Matisse Capital - Q3 2021 holdings

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$272 Million is the total value of Matisse Capital's 150 reported holdings in Q3 2021. The portfolio turnover from Q2 2021 to Q3 2021 was 35.1% .

All
New
Buy
Sell
Exit
Unchanged
 Value Shares↓ Weighting
PSTH NewPERSHING SQUARE TONTINE HLDG$14,716,000–747,000
+100.0%
5.42%–
HFRO SellHIGHLAND INCOME FD$13,279,000
-11.6%
1,233,000
-10.5%
4.89%
+2.8%
ADX SellADAMS DIVERSIFIED EQUITY FD$11,449,000
-3.7%
578,248
-3.8%
4.21%
+12.1%
CET SellCENTRAL SECS CORP$11,080,000
-11.0%
262,240
-11.1%
4.08%
+3.6%
NHF SellNEXPOINT STRATEGIC OPPORTES$9,904,000
-4.7%
712,000
-5.8%
3.64%
+10.8%
KMF SellKAYNE ANDERSON NEXTGEN ENRGY$8,591,000
-7.9%
1,180,050
-4.3%
3.16%
+7.1%
DGRO BuyISHARES TRcore div grwth$7,265,000
+11.1%
144,608
+11.3%
2.67%
+29.2%
TYG SellTORTOISE ENERGY INFRA CORP$7,173,000
-12.4%
264,700
-7.0%
2.64%
+1.9%
IIF SellMORGAN STANLEY INDIA INVT FD$7,133,000
+3.7%
258,540
-7.3%
2.62%
+20.6%
NRGX SellPIMCO ENERGY & TACTICAL CR O$6,227,000
-11.8%
510,000
-9.7%
2.29%
+2.7%
EMO SellCLEARBRIDGE ENERGY MIDSTRM O$6,050,000
-11.2%
276,900
-6.2%
2.23%
+3.3%
CAF SellMORGAN STANLEY CHINA A SH FD$5,920,000
-37.4%
282,035
-31.8%
2.18%
-27.2%
ASA SellASA GOLD AND PRECIOUS MTLS L$5,861,000
-21.6%
310,248
-10.5%
2.16%
-8.8%
EDD SellMORGAN STANLEY EMERGING MKTS$5,829,000
-32.9%
996,408
-29.8%
2.14%
-21.9%
NML SellNEUBERGER BERMAN MLP & ENERG$5,751,000
-6.0%
1,166,605
-4.7%
2.12%
+9.4%
HGLB SellHIGHLAND GLOBAL ALLOCATION F$5,717,000
-8.4%
628,923
-8.7%
2.10%
+6.6%
MSFT SellMICROSOFT CORP$5,264,000
+3.3%
18,670
-0.7%
1.94%
+20.2%
GAM SellGENERAL AMERN INVS CO INC$5,251,000
-6.9%
121,952
-6.2%
1.93%
+8.3%
BIF SellBOULDER GROWTH & INCOME FD I$5,080,000
-7.8%
387,493
-4.8%
1.87%
+7.3%
NTG SellTORTOISE MIDSTRM ENERGY FD I$4,905,000
-13.3%
169,891
-10.1%
1.80%
+0.9%
AAPL BuyAPPLE INC$4,849,000
+3.8%
34,266
+0.5%
1.78%
+20.8%
TEAF NewECOFIN SUSTAINABLE AND SOCIA$4,461,000–320,249
+100.0%
1.64%–
JOF SellJAPAN SMALLER CAPITALIZATION$3,316,000
-5.4%
366,386
-5.7%
1.22%
+10.0%
SMM SellSALIENT MIDSTREAM & MLP FDsh ben int$3,243,000
+0.6%
510,700
-5.5%
1.19%
+17.1%
RMT SellROYCE MICRO-CAP TR INC$3,173,000
-38.0%
277,831
-32.7%
1.17%
-27.9%
