$761 Million is the total value of Sheaff Brock Investment Advisors, LLC's 567 reported holdings in Q3 2017. The portfolio turnover from Q2 2017 to Q3 2017 was 23.2% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| T | Buy | AT&T INC | $14,002,000 | +93.8% | 357,470 | +86.7% | 1.84% | +93.5% |
| UPS | Buy | UNITED PARCEL SERVICE INCcl b | $11,923,000 | +9.4% | 99,286 | +0.7% | 1.57% | +9.1% |
| HOMB | Buy | HOME BANCSHARES INC | $10,744,000 | +2.7% | 426,011 | +1.4% | 1.41% | +2.5% |
| ABBV | Buy | ABBVIE INC | $10,628,000 | +35.3% | 119,609 | +10.4% | 1.40% | +35.0% |
| DWDP | New | DOWDUPONT INC | $10,194,000 | – | 147,250 | +100.0% | 1.34% | – |
| DIS | Buy | DISNEY WALT CO | $9,826,000 | -0.0% | 99,685 | +7.8% | 1.29% | -0.2% |
| BMY | Buy | BRISTOL MYERS SQUIBB CO | $9,807,000 | +187.8% | 153,852 | +151.7% | 1.29% | +186.9% |
| HD | Buy | HOME DEPOT INC | $9,560,000 | +7.0% | 58,451 | +0.4% | 1.26% | +6.8% |
| PFE | Buy | PFIZER INC | $9,202,000 | +6.7% | 257,756 | +0.4% | 1.21% | +6.5% |
| TXN | Buy | TEXAS INSTRS INC | $8,451,000 | +24.5% | 94,279 | +6.8% | 1.11% | +24.2% |
| WMT | Buy | WAL-MART STORES INC | $7,918,000 | +4.3% | 101,335 | +1.0% | 1.04% | +4.0% |
| AMZN | Buy | AMAZON COM INC | $7,907,000 | +10.9% | 8,225 | +11.6% | 1.04% | +10.6% |
| OKE | Buy | ONEOK INC NEW | $6,674,000 | +22.7% | 120,443 | +15.5% | 0.88% | +22.5% |
| UTX | Buy | UNITED TECHNOLOGIES CORP | $6,480,000 | -3.5% | 55,822 | +1.5% | 0.85% | -3.7% |
| EXC | Buy | EXELON CORP | $5,903,000 | +4.9% | 156,705 | +0.5% | 0.78% | +4.7% |
| WHR | New | WHIRLPOOL CORP | $5,843,000 | – | 31,679 | +100.0% | 0.77% | – |
| MSFT | Buy | MICROSOFT CORP | $5,780,000 | +31.0% | 77,595 | +21.3% | 0.76% | +30.6% |
| SYY | Buy | SYSCO CORP | $5,737,000 | +8.5% | 106,336 | +1.2% | 0.75% | +8.3% |
| HPT | Buy | HOSPITALITY PPTYS TR | $5,258,000 | -0.9% | 184,551 | +1.4% | 0.69% | -1.1% |
| RF | Buy | REGIONS FINL CORP NEW | $5,138,000 | +39.6% | 337,352 | +34.2% | 0.68% | +39.2% |
| DPS | Buy | DR PEPPER SNAPPLE GROUP INC | $5,007,000 | -1.8% | 56,595 | +1.2% | 0.66% | -1.9% |
| F | Buy | FORD MTR CO DEL | $4,876,000 | +12.7% | 407,322 | +5.4% | 0.64% | +12.5% |
| IBM | Buy | INTERNATIONAL BUSINESS MACHS | $4,684,000 | +9.1% | 32,283 | +15.7% | 0.62% | +8.8% |
| CAT | Buy | CATERPILLAR INC DEL | $3,672,000 | +99.9% | 29,442 | +72.2% | 0.48% | +99.2% |
| KO | Buy | COCA COLA CO | $3,598,000 | +1.4% | 79,930 | +1.1% | 0.47% | +1.3% |
| BABA | Buy | ALIBABA GROUP HLDG LTDsponsored ads | $3,589,000 | +55.7% | 20,779 | +27.0% | 0.47% | +55.8% |
| NVDA | Buy | NVIDIA CORP | $3,519,000 | +70.2% | 19,684 | +37.6% | 0.46% | +69.9% |
| RSP | Buy | RYDEX ETF TRUSTgug s&p500 eq wt | $3,353,000 | +3.1% | 35,093 | +0.0% | 0.44% | +3.0% |
