$761 Million is the total value of Sheaff Brock Investment Advisors, LLC's 567 reported holdings in Q3 2017. The portfolio turnover from Q2 2017 to Q3 2017 was 21.0% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AAPL | Sell | APPLE INC | $59,911,000 | +4.8% | 388,733 | -2.1% | 7.87% | +4.6% |
| XOM | Sell | EXXON MOBIL CORP | $21,814,000 | -6.2% | 266,094 | -7.6% | 2.87% | -6.4% |
| T | Buy | AT&T INC | $14,002,000 | +93.8% | 357,470 | +86.7% | 1.84% | +93.5% |
| FB | Sell | FACEBOOK INCcl a | $13,682,000 | -20.6% | 80,070 | -29.8% | 1.80% | -20.7% |
| UPS | Buy | UNITED PARCEL SERVICE INCcl b | $11,923,000 | +9.4% | 99,286 | +0.7% | 1.57% | +9.1% |
| BA | Sell | BOEING CO | $11,057,000 | +4.5% | 43,497 | -18.7% | 1.45% | +4.3% |
| HOMB | Buy | HOME BANCSHARES INC | $10,744,000 | +2.7% | 426,011 | +1.4% | 1.41% | +2.5% |
| JPM | Sell | JPMORGAN CHASE & CO | $10,640,000 | +2.2% | 111,402 | -2.2% | 1.40% | +2.0% |
| ABBV | Buy | ABBVIE INC | $10,628,000 | +35.3% | 119,609 | +10.4% | 1.40% | +35.0% |
| DWDP | New | DOWDUPONT INC | $10,194,000 | – | 147,250 | +100.0% | 1.34% | – |
| DIS | Buy | DISNEY WALT CO | $9,826,000 | -0.0% | 99,685 | +7.8% | 1.29% | -0.2% |
| BMY | Buy | BRISTOL MYERS SQUIBB CO | $9,807,000 | +187.8% | 153,852 | +151.7% | 1.29% | +186.9% |
| HD | Buy | HOME DEPOT INC | $9,560,000 | +7.0% | 58,451 | +0.4% | 1.26% | +6.8% |
| PFE | Buy | PFIZER INC | $9,202,000 | +6.7% | 257,756 | +0.4% | 1.21% | +6.5% |
| INTC | Sell | INTEL CORP | $9,002,000 | +1.5% | 236,387 | -10.0% | 1.18% | +1.4% |
| TXN | Buy | TEXAS INSTRS INC | $8,451,000 | +24.5% | 94,279 | +6.8% | 1.11% | +24.2% |
| MCD | Sell | MCDONALDS CORP | $8,185,000 | -0.2% | 52,237 | -2.4% | 1.08% | -0.5% |
| PM | Sell | PHILIP MORRIS INTL INC | $7,931,000 | -8.6% | 71,441 | -3.3% | 1.04% | -8.8% |
| WMT | Buy | WAL-MART STORES INC | $7,918,000 | +4.3% | 101,335 | +1.0% | 1.04% | +4.0% |
| AMZN | Buy | AMAZON COM INC | $7,907,000 | +10.9% | 8,225 | +11.6% | 1.04% | +10.6% |
| BAC | Sell | BANK AMER CORP | $7,204,000 | +2.9% | 284,312 | -1.5% | 0.95% | +2.6% |
| AMGN | Sell | AMGEN INC | $6,777,000 | -5.7% | 36,346 | -12.9% | 0.89% | -5.9% |
| OKE | Buy | ONEOK INC NEW | $6,674,000 | +22.7% | 120,443 | +15.5% | 0.88% | +22.5% |
| MO | Sell | ALTRIA GROUP INC | $6,603,000 | -19.2% | 104,118 | -5.1% | 0.87% | -19.3% |
| CVS | Sell | CVS HEALTH CORP | $6,531,000 | +0.9% | 80,318 | -0.1% | 0.86% | +0.7% |
| UTX | Buy | UNITED TECHNOLOGIES CORP | $6,480,000 | -3.5% | 55,822 | +1.5% | 0.85% | -3.7% |
| FNF | Sell | FIDELITY NATIONAL FINANCIAL | $6,255,000 | +3.6% | 131,788 | -2.1% | 0.82% | +3.4% |
| IP | Sell | INTL PAPER CO | $6,220,000 | -14.0% | 109,460 | -14.4% | 0.82% | -14.3% |
| CVX | Sell | CHEVRON CORP NEW | $6,070,000 | +12.0% | 51,661 | -0.6% | 0.80% | +11.6% |
| EXC | Buy | EXELON CORP | $5,903,000 | +4.9% | 156,705 | +0.5% | 0.78% | +4.7% |
| WHR | New | WHIRLPOOL CORP | $5,843,000 | – | 31,679 | +100.0% | 0.77% | – |
| MSFT | Buy | MICROSOFT CORP | $5,780,000 | +31.0% | 77,595 | +21.3% | 0.76% | +30.6% |
| SYY | Buy | SYSCO CORP | $5,737,000 | +8.5% | 106,336 | +1.2% | 0.75% | +8.3% |
| CSCO | Sell | CISCO SYS INC | $5,689,000 | -7.6% | 169,163 | -14.0% | 0.75% | -7.8% |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $5,591,000 | +9.2% | 112,972 | -1.5% | 0.74% | +9.1% |
| C | Sell | CITIGROUP INC | $5,302,000 | -16.8% | 72,888 | -23.5% | 0.70% | -16.9% |
| HPT | Buy | HOSPITALITY PPTYS TR | $5,258,000 | -0.9% | 184,551 | +1.4% | 0.69% | -1.1% |
| RF | Buy | REGIONS FINL CORP NEW | $5,138,000 | +39.6% | 337,352 | +34.2% | 0.68% | +39.2% |
| DPS | Buy | DR PEPPER SNAPPLE GROUP INC | $5,007,000 | -1.8% | 56,595 | +1.2% | 0.66% | -1.9% |
| TMK | Sell | TORCHMARK CORP | $4,888,000 | -4.6% | 61,032 | -8.9% | 0.64% | -4.9% |
| F | Buy | FORD MTR CO DEL | $4,876,000 | +12.7% | 407,322 | +5.4% | 0.64% | +12.5% |
| GE | Sell | GENERAL ELECTRIC CO | $4,815,000 | -17.6% | 199,148 | -7.9% | 0.63% | -17.7% |
| CELG | Sell | CELGENE CORP | $4,768,000 | -6.8% | 32,697 | -17.0% | 0.63% | -7.1% |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS | $4,684,000 | +9.1% | 32,283 | +15.7% | 0.62% | +8.8% |
| SIRI | Sell | SIRIUS XM HLDGS INC | $4,548,000 | +0.8% | 823,910 | -0.2% | 0.60% | +0.7% |
| TCBK | TRICO BANCSHARES | $4,404,000 | +15.9% | 108,079 | 0.0% | 0.58% | +15.8% | |
| BRKA | BERKSHIRE HATHAWAY INC DELcl a | $3,846,000 | +7.9% | 14 | 0.0% | 0.50% | +7.7% | |
| CAT | Buy | CATERPILLAR INC DEL | $3,672,000 | +99.9% | 29,442 | +72.2% | 0.48% | +99.2% |
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $3,604,000 | -1.2% | 14,344 | -4.9% | 0.47% | -1.2% |
| KO | Buy | COCA COLA CO | $3,598,000 | +1.4% | 79,930 | +1.1% | 0.47% | +1.3% |
| BABA | Buy | ALIBABA GROUP HLDG LTDsponsored ads | $3,589,000 | +55.7% | 20,779 | +27.0% | 0.47% | +55.8% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $3,582,000 | +7.7% | 19,539 | -0.5% | 0.47% | +7.5% |
| GOOGL | Sell | ALPHABET INCcap stk cl a | $3,565,000 | +3.6% | 3,661 | -1.1% | 0.47% | +3.3% |
| JNJ | Sell | JOHNSON & JOHNSON | $3,556,000 | -2.9% | 27,354 | -1.2% | 0.47% | -3.1% |
| NVDA | Buy | NVIDIA CORP | $3,519,000 | +70.2% | 19,684 | +37.6% | 0.46% | +69.9% |
| UNH | Sell | UNITEDHEALTH GROUP INC | $3,484,000 | +3.8% | 17,788 | -1.7% | 0.46% | +3.6% |
| RSP | Buy | RYDEX ETF TRUSTgug s&p500 eq wt | $3,353,000 | +3.1% | 35,093 | +0.0% | 0.44% | +3.0% |
| WBA | Sell | WALGREENS BOOTS ALLIANCE INC | $3,258,000 | -3.1% | 42,193 | -1.7% | 0.43% | -3.4% |
| V | Buy | VISA INC | $3,188,000 | +51.6% | 30,297 | +35.1% | 0.42% | +51.3% |
| GOOG | Sell | ALPHABET INCcap stk cl c | $3,133,000 | +2.3% | 3,267 | -3.0% | 0.41% | +2.2% |
| LLY | Buy | LILLY ELI & CO | $2,949,000 | +8.7% | 34,477 | +4.6% | 0.39% | +8.4% |
| CME | Buy | CME GROUP INC | $2,912,000 | +9.1% | 21,462 | +0.7% | 0.38% | +9.1% |
| ORCL | Buy | ORACLE CORP | $2,894,000 | -1.6% | 59,846 | +2.0% | 0.38% | -1.8% |
| MA | Buy | MASTERCARD INCORPORATEDcl a | $2,830,000 | +16.7% | 20,042 | +0.4% | 0.37% | +16.6% |
| MS | Buy | MORGAN STANLEY | $2,703,000 | +143.7% | 56,120 | +125.5% | 0.36% | +143.2% |
| GLW | Buy | CORNING INC | $2,571,000 | +48.4% | 85,924 | +49.0% | 0.34% | +48.2% |
| ROL | Sell | ROLLINS INC | $2,541,000 | +9.7% | 55,078 | -3.2% | 0.33% | +9.5% |
| AXP | Sell | AMERICAN EXPRESS CO | $2,519,000 | +5.7% | 27,850 | -1.6% | 0.33% | +5.4% |
| MRK | Sell | MERCK & CO INC | $2,521,000 | -1.6% | 39,370 | -1.5% | 0.33% | -1.8% |
| GILD | Buy | GILEAD SCIENCES INC | $2,416,000 | +30.3% | 29,816 | +13.8% | 0.32% | +29.9% |
| NFLX | Sell | NETFLIX INC | $2,377,000 | +9.7% | 13,110 | -9.6% | 0.31% | +9.5% |
| AMAT | Sell | APPLIED MATLS INC | $2,339,000 | +16.6% | 44,913 | -7.5% | 0.31% | +16.3% |
| CMI | Buy | CUMMINS INC | $2,295,000 | +89.4% | 13,660 | +82.8% | 0.30% | +88.8% |
| DUK | Buy | DUKE ENERGY CORP NEW | $2,268,000 | +2.5% | 27,023 | +2.1% | 0.30% | +2.4% |
| MDT | Buy | MEDTRONIC PLC | $2,202,000 | -12.3% | 28,316 | +0.1% | 0.29% | -12.4% |
| TTE | Buy | TOTAL S Asponsored adr | $2,198,000 | +129.0% | 41,060 | +112.1% | 0.29% | +129.4% |
| VLO | Sell | VALERO ENERGY CORP NEW | $2,186,000 | -66.9% | 28,418 | -71.0% | 0.29% | -67.0% |
| LMT | Sell | LOCKHEED MARTIN CORP | $2,172,000 | +10.5% | 7,000 | -1.1% | 0.28% | +10.0% |
| ETP | Sell | ENERGY TRANSFER PARTNERS LPunit ltd prt int | $2,156,000 | -11.3% | 117,902 | -1.1% | 0.28% | -11.6% |
