$761 Million is the total value of Sheaff Brock Investment Advisors, LLC's 567 reported holdings in Q3 2017. The portfolio turnover from Q2 2017 to Q3 2017 was 28.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AAPL | Sell | APPLE INC | $59,911,000 | +4.8% | 388,733 | -2.1% | 7.87% | +4.6% |
| XOM | Sell | EXXON MOBIL CORP | $21,814,000 | -6.2% | 266,094 | -7.6% | 2.87% | -6.4% |
| FB | Sell | FACEBOOK INCcl a | $13,682,000 | -20.6% | 80,070 | -29.8% | 1.80% | -20.7% |
| BA | Sell | BOEING CO | $11,057,000 | +4.5% | 43,497 | -18.7% | 1.45% | +4.3% |
| JPM | Sell | JPMORGAN CHASE & CO | $10,640,000 | +2.2% | 111,402 | -2.2% | 1.40% | +2.0% |
| INTC | Sell | INTEL CORP | $9,002,000 | +1.5% | 236,387 | -10.0% | 1.18% | +1.4% |
| MCD | Sell | MCDONALDS CORP | $8,185,000 | -0.2% | 52,237 | -2.4% | 1.08% | -0.5% |
| PM | Sell | PHILIP MORRIS INTL INC | $7,931,000 | -8.6% | 71,441 | -3.3% | 1.04% | -8.8% |
| BAC | Sell | BANK AMER CORP | $7,204,000 | +2.9% | 284,312 | -1.5% | 0.95% | +2.6% |
| AMGN | Sell | AMGEN INC | $6,777,000 | -5.7% | 36,346 | -12.9% | 0.89% | -5.9% |
| MO | Sell | ALTRIA GROUP INC | $6,603,000 | -19.2% | 104,118 | -5.1% | 0.87% | -19.3% |
| CVS | Sell | CVS HEALTH CORP | $6,531,000 | +0.9% | 80,318 | -0.1% | 0.86% | +0.7% |
| FNF | Sell | FIDELITY NATIONAL FINANCIAL | $6,255,000 | +3.6% | 131,788 | -2.1% | 0.82% | +3.4% |
| IP | Sell | INTL PAPER CO | $6,220,000 | -14.0% | 109,460 | -14.4% | 0.82% | -14.3% |
| CVX | Sell | CHEVRON CORP NEW | $6,070,000 | +12.0% | 51,661 | -0.6% | 0.80% | +11.6% |
| CSCO | Sell | CISCO SYS INC | $5,689,000 | -7.6% | 169,163 | -14.0% | 0.75% | -7.8% |
| VZ | Sell | VERIZON COMMUNICATIONS INC | $5,591,000 | +9.2% | 112,972 | -1.5% | 0.74% | +9.1% |
| C | Sell | CITIGROUP INC | $5,302,000 | -16.8% | 72,888 | -23.5% | 0.70% | -16.9% |
| TMK | Sell | TORCHMARK CORP | $4,888,000 | -4.6% | 61,032 | -8.9% | 0.64% | -4.9% |
| GE | Sell | GENERAL ELECTRIC CO | $4,815,000 | -17.6% | 199,148 | -7.9% | 0.63% | -17.7% |
| CELG | Sell | CELGENE CORP | $4,768,000 | -6.8% | 32,697 | -17.0% | 0.63% | -7.1% |
| SIRI | Sell | SIRIUS XM HLDGS INC | $4,548,000 | +0.8% | 823,910 | -0.2% | 0.60% | +0.7% |
| SPY | Sell | SPDR S&P 500 ETF TRtr unit | $3,604,000 | -1.2% | 14,344 | -4.9% | 0.47% | -1.2% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DELcl b new | $3,582,000 | +7.7% | 19,539 | -0.5% | 0.47% | +7.5% |
| GOOGL | Sell | ALPHABET INCcap stk cl a | $3,565,000 | +3.6% | 3,661 | -1.1% | 0.47% | +3.3% |
| JNJ | Sell | JOHNSON & JOHNSON | $3,556,000 | -2.9% | 27,354 | -1.2% | 0.47% | -3.1% |
| UNH | Sell | UNITEDHEALTH GROUP INC | $3,484,000 | +3.8% | 17,788 | -1.7% | 0.46% | +3.6% |
| WBA | Sell | WALGREENS BOOTS ALLIANCE INC | $3,258,000 | -3.1% | 42,193 | -1.7% | 0.43% | -3.4% |
| GOOG | Sell | ALPHABET INCcap stk cl c | $3,133,000 | +2.3% | 3,267 | -3.0% | 0.41% | +2.2% |
| ROL | Sell | ROLLINS INC | $2,541,000 | +9.7% | 55,078 | -3.2% | 0.33% | +9.5% |
| AXP | Sell | AMERICAN EXPRESS CO | $2,519,000 | +5.7% | 27,850 | -1.6% | 0.33% | +5.4% |
| MRK | Sell | MERCK & CO INC | $2,521,000 | -1.6% | 39,370 | -1.5% | 0.33% | -1.8% |
| NFLX | Sell | NETFLIX INC | $2,377,000 | +9.7% | 13,110 | -9.6% | 0.31% | +9.5% |
| AMAT | Sell | APPLIED MATLS INC | $2,339,000 | +16.6% | 44,913 | -7.5% | 0.31% | +16.3% |
| VLO | Sell | VALERO ENERGY CORP NEW | $2,186,000 | -66.9% | 28,418 | -71.0% | 0.29% | -67.0% |