| V | Buy | VISA INC | $3,188,000 | +51.6% | 30,297 | +35.1% | 0.42% | +51.3% |
| LLY | Buy | LILLY ELI & CO | $2,949,000 | +8.7% | 34,477 | +4.6% | 0.39% | +8.4% |
| CME | Buy | CME GROUP INC | $2,912,000 | +9.1% | 21,462 | +0.7% | 0.38% | +9.1% |
| ORCL | Buy | ORACLE CORP | $2,894,000 | -1.6% | 59,846 | +2.0% | 0.38% | -1.8% |
| MA | Buy | MASTERCARD INCORPORATEDcl a | $2,830,000 | +16.7% | 20,042 | +0.4% | 0.37% | +16.6% |
| MS | Buy | MORGAN STANLEY | $2,703,000 | +143.7% | 56,120 | +125.5% | 0.36% | +143.2% |
| GLW | Buy | CORNING INC | $2,571,000 | +48.4% | 85,924 | +49.0% | 0.34% | +48.2% |
| GILD | Buy | GILEAD SCIENCES INC | $2,416,000 | +30.3% | 29,816 | +13.8% | 0.32% | +29.9% |
| CMI | Buy | CUMMINS INC | $2,295,000 | +89.4% | 13,660 | +82.8% | 0.30% | +88.8% |
| DUK | Buy | DUKE ENERGY CORP NEW | $2,268,000 | +2.5% | 27,023 | +2.1% | 0.30% | +2.4% |
| MDT | Buy | MEDTRONIC PLC | $2,202,000 | -12.3% | 28,316 | +0.1% | 0.29% | -12.4% |
| TTE | Buy | TOTAL S Asponsored adr | $2,198,000 | +129.0% | 41,060 | +112.1% | 0.29% | +129.4% |
| QQQ | Buy | POWERSHARES QQQ TRUSTunit ser 1 | $2,064,000 | +11.1% | 14,191 | +5.2% | 0.27% | +11.1% |
| EPD | Buy | ENTERPRISE PRODS PARTNERS L | $2,035,000 | -1.7% | 78,059 | +2.1% | 0.27% | -2.2% |
| SO | Buy | SOUTHERN CO | $1,917,000 | +2.7% | 39,006 | +0.0% | 0.25% | +2.4% |
| LRCX | Buy | LAM RESEARCH CORP | $1,874,000 | +36.6% | 10,126 | +4.4% | 0.25% | +35.9% |
| PG | Buy | PROCTER AND GAMBLE CO | $1,742,000 | +5.6% | 19,152 | +1.2% | 0.23% | +5.5% |
| SBUX | Buy | STARBUCKS CORP | $1,565,000 | +0.1% | 29,132 | +8.7% | 0.21% | 0.0% |
| LVS | Buy | LAS VEGAS SANDS CORP | $1,553,000 | +13.3% | 24,202 | +12.8% | 0.20% | +12.7% |
| DIA | Buy | SPDR DOW JONES INDL AVRG ETFut ser 1 | $1,387,000 | +6.7% | 6,196 | +1.7% | 0.18% | +6.4% |
| PHK | Buy | PIMCO HIGH INCOME FD | $1,330,000 | +2.1% | 159,893 | +7.3% | 0.18% | +1.7% |
| TJX | Buy | TJX COS INC NEW | $1,285,000 | +4.8% | 17,425 | +2.6% | 0.17% | +5.0% |
| SWKS | Buy | SKYWORKS SOLUTIONS INC | $1,246,000 | +181.3% | 12,228 | +164.7% | 0.16% | +182.8% |
| HUN | Buy | HUNTSMAN CORP | $1,246,000 | +8.1% | 45,456 | +1.9% | 0.16% | +7.9% |
| TRV | Buy | TRAVELERS COMPANIES INC | $1,238,000 | +1.4% | 10,108 | +4.7% | 0.16% | +1.2% |
| USA | Buy | LIBERTY ALL STAR EQUITY FDsh ben int | $1,225,000 | +8.0% | 203,149 | +1.4% | 0.16% | +8.1% |
| UNP | Buy | UNION PAC CORP | $1,188,000 | +6.5% | 10,241 | +0.0% | 0.16% | +6.1% |
| ES | Buy | EVERSOURCE ENERGY | $1,168,000 | -0.3% | 19,317 | +0.1% | 0.15% | -0.6% |
| GAB | Buy | GABELLI EQUITY TR INC | $1,158,000 | +13.0% | 178,225 | +7.5% | 0.15% | +12.6% |
| D | Buy | DOMINION ENERGY INC | $1,148,000 | +2.2% | 14,928 | +1.9% | 0.15% | +2.0% |
| COST | Buy | COSTCO WHSL CORP NEW | $1,131,000 | +18.7% | 6,885 | +15.5% | 0.15% | +19.2% |