| PEP | Sell | PEPSICO INC | $2,120,000 | -7.0% | 19,030 | -3.6% | 0.28% | -7.0% |
| CSX | Sell | CSX CORP | $2,104,000 | -13.9% | 38,784 | -13.4% | 0.28% | -14.3% |
| QQQ | Buy | POWERSHARES QQQ TRUSTunit ser 1 | $2,064,000 | +11.1% | 14,191 | +5.2% | 0.27% | +11.1% |
| MMP | Sell | MAGELLAN MIDSTREAM PRTNRS LP | $2,058,000 | -6.5% | 28,968 | -6.2% | 0.27% | -6.9% |
| QCOM | Sell | QUALCOMM INC | $2,053,000 | -7.0% | 39,604 | -0.9% | 0.27% | -7.2% |
| EPD | Buy | ENTERPRISE PRODS PARTNERS L | $2,035,000 | -1.7% | 78,059 | +2.1% | 0.27% | -2.2% |
| ACN | Sell | ACCENTURE PLC IRELAND | $1,988,000 | +7.4% | 14,718 | -1.7% | 0.26% | +7.0% |
| ARR | ARMOUR RESIDENTIAL REIT INC | $1,938,000 | +7.5% | 72,063 | 0.0% | 0.26% | +7.6% | |
| COP | Sell | CONOCOPHILLIPS | $1,932,000 | -21.8% | 38,600 | -31.4% | 0.25% | -21.8% |
| WFC | Sell | WELLS FARGO CO NEW | $1,937,000 | -7.8% | 35,117 | -7.4% | 0.25% | -8.3% |
| SO | Buy | SOUTHERN CO | $1,917,000 | +2.7% | 39,006 | +0.0% | 0.25% | +2.4% |
| ACAD | Sell | ACADIA PHARMACEUTICALS INC | $1,884,000 | +32.5% | 50,000 | -2.0% | 0.25% | +32.6% |
| KHC | Sell | KRAFT HEINZ CO | $1,889,000 | -11.5% | 24,361 | -2.3% | 0.25% | -11.7% |
| LRCX | Buy | LAM RESEARCH CORP | $1,874,000 | +36.6% | 10,126 | +4.4% | 0.25% | +35.9% |
| PG | Buy | PROCTER AND GAMBLE CO | $1,742,000 | +5.6% | 19,152 | +1.2% | 0.23% | +5.5% |
| MATW | MATTHEWS INTL CORPcl a | $1,721,000 | +1.6% | 27,650 | 0.0% | 0.23% | +1.3% | |
| FITB | FIFTH THIRD BANCORP | $1,641,000 | +7.7% | 58,648 | 0.0% | 0.22% | +7.5% | |
| SXT | SENSIENT TECHNOLOGIES CORP | $1,618,000 | -4.5% | 21,041 | 0.0% | 0.21% | -4.5% | |
| HAS | Sell | HASBRO INC | $1,582,000 | -15.5% | 16,200 | -3.6% | 0.21% | -15.8% |
| AAL | Sell | AMERICAN AIRLS GROUP INC | $1,579,000 | -6.7% | 33,247 | -1.2% | 0.21% | -7.2% |
| SBUX | Buy | STARBUCKS CORP | $1,565,000 | +0.1% | 29,132 | +8.7% | 0.21% | 0.0% |
| LVS | Buy | LAS VEGAS SANDS CORP | $1,553,000 | +13.3% | 24,202 | +12.8% | 0.20% | +12.7% |
| ARCC | Sell | ARES CAP CORP | $1,473,000 | -1.1% | 89,856 | -1.2% | 0.19% | -1.0% |
| ALL | Sell | ALLSTATE CORP | $1,452,000 | -8.4% | 15,794 | -11.9% | 0.19% | -8.6% |
| ADM | Sell | ARCHER DANIELS MIDLAND CO | $1,433,000 | -1.6% | 33,710 | -4.3% | 0.19% | -2.1% |
| LOW | Sell | LOWES COS INC | $1,433,000 | -4.0% | 17,929 | -6.9% | 0.19% | -4.6% |
| MDLZ | Sell | MONDELEZ INTL INCcl a | $1,427,000 | -9.6% | 35,100 | -4.0% | 0.19% | -10.1% |
| VTI | Sell | VANGUARD INDEX FDStotal stk mkt | $1,425,000 | +1.9% | 11,005 | -2.1% | 0.19% | +1.6% |
| DIA | Buy | SPDR DOW JONES INDL AVRG ETFut ser 1 | $1,387,000 | +6.7% | 6,196 | +1.7% | 0.18% | +6.4% |
| DFS | Sell | DISCOVER FINL SVCS | $1,374,000 | -6.8% | 21,306 | -10.2% | 0.18% | -6.7% |
| CNC | Sell | CENTENE CORP DEL | $1,378,000 | +17.8% | 14,245 | -2.8% | 0.18% | +17.5% |
| SWK | Sell | STANLEY BLACK & DECKER INC | $1,343,000 | +4.9% | 8,894 | -2.2% | 0.18% | +4.1% |
| PHK | Buy | PIMCO HIGH INCOME FD | $1,330,000 | +2.1% | 159,893 | +7.3% | 0.18% | +1.7% |
| GM | Sell | GENERAL MTRS CO | $1,322,000 | +5.2% | 32,750 | -9.0% | 0.17% | +5.5% |
| AME | AMETEK INC NEW | $1,295,000 | +9.0% | 19,612 | 0.0% | 0.17% | +9.0% | |
| TJX | Buy | TJX COS INC NEW | $1,285,000 | +4.8% | 17,425 | +2.6% | 0.17% | +5.0% |
| SWKS | Buy | SKYWORKS SOLUTIONS INC | $1,246,000 | +181.3% | 12,228 | +164.7% | 0.16% | +182.8% |
| HUN | Buy | HUNTSMAN CORP | $1,246,000 | +8.1% | 45,456 | +1.9% | 0.16% | +7.9% |
| NOC | Sell | NORTHROP GRUMMAN CORP | $1,237,000 | -3.8% | 4,300 | -14.2% | 0.16% | -3.6% |
| TRV | Buy | TRAVELERS COMPANIES INC | $1,238,000 | +1.4% | 10,108 | +4.7% | 0.16% | +1.2% |
| USA | Buy | LIBERTY ALL STAR EQUITY FDsh ben int | $1,225,000 | +8.0% | 203,149 | +1.4% | 0.16% | +8.1% |
| PSEC | Sell | PROSPECT CAPITAL CORPORATION | $1,217,000 | -21.2% | 181,113 | -4.8% | 0.16% | -21.2% |
| UNP | Buy | UNION PAC CORP | $1,188,000 | +6.5% | 10,241 | +0.0% | 0.16% | +6.1% |
| ES | Buy | EVERSOURCE ENERGY | $1,168,000 | -0.3% | 19,317 | +0.1% | 0.15% | -0.6% |
| GAB | Buy | GABELLI EQUITY TR INC | $1,158,000 | +13.0% | 178,225 | +7.5% | 0.15% | +12.6% |
| D | Buy | DOMINION ENERGY INC | $1,148,000 | +2.2% | 14,928 | +1.9% | 0.15% | +2.0% |
| COST | Buy | COSTCO WHSL CORP NEW | $1,131,000 | +18.7% | 6,885 | +15.5% | 0.15% | +19.2% |
| VOD | Sell | VODAFONE GROUP PLC NEWsponsored adr | $1,134,000 | -1.5% | 39,837 | -0.6% | 0.15% | -2.0% |
| BBT | Sell | BB&T CORP | $1,125,000 | +2.4% | 23,956 | -1.0% | 0.15% | +2.1% |
| KMI | Sell | KINDER MORGAN INC DEL | $1,120,000 | -0.3% | 58,387 | -0.4% | 0.15% | -0.7% |
| NSC | Buy | NORFOLK SOUTHERN CORP | $1,109,000 | +8.6% | 8,390 | +0.0% | 0.15% | +9.0% |
| EXG | Buy | EATON VANCE TAX MNGD GBL DV | $1,100,000 | +2.4% | 117,645 | +0.4% | 0.14% | +2.8% |
| SSO | Sell | PROSHARES TR | $1,097,000 | -22.5% | 11,338 | -28.3% | 0.14% | -22.6% |
| CBRE | Buy | CBRE GROUP INCcl a | $1,099,000 | +392.8% | 29,018 | +373.8% | 0.14% | +396.6% |
| FOXA | Buy | TWENTY FIRST CENTY FOX INCcl a | $1,096,000 | -3.9% | 41,553 | +3.2% | 0.14% | -4.0% |
| URI | Sell | UNITED RENTALS INC | $1,081,000 | +20.9% | 7,789 | -1.8% | 0.14% | +20.3% |
| CDNS | Sell | CADENCE DESIGN SYSTEM INC | $1,071,000 | +10.3% | 27,136 | -6.4% | 0.14% | +10.2% |
| NKE | Sell | NIKE INCcl b | $1,065,000 | -17.6% | 20,548 | -6.2% | 0.14% | -17.6% |
| MRVL | Sell | MARVELL TECHNOLOGY GROUP LTDord | $1,052,000 | +7.6% | 58,788 | -0.7% | 0.14% | +7.0% |
| SNA | Sell | SNAP ON INC | $1,054,000 | -8.1% | 7,072 | -2.6% | 0.14% | -8.6% |
| PNC | Sell | PNC FINL SVCS GROUP INC | $1,035,000 | +6.4% | 7,682 | -1.4% | 0.14% | +6.2% |
| NLY | Buy | ANNALY CAP MGMT INC | $1,024,000 | +1.4% | 83,994 | +0.2% | 0.14% | +1.5% |
| THO | Sell | THOR INDS INC | $1,016,000 | +9.0% | 8,072 | -9.5% | 0.13% | +8.1% |
| AEIS | Sell | ADVANCED ENERGY INDS | $1,004,000 | +19.4% | 12,427 | -4.4% | 0.13% | +18.9% |
| CC | Sell | CHEMOURS CO | $999,000 | +19.9% | 19,731 | -10.1% | 0.13% | +19.1% |
| HLI | Sell | HOULIHAN LOKEY INCcl a | $976,000 | +8.3% | 24,949 | -3.4% | 0.13% | +7.6% |
| AMX | AMERICA MOVIL SAB DE CV | $975,000 | +11.4% | 54,948 | 0.0% | 0.13% | +11.3% | |
| SNPS | Sell | SYNOPSYS INC | $974,000 | +4.4% | 12,094 | -5.5% | 0.13% | +4.1% |
| CBS | Buy | CBS CORP NEWcl b | $964,000 | +139.2% | 16,623 | +162.9% | 0.13% | +139.6% |
| TRU | Sell | TRANSUNION | $964,000 | +4.6% | 20,408 | -4.1% | 0.13% | +5.0% |
| EWBC | Sell | EAST WEST BANCORP INC | $960,000 | -1.3% | 16,061 | -3.3% | 0.13% | -1.6% |
| FL | Sell | FOOT LOCKER INC | $961,000 | -29.8% | 27,286 | -1.8% | 0.13% | -30.0% |
| EVR | Sell | EVERCORE INCclass a | $942,000 | +6.4% | 11,739 | -6.5% | 0.12% | +6.0% |
| APH | Sell | AMPHENOL CORP NEWcl a | $939,000 | +10.6% | 11,089 | -3.5% | 0.12% | +9.8% |
| AOS | Sell | SMITH A O | $933,000 | -6.4% | 15,693 | -11.3% | 0.12% | -6.1% |
| CTAS | Sell | CINTAS CORP | $926,000 | +6.9% | 6,416 | -6.6% | 0.12% | +7.0% |
| AJG | GALLAGHER ARTHUR J & CO | $929,000 | +7.5% | 15,100 | 0.0% | 0.12% | +7.0% | |
| BMI | BADGER METER INC | $931,000 | +23.0% | 19,000 | 0.0% | 0.12% | +22.0% | |
| GMED | GLOBUS MED INCcl a | $923,000 | -10.3% | 31,042 | 0.0% | 0.12% | -10.4% | |
| TSS | New | TOTAL SYS SVCS INC | $922,000 | – | 14,073 | +100.0% | 0.12% | – |
| NEOS | New | NEOS THERAPEUTICS INC | $915,000 | – | 100,000 | +100.0% | 0.12% | – |
