,001
-100.0%
-0.07%
IRT ExitINDEPENDENCE RLTY TR INC$0-16,160
-100.0%
-0.07%
URGN ExitUROGEN PHARMA LTD$0-16,461
-100.0%
-0.08%
SCZ ExitISHARES TReafe sml cp etf$0-4,046
-100.0%
-0.08%
AAXJ ExitISHARES TRmsci ac asia etf$0-3,639
-100.0%
-0.08%
THS ExitTREEHOUSE FOODS INC$0-5,500
-100.0%
-0.08%
NFLX ExitNETFLIX INC$0-644
-100.0%
-0.08%
ACN ExitACCENTURE PLC IRELAND$0-797
-100.0%
-0.08%
ESGU ExitISHARES TResg awr msci usa$0-2,647
-100.0%
-0.08%
BK ExitBANK NEW YORK MELLON CORP$0-5,823
-100.0%
-0.08%
CMI ExitCUMMINS INC$0-1,099
-100.0%
-0.08%
SCHZ ExitSCHWAB STRATEGIC TRus aggregate b$0-5,755
-100.0%
-0.08%
DNOV ExitFIRST TR EXCHNG TRADED FD VIcboe eqt dep nov$0-7,315
-100.0%
-0.08%
XLI ExitSELECT SECTOR SPDR TRindl$0-2,569
-100.0%
-0.08%
HYG ExitISHARES TRiboxx hi yd etf$0-3,546
-100.0%
-0.08%
RPM ExitRPM INTL INC$0-2,736
-100.0%
-0.08%
MOAT ExitVANECK ETF TRUSTmrngstr wde moat$0-3,588
-100.0%
-0.09%
MUC ExitBLACKROCK MUNIHLDNGS CALI QL$0-28,971
-100.0%
-0.09%
DIS ExitDISNEY WALT CO$0-3,438
-100.0%
-0.09%
XLV ExitSELECT SECTOR SPDR TRsbi healthcare$0-2,216
-100.0%
-0.09%
SHV ExitISHARES TRshort treas bd$0-2,594
-100.0%
-0.09%
ExitDIMENSIONAL ETF TRUSTus mktwide value$0-8,579
-100.0%
-0.10%
ExitAPOLLO GLOBAL MGMT INC$0-3,254
-100.0%
-0.10%
V ExitVISA INC$0-1,271
-100.0%
-0.10%
PEP ExitPEPSICO INC$0-1,755
-100.0%
-0.10%
BMY ExitBRISTOL-MYERS SQUIBB CO$0-5,125
-100.0%
-0.10%
IJH ExitISHARES TRcore s&p mcp etf$0-1,208
-100.0%
-0.10%
BR ExitBROADRIDGE FINL SOLUTIONS IN$0-1,675
-100.0%
-0.10%
VUG ExitVANGUARD INDEX FDSgrowth etf$0-1,111
-100.0%
-0.10%
IWF ExitISHARES TRrus 1000 grw etf$0-1,163
-100.0%
-0.10%
BIP ExitBROOKFIELD INFRAST PARTNERSlp int unit$0-11,250
-100.0%
-0.11%
UNP ExitUNION PAC CORP$0-1,637
-100.0%
-0.11%
MO ExitALTRIA GROUP INC$0-7,966
-100.0%
-0.11%
SHM ExitSPDR SER TRnuveen blmbrg sh$0-7,390
-100.0%
-0.11%
MCD ExitMCDONALDS CORP$0-1,318
-100.0%
-0.11%
PCK ExitPIMCO CALIF MUN INCOME FD II$0-70,157
-100.0%
-0.12%
XLF ExitSELECT SECTOR SPDR TRfinancial$0-10,756
-100.0%
-0.12%
ExitPHILLIPS EDISON & CO INC$0-10,790
-100.0%
-0.12%
IGSB ExitISHARES TR$0-7,300
-100.0%
-0.12%
NTRS ExitNORTHERN TR CORP$0-5,222
-100.0%
-0.12%
DIA ExitSPDR DOW JONES INDL AVERAGEut ser 1$0-1,111
-100.0%
-0.12%
WLTW ExitWILLIS TOWERS WATSON PLC LTD$0-1,782
-100.0%
-0.12%
VCV ExitINVESCO CALIF VALUE MUN INCO$0-45,395
-100.0%
-0.12%
ARKK ExitARK ETF TRinnovation etf$0-9,670
-100.0%
-0.12%
QQQ ExitINVESCO QQQ TRunit ser 1$0-1,067
-100.0%
-0.12%
AGG ExitISHARES TRcore us aggbd et$0-4,091
-100.0%
-0.13%
MS ExitMORGAN STANLEY$0-4,807
-100.0%
-0.13%
FEZ ExitSPDR INDEX SHS FDSeuro stoxx 50$0-9,402
-100.0%
-0.13%
EEM ExitISHARES TRmsci emg mkt etf$0-10,504
-100.0%
-0.13%
XLE ExitSELECT SECTOR SPDR TRenergy$0-4,441