| NSC | Buy | NORFOLK SOUTHERN CORP | $1,109,000 | +8.6% | 8,390 | +0.0% | 0.15% | +9.0% |
| EXG | Buy | EATON VANCE TAX MNGD GBL DV | $1,100,000 | +2.4% | 117,645 | +0.4% | 0.14% | +2.8% |
| CBRE | Buy | CBRE GROUP INCcl a | $1,099,000 | +392.8% | 29,018 | +373.8% | 0.14% | +396.6% |
| FOXA | Buy | TWENTY FIRST CENTY FOX INCcl a | $1,096,000 | -3.9% | 41,553 | +3.2% | 0.14% | -4.0% |
| NLY | Buy | ANNALY CAP MGMT INC | $1,024,000 | +1.4% | 83,994 | +0.2% | 0.14% | +1.5% |
| CBS | Buy | CBS CORP NEWcl b | $964,000 | +139.2% | 16,623 | +162.9% | 0.13% | +139.6% |
| TSS | New | TOTAL SYS SVCS INC | $922,000 | – | 14,073 | +100.0% | 0.12% | – |
| NEOS | New | NEOS THERAPEUTICS INC | $915,000 | – | 100,000 | +100.0% | 0.12% | – |
| AGN | Buy | ALLERGAN PLC | $911,000 | -11.3% | 4,446 | +5.3% | 0.12% | -11.1% |
| MMM | Buy | 3M CO | $917,000 | +2.5% | 4,368 | +1.6% | 0.12% | +1.7% |
| MAIN | Buy | MAIN STREET CAPITAL CORP | $913,000 | +6.2% | 22,957 | +2.6% | 0.12% | +6.2% |
| DRE | Buy | DUKE REALTY CORP | $894,000 | +4.9% | 31,026 | +1.8% | 0.12% | +4.5% |
| ABT | Buy | ABBOTT LABS | $865,000 | +11.2% | 16,218 | +1.3% | 0.11% | +11.8% |
| ODFL | New | OLD DOMINION FGHT LINES INC | $870,000 | – | 7,901 | +100.0% | 0.11% | – |
| DVY | Buy | ISHARES TRselect divid etf | $863,000 | +2.1% | 9,216 | +0.5% | 0.11% | +1.8% |
| SRE | Buy | SEMPRA ENERGY | $850,000 | +1.3% | 7,449 | +0.1% | 0.11% | +1.8% |
| DLR | Buy | DIGITAL RLTY TR INC | $845,000 | +65.4% | 7,138 | +57.7% | 0.11% | +65.7% |
| O | Buy | REALTY INCOME CORP | $830,000 | +6.1% | 14,517 | +2.4% | 0.11% | +5.8% |
| MDC | New | M D C HLDGS INC | $822,000 | – | 24,764 | +100.0% | 0.11% | – |
| XLE | Buy | SELECT SECTOR SPDR TRenergy | $800,000 | +61.0% | 11,688 | +52.6% | 0.10% | +61.5% |
| XON | Buy | INTREXON CORP | $769,000 | -6.8% | 40,452 | +18.1% | 0.10% | -7.3% |
| AGNC | Buy | AGNC INVT CORP | $771,000 | +2.3% | 35,551 | +0.4% | 0.10% | +2.0% |
| CL | Buy | COLGATE PALMOLIVE CO | $740,000 | -1.7% | 10,164 | +0.0% | 0.10% | -2.0% |
| GPORQ | New | GULFPORT ENERGY CORP | $717,000 | – | 50,000 | +100.0% | 0.09% | – |
| MET | Buy | METLIFE INC | $686,000 | +1.3% | 13,197 | +7.2% | 0.09% | +1.1% |
| AEP | Buy | AMERICAN ELEC PWR INC | $687,000 | +4.4% | 9,780 | +3.2% | 0.09% | +3.4% |
| XLF | Buy | SELECT SECTOR SPDR TRsbi int-finl | $664,000 | +76.1% | 25,674 | +67.9% | 0.09% | +74.0% |
| MPC | Buy | MARATHON PETE CORP | $652,000 | +103.1% | 11,625 | +89.8% | 0.09% | +104.8% |
| PMM | Buy | PUTNAM MANAGED MUN INCOM TR | $651,000 | +11.1% | 86,050 | +10.2% | 0.09% | +11.7% |
| VOO | Buy | VANGUARD INDEX FDS | $657,000 | +60.6% | 2,848 | +54.5% | 0.09% | +59.3% |
| LUV | Buy | SOUTHWEST AIRLS CO | $628,000 | -7.4% | 11,223 | +2.8% | 0.08% | -6.7% |