| AGN | Buy | ALLERGAN PLC | $911,000 | -11.3% | 4,446 | +5.3% | 0.12% | -11.1% |
| MMM | Buy | 3M CO | $917,000 | +2.5% | 4,368 | +1.6% | 0.12% | +1.7% |
| PRI | Sell | PRIMERICA INC | $916,000 | +4.3% | 11,231 | -3.1% | 0.12% | +3.4% |
| PRAH | Sell | PRA HEALTH SCIENCES INC | $910,000 | -10.4% | 11,946 | -11.8% | 0.12% | -10.4% |
| MAIN | Buy | MAIN STREET CAPITAL CORP | $913,000 | +6.2% | 22,957 | +2.6% | 0.12% | +6.2% |
| SYF | Sell | SYNCHRONY FINL | $896,000 | +3.5% | 28,850 | -0.7% | 0.12% | +3.5% |
| PFF | Sell | ISHARES TRs&p us pfd stk | $890,000 | -18.2% | 22,926 | -17.5% | 0.12% | -18.2% |
| DRE | Buy | DUKE REALTY CORP | $894,000 | +4.9% | 31,026 | +1.8% | 0.12% | +4.5% |
| IDXX | Sell | IDEXX LABS INC | $883,000 | -10.0% | 5,678 | -6.6% | 0.12% | -10.1% |
| BIIB | Sell | BIOGEN INC | $879,000 | +13.0% | 2,806 | -2.1% | 0.12% | +12.7% |
| PB | PROSPERITY BANCSHARES INC | $868,000 | +2.4% | 13,200 | 0.0% | 0.11% | +1.8% | |
| ABT | Buy | ABBOTT LABS | $865,000 | +11.2% | 16,218 | +1.3% | 0.11% | +11.8% |
| ODFL | New | OLD DOMINION FGHT LINES INC | $870,000 | – | 7,901 | +100.0% | 0.11% | – |
| ZBRA | Sell | ZEBRA TECHNOLOGIES CORPcl a | $857,000 | +0.7% | 7,893 | -6.7% | 0.11% | +0.9% |
| CFG | Sell | CITIZENS FINL GROUP INC | $860,000 | +2.5% | 22,702 | -3.5% | 0.11% | +2.7% |
| DVY | Buy | ISHARES TRselect divid etf | $863,000 | +2.1% | 9,216 | +0.5% | 0.11% | +1.8% |
| SRE | Buy | SEMPRA ENERGY | $850,000 | +1.3% | 7,449 | +0.1% | 0.11% | +1.8% |
| YUM | Sell | YUM BRANDS INC | $854,000 | -2.5% | 11,599 | -2.4% | 0.11% | -2.6% |
| LH | Sell | LABORATORY CORP AMER HLDGS | $851,000 | -60.4% | 5,634 | -59.6% | 0.11% | -60.4% |
| EL | Sell | LAUDER ESTEE COS INCcl a | $856,000 | +4.5% | 7,938 | -7.0% | 0.11% | +3.7% |
| ED | Sell | CONSOLIDATED EDISON INC | $852,000 | -0.8% | 10,560 | -0.7% | 0.11% | -0.9% |
| NKSH | NATIONAL BANKSHARES INC VA | $851,000 | +10.2% | 18,928 | 0.0% | 0.11% | +9.8% | |
| DLR | Buy | DIGITAL RLTY TR INC | $845,000 | +65.4% | 7,138 | +57.7% | 0.11% | +65.7% |
| PII | POLARIS INDS INC | $845,000 | +13.4% | 8,080 | 0.0% | 0.11% | +13.3% | |
| O | Buy | REALTY INCOME CORP | $830,000 | +6.1% | 14,517 | +2.4% | 0.11% | +5.8% |
| RDSA | Sell | ROYAL DUTCH SHELL PLCspons adr a | $832,000 | +10.5% | 13,736 | -3.0% | 0.11% | +10.1% |
| MDC | New | M D C HLDGS INC | $822,000 | – | 24,764 | +100.0% | 0.11% | – |
| ESRX | Sell | EXPRESS SCRIPTS HLDG CO | $815,000 | -7.4% | 12,864 | -6.6% | 0.11% | -7.8% |
| PSX | Sell | PHILLIPS 66 | $812,000 | +9.4% | 8,861 | -1.3% | 0.11% | +9.2% |
| XLE | Buy | SELECT SECTOR SPDR TRenergy | $800,000 | +61.0% | 11,688 | +52.6% | 0.10% | +61.5% |
| TMUS | Sell | T MOBILE US INC | $801,000 | -2.8% | 12,989 | -4.4% | 0.10% | -2.8% |
| GATX | Sell | GATX CORP | $795,000 | -10.2% | 12,912 | -6.2% | 0.10% | -11.1% |
| XLK | Sell | SELECT SECTOR SPDR TRtechnology | $787,000 | +1.8% | 13,321 | -5.7% | 0.10% | +1.0% |
| BP | Sell | BP PLCsponsored adr | $782,000 | +7.7% | 20,353 | -2.9% | 0.10% | +7.3% |
| TOWN | Sell | TOWNEBANK PORTSMOUTH VA | $787,000 | +2.2% | 23,500 | -6.0% | 0.10% | +2.0% |
| XON | Buy | INTREXON CORP | $769,000 | -6.8% | 40,452 | +18.1% | 0.10% | -7.3% |
| AGNC | Buy | AGNC INVT CORP | $771,000 | +2.3% | 35,551 | +0.4% | 0.10% | +2.0% |
| PYPL | Sell | PAYPAL HLDGS INC | $767,000 | +15.3% | 11,975 | -3.3% | 0.10% | +14.8% |
| HYG | Sell | ISHARES TRiboxx hi yd etf | $748,000 | -9.3% | 8,432 | -9.7% | 0.10% | -10.1% |
| EMN | Sell | EASTMAN CHEM CO | $747,000 | -31.0% | 8,259 | -36.0% | 0.10% | -31.5% |
| CL | Buy | COLGATE PALMOLIVE CO | $740,000 | -1.7% | 10,164 | +0.0% | 0.10% | -2.0% |
| ETW | EATON VANCE TXMGD GL BUYWR O | $723,000 | +4.0% | 61,077 | 0.0% | 0.10% | +3.3% | |
| VO | Sell | VANGUARD INDEX FDSmid cap etf | $715,000 | +2.6% | 4,865 | -0.5% | 0.09% | +2.2% |
| GPORQ | New | GULFPORT ENERGY CORP | $717,000 | – | 50,000 | +100.0% | 0.09% | – |
| TRTN | Sell | TRITON INTL LTDcl a | $708,000 | -10.5% | 21,260 | -10.1% | 0.09% | -10.6% |
| CMCSA | Sell | COMCAST CORP NEWcl a | $696,000 | -6.6% | 18,076 | -5.5% | 0.09% | -7.1% |
| MET | Buy | METLIFE INC | $686,000 | +1.3% | 13,197 | +7.2% | 0.09% | +1.1% |
| AEP | Buy | AMERICAN ELEC PWR INC | $687,000 | +4.4% | 9,780 | +3.2% | 0.09% | +3.4% |
| XLF | Buy | SELECT SECTOR SPDR TRsbi int-finl | $664,000 | +76.1% | 25,674 | +67.9% | 0.09% | +74.0% |
| MPC | Buy | MARATHON PETE CORP | $652,000 | +103.1% | 11,625 | +89.8% | 0.09% | +104.8% |
| XLI | Sell | SELECT SECTOR SPDR TRsbi int-inds | $655,000 | -19.6% | 9,232 | -22.9% | 0.09% | -19.6% |
| PMM | Buy | PUTNAM MANAGED MUN INCOM TR | $651,000 | +11.1% | 86,050 | +10.2% | 0.09% | +11.7% |
| VOO | Buy | VANGUARD INDEX FDS | $657,000 | +60.6% | 2,848 | +54.5% | 0.09% | +59.3% |
| MTB | M & T BK CORP | $644,000 | -0.6% | 4,000 | 0.0% | 0.08% | 0.0% | |
| 3106PS | Sell | DELPHI AUTOMOTIVE PLC | $640,000 | -69.5% | 6,508 | -72.8% | 0.08% | -69.6% |
| VBK | VANGUARD INDEX FDSsml cp grw etf | $637,000 | +4.8% | 4,170 | 0.0% | 0.08% | +5.0% | |
| HON | Sell | HONEYWELL INTL INC | $635,000 | +4.6% | 4,483 | -1.5% | 0.08% | +3.8% |
| MPLX | Sell | MPLX LP | $633,000 | -10.8% | 18,090 | -14.9% | 0.08% | -10.8% |
| LUV | Buy | SOUTHWEST AIRLS CO | $628,000 | -7.4% | 11,223 | +2.8% | 0.08% | -6.7% |
| CCL | New | CARNIVAL CORPunit 99/99/9999 | $623,000 | – | 9,654 | +100.0% | 0.08% | – |
| MU | Buy | MICRON TECHNOLOGY INC | $625,000 | +55.1% | 15,892 | +17.8% | 0.08% | +54.7% |
| BIB | Sell | PROSHARES TR | $620,000 | +14.2% | 10,125 | -0.5% | 0.08% | +14.1% |
| SPXX | Sell | NUVEEN S&P 500 DYN OVERWRITE | $616,000 | -0.6% | 39,399 | -2.4% | 0.08% | -1.2% |
| FUSB | FIRST US BANCSHARES INC | $614,000 | +2.5% | 53,416 | 0.0% | 0.08% | +2.5% | |
| VOT | VANGUARD INDEX FDSmcap gr idxvip | $618,000 | +3.5% | 5,072 | 0.0% | 0.08% | +2.5% | |
| ROK | ROCKWELL AUTOMATION INC | $610,000 | +10.1% | 3,423 | 0.0% | 0.08% | +9.6% | |
| ANDV | New | ANDEAVOR | $608,000 | – | 5,891 | +100.0% | 0.08% | – |
| BOND | PIMCO ETF TRactive bd etf | $603,000 | +0.7% | 5,650 | 0.0% | 0.08% | 0.0% | |
| HYT | Buy | BLACKROCK CORPOR HI YLD FD I | $596,000 | +5.3% | 52,707 | +2.1% | 0.08% | +4.0% |
| MDY | SPDR S&P MIDCAP 400 ETF TRutser1 s&pdcrp | $584,000 | +2.6% | 1,790 | 0.0% | 0.08% | +2.7% | |
| MPA | BLACKROCK MUNIYIELD PA QLTY | $576,000 | +0.5% | 40,000 | 0.0% | 0.08% | +1.3% | |
| HES | Sell | HESS CORP | $581,000 | -9.8% | 12,380 | -15.7% | 0.08% | -10.6% |
| CI | Buy | CIGNA CORPORATION | $576,000 | +15.4% | 3,079 | +3.4% | 0.08% | +15.2% |
| TWX | Sell | TIME WARNER INC | $581,000 | -8.4% | 5,675 | -10.1% | 0.08% | -8.4% |
| WYNN | Sell | WYNN RESORTS LTD | $579,000 | -43.6% | 3,891 | -49.2% | 0.08% | -43.7% |
| TSN | Sell | TYSON FOODS INCcl a | $569,000 | -9.3% | 8,079 | -19.3% | 0.08% | -9.6% |
| HUM | Buy | HUMANA INC | $568,000 | +1.4% | 2,330 | +0.0% | 0.08% | +1.4% |
| ADP | Sell | AUTOMATIC DATA PROCESSING IN | $564,000 | +3.5% | 5,156 | -3.0% | 0.07% | +2.8% |
| PDCE | PDC ENERGY INC | $565,000 | +13.7% | 11,522 | 0.0% | 0.07% | +13.8% | |
| PCLN | PRICELINE GRP INC | $557,000 | -2.1% | 304 | 0.0% | 0.07% | -2.7% | |
| WELL | Buy | WELLTOWER INC | $553,000 | -3.7% | 7,864 | +2.6% | 0.07% | -3.9% |
| WM | Buy | WASTE MGMT INC DEL | $557,000 | +6.9% | 7,122 | +0.3% | 0.07% | +5.8% |
| CRZO | Sell | CARRIZO OIL & GAS INC | $549,000 | -7.1% | 32,021 | -5.6% | 0.07% | -7.7% |