ASND BuyASCENDIS PHARMA A/Ssponsored adr$3,173,000
+26.4%
19,910
+4.3%
1.17%
+47.1%
AMZN BuyAMAZON COM INC$3,022,000
+6.6%
920
+11.7%
1.11%
+24.0%
TWN SellTAIWAN FD INC$2,968,000
-9.7%
84,300
-9.4%
1.09%
+5.0%
RMRM SellRMR MORTGAGE TR$2,966,000
-17.7%
287,718
-4.8%
1.09%
-4.3%
MGU SellMACQUARIE GLOBAL INFRASTRUCT$2,776,000
-11.6%
119,100
-12.4%
1.02%
+2.9%
SWZ SellSWISS HELVETIA FD INC$2,681,000
-11.7%
292,100
-6.3%
0.99%
+2.8%
CPZ SellCALAMOS LNG SHR EQT DYNAMIC$2,680,000
-71.1%
131,692
-70.5%
0.99%
-66.4%
GRX SellGABELLI HLTHCARE & WELLNESS$2,595,000
-6.8%
196,463
-4.7%
0.96%
+8.4%
JEQ SellABERDEEN JAPAN EQUITY FD INC$2,479,000
+3.0%
254,216
-7.0%
0.91%
+19.8%
LRCX SellLAM RESEARCH CORP$2,275,000
-23.7%
3,997
-12.7%
0.84%
-11.2%
USB  US BANCORP DEL$2,215,000
+4.3%
37,2660.0%0.82%
+21.3%
VCIF SellVERTICAL CAP INCOME FD$2,191,000
-45.2%
208,890
-43.6%
0.81%
-36.3%
CHN SellCHINA FD INC$2,036,000
-20.0%
80,080
-4.0%
0.75%
-7.0%
GGZ SellGABELLI GLOBAL SMALL & MID C$1,922,000
-37.4%
120,674
-37.1%
0.71%
-27.3%
SellCENTER COAST BRKFLD MLP ENRG$1,754,000
-10.6%
126,071
-14.2%
0.65%
+4.0%
PGZ SellPRINCIPAL REAL ESTATE INCOME$1,705,000
-24.5%
116,000
-22.1%
0.63%
-12.0%
GOOGL BuyALPHABET INCcap stk cl a$1,706,000
+10.9%
638
+1.3%
0.63%
+29.0%
GDL SellGDL FD$1,668,000
-13.9%
185,744
-13.0%
0.61%
+0.2%
SWAV SellSHOCKWAVE MED INC$1,665,000
+8.3%
8,086
-0.2%
0.61%
+25.9%
ANTM  ANTHEM INC$1,593,000
-2.3%
4,2720.0%0.59%
+13.6%
SRV SellCUSHING MLP & INFRASTRUCT$1,399,000
-28.2%
44,005
-33.4%
0.52%
-16.5%
GER SellGOLDMAN SACHS MLP ENERGY REN$1,353,000
-20.1%
125,730
-15.0%
0.50%
-7.1%
KYN SellKAYNE ANDERSON ENERGY INFRST$1,306,000
-57.3%
163,189
-52.5%
0.48%
-50.2%
FAX SellABERDEEN ASIA-PACIFIC INCOME$1,157,000
-71.5%
278,700
-69.6%
0.43%
-66.9%
IRL SellNEW IRELAND FD INC$1,098,000
-2.1%
89,150
-3.2%
0.40%
+13.8%
NKE SellNIKE INCcl b$1,053,000
-6.6%
7,248
-0.7%
0.39%
+8.7%
VMM  DELAWARE INVTS MINN MUN INCO$993,000
+0.4%
70,0000.0%0.36%
+16.6%
DYFN  ANGEL OAK DYNAMIC FINL STRAT$961,000
+1.2%
47,0000.0%0.35%
+17.6%
CEE SellCENTRAL & EASTERN EUROPE FD$944,000
-35.3%
32,706
-37.1%
0.35%
-24.9%
NBW  NEUBERGER BRMAN CLIFRN MUNI$932,000
-1.3%
65,1000.0%0.34%
+14.7%
JSD  NUVEEN SHORT DURATION CR OPP$876,000
+0.8%
58,0000.0%0.32%
+17.1%
