$450 Million is the total value of Vivaldi Capital Management LP's 281 reported holdings in Q3 2020. The portfolio turnover from Q2 2020 to Q3 2020 was 36.0% .
Value | Shares | ↓ Weighting | ||||||
---|---|---|---|---|---|---|---|---|
SCHO | Sell | SCHWAB STRATEGIC TRsht tm us tres | $28,411,000 | -8.6% | 552,853 | -8.3% | 6.31% | -2.5% |
SHY | Sell | ISHARES TR1 3 yr treas bd | $27,988,000 | -10.6% | 324,194 | -10.4% | 6.22% | -4.6% |
FINS | Sell | ANGEL OAK FINL STRATEGIES IN | $20,029,000 | -52.9% | 1,181,650 | -53.9% | 4.45% | -49.8% |
SPY | Sell | SPDR S&P 500 ETF TRtr unit | $17,221,000 | -0.6% | 48,090 | -6.3% | 3.82% | +6.0% |
SPDW | Buy | SPDR INDEX SHS FDSportfolio devlpd | $16,877,000 | +7.2% | 532,560 | +1.1% | 3.75% | +14.3% |
SPLG | Sell | SPDR SER TRportfolio s&p500 | $15,262,000 | +5.7% | 362,609 | -0.4% | 3.39% | +12.8% |
MUI | Sell | BLACKROCK MUNI INTER DR FD I | $8,630,000 | -15.2% | 605,638 | -12.9% | 1.92% | -9.5% |
MYI | Sell | BLACKROCK MUNIYIELD QUALITY | $8,185,000 | -13.2% | 594,427 | -13.0% | 1.82% | -7.4% |
AAPL | Buy | APPLE INC | $8,003,000 | -1.9% | 67,104 | +271.9% | 1.78% | +4.7% |
IVV | Sell | ISHARES TRcore s&p500 etf | $7,692,000 | +4.5% | 21,407 | -1.5% | 1.71% | +11.5% |
AFB | Sell | ALLIANCEBERNSTEIN NATL MUN I | $6,531,000 | -11.6% | 472,886 | -11.4% | 1.45% | -5.7% |
SUB | New | ISHARES TRshrt nat mun etf | $6,446,000 | – | 59,718 | +100.0% | 1.43% | – |
EFA | Sell | ISHARES TRmsci eafe etf | $6,309,000 | +3.7% | 90,949 | -2.1% | 1.40% | +10.7% |
VTI | Sell | VANGUARD INDEX FDStotal stk mkt | $6,259,000 | +1.0% | 34,144 | -5.7% | 1.39% | +7.8% |
KTF | Sell | DWS MUN INCOME TR | $6,053,000 | -12.6% | 540,946 | -10.6% | 1.34% | -6.7% |
SPSM | Sell | SPDR SER TRportfolio s&p600 | $5,828,000 | +6.3% | 182,937 | -1.3% | 1.29% | +13.4% |
SPEM | Buy | SPDR INDEX SHS FDSportfolio emg mk | $5,725,000 | +8.9% | 143,640 | +0.2% | 1.27% | +16.1% |
SPMD | Sell | SPDR SER TRportfolio s&p400 | $5,400,000 | +6.8% | 145,463 | -1.2% | 1.20% | +14.0% |
NAD | Sell | NUVEEN QUALITY MUNCP INCOME | $5,127,000 | -15.7% | 349,270 | -14.4% | 1.14% | -10.0% |
NEA | Sell | NUVEEN AMT FREE QLTY MUN INC | $5,104,000 | -15.2% | 349,330 | -14.7% | 1.13% | -9.6% |
ISD | Sell | PGIM HIGH YIELD BOND FUND IN | $4,979,000 | -8.5% | 352,353 | -8.9% | 1.11% | -2.4% |
VEA | Sell | VANGUARD TAX-MANAGED INTL FDftse dev mkt etf | $4,864,000 | +3.3% | 109,826 | -1.8% | 1.08% | +10.2% |
EVV | Sell | EATON VANCE LTD DURATION INC | $4,457,000 | -7.3% | 372,941 | -9.4% | 0.99% | -1.1% |
FPA | Sell | FIRST TR EXCH TRD ALPHDX FDasia ex japan | $4,343,000 | +5.8% | 148,726 | -0.9% | 0.96% | +12.7% |
VVR | Sell | INVESCO SR INCOME TR | $4,190,000 | -2.7% | 1,102,577 | -8.3% | 0.93% | +3.9% |
SCHB | Sell | SCHWAB STRATEGIC TRus brd mkt etf | $4,170,000 | -5.5% | 48,634 | -11.5% | 0.93% | +0.8% |
IAU | Buy | ISHARES GOLD TRUSTishares | $4,113,000 | +52.9% | 228,501 | +54.6% | 0.91% | +63.0% |
JFR | Sell | NUVEEN FLOATING RATE INCOME | $3,920,000 | -9.6% | 470,603 | -11.0% | 0.87% | -3.5% |
TSLA | Buy | TESLA INC | $3,775,000 | +1.3% | 9,240 | +285.6% | 0.84% | +8.1% |
MSFT | Buy | MICROSOFT CORP | $3,655,000 | +8.1% | 16,882 | +4.5% | 0.81% | +15.3% |
VOO | Sell | VANGUARD INDEX FDS | $3,654,000 | +4.2% | 11,105 | -1.8% | 0.81% | +11.1% |
GHY | Sell | PGIM GLOBAL HIGH YIELD FD FO | $3,518,000 | -9.1% | 261,182 | -8.8% | 0.78% | -3.1% |
VWO | Sell | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $3,422,000 | +2.9% | 72,613 | -4.3% | 0.76% | +9.8% |
SCHX | Sell | SCHWAB STRATEGIC TRus lrg cap etf | $3,256,000 | +5.6% | 37,763 | -0.7% | 0.72% | +12.6% |
ACWI | Sell | ISHARES TRmsci acwi etf | $3,183,000 | -8.2% | 37,011 | -14.1% | 0.71% | -2.1% |
DVY | Sell | ISHARES TRselect divid etf | $3,108,000 | -1.0% | 33,849 | -6.5% | 0.69% | +5.7% |
SCHF | Buy | SCHWAB STRATEGIC TRintl eqty etf | $3,077,000 | +8.8% | 90,307 | +2.8% | 0.68% | +16.2% |