| AVGO | Buy | BROADCOM LTD | $550,000 | +145.5% | 2,267 | +136.4% | 0.07% | +148.3% |
| WDC | Sell | WESTERN DIGITAL CORP | $548,000 | -38.4% | 6,338 | -36.9% | 0.07% | -38.5% |
| VYM | Buy | VANGUARD WHITEHALL FDS INChigh div yld | $550,000 | +4.4% | 6,785 | +0.7% | 0.07% | +4.3% |
| DG | Sell | DOLLAR GEN CORP NEW | $546,000 | +3.2% | 6,739 | -8.2% | 0.07% | +2.9% |
| DE | Sell | DEERE & CO | $529,000 | -23.7% | 4,211 | -24.9% | 0.07% | -23.1% |
| TY | Buy | TRI CONTL CORP | $530,000 | +10.2% | 20,751 | +5.1% | 0.07% | +11.1% |
| NTAP | Buy | NETAPP INC | $531,000 | +9.9% | 12,137 | +0.6% | 0.07% | +9.4% |
| OMER | Buy | OMEROS CORP | $535,000 | +11.9% | 24,750 | +3.1% | 0.07% | +11.1% |
| BX | Sell | BLACKSTONE GROUP L P | $524,000 | -29.8% | 15,712 | -29.8% | 0.07% | -29.6% |
| ATVI | Buy | ACTIVISION BLIZZARD INC | $525,000 | +82.9% | 8,141 | +63.1% | 0.07% | +81.6% |
| KMB | Buy | KIMBERLY CLARK CORP | $518,000 | -8.5% | 4,399 | +0.4% | 0.07% | -9.3% |
| ENB | Sell | ENBRIDGE INC | $518,000 | +2.6% | 12,382 | -2.3% | 0.07% | +3.0% |
| MNKKQ | MALLINCKRODT PUB LTD CO | $508,000 | -16.6% | 13,585 | 0.0% | 0.07% | -16.2% | |
| SLB | Buy | SCHLUMBERGER LTD | $507,000 | +12.2% | 7,272 | +5.9% | 0.07% | +11.7% |
| DTE | Buy | DTE ENERGY CO | $512,000 | +2.2% | 4,766 | +0.6% | 0.07% | +1.5% |
| QLD | Buy | PROSHARES TR | $500,000 | +116.5% | 7,793 | +289.6% | 0.07% | +120.0% |
| EAD | WELLS FARGO INCOME OPPORTUNIwf inc oppty fd | $497,000 | +2.3% | 56,768 | 0.0% | 0.06% | +1.6% | |
| CAG | Buy | CONAGRA BRANDS INC | $485,000 | -5.6% | 14,368 | +0.0% | 0.06% | -5.9% |
| ITW | Buy | ILLINOIS TOOL WKS INC | $485,000 | +22.8% | 3,280 | +18.8% | 0.06% | +23.1% |
| FONR | Buy | FONAR CORP | $484,000 | +24.4% | 15,880 | +13.2% | 0.06% | +25.5% |
| NRZ | Buy | NEW RESIDENTIAL INVT CORP | $489,000 | +11.6% | 29,250 | +3.8% | 0.06% | +10.3% |
| MPW | Buy | MEDICAL PPTYS TRUST INC | $485,000 | +21.9% | 36,962 | +19.6% | 0.06% | +23.1% |
| COL | Sell | ROCKWELL COLLINS INC | $478,000 | +21.0% | 3,660 | -2.6% | 0.06% | +21.2% |
| FISV | FISERV INC | $477,000 | +5.3% | 3,700 | 0.0% | 0.06% | +5.0% | |
| HRL | Sell | HORMEL FOODS CORP | $479,000 | -52.6% | 14,900 | -49.7% | 0.06% | -52.6% |
| SYK | Sell | STRYKER CORP | $476,000 | -17.4% | 3,350 | -19.3% | 0.06% | -17.1% |
| USB | US BANCORP DEL | $483,000 | +3.2% | 9,014 | 0.0% | 0.06% | +1.6% | |
| RDSB | Sell | ROYAL DUTCH SHELL PLCspon adr b | $466,000 | -68.9% | 7,453 | -73.0% | 0.06% | -69.0% |
| EPR | Buy | EPR PPTYS | $456,000 | -2.8% | 6,534 | +0.0% | 0.06% | -3.2% |
| TTWO | New | TAKE-TWO INTERACTIVE SOFTWAR | $450,000 | – | 4,398 | +100.0% | 0.06% | – |
| BDJ | Buy | BLACKROCK ENHANCED EQT DIV T | $452,000 | +5.4% | 49,847 | +2.3% | 0.06% | +5.4% |
| UYG | PROSHARES TRultra fncls new | $451,000 | +8.4% | 4,000 | 0.0% | 0.06% | +7.3% | |
| MIDD | MIDDLEBY CORP | $450,000 | +5.6% | 3,509 | 0.0% | 0.06% | +5.4% | |
| FDX | Sell | FEDEX CORP | $444,000 | -23.8% | 1,970 | -26.6% | 0.06% | -24.7% |
| XLV | Sell | SELECT SECTOR SPDR TRsbi healthcare | $444,000 | -18.5% | 5,431 | -21.1% | 0.06% | -19.4% |
| BIDU | Sell | BAIDU INCspon adr rep a | $435,000 | +34.3% | 1,756 | -2.9% | 0.06% | +32.6% |
| PETX | Sell | ARATANA THERAPEUTICS INC | $435,000 | -25.8% | 71,000 | -12.3% | 0.06% | -26.0% |
| TGT | Sell | TARGET CORP | $433,000 | -8.1% | 7,346 | -18.4% | 0.06% | -8.1% |
| PRU | Sell | PRUDENTIAL FINL INC | $425,000 | -8.4% | 3,996 | -6.9% | 0.06% | -8.2% |
| PACW | Buy | PACWEST BANCORP DEL | $424,000 | +40.4% | 8,387 | +29.6% | 0.06% | +40.0% |
| HBAN | Buy | HUNTINGTON BANCSHARES INC | $430,000 | +3.4% | 30,805 | +0.0% | 0.06% | +1.8% |
| ATHN | Sell | ATHENAHEALTH INC | $430,000 | -15.2% | 3,457 | -4.2% | 0.06% | -16.4% |
| RTN | Buy | RAYTHEON CO | $428,000 | +18.9% | 2,292 | +2.7% | 0.06% | +19.1% |
| INTU | INTUIT | $430,000 | +7.0% | 3,027 | 0.0% | 0.06% | +5.7% | |
| EWA | ISHARES INCmsci aust etf | $419,000 | +3.5% | 18,663 | 0.0% | 0.06% | +3.8% | |
| BFK | BLACKROCK MUN INCOME TRsh ben int | $416,000 | +1.0% | 29,156 | 0.0% | 0.06% | +1.9% | |
| BND | New | VANGUARD BD INDEX FD INCtotal bnd mrkt | $417,000 | – | 5,088 | +100.0% | 0.06% | – |
| PXD | Sell | PIONEER NAT RES CO | $411,000 | -9.3% | 2,787 | -1.8% | 0.05% | -10.0% |
| FANG | Buy | DIAMONDBACK ENERGY INC | $411,000 | +12.9% | 4,200 | +2.4% | 0.05% | +12.5% |
| AMD | Buy | ADVANCED MICRO DEVICES INC | $408,000 | +45.7% | 31,975 | +42.6% | 0.05% | +45.9% |
| EXAS | Sell | EXACT SCIENCES CORP | $410,000 | +7.3% | 8,700 | -19.4% | 0.05% | +8.0% |
| WPC | Buy | W P CAREY INC | $412,000 | +3.5% | 6,109 | +1.3% | 0.05% | +3.8% |
| CLVS | Buy | CLOVIS ONCOLOGY INC | $404,000 | +2.0% | 4,900 | +16.0% | 0.05% | +1.9% |
| BPL | Sell | BUCKEYE PARTNERS L Punit ltd partn | $405,000 | -16.7% | 7,097 | -6.6% | 0.05% | -17.2% |
| VBR | Sell | VANGUARD INDEX FDSsm cp val etf | $401,000 | -3.1% | 3,139 | -6.8% | 0.05% | -3.6% |
| NAD | NUVEEN QUALITY MUNCP INCOME | $404,000 | +1.0% | 28,497 | 0.0% | 0.05% | 0.0% | |
| GIS | Buy | GENERAL MLS INC | $406,000 | -2.6% | 7,850 | +4.2% | 0.05% | -3.6% |
| IBB | Sell | ISHARES TRnasdaq biotech | $399,000 | +4.2% | 1,197 | -3.2% | 0.05% | +4.0% |
| LQD | Buy | ISHARES TRiboxx inv cp etf | $399,000 | +0.5% | 3,294 | +0.1% | 0.05% | 0.0% |
| NYCB | Buy | NEW YORK CMNTY BANCORP INC | $390,000 | +43.4% | 30,253 | +45.9% | 0.05% | +41.7% |
| LUMN | Sell | CENTURYLINK INC | $386,000 | -21.2% | 20,436 | -0.3% | 0.05% | -21.5% |
| AMTD | Buy | TD AMERITRADE HLDG CORP | $387,000 | +15.2% | 7,929 | +1.3% | 0.05% | +15.9% |
| VTR | Sell | VENTAS INC | $390,000 | -6.7% | 5,980 | -0.6% | 0.05% | -7.3% |
| SAIA | Sell | SAIA INC | $379,000 | -48.8% | 6,048 | -58.1% | 0.05% | -48.5% |
| OXY | Buy | OCCIDENTAL PETE CORP DEL | $382,000 | +7.3% | 5,951 | +0.2% | 0.05% | +6.4% |
| AFL | Sell | AFLAC INC | $381,000 | +0.5% | 4,678 | -4.1% | 0.05% | 0.0% |
| HCA | Sell | HCA HEALTHCARE INC | $374,000 | -14.2% | 4,700 | -6.0% | 0.05% | -14.0% |
| L100PS | Sell | ARCONIC INC | $372,000 | +3.6% | 14,939 | -5.8% | 0.05% | +4.3% |
| VB | VANGUARD INDEX FDSsmall cp etf | $372,000 | +4.2% | 2,631 | 0.0% | 0.05% | +4.3% | |
| WPZ | Sell | WILLIAMS PARTNERS L P NEW | $375,000 | -3.8% | 9,629 | -1.0% | 0.05% | -3.9% |
| FUN | Sell | CEDAR FAIR L Pdepositry unit | $371,000 | -13.7% | 5,784 | -3.0% | 0.05% | -14.0% |
| HDS | Sell | HD SUPPLY HLDGS INC | $375,000 | -31.9% | 10,400 | -42.2% | 0.05% | -32.9% |
| VWO | Buy | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $364,000 | +10.6% | 8,351 | +3.6% | 0.05% | +11.6% |
| STX | Sell | SEAGATE TECHNOLOGY PLC | $361,000 | -18.7% | 10,870 | -5.2% | 0.05% | -19.0% |
| APU | New | AMERIGAS PARTNERS L Punit l p int | $358,000 | – | 7,957 | +100.0% | 0.05% | – |
| HAL | Buy | HALLIBURTON CO | $357,000 | +9.2% | 7,760 | +1.3% | 0.05% | +9.3% |
| TLP | Buy | TRANSMONTAIGNE PARTNERS L P | $354,000 | +4.1% | 8,300 | +2.5% | 0.05% | +4.4% |
| WEC | Sell | WEC ENERGY GROUP INC | $347,000 | +0.9% | 5,530 | -1.2% | 0.05% | +2.2% |
| PAA | Buy | PLAINS ALL AMERN PIPELINE Lunit ltd partn | $353,000 | -18.5% | 16,680 | +1.2% | 0.05% | -19.3% |
| AAVVF | ADVANTAGE OIL & GAS LTD | $349,000 | -6.7% | 55,400 | 0.0% | 0.05% | -6.1% | |
| MAR | MARRIOTT INTL INC NEWcl a | $351,000 | +9.7% | 3,186 | 0.0% | 0.05% | +9.5% | |
| BSV | New | VANGUARD BD INDEX FD INCshort trm bond | $349,000 | – | 4,367 | +100.0% | 0.05% | – |