| CCL | New | CARNIVAL CORPunit 99/99/9999 | $623,000 | – | 9,654 | +100.0% | 0.08% | – |
| MU | Buy | MICRON TECHNOLOGY INC | $625,000 | +55.1% | 15,892 | +17.8% | 0.08% | +54.7% |
| ANDV | New | ANDEAVOR | $608,000 | – | 5,891 | +100.0% | 0.08% | – |
| HYT | Buy | BLACKROCK CORPOR HI YLD FD I | $596,000 | +5.3% | 52,707 | +2.1% | 0.08% | +4.0% |
| CI | Buy | CIGNA CORPORATION | $576,000 | +15.4% | 3,079 | +3.4% | 0.08% | +15.2% |
| HUM | Buy | HUMANA INC | $568,000 | +1.4% | 2,330 | +0.0% | 0.08% | +1.4% |
| WELL | Buy | WELLTOWER INC | $553,000 | -3.7% | 7,864 | +2.6% | 0.07% | -3.9% |
| WM | Buy | WASTE MGMT INC DEL | $557,000 | +6.9% | 7,122 | +0.3% | 0.07% | +5.8% |
| AVGO | Buy | BROADCOM LTD | $550,000 | +145.5% | 2,267 | +136.4% | 0.07% | +148.3% |
| VYM | Buy | VANGUARD WHITEHALL FDS INChigh div yld | $550,000 | +4.4% | 6,785 | +0.7% | 0.07% | +4.3% |
| TY | Buy | TRI CONTL CORP | $530,000 | +10.2% | 20,751 | +5.1% | 0.07% | +11.1% |
| NTAP | Buy | NETAPP INC | $531,000 | +9.9% | 12,137 | +0.6% | 0.07% | +9.4% |
| OMER | Buy | OMEROS CORP | $535,000 | +11.9% | 24,750 | +3.1% | 0.07% | +11.1% |
| ATVI | Buy | ACTIVISION BLIZZARD INC | $525,000 | +82.9% | 8,141 | +63.1% | 0.07% | +81.6% |
| KMB | Buy | KIMBERLY CLARK CORP | $518,000 | -8.5% | 4,399 | +0.4% | 0.07% | -9.3% |
| SLB | Buy | SCHLUMBERGER LTD | $507,000 | +12.2% | 7,272 | +5.9% | 0.07% | +11.7% |
| DTE | Buy | DTE ENERGY CO | $512,000 | +2.2% | 4,766 | +0.6% | 0.07% | +1.5% |
| QLD | Buy | PROSHARES TR | $500,000 | +116.5% | 7,793 | +289.6% | 0.07% | +120.0% |
| CAG | Buy | CONAGRA BRANDS INC | $485,000 | -5.6% | 14,368 | +0.0% | 0.06% | -5.9% |
| ITW | Buy | ILLINOIS TOOL WKS INC | $485,000 | +22.8% | 3,280 | +18.8% | 0.06% | +23.1% |
| FONR | Buy | FONAR CORP | $484,000 | +24.4% | 15,880 | +13.2% | 0.06% | +25.5% |
| NRZ | Buy | NEW RESIDENTIAL INVT CORP | $489,000 | +11.6% | 29,250 | +3.8% | 0.06% | +10.3% |
| MPW | Buy | MEDICAL PPTYS TRUST INC | $485,000 | +21.9% | 36,962 | +19.6% | 0.06% | +23.1% |
| EPR | Buy | EPR PPTYS | $456,000 | -2.8% | 6,534 | +0.0% | 0.06% | -3.2% |
| TTWO | New | TAKE-TWO INTERACTIVE SOFTWAR | $450,000 | – | 4,398 | +100.0% | 0.06% | – |
| BDJ | Buy | BLACKROCK ENHANCED EQT DIV T | $452,000 | +5.4% | 49,847 | +2.3% | 0.06% | +5.4% |
| PACW | Buy | PACWEST BANCORP DEL | $424,000 | +40.4% | 8,387 | +29.6% | 0.06% | +40.0% |
| HBAN | Buy | HUNTINGTON BANCSHARES INC | $430,000 | +3.4% | 30,805 | +0.0% | 0.06% | +1.8% |
| RTN | Buy | RAYTHEON CO | $428,000 | +18.9% | 2,292 | +2.7% | 0.06% | +19.1% |
| BND | New | VANGUARD BD INDEX FD INCtotal bnd mrkt | $417,000 | – | 5,088 | +100.0% | 0.06% | – |
| FANG | Buy | DIAMONDBACK ENERGY INC | $411,000 | +12.9% | 4,200 | +2.4% | 0.05% | +12.5% |
| AMD | Buy | ADVANCED MICRO DEVICES INC | $408,000 | +45.7% | 31,975 | +42.6% | 0.05% | +45.9% |