VO | Sell | VANGUARD INDEX FDSmid cap etf | $3,005,000 | +5.8% | 15,506 | -2.8% | 0.67% | +12.9% |
IIM | Sell | INVESCO CALIF MUN INCOME TR | $2,968,000 | -16.3% | 196,434 | -14.8% | 0.66% | -10.7% |
IQI | Sell | INVESCO QUALITY MUN INCOME T | $2,969,000 | -16.2% | 238,094 | -14.7% | 0.66% | -10.7% |
ITOT | Buy | ISHARES TRcore s&p ttl stk | $2,875,000 | +87.5% | 35,380 | +75.5% | 0.64% | +100.0% |
LYFT | LYFT INC | $2,720,000 | +23.0% | 72,464 | 0.0% | 0.60% | +31.3% | |
AWF | Sell | ALLIANCEBERNSTEIN GLOBAL HIG | $2,709,000 | -9.1% | 252,964 | -8.5% | 0.60% | -2.9% |
VTA | Sell | INVESCO DYNAMIC CR OPPORTUNI | $2,624,000 | -2.7% | 268,825 | -9.1% | 0.58% | +3.9% |
PG | Sell | PROCTER AND GAMBLE CO | $2,619,000 | +6.1% | 18,151 | -0.4% | 0.58% | +13.2% |
GIM | Sell | TEMPLETON GLOBAL INCOME FD | $2,470,000 | -12.2% | 473,188 | -8.3% | 0.55% | -6.3% |
JPM | Sell | JPMORGAN CHASE & CO | $2,464,000 | +7.5% | 21,597 | -3.0% | 0.55% | +14.7% |
EFR | Sell | EATON VANCE SR FLTNG RTE TR | $2,424,000 | -3.1% | 190,693 | -9.6% | 0.54% | +3.3% |
IJH | Sell | ISHARES TRcore s&p mcp etf | $2,409,000 | +7.6% | 11,422 | -0.2% | 0.54% | +14.8% |
RSF | Sell | RIVERNORTH SPECIALTY FIN COR | $2,408,000 | -7.1% | 161,857 | -7.2% | 0.54% | -0.7% |
PRAA | PRA GROUP INC | $2,363,000 | -13.8% | 61,336 | 0.0% | 0.52% | -7.9% | |
IWM | Sell | ISHARES TRrussell 2000 etf | $2,318,000 | +7.5% | 13,360 | -2.4% | 0.52% | +14.7% |
VB | Buy | VANGUARD INDEX FDSsmall cp etf | $2,284,000 | +17.9% | 13,026 | +6.7% | 0.51% | +25.8% |
GOOG | Buy | ALPHABET INCcap stk cl c | $2,201,000 | +34.0% | 1,239 | +13.6% | 0.49% | +43.0% |
IWR | ISHARES TRrus mid cap etf | $2,102,000 | +9.1% | 32,962 | 0.0% | 0.47% | +16.5% | |
KLDW | Buy | INVESTMENT MANAGERS SER TRknldg ld etf | $2,017,000 | +8.7% | 50,240 | +0.6% | 0.45% | +16.1% |
BYM | Sell | BLACKROCK MUN INCOME QUALITY | $2,010,000 | -17.0% | 140,051 | -15.9% | 0.45% | -11.5% |
GLPI | Sell | GAMING & LEISURE PPTYS INC | $1,930,000 | -26.1% | 46,329 | -31.1% | 0.43% | -21.1% |
DNP | Buy | DNP SELECT INCOME FD INC | $1,793,000 | -4.1% | 172,916 | +0.6% | 0.40% | +2.3% |
SCHE | Sell | SCHWAB STRATEGIC TRemrg mkteq etf | $1,737,000 | +6.6% | 59,492 | -1.9% | 0.39% | +13.9% |
PFE | Sell | PFIZER INC | $1,734,000 | -2.6% | 44,904 | -3.3% | 0.38% | +3.8% |
GLD | Buy | SPDR GOLD TR | $1,609,000 | +7.7% | 9,083 | +8.9% | 0.36% | +14.8% |
CMF | Sell | ISHARES TRcalif mun bd etf | $1,599,000 | -11.2% | 25,594 | -10.3% | 0.36% | -5.3% |
ICF | Buy | ISHARES TRcohen steer reit | $1,595,000 | +4.5% | 14,528 | +0.3% | 0.35% | +11.3% |
EVM | Sell | EATON VANCE CALIF MUN BD FD | $1,565,000 | -11.3% | 135,303 | -9.6% | 0.35% | -5.2% |
BRKB | Buy | BERKSHIRE HATHAWAY INC DELcl b new | $1,544,000 | +6.9% | 6,790 | +0.2% | 0.34% | +14.0% |
MLPA | Buy | GLOBAL X FDSglbl x mlp etf | $1,541,000 | -10.8% | 62,267 | +0.4% | 0.34% | -5.0% |
BFZ | Sell | BLACKROCK CALIF MUN INCOME Tsh ben int | $1,503,000 | -14.4% | 111,528 | -10.9% | 0.33% | -8.5% |
TMO | Sell | THERMO FISHER SCIENTIFIC INC | $1,485,000 | +12.4% | 3,039 | -4.2% | 0.33% | +20.0% |
IEFA | Sell | ISHARES TRcore msci eafe | $1,459,000 | +1.7% | 22,316 | -4.0% | 0.32% | +8.4% |
IWF | ISHARES TRrus 1000 grw etf | $1,451,000 | +7.2% | 6,406 | 0.0% | 0.32% | +14.2% | |
VIG | Sell | VANGUARD SPECIALIZED FUNDSdiv app etf | $1,433,000 | -28.2% | 10,399 | -33.3% | 0.32% | -23.6% |
VT | Buy | VANGUARD INTL EQUITY INDEX Ftt wrld st etf | $1,379,000 | +27.8% | 15,822 | +20.0% | 0.31% | +36.0% |
AAXJ | ISHARES TRmsci ac asia etf | $1,374,000 | +9.2% | 16,292 | 0.0% | 0.30% | +16.4% | |
SCHA | Sell | SCHWAB STRATEGIC TRus sml cap etf | $1,324,000 | +9.2% | 16,768 | -1.0% | 0.29% | +16.7% |
VTEB | Buy | VANGUARD MUN BD FDStax exempt bd | $1,320,000 | +1.5% | 24,237 | +2.4% | 0.29% | +8.1% |
MUB | Sell | ISHARES TRnational mun etf | $1,281,000 | -9.2% | 11,037 | -8.4% | 0.28% | -3.4% |
