$791 Million is the total value of Sheaff Brock Investment Advisors, LLC's 618 reported holdings in Q4 2016. The portfolio turnover from Q3 2016 to Q4 2016 was 31.1% .
| Value | Shares | ↓ Weighting | ||||||
|---|---|---|---|---|---|---|---|---|
| AAPL | Sell | APPLE INC | $64,178,000 | -5.8% | 554,122 | -8.0% | 8.12% | -10.7% |
| XOM | Sell | EXXON MOBIL CORP | $24,725,000 | -4.3% | 273,926 | -7.5% | 3.13% | -9.3% |
| FB | Sell | FACEBOOK INCcl a | $12,160,000 | -25.5% | 105,694 | -16.9% | 1.54% | -29.4% |
| VZ | Sell | VERIZON COMMUNICATIONS IN | $11,745,000 | -3.1% | 220,034 | -5.6% | 1.49% | -8.2% |
| HOMB | Sell | HOME BANCSHARES INC | $11,668,000 | +30.3% | 420,182 | -2.3% | 1.48% | +23.5% |
| UPS | Sell | UNITED PARCEL SERVICE INCcl b | $10,805,000 | -26.6% | 94,255 | -30.0% | 1.37% | -30.4% |
| IBM | Sell | INTERNATIONAL BUSINESS MA | $10,323,000 | +1.7% | 62,189 | -2.7% | 1.31% | -3.6% |
| DIS | Sell | DISNEY WALT CO | $10,123,000 | +5.7% | 97,131 | -5.8% | 1.28% | +0.2% |
| INTC | Sell | INTEL CORP | $10,120,000 | -5.8% | 279,008 | -1.9% | 1.28% | -10.7% |
| PFE | Buy | PFIZER INC | $8,857,000 | +86.9% | 272,701 | +94.9% | 1.12% | +77.2% |
| BA | Sell | BOEING CO | $8,717,000 | +13.1% | 55,996 | -4.3% | 1.10% | +7.2% |
| CVX | Buy | CHEVRON CORP NEW | $8,480,000 | +28.5% | 72,045 | +12.4% | 1.07% | +21.8% |
| AMZN | Buy | AMAZON COM INC | $8,423,000 | +5.9% | 11,233 | +18.2% | 1.06% | +0.3% |
| MO | Sell | ALTRIA GROUP INC | $8,272,000 | +5.3% | 122,327 | -1.5% | 1.05% | -0.2% |
| T | Sell | AT&T INC | $8,172,000 | -23.4% | 192,157 | -26.8% | 1.03% | -27.3% |
| GE | Sell | GENERAL ELECTRIC CO | $8,167,000 | -0.6% | 258,439 | -6.9% | 1.03% | -5.8% |
| DOW | Sell | DOW CHEM CO | $8,131,000 | +5.8% | 142,105 | -4.2% | 1.03% | +0.3% |
| HD | Sell | HOME DEPOT INC | $7,898,000 | +2.9% | 58,908 | -1.2% | 1.00% | -2.4% |
| WMT | Buy | WAL-MART STORES INC | $7,717,000 | +239.4% | 111,645 | +254.1% | 0.98% | +221.1% |
| MCD | Buy | MCDONALDS CORP | $7,495,000 | +289.6% | 61,575 | +269.2% | 0.95% | +268.9% |
| PM | Sell | PHILIP MORRIS INTL INC | $7,109,000 | -7.8% | 77,702 | -2.0% | 0.90% | -12.6% |
| BAC | Sell | BANK AMER CORP | $7,078,000 | +7.4% | 320,269 | -24.0% | 0.90% | +1.7% |
| ABBV | Sell | ABBVIE INC | $6,904,000 | -2.6% | 110,244 | -1.9% | 0.87% | -7.7% |
| VLO | Sell | VALERO ENERGY CORP NEW | $6,866,000 | +21.7% | 100,498 | -5.6% | 0.87% | +15.3% |
| CVS | Buy | CVS HEALTH CORP | $6,815,000 | +586.3% | 86,360 | +674.1% | 0.86% | +548.1% |
| UTX | Buy | UNITED TECHNOLOGIES CORP | $6,609,000 | +728.2% | 60,293 | +667.3% | 0.84% | +681.3% |
| IP | Sell | INTL PAPER CO | $6,330,000 | +3.7% | 119,297 | -6.3% | 0.80% | -1.7% |
| FL | Sell | FOOT LOCKER INC | $6,316,000 | -13.4% | 89,092 | -17.2% | 0.80% | -17.9% |
