$791 Million is the total value of Sheaff Brock Investment Advisors, LLC's 618 reported holdings in Q4 2016. The portfolio turnover from Q3 2016 to Q4 2016 was 26.5% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AAPL | Sell | APPLE INC | $64,178,000 | -5.8% | 554,122 | -8.0% | 8.12% | -10.7% |
| XOM | Sell | EXXON MOBIL CORP | $24,725,000 | -4.3% | 273,926 | -7.5% | 3.13% | -9.3% |
| FB | Sell | FACEBOOK INCcl a | $12,160,000 | -25.5% | 105,694 | -16.9% | 1.54% | -29.4% |
| VZ | Sell | VERIZON COMMUNICATIONS IN | $11,745,000 | -3.1% | 220,034 | -5.6% | 1.49% | -8.2% |
| HOMB | Sell | HOME BANCSHARES INC | $11,668,000 | +30.3% | 420,182 | -2.3% | 1.48% | +23.5% |
| UPS | Sell | UNITED PARCEL SERVICE INCcl b | $10,805,000 | -26.6% | 94,255 | -30.0% | 1.37% | -30.4% |
| IBM | Sell | INTERNATIONAL BUSINESS MA | $10,323,000 | +1.7% | 62,189 | -2.7% | 1.31% | -3.6% |
| DIS | Sell | DISNEY WALT CO | $10,123,000 | +5.7% | 97,131 | -5.8% | 1.28% | +0.2% |
| INTC | Sell | INTEL CORP | $10,120,000 | -5.8% | 279,008 | -1.9% | 1.28% | -10.7% |
| BA | Sell | BOEING CO | $8,717,000 | +13.1% | 55,996 | -4.3% | 1.10% | +7.2% |
| MO | Sell | ALTRIA GROUP INC | $8,272,000 | +5.3% | 122,327 | -1.5% | 1.05% | -0.2% |
| T | Sell | AT&T INC | $8,172,000 | -23.4% | 192,157 | -26.8% | 1.03% | -27.3% |
| GE | Sell | GENERAL ELECTRIC CO | $8,167,000 | -0.6% | 258,439 | -6.9% | 1.03% | -5.8% |
| DOW | Sell | DOW CHEM CO | $8,131,000 | +5.8% | 142,105 | -4.2% | 1.03% | +0.3% |
| HD | Sell | HOME DEPOT INC | $7,898,000 | +2.9% | 58,908 | -1.2% | 1.00% | -2.4% |
| PM | Sell | PHILIP MORRIS INTL INC | $7,109,000 | -7.8% | 77,702 | -2.0% | 0.90% | -12.6% |
| BAC | Sell | BANK AMER CORP | $7,078,000 | +7.4% | 320,269 | -24.0% | 0.90% | +1.7% |
| ABBV | Sell | ABBVIE INC | $6,904,000 | -2.6% | 110,244 | -1.9% | 0.87% | -7.7% |
| VLO | Sell | VALERO ENERGY CORP NEW | $6,866,000 | +21.7% | 100,498 | -5.6% | 0.87% | +15.3% |
| IP | Sell | INTL PAPER CO | $6,330,000 | +3.7% | 119,297 | -6.3% | 0.80% | -1.7% |
| FL | Sell | FOOT LOCKER INC | $6,316,000 | -13.4% | 89,092 | -17.2% | 0.80% | -17.9% |
| AMGN | Sell | AMGEN INC | $6,147,000 | -14.1% | 42,043 | -2.0% | 0.78% | -18.5% |
| GM | Sell | GENERAL MTRS CO | $6,133,000 | +9.3% | 176,045 | -0.4% | 0.78% | +3.6% |
| GNTX | Sell | GENTEX CORP | $5,658,000 | +6.5% | 287,364 | -5.0% | 0.72% | +1.0% |
| HPT | Sell | HOSPITALITY PPTYS TR | $5,549,000 | +4.5% | 174,832 | -2.2% | 0.70% | -1.0% |
| PCAR | Sell | PACCAR INC | $5,347,000 | +3.5% | 83,684 | -4.7% | 0.68% | -1.9% |
| TGT | Sell | TARGET CORP | $5,069,000 | +0.3% | 70,176 | -4.6% | 0.64% | -5.0% |