| LMT | Sell | LOCKHEED MARTIN CORP | $2,172,000 | +10.5% | 7,000 | -1.1% | 0.28% | +10.0% |
| ETP | Sell | ENERGY TRANSFER PARTNERS LPunit ltd prt int | $2,156,000 | -11.3% | 117,902 | -1.1% | 0.28% | -11.6% |
| PEP | Sell | PEPSICO INC | $2,120,000 | -7.0% | 19,030 | -3.6% | 0.28% | -7.0% |
| CSX | Sell | CSX CORP | $2,104,000 | -13.9% | 38,784 | -13.4% | 0.28% | -14.3% |
| MMP | Sell | MAGELLAN MIDSTREAM PRTNRS LP | $2,058,000 | -6.5% | 28,968 | -6.2% | 0.27% | -6.9% |
| QCOM | Sell | QUALCOMM INC | $2,053,000 | -7.0% | 39,604 | -0.9% | 0.27% | -7.2% |
| ACN | Sell | ACCENTURE PLC IRELAND | $1,988,000 | +7.4% | 14,718 | -1.7% | 0.26% | +7.0% |
| COP | Sell | CONOCOPHILLIPS | $1,932,000 | -21.8% | 38,600 | -31.4% | 0.25% | -21.8% |
| WFC | Sell | WELLS FARGO CO NEW | $1,937,000 | -7.8% | 35,117 | -7.4% | 0.25% | -8.3% |
| ACAD | Sell | ACADIA PHARMACEUTICALS INC | $1,884,000 | +32.5% | 50,000 | -2.0% | 0.25% | +32.6% |
| KHC | Sell | KRAFT HEINZ CO | $1,889,000 | -11.5% | 24,361 | -2.3% | 0.25% | -11.7% |
| HAS | Sell | HASBRO INC | $1,582,000 | -15.5% | 16,200 | -3.6% | 0.21% | -15.8% |
| AAL | Sell | AMERICAN AIRLS GROUP INC | $1,579,000 | -6.7% | 33,247 | -1.2% | 0.21% | -7.2% |
| ARCC | Sell | ARES CAP CORP | $1,473,000 | -1.1% | 89,856 | -1.2% | 0.19% | -1.0% |
| ALL | Sell | ALLSTATE CORP | $1,452,000 | -8.4% | 15,794 | -11.9% | 0.19% | -8.6% |
| ADM | Sell | ARCHER DANIELS MIDLAND CO | $1,433,000 | -1.6% | 33,710 | -4.3% | 0.19% | -2.1% |
| LOW | Sell | LOWES COS INC | $1,433,000 | -4.0% | 17,929 | -6.9% | 0.19% | -4.6% |
| MDLZ | Sell | MONDELEZ INTL INCcl a | $1,427,000 | -9.6% | 35,100 | -4.0% | 0.19% | -10.1% |
| VTI | Sell | VANGUARD INDEX FDStotal stk mkt | $1,425,000 | +1.9% | 11,005 | -2.1% | 0.19% | +1.6% |
| DFS | Sell | DISCOVER FINL SVCS | $1,374,000 | -6.8% | 21,306 | -10.2% | 0.18% | -6.7% |
| CNC | Sell | CENTENE CORP DEL | $1,378,000 | +17.8% | 14,245 | -2.8% | 0.18% | +17.5% |
| SWK | Sell | STANLEY BLACK & DECKER INC | $1,343,000 | +4.9% | 8,894 | -2.2% | 0.18% | +4.1% |
| GM | Sell | GENERAL MTRS CO | $1,322,000 | +5.2% | 32,750 | -9.0% | 0.17% | +5.5% |
| NOC | Sell | NORTHROP GRUMMAN CORP | $1,237,000 | -3.8% | 4,300 | -14.2% | 0.16% | -3.6% |
| PSEC | Sell | PROSPECT CAPITAL CORPORATION | $1,217,000 | -21.2% | 181,113 | -4.8% | 0.16% | -21.2% |
| VOD | Sell | VODAFONE GROUP PLC NEWsponsored adr | $1,134,000 | -1.5% | 39,837 | -0.6% | 0.15% | -2.0% |
| BBT | Sell | BB&T CORP | $1,125,000 | +2.4% | 23,956 | -1.0% | 0.15% | +2.1% |
| KMI | Sell | KINDER MORGAN INC DEL | $1,120,000 | -0.3% | 58,387 | -0.4% | 0.15% | -0.7% |
| SSO | Sell | PROSHARES TR | $1,097,000 | -22.5% | 11,338 | -28.3% | 0.14% | -22.6% |
| URI | Sell | UNITED RENTALS INC | $1,081,000 | +20.9% | 7,789 | -1.8% | 0.14% | +20.3% |
| CDNS | Sell | CADENCE DESIGN SYSTEM INC | $1,071,000 | +10.3% | 27,136 | -6.4% | 0.14% | +10.2% |
| NKE | Sell | NIKE INCcl b | $1,065,000 | -17.6% | 20,548 | -6.2% | 0.14% | -17.6% |
| MRVL | Sell | MARVELL TECHNOLOGY GROUP LTDord | $1,052,000 | +7.6% | 58,788 | -0.7% | 0.14% | +7.0% |
| SNA | Sell | SNAP ON INC | $1,054,000 | -8.1% | 7,072 | -2.6% | 0.14% | -8.6% |
| PNC | Sell | PNC FINL SVCS GROUP INC | $1,035,000 | +6.4% | 7,682 | -1.4% | 0.14% | +6.2% |
| THO | Sell | THOR INDS INC | $1,016,000 | +9.0% | 8,072 | -9.5% | 0.13% | +8.1% |
| AEIS | Sell | ADVANCED ENERGY INDS | $1,004,000 | +19.4% | 12,427 | -4.4% | 0.13% | +18.9% |