| AMGN | Sell | AMGEN INC | $6,147,000 | -14.1% | 42,043 | -2.0% | 0.78% | -18.5% |
| GM | Sell | GENERAL MTRS CO | $6,133,000 | +9.3% | 176,045 | -0.4% | 0.78% | +3.6% |
| CSCO | Buy | CISCO SYS INC | $5,943,000 | -0.1% | 196,656 | +4.9% | 0.75% | -5.3% |
| C | Buy | CITIGROUP INC | $5,857,000 | +36.5% | 98,561 | +8.5% | 0.74% | +29.3% |
| GNTX | Sell | GENTEX CORP | $5,658,000 | +6.5% | 287,364 | -5.0% | 0.72% | +1.0% |
| HPT | Sell | HOSPITALITY PPTYS TR | $5,549,000 | +4.5% | 174,832 | -2.2% | 0.70% | -1.0% |
| PCAR | Sell | PACCAR INC | $5,347,000 | +3.5% | 83,684 | -4.7% | 0.68% | -1.9% |
| RRC | Buy | RANGE RES CORP | $5,165,000 | +33.0% | 150,320 | +50.0% | 0.65% | +26.1% |
| TGT | Sell | TARGET CORP | $5,069,000 | +0.3% | 70,176 | -4.6% | 0.64% | -5.0% |
| LAMR | Sell | LAMAR ADVERTISING CO NEWcl a | $5,060,000 | +0.2% | 75,252 | -2.6% | 0.64% | -5.0% |
| TMK | Sell | TORCHMARK CORP | $4,994,000 | +12.8% | 67,701 | -2.3% | 0.63% | +6.9% |
| CELG | Sell | CELGENE CORP | $4,930,000 | +10.5% | 42,595 | -0.2% | 0.62% | +4.9% |
| JNJ | Sell | JOHNSON & JOHNSON | $4,833,000 | -52.9% | 41,953 | -51.8% | 0.61% | -55.4% |
| MSFT | Sell | MICROSOFT CORP | $4,777,000 | -17.8% | 76,880 | -23.8% | 0.60% | -22.2% |
| COP | Sell | CONOCOPHILLIPS | $4,570,000 | +15.1% | 91,145 | -0.2% | 0.58% | +9.1% |
| IPG | Sell | INTERPUBLIC GROUP COS INC | $4,559,000 | +2.7% | 194,744 | -1.9% | 0.58% | -2.5% |
| F | Buy | FORD MTR CO DEL | $4,528,000 | +2.6% | 373,330 | +2.1% | 0.57% | -2.7% |
| JPM | Sell | JPMORGAN CHASE & CO | $4,490,000 | +27.6% | 52,039 | -1.5% | 0.57% | +20.9% |
| SPY | Buy | SPDR S&P 500 ETF TRtr unit | $4,114,000 | +6.5% | 18,406 | +3.0% | 0.52% | +0.8% |
| ETP | Sell | ENERGY TRANSFER PRTNRS Lunit ltd partn | $3,984,000 | -19.8% | 111,241 | -17.2% | 0.50% | -24.0% |
| KO | Buy | COCA COLA CO | $3,911,000 | -0.3% | 94,324 | +1.7% | 0.50% | -5.5% |
| BMY | Sell | BRISTOL MYERS SQUIBB CO | $3,745,000 | +0.3% | 64,089 | -7.5% | 0.47% | -5.0% |
| TCBK | TRICO BANCSHARES | $3,694,000 | +27.7% | 108,079 | 0.0% | 0.47% | +21.0% | |
| SIRI | Buy | SIRIUS XM HLDGS INC | $3,618,000 | +6.8% | 813,113 | +0.1% | 0.46% | +1.3% |
| RF | Buy | REGIONS FINL CORP NEW | $3,609,000 | +46.4% | 251,330 | +0.6% | 0.46% | +38.9% |
| WBA | Sell | WALGREENS BOOTS ALLIANCE | $3,562,000 | -18.0% | 43,046 | -20.1% | 0.45% | -22.2% |
| UNH | Buy | UNITEDHEALTH GROUP INC | $3,492,000 | +24.1% | 21,822 | +8.6% | 0.44% | +17.6% |
| WFC | Sell | WELLS FARGO & CO NEW | $3,424,000 | +9.7% | 62,139 | -11.8% | 0.43% | +3.8% |
| BRKA | BERKSHIRE HATHAWAY INC DEcl a | $3,418,000 | +12.9% | 14 | 0.0% | 0.43% | +6.9% | |
| PG | Sell | PROCTER AND GAMBLE CO | $3,237,000 | -7.6% | 38,494 | -1.4% | 0.41% | -12.6% |
