Matisse Capital - Q4 2019 holdings

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$141 Million is the total value of Matisse Capital's 166 reported holdings in Q4 2019. The portfolio turnover from Q3 2019 to Q4 2019 was 34.0% .

All
New
Buy
Sell
Exit
Unchanged
 Value Shares↓ Weighting
MUC NewBLACKROCK MUNIHLDNGS CALI QL$5,935,000–424,215
+100.0%
4.20%–
THOR BuySYNTHORX INC$5,359,000
+366.0%
76,683
+8.5%
3.80%
+168.7%
RMRM SellRMR REAL ESTATE INCOME FUND$5,304,000
-5.3%
262,584
-4.4%
3.76%
-45.4%
NHF SellNEXPOINT STRATEGIC OPORTUNT$5,007,000
-8.6%
282,733
-7.4%
3.55%
-47.3%
DNIF SellDIVIDEND & INCOME FUND$4,721,000
+11.1%
350,758
-1.4%
3.34%
-35.9%
JRO NewNUVEEN FLTNG RTE INCM OPP FD$4,388,000–439,289
+100.0%
3.11%–
VTA NewINVESCO DYNAMIC CR OPP FD$4,377,000–385,667
+100.0%
3.10%–
HFRO BuyHIGHLAND INCOME FUND$4,352,000
+312.1%
350,100
+342.6%
3.08%
+137.6%
MUI NewBLACKROCK MUNI INTER DR FD I$4,023,000–282,516
+100.0%
2.85%–
DGRO BuyISHARES TRcore div grwth$3,922,000
+1173.4%
93,236
+1083.3%
2.78%
+635.2%
MUJ NewBLACKROCK MUNIHLDGS NJ QLTY$3,535,000–246,335
+100.0%
2.50%–
VCIF BuyVERTICAL CAP INCOME FUND$3,337,000
+2217.4%
320,473
+2273.9%
2.36%
+1235.6%
FAX BuyABERDEEN ASIA PACIFIC INCOM$3,204,000
+571.7%
753,800
+561.8%
2.27%
+287.4%
BWG NewBRANDYWINEGBL GLBAL INM OPRT$2,760,000–218,500
+100.0%
1.96%–
MSFT BuyMICROSOFT CORP$2,757,000
+24.4%
17,482
+9.7%
1.95%
-28.3%
VVR NewINVESCO SR INCOME TR$2,728,000–636,000
+100.0%
1.93%–
JSD NewNUVEEN SHT DUR CR OPP FD$2,549,000–167,788
+100.0%
1.81%–
ASA SellASA GOLD AND PRECIOUS MTLS L$2,412,000
+10.5%
176,949
-2.6%
1.71%
-36.3%
GDL SellGDL FUND$2,380,000
-0.8%
255,943
-2.0%
1.69%
-42.8%
IIF SellMORGAN STANLEY INDIA INVS FD$2,276,000
+2.1%
114,400
-2.8%
1.61%
-41.1%
GGZ SellGABELLI GLB SML & MD CP VAL$2,234,000
+3.8%
188,653
-2.5%
1.58%
-40.2%
AAPL  APPLE INC$2,183,000
+31.1%
7,4340.0%1.55%
-24.4%
USB  US BANCORP DEL$2,180,000
+7.1%
36,7660.0%1.54%
-38.2%
WIW NewWESTERN AST INFL LKD OPP & I$2,123,000–183,916
+100.0%
1.50%–
HGLB BuyHIGHLAND GLOBAL ALLOCATION F$2,067,000
-4.3%
221,300
+5.0%
1.46%
-44.8%
TEI NewTEMPLETON EMERG MKTS INCOME$1,998,000–217,378
+100.0%
1.42%–
SMM BuySALIENT MIDSTREAM & MLP FDsh ben int$1,980,000
+1.0%
254,200
+1.9%
1.40%
-41.7%
EFT NewEATON VANCE FLTING RATE INC$1,974,000–143,852
+100.0%
1.40%–
BIF SellBOULDER GROWTH & INCOME FD I$1,945,000
-16.9%
164,966
-21.1%
1.38%
-52.1%
KMF BuyKAYNE ANDERSON MDSTM ENERGY$1,684,000
+17.8%
160,000
+21.3%
1.19%
-32.1%
RSF NewRIVERNORTH MARKETPLACE LENDI$1,654,000–90,793
+100.0%
1.17%–
ARDC BuyARES DYNAMIC CR ALLOCATION F$1,636,000
+570.5%
106,596
+550.0%
1.16%
+286.3%
IRR NewVOYA NAT RES EQUITY INCOME F$1,611,000–391,000
+100.0%
1.14%–
AFT NewAPOLLO SR FLOATING RATE FD I$1,572,000–103,821
+100.0%
1.11%–
ASND BuyASCENDIS PHARMA A Ssponsored adr$1,525,000
+50.4%
10,960
+4.1%
1.08%
-13.2%
VLT NewINVESCO HIGH INCOME TR II$1,524,000–106,748
+100.0%
1.08%–
