$78.9 Million is the total value of Matisse Capital's 84 reported holdings in Q3 2022. The portfolio turnover from Q2 2022 to Q3 2022 was 46.8% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| DGRO | Sell | ISHARES TRcore div grwth | $6,327,000 | -16.4% | 142,275 | -10.4% | 8.02% | +11.7% |
| AAPL | Sell | APPLE INC | $4,641,000 | -5.3% | 33,582 | -6.4% | 5.88% | +26.4% |
| MSFT | Sell | MICROSOFT CORP | $3,886,000 | -16.1% | 16,684 | -7.5% | 4.93% | +12.1% |
| ASND | ASCENDIS PHARMA A/Ssponsored adr | $2,624,000 | +11.1% | 25,410 | 0.0% | 3.33% | +48.3% | |
| NRGX | PIMCO ENERGY & TACTICAL CR O | $2,192,000 | +5.4% | 162,000 | 0.0% | 2.78% | +40.8% | |
| GER | Sell | GOLDMAN SACHS MLP ENERGY REN | $2,184,000 | +5.2% | 182,000 | -2.4% | 2.77% | +40.4% |
| Sell | SEVEN HILLS REALTY TRUST | $1,824,000 | -16.4% | 200,000 | -2.1% | 2.31% | +11.6% | |
| CEM | CLEARBRIDGE MLP AND MIDSTRM | $1,728,000 | +3.7% | 58,000 | 0.0% | 2.19% | +38.5% | |
| AMZN | Sell | AMAZON COM INC | $1,718,000 | -11.9% | 15,201 | -17.2% | 2.18% | +17.7% |
| NHF | Sell | NEXPOINT DIVERSIFIED REL ET | $1,570,000 | -26.5% | 125,100 | -3.4% | 1.99% | -1.8% |
| BIGZ | Buy | BLACKROCK INNOVATION AND GRW | $1,527,000 | +15.9% | 210,000 | +26.5% | 1.94% | +54.6% |
| NBXG | Buy | NEUBERGER BERMAN NEXT GENERA | $1,510,000 | +20.8% | 160,000 | +27.0% | 1.92% | +61.3% |
| FAX | Buy | ABRDN ASIA PACIFIC INCOME FU | $1,450,000 | +16.9% | 575,420 | +35.5% | 1.84% | +56.1% |
| DMO | Buy | WESTERN ASSET MTG DEFINED OP | $1,444,000 | +23.6% | 130,000 | +30.0% | 1.83% | +65.1% |
| WDI | Buy | WESTERN ASSET DIVERSIFIED IN | $1,384,000 | +17.5% | 110,000 | +29.4% | 1.76% | +56.8% |
| JLS | Buy | NUVEEN MORTGAGE AND INCOME F | $1,351,000 | +32.7% | 84,000 | +36.3% | 1.71% | +77.1% |
| NPCT | Buy | NUVEEN CORE PLUS IMPACT FUND | $1,331,000 | +13.6% | 130,000 | +30.0% | 1.69% | +51.7% |
| NUO | Buy | NUVEEN OHIO QLTY MUN INCOME | $1,327,000 | +9.1% | 112,900 | +17.6% | 1.68% | +45.7% |
| CTR | CLEARBRIDGE MLP AND MIDSTRM | $1,316,000 | +2.7% | 50,000 | 0.0% | 1.67% | +37.1% | |
| HFRO | Buy | HIGHLAND INCOME FD | $1,312,000 | +123.1% | 135,000 | +158.3% | 1.66% | +198.2% |
| Buy | BLACKROCK ESG CAP ALLC TR | $1,281,000 | -1.6% | 100,000 | +9.9% | 1.62% | +31.4% | |
| CAF | Sell | MORGAN STANLEY CHINA A SH FD | $1,279,000 | -23.1% | 94,700 | -3.6% | 1.62% | +2.7% |
| EMD | Sell | WESTERN ASSET EMERGING MKTS | $1,262,000 | -19.1% | 158,089 | -10.5% | 1.60% | +8.0% |
| EDD | Buy | MORGAN STANLEY EMERGING MKTS | $1,231,000 | +15.6% | 306,290 | +29.2% | 1.56% | +54.4% |
| BMEZ | BLACKROCK HEALTH SCIENCS TR | $1,224,000 | -9.1% | 82,000 | 0.0% | 1.55% | +21.3% | |
| CMU | Buy | MFS HIGH YIELD MUN TRsh ben int | $1,161,000 | -4.9% | 385,623 | +6.1% | 1.47% | +26.9% |