| BRKB | Sell | BERKSHIRE HATHAWAY INC DEcl b new | $3,233,000 | +10.1% | 19,837 | -2.4% | 0.41% | +4.3% |
| ADTN | Buy | ADTRAN INC | $3,129,000 | +18.5% | 140,001 | +1.4% | 0.40% | +12.5% |
| RSP | Buy | RYDEX ETF TRUSTgug s&p500 eq wt | $3,049,000 | +5.4% | 35,191 | +1.6% | 0.39% | 0.0% |
| MRK | Sell | MERCK & CO INC | $3,017,000 | -6.0% | 51,242 | -0.4% | 0.38% | -10.7% |
| GOOGL | Buy | ALPHABET INCcap stk cl a | $3,011,000 | +4.7% | 3,800 | +6.3% | 0.38% | -0.8% |
| GOOG | Sell | ALPHABET INCcap stk cl c | $2,939,000 | -2.3% | 3,808 | -1.6% | 0.37% | -7.5% |
| KHC | Buy | KRAFT HEINZ CO | $2,861,000 | +3.7% | 32,761 | +6.3% | 0.36% | -1.6% |
| ORCL | Buy | ORACLE CORP | $2,864,000 | -1.2% | 74,488 | +0.9% | 0.36% | -6.5% |
| DUK | Sell | DUKE ENERGY CORP NEW | $2,771,000 | -6.0% | 35,699 | -3.1% | 0.35% | -10.9% |
| QCOM | Buy | QUALCOMM INC | $2,742,000 | +15.5% | 42,049 | +21.3% | 0.35% | +9.5% |
| CMI | Buy | CUMMINS INC | $2,733,000 | +101.5% | 20,000 | +89.0% | 0.35% | +91.2% |
| GILD | Sell | GILEAD SCIENCES INC | $2,668,000 | -20.7% | 37,259 | -12.4% | 0.34% | -24.9% |
| ADM | Buy | ARCHER DANIELS MIDLAND CO | $2,614,000 | +111.3% | 57,255 | +95.1% | 0.33% | +100.6% |
| LLY | Buy | LILLY ELI & CO | $2,493,000 | -6.5% | 33,894 | +2.0% | 0.32% | -11.5% |
| MDLZ | Sell | MONDELEZ INTL INCcl a | $2,489,000 | +0.9% | 56,138 | -0.1% | 0.32% | -4.3% |
| CME | Buy | CME GROUP INC | $2,458,000 | +14.9% | 21,310 | +4.1% | 0.31% | +9.1% |
| MMP | Buy | MAGELLAN MIDSTREAM PRTNRS | $2,325,000 | +10.3% | 30,745 | +3.2% | 0.29% | +4.6% |
| PEP | Sell | PEPSICO INC | $2,311,000 | -13.7% | 22,084 | -10.3% | 0.29% | -18.2% |
| SO | Sell | SOUTHERN CO | $2,301,000 | -10.7% | 46,777 | -6.9% | 0.29% | -15.4% |
| AMAT | Buy | APPLIED MATLS INC | $2,203,000 | +51.3% | 68,256 | +41.3% | 0.28% | +43.8% |
| AAL | Sell | AMERICAN AIRLS GROUP INC | $2,201,000 | +19.4% | 47,145 | -6.4% | 0.28% | +13.0% |
| MA | Sell | MASTERCARD INCORPORATEDcl a | $2,138,000 | +0.3% | 20,709 | -1.1% | 0.27% | -4.9% |
| MATW | MATTHEWS INTL CORPcl a | $2,125,000 | +26.5% | 27,650 | 0.0% | 0.27% | +20.1% | |
| SBUX | Buy | STARBUCKS CORP | $2,069,000 | +6.4% | 37,263 | +3.8% | 0.26% | +1.2% |
| MDT | Buy | MEDTRONIC PLC | $2,033,000 | -16.8% | 28,536 | +0.9% | 0.26% | -21.2% |
| QQQ | Buy | POWERSHARES QQQ TRUSTunit ser 1 | $1,979,000 | +3.8% | 16,699 | +3.9% | 0.25% | -2.0% |
| EPD | Buy | ENTERPRISE PRODS PARTNERS | $1,951,000 | +11.5% | 72,168 | +14.0% | 0.25% | +6.0% |
| CL | Buy | COLGATE PALMOLIVE CO | $1,947,000 | -11.1% | 29,759 | +0.7% | 0.25% | -15.8% |
| TXN | Buy | TEXAS INSTRS INC | $1,900,000 | +63.0% | 26,037 | +56.7% | 0.24% | +53.8% |
| ROL | ROLLINS INC | $1,847,000 | +15.4% | 54,678 | 0.0% | 0.23% | +9.3% | |