ASGI SellABERDEEN STD GLOBAL INFRASTR$870,000
-35.9%
43,674
-31.1%
0.32%
-25.4%
NXJ  NUVEEN NEW JERSEY QULT MUN F$866,000
-1.0%
56,1460.0%0.32%
+15.2%
BWG  BRANDYWINEGBL GBL INCM OPP F$851,000
-0.7%
68,0000.0%0.31%
+15.5%
HD BuyHOME DEPOT INC$842,000
+5.4%
2,564
+2.4%
0.31%
+22.5%
NBO  NEUBERGER BERMAN N Y MUN FD$843,000
-1.3%
64,1480.0%0.31%
+14.8%
GRF SellEAGLE CAP GROWTH FD INC$830,000
+0.4%
88,396
-2.2%
0.30%
+16.4%
AIF  APOLLO TACTICAL INCOME FD IN$804,000
+1.1%
50,8260.0%0.30%
+17.9%
GHY  PGIM GLOBAL HIGH YIELD FD FO$801,000
-3.4%
52,0000.0%0.30%
+12.6%
MSD  MORGAN STANLEY EMKT DBT FD I$793,000
-2.5%
87,0000.0%0.29%
+13.6%
CEV  EATON VANCE CALIF MUN INCOMsh ben int$787,000
-2.6%
57,8000.0%0.29%
+13.3%
INTC SellINTEL CORP$743,000
-9.8%
13,954
-4.9%
0.27%
+4.6%
VPV  INVESCO PA VALUE MUN INC TR$740,000
-0.9%
55,8370.0%0.27%
+15.3%
BFZ  BLACKROCK CALIF MUN INCOME Tsh ben int$735,000
-1.6%
49,8150.0%0.27%
+14.8%
SQ  SQUARE INCcl a$720,000
-1.5%
3,0000.0%0.26%
+14.7%
DTF  DTF TAX-FREE INCOME INC$694,000
-3.6%
48,0000.0%0.26%
+11.8%
SHOP NewSHOPIFY INCcl a$678,000–500
+100.0%
0.25%–
AFT  APOLLO SR FLOATING RATE FD I$660,000
+0.2%
41,7930.0%0.24%
+16.8%
ARVN SellARVINAS INC$635,000
+3.9%
7,730
-2.5%
0.23%
+21.2%
VPU NewVANGUARD WORLD FDSutilities etf$612,000–4,400
+100.0%
0.22%–
JGH  NUVEEN GLOBAL HIGH INCOME FD$612,000
-1.0%
38,1030.0%0.22%
+14.8%
HUBS BuyHUBSPOT INC$608,000
+30.5%
900
+12.5%
0.22%
+52.4%
BRKB  BERKSHIRE HATHAWAY INC DELcl b new$602,000
-1.8%
2,2050.0%0.22%
+14.4%
ADI NewANALOG DEVICES INC$572,000–3,416
+100.0%
0.21%–
NOC  NORTHROP GRUMMAN CORP$562,000
-0.9%
1,5600.0%0.21%
+15.6%
FINS  ANGEL OAK FINL STRATEGIES IN$563,000
-5.2%
33,0570.0%0.21%
+10.1%
IVH NewDELAWARE IVY HIGH INCOME OPP$563,000–41,193
+100.0%
0.21%–
LOW  LOWES COS INC$548,000
+4.6%
2,7000.0%0.20%
+21.7%
BGB  BLACKSTONE STRATEGIC CREDIT$540,000
-0.6%
39,0000.0%0.20%
+15.7%
ISRG  INTUITIVE SURGICAL INC$538,000
+8.0%
5410.0%0.20%
+25.3%
FDEU SellFIRST TR DYNAMIC EUROPE EQUI$536,000
-45.6%
41,600
-43.4%
0.20%
-36.9%
BGX  BLACKSTONE LONG SHORT CR INC$526,000
+0.2%
34,7000.0%0.19%
+16.9%
RNG BuyRINGCENTRAL INCcl a$522,000
+12.3%
2,400
+50.0%
0.19%
+30.6%
MED BuyMEDIFAST INC$520,000
-14.5%
2,700
+25.6%
0.19%
-0.5%