| WPC | Buy | W P CAREY INC | $412,000 | +3.5% | 6,109 | +1.3% | 0.05% | +3.8% |
| CLVS | Buy | CLOVIS ONCOLOGY INC | $404,000 | +2.0% | 4,900 | +16.0% | 0.05% | +1.9% |
| GIS | Buy | GENERAL MLS INC | $406,000 | -2.6% | 7,850 | +4.2% | 0.05% | -3.6% |
| LQD | Buy | ISHARES TRiboxx inv cp etf | $399,000 | +0.5% | 3,294 | +0.1% | 0.05% | 0.0% |
| NYCB | Buy | NEW YORK CMNTY BANCORP INC | $390,000 | +43.4% | 30,253 | +45.9% | 0.05% | +41.7% |
| AMTD | Buy | TD AMERITRADE HLDG CORP | $387,000 | +15.2% | 7,929 | +1.3% | 0.05% | +15.9% |
| OXY | Buy | OCCIDENTAL PETE CORP DEL | $382,000 | +7.3% | 5,951 | +0.2% | 0.05% | +6.4% |
| VWO | Buy | VANGUARD INTL EQUITY INDEX Fftse emr mkt etf | $364,000 | +10.6% | 8,351 | +3.6% | 0.05% | +11.6% |
| APU | New | AMERIGAS PARTNERS L Punit l p int | $358,000 | – | 7,957 | +100.0% | 0.05% | – |
| HAL | Buy | HALLIBURTON CO | $357,000 | +9.2% | 7,760 | +1.3% | 0.05% | +9.3% |
| TLP | Buy | TRANSMONTAIGNE PARTNERS L P | $354,000 | +4.1% | 8,300 | +2.5% | 0.05% | +4.4% |
| PAA | Buy | PLAINS ALL AMERN PIPELINE Lunit ltd partn | $353,000 | -18.5% | 16,680 | +1.2% | 0.05% | -19.3% |
| BSV | New | VANGUARD BD INDEX FD INCshort trm bond | $349,000 | – | 4,367 | +100.0% | 0.05% | – |
| NS | Buy | NUSTAR ENERGY LP | $340,000 | -11.2% | 8,379 | +1.9% | 0.04% | -10.0% |
| GS | Buy | GOLDMAN SACHS GROUP INC | $339,000 | +6.9% | 1,430 | +0.1% | 0.04% | +7.1% |
| BXMX | Buy | NUVEEN S&P 500 BUY-WRITE INC | $339,000 | +0.9% | 24,282 | +0.0% | 0.04% | +2.3% |
| XLB | Buy | SELECT SECTOR SPDR TRsbi materials | $345,000 | +42.6% | 6,076 | +34.9% | 0.04% | +40.6% |
| RWO | Buy | SPDR INDEX SHS FDSdj glb rl es etf | $337,000 | +1.8% | 7,056 | +1.7% | 0.04% | 0.0% |
| BTI | New | BRITISH AMERN TOB PLCsponsored adr | $337,000 | – | 5,399 | +100.0% | 0.04% | – |
| MCK | Buy | MCKESSON CORP | $324,000 | -2.1% | 2,111 | +4.9% | 0.04% | -2.3% |
| AEE | Buy | AMEREN CORP | $327,000 | +5.8% | 5,650 | +0.0% | 0.04% | +4.9% |
| RAD | Buy | RITE AID CORP | $317,000 | -20.2% | 161,800 | +20.1% | 0.04% | -19.2% |
| MHK | New | MOHAWK INDS INC | $316,000 | – | 1,275 | +100.0% | 0.04% | – |
| STZ | Buy | CONSTELLATION BRANDS INCcl a | $321,000 | +3.5% | 1,610 | +0.6% | 0.04% | +2.4% |
| PGF | Buy | POWERSHARES ETF TRUSTfinl pfd ptfl | $311,000 | 0.0% | 16,380 | +0.7% | 0.04% | 0.0% |
| GME | Buy | GAMESTOP CORP NEWcl a | $307,000 | +1.0% | 14,872 | +5.8% | 0.04% | 0.0% |
| FE | Buy | FIRSTENERGY CORP | $303,000 | +9.4% | 9,831 | +3.4% | 0.04% | +11.1% |
| VGK | Buy | VANGUARD INTL EQUITY INDEX Fftse europe etf | $303,000 | +10.2% | 5,188 | +4.1% | 0.04% | +11.1% |
| KRG | New | KITE RLTY GROUP TR | $296,000 | – | 14,606 | +100.0% | 0.04% | – |
| WB | New | WEIBO CORPsponsored adr | $297,000 | – | 2,999 | +100.0% | 0.04% | – |