| CC | Sell | CHEMOURS CO | $999,000 | +19.9% | 19,731 | -10.1% | 0.13% | +19.1% |
| HLI | Sell | HOULIHAN LOKEY INCcl a | $976,000 | +8.3% | 24,949 | -3.4% | 0.13% | +7.6% |
| SNPS | Sell | SYNOPSYS INC | $974,000 | +4.4% | 12,094 | -5.5% | 0.13% | +4.1% |
| TRU | Sell | TRANSUNION | $964,000 | +4.6% | 20,408 | -4.1% | 0.13% | +5.0% |
| EWBC | Sell | EAST WEST BANCORP INC | $960,000 | -1.3% | 16,061 | -3.3% | 0.13% | -1.6% |
| FL | Sell | FOOT LOCKER INC | $961,000 | -29.8% | 27,286 | -1.8% | 0.13% | -30.0% |
| EVR | Sell | EVERCORE INCclass a | $942,000 | +6.4% | 11,739 | -6.5% | 0.12% | +6.0% |
| APH | Sell | AMPHENOL CORP NEWcl a | $939,000 | +10.6% | 11,089 | -3.5% | 0.12% | +9.8% |
| AOS | Sell | SMITH A O | $933,000 | -6.4% | 15,693 | -11.3% | 0.12% | -6.1% |
| CTAS | Sell | CINTAS CORP | $926,000 | +6.9% | 6,416 | -6.6% | 0.12% | +7.0% |
| PRI | Sell | PRIMERICA INC | $916,000 | +4.3% | 11,231 | -3.1% | 0.12% | +3.4% |
| PRAH | Sell | PRA HEALTH SCIENCES INC | $910,000 | -10.4% | 11,946 | -11.8% | 0.12% | -10.4% |
| SYF | Sell | SYNCHRONY FINL | $896,000 | +3.5% | 28,850 | -0.7% | 0.12% | +3.5% |
| PFF | Sell | ISHARES TRs&p us pfd stk | $890,000 | -18.2% | 22,926 | -17.5% | 0.12% | -18.2% |
| IDXX | Sell | IDEXX LABS INC | $883,000 | -10.0% | 5,678 | -6.6% | 0.12% | -10.1% |
| BIIB | Sell | BIOGEN INC | $879,000 | +13.0% | 2,806 | -2.1% | 0.12% | +12.7% |
| ZBRA | Sell | ZEBRA TECHNOLOGIES CORPcl a | $857,000 | +0.7% | 7,893 | -6.7% | 0.11% | +0.9% |
| CFG | Sell | CITIZENS FINL GROUP INC | $860,000 | +2.5% | 22,702 | -3.5% | 0.11% | +2.7% |
| YUM | Sell | YUM BRANDS INC | $854,000 | -2.5% | 11,599 | -2.4% | 0.11% | -2.6% |
| LH | Sell | LABORATORY CORP AMER HLDGS | $851,000 | -60.4% | 5,634 | -59.6% | 0.11% | -60.4% |
| EL | Sell | LAUDER ESTEE COS INCcl a | $856,000 | +4.5% | 7,938 | -7.0% | 0.11% | +3.7% |
| ED | Sell | CONSOLIDATED EDISON INC | $852,000 | -0.8% | 10,560 | -0.7% | 0.11% | -0.9% |
| RDSA | Sell | ROYAL DUTCH SHELL PLCspons adr a | $832,000 | +10.5% | 13,736 | -3.0% | 0.11% | +10.1% |
| ESRX | Sell | EXPRESS SCRIPTS HLDG CO | $815,000 | -7.4% | 12,864 | -6.6% | 0.11% | -7.8% |
| PSX | Sell | PHILLIPS 66 | $812,000 | +9.4% | 8,861 | -1.3% | 0.11% | +9.2% |
| TMUS | Sell | T MOBILE US INC | $801,000 | -2.8% | 12,989 | -4.4% | 0.10% | -2.8% |
| GATX | Sell | GATX CORP | $795,000 | -10.2% | 12,912 | -6.2% | 0.10% | -11.1% |
| XLK | Sell | SELECT SECTOR SPDR TRtechnology | $787,000 | +1.8% | 13,321 | -5.7% | 0.10% | +1.0% |
| BP | Sell | BP PLCsponsored adr | $782,000 | +7.7% | 20,353 | -2.9% | 0.10% | +7.3% |
| TOWN | Sell | TOWNEBANK PORTSMOUTH VA | $787,000 | +2.2% | 23,500 | -6.0% | 0.10% | +2.0% |
| PYPL | Sell | PAYPAL HLDGS INC | $767,000 | +15.3% | 11,975 | -3.3% | 0.10% | +14.8% |
| HYG | Sell | ISHARES TRiboxx hi yd etf | $748,000 | -9.3% | 8,432 | -9.7% | 0.10% | -10.1% |
| EMN | Sell | EASTMAN CHEM CO | $747,000 | -31.0% | 8,259 | -36.0% | 0.10% | -31.5% |
| VO | Sell | VANGUARD INDEX FDSmid cap etf | $715,000 | +2.6% | 4,865 | -0.5% | 0.09% | +2.2% |
| TRTN | Sell | TRITON INTL LTDcl a | $708,000 | -10.5% | 21,260 | -10.1% | 0.09% | -10.6% |
| CMCSA | Sell | COMCAST CORP NEWcl a | $696,000 | -6.6% | 18,076 | -5.5% | 0.09% | -7.1% |
| XLI | Sell | SELECT SECTOR SPDR TRsbi int-inds | $655,000 | -19.6% | 9,232 | -22.9% | 0.09% | -19.6% |
| 3106PS | Sell | DELPHI AUTOMOTIVE PLC | $640,000 | -69.5% | 6,508 | -72.8% | 0.08% | -69.6% |