| GOOGL | Buy | ALPHABET INCcap stk cl a | $1,067,000 | -22.6% | 11,160 | +1663.0% | 1.35% | +3.3% |
| BWG | BRANDYWINEGBL GBL INCM OPP F | $1,067,000 | -9.5% | 140,000 | 0.0% | 1.35% | +20.8% | |
| PHD | Buy | PIONEER FLOATING RATE FUND I | $1,050,000 | +17.3% | 121,814 | +20.9% | 1.33% | +56.6% |
| CEV | Buy | EATON VANCE CALIF MUN INCOMsh ben int | $1,029,000 | -7.5% | 107,178 | +2.7% | 1.30% | +23.6% |
| Buy | DESTRA MULTI-ALTERNATIVE FD | $1,010,000 | +770.7% | 155,340 | +817.7% | 1.28% | +1064.5% | |
| FINS | Buy | ANGEL OAK FINL STRATEGIES IN | $986,000 | +191.7% | 73,616 | +217.2% | 1.25% | +289.4% |
| ENX | Buy | EATON VANCE NEW YORK MUN BD | $966,000 | -2.6% | 114,287 | +7.3% | 1.22% | +30.0% |
| VGI | Buy | VIRTUS GLOBAL MULTI-SECTOR I | $926,000 | +13.5% | 123,783 | +25.2% | 1.17% | +51.5% |
| Sell | PIONEER MUN HIGH INCOME OPPO | $877,000 | -26.9% | 86,523 | -12.7% | 1.11% | -2.5% | |
| WIW | Buy | WESTERN AST INFL LKD OPP & I | $870,000 | +33.2% | 95,920 | +54.7% | 1.10% | +77.9% |
| MXE | Sell | MEXICO EQUITY & INCOME FD | $854,000 | -10.4% | 113,100 | -4.7% | 1.08% | +19.7% |
| MXF | Sell | MEXICO FD INC | $833,000 | -12.6% | 63,904 | -3.2% | 1.06% | +16.7% |
| AIF | Buy | APOLLO TACTICAL INCOME FD IN | $811,000 | +88.2% | 68,837 | +92.2% | 1.03% | +151.3% |
| TYG | Sell | TORTOISE ENERGY INFRA CORP | $779,000 | -4.5% | 26,000 | -5.8% | 0.99% | +27.5% |
| CXH | Buy | MFS INVT GRADE MUN TRsh ben int | $764,000 | +77.7% | 113,582 | +100.2% | 0.97% | +137.5% |
| NBW | Sell | NEUBERGER BRMAN CLIFRN MUNI | $756,000 | -18.7% | 71,956 | -13.3% | 0.96% | +8.6% |
| FCT | New | FIRST TR SR FLTG RATE INCOME | $742,000 | – | 74,274 | +100.0% | 0.94% | – |
| EMO | Sell | CLEARBRIDGE ENERGY MIDSTRM O | $725,000 | -1.2% | 28,992 | -6.8% | 0.92% | +31.9% |
| MSD | Buy | MORGAN STANLEY EMKT DBT FD I | $722,000 | -5.5% | 117,137 | +1.3% | 0.92% | +26.2% |
| USB | Sell | US BANCORP DEL | $715,000 | -59.1% | 17,740 | -53.3% | 0.91% | -45.4% |
| ARDC | New | ARES DYNAMIC CR ALLOCATION F | $706,000 | – | 60,105 | +100.0% | 0.90% | – |
| BGX | New | BLACKSTONE LONG SHORT CR INC | $580,000 | – | 53,170 | +100.0% | 0.74% | – |
| DHF | Buy | BNY MELLON HIGH YIELD STRATEsh ben int | $569,000 | +15.2% | 269,838 | +24.0% | 0.72% | +53.9% |
| VCIF | Sell | VERTICAL CAP INCOME FD | $545,000 | -37.6% | 61,149 | -34.6% | 0.69% | -16.7% |
| IVH | Buy | DELAWARE IVY HIGH INCOME OPP | $511,000 | +21.1% | 50,659 | +23.0% | 0.65% | +61.6% |
| SOFI | Buy | SOFI TECHNOLOGIES INC | $497,000 | -7.4% | 101,894 | +0.0% | 0.63% | +23.5% |
| BCAT | BLACKROCK CAP ALLOCATION TR | $485,000 | -7.1% | 35,640 | 0.0% | 0.62% | +24.0% | |