| PHM | Buy | PULTE GROUP INC | $293,000 | +21.1% | 10,725 | +8.6% | 0.04% | +18.8% |
| CII | Buy | BLACKROCK ENH CAP & INC FD I | $292,000 | +7.7% | 18,690 | +2.7% | 0.04% | +5.6% |
| XBI | New | SPDR SERIES TRUSTs&p biotech | $290,000 | – | 3,346 | +100.0% | 0.04% | – |
| VNQ | Buy | VANGUARD INDEX FDSreit etf | $285,000 | +5.9% | 3,428 | +5.9% | 0.04% | +5.7% |
| AMLP | Buy | ALPS ETF TRalerian mlp | $278,000 | +102.9% | 24,792 | +115.7% | 0.04% | +105.6% |
| IJR | Buy | ISHARES TRcore s&p scp etf | $281,000 | +14.7% | 3,789 | +8.6% | 0.04% | +15.6% |
| NZF | Buy | NUVEEN MUNICIPAL CREDIT INC | $284,000 | +6.0% | 18,654 | +3.9% | 0.04% | +5.7% |
| HFC | Buy | HOLLYFRONTIER CORP | $281,000 | +32.5% | 7,807 | +1.3% | 0.04% | +32.1% |
| XEL | Buy | XCEL ENERGY INC | $276,000 | +3.4% | 5,827 | +0.0% | 0.04% | +2.9% |
| BIV | Buy | VANGUARD BD INDEX FD INCintermed term | $275,000 | +1.9% | 3,253 | +1.8% | 0.04% | 0.0% |
| HCP | Buy | HCP INC | $275,000 | +0.7% | 9,895 | +15.6% | 0.04% | 0.0% |
| PX | Buy | PRAXAIR INC | $277,000 | +10.4% | 1,985 | +4.6% | 0.04% | +9.1% |
| SCHD | Buy | SCHWAB STRATEGIC TRus dividend eq | $268,000 | +4.7% | 5,728 | +0.7% | 0.04% | +2.9% |
| CPB | Buy | CAMPBELL SOUP CO | $264,000 | -8.7% | 5,636 | +1.8% | 0.04% | -7.9% |
| FFC | Buy | FLAHERTY&CRMN PFD SEC INCOM | $261,000 | -1.5% | 12,174 | +0.8% | 0.03% | -2.9% |
| XIV | New | CREDIT SUISSE NASSAU BRHinvrs vix sterm | $262,000 | – | 2,682 | +100.0% | 0.03% | – |
| WMB | Buy | WILLIAMS COS INC DEL | $257,000 | -0.4% | 8,562 | +0.7% | 0.03% | 0.0% |
| SCHC | Buy | SCHWAB STRATEGIC TRintl sceqt etf | $256,000 | +14.8% | 7,143 | +7.5% | 0.03% | +17.2% |
| RPM | Buy | RPM INTL INC | $252,000 | -6.0% | 4,911 | +0.1% | 0.03% | -5.7% |
| MGK | New | VANGUARD WORLD FDmega grwth ind | $248,000 | – | 2,366 | +100.0% | 0.03% | – |
| UNIT | New | UNITI GROUP INC | $252,000 | – | 17,218 | +100.0% | 0.03% | – |
| CTSH | New | COGNIZANT TECHNOLOGY SOLUTIOcl a | $252,000 | – | 3,468 | +100.0% | 0.03% | – |
| TD | Buy | TORONTO DOMINION BK ONT | $245,000 | +15.0% | 4,350 | +2.9% | 0.03% | +14.3% |
| HIO | Buy | WESTERN ASSET HIGH INCM OPP | $246,000 | +5.6% | 48,012 | +4.3% | 0.03% | +3.2% |
| VUG | Buy | VANGUARD INDEX FDSgrowth etf | $246,000 | +7.9% | 1,854 | +3.5% | 0.03% | +6.7% |
| REM | Buy | ISHARES TRmtg rel etf new | $242,000 | +5.7% | 5,158 | +4.2% | 0.03% | +6.7% |
| IVV | Buy | ISHARES TRcore s&p500 etf | $247,000 | +5.6% | 978 | +1.9% | 0.03% | +3.2% |
| GSK | Buy | GLAXOSMITHKLINE PLCsponsored adr | $233,000 | -5.7% | 5,743 | +0.2% | 0.03% | -6.1% |
| KMX | New | CARMAX INC | $235,000 | – | 3,095 | +100.0% | 0.03% | – |
| NCZ | Buy | ALLIANZGI CONV & INCOME FD I | $233,000 | +46.5% | 37,338 | +46.5% | 0.03% | +47.6% |