| HON | Sell | HONEYWELL INTL INC | $635,000 | +4.6% | 4,483 | -1.5% | 0.08% | +3.8% |
| MPLX | Sell | MPLX LP | $633,000 | -10.8% | 18,090 | -14.9% | 0.08% | -10.8% |
| BIB | Sell | PROSHARES TR | $620,000 | +14.2% | 10,125 | -0.5% | 0.08% | +14.1% |
| SPXX | Sell | NUVEEN S&P 500 DYN OVERWRITE | $616,000 | -0.6% | 39,399 | -2.4% | 0.08% | -1.2% |
| HES | Sell | HESS CORP | $581,000 | -9.8% | 12,380 | -15.7% | 0.08% | -10.6% |
| TWX | Sell | TIME WARNER INC | $581,000 | -8.4% | 5,675 | -10.1% | 0.08% | -8.4% |
| WYNN | Sell | WYNN RESORTS LTD | $579,000 | -43.6% | 3,891 | -49.2% | 0.08% | -43.7% |
| TSN | Sell | TYSON FOODS INCcl a | $569,000 | -9.3% | 8,079 | -19.3% | 0.08% | -9.6% |
| ADP | Sell | AUTOMATIC DATA PROCESSING IN | $564,000 | +3.5% | 5,156 | -3.0% | 0.07% | +2.8% |
| CRZO | Sell | CARRIZO OIL & GAS INC | $549,000 | -7.1% | 32,021 | -5.6% | 0.07% | -7.7% |
| WDC | Sell | WESTERN DIGITAL CORP | $548,000 | -38.4% | 6,338 | -36.9% | 0.07% | -38.5% |
| DG | Sell | DOLLAR GEN CORP NEW | $546,000 | +3.2% | 6,739 | -8.2% | 0.07% | +2.9% |
| DE | Sell | DEERE & CO | $529,000 | -23.7% | 4,211 | -24.9% | 0.07% | -23.1% |
| BX | Sell | BLACKSTONE GROUP L P | $524,000 | -29.8% | 15,712 | -29.8% | 0.07% | -29.6% |
| ENB | Sell | ENBRIDGE INC | $518,000 | +2.6% | 12,382 | -2.3% | 0.07% | +3.0% |
| COL | Sell | ROCKWELL COLLINS INC | $478,000 | +21.0% | 3,660 | -2.6% | 0.06% | +21.2% |
| HRL | Sell | HORMEL FOODS CORP | $479,000 | -52.6% | 14,900 | -49.7% | 0.06% | -52.6% |
| SYK | Sell | STRYKER CORP | $476,000 | -17.4% | 3,350 | -19.3% | 0.06% | -17.1% |
| RDSB | Sell | ROYAL DUTCH SHELL PLCspon adr b | $466,000 | -68.9% | 7,453 | -73.0% | 0.06% | -69.0% |
| FDX | Sell | FEDEX CORP | $444,000 | -23.8% | 1,970 | -26.6% | 0.06% | -24.7% |
| XLV | Sell | SELECT SECTOR SPDR TRsbi healthcare | $444,000 | -18.5% | 5,431 | -21.1% | 0.06% | -19.4% |
| BIDU | Sell | BAIDU INCspon adr rep a | $435,000 | +34.3% | 1,756 | -2.9% | 0.06% | +32.6% |
| PETX | Sell | ARATANA THERAPEUTICS INC | $435,000 | -25.8% | 71,000 | -12.3% | 0.06% | -26.0% |
| TGT | Sell | TARGET CORP | $433,000 | -8.1% | 7,346 | -18.4% | 0.06% | -8.1% |
| PRU | Sell | PRUDENTIAL FINL INC | $425,000 | -8.4% | 3,996 | -6.9% | 0.06% | -8.2% |
| ATHN | Sell | ATHENAHEALTH INC | $430,000 | -15.2% | 3,457 | -4.2% | 0.06% | -16.4% |
| PXD | Sell | PIONEER NAT RES CO | $411,000 | -9.3% | 2,787 | -1.8% | 0.05% | -10.0% |
| EXAS | Sell | EXACT SCIENCES CORP | $410,000 | +7.3% | 8,700 | -19.4% | 0.05% | +8.0% |
| BPL | Sell | BUCKEYE PARTNERS L Punit ltd partn | $405,000 | -16.7% | 7,097 | -6.6% | 0.05% | -17.2% |
| VBR | Sell | VANGUARD INDEX FDSsm cp val etf | $401,000 | -3.1% | 3,139 | -6.8% | 0.05% | -3.6% |
| IBB | Sell | ISHARES TRnasdaq biotech | $399,000 | +4.2% | 1,197 | -3.2% | 0.05% | +4.0% |
| LUMN | Sell | CENTURYLINK INC | $386,000 | -21.2% | 20,436 | -0.3% | 0.05% | -21.5% |
| VTR | Sell | VENTAS INC | $390,000 | -6.7% | 5,980 | -0.6% | 0.05% | -7.3% |
| SAIA | Sell | SAIA INC | $379,000 | -48.8% | 6,048 | -58.1% | 0.05% | -48.5% |
| AFL | Sell | AFLAC INC | $381,000 | +0.5% | 4,678 | -4.1% | 0.05% | 0.0% |
| HCA | Sell | HCA HEALTHCARE INC | $374,000 | -14.2% | 4,700 | -6.0% | 0.05% | -14.0% |
| L100PS | Sell | ARCONIC INC | $372,000 | +3.6% | 14,939 | -5.8% | 0.05% | +4.3% |
| WPZ | Sell | WILLIAMS PARTNERS L P NEW | $375,000 | -3.8% | 9,629 | -1.0% | 0.05% | -3.9% |