| V | Sell | VISA INC | $1,838,000 | -11.3% | 23,556 | -6.0% | 0.23% | -16.2% |
| LMT | Buy | LOCKHEED MARTIN CORP | $1,822,000 | +19.7% | 7,288 | +14.8% | 0.23% | +13.3% |
| CMCSA | Buy | COMCAST CORP NEWcl a | $1,812,000 | +107.1% | 26,242 | +98.9% | 0.23% | +95.7% |
| ACN | Sell | ACCENTURE PLC IRELAND | $1,800,000 | -13.4% | 15,366 | -9.7% | 0.23% | -17.7% |
| DD | Buy | DU PONT E I DE NEMOURS & | $1,762,000 | +11.4% | 24,005 | +1.7% | 0.22% | +5.7% |
| NFLX | Sell | NETFLIX INC | $1,753,000 | +13.0% | 14,161 | -10.0% | 0.22% | +7.2% |
| AET | Buy | AETNA INC NEW | $1,738,000 | +100.9% | 14,015 | +87.0% | 0.22% | +91.3% |
| SWK | Sell | STANLEY BLACK & DECKER IN | $1,714,000 | -14.7% | 14,944 | -8.6% | 0.22% | -19.0% |
| FDX | Sell | FEDEX CORP | $1,708,000 | -7.5% | 9,175 | -13.2% | 0.22% | -12.2% |
| CAT | Sell | CATERPILLAR INC DEL | $1,668,000 | -9.7% | 17,986 | -13.6% | 0.21% | -14.6% |
| SXT | SENSIENT TECHNOLOGIES COR | $1,653,000 | +3.6% | 21,041 | 0.0% | 0.21% | -1.9% | |
| FITB | Buy | FIFTH THIRD BANCORP | $1,617,000 | +36.7% | 59,948 | +3.7% | 0.20% | +29.7% |
| SLW | Buy | SILVER WHEATON CORP | $1,621,000 | -27.3% | 83,915 | +1.7% | 0.20% | -31.2% |
| ARR | Buy | ARMOUR RESIDENTIAL REIT I | $1,611,000 | +2.6% | 74,257 | +6.6% | 0.20% | -2.9% |
| TJX | Sell | TJX COS INC NEW | $1,606,000 | -4.8% | 21,374 | -5.3% | 0.20% | -9.8% |
| VTI | Sell | VANGUARD INDEX FDStotal stk mkt | $1,558,000 | -11.0% | 13,510 | -14.1% | 0.20% | -15.8% |
| PSEC | Sell | PROSPECT CAPITAL CORPORAT | $1,529,000 | -23.3% | 183,136 | -25.5% | 0.19% | -27.4% |
| BKLN | Buy | POWERSHARES ETF TRUST IIsenior ln port | $1,526,000 | +7.5% | 65,310 | +6.7% | 0.19% | +1.6% |
| SKX | Buy | SKECHERS U S A INCcl a | $1,521,000 | +9.1% | 61,888 | +1.6% | 0.19% | +3.2% |
| ALL | Sell | ALLSTATE CORP | $1,511,000 | -3.9% | 20,384 | -10.4% | 0.19% | -9.0% |
| ECOL | Buy | US ECOLOGY INC | $1,497,000 | +10.2% | 30,449 | +0.4% | 0.19% | +4.4% |
| MMM | Sell | 3M CO | $1,452,000 | -5.4% | 8,132 | -6.7% | 0.18% | -10.2% |
| ACAD | ACADIA PHARMACEUTICALS IN | $1,442,000 | -9.4% | 50,000 | 0.0% | 0.18% | -14.2% | |
| GLW | Sell | CORNING INC | $1,409,000 | +0.7% | 58,068 | -1.8% | 0.18% | -4.8% |
| FFIV | Buy | F5 NETWORKS INC | $1,402,000 | +129.1% | 9,693 | +97.4% | 0.18% | +115.9% |
| HAL | Sell | HALLIBURTON CO | $1,374,000 | +13.3% | 25,404 | -6.0% | 0.17% | +7.4% |
| PHK | Buy | PIMCO HIGH INCOME FD | $1,344,000 | -2.3% | 146,613 | +6.1% | 0.17% | -7.6% |
| NKE | Buy | NIKE INCcl b | $1,338,000 | -3.3% | 26,323 | +0.2% | 0.17% | -8.6% |
| AJG | Buy | GALLAGHER ARTHUR J & CO | $1,338,000 | +6.3% | 25,757 | +4.0% | 0.17% | +0.6% |
| TRGP | Sell | TARGA RES CORP | $1,319,000 | -11.1% | 23,525 | -22.2% | 0.17% | -15.7% |