IWD | Buy | ISHARES TRrus 1000 val etf | $1,276,000 | +6.4% | 9,815 | +0.0% | 0.28% | +13.2% |
MARB | Sell | FIRST TR EXCH TRADED FD IIImerger arbitra | $1,259,000 | -1.2% | 64,506 | -1.4% | 0.28% | +5.7% |
MYC | Sell | BLACKROCK MUNIYIELD CALIF FD | $1,262,000 | -15.2% | 89,614 | -11.0% | 0.28% | -9.7% |
NBW | Sell | NEUBERGER BRMAN CLIFRN MUNI | $1,238,000 | -11.7% | 93,468 | -9.4% | 0.28% | -5.8% |
AGG | Sell | ISHARES TRcore us aggbd et | $1,177,000 | -1.3% | 10,005 | -0.4% | 0.26% | +5.2% |
IEMG | Buy | ISHARES INCcore msci emkt | $1,168,000 | +22.6% | 20,193 | +12.6% | 0.26% | +30.8% |
MMM | Buy | 3M CO | $1,152,000 | +3.4% | 6,787 | +0.1% | 0.26% | +10.3% |
SCHM | Sell | SCHWAB STRATEGIC TRus mid-cap etf | $1,130,000 | +5.7% | 18,090 | -2.8% | 0.25% | +12.6% |
ABT | Sell | ABBOTT LABS | $1,103,000 | +8.1% | 9,798 | -3.3% | 0.24% | +15.6% |
DIS | Sell | DISNEY WALT CO | $1,083,000 | -6.5% | 7,824 | -11.0% | 0.24% | 0.0% |
DTF | Sell | DTF TAX-FREE INCOME INC | $1,086,000 | -15.4% | 75,243 | -15.0% | 0.24% | -9.7% |
UNH | Sell | UNITEDHEALTH GROUP INC | $1,084,000 | +6.0% | 3,048 | -3.9% | 0.24% | +13.1% |
ABBV | Sell | ABBVIE INC | $1,077,000 | +1.7% | 10,871 | -1.9% | 0.24% | +8.6% |
JNJ | Sell | JOHNSON & JOHNSON | $1,064,000 | -1.3% | 7,095 | -1.5% | 0.24% | +5.4% |
GOOGL | Buy | ALPHABET INCcap stk cl a | $1,044,000 | +49.4% | 589 | +26.9% | 0.23% | +58.9% |
OEF | Sell | ISHARES TRs&p 100 etf | $952,000 | -12.8% | 5,787 | -17.2% | 0.21% | -7.0% |
FB | Sell | FACEBOOK INCcl a | $947,000 | -84.6% | 3,418 | -85.6% | 0.21% | -83.6% |
VZ | Sell | VERIZON COMMUNICATIONS INC | $940,000 | +4.0% | 15,388 | -0.2% | 0.21% | +11.2% |
ACN | Sell | ACCENTURE PLC IRELAND | $907,000 | -3.8% | 3,753 | -8.6% | 0.20% | +2.6% |
SHM | SPDR SER TRnuveen blmbrg sr | $830,000 | -0.4% | 16,673 | 0.0% | 0.18% | +6.4% | |
SUSA | ISHARES TRmsci usa esg slc | $820,000 | +7.2% | 5,219 | 0.0% | 0.18% | +14.5% | |
PEP | Sell | PEPSICO INC | $819,000 | +3.8% | 5,661 | -1.1% | 0.18% | +11.0% |
XLK | Sell | SELECT SECTOR SPDR TRtechnology | $802,000 | +5.7% | 6,619 | -0.7% | 0.18% | +12.7% |
MCA | Sell | BLACKROCK MUNIYIELD CALIF QU | $796,000 | -12.8% | 54,392 | -10.0% | 0.18% | -6.8% |
DSI | ISHARES TRmsci kld400 soc | $799,000 | +6.5% | 5,867 | 0.0% | 0.18% | +13.5% | |
IJR | Sell | ISHARES TRcore s&p scp etf | $798,000 | -7.0% | 9,760 | -13.6% | 0.18% | -1.1% |
VGK | Buy | VANGUARD INTL EQUITY INDEX Fftse europe etf | $778,000 | +4.9% | 13,655 | +1.2% | 0.17% | +12.3% |
LVGO | New | LIVONGO HEALTH INCequity | $771,000 | – | 5,508 | +100.0% | 0.17% | – |
IDEV | ISHARES TRcore msci intl | $771,000 | +5.6% | 13,210 | 0.0% | 0.17% | +12.5% | |
NAC | Sell | NUVEEN CA QUALTY MUN INCOME | $765,000 | -11.7% | 51,888 | -9.4% | 0.17% | -5.6% |
AMZN | Buy | AMAZON COM INC | $763,000 | +4.0% | 244 | +5.2% | 0.17% | +10.5% |
HD | Sell | HOME DEPOT INC | $763,000 | -3.7% | 2,752 | -2.2% | 0.17% | +2.4% |
CME | Sell | CME GROUP INC | $757,000 | -2.8% | 4,559 | -0.5% | 0.17% | +3.7% |
HYAC | New | HAYMAKER ACQUISITION CORP IIequity | $757,000 | – | 75,690 | +100.0% | 0.17% | – |
IBDO | Sell | ISHARES TRibonds dec23 etf | $726,000 | -3.8% | 27,710 | -3.7% | 0.16% | +2.5% |
IBDL | Sell | ISHARES TRibonds dec20 etf | $719,000 | -1.9% | 28,568 | -1.6% | 0.16% | +4.6% |
CFFA | Buy | CF FIN ACQUISITION CORPequity | $713,000 | +56.4% | 68,600 | +63.3% | 0.16% | +66.3% |
IYH | Buy | ISHARES TRus hlthcare etf | $701,000 | +8.9% | 2,902 | +3.8% | 0.16% | +16.4% |
BND | Buy | VANGUARD BD INDEX FDStotal bnd mrkt | $700,000 | +167.2% | 7,967 | +170.3% | 0.16% | +181.8% |
IBDM | Sell | ISHARES TRibonds dec21 etf | $692,000 | -2.1% | 27,700 | -1.7% | 0.15% | +4.8% |
INTC | Sell | INTEL CORP | $671,000 | -10.7% | 14,755 | -3.3% | 0.15% | -4.5% |
CSCO | Buy | CISCO SYS INC | $662,000 | -2.5% | 15,983 | +13.2% | 0.15% | +4.3% |