| FUN | Sell | CEDAR FAIR L Pdepositry unit | $371,000 | -13.7% | 5,784 | -3.0% | 0.05% | -14.0% |
| HDS | Sell | HD SUPPLY HLDGS INC | $375,000 | -31.9% | 10,400 | -42.2% | 0.05% | -32.9% |
| STX | Sell | SEAGATE TECHNOLOGY PLC | $361,000 | -18.7% | 10,870 | -5.2% | 0.05% | -19.0% |
| WEC | Sell | WEC ENERGY GROUP INC | $347,000 | +0.9% | 5,530 | -1.2% | 0.05% | +2.2% |
| PBA | Sell | PEMBINA PIPELINE CORP | $340,000 | -0.3% | 9,693 | -5.9% | 0.04% | 0.0% |
| NEE | Sell | NEXTERA ENERGY INC | $334,000 | -7.5% | 2,279 | -11.6% | 0.04% | -8.3% |
| XLU | Sell | SELECT SECTOR SPDR TRsbi int-utils | $337,000 | -31.6% | 6,356 | -33.0% | 0.04% | -32.3% |
| TPX | Sell | TEMPUR SEALY INTL INC | $327,000 | -19.1% | 5,061 | -33.1% | 0.04% | -18.9% |
| DPZ | Sell | DOMINOS PIZZA INC | $328,000 | -22.3% | 1,651 | -17.3% | 0.04% | -23.2% |
| GBCI | Sell | GLACIER BANCORP INC NEW | $321,000 | -20.3% | 8,500 | -22.7% | 0.04% | -20.8% |
| XLRE | Sell | SELECT SECTOR SPDR TRrl est sel sec | $309,000 | -18.7% | 9,571 | -18.9% | 0.04% | -18.0% |
| CMG | Sell | CHIPOTLE MEXICAN GRILL INC | $309,000 | -31.9% | 1,005 | -7.8% | 0.04% | -31.7% |
| SLV | Sell | ISHARES SILVER TRUSTishares | $309,000 | -16.7% | 19,600 | -16.9% | 0.04% | -16.3% |
| TSLA | Sell | TESLA INC | $307,000 | -15.0% | 901 | -9.6% | 0.04% | -16.7% |
| AWF | Sell | ALLIANCEBERNSTEIN GBL HGH IN | $300,000 | -10.2% | 23,015 | -10.7% | 0.04% | -11.4% |
| APA | Sell | APACHE CORP | $287,000 | -6.5% | 6,265 | -2.1% | 0.04% | -5.0% |
| WWE | Sell | WORLD WRESTLING ENTMT INCcl a | $285,000 | -65.1% | 12,100 | -69.8% | 0.04% | -65.7% |
| PFLT | Sell | PENNANTPARK FLOATING RATE CA | $279,000 | -2.1% | 19,290 | -4.6% | 0.04% | -2.6% |
| CIM | Sell | CHIMERA INVT CORP | $284,000 | -23.9% | 15,004 | -25.0% | 0.04% | -24.5% |
| PCI | Sell | PIMCO DYNMIC CREDIT AND MRT | $264,000 | -1.9% | 11,460 | -4.9% | 0.04% | 0.0% |
| ZIVZF | Sell | CREDIT SUISSE NASSAU BRHinvrs vix mdterm | $266,000 | -38.1% | 3,543 | -42.1% | 0.04% | -38.6% |
| FCX | Sell | FREEPORT-MCMORAN INCcl b | $270,000 | -0.7% | 19,207 | -15.2% | 0.04% | -2.8% |
| APC | Sell | ANADARKO PETE CORP | $262,000 | +2.3% | 5,356 | -5.3% | 0.03% | 0.0% |
| DHY | Sell | CREDIT SUISSE HIGH YLD BND Fsh ben int | $255,000 | -3.8% | 88,483 | -5.3% | 0.03% | -2.9% |
| EEP | Sell | ENBRIDGE ENERGY PARTNERS L P | $256,000 | -0.8% | 16,024 | -0.5% | 0.03% | 0.0% |
| SPG | Sell | SIMON PPTY GROUP INC NEW | $261,000 | -1.5% | 1,620 | -1.1% | 0.03% | -2.9% |
| OHI | Sell | OMEGA HEALTHCARE INVS INC | $261,000 | -32.0% | 8,193 | -29.5% | 0.03% | -33.3% |
| LNG | Sell | CHENIERE ENERGY INC | $243,000 | -9.0% | 5,405 | -1.4% | 0.03% | -8.6% |
| AABA | Sell | ALTABA INC | $246,000 | +4.7% | 3,712 | -13.9% | 0.03% | +3.2% |
| PEY | Sell | POWERSHARES ETF TRUSThi yld eq dvdn | $243,000 | -0.4% | 14,198 | -2.1% | 0.03% | 0.0% |
| PSP | Sell | POWERSHARES ETF TRUSTgbl lstd pvt eqt | $242,000 | -1.2% | 19,099 | -2.7% | 0.03% | 0.0% |
| WY | Sell | WEYERHAEUSER CO | $236,000 | -2.1% | 6,940 | -3.7% | 0.03% | -3.1% |
| RNP | Sell | COHEN & STEERS REIT & PFD IN | $233,000 | -12.1% | 11,000 | -13.7% | 0.03% | -11.4% |
| TWTR | Sell | TWITTER INC | $236,000 | -45.0% | 13,975 | -41.8% | 0.03% | -44.6% |
| KR | Sell | KROGER CO | $235,000 | -14.5% | 11,723 | -0.7% | 0.03% | -13.9% |
| NUE | Sell | NUCOR CORP | $231,000 | -4.1% | 4,128 | -1.1% | 0.03% | -6.2% |