| ARCC | Sell | ARES CAP CORP | $1,311,000 | +1.1% | 79,523 | -5.0% | 0.17% | -4.0% |
| BP | Sell | BP PLCsponsored adr | $1,290,000 | +6.1% | 34,513 | -0.2% | 0.16% | +0.6% |
| LVS | Sell | LAS VEGAS SANDS CORP | $1,284,000 | -16.3% | 24,031 | -9.8% | 0.16% | -21.0% |
| AXP | Buy | AMERICAN EXPRESS CO | $1,284,000 | +39.7% | 17,330 | +20.8% | 0.16% | +31.7% |
| MS | New | MORGAN STANLEY | $1,280,000 | – | 30,285 | +100.0% | 0.16% | – |
| RCL | Sell | ROYAL CARIBBEAN CRUISES L | $1,269,000 | -15.5% | 15,465 | -22.8% | 0.16% | -19.5% |
| KMI | Buy | KINDER MORGAN INC DEL | $1,226,000 | +3.0% | 59,183 | +15.0% | 0.16% | -2.5% |
| BABA | Sell | ALIBABA GROUP HLDG LTDsponsored ads | $1,215,000 | -23.5% | 13,831 | -7.9% | 0.15% | -27.4% |
| DIA | Buy | SPDR DOW JONES INDL AVRGut ser 1 | $1,221,000 | +13.4% | 6,180 | +4.9% | 0.15% | +6.9% |
| DFS | Sell | DISCOVER FINL SVCS | $1,212,000 | -1.9% | 16,818 | -23.0% | 0.15% | -7.3% |
| NOC | Sell | NORTHROP GRUMMAN CORP | $1,196,000 | -8.7% | 5,142 | -16.0% | 0.15% | -13.7% |
| SSO | Buy | PROSHARES TR | $1,193,000 | +193.1% | 15,675 | +173.4% | 0.15% | +179.6% |
| SNA | Sell | SNAP ON INC | $1,179,000 | +0.6% | 6,882 | -10.8% | 0.15% | -4.5% |
| ULTA | Sell | ULTA SALON COSMETCS & FRA | $1,160,000 | +1.0% | 4,551 | -5.8% | 0.15% | -3.9% |
| HES | Buy | HESS CORP | $1,160,000 | +28.0% | 18,625 | +10.2% | 0.15% | +21.5% |
| SAIA | SAIA INC | $1,165,000 | +47.5% | 26,382 | 0.0% | 0.15% | +40.0% | |
| BBT | Buy | BB&T CORP | $1,154,000 | +33.6% | 24,539 | +7.1% | 0.15% | +27.0% |
| NSC | Buy | NORFOLK SOUTHERN CORP | $1,143,000 | +17.5% | 10,579 | +5.5% | 0.14% | +11.5% |
| MTG | Buy | MGIC INVT CORP WIS | $1,135,000 | +39.8% | 111,417 | +9.8% | 0.14% | +33.3% |
| MRVL | Buy | MARVELL TECHNOLOGY GROUPord | $1,128,000 | +43.7% | 81,304 | +37.4% | 0.14% | +36.2% |
| SYF | New | SYNCHRONY FINL | $1,126,000 | – | 31,050 | +100.0% | 0.14% | – |
| ESRX | Buy | EXPRESS SCRIPTS HLDG CO | $1,115,000 | +154.0% | 16,204 | +160.1% | 0.14% | +139.0% |
| AME | AMETEK INC NEW | $1,099,000 | +1.8% | 22,612 | 0.0% | 0.14% | -3.5% | |
| SE | Buy | SPECTRA ENERGY CORP | $1,100,000 | +4.1% | 26,772 | +8.3% | 0.14% | -1.4% |
| D | Buy | DOMINION RES INC VA NEW | $1,095,000 | +18.1% | 14,294 | +14.5% | 0.14% | +12.1% |
| EGLTQ | New | EGALET CORP | $1,071,000 | – | 140,000 | +100.0% | 0.14% | – |
| HRL | Buy | HORMEL FOODS CORP | $1,062,000 | +80.6% | 30,500 | +96.8% | 0.13% | +71.8% |
| ES | Buy | EVERSOURCE ENERGY | $1,054,000 | +22.8% | 19,085 | +20.5% | 0.13% | +15.7% |
| MASI | Buy | MASIMO CORP | $1,049,000 | +19.5% | 15,557 | +5.4% | 0.13% | +13.7% |
| DVY | Sell | ISHARES TRselect divid etf | $1,040,000 | +1.0% | 11,745 | -2.2% | 0.13% | -3.6% |