WIW  WESTERN AST INFL LKD OPP & I$516,000
+1.4%
38,8000.0%0.19%
+18.0%
COST BuyCOSTCO WHSL CORP NEW$506,000
+17.7%
1,125
+3.6%
0.19%
+36.8%
JPM BuyJPMORGAN CHASE & CO$496,000
+7.1%
3,031
+1.8%
0.18%
+25.3%
MA  MASTERCARD INCORPORATEDcl a$492,000
-4.8%
1,4160.0%0.18%
+10.4%
SBUX  STARBUCKS CORP$490,000
-1.4%
4,4450.0%0.18%
+14.6%
WMT BuyWALMART INC$472,000
+0.9%
3,389
+2.1%
0.17%
+17.6%
VTIP NewVANGUARD MALVERN FDSstrm infproidx$447,000–8,500
+100.0%
0.16%–
SPMB NewSPDR SER TRportfli mortgage$448,000–17,408
+100.0%
0.16%–
IBTB NewISHARES TRibonds 22 trm ts$445,000–17,500
+100.0%
0.16%–
IBTD NewISHARES TRibonds 23 trm ts$446,000–17,400
+100.0%
0.16%–
IBTA NewISHARES TRibonds 21 trm ts$446,000–17,600
+100.0%
0.16%–
FTSD NewFRANKLIN ETF TRliberty shrt etf$445,000–4,700
+100.0%
0.16%–
IBTE NewISHARES TRibonds 24 trm ts$445,000–17,300
+100.0%
0.16%–
VGSH NewVANGUARD SCOTTSDALE FDSshort term treas$442,000–7,200
+100.0%
0.16%–
IBTF NewISHARES TRibonds 25 trm ts$444,000–17,300
+100.0%
0.16%–
TFLO NewISHARES TRtrs flt rt bd$442,000–8,800
+100.0%
0.16%–
STIP NewISHARES TR0-5 yr tips etf$444,000–4,200
+100.0%
0.16%–
SHV NewISHARES TRshort treas bd$442,000–4,000
+100.0%
0.16%–
CLTL NewINVESCO EXCH TRADED FD TR IItreas colaterl$444,000–4,200
+100.0%
0.16%–
SPTS NewSPDR SER TRportfolio sh tsr$444,000–14,500
+100.0%
0.16%–
SHY NewISHARES TR1 3 yr treas bd$439,000–5,100
+100.0%
0.16%–
GBIL NewGOLDMAN SACHS ETF TRacces treasury$440,000–4,400
+100.0%
0.16%–
PBTP NewINVESCO EXCH TRADED FD TR IIpurbta 0 5 yr$440,000–16,600
+100.0%
0.16%–
BIL NewSPDR SER TRspdr bloomberg$439,000–4,800
+100.0%
0.16%–
SGOV NewISHARES TR0-3 mnth treasry$440,000–4,400
+100.0%
0.16%–
AGZ NewISHARES TRagency bond etf$438,000–3,700
+100.0%
0.16%–
XLU BuySELECT SECTOR SPDR TRsbi int-utils$424,000
+1.7%
6,641
+0.7%
0.16%
+18.2%
LMT BuyLOCKHEED MARTIN CORP$397,000
-6.8%
1,150
+2.2%
0.15%
+8.1%
RSF SellRIVERNORTH SPECIALTY FIN COR$395,000
-11.8%
20,592
-8.6%
0.14%
+2.1%
AMRK  A-MARK PRECIOUS METALS INC$390,000
+29.1%
6,5000.0%0.14%
+50.0%
IWD SellISHARES TRrus 1000 val etf$376,000
-37.0%
2,400
-36.2%
0.14%
-27.0%
TM  TOYOTA MOTOR CORP$356,000
+1.7%
2,0000.0%0.13%
+18.0%
GD  GENERAL DYNAMICS CORP$347,000
+4.2%
1,7700.0%0.13%
+21.9%
ARKK  ARK ETF TRinnovation etf$342,000