| SRCI | SRC ENERGY INC | $350,000 | +43.4% | 36,192 | 0.0% | 0.05% | +43.8% | |
| NS | Buy | NUSTAR ENERGY LP | $340,000 | -11.2% | 8,379 | +1.9% | 0.04% | -10.0% |
| PIM | PUTNAM MASTER INTER INCOME Tsh ben int | $339,000 | +0.9% | 71,772 | 0.0% | 0.04% | +2.3% | |
| GS | Buy | GOLDMAN SACHS GROUP INC | $339,000 | +6.9% | 1,430 | +0.1% | 0.04% | +7.1% |
| BXMX | Buy | NUVEEN S&P 500 BUY-WRITE INC | $339,000 | +0.9% | 24,282 | +0.0% | 0.04% | +2.3% |
| XLB | Buy | SELECT SECTOR SPDR TRsbi materials | $345,000 | +42.6% | 6,076 | +34.9% | 0.04% | +40.6% |
| PBA | Sell | PEMBINA PIPELINE CORP | $340,000 | -0.3% | 9,693 | -5.9% | 0.04% | 0.0% |
| NEE | Sell | NEXTERA ENERGY INC | $334,000 | -7.5% | 2,279 | -11.6% | 0.04% | -8.3% |
| RWO | Buy | SPDR INDEX SHS FDSdj glb rl es etf | $337,000 | +1.8% | 7,056 | +1.7% | 0.04% | 0.0% |
| BTI | New | BRITISH AMERN TOB PLCsponsored adr | $337,000 | – | 5,399 | +100.0% | 0.04% | – |
| GGG | GRACO INC | $334,000 | +13.2% | 2,699 | 0.0% | 0.04% | +12.8% | |
| XLU | Sell | SELECT SECTOR SPDR TRsbi int-utils | $337,000 | -31.6% | 6,356 | -33.0% | 0.04% | -32.3% |
| ADBE | ADOBE SYS INC | $338,000 | +5.6% | 2,265 | 0.0% | 0.04% | +4.8% | |
| MCK | Buy | MCKESSON CORP | $324,000 | -2.1% | 2,111 | +4.9% | 0.04% | -2.3% |
| NEA | NUVEEN AMT FREE QLTY MUN INC | $326,000 | +0.9% | 23,564 | 0.0% | 0.04% | 0.0% | |
| AEE | Buy | AMEREN CORP | $327,000 | +5.8% | 5,650 | +0.0% | 0.04% | +4.9% |
| TPX | Sell | TEMPUR SEALY INTL INC | $327,000 | -19.1% | 5,061 | -33.1% | 0.04% | -18.9% |
| ETV | EATON VANCE TX MNG BY WRT OP | $327,000 | +0.6% | 21,318 | 0.0% | 0.04% | 0.0% | |
| DPZ | Sell | DOMINOS PIZZA INC | $328,000 | -22.3% | 1,651 | -17.3% | 0.04% | -23.2% |
| ETJ | EATON VANCE RISK MNGD DIV EQ | $327,000 | +0.9% | 34,625 | 0.0% | 0.04% | 0.0% | |
| GBCI | Sell | GLACIER BANCORP INC NEW | $321,000 | -20.3% | 8,500 | -22.7% | 0.04% | -20.8% |
| RAD | Buy | RITE AID CORP | $317,000 | -20.2% | 161,800 | +20.1% | 0.04% | -19.2% |
| MHK | New | MOHAWK INDS INC | $316,000 | – | 1,275 | +100.0% | 0.04% | – |
| STZ | Buy | CONSTELLATION BRANDS INCcl a | $321,000 | +3.5% | 1,610 | +0.6% | 0.04% | +2.4% |
| XLRE | Sell | SELECT SECTOR SPDR TRrl est sel sec | $309,000 | -18.7% | 9,571 | -18.9% | 0.04% | -18.0% |
| CMG | Sell | CHIPOTLE MEXICAN GRILL INC | $309,000 | -31.9% | 1,005 | -7.8% | 0.04% | -31.7% |
| SLV | Sell | ISHARES SILVER TRUSTishares | $309,000 | -16.7% | 19,600 | -16.9% | 0.04% | -16.3% |
| PGF | Buy | POWERSHARES ETF TRUSTfinl pfd ptfl | $311,000 | 0.0% | 16,380 | +0.7% | 0.04% | 0.0% |
| MKC | MCCORMICK & CO INC | $308,000 | +5.1% | 3,005 | 0.0% | 0.04% | +2.6% | |
| GME | Buy | GAMESTOP CORP NEWcl a | $307,000 | +1.0% | 14,872 | +5.8% | 0.04% | 0.0% |
| FE | Buy | FIRSTENERGY CORP | $303,000 | +9.4% | 9,831 | +3.4% | 0.04% | +11.1% |
| TSLA | Sell | TESLA INC | $307,000 | -15.0% | 901 | -9.6% | 0.04% | -16.7% |
| VGK | Buy | VANGUARD INTL EQUITY INDEX Fftse europe etf | $303,000 | +10.2% | 5,188 | +4.1% | 0.04% | +11.1% |
| CMA | COMERICA INC | $303,000 | +4.1% | 3,969 | 0.0% | 0.04% | +5.3% | |
| MBFI | MB FINANCIAL INC NEW | $295,000 | +2.1% | 6,558 | 0.0% | 0.04% | +2.6% | |
| KRG | New | KITE RLTY GROUP TR | $296,000 | – | 14,606 | +100.0% | 0.04% | – |
| AWF | Sell | ALLIANCEBERNSTEIN GBL HGH IN | $300,000 | -10.2% | 23,015 | -10.7% | 0.04% | -11.4% |
| WB | New | WEIBO CORPsponsored adr | $297,000 | – | 2,999 | +100.0% | 0.04% | – |
| PHM | Buy | PULTE GROUP INC | $293,000 | +21.1% | 10,725 | +8.6% | 0.04% | +18.8% |
| APA | Sell | APACHE CORP | $287,000 | -6.5% | 6,265 | -2.1% | 0.04% | -5.0% |
| CII | Buy | BLACKROCK ENH CAP & INC FD I | $292,000 | +7.7% | 18,690 | +2.7% | 0.04% | +5.6% |
| VCSH | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $286,000 | 0.0% | 3,569 | 0.0% | 0.04% | 0.0% | |
| XBI | New | SPDR SERIES TRUSTs&p biotech | $290,000 | – | 3,346 | +100.0% | 0.04% | – |
| AGG | ISHARES TRcore us aggbd et | $288,000 | +0.3% | 2,625 | 0.0% | 0.04% | 0.0% | |
| VKQ | INVESCO MUN TR | $289,000 | -0.7% | 22,650 | 0.0% | 0.04% | 0.0% | |
| WWE | Sell | WORLD WRESTLING ENTMT INCcl a | $285,000 | -65.1% | 12,100 | -69.8% | 0.04% | -65.7% |
| VNQ | Buy | VANGUARD INDEX FDSreit etf | $285,000 | +5.9% | 3,428 | +5.9% | 0.04% | +5.7% |
| AMLP | Buy | ALPS ETF TRalerian mlp | $278,000 | +102.9% | 24,792 | +115.7% | 0.04% | +105.6% |
| PFLT | Sell | PENNANTPARK FLOATING RATE CA | $279,000 | -2.1% | 19,290 | -4.6% | 0.04% | -2.6% |
| IJR | Buy | ISHARES TRcore s&p scp etf | $281,000 | +14.7% | 3,789 | +8.6% | 0.04% | +15.6% |
| NZF | Buy | NUVEEN MUNICIPAL CREDIT INC | $284,000 | +6.0% | 18,654 | +3.9% | 0.04% | +5.7% |
| HL | HECLA MNG CO | $282,000 | -1.7% | 56,201 | 0.0% | 0.04% | -2.6% | |
| FAS | DIREXION SHS ETF TRdly fin bull new | $280,000 | +13.4% | 5,000 | 0.0% | 0.04% | +12.1% | |
| HFC | Buy | HOLLYFRONTIER CORP | $281,000 | +32.5% | 7,807 | +1.3% | 0.04% | +32.1% |
| CIM | Sell | CHIMERA INVT CORP | $284,000 | -23.9% | 15,004 | -25.0% | 0.04% | -24.5% |
| XEL | Buy | XCEL ENERGY INC | $276,000 | +3.4% | 5,827 | +0.0% | 0.04% | +2.9% |
| BIV | Buy | VANGUARD BD INDEX FD INCintermed term | $275,000 | +1.9% | 3,253 | +1.8% | 0.04% | 0.0% |
| ET | ENERGY TRANSFER EQUITY L P | $277,000 | -3.5% | 15,959 | 0.0% | 0.04% | -5.3% | |
| STK | COLUMBIA SELIGM PREM TECH GR | $274,000 | +3.8% | 12,271 | 0.0% | 0.04% | +2.9% | |
| HCP | Buy | HCP INC | $275,000 | +0.7% | 9,895 | +15.6% | 0.04% | 0.0% |
| PX | Buy | PRAXAIR INC | $277,000 | +10.4% | 1,985 | +4.6% | 0.04% | +9.1% |
| PPT | PUTNAM PREMIER INCOME TRsh ben int | $272,000 | -2.2% | 51,176 | 0.0% | 0.04% | -2.7% | |
| SCHD | Buy | SCHWAB STRATEGIC TRus dividend eq | $268,000 | +4.7% | 5,728 | +0.7% | 0.04% | +2.9% |
| CPB | Buy | CAMPBELL SOUP CO | $264,000 | -8.7% | 5,636 | +1.8% | 0.04% | -7.9% |
| PH | PARKER HANNIFIN CORP | $267,000 | +9.4% | 1,525 | 0.0% | 0.04% | +9.4% | |
| PCI | Sell | PIMCO DYNMIC CREDIT AND MRT | $264,000 | -1.9% | 11,460 | -4.9% | 0.04% | 0.0% |
| ZIVZF | Sell | CREDIT SUISSE NASSAU BRHinvrs vix mdterm | $266,000 | -38.1% | 3,543 | -42.1% | 0.04% | -38.6% |
| FCX | Sell | FREEPORT-MCMORAN INCcl b | $270,000 | -0.7% | 19,207 | -15.2% | 0.04% | -2.8% |
| APC | Sell | ANADARKO PETE CORP | $262,000 | +2.3% | 5,356 | -5.3% | 0.03% | 0.0% |
| DHY | Sell | CREDIT SUISSE HIGH YLD BND Fsh ben int | $255,000 | -3.8% | 88,483 | -5.3% | 0.03% | -2.9% |
| FFC | Buy | FLAHERTY&CRMN PFD SEC INCOM | $261,000 | -1.5% | 12,174 | +0.8% | 0.03% | -2.9% |
| EEP | Sell | ENBRIDGE ENERGY PARTNERS L P | $256,000 | -0.8% | 16,024 | -0.5% | 0.03% | 0.0% |
| SPG | Sell | SIMON PPTY GROUP INC NEW | $261,000 | -1.5% | 1,620 | -1.1% | 0.03% | -2.9% |
| LW | LAMB WESTON HLDGS INC | $258,000 | +6.2% | 5,511 | 0.0% | 0.03% | +6.2% | |
| XIV | New | CREDIT SUISSE NASSAU BRHinvrs vix sterm | $262,000 | – | 2,682 | +100.0% | 0.03% | – |
| OHI | Sell | OMEGA HEALTHCARE INVS INC | $261,000 | -32.0% | 8,193 | -29.5% | 0.03% | -33.3% |
| WMB | Buy | WILLIAMS COS INC DEL | $257,000 | -0.4% | 8,562 | +0.7% | 0.03% | 0.0% |
| SCHC | Buy | SCHWAB STRATEGIC TRintl sceqt etf | $256,000 | +14.8% | 7,143 | +7.5% | 0.03% | +17.2% |
| PFBC | PREFERRED BK LOS ANGELES CA | $248,000 | +12.7% | 4,115 | 0.0% | 0.03% | +13.8% | |
| EBAY | EBAY INC | $250,000 | +10.1% | 6,502 | 0.0% | 0.03% | +10.0% | |
| RPM | Buy | RPM INTL INC | $252,000 | -6.0% | 4,911 | +0.1% | 0.03% | -5.7% |