| NVDA | Buy | NVIDIA CORP | $1,032,000 | +286.5% | 9,672 | +148.0% | 0.13% | +263.9% |
| DGX | Buy | QUEST DIAGNOSTICS INC | $1,026,000 | +14.4% | 11,166 | +5.3% | 0.13% | +8.3% |
| PAYX | Buy | PAYCHEX INC | $1,026,000 | +7.3% | 16,853 | +2.0% | 0.13% | +1.6% |
| RAD | Buy | RITE AID CORP | $1,022,000 | +17.9% | 124,050 | +10.0% | 0.13% | +11.2% |
| OA | Sell | ORBITAL ATK INC | $1,016,000 | -16.4% | 11,581 | -27.4% | 0.13% | -20.4% |
| TRV | Buy | TRAVELERS COMPANIES INC | $1,022,000 | +28.7% | 8,349 | +20.5% | 0.13% | +21.7% |
| ED | Sell | CONSOLIDATED EDISON INC | $1,016,000 | -3.1% | 13,783 | -1.0% | 0.13% | -7.9% |
| TTC | Sell | TORO CO | $1,008,000 | +2.9% | 18,016 | -13.9% | 0.13% | -2.3% |
| HII | Sell | HUNTINGTON INGALLS INDS I | $1,015,000 | +16.4% | 5,508 | -3.1% | 0.13% | +10.3% |
| CTXS | Buy | CITRIX SYS INC | $1,007,000 | +13.4% | 11,276 | +8.2% | 0.13% | +6.7% |
| TTE | Buy | TOTAL S Asponsored adr | $1,005,000 | +9.6% | 19,718 | +2.6% | 0.13% | +4.1% |
| PZZA | Buy | PAPA JOHNS INTL INC | $994,000 | +11.8% | 11,615 | +3.0% | 0.13% | +5.9% |
| VOD | New | VODAFONE GROUP PLC NEWspnsr adr | $985,000 | – | 40,331 | +100.0% | 0.12% | – |
| HA | Sell | HAWAIIAN HOLDINGS INC | $990,000 | +16.5% | 17,367 | -0.7% | 0.12% | +10.6% |
| CAG | Sell | CONAGRA BRANDS INC | $987,000 | -24.5% | 24,966 | -10.1% | 0.12% | -28.6% |
| THO | Sell | THOR INDS INC | $977,000 | -7.7% | 9,770 | -21.8% | 0.12% | -12.1% |
| GAB | Buy | GABELLI EQUITY TR INC | $979,000 | +22.2% | 177,417 | +24.9% | 0.12% | +15.9% |
| TD | Buy | TORONTO DOMINION BK ONT | $971,000 | +13.6% | 19,673 | +2.2% | 0.12% | +7.9% |
| MON | Sell | MONSANTO CO NEW | $965,000 | -1.3% | 9,168 | -4.2% | 0.12% | -6.9% |
| USA | Buy | LIBERTY ALL STAR EQUITY Fsh ben int | $960,000 | +3.2% | 185,996 | +3.6% | 0.12% | -2.4% |
| PB | Sell | PROSPERITY BANCSHARES INC | $947,000 | +28.1% | 13,200 | -2.0% | 0.12% | +21.2% |
| AOS | Buy | SMITH A O | $931,000 | -1.8% | 19,671 | +105.1% | 0.12% | -7.1% |
| CDNS | Buy | CADENCE DESIGN SYSTEM INC | $932,000 | +2.3% | 36,946 | +3.5% | 0.12% | -3.3% |
| TOWN | Sell | TOWNEBANK PORTSMOUTH VA | $931,000 | +29.1% | 28,000 | -6.7% | 0.12% | +22.9% |
| TEN | Sell | TENNECO INC | $936,000 | +6.8% | 14,978 | -0.3% | 0.12% | +0.9% |
| HAR | Sell | HARMAN INTL INDS INC | $933,000 | +15.2% | 8,396 | -12.5% | 0.12% | +9.3% |
| CFG | New | CITIZENS FINL GROUP INC | $915,000 | – | 25,691 | +100.0% | 0.12% | – |
| URI | New | UNITED RENTALS INC | $915,000 | – | 8,667 | +100.0% | 0.12% | – |
| COMM | New | COMMSCOPE HLDG CO INC | $920,000 | – | 24,739 | +100.0% | 0.12% | – |
| XON | Buy | INTREXON CORP | $921,000 | -12.1% | 37,882 | +1.3% | 0.12% | -17.1% |
| ROST | Sell | ROSS STORES INC | $920,000 | -26.9% | 14,028 | -28.3% | 0.12% | -31.0% |