| LAMR | Sell | LAMAR ADVERTISING CO NEWcl a | $5,060,000 | +0.2% | 75,252 | -2.6% | 0.64% | -5.0% |
| TMK | Sell | TORCHMARK CORP | $4,994,000 | +12.8% | 67,701 | -2.3% | 0.63% | +6.9% |
| CELG | Sell | CELGENE CORP | $4,930,000 | +10.5% | 42,595 | -0.2% | 0.62% | +4.9% |
| JNJ | Sell | JOHNSON & JOHNSON | $4,833,000 | -52.9% | 41,953 | -51.8% | 0.61% | -55.4% |
| MSFT | Sell | MICROSOFT CORP | $4,777,000 | -17.8% | 76,880 | -23.8% | 0.60% | -22.2% |
| COP | Sell | CONOCOPHILLIPS | $4,570,000 | +15.1% | 91,145 | -0.2% | 0.58% | +9.1% |
| IPG | Sell | INTERPUBLIC GROUP COS INC | $4,559,000 | +2.7% | 194,744 | -1.9% | 0.58% | -2.5% |
| JPM | Sell | JPMORGAN CHASE & CO | $4,490,000 | +27.6% | 52,039 | -1.5% | 0.57% | +20.9% |
| ETP | Sell | ENERGY TRANSFER PRTNRS Lunit ltd partn | $3,984,000 | -19.8% | 111,241 | -17.2% | 0.50% | -24.0% |
| BMY | Sell | BRISTOL MYERS SQUIBB CO | $3,745,000 | +0.3% | 64,089 | -7.5% | 0.47% | -5.0% |
| WBA | Sell | WALGREENS BOOTS ALLIANCE | $3,562,000 | -18.0% | 43,046 | -20.1% | 0.45% | -22.2% |
| WFC | Sell | WELLS FARGO & CO NEW | $3,424,000 | +9.7% | 62,139 | -11.8% | 0.43% | +3.8% |
| PG | Sell | PROCTER AND GAMBLE CO | $3,237,000 | -7.6% | 38,494 | -1.4% | 0.41% | -12.6% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DEcl b new | $3,233,000 | +10.1% | 19,837 | -2.4% | 0.41% | +4.3% |
| MRK | Sell | MERCK & CO INC | $3,017,000 | -6.0% | 51,242 | -0.4% | 0.38% | -10.7% |
| GOOG | Sell | ALPHABET INCcap stk cl c | $2,939,000 | -2.3% | 3,808 | -1.6% | 0.37% | -7.5% |
| DUK | Sell | DUKE ENERGY CORP NEW | $2,771,000 | -6.0% | 35,699 | -3.1% | 0.35% | -10.9% |
| GILD | Sell | GILEAD SCIENCES INC | $2,668,000 | -20.7% | 37,259 | -12.4% | 0.34% | -24.9% |
| MDLZ | Sell | MONDELEZ INTL INCcl a | $2,489,000 | +0.9% | 56,138 | -0.1% | 0.32% | -4.3% |
| PEP | Sell | PEPSICO INC | $2,311,000 | -13.7% | 22,084 | -10.3% | 0.29% | -18.2% |
| SO | Sell | SOUTHERN CO | $2,301,000 | -10.7% | 46,777 | -6.9% | 0.29% | -15.4% |
| AAL | Sell | AMERICAN AIRLS GROUP INC | $2,201,000 | +19.4% | 47,145 | -6.4% | 0.28% | +13.0% |
| MA | Sell | MASTERCARD INCORPORATEDcl a | $2,138,000 | +0.3% | 20,709 | -1.1% | 0.27% | -4.9% |
| V | Sell | VISA INC | $1,838,000 | -11.3% | 23,556 | -6.0% | 0.23% | -16.2% |
| ACN | Sell | ACCENTURE PLC IRELAND | $1,800,000 | -13.4% | 15,366 | -9.7% | 0.23% | -17.7% |
| NFLX | Sell | NETFLIX INC | $1,753,000 | +13.0% | 14,161 | -10.0% | 0.22% | +7.2% |
| SWK | Sell | STANLEY BLACK & DECKER IN | $1,714,000 | -14.7% | 14,944 | -8.6% | 0.22% | -19.0% |
| FDX | Sell | FEDEX CORP | $1,708,000 | -7.5% | 9,175 | -13.2% | 0.22% | -12.2% |