-15.3%
3,0900.0%0.13%
-1.6%
SBIO  ALPS ETF TRmed breakthgh$343,000
-7.0%
7,5440.0%0.13%
+7.7%
NUO  NUVEEN OHIO QLTY MUN INCOME$327,000
-3.0%
20,6080.0%0.12%
+12.1%
BGH  BARINGS GLOBAL SHORT DURATIO$323,0000.0%18,8880.0%0.12%
+16.7%
TGT  TARGET CORP$297,000
-5.4%
1,3000.0%0.11%
+10.1%
UNH  UNITEDHEALTH GROUP INC$293,000
-2.3%
7500.0%0.11%
+13.7%
JNJ  JOHNSON & JOHNSON$270,000
-1.8%
1,6700.0%0.10%
+13.8%
COIN  COINBASE GLOBAL INC$250,000
-10.4%
1,1010.0%0.09%
+4.5%
MMM  3M CO$251,000
-11.6%
1,4300.0%0.09%
+2.2%
CVX SellCHEVRON CORP NEW$240,000
-5.5%
2,370
-2.4%
0.09%
+10.0%
FMTX SellFORMA THERAPEUTICS HLDGS INC$237,000
-9.2%
10,200
-2.9%
0.09%
+4.8%
PG  PROCTER AND GAMBLE CO$228,000
+3.6%
1,6330.0%0.08%
+20.0%
V BuyVISA INC$226,000
+0.9%
1,015
+5.7%
0.08%
+16.9%
ITW  ILLINOIS TOOL WKS INC$207,000
-7.6%
1,0000.0%0.08%
+7.0%
VT  VANGUARD INTL EQUITY INDEX Ftt wrld st etf$204,000
-1.4%
2,0000.0%0.08%
+15.4%
VWO  VANGUARD INTL EQUITY INDEX Fftse emr mkt etf$205,000
-8.1%
4,1000.0%0.08%
+5.6%
VTN  INVESCO TR INVT GRADE NEW YO$193,000
-3.0%
14,3000.0%0.07%
+12.7%
KALA  KALA PHARMACEUTICALS INC$147,000
-50.5%
56,1000.0%0.05%
-42.6%
UUUU  ENERGY FUELS INC$118,000
+16.8%
16,7580.0%0.04%
+34.4%
VSTM  VERASTEM INC$108,000
-23.9%
35,0000.0%0.04%
-11.1%
DHY  CREDIT SUISSE HIGH YIELD BDsh ben int$105,000
-1.9%
42,5000.0%0.04%
+14.7%
SIEN BuySIENTRA INC$91,000
-17.3%
15,818
+14.5%
0.03%
-5.7%
NG  NOVAGOLD RES INC$69,000
-13.8%
10,0000.0%0.02%0.0%
WVE SellWAVE LIFE SCIENCES LTD$65,000
-35.6%
13,223
-12.9%
0.02%
-25.0%
SLDB  SOLID BIOSCIENCES INC$37,000
-35.1%
15,5000.0%0.01%
-22.2%
ORTX  ORCHARD THERAPEUTICS PLCads$32,000
-47.5%
14,0000.0%0.01%
-36.8%
LPTH  LIGHTPATH TECHNOLOGIES INC$29,000
-14.7%
13,4800.0%0.01%0.0%
NewANGEL OAK FINL STRATEGIES INright 10/14/2021$7,000–33,057
+100.0%
0.00%–
ONEM Exit1LIFE HEALTHCARE INC$0–-6,194
-100.0%
-0.06%–
HUM ExitHUMANA INC$0–-499
-100.0%
-0.07%–
FTHY ExitFIRST TR HIGH YIELD OPPRT 20$0–-11,510
-100.0%
-0.07%–
SCZ ExitISHARES TReafe sml cp etf$0–-3,700
-100.0%
-0.09%–
TTP ExitTORTOISE PIPELINE & ENERGY F$0–-11,721
-100.0%
-0.09%–
FIF ExitFIRST TR ENERGY INFRASTRCTR$0–-30,000
-100.0%
-0.13%–
PYPL ExitPAYPAL HLDGS INC$0–-1,500
-100.0%
-0.14%–
DIS ExitDISNEY WALT CO$0–-2,670
-100.0%