| NBO | Sell | NEUBERGER BERMAN N Y MUN FD | $471,000 | -28.5% | 50,964 | -23.6% | 0.60% | -4.6% |
| FMN | New | FEDERATED HERMES PREM MUNI I | $461,000 | – | 44,588 | +100.0% | 0.58% | – |
| FTHY | Buy | FIRST TR HIGH YIELD OPPRT 20 | $454,000 | -1.1% | 33,688 | +6.7% | 0.58% | +32.1% |
| DLY | New | DOUBLELINE YIELD OPPORTUNITI | $432,000 | – | 32,028 | +100.0% | 0.55% | – |
| KIO | Buy | KKR INCOME OPPORTUNITIES FD | $393,000 | +238.8% | 34,381 | +243.8% | 0.50% | +352.7% |
| AMRK | A-MARK PRECIOUS METALS INC | $369,000 | -11.9% | 13,000 | 0.0% | 0.47% | +17.6% | |
| MNP | WESTERN ASSET MUN PARTNERS F | $352,000 | -10.4% | 31,435 | 0.0% | 0.45% | +19.6% | |
| VTN | INVESCO TR INVT GRADE NEW YO | $342,000 | -11.4% | 35,794 | 0.0% | 0.43% | +18.3% | |
| INTC | INTEL CORP | $307,000 | -31.0% | 11,900 | 0.0% | 0.39% | -8.0% | |
| KMF | Sell | KAYNE ANDERSON NEXTGEN ENRGY | $306,000 | -20.1% | 43,219 | -15.3% | 0.39% | +6.6% |
| EEA | EUROPEAN EQUITY FD INC | $300,000 | -13.0% | 48,342 | 0.0% | 0.38% | +15.9% | |
| JGH | Sell | NUVEEN GLOBAL HIGH INCOME FD | $292,000 | -25.9% | 27,719 | -18.6% | 0.37% | -1.1% |
| GERN | Buy | GERON CORP | $257,000 | +107.3% | 110,000 | +37.5% | 0.33% | +176.3% |
| ASA | Sell | ASA GOLD AND PRECIOUS MTLS L | $253,000 | -32.5% | 20,200 | -20.9% | 0.32% | -9.8% |
| HGLB | New | HIGHLAND GLOBAL ALLOCATION F | $239,000 | – | 27,420 | +100.0% | 0.30% | – |
| ISD | New | PGIM HIGH YIELD BOND FUND IN | $229,000 | – | 19,878 | +100.0% | 0.29% | – |
| CEE | Sell | CENTRAL & EASTERN EUROPE FD | $225,000 | -37.3% | 33,995 | -5.7% | 0.28% | -16.4% |
| TEAF | ECOFIN SUSTAINABLE AND SOCIA | $202,000 | -8.2% | 15,876 | 0.0% | 0.26% | +22.5% | |
| HYB | Buy | NEW AMER HIGH INCOME FD INC | $199,000 | +56.7% | 30,516 | +63.2% | 0.25% | +108.3% |
| JSD | Buy | NUVEEN SHORT DURATION CR OPP | $186,000 | +2.2% | 15,706 | +4.0% | 0.24% | +36.4% |
| EVM | Sell | EATON VANCE CALIF MUN BD FD | $155,000 | -84.0% | 18,170 | -82.6% | 0.20% | -78.5% |
| MYN | New | BLACKROCK MUNIYIELD N Y QUAL | $141,000 | – | 15,000 | +100.0% | 0.18% | – |
| NML | Sell | NEUBERGER BERMAN MLP & ENERG | $140,000 | -3.4% | 22,800 | -5.8% | 0.18% | +29.0% |
| BGH | Sell | BARINGS GLOBAL SHORT DURATIO | $134,000 | -45.5% | 10,988 | -41.8% | 0.17% | -27.4% |
| MHI | Sell | PIONEER MUNICIPAL HIGH INCOM | $117,000 | -78.6% | 14,268 | -75.7% | 0.15% | -71.5% |
| TEI | New | TEMPLETON EMERGING MKTS INCO | $102,000 | – | 22,992 | +100.0% | 0.13% | – |
| UUUU | ENERGY FUELS INC | $99,000 | +23.8% | 16,248 | 0.0% | 0.13% | +65.8% | |
| DMF | BNY MELLON MUN INCOME INC | $93,000 | -11.4% | 15,490 | 0.0% | 0.12% | +18.0% | |
| NG | NOVAGOLD RES INC | $47,000 | -2.1% | 10,000 | 0.0% | 0.06% | +30.4% | |