VTWO | VANGUARD SCOTTSDALE FDSvng rus2000idx | $652,000 | +10.3% | 4,650 | 0.0% | 0.14% | +17.9% | |
SCHZ | Sell | SCHWAB STRATEGIC TRus aggregate b | $639,000 | -9.1% | 11,436 | -8.2% | 0.14% | -2.7% |
NEE | Buy | NEXTERA ENERGY INC | $624,000 | +8.5% | 8,084 | +300.0% | 0.14% | +15.8% |
THCB | Buy | TUSCAN HLDGS CORPequity | $621,000 | +42.4% | 60,977 | +43.2% | 0.14% | +51.6% |
ICSH | New | ISHARES TRultr sh trm bd | $607,000 | – | 12,022 | +100.0% | 0.14% | – |
FGNAU | New | FG NEW AMER ACQUISITION CORPequity | $601,000 | – | 60,000 | +100.0% | 0.13% | – |
KO | Sell | COCA COLA CO | $597,000 | +1.5% | 11,173 | -8.0% | 0.13% | +9.0% |
VNQ | Buy | VANGUARD INDEX FDSreal estate etf | $591,000 | +29.3% | 6,924 | +24.5% | 0.13% | +37.9% |
T | Sell | AT&T INC | $578,000 | -5.9% | 20,005 | -1.6% | 0.13% | 0.0% |
AMGN | Buy | AMGEN INC | $569,000 | +0.4% | 2,399 | +2.3% | 0.13% | +6.8% |
V | Sell | VISA INC | $563,000 | -2.4% | 2,677 | -7.8% | 0.12% | +4.2% |
MRK | Buy | MERCK & CO. INC | $564,000 | +89.3% | 6,950 | +92.5% | 0.12% | +101.6% |
MTCH | New | MATCH GROUP INC NEW | $564,000 | – | 4,286 | +100.0% | 0.12% | – |
WMT | Buy | WALMART INC | $547,000 | +18.9% | 3,635 | +4.3% | 0.12% | +26.0% |
IBDN | Sell | ISHARES TRibonds dec22 etf | $540,000 | -2.2% | 21,107 | -1.9% | 0.12% | +4.3% |
MCD | Sell | MCDONALDS CORP | $540,000 | +1.9% | 2,531 | -1.7% | 0.12% | +9.1% |
NTRS | NORTHERN TR CORP | $538,000 | +8.0% | 5,926 | 0.0% | 0.12% | +14.4% | |
NOW | Buy | SERVICENOW INC | $517,000 | +19.4% | 1,017 | +0.3% | 0.12% | +27.8% |
BIP | BROOKFIELD INFRAST PARTNERSlp int unit | $510,000 | +12.3% | 10,000 | 0.0% | 0.11% | +18.9% | |
SSPK | SILVER SPIKE ACQUISITION CORequity | $478,000 | 0.0% | 47,168 | 0.0% | 0.11% | +6.0% | |
NGHC | New | NATIONAL GEN HLDGS CORPequity | $469,000 | – | 13,890 | +100.0% | 0.10% | – |
VBR | Buy | VANGUARD INDEX FDSsm cp val etf | $461,000 | +9.8% | 3,571 | +0.3% | 0.10% | +17.2% |
VPL | Sell | VANGUARD INTL EQUITY INDEX Fftse pacific etf | $459,000 | +6.5% | 6,199 | -1.8% | 0.10% | +13.3% |
CRSA | New | CRESCENT ACQUISITION CORPequity | $455,000 | – | 45,295 | +100.0% | 0.10% | – |
CMCSA | Sell | COMCAST CORP NEWcl a | $453,000 | +10.8% | 9,245 | -2.0% | 0.10% | +18.8% |
IYW | Buy | ISHARES TRu.s. tech etf | $450,000 | +14.2% | 1,422 | +6.0% | 0.10% | +22.0% |
GS | Sell | GOLDMAN SACHS GROUP INC | $439,000 | +2.6% | 2,002 | -0.8% | 0.10% | +9.0% |
HON | Sell | HONEYWELL INTL INC | $427,000 | +21.0% | 2,119 | -4.0% | 0.10% | +30.1% |
PYPL | Sell | PAYPAL HLDGS INC | $425,000 | -11.8% | 2,252 | -10.7% | 0.09% | -6.0% |
EEM | ISHARES TRmsci emg mkt etf | $421,000 | +8.8% | 8,708 | 0.0% | 0.09% | +14.8% | |
VAR | New | VARIAN MED SYS INCequity | $417,000 | – | 2,425 | +100.0% | 0.09% | – |
IAGG | ISHARES TRcore intl aggr | $415,000 | +0.2% | 7,441 | 0.0% | 0.09% | +7.0% | |
BMY | Sell | BRISTOL-MYERS SQUIBB CO | $404,000 | -1.9% | 6,344 | -2.0% | 0.09% | +4.7% |
TGT | Sell | TARGET CORP | $406,000 | +17.7% | 2,495 | -2.6% | 0.09% | +25.0% |
SRAC | New | STABLE RD ACQUISITION CORPequity | $405,000 | – | 40,202 | +100.0% | 0.09% | – |
MA | Sell | MASTERCARD INCORPORATEDcl a | $400,000 | -8.3% | 1,194 | -10.2% | 0.09% | -2.2% |
IGSB | ISHARES TR | $401,000 | 0.0% | 7,300 | 0.0% | 0.09% | +7.2% | |
ACAM | Sell | ACAMAR PARTNERS ACQSITION COequity | $395,000 | -20.8% | 38,625 | -20.7% | 0.09% | -15.4% |
NPA | Buy | NEW PROVIDENCE ACQUISITIONequity | $392,000 | +14.6% | 38,961 | +14.7% | 0.09% | +22.5% |
IIPR | Buy | INNOVATIVE INDL PPTYS INC | $392,000 | +42.0% | 2,571 | +9.4% | 0.09% | +52.6% |
TXN | Sell | TEXAS INSTRS INC | $385,000 | -8.8% | 2,459 | -19.2% | 0.09% | -2.3% |
VOOG | VANGUARD ADMIRAL FDS INC500 grth idx f | $385,000 | +6.6% | 1,750 | 0.0% | 0.09% | +14.7% | |
USB | Buy | US BANCORP DEL | $376,000 | +15.0% | 8,693 | +0.6% | 0.08% | +23.5% |
CBRE | CBRE GROUP INCcl a | $379,000 | +22.3% | 6,562 | 0.0% | 0.08% | +29.2% | |
