$761 Million is the total value of Sheaff Brock Investment Advisors, LLC's 567 reported holdings in Q3 2017. The portfolio turnover from Q2 2017 to Q3 2017 was 100.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| ASM | Exit | AVINO SILVER & GOLD MINES LT | $0 | – | -12,000 | -100.0% | -0.00% | – |
| BTG | Exit | B2GOLD CORP | $0 | – | -10,534 | -100.0% | -0.00% | – |
| GPL | Exit | GREAT PANTHER SILVER LTD | $0 | – | -22,700 | -100.0% | -0.00% | – |
| GFI | Exit | GOLD FIELDS LTD NEWsponsored adr | $0 | – | -11,900 | -100.0% | -0.01% | – |
| MUX | Exit | MCEWEN MNG INC | $0 | – | -26,995 | -100.0% | -0.01% | – |
| KCAP | Exit | KCAP FINL INC | $0 | – | -22,585 | -100.0% | -0.01% | – |
| CLF | Exit | CLIFFS NAT RES INC | $0 | – | -14,255 | -100.0% | -0.01% | – |
| INO | Exit | INOVIO PHARMACEUTICALS INC | $0 | – | -12,400 | -100.0% | -0.01% | – |
| HZNP | Exit | HORIZON PHARMA PLC | $0 | – | -10,500 | -100.0% | -0.02% | – |
| SFL | Exit | SHIP FINANCE INTERNATIONAL L | $0 | – | -10,010 | -100.0% | -0.02% | – |
| JRO | Exit | NUVEEN FLTNG RTE INCM OPP FD | $0 | – | -11,400 | -100.0% | -0.02% | – |
| CCJ | Exit | CAMECO CORP | $0 | – | -15,204 | -100.0% | -0.02% | – |
| ALJ | Exit | ALON USA ENERGY INC | $0 | – | -11,667 | -100.0% | -0.02% | – |
| EMD | Exit | WESTERN ASSET EMRG MKT DEBT | $0 | – | -10,229 | -100.0% | -0.02% | – |
| PBI | Exit | PITNEY BOWES INC | $0 | – | -10,559 | -100.0% | -0.02% | – |
| MRO | Exit | MARATHON OIL CORP | $0 | – | -14,324 | -100.0% | -0.02% | – |
| VXX | Exit | BARCLAYS BK PLCipath s&p500 vix | $0 | – | -13,200 | -100.0% | -0.02% | – |
| IRT | Exit | INDEPENDENCE RLTY TR INC | $0 | – | -17,450 | -100.0% | -0.02% | – |
| TCPC | Exit | TCP CAP CORP | $0 | – | -10,777 | -100.0% | -0.02% | – |
| GNTX | Exit | GENTEX CORP | $0 | – | -10,211 | -100.0% | -0.03% | – |
| IWS | Exit | ISHARES TRrus mdcp val etf | $0 | – | -2,395 | -100.0% | -0.03% | – |
| VRX | Exit | VALEANT PHARMACEUTICALS INTL | $0 | – | -11,434 | -100.0% | -0.03% | – |
| PPG | Exit | PPG INDS INC | $0 | – | -1,822 | -100.0% | -0.03% | – |
| PPL | Exit | PPL CORP | $0 | – | -5,214 | -100.0% | -0.03% | – |
| BWP | Exit | BOARDWALK PIPELINE PARTNERSut ltd partner | $0 | – | -11,241 | -100.0% | -0.03% | – |
| POT | Exit | POTASH CORP SASK INC | $0 | – | -12,875 | -100.0% | -0.03% | – |
| TNH | Exit | TERRA NITROGEN CO L P | $0 | – | -2,490 | -100.0% | -0.03% | – |
| VCR | Exit | VANGUARD WORLD FDSconsum dis etf | $0 | – | -1,486 | -100.0% | -0.03% | – |
| HRB | Exit | BLOCK H & R INC | $0 | – | -7,019 | -100.0% | -0.03% | – |