| VSTM | VERASTEM INC | $30,000 | -26.8% | 35,000 | 0.0% | 0.04% | -2.6% | |
| SIEN | SIENTRA INC | $10,000 | -23.1% | 15,818 | 0.0% | 0.01% | +8.3% | |
| KALA | Exit | KALA PHARMACEUTICALS INC | $0 | – | -36,800 | -100.0% | -0.01% | – |
| DHY | Exit | CREDIT SUISSE HIGH YIELD BDsh ben int | $0 | – | -40,500 | -100.0% | -0.07% | – |
| NQP | Exit | NUVEEN PENNSYLVANIA QLT MUN | $0 | – | -11,059 | -100.0% | -0.13% | – |
| BGB | Exit | BLACKSTONE STRATEGIC CREDIT | $0 | – | -14,997 | -100.0% | -0.16% | – |
| SPY | Exit | SPDR S&P 500 ETF TRtr unit | $0 | – | -591 | -100.0% | -0.21% | – |
| PG | Exit | PROCTER AND GAMBLE CO | $0 | – | -1,633 | -100.0% | -0.22% | – |
| MMM | Exit | 3M CO | $0 | – | -1,820 | -100.0% | -0.22% | – |
| LOW | Exit | LOWES COS INC | $0 | – | -1,350 | -100.0% | -0.22% | – |
| IIF | Exit | MORGAN STANLEY INDIA INVT FD | $0 | – | -10,560 | -100.0% | -0.22% | – |
| KF | Exit | KOREA FD INC | $0 | – | -9,718 | -100.0% | -0.22% | – |
| HUBS | Exit | HUBSPOT INC | $0 | – | -800 | -100.0% | -0.23% | – |
| NOC | Exit | NORTHROP GRUMMAN CORP | $0 | – | -515 | -100.0% | -0.23% | – |
| CXE | Exit | MFS HIGH INCOME MUN TRsh ben int | $0 | – | -70,988 | -100.0% | -0.25% | – |
| BNY | Exit | BLACKROCK N Y MUN INCOME TRUsh ben int | $0 | – | -24,418 | -100.0% | -0.26% | – |
| ISRG | Exit | INTUITIVE SURGICAL INC | $0 | – | -1,423 | -100.0% | -0.27% | – |
| SBUX | Exit | STARBUCKS CORP | $0 | – | -3,750 | -100.0% | -0.27% | – |
| SHOP | Exit | SHOPIFY INCcl a | $0 | – | -10,300 | -100.0% | -0.31% | – |
| JNJ | Exit | JOHNSON & JOHNSON | $0 | – | -1,820 | -100.0% | -0.31% | – |
| TM | Exit | TOYOTA MOTOR CORPads | $0 | – | -2,100 | -100.0% | -0.31% | – |
| WIA | Exit | WESTERN ASST INFLTN LKD INM | $0 | – | -36,099 | -100.0% | -0.34% | – |
| GD | Exit | GENERAL DYNAMICS CORP | $0 | – | -1,770 | -100.0% | -0.37% | – |
| MFM | Exit | MFS MUN INCOME TRsh ben int | $0 | – | -73,951 | -100.0% | -0.38% | – |
| IT | Exit | GARTNER INC | $0 | – | -1,680 | -100.0% | -0.39% | – |
| IWD | Exit | ISHARES TRrus 1000 val etf | $0 | – | -2,800 | -100.0% | -0.39% | – |
| MA | Exit | MASTERCARD INCORPORATEDcl a | $0 | – | -1,325 | -100.0% | -0.40% | – |
| WMT | Exit | WALMART INC | $0 | – | -3,539 | -100.0% | -0.41% | – |
| BRKB | Exit | BERKSHIRE HATHAWAY INC DELcl b new | $0 | – | -1,640 | -100.0% | -0.42% | – |
| HD | Exit | HOME DEPOT INC | $0 | – | -1,664 | -100.0% | -0.43% | – |
| LMT | Exit | LOCKHEED MARTIN CORP | $0 | – | -1,133 | -100.0% | -0.46% | – |
| ADI | Exit | ANALOG DEVICES INC | $0 | – | -3,416 | -100.0% | -0.47% | – |
| MED | Exit | MEDIFAST INC | $0 | – | -2,800 | -100.0% | -0.48% | – |
| DTF | Exit | DTF TAX-FREE INCOME 2028 TER | $0 | – | -46,775 | -100.0% | -0.53% | – |