-100.0%
-0.13%
USB ExitUS BANCORP DEL$0-12,320
-100.0%
-0.13%
GRID ExitFIRST TR EXCHANGE TRADED FDnasdq cln edge$0-4,337
-100.0%
-0.13%
VEU ExitVANGUARD INTL EQUITY INDEX Fallwrld ex us$0-8,125
-100.0%
-0.14%
AMGN ExitAMGEN INC$0-1,595
-100.0%
-0.14%
DHI ExitD R HORTON INC$0-4,018
-100.0%
-0.14%
VHT ExitVANGUARD WORLD FDShealth car etf$0-1,842
-100.0%
-0.14%
FNDX ExitSCHWAB STRATEGIC TRschwab fdt us lg$0-7,864
-100.0%
-0.14%
VBR ExitVANGUARD INDEX FDSsm cp val etf$0-2,789
-100.0%
-0.14%
CMCSA ExitCOMCAST CORP NEWcl a$0-10,226
-100.0%
-0.15%
COST ExitCOSTCO WHSL CORP NEW$0-804
-100.0%
-0.15%
ACI ExitALBERTSONS COS INC$0-20,588
-100.0%
-0.15%
CEV ExitEATON VANCE CALIF MUN INCOMsh ben int$0-51,125
-100.0%
-0.15%
VGT ExitVANGUARD WORLD FDSinf tech etf$0-1,167
-100.0%
-0.16%
CME ExitCME GROUP INC$0-2,450
-100.0%
-0.16%
FB ExitMETA PLATFORMS INCcl a$0-1,728
-100.0%
-0.17%
DJUN ExitFIRST TR EXCHNG TRADED FD VIcboe vest us eqt$0-14,929
-100.0%
-0.17%
EVM ExitEATON VANCE CALIF MUN BD FD$0-64,996
-100.0%
-0.17%
KO ExitCOCA COLA CO$0-9,959
-100.0%
-0.18%
LAZR ExitLUMINAR TECHNOLOGIES INC$0-125,000
-100.0%
-0.19%
IWD ExitISHARES TRrus 1000 val etf$0-3,768
-100.0%
-0.19%
HD ExitHOME DEPOT INC$0-1,891
-100.0%
-0.19%
BFZ ExitBLACKROCK CALIF MUN INCOME Tsh ben int$0-57,096
-100.0%
-0.19%
IBB ExitISHARES TRishares biotech$0-4,872
-100.0%
-0.20%
IJR ExitISHARES TRcore s&p scp etf$0-6,323
-100.0%
-0.20%
MSI ExitMOTOROLA SOLUTIONS INC$0-2,217
-100.0%
-0.20%
IYH ExitISHARES TRus hlthcare etf$0-2,282
-100.0%
-0.20%
EFA ExitISHARES TRmsci eafe etf$0-9,853
-100.0%
-0.22%
WMT ExitWALMART INC$0-4,249
-100.0%
-0.22%
PFE ExitPFIZER INC$0-21,238
-100.0%
-0.23%
JNJ ExitJOHNSON & JOHNSON$0-4,539
-100.0%
-0.23%
SPEM ExitSPDR INDEX SHS FDSportfolio emg mk$0-21,352
-100.0%
-0.23%
VT ExitVANGUARD INTL EQUITY INDEX Ftt wrld st etf$0-7,818
-100.0%
-0.24%
IYW ExitISHARES TRu.s. tech etf$0-6,969
-100.0%
-0.24%
CSCO ExitCISCO SYS INC$0-14,062
-100.0%
-0.25%
MRK ExitMERCK & CO INC$0-7,454
-100.0%
-0.25%
ExitGENERAL ELECTRIC CO$0-6,974
-100.0%
-0.25%
ORCL ExitORACLE CORP$0-7,713
-100.0%
-0.27%
PG ExitPROCTER AND GAMBLE CO$0-5,725
-100.0%
-0.27%
OEF ExitISHARES TRs&p 100 etf$0-4,194
-100.0%
-0.28%
ABT ExitABBOTT LABS$0-8,780
-100.0%
-0.28%
XLK ExitSELECT SECTOR SPDR TRtechnology$0-5,324
-100.0%
-0.28%
JPM ExitJPMORGAN CHASE & CO$0-6,045
-100.0%
-0.29%
VWO ExitVANGUARD INTL EQUITY INDEX Fftse emr mkt etf$0-22,454
-100.0%
-0.29%
AVDV ExitAMERICAN CENTY ETF TRintl smcp vlu$0-15,494
-100.0%
-0.29%
AVUV ExitAMERICAN CENTY ETF TRus sml cp valu$0-11,680
-100.0%
-0.30%
IWR ExitISHARES TRrus mid cap etf$0-14,528
-100.0%
-0.33%
IDEV ExitISHARES TRcore msci intl$0-17,837
-100.0%
-0.34%
