$295 Million is the total value of Peak Financial Management, Inc.'s 71 reported holdings in Q3 2021. The portfolio turnover from Q2 2021 to Q3 2021 was 14.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| VTI | Sell | VANGUARD INDEX FDStotal stk mkt | $27,188,000 | -0.8% | 122,434 | -0.5% | 9.21% | -1.1% |
| SPGM | Buy | SPDR INDEX SHS FDSportfli msci gbl | $20,023,000 | -1.1% | 365,753 | +0.3% | 6.78% | -1.4% |
| VOO | Sell | VANGUARD INDEX FDS | $18,736,000 | +0.2% | 47,504 | -0.1% | 6.35% | -0.1% |
| SCHF | Buy | SCHWAB STRATEGIC TRintl eqty etf | $18,096,000 | -1.7% | 467,610 | +0.2% | 6.13% | -1.9% |
| SCHP | Buy | SCHWAB STRATEGIC TRus tips etf | $12,437,000 | +3.6% | 198,744 | +3.5% | 4.21% | +3.3% |
| AGG | Buy | ISHARES TRcore us aggbd et | $11,716,000 | +1.5% | 102,033 | +2.0% | 3.97% | +1.3% |
| RYH | Buy | INVESCO EXCHANGE TRADED FD Ts&p500 eql hlt | $11,115,000 | +1.9% | 37,275 | +0.1% | 3.77% | +1.6% |
| EFAV | Sell | ISHARES TRmsci eafe min vl | $10,414,000 | -0.6% | 138,231 | -0.4% | 3.53% | -0.9% |
| SCHM | Buy | SCHWAB STRATEGIC TRus mid-cap etf | $9,861,000 | -1.1% | 128,633 | +1.0% | 3.34% | -1.3% |
| QQQ | Buy | INVESCO QQQ TRunit ser 1 | $9,802,000 | +1.6% | 27,382 | +0.6% | 3.32% | +1.4% |
| VCIT | Buy | VANGUARD SCOTTSDALE FDSint-term corp | $8,688,000 | +3.5% | 92,022 | +4.2% | 2.94% | +3.3% |
| IHY | Buy | VANECK ETF TRUSTinternational hi | $8,408,000 | +0.2% | 338,075 | +3.9% | 2.85% | 0.0% |
| SCHC | Buy | SCHWAB STRATEGIC TRintl sceqt etf | $8,328,000 | -0.2% | 200,568 | +0.0% | 2.82% | -0.4% |
| SHYG | Buy | ISHARES TR0-5yr hi yl cp | $7,944,000 | +1.9% | 173,840 | +2.7% | 2.69% | +1.7% |
| IGSB | Buy | ISHARES TR | $7,931,000 | +2.9% | 145,149 | +3.2% | 2.69% | +2.7% |
| FMAT | Buy | FIDELITY COVINGTON TRUSTmsci matls index | $7,289,000 | -3.3% | 164,645 | +0.9% | 2.47% | -3.5% |
| AAPL | Buy | APPLE INC | $6,932,000 | +4.1% | 48,992 | +0.7% | 2.35% | +3.8% |
| IJR | Buy | ISHARES TRcore s&p scp etf | $6,727,000 | -1.6% | 61,607 | +1.8% | 2.28% | -1.9% |
| BWX | Buy | SPDR SER TRblomberg intl tr | $6,673,000 | +3.4% | 232,263 | +5.6% | 2.26% | +3.1% |
| VWO | Buy | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $6,551,000 | -5.3% | 131,001 | +2.8% | 2.22% | -5.5% |
| COMT | Buy | ISHARES U S ETF TRgsci cmdty stgy | $6,347,000 | +6.8% | 177,095 | +2.8% | 2.15% | +6.6% |
| IEFA | Sell | ISHARES TRcore msci eafe | $6,155,000 | -1.2% | 82,894 | -0.4% | 2.09% | -1.4% |
| GLTR | Buy | ABERDEEN STD PRECIOUS METALSphyscl pm basket | $5,731,000 | -7.4% | 66,281 | +3.3% | 1.94% | -7.6% |
| SCHB | Sell | SCHWAB STRATEGIC TRus brd mkt etf | $5,596,000 | -1.8% | 53,879 | -1.4% | 1.90% | -2.0% |
| ACWI | Sell | ISHARES TRmsci acwi etf | $5,536,000 | -2.1% | 55,408 | -0.8% | 1.88% | -2.3% |