| PDO | Exit | PIMCO DYNAMIC INCOME OPRNTS | $0 | – | -41,076 | -100.0% | -0.54% | – |
| VPV | Exit | INVESCO PA VALUE MUN INC TR | $0 | – | -55,837 | -100.0% | -0.56% | – |
| GHY | Exit | PGIM GLOBAL HIGH YIELD FD FO | $0 | – | -52,000 | -100.0% | -0.57% | – |
| CVX | Exit | CHEVRON CORP NEW | $0 | – | -4,358 | -100.0% | -0.60% | – |
| UNH | Exit | UNITEDHEALTH GROUP INC | $0 | – | -1,330 | -100.0% | -0.65% | – |
| SBIO | Exit | ALPS ETF TRmed breakthgh | $0 | – | -24,803 | -100.0% | -0.65% | – |
| ACN | Exit | ACCENTURE PLC IRELAND | $0 | – | -2,586 | -100.0% | -0.68% | – |
| DYFN | Exit | ANGEL OAK DYNAMIC FINL STRAT | $0 | – | -43,060 | -100.0% | -0.70% | – |
| NRK | Exit | NUVEEN NEW YORK AMT QLT MUNI | $0 | – | -69,900 | -100.0% | -0.73% | – |
| BFZ | Exit | BLACKROCK CALIF MUN INCOME Tsh ben int | $0 | – | -73,008 | -100.0% | -0.78% | – |
| NKE | Exit | NIKE INCcl b | $0 | – | -8,220 | -100.0% | -0.80% | – |
| NXJ | Exit | NUVEEN NEW JERSEY QULT MUN F | $0 | – | -77,246 | -100.0% | -0.92% | – |
| COST | Exit | COSTCO WHSL CORP NEW | $0 | – | -2,048 | -100.0% | -0.93% | – |
| LRCX | Exit | LAM RESEARCH CORP | $0 | – | -3,772 | -100.0% | -1.53% | – |
| ANTM | Exit | ELEVANCE HEALTH INC | $0 | – | -3,622 | -100.0% | -1.66% | – |
| PSTH | Exit | PERSHING SQUARE TONTINE HLDG | $0 | – | -100,000 | -100.0% | -1.90% | – |
| SWAV | Exit | SHOCKWAVE MED INC | $0 | – | -11,681 | -100.0% | -2.12% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2022-11-08
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC COM | 32 | Q3 2023 | 5.9% |
| MICROSOFT CORP COM | 32 | Q3 2023 | 5.0% |
| US BANCORP DEL COM NEW | 32 | Q3 2023 | 2.5% |
| AMAZON INC | 32 | Q3 2023 | 2.9% |
| INTEL CORP COM | 32 | Q3 2023 | 1.1% |
| ENERGY FUELS INC COM NEW | 32 | Q3 2023 | 0.1% |
| WAL-MART STORES INC COM | 31 | Q3 2023 | 0.5% |
| THE CENTRAL AND EASTERN EU I | 30 | Q3 2023 | 2.4% |
| BERKSHIRE HATHAWAY INC DEL CL B NEW | 30 | Q2 2023 | 0.7% |
| LOCKHEED MARTIN CORP COM | 30 | Q2 2023 | 0.8% |
View Matisse Capital's complete holdings history.
Latest significant ownerships (13-D/G)
| Filed | Shares | Percentage | |
|---|---|---|---|
| ROYCE GLOBAL VALUE TRUST, INC. | January 30, 2018 | 294,055 | 2.9% |
| TURKISH INVESTMENT FUND, INC.Sold out | January 30, 2018 | 0 | 0.0% |
View Matisse Capital's complete significant-ownership history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-04-30 |
| SCHEDULE 13G | 2024-02-14 |
| 13F-HR | 2024-02-08 |
| 13F-HR | 2023-10-13 |
| 13F-HR | 2023-08-02 |
| 13F-HR | 2023-04-27 |
| 13F-HR/A | 2023-01-24 |
| 13F-HR | 2023-01-20 |
| 13F-HR | 2022-11-08 |
| 13F-HR | 2022-07-28 |
View Matisse Capital's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.