| EWBC | New | EAST WEST BANCORP INC | $912,000 | – | 17,948 | +100.0% | 0.12% | – |
| AEIS | New | ADVANCED ENERGY INDS | $901,000 | – | 16,465 | +100.0% | 0.11% | – |
| POOL | Sell | POOL CORPORATION | $899,000 | -1.2% | 8,616 | -10.5% | 0.11% | -5.8% |
| EVR | New | EVERCORE PARTNERS INCclass a | $900,000 | – | 13,105 | +100.0% | 0.11% | – |
| ABT | Buy | ABBOTT LABS | $894,000 | -6.4% | 23,282 | +3.2% | 0.11% | -11.0% |
| GATX | New | GATX CORP | $895,000 | – | 14,534 | +100.0% | 0.11% | – |
| YUM | Sell | YUM BRANDS INC | $895,000 | -35.3% | 14,137 | -7.2% | 0.11% | -38.9% |
| ENSG | Sell | ENSIGN GROUP INC | $877,000 | -3.0% | 39,480 | -12.1% | 0.11% | -8.3% |
| TSN | Sell | TYSON FOODS INCcl a | $880,000 | -58.5% | 14,264 | -49.8% | 0.11% | -60.8% |
| CTAS | Buy | CINTAS CORP | $877,000 | +9.2% | 7,592 | +6.5% | 0.11% | +3.7% |
| AIV | APARTMENT INVT & MGMT COcl a | $866,000 | -1.0% | 19,056 | 0.0% | 0.11% | -6.0% | |
| PSX | Sell | PHILLIPS 66 | $869,000 | +6.4% | 10,058 | -0.8% | 0.11% | +0.9% |
| PRI | New | PRIMERICA INC | $866,000 | – | 12,527 | +100.0% | 0.11% | – |
| APH | New | AMPHENOL CORP NEWcl a | $869,000 | – | 12,933 | +100.0% | 0.11% | – |
| PAA | Buy | PLAINS ALL AMERN PIPELINEunit ltd partn | $855,000 | +4.0% | 26,480 | +1.1% | 0.11% | -1.8% |
| AGN | Sell | ALLERGAN PLC | $852,000 | -41.1% | 4,058 | -35.4% | 0.11% | -44.0% |
| VWO | Sell | VANGUARD INTL EQUITY INDEftse emr mkt etf | $857,000 | -7.5% | 23,942 | -2.7% | 0.11% | -12.9% |
| DNP | Buy | DNP SELECT INCOME FD | $848,000 | +6.1% | 82,934 | +6.4% | 0.11% | 0.0% |
| PDCE | PDC ENERGY INC | $836,000 | +8.2% | 11,522 | 0.0% | 0.11% | +2.9% | |
| SNPS | New | SYNOPSYS INC | $823,000 | – | 13,979 | +100.0% | 0.10% | – |
| DRE | DUKE REALTY CORP | $821,000 | -2.8% | 30,929 | 0.0% | 0.10% | -8.0% | |
| XLE | Buy | SELECT SECTOR SPDR TRsbi int-energy | $823,000 | +193.9% | 10,933 | +176.2% | 0.10% | +181.1% |
| NKSH | NATIONAL BANKSHARES INC V | $822,000 | +18.1% | 18,928 | 0.0% | 0.10% | +11.8% | |
| COST | Buy | COSTCO WHSL CORP NEW | $804,000 | +33.1% | 5,023 | +26.8% | 0.10% | +25.9% |
| NLY | Buy | ANNALY CAP MGMT INC | $806,000 | -3.7% | 80,858 | +1.3% | 0.10% | -8.9% |
| HYG | Buy | ISHARES TRiboxx hi yd etf | $804,000 | +29.7% | 9,294 | +30.9% | 0.10% | +22.9% |
| OKS | Buy | ONEOK PARTNERS LPunit ltd partn | $805,000 | +12.7% | 18,715 | +4.8% | 0.10% | +7.4% |
| AGNC | New | AGNC INVT CORP | $802,000 | – | 44,221 | +100.0% | 0.10% | – |
| RTN | Buy | RAYTHEON CO | $792,000 | +210.6% | 5,577 | +197.4% | 0.10% | +194.1% |
| PFF | Buy | ISHARES TRu.s. pfd stk etf | $792,000 | +24.7% | 21,281 | +32.3% | 0.10% | +17.6% |
| BIIB | Sell | BIOGEN INC | $791,000 | -17.5% | 2,791 | -9.0% | 0.10% | -21.9% |