| MGK | New | VANGUARD WORLD FDmega grwth ind | $248,000 | – | 2,366 | +100.0% | 0.03% | – |
| UNIT | New | UNITI GROUP INC | $252,000 | – | 17,218 | +100.0% | 0.03% | – |
| CTSH | New | COGNIZANT TECHNOLOGY SOLUTIOcl a | $252,000 | – | 3,468 | +100.0% | 0.03% | – |
| TD | Buy | TORONTO DOMINION BK ONT | $245,000 | +15.0% | 4,350 | +2.9% | 0.03% | +14.3% |
| LNG | Sell | CHENIERE ENERGY INC | $243,000 | -9.0% | 5,405 | -1.4% | 0.03% | -8.6% |
| ICLR | ICON PLC | $243,000 | +16.8% | 2,130 | 0.0% | 0.03% | +18.5% | |
| HIO | Buy | WESTERN ASSET HIGH INCM OPP | $246,000 | +5.6% | 48,012 | +4.3% | 0.03% | +3.2% |
| VUG | Buy | VANGUARD INDEX FDSgrowth etf | $246,000 | +7.9% | 1,854 | +3.5% | 0.03% | +6.7% |
| REM | Buy | ISHARES TRmtg rel etf new | $242,000 | +5.7% | 5,158 | +4.2% | 0.03% | +6.7% |
| AABA | Sell | ALTABA INC | $246,000 | +4.7% | 3,712 | -13.9% | 0.03% | +3.2% |
| BK | BANK NEW YORK MELLON CORP | $242,000 | +3.9% | 4,564 | 0.0% | 0.03% | +3.2% | |
| TOTL | SSGA ACTIVE ETF TRspdr tr tactic | $246,000 | 0.0% | 5,000 | 0.0% | 0.03% | 0.0% | |
| PEY | Sell | POWERSHARES ETF TRUSThi yld eq dvdn | $243,000 | -0.4% | 14,198 | -2.1% | 0.03% | 0.0% |
| PSP | Sell | POWERSHARES ETF TRUSTgbl lstd pvt eqt | $242,000 | -1.2% | 19,099 | -2.7% | 0.03% | 0.0% |
| IVV | Buy | ISHARES TRcore s&p500 etf | $247,000 | +5.6% | 978 | +1.9% | 0.03% | +3.2% |
| TCP | TC PIPELINES LP | $241,000 | -4.7% | 4,600 | 0.0% | 0.03% | -3.0% | |
| WY | Sell | WEYERHAEUSER CO | $236,000 | -2.1% | 6,940 | -3.7% | 0.03% | -3.1% |
| MMT | MFS MULTIMARKET INCOME TRsh ben int | $234,000 | +0.4% | 37,500 | 0.0% | 0.03% | 0.0% | |
| GSK | Buy | GLAXOSMITHKLINE PLCsponsored adr | $233,000 | -5.7% | 5,743 | +0.2% | 0.03% | -6.1% |
| PWOD | PENNS WOODS BANCORP INC | $233,000 | +13.1% | 5,005 | 0.0% | 0.03% | +14.8% | |
| KMX | New | CARMAX INC | $235,000 | – | 3,095 | +100.0% | 0.03% | – |
| NCZ | Buy | ALLIANZGI CONV & INCOME FD I | $233,000 | +46.5% | 37,338 | +46.5% | 0.03% | +47.6% |
| RNP | Sell | COHEN & STEERS REIT & PFD IN | $233,000 | -12.1% | 11,000 | -13.7% | 0.03% | -11.4% |
| SJNK | SPDR SER TRbloomberg srt tr | $235,000 | 0.0% | 8,407 | 0.0% | 0.03% | 0.0% | |
| IWM | Buy | ISHARES TRrussell 2000 etf | $236,000 | +5.4% | 1,593 | +0.2% | 0.03% | +6.9% |
| TWTR | Sell | TWITTER INC | $236,000 | -45.0% | 13,975 | -41.8% | 0.03% | -44.6% |
| KR | Sell | KROGER CO | $235,000 | -14.5% | 11,723 | -0.7% | 0.03% | -13.9% |
| LEG | LEGGETT & PLATT INC | $235,000 | -9.3% | 4,923 | 0.0% | 0.03% | -8.8% | |
| IAU | Buy | ISHARES GOLD TRUSTishares | $228,000 | +17.5% | 18,540 | +14.2% | 0.03% | +15.4% |
| CHK | Buy | CHESAPEAKE ENERGY CORP | $232,000 | +41.5% | 54,055 | +63.5% | 0.03% | +36.4% |
| NUE | Sell | NUCOR CORP | $231,000 | -4.1% | 4,128 | -1.1% | 0.03% | -6.2% |
| ORAN | ORANGEsponsored adr | $226,000 | +2.7% | 13,736 | 0.0% | 0.03% | +3.4% | |
| CMO | Sell | CAPSTEAD MTG CORP | $232,000 | -7.9% | 24,002 | -0.8% | 0.03% | -9.1% |
| CX | CEMEX SAB DE CVspon adr new | $231,000 | -3.8% | 25,456 | 0.0% | 0.03% | -6.2% | |
| OBCI | Buy | OCEAN BIO CHEM INC | $225,000 | +32.4% | 44,600 | +7.5% | 0.03% | +36.4% |
| AAP | Sell | ADVANCE AUTO PARTS INC | $228,000 | -49.9% | 2,300 | -41.0% | 0.03% | -50.0% |
| GDV | Sell | GABELLI DIVD & INCOME TR | $232,000 | -6.5% | 10,382 | -8.7% | 0.03% | -9.1% |
| PANW | New | PALO ALTO NETWORKS INC | $230,000 | – | 1,595 | +100.0% | 0.03% | – |
| STLD | Buy | STEEL DYNAMICS INC | $222,000 | -3.1% | 6,426 | +0.3% | 0.03% | -3.3% |
| EVT | Buy | EATON VANCE TAX ADVT DIV INC | $217,000 | +1.4% | 9,813 | +0.2% | 0.03% | +3.6% |
| VIG | VANGUARD SPECIALIZED PORTFOLdiv app etf | $222,000 | +2.3% | 2,342 | 0.0% | 0.03% | 0.0% | |
| REGN | Sell | REGENERON PHARMACEUTICALS | $219,000 | -30.3% | 490 | -23.4% | 0.03% | -29.3% |
| EMR | Buy | EMERSON ELEC CO | $218,000 | +8.5% | 3,466 | +3.1% | 0.03% | +11.5% |
| MLCO | New | MELCO RESORT ENTERTAINMENT Ladr | $217,000 | – | 9,000 | +100.0% | 0.03% | – |
| ARLP | New | ALLIANCE RES PARTNER L Put ltd part | $219,000 | – | 11,295 | +100.0% | 0.03% | – |
| SCHV | SCHWAB STRATEGIC TRus lcap va etf | $223,000 | +3.2% | 4,300 | 0.0% | 0.03% | +3.6% | |
| DAL | New | DELTA AIR LINES INC DEL | $222,000 | – | 4,606 | +100.0% | 0.03% | – |
| FBHS | FORTUNE BRANDS HOME & SEC IN | $224,000 | +3.2% | 3,330 | 0.0% | 0.03% | 0.0% | |
| CXE | MFS HIGH INCOME MUN TRsh ben int | $219,000 | +0.9% | 41,742 | 0.0% | 0.03% | 0.0% | |
| BKD | BROOKDALE SR LIVING INC | $217,000 | -28.1% | 20,500 | 0.0% | 0.03% | -27.5% | |
| IJH | New | ISHARES TRcore s&p mcp etf | $222,000 | – | 1,239 | +100.0% | 0.03% | – |
| UL | Sell | UNILEVER PLCspon adr new | $214,000 | -19.2% | 3,693 | -24.5% | 0.03% | -20.0% |
| GGT | Buy | GABELLI MULTIMEDIA TR INC | $216,000 | +11.9% | 22,274 | +3.4% | 0.03% | +12.0% |
| BBF | BLACKROCK MUNIC INCM INVST Tsh ben int | $212,000 | -2.3% | 14,492 | 0.0% | 0.03% | -3.4% | |
| AN | New | AUTONATION INC | $212,000 | – | 4,468 | +100.0% | 0.03% | – |
| VGR | Buy | VECTOR GROUP LTD | $214,000 | +0.9% | 10,440 | +5.1% | 0.03% | 0.0% |
| HE | Sell | HAWAIIAN ELEC INDUSTRIES | $214,000 | -41.4% | 6,425 | -43.0% | 0.03% | -41.7% |
| FSC | Sell | FIFTH STREET FINANCE CORP | $210,000 | +1.0% | 38,464 | -10.1% | 0.03% | +3.7% |
| GHY | PRUDENTIAL GLB SHT DUR HG YL | $216,000 | +0.5% | 14,500 | 0.0% | 0.03% | 0.0% | |
| NGG | Sell | NATIONAL GRID PLCsponsored adr ne | $213,000 | -5.3% | 3,399 | -5.3% | 0.03% | -6.7% |
| RVLT | Sell | REVOLUTION LIGHTING TECHNOLO | $215,000 | -59.3% | 33,123 | -58.7% | 0.03% | -60.0% |
| APD | AIR PRODS & CHEMS INC | $216,000 | +5.4% | 1,431 | 0.0% | 0.03% | +3.7% | |
| CRM | New | SALESFORCE COM INC | $214,000 | – | 2,286 | +100.0% | 0.03% | – |
| TMP | New | TOMPKINS FINANCIAL CORPORATI | $215,000 | – | 2,500 | +100.0% | 0.03% | – |
| EEM | New | ISHARES TRmsci emg mkt etf | $211,000 | – | 4,715 | +100.0% | 0.03% | – |
| USG | New | U S G CORP | $211,000 | – | 6,450 | +100.0% | 0.03% | – |
| SINA | New | SINA CORPord | $214,000 | – | 1,865 | +100.0% | 0.03% | – |
| CHW | CALAMOS GBL DYN INCOME FUND | $202,000 | +5.8% | 22,399 | 0.0% | 0.03% | +8.0% | |
| NVS | Sell | NOVARTIS A Gsponsored adr | $204,000 | -10.5% | 2,381 | -12.8% | 0.03% | -10.0% |
| KKR | Buy | KKR & CO L P DEL | $206,000 | +9.6% | 10,123 | +0.0% | 0.03% | +8.0% |
| BIP | Sell | BROOKFIELD INFRAST PARTNERSlp int unit | $208,000 | +2.5% | 4,831 | -2.9% | 0.03% | 0.0% |
| NFG | NATIONAL FUEL GAS CO N J | $209,000 | +1.0% | 3,700 | 0.0% | 0.03% | 0.0% | |
| PEG | Sell | PUBLIC SVC ENTERPRISE GROUP | $209,000 | -13.6% | 4,524 | -19.6% | 0.03% | -15.6% |
| RCL | New | ROYAL CARIBBEAN CRUISES LTD | $204,000 | – | 1,718 | +100.0% | 0.03% | – |
| DNP | Buy | DNP SELECT INCOME FD | $202,000 | +7.4% | 17,620 | +2.9% | 0.03% | +8.0% |
| FLOT | ISHARES TRfltg rate nt etf | $204,000 | 0.0% | 4,000 | 0.0% | 0.03% | 0.0% | |
| CHI | Buy | CALAMOS CONV OPP AND INC FDsh ben int | $204,000 | +5.2% | 17,732 | +2.7% | 0.03% | +3.8% |
| HYI | WESTERN ASSET HGH YLD DFNDFD | $204,000 | +2.0% | 13,100 | 0.0% | 0.03% | +3.8% | |
| AOD | ALPINE TOTAL DYNAMIC DIVID F | $205,000 | +3.5% | 22,730 | 0.0% | 0.03% | +3.8% | |
| MYL | Buy | MYLAN N V | $201,000 | -4.3% | 6,405 | +18.5% | 0.03% | -7.1% |
| TWO | Buy | TWO HBRS INVT CORP | $198,000 | +7.0% | 19,596 | +4.8% | 0.03% | +8.3% |