| IWM | Buy | ISHARES TRrussell 2000 etf | $236,000 | +5.4% | 1,593 | +0.2% | 0.03% | +6.9% |
| IAU | Buy | ISHARES GOLD TRUSTishares | $228,000 | +17.5% | 18,540 | +14.2% | 0.03% | +15.4% |
| CHK | Buy | CHESAPEAKE ENERGY CORP | $232,000 | +41.5% | 54,055 | +63.5% | 0.03% | +36.4% |
| OBCI | Buy | OCEAN BIO CHEM INC | $225,000 | +32.4% | 44,600 | +7.5% | 0.03% | +36.4% |
| PANW | New | PALO ALTO NETWORKS INC | $230,000 | – | 1,595 | +100.0% | 0.03% | – |
| STLD | Buy | STEEL DYNAMICS INC | $222,000 | -3.1% | 6,426 | +0.3% | 0.03% | -3.3% |
| EVT | Buy | EATON VANCE TAX ADVT DIV INC | $217,000 | +1.4% | 9,813 | +0.2% | 0.03% | +3.6% |
| EMR | Buy | EMERSON ELEC CO | $218,000 | +8.5% | 3,466 | +3.1% | 0.03% | +11.5% |
| MLCO | New | MELCO RESORT ENTERTAINMENT Ladr | $217,000 | – | 9,000 | +100.0% | 0.03% | – |
| ARLP | New | ALLIANCE RES PARTNER L Put ltd part | $219,000 | – | 11,295 | +100.0% | 0.03% | – |
| DAL | New | DELTA AIR LINES INC DEL | $222,000 | – | 4,606 | +100.0% | 0.03% | – |
| IJH | New | ISHARES TRcore s&p mcp etf | $222,000 | – | 1,239 | +100.0% | 0.03% | – |
| GGT | Buy | GABELLI MULTIMEDIA TR INC | $216,000 | +11.9% | 22,274 | +3.4% | 0.03% | +12.0% |
| AN | New | AUTONATION INC | $212,000 | – | 4,468 | +100.0% | 0.03% | – |
| VGR | Buy | VECTOR GROUP LTD | $214,000 | +0.9% | 10,440 | +5.1% | 0.03% | 0.0% |
| CRM | New | SALESFORCE COM INC | $214,000 | – | 2,286 | +100.0% | 0.03% | – |
| TMP | New | TOMPKINS FINANCIAL CORPORATI | $215,000 | – | 2,500 | +100.0% | 0.03% | – |
| EEM | New | ISHARES TRmsci emg mkt etf | $211,000 | – | 4,715 | +100.0% | 0.03% | – |
| USG | New | U S G CORP | $211,000 | – | 6,450 | +100.0% | 0.03% | – |
| SINA | New | SINA CORPord | $214,000 | – | 1,865 | +100.0% | 0.03% | – |
| KKR | Buy | KKR & CO L P DEL | $206,000 | +9.6% | 10,123 | +0.0% | 0.03% | +8.0% |
| RCL | New | ROYAL CARIBBEAN CRUISES LTD | $204,000 | – | 1,718 | +100.0% | 0.03% | – |
| DNP | Buy | DNP SELECT INCOME FD | $202,000 | +7.4% | 17,620 | +2.9% | 0.03% | +8.0% |
| CHI | Buy | CALAMOS CONV OPP AND INC FDsh ben int | $204,000 | +5.2% | 17,732 | +2.7% | 0.03% | +3.8% |
| MYL | Buy | MYLAN N V | $201,000 | -4.3% | 6,405 | +18.5% | 0.03% | -7.1% |
| TWO | Buy | TWO HBRS INVT CORP | $198,000 | +7.0% | 19,596 | +4.8% | 0.03% | +8.3% |
| SXCP | Buy | SUNCOKE ENERGY PARTNERS L P | $196,000 | +0.5% | 11,400 | +2.7% | 0.03% | 0.0% |
| MUA | Buy | BLACKROCK MUNIASSETS FD INC | $196,000 | +8.9% | 13,000 | +8.3% | 0.03% | +8.3% |
| CVA | Buy | COVANTA HLDG CORP | $195,000 | +12.7% | 13,102 | +0.2% | 0.03% | +13.0% |
| TCAP | Buy | TRIANGLE CAP CORP | $191,000 | -17.3% | 13,374 | +2.0% | 0.02% | -16.7% |
| GHL | New | GREENHILL & CO INC | $183,000 | – | 11,000 | +100.0% | 0.02% | – |
| FEYE | New | FIREEYE INC | $179,000 | – | 10,648 | +100.0% | 0.02% | – |