IRL BuyNEW IRELAND FUND INC$1,485,000
+30.8%
149,900
+13.0%
1.05%
-24.6%
MXE BuyMEXICO EQUITY & INCOME FD$1,389,000
+136.6%
119,791
+114.8%
0.98%
+36.5%
HIX NewWESTERN ASSET HIGH INCM FD I$1,215,000–180,307
+100.0%
0.86%–
AMZN BuyAMAZON COM INC$1,196,000
+9.7%
647
+3.0%
0.85%
-36.7%
RGT BuyROYCE GLOBAL VALUE TR INC$1,192,000
+81.7%
102,001
+57.3%
0.84%
+4.8%
JEQ BuyABERDEEN JAPAN EQUITY FD INC$1,158,000
+15.7%
148,846
+8.2%
0.82%
-33.3%
SWZ SellSWISS HELVETIA FD INC$1,146,000
-27.2%
136,250
-30.5%
0.81%
-58.0%
TWN BuyTAIWAN FD INC$1,079,000
+416.3%
52,400
+363.0%
0.76%
+197.7%
TSLF SellTHL CR SR LN FD$1,050,000
-12.4%
69,232
-13.2%
0.74%
-49.5%
EEMS BuyISHARES INCem mkt sm-cp etf$976,000
+9.5%
21,570
+1.9%
0.69%
-36.8%
NDP NewTORTOISE ENERGY INDEPENDENC$960,000–221,434
+100.0%
0.68%–
INTC BuyINTEL CORP$877,000
+20.8%
14,647
+3.9%
0.62%
-30.4%
NKE SellNIKE INCcl b$851,000
+1.8%
8,402
-5.7%
0.60%
-41.3%
GRF SellEAGLE CAP GROWTH FD INC$747,000
-6.2%
93,156
-6.3%
0.53%
-45.9%
LMT  LOCKHEED MARTIN CORP$644,000
-0.3%
1,6550.0%0.46%
-42.6%
NOC SellNORTHROP GRUMMAN CORP$614,000
-13.0%
1,785
-5.3%
0.44%
-49.8%
LRCX  LAM RESEARCH CORP$591,000
+26.6%
2,0200.0%0.42%
-27.0%
CET SellCENTRAL SECS CORP$554,000
-75.3%
16,730
-76.6%
0.39%
-85.7%
WVE BuyWAVE LIFE SCIENCES LTD$551,000
-59.6%
68,711
+3.3%
0.39%
-76.7%
BRKB  BERKSHIRE HATHAWAY INC DELcl b new$522,000
+9.0%
2,3050.0%0.37%
-37.2%
ORTX NewORCHARD THERAPEUTICS PLCads$509,000–37,000
+100.0%
0.36%–
IGR SellCBRE CLARION GLOBAL REAL EST$508,000
-9.8%
63,298
-11.1%
0.36%
-48.0%
MYOV NewMYOVANT SCIENCES LTD$508,000–32,750
+100.0%
0.36%–
EGIF SellEAGLE GRWTH & INCOME OPPTY F$506,000
-76.7%
29,700
-78.2%
0.36%
-86.6%
GAM SellGENERAL AMERN INVS INC$502,000
-5.6%
13,296
-9.2%
0.36%
-45.6%
NXJ SellNUVEEN NEW JERSEY QULT MUN F$490,000
-10.6%
33,446
-11.6%
0.35%
-48.4%
PEO SellADAM NAT RES FD INC$476,000
-79.5%
28,935
-80.3%
0.34%
-88.2%
DLS BuyWISDOMTREE TRintl smcap div$472,000
+12.9%
6,632
+0.9%
0.33%
-35.0%
NAZ SellNUVEEN ARIZONA QLTY MUN INC$461,000
-11.0%
34,217
-11.2%
0.33%
-48.6%
ANTM  ANTHEM INC$437,000
+25.9%
1,4470.0%0.31%
-27.2%
CVX BuyCHEVRON CORP NEW$420,000
+1.9%
3,488
+0.4%
0.30%
-41.1%
GD SellGENERAL DYNAMICS CORP$420,000
-9.1%
2,381
-5.9%
0.30%
-47.5%
MED BuyMEDIFAST INC$409,000
+18.6%
3,733
+12.0%
0.29%
-31.6%
MAV BuyPIONEER MUN HIGH INCOME ADV$408,000
+261.1%
37,730
+266.3%
0.29%
+107.9%
BGT SellBLACKROCK FLOATING RATE INCO$403,000
-8.0%
31,300
-12.3%
0.29%
-46.8%
ARVN SellARVINAS INC$399,000
-21.1%
9,700
-58.7%
0.28%
-54.5%
WMT  WALMART INC$395,000
+0.3%
3,3200.0%0.28%
-42.1%
WCG SellWELLCARE HEALTH PLANS INC$393,000
+17.7%
1,190
-7.8%
0.28%
-32.2%
SBUX  STARBUCKS CORP$391,000
-0.5%
4,4450.0%0.28%
-42.7%
MA  MASTERCARD INCcl a$384,000
+10.0%
1,2850.0%0.27%
-36.6%
EFF SellEATON VANCE FLTG RATE INCOM$376,000
-14.5%
23,500
-18.7%
0.27%
-50.8%
COST  COSTCO WHSL CORP NEW$358,000
+2.0%
1,2180.0%0.25%
-41.1%