| CMO | Sell | CAPSTEAD MTG CORP | $232,000 | -7.9% | 24,002 | -0.8% | 0.03% | -9.1% |
| AAP | Sell | ADVANCE AUTO PARTS INC | $228,000 | -49.9% | 2,300 | -41.0% | 0.03% | -50.0% |
| GDV | Sell | GABELLI DIVD & INCOME TR | $232,000 | -6.5% | 10,382 | -8.7% | 0.03% | -9.1% |
| REGN | Sell | REGENERON PHARMACEUTICALS | $219,000 | -30.3% | 490 | -23.4% | 0.03% | -29.3% |
| UL | Sell | UNILEVER PLCspon adr new | $214,000 | -19.2% | 3,693 | -24.5% | 0.03% | -20.0% |
| HE | Sell | HAWAIIAN ELEC INDUSTRIES | $214,000 | -41.4% | 6,425 | -43.0% | 0.03% | -41.7% |
| FSC | Sell | FIFTH STREET FINANCE CORP | $210,000 | +1.0% | 38,464 | -10.1% | 0.03% | +3.7% |
| NGG | Sell | NATIONAL GRID PLCsponsored adr ne | $213,000 | -5.3% | 3,399 | -5.3% | 0.03% | -6.7% |
| RVLT | Sell | REVOLUTION LIGHTING TECHNOLO | $215,000 | -59.3% | 33,123 | -58.7% | 0.03% | -60.0% |
| NVS | Sell | NOVARTIS A Gsponsored adr | $204,000 | -10.5% | 2,381 | -12.8% | 0.03% | -10.0% |
| BIP | Sell | BROOKFIELD INFRAST PARTNERSlp int unit | $208,000 | +2.5% | 4,831 | -2.9% | 0.03% | 0.0% |
| PEG | Sell | PUBLIC SVC ENTERPRISE GROUP | $209,000 | -13.6% | 4,524 | -19.6% | 0.03% | -15.6% |
| SCCO | Sell | SOUTHERN COPPER CORP | $200,000 | -20.0% | 5,031 | -30.2% | 0.03% | -21.2% |
| UBT | Sell | PROSHARES TRultra 20yr tre | $201,000 | -51.7% | 2,505 | -51.4% | 0.03% | -52.7% |
| PHB | Sell | POWERSHARES ETF TR IIfdm hg yld rafi | $191,000 | -31.3% | 10,000 | -31.5% | 0.02% | -32.4% |
| SAN | Sell | BANCO SANTANDER SAadr | $180,000 | +1.7% | 25,922 | -2.1% | 0.02% | +4.3% |
| EOI | Sell | EATON VANCE ENHANCED EQ INC | $185,000 | -54.4% | 13,174 | -55.6% | 0.02% | -54.7% |
| AINV | Sell | APOLLO INVT CORP | $157,000 | -8.2% | 25,683 | -3.7% | 0.02% | -8.7% |
| WLL | Sell | WHITING PETE CORP NEW | $154,000 | -33.3% | 28,119 | -32.8% | 0.02% | -33.3% |
| RIG | Sell | TRANSOCEAN LTD | $154,000 | +2.0% | 14,298 | -21.9% | 0.02% | 0.0% |
| RQI | Sell | COHEN & STEERS QUALITY RLTY | $141,000 | -15.6% | 11,226 | -15.1% | 0.02% | -13.6% |
| NOK | Sell | NOKIA CORPsponsored adr | $127,000 | -81.5% | 21,203 | -81.0% | 0.02% | -81.1% |
| JPS | Sell | NUVEEN PFD & INCM SECURTIES | $130,000 | -66.8% | 12,460 | -67.5% | 0.02% | -67.3% |
| SRC | Sell | SPIRIT RLTY CAP INC NEW | $129,000 | +8.4% | 15,100 | -6.2% | 0.02% | +6.2% |
| TICC | Sell | TICC CAPITAL CORP | $133,000 | -1.5% | 19,410 | -8.7% | 0.02% | -5.6% |
| NAT | Sell | NORDIC AMERICAN TANKERS LIMI | $118,000 | -17.5% | 22,107 | -1.8% | 0.02% | -15.8% |
| PNNT | Sell | PENNANTPARK INVT CORP | $102,000 | -9.7% | 13,550 | -11.4% | 0.01% | -13.3% |
| OBE | Sell | OBSIDIAN ENERGY LTD | $28,000 | -24.3% | 26,200 | -9.7% | 0.00% | -20.0% |
| ASM | Exit | AVINO SILVER & GOLD MINES LT | $0 | – | -12,000 | -100.0% | -0.00% | – |
| BTG | Exit | B2GOLD CORP | $0 | – | -10,534 | -100.0% | -0.00% | – |
| GPL | Exit | GREAT PANTHER SILVER LTD | $0 | – | -22,700 | -100.0% | -0.00% | – |
| GFI | Exit | GOLD FIELDS LTD NEWsponsored adr | $0 | – | -11,900 | -100.0% | -0.01% | – |
| MUX | Exit | MCEWEN MNG INC | $0 | – | -26,995 | -100.0% | -0.01% | – |
| KCAP | Exit | KCAP FINL INC | $0 | – | -22,585 | -100.0% | -0.01% | – |
| CLF | Exit | CLIFFS NAT RES INC | $0 | – | -14,255 | -100.0% | -0.01% | – |
| INO | Exit | INOVIO PHARMACEUTICALS INC | $0 | – | -12,400 | -100.0% | -0.01% | – |
| HZNP | Exit | HORIZON PHARMA PLC | $0 | – | -10,500 | -100.0% | -0.02% | – |