MS | Sell | MORGAN STANLEY | $379,000 | +6.5% | 6,702 | -1.6% | 0.08% | +13.5% |
ERESU | New | EAST RES ACQUISITION COequity | $370,000 | – | 36,682 | +100.0% | 0.08% | – |
AIMT | New | AIMMUNE THERAPEUTICS INCequity | $364,000 | – | 10,556 | +100.0% | 0.08% | – |
MLACU | New | MALACCA STRAITS ACQUISITIONequity | $366,000 | – | 36,800 | +100.0% | 0.08% | – |
IMMU | New | IMMUNOMEDICS INCequity | $364,000 | – | 4,280 | +100.0% | 0.08% | – |
XOM | Sell | EXXON MOBIL CORP | $364,000 | -23.4% | 10,091 | -6.4% | 0.08% | -18.2% |
WLTW | WILLIS TOWERS WATSON PLC LTD | $361,000 | +5.9% | 1,747 | 0.0% | 0.08% | +12.7% | |
CVX | Sell | CHEVRON CORP NEW | $355,000 | -9.2% | 4,281 | -0.6% | 0.08% | -2.5% |
BLK | Sell | BLACKROCK INC | $351,000 | +10.0% | 524 | -3.1% | 0.08% | +18.2% |
MNCL | New | MONOCLE ACQUISITION CORPequity | $353,000 | – | 34,494 | +100.0% | 0.08% | – |
CAT | New | CATERPILLAR INC DEL | $346,000 | – | 2,013 | +100.0% | 0.08% | – |
QQQ | Buy | INVESCO QQQ TRunit ser 1 | $347,000 | +7.1% | 1,194 | +0.1% | 0.08% | +14.9% |
BRKA | BERKSHIRE HATHAWAY INC DELcl a | $342,000 | +6.9% | 1 | 0.0% | 0.08% | +13.4% | |
CEF | Sell | SPROTT PHYSICAL GOLD & SILVEtr unit | $340,000 | -8.6% | 18,092 | -6.2% | 0.08% | -1.3% |
BAC | Sell | BK OF AMERICA CORP | $340,000 | 0.0% | 12,597 | -0.9% | 0.08% | +7.0% |
IAC | New | IAC INTERACTIVECORP NEW | $336,000 | – | 2,481 | +100.0% | 0.08% | – |
FDX | FEDEX CORP | $339,000 | +34.5% | 1,248 | 0.0% | 0.08% | +44.2% | |
RST | New | ROSETTA STONE INCequity | $328,000 | – | 10,953 | +100.0% | 0.07% | – |
VSS | Sell | VANGUARD INTL EQUITY INDEX Fftse smcap etf | $330,000 | +4.8% | 2,933 | -1.1% | 0.07% | +10.6% |
BSV | Buy | VANGUARD BD INDEX FDSshort trm bond | $327,000 | +48.6% | 3,956 | +49.2% | 0.07% | +58.7% |
UNP | Sell | UNION PAC CORP | $329,000 | -9.6% | 1,616 | -14.9% | 0.07% | -3.9% |
RPM | RPM INTL INC | $324,000 | +6.2% | 3,600 | 0.0% | 0.07% | +14.3% | |
NKE | Sell | NIKE INCcl b | $320,000 | +11.9% | 2,496 | -8.2% | 0.07% | +18.3% |
SCPE | SC HEALTH CORPequity | $319,000 | -0.3% | 31,604 | 0.0% | 0.07% | +6.0% | |
VCIT | Sell | VANGUARD SCOTTSDALE FDSint-term corp | $309,000 | -1.0% | 3,210 | -0.8% | 0.07% | +6.2% |
IXUS | ISHARES TRcore msci total | $312,000 | +6.5% | 4,932 | 0.0% | 0.07% | +13.1% | |
SCZ | Sell | ISHARES TReafe sml cp etf | $305,000 | +2.7% | 4,842 | -4.8% | 0.07% | +9.7% |
FNDE | Sell | SCHWAB STRATEGIC TRschwb fdt emk lg | $303,000 | -9.8% | 11,545 | -13.8% | 0.07% | -4.3% |
XLV | Sell | SELECT SECTOR SPDR TRsbi healthcare | $295,000 | -11.9% | 2,627 | -15.9% | 0.07% | -5.7% |
FPE | FIRST TR EXCH TRADED FD IIIpfd secs inc etf | $296,000 | +1.7% | 15,000 | 0.0% | 0.07% | +8.2% | |
LLY | Sell | LILLY ELI & CO | $295,000 | -25.9% | 2,072 | -20.6% | 0.07% | -20.5% |
IDV | Sell | ISHARES TRintl sel div etf | $298,000 | +0.7% | 10,838 | -1.3% | 0.07% | +6.5% |
JNK | Sell | SPDR SER TRbloomberg brclys | $292,000 | -12.6% | 2,742 | -13.6% | 0.06% | -7.1% |
CLX | CLOROX CO DEL | $289,000 | -8.5% | 1,392 | 0.0% | 0.06% | -3.0% | |
MNTA | New | MOMENTA PHARMACEUTICALS INCequity | $288,000 | – | 5,489 | +100.0% | 0.06% | – |
PRU | Buy | PRUDENTIAL FINL INC | $279,000 | +30.4% | 3,818 | +24.4% | 0.06% | +37.8% |
GXGX | Sell | GX ACQUISITION CORPequity | $279,000 | -7.6% | 26,573 | -10.2% | 0.06% | -1.6% |
AMLP | ALPS ETF TRalerian mlp | $280,000 | -11.7% | 12,188 | 0.0% | 0.06% | -6.1% | |
BAM | Sell | BROOKFIELD ASSET MGMT INCcl a ltd vt sh | $278,000 | -63.6% | 7,480 | -66.9% | 0.06% | -61.0% |
SCHC | Sell | SCHWAB STRATEGIC TRintl sceqt etf | $279,000 | -4.8% | 7,986 | -11.0% | 0.06% | +1.6% |
THS | TREEHOUSE FOODS INC | $281,000 | -9.9% | 7,200 | 0.0% | 0.06% | -4.6% | |
XLF | Buy | SELECT SECTOR SPDR TRsbi int-finl | $270,000 | +10.7% | 9,997 | +3.3% | 0.06% | +17.6% |
NVDA | Sell | NVIDIA CORPORATION | $265,000 | +9.1% | 498 | -6.2% | 0.06% | +15.7% |