| VHT | Exit | VANGUARD WORLD FDShealth car etf | $0 | – | -1,490 | -100.0% | -0.03% | – |
| WEN | Exit | WENDYS CO | $0 | – | -14,149 | -100.0% | -0.03% | – |
| VEU | Exit | VANGUARD INTL EQUITY INDEX Fallwrld ex us | $0 | – | -4,565 | -100.0% | -0.03% | – |
| GLD | Exit | SPDR GOLD TRUST | $0 | – | -1,987 | -100.0% | -0.03% | – |
| BRKR | Exit | BRUKER CORP | $0 | – | -8,227 | -100.0% | -0.03% | – |
| KITE | Exit | KITE PHARMA INC | $0 | – | -2,300 | -100.0% | -0.03% | – |
| BB | Exit | BLACKBERRY LTD | $0 | – | -24,293 | -100.0% | -0.03% | – |
| HNP | Exit | HUANENG PWR INTL INC | $0 | – | -8,984 | -100.0% | -0.03% | – |
| IJT | Exit | ISHARES TRsp smcp600gr etf | $0 | – | -1,616 | -100.0% | -0.03% | – |
| CRUS | Exit | CIRRUS LOGIC INC | $0 | – | -3,949 | -100.0% | -0.03% | – |
| UAA | Exit | UNDER ARMOUR INCcl a | $0 | – | -11,910 | -100.0% | -0.03% | – |
| FFIV | Exit | F5 NETWORKS INC | $0 | – | -2,040 | -100.0% | -0.03% | – |
| GLPI | Exit | GAMING & LEISURE PPTYS INC | $0 | – | -6,876 | -100.0% | -0.03% | – |
| TRMB | Exit | TRIMBLE INC | $0 | – | -7,314 | -100.0% | -0.03% | – |
| DFT | Exit | DUPONT FABROS TECHNOLOGY INC | $0 | – | -4,456 | -100.0% | -0.04% | – |
| TEVA | Exit | TEVA PHARMACEUTICAL INDS LTDsponsored adr | $0 | – | -8,389 | -100.0% | -0.04% | – |
| MCHP | Exit | MICROCHIP TECHNOLOGY INC | $0 | – | -3,608 | -100.0% | -0.04% | – |
| Z | Exit | ZILLOW GROUP INCcl c cap stk | $0 | – | -5,821 | -100.0% | -0.04% | – |
| HOG | Exit | HARLEY DAVIDSON INC | $0 | – | -5,614 | -100.0% | -0.04% | – |
| FIVE | Exit | FIVE BELOW INC | $0 | – | -6,367 | -100.0% | -0.04% | – |
| AXON | Exit | AXON ENTERPRISE INC | $0 | – | -12,616 | -100.0% | -0.04% | – |
| BKLN | Exit | POWERSHARES ETF TRUST IIsenior ln port | $0 | – | -14,015 | -100.0% | -0.04% | – |
| IJJ | Exit | ISHARES TRs&p mc 400vl etf | $0 | – | -2,258 | -100.0% | -0.04% | – |
| MINT | Exit | PIMCO ETF TRenhan shrt ma ac | $0 | – | -3,324 | -100.0% | -0.04% | – |
| AAN | Exit | AARONS INC | $0 | – | -9,470 | -100.0% | -0.05% | – |
| ICPT | Exit | INTERCEPT PHARMACEUTICALS IN | $0 | – | -3,150 | -100.0% | -0.05% | – |
| COH | Exit | COACH INC | $0 | – | -9,864 | -100.0% | -0.06% | – |
| MAS | Exit | MASCO CORP | $0 | – | -12,171 | -100.0% | -0.06% | – |
| XLY | Exit | SELECT SECTOR SPDR TRsbi cons discr | $0 | – | -5,354 | -100.0% | -0.06% | – |
| DD | Exit | DU PONT E I DE NEMOURS & CO | $0 | – | -6,095 | -100.0% | -0.06% | – |
| XLP | Exit | SELECT SECTOR SPDR TRsbi cons stpls | $0 | – | -9,153 | -100.0% | -0.07% | – |
| TSO | Exit | TESORO CORP | $0 | – | -6,298 | -100.0% | -0.08% | – |