| SXCP | Buy | SUNCOKE ENERGY PARTNERS L P | $196,000 | +0.5% | 11,400 | +2.7% | 0.03% | 0.0% |
| MUA | Buy | BLACKROCK MUNIASSETS FD INC | $196,000 | +8.9% | 13,000 | +8.3% | 0.03% | +8.3% |
| SCCO | Sell | SOUTHERN COPPER CORP | $200,000 | -20.0% | 5,031 | -30.2% | 0.03% | -21.2% |
| PAAS | PAN AMERICAN SILVER CORP | $196,000 | +1.0% | 11,516 | 0.0% | 0.03% | 0.0% | |
| UBT | Sell | PROSHARES TRultra 20yr tre | $201,000 | -51.7% | 2,505 | -51.4% | 0.03% | -52.7% |
| CVA | Buy | COVANTA HLDG CORP | $195,000 | +12.7% | 13,102 | +0.2% | 0.03% | +13.0% |
| TCAP | Buy | TRIANGLE CAP CORP | $191,000 | -17.3% | 13,374 | +2.0% | 0.02% | -16.7% |
| REI | RING ENERGY INC | $188,000 | +11.2% | 13,000 | 0.0% | 0.02% | +13.6% | |
| PHB | Sell | POWERSHARES ETF TR IIfdm hg yld rafi | $191,000 | -31.3% | 10,000 | -31.5% | 0.02% | -32.4% |
| PHT | PIONEER HIGH INCOME TR | $184,000 | +1.7% | 18,326 | 0.0% | 0.02% | 0.0% | |
| SAN | Sell | BANCO SANTANDER SAadr | $180,000 | +1.7% | 25,922 | -2.1% | 0.02% | +4.3% |
| GHL | New | GREENHILL & CO INC | $183,000 | – | 11,000 | +100.0% | 0.02% | – |
| FEYE | New | FIREEYE INC | $179,000 | – | 10,648 | +100.0% | 0.02% | – |
| PMO | PUTNAM MUN OPPORTUNITIES TRsh ben int | $181,000 | +1.1% | 14,300 | 0.0% | 0.02% | 0.0% | |
| EOI | Sell | EATON VANCE ENHANCED EQ INC | $185,000 | -54.4% | 13,174 | -55.6% | 0.02% | -54.7% |
| PML | PIMCO MUN INCOME FD II | $176,000 | 0.0% | 13,384 | 0.0% | 0.02% | 0.0% | |
| NVG | Buy | NUVEEN AMT FREE MUN CR INC F | $173,000 | +8.1% | 11,264 | +6.3% | 0.02% | +9.5% |
| NYMT | NEW YORK MTG TR INC | $178,000 | -1.1% | 28,928 | 0.0% | 0.02% | -4.2% | |
| MDRX | New | ALLSCRIPTS HEALTHCARE SOLUTN | $174,000 | – | 12,207 | +100.0% | 0.02% | – |
| MHI | New | PIONEER MUN HIGH INCOME TR | $159,000 | – | 13,200 | +100.0% | 0.02% | – |
| AINV | Sell | APOLLO INVT CORP | $157,000 | -8.2% | 25,683 | -3.7% | 0.02% | -8.7% |
| VER | Buy | VEREIT INC | $157,000 | +37.7% | 18,885 | +34.6% | 0.02% | +40.0% |
| GGN | New | GAMCO GLOBAL GOLD NAT RES & | $162,000 | – | 28,820 | +100.0% | 0.02% | – |
| BOE | BLACKROCK ENHANCED GBL DIV T | $162,000 | +2.5% | 11,930 | 0.0% | 0.02% | 0.0% | |
| BWG | LEGG MASON BW GLB INC OPP FD | $161,000 | +1.3% | 12,000 | 0.0% | 0.02% | 0.0% | |
| ERC | Buy | WELLS FARGO MULTI SECTOR INC | $157,000 | +4.7% | 11,715 | +4.5% | 0.02% | +5.0% |
| WLL | Sell | WHITING PETE CORP NEW | $154,000 | -33.3% | 28,119 | -32.8% | 0.02% | -33.3% |
| HDSN | Buy | HUDSON TECHNOLOGIES INC | $154,000 | +25.2% | 19,750 | +36.2% | 0.02% | +25.0% |
| RIG | Sell | TRANSOCEAN LTD | $154,000 | +2.0% | 14,298 | -21.9% | 0.02% | 0.0% |
| DGII | DIGI INTL INC | $143,000 | +4.4% | 13,500 | 0.0% | 0.02% | +5.6% | |
| FPI | FARMLAND PARTNERS INC | $145,000 | +1.4% | 16,000 | 0.0% | 0.02% | 0.0% | |
| PFN | PIMCO INCOME STRATEGY FUND I | $144,000 | +2.1% | 13,501 | 0.0% | 0.02% | 0.0% | |
| RQI | Sell | COHEN & STEERS QUALITY RLTY | $141,000 | -15.6% | 11,226 | -15.1% | 0.02% | -13.6% |
| ORC | Buy | ORCHID IS CAP INC | $137,000 | +22.3% | 13,416 | +17.6% | 0.02% | +20.0% |
| PGHEF | PENGROWTH ENERGY CORP | $138,000 | +30.2% | 134,333 | 0.0% | 0.02% | +28.6% | |
| NFJ | ALLIANZGI NFJ DIVID INT & PR | $140,000 | +2.2% | 10,441 | 0.0% | 0.02% | 0.0% | |
| NOK | Sell | NOKIA CORPsponsored adr | $127,000 | -81.5% | 21,203 | -81.0% | 0.02% | -81.1% |
| GPM | GUGGENHEIM ENHNCD EQTY INCM | $131,000 | +3.1% | 15,301 | 0.0% | 0.02% | 0.0% | |
| JPS | Sell | NUVEEN PFD & INCM SECURTIES | $130,000 | -66.8% | 12,460 | -67.5% | 0.02% | -67.3% |
| GRX | GABELLI HLTHCARE & WELLNESS | $127,000 | -6.6% | 12,541 | 0.0% | 0.02% | -5.6% | |
| SJT | SAN JUAN BASIN RTY TRunit ben int | $128,000 | +15.3% | 16,300 | 0.0% | 0.02% | +13.3% | |
| SRC | Sell | SPIRIT RLTY CAP INC NEW | $129,000 | +8.4% | 15,100 | -6.2% | 0.02% | +6.2% |
| SYN | SYNTHETIC BIOLOGICS INC | $131,000 | +65.8% | 140,012 | 0.0% | 0.02% | +70.0% | |
| TICC | Sell | TICC CAPITAL CORP | $133,000 | -1.5% | 19,410 | -8.7% | 0.02% | -5.6% |
| UPLCQ | ULTRA PETROLEUM CORP | $129,000 | -20.4% | 14,922 | 0.0% | 0.02% | -19.0% | |
| NCV | New | ALLIANZGI CONV & INCOME FD | $120,000 | – | 16,925 | +100.0% | 0.02% | – |
| NAT | Sell | NORDIC AMERICAN TANKERS LIMI | $118,000 | -17.5% | 22,107 | -1.8% | 0.02% | -15.8% |
| CVRR | CVR REFNG LP | $113,000 | +3.7% | 11,500 | 0.0% | 0.02% | +7.1% | |
| FSM | Buy | FORTUNA SILVER MINES INC | $114,000 | +100.0% | 26,040 | +123.7% | 0.02% | +87.5% |
| FAX | Buy | ABERDEEN ASIA PACIFIC INCOM | $109,000 | +14.7% | 21,166 | +11.3% | 0.01% | +7.7% |
| NG | NOVAGOLD RES INC | $108,000 | -10.0% | 26,300 | 0.0% | 0.01% | -12.5% | |
| OIA | Buy | INVESCO MUNI INCOME OPP TRST | $97,000 | +21.2% | 12,333 | +19.4% | 0.01% | +18.2% |
| PNNT | Sell | PENNANTPARK INVT CORP | $102,000 | -9.7% | 13,550 | -11.4% | 0.01% | -13.3% |
| JVA | COFFEE HLDGS INC | $83,000 | 0.0% | 18,700 | 0.0% | 0.01% | 0.0% | |
| TRQ | TURQUOISE HILL RES LTD | $87,000 | +17.6% | 28,078 | 0.0% | 0.01% | +10.0% | |
| KERX | KERYX BIOPHARMACEUTICALS INC | $82,000 | -1.2% | 11,500 | 0.0% | 0.01% | 0.0% | |
| CPLP | CAPITAL PRODUCT PARTNERS L P | $78,000 | +2.6% | 22,225 | 0.0% | 0.01% | 0.0% | |
| ZIOP | ZIOPHARM ONCOLOGY INC | $74,000 | -1.3% | 11,982 | 0.0% | 0.01% | 0.0% | |
| NDRO | ENDURO RTY TRtr unit | $78,000 | +32.2% | 18,000 | 0.0% | 0.01% | +25.0% | |
| AKS | Buy | AK STL HLDG CORP | $77,000 | -13.5% | 13,800 | +1.5% | 0.01% | -16.7% |
| FGPRQ | Buy | FERRELLGAS PARTNERS L.P.unit ltd part | $65,000 | +12.1% | 12,741 | +0.0% | 0.01% | +12.5% |
| ANH | ANWORTH MORTGAGE ASSET CP | $61,000 | 0.0% | 10,200 | 0.0% | 0.01% | 0.0% | |
| SDTTU | SANDRIDGE MISSISSIPPIAN TR Iunit ben int | $55,000 | -9.8% | 42,000 | 0.0% | 0.01% | -12.5% | |
| ACHN | Buy | ACHILLION PHARMACEUTICALS IN | $55,000 | +19.6% | 12,300 | +23.0% | 0.01% | +16.7% |
| MFIN | MEDALLION FINL CORP | $56,000 | -8.2% | 25,600 | 0.0% | 0.01% | -12.5% | |
| WFTIQ | WEATHERFORD INTL PLC | $53,000 | +17.8% | 11,555 | 0.0% | 0.01% | +16.7% | |
| PDLI | Buy | PDL BIOPHARMA INC | $54,000 | +68.8% | 16,018 | +23.0% | 0.01% | +75.0% |
| TA | New | TRAVELCENTERS AMER LLC | $43,000 | – | 10,148 | +100.0% | 0.01% | – |
| SXEEQ | New | SOUTHCROSS ENERGY PARTNERS L | $41,000 | – | 17,436 | +100.0% | 0.01% | – |
| ESNC | ENSYNC INC | $41,000 | +41.4% | 78,724 | 0.0% | 0.01% | +25.0% | |
| AUY | Buy | YAMANA GOLD INC | $35,000 | +34.6% | 13,290 | +23.2% | 0.01% | +66.7% |
| KGJI | KINGOLD JEWELRY INC | $35,000 | +25.0% | 16,950 | 0.0% | 0.01% | +25.0% | |
| BXEFF | New | BELLATRIX EXPLORATION LTD | $30,000 | – | 10,642 | +100.0% | 0.00% | – |
| OBE | Sell | OBSIDIAN ENERGY LTD | $28,000 | -24.3% | 26,200 | -9.7% | 0.00% | -20.0% |
| IDRA | IDERA PHARMACEUTICALS INC | $22,000 | +29.4% | 10,025 | 0.0% | 0.00% | +50.0% | |
| HGTXU | HUGOTON RTY TR TEXunit ben int | $25,000 | +4.2% | 13,333 | 0.0% | 0.00% | 0.0% | |
| TNK | TEEKAY TANKERS LTDcl a | $23,000 | -14.8% | 14,183 | 0.0% | 0.00% | -25.0% | |
| NMM | NAVIOS MARITIME PARTNERS L Punit lpi | $24,000 | +26.3% | 11,751 | 0.0% | 0.00% | 0.0% | |
| DNN | DENISON MINES CORP | $17,000 | +6.2% | 36,700 | 0.0% | 0.00% | 0.0% | |
| PLG | PLATINUM GROUP METALS LTD | $4,000 | -50.0% | 10,000 | 0.0% | 0.00% | 0.0% | |
| ASM | Exit | AVINO SILVER & GOLD MINES LT | $0 | – | -12,000 | -100.0% | -0.00% | – |
| BTG | Exit | B2GOLD CORP | $0 | – | -10,534 | -100.0% | -0.00% | – |