| CAT | Sell | CATERPILLAR INC DEL | $1,668,000 | -9.7% | 17,986 | -13.6% | 0.21% | -14.6% |
| TJX | Sell | TJX COS INC NEW | $1,606,000 | -4.8% | 21,374 | -5.3% | 0.20% | -9.8% |
| VTI | Sell | VANGUARD INDEX FDStotal stk mkt | $1,558,000 | -11.0% | 13,510 | -14.1% | 0.20% | -15.8% |
| PSEC | Sell | PROSPECT CAPITAL CORPORAT | $1,529,000 | -23.3% | 183,136 | -25.5% | 0.19% | -27.4% |
| ALL | Sell | ALLSTATE CORP | $1,511,000 | -3.9% | 20,384 | -10.4% | 0.19% | -9.0% |
| MMM | Sell | 3M CO | $1,452,000 | -5.4% | 8,132 | -6.7% | 0.18% | -10.2% |
| GLW | Sell | CORNING INC | $1,409,000 | +0.7% | 58,068 | -1.8% | 0.18% | -4.8% |
| HAL | Sell | HALLIBURTON CO | $1,374,000 | +13.3% | 25,404 | -6.0% | 0.17% | +7.4% |
| TRGP | Sell | TARGA RES CORP | $1,319,000 | -11.1% | 23,525 | -22.2% | 0.17% | -15.7% |
| ARCC | Sell | ARES CAP CORP | $1,311,000 | +1.1% | 79,523 | -5.0% | 0.17% | -4.0% |
| BP | Sell | BP PLCsponsored adr | $1,290,000 | +6.1% | 34,513 | -0.2% | 0.16% | +0.6% |
| LVS | Sell | LAS VEGAS SANDS CORP | $1,284,000 | -16.3% | 24,031 | -9.8% | 0.16% | -21.0% |
| RCL | Sell | ROYAL CARIBBEAN CRUISES L | $1,269,000 | -15.5% | 15,465 | -22.8% | 0.16% | -19.5% |
| BABA | Sell | ALIBABA GROUP HLDG LTDsponsored ads | $1,215,000 | -23.5% | 13,831 | -7.9% | 0.15% | -27.4% |
| DFS | Sell | DISCOVER FINL SVCS | $1,212,000 | -1.9% | 16,818 | -23.0% | 0.15% | -7.3% |
| NOC | Sell | NORTHROP GRUMMAN CORP | $1,196,000 | -8.7% | 5,142 | -16.0% | 0.15% | -13.7% |
| SNA | Sell | SNAP ON INC | $1,179,000 | +0.6% | 6,882 | -10.8% | 0.15% | -4.5% |
| ULTA | Sell | ULTA SALON COSMETCS & FRA | $1,160,000 | +1.0% | 4,551 | -5.8% | 0.15% | -3.9% |
| DVY | Sell | ISHARES TRselect divid etf | $1,040,000 | +1.0% | 11,745 | -2.2% | 0.13% | -3.6% |
| OA | Sell | ORBITAL ATK INC | $1,016,000 | -16.4% | 11,581 | -27.4% | 0.13% | -20.4% |
| ED | Sell | CONSOLIDATED EDISON INC | $1,016,000 | -3.1% | 13,783 | -1.0% | 0.13% | -7.9% |
| TTC | Sell | TORO CO | $1,008,000 | +2.9% | 18,016 | -13.9% | 0.13% | -2.3% |
| HII | Sell | HUNTINGTON INGALLS INDS I | $1,015,000 | +16.4% | 5,508 | -3.1% | 0.13% | +10.3% |
| HA | Sell | HAWAIIAN HOLDINGS INC | $990,000 | +16.5% | 17,367 | -0.7% | 0.12% | +10.6% |
| CAG | Sell | CONAGRA BRANDS INC | $987,000 | -24.5% | 24,966 | -10.1% | 0.12% | -28.6% |
| THO | Sell | THOR INDS INC | $977,000 | -7.7% | 9,770 | -21.8% | 0.12% | -12.1% |
| MON | Sell | MONSANTO CO NEW | $965,000 | -1.3% | 9,168 | -4.2% | 0.12% | -6.9% |
| PB | Sell | PROSPERITY BANCSHARES INC | $947,000 | +28.1% | 13,200 | -2.0% | 0.12% | +21.2% |
| TOWN | Sell | TOWNEBANK PORTSMOUTH VA | $931,000 | +29.1% | 28,000 | -6.7% | 0.12% | +22.9% |