| AMP | Exit | AMERIPRISE FINL INC | $0 | – | -4,997 | -100.0% | -0.08% | – |
| GPS | Exit | GAP INC DEL | $0 | – | -29,971 | -100.0% | -0.09% | – |
| RAI | Exit | REYNOLDS AMERICAN INC | $0 | – | -11,317 | -100.0% | -0.10% | – |
| OA | Exit | ORBITAL ATK INC | $0 | – | -7,881 | -100.0% | -0.10% | – |
| RRC | Exit | RANGE RES CORP | $0 | – | -34,020 | -100.0% | -0.10% | – |
| TXT | Exit | TEXTRON INC | $0 | – | -17,100 | -100.0% | -0.11% | – |
| BC | Exit | BRUNSWICK CORP | $0 | – | -14,286 | -100.0% | -0.12% | – |
| POOL | Exit | POOL CORPORATION | $0 | – | -7,703 | -100.0% | -0.12% | – |
| TTMI | Exit | TTM TECHNOLOGIES INC | $0 | – | -53,431 | -100.0% | -0.12% | – |
| OKS | Exit | ONEOK PARTNERS LPunit ltd partn | $0 | – | -18,494 | -100.0% | -0.12% | – |
| STT | Exit | STATE STR CORP | $0 | – | -10,612 | -100.0% | -0.12% | – |
| MASI | Exit | MASIMO CORP | $0 | – | -10,658 | -100.0% | -0.13% | – |
| ADI | Exit | ANALOG DEVICES INC | $0 | – | -12,610 | -100.0% | -0.13% | – |
| TTC | Exit | TORO CO | $0 | – | -15,877 | -100.0% | -0.14% | – |
| FDC | Exit | FIRST DATA CORP NEW | $0 | – | -61,700 | -100.0% | -0.15% | – |
| ANTM | Exit | ANTHEM INC | $0 | – | -6,107 | -100.0% | -0.15% | – |
| ULTA | Exit | ULTA BEAUTY INC | $0 | – | -4,154 | -100.0% | -0.16% | – |
| WPM | Exit | WHEATON PRECIOUS METALS CORP | $0 | – | -72,085 | -100.0% | -0.19% | – |
| ADTN | Exit | ADTRAN INC | $0 | – | -140,001 | -100.0% | -0.38% | – |
| IPG | Exit | INTERPUBLIC GROUP COS INC | $0 | – | -198,982 | -100.0% | -0.64% | – |
| LAMR | Exit | LAMAR ADVERTISING CO NEWcl a | $0 | – | -75,734 | -100.0% | -0.73% | – |
| DOW | Exit | DOW CHEM CO | $0 | – | -139,992 | -100.0% | -1.16% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-11-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 32 | Q3 2023 | 13.6% |
| AMAZON COM INC | 32 | Q3 2023 | 4.4% |
| EXXON MOBIL CORP | 32 | Q3 2023 | 3.6% |
| CISCO SYS INC | 32 | Q3 2023 | 2.4% |
| HOME DEPOT INC | 32 | Q3 2023 | 1.7% |
| JPMORGAN CHASE & CO | 32 | Q3 2023 | 1.7% |
| MICROSOFT CORP | 32 | Q3 2023 | 2.1% |
| UNITED PARCEL SERVICE INC | 32 | Q3 2023 | 2.0% |
| META PLATFORMS INC | 32 | Q3 2023 | 2.3% |
| DISNEY WALT CO | 32 | Q3 2023 | 1.5% |
View Sheaff Brock Investment Advisors, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-14 |
| 13F-HR | 2024-02-08 |
| 13F-HR | 2023-11-08 |
| 13F-HR | 2023-08-08 |
| 13F-HR | 2023-05-01 |
| 13F-HR | 2023-02-13 |
| 13F-HR | 2022-11-03 |
| 13F-HR | 2022-08-02 |
| 13F-HR/A | 2022-06-02 |
| 13F-HR/A | 2022-06-02 |
View Sheaff Brock Investment Advisors, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.