-0.15%–
SZC ExitCUSHING NEXTGEN INFRA INCM F$0–-11,226
-100.0%
-0.17%–
MXIM ExitMAXIM INTEGRATED PRODS INC$0–-5,233
-100.0%
-0.17%–
IVH ExitIVY HIGH INCOME OPPORTUNITIE$0–-41,193
-100.0%
-0.18%–
CUBA ExitHERZFELD CARIBBEAN BASIN FD$0–-102,275
-100.0%
-0.20%–
NCZ ExitVIRTUS ALLIANZGI CONVERTIBLE$0–-170,010
-100.0%
-0.29%–
JDD ExitNUVEEN DIVERSIFIED DIVID & I$0–-93,813
-100.0%
-0.31%–
AEF ExitABERDEEN EMRG MRKTS EQT INM$0–-121,636
-100.0%
-0.35%–
NDP ExitTORTOISE ENERGY INDEPENDENC$0–-55,000
-100.0%
-0.35%–
MLPX ExitGLOBAL X FDSglb x mlp enrg i$0–-37,000
-100.0%
-0.42%–
TEI ExitTEMPLETON EMERGING MKTS INCO$0–-235,531
-100.0%
-0.59%–
RVT ExitROYCE VALUE TR INC$0–-114,207
-100.0%
-0.69%–
HQH ExitTEKLA HEALTHCARE INVSsh ben int$0–-86,000
-100.0%
-0.70%–
BMEZ ExitBLACKROCK HEALTH SCIENCS TR$0–-107,000
-100.0%
-0.98%–
HQL ExitTEKLA LIFE SCIENCES INVSsh ben int$0–-165,000
-100.0%
-1.12%–
AMLP ExitALPS ETF TRalerian mlp$0–-100,000
-100.0%
-1.15%–
GDV ExitGABELLI DIVID & INCOME TR$0–-165,002
-100.0%
-1.37%–
TEAF ExitTORTOISE ESSENTIAL ASSETS IN$0–-331,170
-100.0%
-1.55%–
Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2021-11-08
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
APPLE INC COM32Q3 20235.9%
MICROSOFT CORP COM32Q3 20235.0%
US BANCORP DEL COM NEW32Q3 20232.5%
AMAZON INC32Q3 20232.9%
INTEL CORP COM32Q3 20231.1%
ENERGY FUELS INC COM NEW32Q3 20230.1%
WAL-MART STORES INC COM31Q3 20230.5%
THE CENTRAL AND EASTERN EU I30Q3 20232.4%
BERKSHIRE HATHAWAY INC DEL CL B NEW30Q2 20230.7%
LOCKHEED MARTIN CORP COM30Q2 20230.8%

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Latest significant ownerships (13-D/G)
Matisse Capital Q3 2021 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
FiledShares Percentage
ROYCE GLOBAL VALUE TRUST, INC.January 30, 2018294,0552.9%
TURKISH INVESTMENT FUND, INC.Sold outJanuary 30, 201800.0%

View Matisse Capital's complete significant-ownership history.

Latest filings
TypeFiled
SCHEDULE 13G2024-02-14
13F-HR2024-02-08
13F-HR2023-10-13
13F-HR2023-08-02
13F-HR2023-04-27
13F-HR/A2023-01-24
13F-HR2023-01-20
13F-HR2022-11-08
13F-HR2022-07-28
13F-HR2022-04-12

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All filings

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