| TEN | Sell | TENNECO INC | $936,000 | +6.8% | 14,978 | -0.3% | 0.12% | +0.9% |
| HAR | Sell | HARMAN INTL INDS INC | $933,000 | +15.2% | 8,396 | -12.5% | 0.12% | +9.3% |
| ROST | Sell | ROSS STORES INC | $920,000 | -26.9% | 14,028 | -28.3% | 0.12% | -31.0% |
| POOL | Sell | POOL CORPORATION | $899,000 | -1.2% | 8,616 | -10.5% | 0.11% | -5.8% |
| YUM | Sell | YUM BRANDS INC | $895,000 | -35.3% | 14,137 | -7.2% | 0.11% | -38.9% |
| ENSG | Sell | ENSIGN GROUP INC | $877,000 | -3.0% | 39,480 | -12.1% | 0.11% | -8.3% |
| TSN | Sell | TYSON FOODS INCcl a | $880,000 | -58.5% | 14,264 | -49.8% | 0.11% | -60.8% |
| PSX | Sell | PHILLIPS 66 | $869,000 | +6.4% | 10,058 | -0.8% | 0.11% | +0.9% |
| AGN | Sell | ALLERGAN PLC | $852,000 | -41.1% | 4,058 | -35.4% | 0.11% | -44.0% |
| VWO | Sell | VANGUARD INTL EQUITY INDEftse emr mkt etf | $857,000 | -7.5% | 23,942 | -2.7% | 0.11% | -12.9% |
| BIIB | Sell | BIOGEN INC | $791,000 | -17.5% | 2,791 | -9.0% | 0.10% | -21.9% |
| WOR | Sell | WORTHINGTON INDS INC | $794,000 | -11.1% | 16,733 | -10.0% | 0.10% | -16.0% |
| TWX | Sell | TIME WARNER INC | $781,000 | -88.1% | 8,083 | -90.2% | 0.10% | -88.7% |
| SWKS | Sell | SKYWORKS SOLUTIONS INC | $753,000 | -18.7% | 10,091 | -17.1% | 0.10% | -23.4% |
| GS | Sell | GOLDMAN SACHS GROUP INC | $736,000 | +36.5% | 3,075 | -7.9% | 0.09% | +29.2% |
| KR | Sell | KROGER CO | $728,000 | +11.7% | 21,103 | -3.9% | 0.09% | +5.7% |
| WHR | Sell | WHIRLPOOL CORP | $695,000 | -52.9% | 3,825 | -58.0% | 0.09% | -55.3% |
| CBS | Sell | CBS CORP NEWcl b | $685,000 | -30.2% | 10,772 | -40.0% | 0.09% | -33.6% |
| AEP | Sell | AMERICAN ELEC PWR INC | $666,000 | -2.5% | 10,573 | -0.6% | 0.08% | -7.7% |
| HBAN | Sell | HUNTINGTON BANCSHARES INC | $632,000 | +14.3% | 47,836 | -14.7% | 0.08% | +8.1% |
| SCCO | Sell | SOUTHERN COPPER CORP | $619,000 | +13.6% | 19,377 | -6.5% | 0.08% | +6.8% |
| WLL | Sell | WHITING PETE CORP NEW | $593,000 | +32.1% | 49,306 | -4.1% | 0.08% | +25.0% |
| VOO | Sell | VANGUARD INDEX FDS | $595,000 | -8.9% | 2,898 | -11.9% | 0.08% | -13.8% |
| EEP | Sell | ENBRIDGE ENERGY PARTNERS | $586,000 | -7.3% | 22,982 | -7.6% | 0.07% | -11.9% |
| RAI | Sell | REYNOLDS AMERICAN INC | $571,000 | -4.4% | 10,195 | -19.4% | 0.07% | -10.0% |
| SLB | Sell | SCHLUMBERGER LTD | $570,000 | -46.1% | 6,788 | -49.6% | 0.07% | -48.9% |
| LOW | Sell | LOWES COS INC | $553,000 | -20.1% | 7,769 | -18.9% | 0.07% | -23.9% |
| PYPL | Sell | PAYPAL HLDGS INC | $515,000 | -64.5% | 13,036 | -63.2% | 0.06% | -66.5% |
| PRU | Sell | PRUDENTIAL FINL INC | $496,000 | -34.0% | 4,768 | -48.2% | 0.06% | -37.0% |