| VNQ | Buy | VANGUARD INDEX FDSreal estate etf | $4,955,000 | +0.7% | 48,686 | +0.7% | 1.68% | +0.5% |
| SCHX | Buy | SCHWAB STRATEGIC TRus lrg cap etf | $4,397,000 | +1.3% | 42,262 | +1.2% | 1.49% | +1.0% |
| SCHZ | Buy | SCHWAB STRATEGIC TRus aggregate b | $4,389,000 | +6.6% | 80,879 | +7.2% | 1.49% | +6.3% |
| TIP | Buy | ISHARES TRtips bd etf | $4,253,000 | +5.3% | 33,304 | +5.6% | 1.44% | +5.0% |
| RTM | Sell | INVESCO EXCHANGE TRADED FD Ts&p500 eql mat | $1,382,000 | -3.2% | 8,639 | -0.5% | 0.47% | -3.5% |
| CEF | Buy | SPROTT PHYSICAL GOLD & SILVEtr unit | $1,366,000 | -7.6% | 79,767 | +0.8% | 0.46% | -7.8% |
| TOTL | Sell | SSGA ACTIVE ETF TRspdr tr tactic | $1,327,000 | -2.8% | 27,456 | -2.7% | 0.45% | -3.0% |
| SCHE | Buy | SCHWAB STRATEGIC TRemrg mkteq etf | $1,278,000 | -2.9% | 41,929 | +4.8% | 0.43% | -3.1% |
| ITOT | Buy | ISHARES TRcore s&p ttl stk | $1,273,000 | +3.4% | 12,942 | +3.8% | 0.43% | +3.1% |
| IVV | Sell | ISHARES TRcore s&p500 etf | $1,233,000 | +0.1% | 2,862 | -0.2% | 0.42% | 0.0% |
| MSFT | Buy | MICROSOFT CORP | $955,000 | +5.6% | 3,386 | +1.4% | 0.32% | +5.5% |
| DJP | BARCLAYS BANK PLCdjubs cmdt etn36 | $886,000 | +7.5% | 30,281 | 0.0% | 0.30% | +7.1% | |
| BOND | Buy | PIMCO ETF TRactive bd etf | $863,000 | -0.2% | 7,803 | +0.0% | 0.29% | -0.7% |
| GOOG | Sell | ALPHABET INCcap stk cl c | $853,000 | -6.8% | 320 | -12.3% | 0.29% | -7.1% |
| MRNA | Buy | MODERNA INC | $837,000 | +92.9% | 2,176 | +17.9% | 0.28% | +93.2% |
| GOOGL | Buy | ALPHABET INCcap stk cl a | $794,000 | +11.7% | 297 | +2.1% | 0.27% | +11.2% |
| AMZN | Sell | AMAZON COM INC | $734,000 | -11.7% | 223 | -7.5% | 0.25% | -11.7% |
| SCHH | Buy | SCHWAB STRATEGIC TRus reit etf | $609,000 | +8.2% | 13,339 | +8.4% | 0.21% | +7.9% |
| IEMG | Buy | ISHARES INCcore msci emkt | $546,000 | +3.2% | 8,835 | +11.9% | 0.18% | +2.8% |
| RTX | Buy | RAYTHEON TECHNOLOGIES CORP | $508,000 | +1.0% | 5,907 | +0.2% | 0.17% | +0.6% |
| NVDA | Buy | NVIDIA CORPORATION | $451,000 | -0.4% | 2,178 | +284.8% | 0.15% | -0.6% |
| XLV | Buy | SELECT SECTOR SPDR TRsbi healthcare | $447,000 | +2.5% | 3,515 | +1.4% | 0.15% | +2.0% |
| VEA | VANGUARD TAX-MANAGED INTL FDftse dev mkt etf | $400,000 | -2.0% | 7,915 | 0.0% | 0.14% | -2.2% | |
| SCZ | Buy | ISHARES TReafe sml cp etf | $402,000 | +5.8% | 5,401 | +5.4% | 0.14% | +5.4% |
| VGT | VANGUARD WORLD FDSinf tech etf | $385,000 | +0.8% | 959 | 0.0% | 0.13% | 0.0% | |
| DSI | Buy | ISHARES TRmsci kld400 soc | $326,000 | +7.6% | 3,921 | +7.2% | 0.11% | +6.8% |
| PG | PROCTER AND GAMBLE CO | $323,000 | +3.9% | 2,308 | 0.0% | 0.11% | +2.8% | |
| SUSA | Buy | ISHARES TRmsci usa esg slc | $312,000 | +9.1% | 3,256 | +8.7% | 0.11% | +9.3% |
| IBB | ISHARES TRishares biotech | $310,000 | -1.0% | 1,915 | 0.0% | 0.10% | -0.9% | |
| ESGD | ISHARES TResg aw msci eafe | $310,000 | -0.6% | 3,954 | 0.0% | 0.10% | -0.9% | |