FCT SellFIRST TR SR FLG RTE INCM FD$337,000
-10.4%
26,900
-14.1%
0.24%
-48.3%
HD  HOME DEPOT INC$334,000
-5.9%
1,5280.0%0.24%
-45.6%
BCX SellBLACKROCK RES & COMM STRAT T$334,000
+2.8%
41,406
-4.6%
0.24%
-40.6%
HUM  HUMANA INC$333,000
+43.5%
9090.0%0.24%
-17.2%
MXIM  MAXIM INTEGRATED PRODS INC$322,000
+6.3%
5,2330.0%0.23%
-38.7%
ISRG  INTUITIVE SURGICAL INC$320,000
+9.6%
5410.0%0.23%
-36.8%
VMM NewDELAWARE INV MN MUN INC FD I$313,000–23,811
+100.0%
0.22%–
CEE SellTHE CENTRAL AND EASTERN EU I$299,000
-3.9%
10,550
-11.8%
0.21%
-44.5%
MZA NewBLACKROCK MUNIYIELD ARIZ FD$261,000–19,196
+100.0%
0.18%–
JNJ  JOHNSON & JOHNSON$244,000
+13.0%
1,6700.0%0.17%
-34.7%
EMLC SellVANECK VECTORS ETF TRjp morgan mkts$243,000
-33.8%
7,138
-35.8%
0.17%
-61.9%
MMM Sell3M CO$240,000
-20.8%
1,360
-26.3%
0.17%
-54.3%
ORBC BuyORBCOMM INC$238,000
-9.5%
56,475
+2.2%
0.17%
-47.7%
NBO SellNEUBERGER BRMAN NY MUNI FD I$239,000
-11.2%
19,148
-10.9%
0.17%
-48.9%
SLDB SellSOLID BIOSCIENCES INC$235,000
-67.0%
52,900
-23.2%
0.17%
-80.9%
FRA SellBLACKROCK FLOAT RATE OME STR$231,000
-13.8%
17,200
-18.9%
0.16%
-50.2%
SCZ  ISHARES TReafe sml cp etf$230,000
+8.5%
3,7000.0%0.16%
-37.3%
T BuyAT&T INC$225,000
+5.1%
5,768
+2.2%
0.16%
-39.5%
UNH NewUNITEDHEALTH GROUP INC$220,000–750
+100.0%
0.16%–
NMY  NUVEEN MARYLAND QLT MUN INC$216,000
+0.5%
16,1000.0%0.15%
-42.0%
DAL SellDELTA AIR LINES INC DEL$205,000
-22.6%
3,500
-23.9%
0.14%
-55.5%
KALA BuyKALA PHARMACEUTICALS INC$201,000
+13.6%
54,500
+17.2%
0.14%
-34.6%
NEA NewNUVEEN AMT FREE QLTY MUN INC$184,000–12,803
+100.0%
0.13%–
MXF SellMEXICO FD INC$181,000
-9.0%
13,234
-13.1%
0.13%
-47.8%
NKG  NUVEEN GEORGIA QLTY MUN INC$166,000
+1.2%
13,2000.0%0.12%
-41.6%
AEF SellABERDEEN EMRG MRKTS EQT INM$158,000
-6.0%
20,723
-14.2%
0.11%
-45.6%
NMS  NUVEEN MINESOTA QLT MUN INC$149,000
+2.1%
10,2000.0%0.11%
-40.8%
IDE NewVOYA INFRASTRUCTURE INDLS &$141,000–12,282
+100.0%
0.10%–
SBI  WESTERN ASSET INTM MUNI FD I$136,000
-0.7%
14,9000.0%0.10%
-42.9%
EVF SellEATON VANCE SR INCOME TRsh ben int$124,000
-12.1%
19,400
-16.0%
0.09%
-49.1%
DHF NewBNY MELLON HIGH YIELD STRATEsh ben int$115,000–37,100
+100.0%
0.08%–
NG  NOVAGOLD RES INC$90,000
+47.5%
10,0000.0%0.06%
-14.7%
FT SellFRANKLIN UNVL TRsh ben int$87,000
-10.3%
11,187
-13.2%
0.06%
-47.9%
SCPH  SCPHARMACEUTICALS INC$83,000
-3.5%
14,6850.0%0.06%
-44.3%
UUUU  ENERGY FUELS INC$37,0000.0%19,2840.0%0.03%
-42.2%
LPTH  LIGHTPATH TECHNOLOGIES INC$25,000
-13.8%
34,7860.0%0.02%
-50.0%
NNC ExitNUVEEN NORTH CAROLINA QLTY M$0–-14,700
-100.0%
-0.24%–
VTI ExitVANGUARD INDEX FDStotal stk mkt$0–-1,343
-100.0%
-0.25%–
BA ExitBOEING CO$0–-555
-100.0%
-0.26%–
SOR ExitSOURCE CAP INC$0–-6,020
-100.0%
-0.27%–
INF ExitBROOKFIELD GLOBL LISTED INFR$0–-18,608
-100.0%
-0.31%–
PCF ExitHIGH INCOME SECS FD$0–-47,525
-100.0%
-0.49%–
JOF ExitJAPAN SMALLER CAPTLZTN FD IN$0–-58,405
-100.0%
-0.63%–
CTR ExitCLEARBRIDGE MLP AND MIDSTRM$0–-155,885
-100.0%
-1.71%–
Other managers