| TPX | Sell | TEMPUR SEALY INTL INC | $464,000 | +18.7% | 6,792 | -1.5% | 0.06% | +13.5% |
| GIS | Sell | GENERAL MLS INC | $450,000 | -41.5% | 7,292 | -39.4% | 0.06% | -44.7% |
| MPC | Sell | MARATHON PETE CORP | $449,000 | -33.8% | 8,925 | -46.5% | 0.06% | -36.7% |
| DLR | Sell | DIGITAL RLTY TR INC | $434,000 | 0.0% | 4,420 | -1.1% | 0.06% | -5.2% |
| PNC | Sell | PNC FINL SVCS GROUP INC | $432,000 | +18.7% | 3,690 | -8.7% | 0.06% | +12.2% |
| BPL | Sell | BUCKEYE PARTNERS L Punit ltd partn | $417,000 | -39.1% | 6,296 | -34.1% | 0.05% | -41.8% |
| IDV | Sell | ISHARES TRintl sel div etf | $408,000 | -9.9% | 13,800 | -8.6% | 0.05% | -13.3% |
| FCX | Sell | FREEPORT-MCMORAN INCcl b | $360,000 | -20.9% | 27,266 | -34.9% | 0.05% | -24.6% |
| HOG | Sell | HARLEY DAVIDSON INC | $344,000 | +8.2% | 5,889 | -2.5% | 0.04% | +4.8% |
| STX | Sell | SEAGATE TECHNOLOGY PLC | $350,000 | -71.6% | 9,160 | -71.4% | 0.04% | -73.3% |
| MKC | Sell | MCCORMICK & CO INC | $346,000 | -10.1% | 3,705 | -3.8% | 0.04% | -13.7% |
| ICPT | Sell | INTERCEPT PHARMACEUTICALS | $342,000 | -52.2% | 3,150 | -27.6% | 0.04% | -55.2% |
| OXY | Sell | OCCIDENTAL PETE CORP DEL | $342,000 | -78.2% | 4,795 | -77.7% | 0.04% | -79.4% |
| SBNY | Sell | SIGNATURE BK NEW YORK N Y | $330,000 | -24.7% | 2,200 | -40.5% | 0.04% | -27.6% |
| TWTR | Sell | TWITTER INC | $306,000 | -50.4% | 18,800 | -29.7% | 0.04% | -52.4% |
| DAL | Sell | DELTA AIR LINES INC DEL | $312,000 | -38.6% | 6,352 | -50.8% | 0.04% | -42.6% |
| LNG | Sell | CHENIERE ENERGY INC | $311,000 | -74.1% | 7,515 | -72.7% | 0.04% | -75.6% |
| ET | Sell | ENERGY TRANSFER EQUITY L | $289,000 | -35.9% | 14,979 | -44.3% | 0.04% | -38.3% |
| VIG | Sell | VANGUARD SPECIALIZED PORTdiv app etf | $295,000 | -50.7% | 3,460 | -51.4% | 0.04% | -53.8% |
| ORLY | Sell | O REILLY AUTOMOTIVE INC N | $284,000 | -76.9% | 1,020 | -76.8% | 0.04% | -78.0% |
| KKR | Sell | KKR & CO L P DEL | $274,000 | +5.0% | 17,816 | -2.7% | 0.04% | 0.0% |
| OTEX | Sell | OPEN TEXT CORP | $274,000 | -19.4% | 4,434 | -15.4% | 0.04% | -22.2% |
| CRUS | Sell | CIRRUS LOGIC INC | $271,000 | -76.4% | 4,785 | -77.8% | 0.03% | -77.8% |
| REGN | Sell | REGENERON PHARMACEUTICALS | $272,000 | -33.7% | 740 | -27.5% | 0.03% | -38.2% |
| LNC | Sell | LINCOLN NATL CORP IND | $258,000 | +19.4% | 3,890 | -15.3% | 0.03% | +13.8% |
| WMB | Sell | WILLIAMS COS INC DEL | $262,000 | -10.9% | 8,407 | -12.0% | 0.03% | -15.4% |
| NDAQ | Sell | NASDAQ INC | $257,000 | -26.8% | 3,822 | -26.4% | 0.03% | -29.8% |
| TXT | Sell | TEXTRON INC | $253,000 | +1.2% | 5,200 | -17.5% | 0.03% | -3.0% |
| MCK | Sell | MCKESSON CORP | $254,000 | -42.3% | 1,805 | -31.6% | 0.03% | -45.8% |