MSI | Buy | MOTOROLA SOLUTIONS INC | $256,000 | +18.5% | 1,501 | +0.8% | 0.06% | +26.7% |
DNKN | Sell | DUNKIN BRANDS GROUP INC | $255,000 | -0.8% | 2,400 | -33.3% | 0.06% | +7.5% |
DUK | Sell | DUKE ENERGY CORP NEW | $254,000 | +5.0% | 2,676 | -6.7% | 0.06% | +12.0% |
ANDA | Buy | ANDINA ACQUISITION CORP IIIequity | $250,000 | +28.9% | 24,397 | +28.8% | 0.06% | +40.0% |
VUG | VANGUARD INDEX FDSgrowth etf | $254,000 | +7.2% | 1,066 | 0.0% | 0.06% | +14.3% | |
WIZ | ALPHA ARCHITECT ETF TRmerlyn ai bull | $250,000 | 0.0% | 7,956 | 0.0% | 0.06% | +7.7% | |
XLE | Buy | SELECT SECTOR SPDR TRenergy | $248,000 | +9.7% | 7,330 | +24.9% | 0.06% | +17.0% |
IPOC | New | SOCIAL CAP HEDSPIA HLDG CO Iequity | $249,000 | – | 20,011 | +100.0% | 0.06% | – |
CAG | Sell | CONAGRA BRANDS INC | $249,000 | -30.8% | 6,920 | -27.3% | 0.06% | -26.7% |
BR | Sell | BROADRIDGE FINL SOLUTIONS IN | $241,000 | -19.1% | 1,642 | -23.3% | 0.05% | -12.9% |
PGJ | INVESCO EXCHANGE TRADED FD Tglobal drgn cn | $237,000 | +13.4% | 3,976 | 0.0% | 0.05% | +20.5% | |
SBUX | Sell | STARBUCKS CORP | $239,000 | +10.6% | 2,500 | -8.4% | 0.05% | +17.8% |
EMLP | FIRST TR EXCHANGE-TRADED FDno amer energy | $240,000 | -1.6% | 11,408 | 0.0% | 0.05% | +3.9% | |
BKNG | Sell | BOOKING HOLDINGS INC | $236,000 | +12.4% | 115 | -0.9% | 0.05% | +18.2% |
URGN | Sell | UROGEN PHARMA LTD | $233,000 | -8.6% | 10,000 | -9.1% | 0.05% | -1.9% |
AXP | New | AMERICAN EXPRESS CO | $231,000 | – | 2,006 | +100.0% | 0.05% | – |
ECL | Sell | ECOLAB INC | $229,000 | -4.2% | 1,098 | -8.7% | 0.05% | +2.0% |
IBM | Sell | INTERNATIONAL BUSINESS MACHS | $226,000 | -25.7% | 1,934 | -19.3% | 0.05% | -20.6% |
ACEVU | New | ACE CONVERGENCE ACQU CORPequity | $220,000 | – | 21,462 | +100.0% | 0.05% | – |
CCIVU | New | CHURCHILL CAPITAL CORP IVequity | $214,000 | – | 21,396 | +100.0% | 0.05% | – |
COST | Sell | COSTCO WHSL CORP NEW | $218,000 | 0.0% | 576 | -10.8% | 0.05% | +6.7% |
RMG | RMG ACQUISITION CORPequity | $214,000 | +4.4% | 20,000 | 0.0% | 0.05% | +11.6% | |
IBB | ISHARES TRnasdaq biotech | $212,000 | +5.5% | 1,505 | 0.0% | 0.05% | +11.9% | |
APXT | New | APEX TECHNOLOGY ACQUISITIONequity | $212,000 | – | 20,000 | +100.0% | 0.05% | – |
FUSEU | Sell | FUSION ACQUISITION CORPequity | $206,000 | -44.9% | 20,000 | -45.7% | 0.05% | -41.0% |
AMCI | New | AMCI ACQUISITION CORPequity | $207,000 | – | 20,000 | +100.0% | 0.05% | – |
EQDU | New | EQUITY DISTR ACQUISITION CORequity | $206,000 | – | 20,000 | +100.0% | 0.05% | – |
FCACU | New | FALCON CAPITAL ACQUISITN CORequity | $206,000 | – | 20,000 | +100.0% | 0.05% | – |
JIH | JUNIPER INDL HLDGS INCequity | $209,000 | +5.0% | 20,000 | 0.0% | 0.05% | +12.2% | |
SMMC | New | SOUTH MTN MERGER CORPequity | $209,000 | – | 19,970 | +100.0% | 0.05% | – |
BNDX | VANGUARD CHARLOTTE FDSintl bd idx etf | $209,000 | +0.5% | 3,586 | 0.0% | 0.05% | +7.0% | |
VSPRU | New | VESPER HEALTHCARE ACQSTN CORequity | $206,000 | – | 20,100 | +100.0% | 0.05% | – |
OACBU | New | OAKTREE ACQUISITION CORP IIequity | $206,000 | – | 20,000 | +100.0% | 0.05% | – |
IGIB | ISHARES TR | $203,000 | -0.5% | 3,330 | 0.0% | 0.04% | +7.1% | |
QELLU | New | QELL ACQUISITION CORPequity | $203,000 | – | 20,000 | +100.0% | 0.04% | – |
TWNDU | New | TAILWIND ACQUISITION CORPequity | $201,000 | – | 20,000 | +100.0% | 0.04% | – |
VCSH | Sell | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $203,000 | -42.5% | 2,455 | -42.4% | 0.04% | -38.4% |
CLIIU | New | CLIMATE CHANGE CRISIS REAL Iequity | $201,000 | – | 20,000 | +100.0% | 0.04% | – |
VACQU | New | VECTOR ACQUISITION CORPequity | $203,000 | – | 20,000 | +100.0% | 0.04% | – |
MDT | New | MEDTRONIC PLC | $202,000 | – | 1,800 | +100.0% | 0.04% | – |
NWL | Sell | NEWELL BRANDS INC | $200,000 | +9.9% | 10,145 | -4.7% | 0.04% | +15.8% |
SAIIU | New | SOFTWARE ACQUISITN GRUP INCequity | $199,000 | – | 20,000 | +100.0% | 0.04% | – |