SCHH ExitSCHWAB STRATEGIC TRus reit etf$0-61,818
-100.0%
-0.36%
IWM ExitISHARES TRrussell 2000 etf$0-6,244
-100.0%
-0.36%
TMO ExitTHERMO FISHER SCIENTIFIC INC$0-2,222
-100.0%
-0.37%
PRAA ExitPRA GROUP INC$0-58,682
-100.0%
-0.37%
BRKB ExitBERKSHIRE HATHAWAY INC DELcl b new$0-3,322
-100.0%
-0.38%
XOM ExitEXXON MOBIL CORP$0-9,899
-100.0%
-0.38%
BA ExitBOEING CO$0-6,117
-100.0%
-0.38%
VIG ExitVANGUARD SPECIALIZED FUNDSdiv app etf$0-7,632
-100.0%
-0.39%
MARB ExitFIRST TR EXCH TRADED FD IIImerger arbitra$0-59,400
-100.0%
-0.39%
MINT ExitPIMCO ETF TRenhan shrt ma ac$0-11,999
-100.0%
-0.39%
LLY ExitELI LILLY & CO$0-2,286
-100.0%
-0.40%
UNH ExitUNITEDHEALTH GROUP INC$0-2,483
-100.0%
-0.41%
GOOGL ExitALPHABET INCcap stk cl a$0-9,733
-100.0%
-0.42%
IMCV ExitISHARES TRmrgstr md cp val$0-21,123
-100.0%
-0.42%
HALO ExitHALOZYME THERAPEUTICS INC$0-35,078
-100.0%
-0.44%
ABBV ExitABBVIE INC$0-9,089
-100.0%
-0.44%
FNDE ExitSCHWAB STRATEGIC TRschwb fdt emk lg$0-55,647
-100.0%
-0.48%
NVDA ExitNVIDIA CORPORATION$0-3,371
-100.0%
-0.48%
AMZN ExitAMAZON COM INC$0-11,601
-100.0%
-0.48%
IEFA ExitISHARES TRcore msci eafe$0-22,992
-100.0%
-0.48%
SCHM ExitSCHWAB STRATEGIC TRus mid-cap etf$0-27,262
-100.0%
-0.60%
FNDF ExitSCHWAB STRATEGIC TRschwb fdt int lg$0-59,073
-100.0%
-0.61%
SCHE ExitSCHWAB STRATEGIC TRemrg mkteq etf$0-78,718
-100.0%
-0.62%
VNQ ExitVANGUARD INDEX FDSreal estate etf$0-25,521
-100.0%
-0.63%
VB ExitVANGUARD INDEX FDSsmall cp etf$0-10,306
-100.0%
-0.64%
BGH ExitBARINGS GLOBAL SHORT DURATIO$0-159,874
-100.0%
-0.66%
COIN ExitCOINBASE GLOBAL INC$0-27,102
-100.0%
-0.66%
VO ExitVANGUARD INDEX FDSmid cap etf$0-9,817
-100.0%
-0.67%
DNP ExitDNP SELECT INCOME FD INC$0-214,831
-100.0%
-0.67%
SUB ExitISHARES TRshrt nat mun etf$0-20,116
-100.0%
-0.68%
SCHA ExitSCHWAB STRATEGIC TRus sml cap etf$0-50,128
-100.0%
-0.68%
GOOG ExitALPHABET INCcap stk cl c$0-16,045
-100.0%
-0.69%
PML ExitPIMCO MUN INCOME FD II$0-286,847
-100.0%
-0.72%
MVT ExitBLACKROCK MUNIVEST FD II INC$0-245,819
-100.0%
-0.75%
MQY ExitBLACKROCK MUNIYILD QULT FD I$0-224,779
-100.0%
-0.75%
NVG ExitNUVEEN AMT FREE MUN CR INC F$0-225,431
-100.0%
-0.76%
NZF ExitNUVEEN MUNICIPAL CREDIT INC$0-225,525
-100.0%
-0.77%
ISD ExitPGIM HIGH YIELD BOND FUND IN$0-216,059
-100.0%
-0.83%
KIO ExitKKR INCOME OPPORTUNITIES FD$0-226,326
-100.0%
-0.88%
KTF ExitDWS MUN INCOME TR$0-374,675
-100.0%
-0.94%
VTV ExitVANGUARD INDEX FDSvalue etf$0-21,137
-100.0%
-0.95%
AOMR ExitANGEL OAK MORTGAGE REIT INC$0-348,474
-100.0%
-0.97%
MMU ExitWESTERN ASSET MANAGED MUNS F$0-341,701
-100.0%
-1.00%
VEA ExitVANGUARD TAX-MANAGED FDSvan ftse dev mkt$0-77,969
-100.0%
-1.12%
ACWI ExitISHARES TRmsci acwi etf$0-37,083
-100.0%
-1.12%
AFB ExitALLIANCEBERNSTEIN NATL MUN I$0-368,364
-100.0%