| SFL | Exit | SHIP FINANCE INTERNATIONAL L | $0 | – | -10,010 | -100.0% | -0.02% | – |
| JRO | Exit | NUVEEN FLTNG RTE INCM OPP FD | $0 | – | -11,400 | -100.0% | -0.02% | – |
| CCJ | Exit | CAMECO CORP | $0 | – | -15,204 | -100.0% | -0.02% | – |
| ALJ | Exit | ALON USA ENERGY INC | $0 | – | -11,667 | -100.0% | -0.02% | – |
| EMD | Exit | WESTERN ASSET EMRG MKT DEBT | $0 | – | -10,229 | -100.0% | -0.02% | – |
| PBI | Exit | PITNEY BOWES INC | $0 | – | -10,559 | -100.0% | -0.02% | – |
| MRO | Exit | MARATHON OIL CORP | $0 | – | -14,324 | -100.0% | -0.02% | – |
| VXX | Exit | BARCLAYS BK PLCipath s&p500 vix | $0 | – | -13,200 | -100.0% | -0.02% | – |
| IRT | Exit | INDEPENDENCE RLTY TR INC | $0 | – | -17,450 | -100.0% | -0.02% | – |
| TCPC | Exit | TCP CAP CORP | $0 | – | -10,777 | -100.0% | -0.02% | – |
| GNTX | Exit | GENTEX CORP | $0 | – | -10,211 | -100.0% | -0.03% | – |
| IWS | Exit | ISHARES TRrus mdcp val etf | $0 | – | -2,395 | -100.0% | -0.03% | – |
| VRX | Exit | VALEANT PHARMACEUTICALS INTL | $0 | – | -11,434 | -100.0% | -0.03% | – |
| PPG | Exit | PPG INDS INC | $0 | – | -1,822 | -100.0% | -0.03% | – |
| PPL | Exit | PPL CORP | $0 | – | -5,214 | -100.0% | -0.03% | – |
| BWP | Exit | BOARDWALK PIPELINE PARTNERSut ltd partner | $0 | – | -11,241 | -100.0% | -0.03% | – |
| POT | Exit | POTASH CORP SASK INC | $0 | – | -12,875 | -100.0% | -0.03% | – |
| TNH | Exit | TERRA NITROGEN CO L P | $0 | – | -2,490 | -100.0% | -0.03% | – |
| VCR | Exit | VANGUARD WORLD FDSconsum dis etf | $0 | – | -1,486 | -100.0% | -0.03% | – |
| HRB | Exit | BLOCK H & R INC | $0 | – | -7,019 | -100.0% | -0.03% | – |
| VHT | Exit | VANGUARD WORLD FDShealth car etf | $0 | – | -1,490 | -100.0% | -0.03% | – |
| WEN | Exit | WENDYS CO | $0 | – | -14,149 | -100.0% | -0.03% | – |
| VEU | Exit | VANGUARD INTL EQUITY INDEX Fallwrld ex us | $0 | – | -4,565 | -100.0% | -0.03% | – |
| GLD | Exit | SPDR GOLD TRUST | $0 | – | -1,987 | -100.0% | -0.03% | – |
| BRKR | Exit | BRUKER CORP | $0 | – | -8,227 | -100.0% | -0.03% | – |
| KITE | Exit | KITE PHARMA INC | $0 | – | -2,300 | -100.0% | -0.03% | – |
| BB | Exit | BLACKBERRY LTD | $0 | – | -24,293 | -100.0% | -0.03% | – |
| HNP | Exit | HUANENG PWR INTL INC | $0 | – | -8,984 | -100.0% | -0.03% | – |
| IJT | Exit | ISHARES TRsp smcp600gr etf | $0 | – | -1,616 | -100.0% | -0.03% | – |
| CRUS | Exit | CIRRUS LOGIC INC | $0 | – | -3,949 | -100.0% | -0.03% | – |
| UAA | Exit | UNDER ARMOUR INCcl a | $0 | – | -11,910 | -100.0% | -0.03% | – |
| FFIV | Exit | F5 NETWORKS INC | $0 | – | -2,040 | -100.0% | -0.03% | – |
| GLPI | Exit | GAMING & LEISURE PPTYS INC | $0 | – | -6,876 | -100.0% | -0.03% | – |
| TRMB | Exit | TRIMBLE INC | $0 | – | -7,314 | -100.0% | -0.03% | – |
| DFT | Exit | DUPONT FABROS TECHNOLOGY INC | $0 | – | -4,456 | -100.0% | -0.04% | – |
| TEVA | Exit | TEVA PHARMACEUTICAL INDS LTDsponsored adr | $0 | – | -8,389 | -100.0% | -0.04% | – |
| MCHP | Exit | MICROCHIP TECHNOLOGY INC | $0 | – | -3,608 | -100.0% | -0.04% | – |
| Z | Exit | ZILLOW GROUP INCcl c cap stk | $0 | – | -5,821 | -100.0% | -0.04% | – |
| HOG | Exit | HARLEY DAVIDSON INC | $0 | – | -5,614 | -100.0% | -0.04% | – |
| FIVE | Exit | FIVE BELOW INC | $0 | – | -6,367 | -100.0% | -0.04% | – |
| AXON | Exit | AXON ENTERPRISE INC | $0 | – | -12,616 | -100.0% | -0.04% | – |
| BKLN | Exit | POWERSHARES ETF TRUST IIsenior ln port | $0 | – | -14,015 | -100.0% | -0.04% | – |