| AIZ | Sell | ASSURANT INC | $252,000 | -14.0% | 2,716 | -14.6% | 0.03% | -17.9% |
| BFK | Sell | BLACKROCK MUN INCOME TRsh ben int | $256,000 | -19.5% | 18,496 | -8.0% | 0.03% | -23.8% |
| UL | Sell | UNILEVER PLCspon adr new | $244,000 | -21.8% | 5,991 | -8.9% | 0.03% | -26.2% |
| EBAY | Sell | EBAY INC | $249,000 | -51.2% | 8,402 | -45.8% | 0.03% | -54.4% |
| XEL | Sell | XCEL ENERGY INC | $245,000 | -12.5% | 6,019 | -11.7% | 0.03% | -16.2% |
| NYMT | Sell | NEW YORK MTG TR INC | $229,000 | +9.0% | 34,628 | -0.9% | 0.03% | +3.6% |
| TGNA | Sell | TEGNA INC | $220,000 | -7.6% | 10,300 | -5.5% | 0.03% | -12.5% |
| FSLR | Sell | FIRST SOLAR INC | $213,000 | -39.0% | 6,640 | -24.9% | 0.03% | -42.6% |
| ASB | Sell | ASSOCIATED BANC CORP | $210,000 | -20.5% | 8,500 | -37.0% | 0.03% | -22.9% |
| BIV | Sell | VANGUARD BD INDEX FD INCintermed term | $212,000 | -19.1% | 2,551 | -14.7% | 0.03% | -22.9% |
| EMN | Sell | EASTMAN CHEM CO | $211,000 | -8.3% | 2,799 | -17.7% | 0.03% | -12.9% |
| HRS | Sell | HARRIS CORP DEL | $208,000 | -24.1% | 2,026 | -32.3% | 0.03% | -29.7% |
| PGHEF | Sell | PENGROWTH ENERGY CORP | $191,000 | -12.0% | 134,333 | -1.7% | 0.02% | -17.2% |
| SFL | Sell | SHIP FINANCE INTERNATIONA | $166,000 | -3.5% | 11,211 | -4.1% | 0.02% | -8.7% |
| NFJ | Sell | ALLIANZGI NFJ DIVID INT & | $132,000 | -6.4% | 10,441 | -6.3% | 0.02% | -10.5% |
| TICC | Sell | TICC CAPITAL CORP | $134,000 | -0.7% | 20,210 | -13.1% | 0.02% | -5.6% |
| PNNT | Sell | PENNANTPARK INVT CORP | $129,000 | +0.8% | 16,800 | -1.2% | 0.02% | -5.9% |
| PSLV | Sell | SPROTT PHYSICAL SILVER TRtr unit | $125,000 | -29.4% | 20,499 | -14.2% | 0.02% | -33.3% |
| ERF | Sell | ENERPLUS CORP | $99,000 | +47.8% | 10,480 | -0.5% | 0.01% | +44.4% |
| JCPNQ | Sell | PENNEY J C INC | $98,000 | -10.9% | 11,800 | -0.8% | 0.01% | -20.0% |
| KCAP | Sell | KCAP FINL INC | $90,000 | -59.1% | 22,585 | -52.4% | 0.01% | -62.1% |
| INO | Sell | INOVIO PHARMACEUTICALS IN | $79,000 | -60.3% | 11,400 | -46.7% | 0.01% | -63.0% |
| KGJI | Sell | KINGOLD JEWELRY INC | $22,000 | -48.8% | 17,250 | -9.4% | 0.00% | -50.0% |
| MEMPQ | Sell | MEMORIAL PRODTN PARTNERS | $7,000 | -93.3% | 57,844 | -1.7% | 0.00% | -92.9% |
| BAS | Exit | BASIC ENERGY SVCS INC NEW | $0 | – | -11,000 | -100.0% | -0.00% | – |
| ARNA | Exit | ARENA PHARMACEUTICALS INC | $0 | – | -10,000 | -100.0% | -0.00% | – |
| ALN | Exit | AMERICAN LORAIN CORP | $0 | – | -18,900 | -100.0% | -0.00% | – |
| CRMD | Exit | CORMEDIX INC | $0 | – | -10,000 | -100.0% | -0.00% | – |
| NWY | Exit | NEW YORK & CO INC | $0 | – | -10,000 | -100.0% | -0.00% | – |