| BA | Sell | BOEING CO | $306,000 | -14.3% | 1,390 | -6.8% | 0.10% | -14.0% |
| PHYS | SPROTT PHYSICAL GOLD TRunit | $304,000 | -1.6% | 22,000 | 0.0% | 0.10% | -1.9% | |
| SCHA | Buy | SCHWAB STRATEGIC TRus sml cap etf | $296,000 | -3.6% | 2,953 | +0.1% | 0.10% | -3.8% |
| COST | Sell | COSTCO WHSL CORP NEW | $277,000 | -2.1% | 616 | -14.0% | 0.09% | -2.1% |
| LMAT | LEMAITRE VASCULAR INC | $258,000 | -13.1% | 4,865 | 0.0% | 0.09% | -13.9% | |
| JNJ | Sell | JOHNSON & JOHNSON | $241,000 | -4.0% | 1,492 | -2.2% | 0.08% | -3.5% |
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $238,000 | -2.1% | 554 | -2.3% | 0.08% | -2.4% |
| BX | New | BLACKSTONE INC | $233,000 | – | 2,002 | +100.0% | 0.08% | – |
| TSM | Sell | TAIWAN SEMICONDUCTOR MFG LTDsponsored ads | $227,000 | -22.8% | 2,035 | -16.8% | 0.08% | -23.0% |
| FB | Sell | FACEBOOK INCcl a | $224,000 | -3.9% | 661 | -1.5% | 0.08% | -3.8% |
| BSX | Sell | BOSTON SCIENTIFIC CORP | $225,000 | -4.7% | 5,177 | -6.2% | 0.08% | -5.0% |
| ESGU | New | ISHARES TResg awr msci usa | $225,000 | – | 2,288 | +100.0% | 0.08% | – |
| SUSC | New | ISHARES TResg awre usd etf | $217,000 | – | 7,884 | +100.0% | 0.07% | – |
| JPM | New | JPMORGAN CHASE & CO | $214,000 | – | 1,308 | +100.0% | 0.07% | – |
| RGEN | New | REPLIGEN CORP | $200,000 | – | 693 | +100.0% | 0.07% | – |
| XXII | Buy | 22ND CENTY GROUP INC | $92,000 | -23.3% | 31,000 | +19.2% | 0.03% | -24.4% |
| DD | Exit | DUPONT DE NEMOURS INC | $0 | – | -2,649 | -100.0% | -0.07% | – |
| ADBE | Exit | ADOBE SYSTEMS INCORPORATED | $0 | – | -421 | -100.0% | -0.08% | – |
| GE | Exit | GENERAL ELECTRIC CO | $0 | – | -18,962 | -100.0% | -0.09% | – |
| XOM | Exit | EXXON MOBIL CORP | $0 | – | -4,246 | -100.0% | -0.09% | – |
| PYPL | Exit | PAYPAL HLDGS INC | $0 | – | -966 | -100.0% | -0.10% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2021-10-19
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| VANGUARD INDEX FDS | 31 | Q3 2023 | 13.0% |
| VANGUARD INDEX FDS | 31 | Q3 2023 | 9.0% |
| ISHARES TR | 31 | Q3 2023 | 7.9% |
| ISHARES TR | 31 | Q3 2023 | 7.2% |
| VANGUARD SCOTTSDALE FDS | 31 | Q3 2023 | 3.4% |
| VANGUARD INDEX FDS | 31 | Q3 2023 | 4.7% |
| VANGUARD INTL EQUITY INDEX F | 31 | Q3 2023 | 3.1% |
| SPROTT PHYSICAL GOLD TRUST | 31 | Q3 2023 | 0.2% |
| ISHARES TR | 30 | Q3 2023 | 3.2% |
| APPLE INC | 30 | Q3 2023 | 5.4% |
View Peak Financial Management, Inc.'s complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-23 |
| 13F-HR | 2024-01-18 |
| 13F-HR | 2023-10-25 |
| 13F-HR | 2023-07-27 |
| 13F-HR | 2023-04-25 |
| 13F-HR | 2023-01-30 |
| 13F-HR | 2022-10-28 |
| 13F-HR | 2022-07-29 |
| 13F-HR | 2022-04-20 |
| 13F-HR | 2022-01-27 |
View Peak Financial Management, Inc.'s complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.