PMVCU | New | PMV CONSUMER ACQUISITION CORequity | $200,000 | – | 20,000 | +100.0% | 0.04% | – |
NGAU | New | NORTHERN GENESIS ACQUISITIONequity | $200,000 | – | 20,000 | +100.0% | 0.04% | – |
LCAPU | New | LIONHEART ACQUISITION CORP Iequity | $199,000 | – | 20,000 | +100.0% | 0.04% | – |
GIX | GIGCAPITAL2 INCequity | $186,000 | 0.0% | 18,352 | 0.0% | 0.04% | +5.1% | |
DSL | DOUBLELINE INCOME SOLUTIONS | $179,000 | -0.6% | 11,100 | 0.0% | 0.04% | +8.1% | |
AACQ | New | ARTIUS ACQUISITION INCequity | $174,000 | – | 17,500 | +100.0% | 0.04% | – |
FIII | New | FORUM MERGER III CORPequity | $172,000 | – | 17,300 | +100.0% | 0.04% | – |
PCPLU | Sell | CC NEUBERGER PRINCIPAL HLDNGequity | $172,000 | -35.1% | 15,842 | -36.6% | 0.04% | -30.9% |
NMMCU | New | NORTH MOUNTAIN MERGER CORPequity | $173,000 | – | 16,954 | +100.0% | 0.04% | – |
SNPRU | New | TORTOISE ACQUISITION CORP IIequity | $163,000 | – | 15,000 | +100.0% | 0.04% | – |
RBACU | New | REDBALL ACQUISITION CORPequity | $160,000 | – | 15,100 | +100.0% | 0.04% | – |
ALUS | New | ALUSSA ENERGY ACQUISITION COequity | $154,000 | – | 15,478 | +100.0% | 0.03% | – |
FAIIU | New | FORTRESS VALUE ACQUISITION Iequity | $147,000 | – | 14,225 | +100.0% | 0.03% | – |
ETACU | New | E MERGE TECHNOLOGY ACQUISITIequity | $144,000 | – | 14,250 | +100.0% | 0.03% | – |
NLY | New | ANNALY CAPITAL MANAGEMENT IN | $142,000 | – | 18,703 | +100.0% | 0.03% | – |
THCA | New | TUSCAN HLDGS CORP IIequity | $139,000 | – | 13,972 | +100.0% | 0.03% | – |
CCIV | New | CHURCHILL CAPITAL CORP IVequity | $134,000 | – | 13,676 | +100.0% | 0.03% | – |
KYN | Sell | KAYNE ANDERSON ENERGY INFRST | $134,000 | -5.0% | 24,863 | -7.4% | 0.03% | +3.4% |
CMLFU | New | CM LIFE SCIENCES INCequity | $131,000 | – | 12,511 | +100.0% | 0.03% | – |
PIAIU | New | PRIME IMPACT ACQUISITION Iequity | $130,000 | – | 13,000 | +100.0% | 0.03% | – |
SREV | SERVICESOURCE INTL INC | $121,000 | -15.4% | 87,500 | 0.0% | 0.03% | -10.0% | |
SVACU | New | STARBOARD VALUE ACQUISITN COequity | $112,000 | – | 11,098 | +100.0% | 0.02% | – |
CIICU | Sell | CIIG MERGER CORPequity | $104,000 | -80.6% | 10,223 | -80.4% | 0.02% | -79.3% |
BTAQU | New | BURGUNDY TECHNOLOGY ACQU CORequity | $100,000 | – | 10,000 | +100.0% | 0.02% | – |
FTOCU | New | FTAC OLYMPUS ACQUISITION CORequity | $101,000 | – | 10,100 | +100.0% | 0.02% | – |
DTEA | DAVIDSTEA INC | $95,000 | +28.4% | 81,500 | 0.0% | 0.02% | +40.0% | |
GALT | GALECTIN THERAPEUTICS INC | $42,000 | +5.0% | 15,439 | 0.0% | 0.01% | +12.5% | |
ETM | ENTERCOM COMMUNICATIONS CORPcl a | $25,000 | +31.6% | 12,600 | 0.0% | 0.01% | +50.0% | |
BHTG | BIOHITECH GLOBAL INC | $24,000 | -22.6% | 18,782 | 0.0% | 0.01% | -16.7% | |
RCG | RENN FD INC | $19,000 | +11.8% | 12,703 | 0.0% | 0.00% | 0.0% | |
NAK | NORTHERN DYNASTY MINERALS LT | $9,000 | -40.0% | 10,000 | 0.0% | 0.00% | -33.3% | |
CHENIERE ENERGY INCnote 4.250% 3/1 | $8,000 | +14.3% | 10,000 | 0.0% | 0.00% | +100.0% | ||
MUX | MCEWEN MNG INC | $10,000 | -16.7% | 10,000 | 0.0% | 0.00% | 0.0% | |
GROW | Exit | U S GLOBAL INVS INCcl a | $0 | – | -10,000 | -100.0% | -0.01% | – |
IPOCU | Exit | SOCIAL CAP HEDSPIA HLDG CO Iequity | $0 | – | -11,585 | -100.0% | -0.03% | – |
JWSU | Exit | JAWS ACQUISITION CORPequity | $0 | – | -15,000 | -100.0% | -0.03% | – |
DPHC | Exit | DIAMONDPEAK HLDGS CORequity | $0 | – | -17,623 | -100.0% | -0.04% | – |
GSAHU | Exit | GS ACQUISITION HLDGS CORP IIequity | $0 | – | -18,400 | -100.0% | -0.04% | – |
QQQX | Exit | NUVEEN NASDAQ 100 DYNAMIC OV | $0 | – | -8,103 | -100.0% | -0.04% | – |
PTLA | Exit | PORTOLA PHARMACEUTICALS INCequity | $0 | – | -11,237 | -100.0% | -0.04% | – |
CF | Exit | CF INDS HLDGS INC | $0 | – | -5,918 | -100.0% | -0.04% | – |
TPL | Exit | TEXAS PAC LD TRsub ctf prop i t | $0 | – | -349 | -100.0% | -0.04% | – |
VYM | Exit | VANGUARD WHITEHALL FDShigh div yld | $0 | – | -2,444 | -100.0% | -0.04% | – |