| GPL | Exit | GREAT PANTHER SILVER LTD | $0 | – | -22,700 | -100.0% | -0.00% | – |
| GFI | Exit | GOLD FIELDS LTD NEWsponsored adr | $0 | – | -11,900 | -100.0% | -0.01% | – |
| MUX | Exit | MCEWEN MNG INC | $0 | – | -26,995 | -100.0% | -0.01% | – |
| KCAP | Exit | KCAP FINL INC | $0 | – | -22,585 | -100.0% | -0.01% | – |
| CLF | Exit | CLIFFS NAT RES INC | $0 | – | -14,255 | -100.0% | -0.01% | – |
| INO | Exit | INOVIO PHARMACEUTICALS INC | $0 | – | -12,400 | -100.0% | -0.01% | – |
| HZNP | Exit | HORIZON PHARMA PLC | $0 | – | -10,500 | -100.0% | -0.02% | – |
| SFL | Exit | SHIP FINANCE INTERNATIONAL L | $0 | – | -10,010 | -100.0% | -0.02% | – |
| JRO | Exit | NUVEEN FLTNG RTE INCM OPP FD | $0 | – | -11,400 | -100.0% | -0.02% | – |
| CCJ | Exit | CAMECO CORP | $0 | – | -15,204 | -100.0% | -0.02% | – |
| ALJ | Exit | ALON USA ENERGY INC | $0 | – | -11,667 | -100.0% | -0.02% | – |
| EMD | Exit | WESTERN ASSET EMRG MKT DEBT | $0 | – | -10,229 | -100.0% | -0.02% | – |
| PBI | Exit | PITNEY BOWES INC | $0 | – | -10,559 | -100.0% | -0.02% | – |
| MRO | Exit | MARATHON OIL CORP | $0 | – | -14,324 | -100.0% | -0.02% | – |
| VXX | Exit | BARCLAYS BK PLCipath s&p500 vix | $0 | – | -13,200 | -100.0% | -0.02% | – |
| IRT | Exit | INDEPENDENCE RLTY TR INC | $0 | – | -17,450 | -100.0% | -0.02% | – |
| TCPC | Exit | TCP CAP CORP | $0 | – | -10,777 | -100.0% | -0.02% | – |
| GNTX | Exit | GENTEX CORP | $0 | – | -10,211 | -100.0% | -0.03% | – |
| IWS | Exit | ISHARES TRrus mdcp val etf | $0 | – | -2,395 | -100.0% | -0.03% | – |
| VRX | Exit | VALEANT PHARMACEUTICALS INTL | $0 | – | -11,434 | -100.0% | -0.03% | – |
| PPG | Exit | PPG INDS INC | $0 | – | -1,822 | -100.0% | -0.03% | – |
| PPL | Exit | PPL CORP | $0 | – | -5,214 | -100.0% | -0.03% | – |
| BWP | Exit | BOARDWALK PIPELINE PARTNERSut ltd partner | $0 | – | -11,241 | -100.0% | -0.03% | – |
| POT | Exit | POTASH CORP SASK INC | $0 | – | -12,875 | -100.0% | -0.03% | – |
| TNH | Exit | TERRA NITROGEN CO L P | $0 | – | -2,490 | -100.0% | -0.03% | – |
| VCR | Exit | VANGUARD WORLD FDSconsum dis etf | $0 | – | -1,486 | -100.0% | -0.03% | – |
| HRB | Exit | BLOCK H & R INC | $0 | – | -7,019 | -100.0% | -0.03% | – |
| VHT | Exit | VANGUARD WORLD FDShealth car etf | $0 | – | -1,490 | -100.0% | -0.03% | – |
| WEN | Exit | WENDYS CO | $0 | – | -14,149 | -100.0% | -0.03% | – |
| VEU | Exit | VANGUARD INTL EQUITY INDEX Fallwrld ex us | $0 | – | -4,565 | -100.0% | -0.03% | – |
| GLD | Exit | SPDR GOLD TRUST | $0 | – | -1,987 | -100.0% | -0.03% | – |
| BRKR | Exit | BRUKER CORP | $0 | – | -8,227 | -100.0% | -0.03% | – |
| KITE | Exit | KITE PHARMA INC | $0 | – | -2,300 | -100.0% | -0.03% | – |
| BB | Exit | BLACKBERRY LTD | $0 | – | -24,293 | -100.0% | -0.03% | – |
| HNP | Exit | HUANENG PWR INTL INC | $0 | – | -8,984 | -100.0% | -0.03% | – |
| IJT | Exit | ISHARES TRsp smcp600gr etf | $0 | – | -1,616 | -100.0% | -0.03% | – |
| CRUS | Exit | CIRRUS LOGIC INC | $0 | – | -3,949 | -100.0% | -0.03% | – |
| UAA | Exit | UNDER ARMOUR INCcl a | $0 | – | -11,910 | -100.0% | -0.03% | – |
| FFIV | Exit | F5 NETWORKS INC | $0 | – | -2,040 | -100.0% | -0.03% | – |
| GLPI | Exit | GAMING & LEISURE PPTYS INC | $0 | – | -6,876 | -100.0% | -0.03% | – |
| TRMB | Exit | TRIMBLE INC | $0 | – | -7,314 | -100.0% | -0.03% | – |
| DFT | Exit | DUPONT FABROS TECHNOLOGY INC | $0 | – | -4,456 | -100.0% | -0.04% | – |
| TEVA | Exit | TEVA PHARMACEUTICAL INDS LTDsponsored adr | $0 | – | -8,389 | -100.0% | -0.04% | – |
| MCHP | Exit | MICROCHIP TECHNOLOGY INC | $0 | – | -3,608 | -100.0% | -0.04% | – |
| Z | Exit | ZILLOW GROUP INCcl c cap stk | $0 | – | -5,821 | -100.0% | -0.04% | – |
| HOG | Exit | HARLEY DAVIDSON INC | $0 | – | -5,614 | -100.0% | -0.04% | – |
| FIVE | Exit | FIVE BELOW INC | $0 | – | -6,367 | -100.0% | -0.04% | – |
| AXON | Exit | AXON ENTERPRISE INC | $0 | – | -12,616 | -100.0% | -0.04% | – |
| BKLN | Exit | POWERSHARES ETF TRUST IIsenior ln port | $0 | – | -14,015 | -100.0% | -0.04% | – |
| IJJ | Exit | ISHARES TRs&p mc 400vl etf | $0 | – | -2,258 | -100.0% | -0.04% | – |
| MINT | Exit | PIMCO ETF TRenhan shrt ma ac | $0 | – | -3,324 | -100.0% | -0.04% | – |
| AAN | Exit | AARONS INC | $0 | – | -9,470 | -100.0% | -0.05% | – |
| ICPT | Exit | INTERCEPT PHARMACEUTICALS IN | $0 | – | -3,150 | -100.0% | -0.05% | – |
| COH | Exit | COACH INC | $0 | – | -9,864 | -100.0% | -0.06% | – |
| MAS | Exit | MASCO CORP | $0 | – | -12,171 | -100.0% | -0.06% | – |
| XLY | Exit | SELECT SECTOR SPDR TRsbi cons discr | $0 | – | -5,354 | -100.0% | -0.06% | – |
| DD | Exit | DU PONT E I DE NEMOURS & CO | $0 | – | -6,095 | -100.0% | -0.06% | – |
| XLP | Exit | SELECT SECTOR SPDR TRsbi cons stpls | $0 | – | -9,153 | -100.0% | -0.07% | – |
| TSO | Exit | TESORO CORP | $0 | – | -6,298 | -100.0% | -0.08% | – |
| AMP | Exit | AMERIPRISE FINL INC | $0 | – | -4,997 | -100.0% | -0.08% | – |
| GPS | Exit | GAP INC DEL | $0 | – | -29,971 | -100.0% | -0.09% | – |
| RAI | Exit | REYNOLDS AMERICAN INC | $0 | – | -11,317 | -100.0% | -0.10% | – |
| OA | Exit | ORBITAL ATK INC | $0 | – | -7,881 | -100.0% | -0.10% | – |
| RRC | Exit | RANGE RES CORP | $0 | – | -34,020 | -100.0% | -0.10% | – |
| TXT | Exit | TEXTRON INC | $0 | – | -17,100 | -100.0% | -0.11% | – |
| BC | Exit | BRUNSWICK CORP | $0 | – | -14,286 | -100.0% | -0.12% | – |
| POOL | Exit | POOL CORPORATION | $0 | – | -7,703 | -100.0% | -0.12% | – |
| TTMI | Exit | TTM TECHNOLOGIES INC | $0 | – | -53,431 | -100.0% | -0.12% | – |
| OKS | Exit | ONEOK PARTNERS LPunit ltd partn | $0 | – | -18,494 | -100.0% | -0.12% | – |
| STT | Exit | STATE STR CORP | $0 | – | -10,612 | -100.0% | -0.12% | – |
| MASI | Exit | MASIMO CORP | $0 | – | -10,658 | -100.0% | -0.13% | – |
| ADI | Exit | ANALOG DEVICES INC | $0 | – | -12,610 | -100.0% | -0.13% | – |
| TTC | Exit | TORO CO | $0 | – | -15,877 | -100.0% | -0.14% | – |
| FDC | Exit | FIRST DATA CORP NEW | $0 | – | -61,700 | -100.0% | -0.15% | – |
| ANTM | Exit | ANTHEM INC | $0 | – | -6,107 | -100.0% | -0.15% | – |
| ULTA | Exit | ULTA BEAUTY INC | $0 | – | -4,154 | -100.0% | -0.16% | – |
| WPM | Exit | WHEATON PRECIOUS METALS CORP | $0 | – | -72,085 | -100.0% | -0.19% | – |
| ADTN | Exit | ADTRAN INC | $0 | – | -140,001 | -100.0% | -0.38% | – |
| IPG | Exit | INTERPUBLIC GROUP COS INC | $0 | – | -198,982 | -100.0% | -0.64% | – |
| LAMR | Exit | LAMAR ADVERTISING CO NEWcl a | $0 | – | -75,734 | -100.0% | -0.73% | – |
| DOW | Exit | DOW CHEM CO | $0 | – | -139,992 | -100.0% | -1.16% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-11-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 32 | Q3 2023 | 13.6% |
| AMAZON COM INC | 32 | Q3 2023 | 4.4% |
| EXXON MOBIL CORP | 32 | Q3 2023 | 3.6% |
| CISCO SYS INC | 32 | Q3 2023 | 2.4% |
| HOME DEPOT INC | 32 | Q3 2023 | 1.7% |
| JPMORGAN CHASE & CO | 32 | Q3 2023 | 1.7% |
| MICROSOFT CORP | 32 | Q3 2023 | 2.1% |
| UNITED PARCEL SERVICE INC | 32 | Q3 2023 | 2.0% |
| META PLATFORMS INC | 32 | Q3 2023 | 2.3% |
| DISNEY WALT CO | 32 | Q3 2023 | 1.5% |
View Sheaff Brock Investment Advisors, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-14 |
| 13F-HR | 2024-02-08 |
| 13F-HR | 2023-11-08 |
| 13F-HR | 2023-08-08 |
| 13F-HR | 2023-05-01 |
| 13F-HR | 2023-02-13 |
| 13F-HR | 2022-11-03 |
| 13F-HR | 2022-08-02 |
| 13F-HR/A | 2022-06-02 |
| 13F-HR/A | 2022-06-02 |
View Sheaff Brock Investment Advisors, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.