-1.12%
IQI ExitINVESCO QUALITY MUN INCOME T$0-412,051
-100.0%
-1.13%
MYD ExitBLACKROCK MUNIYIELD FD INC$0-378,616
-100.0%
-1.14%
VOO ExitVANGUARD INDEX FDS$0-8,921
-100.0%
-1.14%
DVY ExitISHARES TRselect divid etf$0-33,094
-100.0%
-1.16%
SPTS ExitSPDR SER TRportfolio sh tsr$0-128,497
-100.0%
-1.21%
SCHB ExitSCHWAB STRATEGIC TRus brd mkt etf$0-76,164
-100.0%
-1.24%
MUI ExitBLACKROCK MUNICIPAL INCOME$0-386,541
-100.0%
-1.28%
LMBS ExitFIRST TR EXCHANGE-TRADED FDfst low oppt eft$0-85,073
-100.0%
-1.31%
ARDC ExitARES DYNAMIC CR ALLOCATION F$0-314,712
-100.0%
-1.33%
GLD ExitSPDR GOLD TR$0-23,686
-100.0%
-1.33%
ITOT ExitISHARES TRcore s&p ttl stk$0-44,444
-100.0%
-1.37%
BGB ExitBLACKSTONE STRATEGIC CRED 20$0-401,004
-100.0%
-1.44%
SPSM ExitSPDR SER TRportfolio s&p600$0-120,236
-100.0%
-1.45%
SPMD ExitSPDR SER TRportfolio s&p400$0-106,221
-100.0%
-1.52%
IAU ExitISHARES GOLD TRishares new$0-143,117
-100.0%
-1.64%
GLPI ExitGAMING & LEISURE PPTYS INC$0-113,227
-100.0%
-1.69%
MSFT ExitMICROSOFT CORP$0-16,776
-100.0%
-1.73%
SCHF ExitSCHWAB STRATEGIC TRintl eqty etf$0-158,509
-100.0%
-1.76%
SPY ExitSPDR S&P 500 ETF TRtr unit$0-13,466
-100.0%
-1.88%
IVV ExitISHARES TRcore s&p500 etf$0-13,646
-100.0%
-1.92%
VTI ExitVANGUARD INDEX FDStotal stk mkt$0-28,625
-100.0%
-1.99%
TSLA ExitTESLA INC$0-26,354
-100.0%
-2.16%
SCHX ExitSCHWAB STRATEGIC TRus lrg cap etf$0-131,718
-100.0%
-2.18%
AAPL ExitAPPLE INC$0-56,556
-100.0%
-3.17%
SPDW ExitSPDR INDEX SHS FDSportfolio devlpd$0-333,927
-100.0%
-3.39%
SHY ExitISHARES TR1 3 yr treas bd$0-158,570
-100.0%
-4.20%
SCHO ExitSCHWAB STRATEGIC TRsht tm us tres$0-278,522
-100.0%
-4.36%
SPLG ExitSPDR SER TRportfolio s&p500$0-311,730
-100.0%
-5.12%
Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
GAMING & LEISURE PPTYS INC27Q3 20231.8%
ISHARES TR27Q3 20231.4%
BERKSHIRE HATHAWAY INC DEL CL B NEW27Q3 20232.4%
PFIZER INC COM27Q3 20231.2%
ISHARES TR27Q3 20232.1%
GOOGLE INC27Q3 20231.2%
PEPSICO INC COM27Q3 20231.3%
CISCO SYS INC27Q3 20231.2%
US BANCORP DEL COM NEW27Q3 20231.7%
ISHARES TR27Q3 20231.0%

View Vivaldi Capital Management LP's complete holdings history.

Latest significant ownerships (13-D/G)
Vivaldi Capital Management LP Q4 2023 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
FiledShares Percentage
Angel Oak Mortgage, Inc.Sold outFebruary 09, 202200.0%

View Vivaldi Capital Management LP's complete significant-ownership history.

Latest filings
TypeFiled
13F-HR2024-05-15
13F-HR2024-02-14
40-APP/A2024-02-07
13F-HR2023-11-14
13F-HR2023-08-14
13F-HR2023-05-12
13F-HR2023-02-14
40-APP/A2023-01-19
13F-HR2022-11-14
40-APP2022-08-23

View Vivaldi Capital Management LP's complete filings history.

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