| IJJ | Exit | ISHARES TRs&p mc 400vl etf | $0 | – | -2,258 | -100.0% | -0.04% | – |
| MINT | Exit | PIMCO ETF TRenhan shrt ma ac | $0 | – | -3,324 | -100.0% | -0.04% | – |
| AAN | Exit | AARONS INC | $0 | – | -9,470 | -100.0% | -0.05% | – |
| ICPT | Exit | INTERCEPT PHARMACEUTICALS IN | $0 | – | -3,150 | -100.0% | -0.05% | – |
| COH | Exit | COACH INC | $0 | – | -9,864 | -100.0% | -0.06% | – |
| MAS | Exit | MASCO CORP | $0 | – | -12,171 | -100.0% | -0.06% | – |
| XLY | Exit | SELECT SECTOR SPDR TRsbi cons discr | $0 | – | -5,354 | -100.0% | -0.06% | – |
| DD | Exit | DU PONT E I DE NEMOURS & CO | $0 | – | -6,095 | -100.0% | -0.06% | – |
| XLP | Exit | SELECT SECTOR SPDR TRsbi cons stpls | $0 | – | -9,153 | -100.0% | -0.07% | – |
| TSO | Exit | TESORO CORP | $0 | – | -6,298 | -100.0% | -0.08% | – |
| AMP | Exit | AMERIPRISE FINL INC | $0 | – | -4,997 | -100.0% | -0.08% | – |
| GPS | Exit | GAP INC DEL | $0 | – | -29,971 | -100.0% | -0.09% | – |
| RAI | Exit | REYNOLDS AMERICAN INC | $0 | – | -11,317 | -100.0% | -0.10% | – |
| OA | Exit | ORBITAL ATK INC | $0 | – | -7,881 | -100.0% | -0.10% | – |
| RRC | Exit | RANGE RES CORP | $0 | – | -34,020 | -100.0% | -0.10% | – |
| TXT | Exit | TEXTRON INC | $0 | – | -17,100 | -100.0% | -0.11% | – |
| BC | Exit | BRUNSWICK CORP | $0 | – | -14,286 | -100.0% | -0.12% | – |
| POOL | Exit | POOL CORPORATION | $0 | – | -7,703 | -100.0% | -0.12% | – |
| TTMI | Exit | TTM TECHNOLOGIES INC | $0 | – | -53,431 | -100.0% | -0.12% | – |
| OKS | Exit | ONEOK PARTNERS LPunit ltd partn | $0 | – | -18,494 | -100.0% | -0.12% | – |
| STT | Exit | STATE STR CORP | $0 | – | -10,612 | -100.0% | -0.12% | – |
| MASI | Exit | MASIMO CORP | $0 | – | -10,658 | -100.0% | -0.13% | – |
| ADI | Exit | ANALOG DEVICES INC | $0 | – | -12,610 | -100.0% | -0.13% | – |
| TTC | Exit | TORO CO | $0 | – | -15,877 | -100.0% | -0.14% | – |
| FDC | Exit | FIRST DATA CORP NEW | $0 | – | -61,700 | -100.0% | -0.15% | – |
| ANTM | Exit | ANTHEM INC | $0 | – | -6,107 | -100.0% | -0.15% | – |
| ULTA | Exit | ULTA BEAUTY INC | $0 | – | -4,154 | -100.0% | -0.16% | – |
| WPM | Exit | WHEATON PRECIOUS METALS CORP | $0 | – | -72,085 | -100.0% | -0.19% | – |
| ADTN | Exit | ADTRAN INC | $0 | – | -140,001 | -100.0% | -0.38% | – |
| IPG | Exit | INTERPUBLIC GROUP COS INC | $0 | – | -198,982 | -100.0% | -0.64% | – |
| LAMR | Exit | LAMAR ADVERTISING CO NEWcl a | $0 | – | -75,734 | -100.0% | -0.73% | – |
| DOW | Exit | DOW CHEM CO | $0 | – | -139,992 | -100.0% | -1.16% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-11-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 32 | Q3 2023 | 13.6% |
| AMAZON COM INC | 32 | Q3 2023 | 4.4% |
| EXXON MOBIL CORP | 32 | Q3 2023 | 3.6% |
| CISCO SYS INC | 32 | Q3 2023 | 2.4% |
| HOME DEPOT INC | 32 | Q3 2023 | 1.7% |
| JPMORGAN CHASE & CO | 32 | Q3 2023 | 1.7% |
| MICROSOFT CORP | 32 | Q3 2023 | 2.1% |
| UNITED PARCEL SERVICE INC | 32 | Q3 2023 | 2.0% |
| META PLATFORMS INC | 32 | Q3 2023 | 2.3% |
| DISNEY WALT CO | 32 | Q3 2023 | 1.5% |
View Sheaff Brock Investment Advisors, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-14 |
| 13F-HR | 2024-02-08 |
| 13F-HR | 2023-11-08 |
| 13F-HR | 2023-08-08 |
| 13F-HR | 2023-05-01 |
| 13F-HR | 2023-02-13 |
| 13F-HR | 2022-11-03 |
| 13F-HR | 2022-08-02 |
| 13F-HR/A | 2022-06-02 |
| 13F-HR/A | 2022-06-02 |
View Sheaff Brock Investment Advisors, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.