| UEC | Exit | URANIUM ENERGY CORP | $0 | – | -19,800 | -100.0% | -0.00% | – |
| LPTN | Exit | LPATH INC | $0 | – | -11,043 | -100.0% | -0.01% | – |
| MGTI | Exit | MGT CAPITAL INVTS INC | $0 | – | -18,000 | -100.0% | -0.01% | – |
| NUV | Exit | NUVEEN MUN VALUE FD INC | $0 | – | -11,200 | -100.0% | -0.02% | – |
| OASPQ | Exit | OASIS PETE INC NEW | $0 | – | -11,200 | -100.0% | -0.02% | – |
| REM | Exit | ISHARES TRmrg rl es cp etf | $0 | – | -12,139 | -100.0% | -0.02% | – |
| BKCC | Exit | BLACKROCK CAPITAL INVESTMEN | $0 | – | -17,430 | -100.0% | -0.02% | – |
| PHYS | Exit | SPROTT PHYSICAL GOLD TRUSTunit | $0 | – | -13,278 | -100.0% | -0.02% | – |
| NCT | Exit | NEWCASTLE INVT CORP NEW | $0 | – | -33,814 | -100.0% | -0.02% | – |
| WYNN | Exit | WYNN RESORTS LTD | $0 | – | -2,074 | -100.0% | -0.03% | – |
| XMPT | Exit | VANECK VECTORS ETF TR | $0 | – | -7,000 | -100.0% | -0.03% | – |
| INT | Exit | WORLD FUEL SVCS CORP | $0 | – | -4,415 | -100.0% | -0.03% | – |
| AMBA | Exit | AMBARELLA INC | $0 | – | -2,740 | -100.0% | -0.03% | – |
| CLX | Exit | CLOROX CO DEL | $0 | – | -1,650 | -100.0% | -0.03% | – |
| DOV | Exit | DOVER CORP | $0 | – | -2,823 | -100.0% | -0.03% | – |
| DNIF | Exit | DIVIDEND & INCOME FUND | $0 | – | -19,100 | -100.0% | -0.03% | – |
| BUD | Exit | ANHEUSER BUSCH INBEV SA/NVsponsored adr | $0 | – | -1,650 | -100.0% | -0.03% | – |
| MUE | Exit | BLACKROCK MUNIHLDNGS QLTY I | $0 | – | -14,500 | -100.0% | -0.03% | – |
| NTCT | Exit | NETSCOUT SYS INC | $0 | – | -7,307 | -100.0% | -0.03% | – |
| UA | Exit | UNDER ARMOUR INCcl c | $0 | – | -7,059 | -100.0% | -0.03% | – |
| NVS | Exit | NOVARTIS A Gsponsored adr | $0 | – | -3,014 | -100.0% | -0.03% | – |
| PPG | Exit | PPG INDS INC | $0 | – | -2,298 | -100.0% | -0.03% | – |
| SPHD | Exit | POWERSHARES ETF TR II | $0 | – | -6,290 | -100.0% | -0.03% | – |
| HCP | Exit | HCP INC | $0 | – | -6,506 | -100.0% | -0.03% | – |
| DIV | Exit | GLOBAL X FDSglobx supdv us | $0 | – | -10,000 | -100.0% | -0.03% | – |
| DOX | Exit | AMDOCS LTD | $0 | – | -4,433 | -100.0% | -0.03% | – |
| SDOG | Exit | ALPS ETF TRsectr div dogs | $0 | – | -6,290 | -100.0% | -0.04% | – |
| PSF | Exit | COHEN & STEERS SLT PFD INCM | $0 | – | -9,954 | -100.0% | -0.04% | – |
| TWLO | Exit | TWILIO INCcl a | $0 | – | -4,200 | -100.0% | -0.04% | – |
| PAGP | Exit | PLAINS GP HLDGS L P | $0 | – | -20,900 | -100.0% | -0.04% | – |
| URBN | Exit | URBAN OUTFITTERS INC | $0 | – | -8,087 | -100.0% | -0.04% | – |
| PEG | Exit | PUBLIC SVC ENTERPRISE GROUP | $0 | – | -6,797 | -100.0% | -0.04% | – |
| WB | Exit | WEIBO CORPsponsored adr | $0 | – | -5,843 | -100.0% | -0.04% | – |