| NVG | Buy | NUVEEN AMT FREE MUN CR INC F | $173,000 | +8.1% | 11,264 | +6.3% | 0.02% | +9.5% |
| MDRX | New | ALLSCRIPTS HEALTHCARE SOLUTN | $174,000 | – | 12,207 | +100.0% | 0.02% | – |
| MHI | New | PIONEER MUN HIGH INCOME TR | $159,000 | – | 13,200 | +100.0% | 0.02% | – |
| VER | Buy | VEREIT INC | $157,000 | +37.7% | 18,885 | +34.6% | 0.02% | +40.0% |
| GGN | New | GAMCO GLOBAL GOLD NAT RES & | $162,000 | – | 28,820 | +100.0% | 0.02% | – |
| ERC | Buy | WELLS FARGO MULTI SECTOR INC | $157,000 | +4.7% | 11,715 | +4.5% | 0.02% | +5.0% |
| HDSN | Buy | HUDSON TECHNOLOGIES INC | $154,000 | +25.2% | 19,750 | +36.2% | 0.02% | +25.0% |
| ORC | Buy | ORCHID IS CAP INC | $137,000 | +22.3% | 13,416 | +17.6% | 0.02% | +20.0% |
| NCV | New | ALLIANZGI CONV & INCOME FD | $120,000 | – | 16,925 | +100.0% | 0.02% | – |
| FSM | Buy | FORTUNA SILVER MINES INC | $114,000 | +100.0% | 26,040 | +123.7% | 0.02% | +87.5% |
| FAX | Buy | ABERDEEN ASIA PACIFIC INCOM | $109,000 | +14.7% | 21,166 | +11.3% | 0.01% | +7.7% |
| OIA | Buy | INVESCO MUNI INCOME OPP TRST | $97,000 | +21.2% | 12,333 | +19.4% | 0.01% | +18.2% |
| AKS | Buy | AK STL HLDG CORP | $77,000 | -13.5% | 13,800 | +1.5% | 0.01% | -16.7% |
| FGPRQ | Buy | FERRELLGAS PARTNERS L.P.unit ltd part | $65,000 | +12.1% | 12,741 | +0.0% | 0.01% | +12.5% |
| ACHN | Buy | ACHILLION PHARMACEUTICALS IN | $55,000 | +19.6% | 12,300 | +23.0% | 0.01% | +16.7% |
| PDLI | Buy | PDL BIOPHARMA INC | $54,000 | +68.8% | 16,018 | +23.0% | 0.01% | +75.0% |
| TA | New | TRAVELCENTERS AMER LLC | $43,000 | – | 10,148 | +100.0% | 0.01% | – |
| SXEEQ | New | SOUTHCROSS ENERGY PARTNERS L | $41,000 | – | 17,436 | +100.0% | 0.01% | – |
| AUY | Buy | YAMANA GOLD INC | $35,000 | +34.6% | 13,290 | +23.2% | 0.01% | +66.7% |
| BXEFF | New | BELLATRIX EXPLORATION LTD | $30,000 | – | 10,642 | +100.0% | 0.00% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-11-13
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 32 | Q3 2023 | 13.6% |
| AMAZON COM INC | 32 | Q3 2023 | 4.4% |
| EXXON MOBIL CORP | 32 | Q3 2023 | 3.6% |
| CISCO SYS INC | 32 | Q3 2023 | 2.4% |
| HOME DEPOT INC | 32 | Q3 2023 | 1.7% |
| JPMORGAN CHASE & CO | 32 | Q3 2023 | 1.7% |
| MICROSOFT CORP | 32 | Q3 2023 | 2.1% |
| UNITED PARCEL SERVICE INC | 32 | Q3 2023 | 2.0% |
| META PLATFORMS INC | 32 | Q3 2023 | 2.3% |
| DISNEY WALT CO | 32 | Q3 2023 | 1.5% |
View Sheaff Brock Investment Advisors, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-14 |
| 13F-HR | 2024-02-08 |
| 13F-HR | 2023-11-08 |
| 13F-HR | 2023-08-08 |
| 13F-HR | 2023-05-01 |
| 13F-HR | 2023-02-13 |
| 13F-HR | 2022-11-03 |
| 13F-HR | 2022-08-02 |
| 13F-HR/A | 2022-06-02 |
| 13F-HR/A | 2022-06-02 |
View Sheaff Brock Investment Advisors, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.