Other managers that, in addition to the filing manager(s), that filed the EDGAR filing(s):

Original filings

The following EDGAR filing(s) were analyzed to create this report:

  • View 13F-HR filed 2020-02-12
Signatures

The EDGAR filing(s) were signed by:

Top long-term holdings
NameQuarters ownedLatest quarter ownedMax weighting
APPLE INC COM32Q3 20235.9%
MICROSOFT CORP COM32Q3 20235.0%
US BANCORP DEL COM NEW32Q3 20232.5%
AMAZON INC32Q3 20232.9%
INTEL CORP COM32Q3 20231.1%
ENERGY FUELS INC COM NEW32Q3 20230.1%
WAL-MART STORES INC COM31Q3 20230.5%
THE CENTRAL AND EASTERN EU I30Q3 20232.4%
BERKSHIRE HATHAWAY INC DEL CL B NEW30Q2 20230.7%
LOCKHEED MARTIN CORP COM30Q2 20230.8%

View Matisse Capital's complete holdings history.

Latest significant ownerships (13-D/G)
Matisse Capital Q4 2019 significant holdings filed using form 13D/G when ownership exceeds 5% of a company's total stock issue.
FiledShares Percentage
ROYCE GLOBAL VALUE TRUST, INC.January 30, 2018294,0552.9%
TURKISH INVESTMENT FUND, INC.Sold outJanuary 30, 201800.0%

View Matisse Capital's complete significant-ownership history.

Latest filings
TypeFiled
SCHEDULE 13G2024-02-14
13F-HR2024-02-08
13F-HR2023-10-13
13F-HR2023-08-02
13F-HR2023-04-27
13F-HR/A2023-01-24
13F-HR2023-01-20
13F-HR2022-11-08
13F-HR2022-07-28
13F-HR2022-04-12

View Matisse Capital's complete filings history.

All filings

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