FTAC | Exit | FINTECH ACQUISITION CORP IIIequity | $0 | – | -18,798 | -100.0% | -0.04% | – |
SMMCU | Exit | SOUTH MTN MERGER CORPequity | $0 | – | -19,971 | -100.0% | -0.04% | – |
BDX | Exit | BECTON DICKINSON & CO | $0 | – | -815 | -100.0% | -0.04% | – |
XLU | Exit | SELECT SECTOR SPDR TRsbi int-utils | $0 | – | -3,580 | -100.0% | -0.04% | – |
GMHI | Exit | GORES METROPOULOS INCequity | $0 | – | -21,160 | -100.0% | -0.05% | – |
RWR | Exit | SPDR SER TRdj reit etf | $0 | – | -2,821 | -100.0% | -0.05% | – |
HCAC | Exit | HENNESSY CAP ACQUSTION CORPequity | $0 | – | -21,548 | -100.0% | -0.05% | – |
MLPX | Exit | GLOBAL X FDSglb x mlp enrg i | $0 | – | -9,066 | -100.0% | -0.05% | – |
HDV | Exit | ISHARES TRcore high dv etf | $0 | – | -3,025 | -100.0% | -0.05% | – |
CCXX | Exit | CHURCHILL CAP CORP IIIequity | $0 | – | -24,993 | -100.0% | -0.06% | – |
IJS | Exit | ISHARES TRsp smcp600vl etf | $0 | – | -2,036 | -100.0% | -0.06% | – |
APXTU | Exit | APEX TECHNOLOGY ACQUISITIONequity | $0 | – | -25,000 | -100.0% | -0.06% | – |
AMTD | Exit | TD AMERITRADE HLDG CORPequity | $0 | – | -7,916 | -100.0% | -0.06% | – |
TREBU | Exit | TREBIA ACQUISITION CORPequity | $0 | – | -27,600 | -100.0% | -0.06% | – |
DKS | Exit | DICKS SPORTING GOODS INC | $0 | – | -6,650 | -100.0% | -0.06% | – |
C | Exit | CITIGROUP INC | $0 | – | -6,593 | -100.0% | -0.07% | – |
CZR | Exit | CAESARS ENTMT CORPequity | $0 | – | -30,400 | -100.0% | -0.08% | – |
TRNE | Exit | TRINE ACQUISITION CORPequity | $0 | – | -35,546 | -100.0% | -0.08% | – |
KCACU | Exit | KENSINGTON CAP ACQUISITION Cequity | $0 | – | -36,800 | -100.0% | -0.08% | – |
JIHU | Exit | JUNIPER INDL HLDGS INCequity | $0 | – | -38,849 | -100.0% | -0.08% | – |
VKQ | Exit | INVESCO MUN TR | $0 | – | -34,006 | -100.0% | -0.09% | – |
PIC | Exit | PIVOTAL INVT CORP IIequity | $0 | – | -43,235 | -100.0% | -0.09% | – |
FEAC | Exit | FLYING EAGLE ACQUISITION CORequity | $0 | – | -42,261 | -100.0% | -0.10% | – |
SHV | Exit | ISHARES TRshort treas bd | $0 | – | -4,507 | -100.0% | -0.10% | – |
NFIN | Exit | NETFIN ACQUISITION CORPequity | $0 | – | -49,277 | -100.0% | -0.11% | – |
SPAQ | Exit | SPARTAN ENERGY ACQUISITION Cequity | $0 | – | -50,307 | -100.0% | -0.11% | – |
LOGM | Exit | LOGMEIN INCequity | $0 | – | -6,801 | -100.0% | -0.12% | – |
FPAC | Exit | FAR PT ACQUISITION CORPequity | $0 | – | -58,500 | -100.0% | -0.12% | – |
LM | Exit | LEGG MASON INCequity | $0 | – | -12,427 | -100.0% | -0.13% | – |
EIM | Exit | EATON VANCE MUN BD FD | $0 | – | -120,361 | -100.0% | -0.34% | – |
KLDW | Exit | EXCHANGE LISTED FDS TRknldg ld wd etf | $0 | – | -49,934 | -100.0% | -0.39% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2020-11-16
Top long-term holdings
Name | Quarters owned | Latest quarter owned | Max weighting |
---|---|---|---|
GAMING & LEISURE PPTYS INC | 27 | Q3 2023 | 1.8% |
ISHARES TR | 27 | Q3 2023 | 1.4% |
BERKSHIRE HATHAWAY INC DEL CL B NEW | 27 | Q3 2023 | 2.4% |
PFIZER INC COM | 27 | Q3 2023 | 1.2% |
ISHARES TR | 27 | Q3 2023 | 2.1% |
GOOGLE INC | 27 | Q3 2023 | 1.2% |
PEPSICO INC COM | 27 | Q3 2023 | 1.3% |
CISCO SYS INC | 27 | Q3 2023 | 1.2% |
US BANCORP DEL COM NEW | 27 | Q3 2023 | 1.7% |
ISHARES TR | 27 | Q3 2023 | 1.0% |
View Vivaldi Capital Management LP's complete holdings history.
Latest significant ownerships (13-D/G)
Filed | Shares | Percentage | |
---|---|---|---|
Angel Oak Mortgage, Inc.Sold out | February 09, 2022 | 0 | 0.0% |
View Vivaldi Capital Management LP's complete significant-ownership history.
Latest filings
Type | Filed |
---|---|
13F-HR | 2024-02-14 |
40-APP/A | 2024-02-07 |
13F-HR | 2023-11-14 |
13F-HR | 2023-08-14 |
13F-HR | 2023-05-12 |
13F-HR | 2023-02-14 |
40-APP/A | 2023-01-19 |
13F-HR | 2022-11-14 |
40-APP | 2022-08-23 |
13F-HR | 2022-08-15 |
View Vivaldi Capital Management LP's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.