| IDT | Exit | IDT CORPcl b new | $0 | – | -17,000 | -100.0% | -0.04% | – |
| MSI | Exit | MOTOROLA SOLUTIONS INC | $0 | – | -3,999 | -100.0% | -0.04% | – |
| SLCA | Exit | U S SILICA HLDGS INC | $0 | – | -6,800 | -100.0% | -0.04% | – |
| TER | Exit | TERADYNE INC | $0 | – | -15,100 | -100.0% | -0.04% | – |
| PFG | Exit | PRINCIPAL FINL GROUP INC | $0 | – | -6,400 | -100.0% | -0.04% | – |
| DVN | Exit | DEVON ENERGY CORP NEW | $0 | – | -8,606 | -100.0% | -0.05% | – |
| IR | Exit | INGERSOLL-RAND PLC | $0 | – | -6,201 | -100.0% | -0.06% | – |
| AIG | Exit | AMERICAN INTL GROUP INC | $0 | – | -8,084 | -100.0% | -0.06% | – |
| ON | Exit | ON SEMICONDUCTOR CORP | $0 | – | -41,187 | -100.0% | -0.07% | – |
| LXK | Exit | LEXMARK INTL INCcl a | $0 | – | -12,652 | -100.0% | -0.07% | – |
| MLHR | Exit | MILLER HERMAN INC | $0 | – | -23,687 | -100.0% | -0.09% | – |
| VIAB | Exit | VIACOM INC NEWcl b | $0 | – | -18,195 | -100.0% | -0.09% | – |
| AMN | Exit | AMN HEALTHCARE SERVICES INC | $0 | – | -23,118 | -100.0% | -0.10% | – |
| MSCI | Exit | MSCI INC | $0 | – | -9,595 | -100.0% | -0.11% | – |
| SNI | Exit | SCRIPPS NETWORKS INTERACT I | $0 | – | -12,614 | -100.0% | -0.11% | – |
| SWHC | Exit | SMITH & WESSON HLDG CORP | $0 | – | -31,476 | -100.0% | -0.11% | – |
| MAS | Exit | MASCO CORP | $0 | – | -25,251 | -100.0% | -0.12% | – |
| WOOF | Exit | VCA INC | $0 | – | -12,878 | -100.0% | -0.12% | – |
| DW | Exit | DREW INDS INC | $0 | – | -9,250 | -100.0% | -0.12% | – |
| RAX | Exit | RACKSPACE HOSTING INC | $0 | – | -28,885 | -100.0% | -0.12% | – |
| FBHS | Exit | FORTUNE BRANDS HOME & SEC I | $0 | – | -18,993 | -100.0% | -0.15% | – |
| LEA | Exit | LEAR CORP | $0 | – | -14,490 | -100.0% | -0.23% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-01-24
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 32 | Q3 2023 | 13.6% |
| AMAZON COM INC | 32 | Q3 2023 | 4.4% |
| EXXON MOBIL CORP | 32 | Q3 2023 | 3.6% |
| CISCO SYS INC | 32 | Q3 2023 | 2.4% |
| HOME DEPOT INC | 32 | Q3 2023 | 1.7% |
| JPMORGAN CHASE & CO | 32 | Q3 2023 | 1.7% |
| MICROSOFT CORP | 32 | Q3 2023 | 2.1% |
| UNITED PARCEL SERVICE INC | 32 | Q3 2023 | 2.0% |
| META PLATFORMS INC | 32 | Q3 2023 | 2.3% |
| DISNEY WALT CO | 32 | Q3 2023 | 1.5% |
View Sheaff Brock Investment Advisors, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-05-14 |
| 13F-HR | 2024-02-08 |
| 13F-HR | 2023-11-08 |
| 13F-HR | 2023-08-08 |
| 13F-HR | 2023-05-01 |
| 13F-HR | 2023-02-13 |
| 13F-HR | 2022-11-03 |
| 13F-HR | 2022-08-02 |
| 13F-HR/A | 2022-06-02 |
| 13F-HR/A | 2022-06-02 |
View Sheaff Brock Investment Advisors, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.