| WOR | Sell | WORTHINGTON INDS INC | $794,000 | -11.1% | 16,733 | -10.0% | 0.10% | -16.0% |
| TWX | Sell | TIME WARNER INC | $781,000 | -88.1% | 8,083 | -90.2% | 0.10% | -88.7% |
| EL | Buy | LAUDER ESTEE COS INCcl a | $783,000 | +1.7% | 10,238 | +17.7% | 0.10% | -3.9% |
| RDSA | Buy | ROYAL DUTCH SHELL PLCspons adr a | $779,000 | +30.1% | 14,331 | +19.7% | 0.10% | +23.8% |
| MAIN | Buy | MAIN STREET CAPITAL CORP | $772,000 | +11.2% | 21,008 | +3.9% | 0.10% | +5.4% |
| GMED | GLOBUS MED INCcl a | $770,000 | +9.8% | 31,042 | 0.0% | 0.10% | +3.2% | |
| O | Buy | REALTY INCOME CORP | $767,000 | +21.6% | 13,347 | +41.7% | 0.10% | +15.5% |
| SYY | Buy | SYSCO CORP | $755,000 | +13.0% | 13,640 | +0.0% | 0.10% | +7.9% |
| MPA | BLACKROCK MUNIYIELD PA QL | $761,000 | -12.0% | 54,000 | 0.0% | 0.10% | -16.5% | |
| CRZO | Buy | CARRIZO OIL & GAS INC | $755,000 | +23.6% | 20,211 | +34.2% | 0.10% | +17.1% |
| SWKS | Sell | SKYWORKS SOLUTIONS INC | $753,000 | -18.7% | 10,091 | -17.1% | 0.10% | -23.4% |
| MPLX | Buy | MPLX LP | $743,000 | +18.9% | 21,460 | +16.2% | 0.09% | +13.3% |
| DE | Buy | DEERE & CO | $739,000 | +32.4% | 7,163 | +9.5% | 0.09% | +25.7% |
| GS | Sell | GOLDMAN SACHS GROUP INC | $736,000 | +36.5% | 3,075 | -7.9% | 0.09% | +29.2% |
| TSO | Buy | TESORO CORP | $735,000 | +120.1% | 8,400 | +100.0% | 0.09% | +106.7% |
| KR | Sell | KROGER CO | $728,000 | +11.7% | 21,103 | -3.9% | 0.09% | +5.7% |
| BMI | BADGER METER INC | $702,000 | +10.2% | 19,000 | 0.0% | 0.09% | +4.7% | |
| WHR | Sell | WHIRLPOOL CORP | $695,000 | -52.9% | 3,825 | -58.0% | 0.09% | -55.3% |
| LH | Buy | LABORATORY CORP AMER HLDG | $698,000 | +2.2% | 5,434 | +9.4% | 0.09% | -3.3% |
| TTP | TORTOISE PIPELINE & ENERG | $690,000 | +1.8% | 32,000 | 0.0% | 0.09% | -3.3% | |
| CBS | Sell | CBS CORP NEWcl b | $685,000 | -30.2% | 10,772 | -40.0% | 0.09% | -33.6% |
| CALM | Buy | CAL MAINE FOODS INC | $690,000 | +16.9% | 15,619 | +2.0% | 0.09% | +10.1% |
| AMX | Buy | AMERICA MOVIL SAB DE CV | $691,000 | +10.7% | 54,948 | +0.7% | 0.09% | +4.8% |
| PII | Buy | POLARIS INDS INC | $678,000 | +6.6% | 8,230 | +0.2% | 0.09% | +1.2% |
| AEP | Sell | AMERICAN ELEC PWR INC | $666,000 | -2.5% | 10,573 | -0.6% | 0.08% | -7.7% |
| MU | Buy | MICRON TECHNOLOGY INC | $668,000 | +36.6% | 30,497 | +10.9% | 0.08% | +29.2% |
| XLI | Buy | SELECT SECTOR SPDR TRsbi int-inds | $645,000 | +124.7% | 10,359 | +110.8% | 0.08% | +115.8% |
| VO | Buy | VANGUARD INDEX FDSmid cap etf | $644,000 | +4.4% | 4,890 | +2.6% | 0.08% | -1.2% |
| SHM | SPDR SER TRnuveen blmbrg sr | $643,000 | -2.0% | 13,423 | 0.0% | 0.08% | -8.0% | |
| EXG | Buy | EATON VANCE TAX MNGD GBL | $638,000 | +2.9% | 79,585 | +11.4% | 0.08% | -2.4% |
| HBAN | Sell | HUNTINGTON BANCSHARES INC | $632,000 | +14.3% | 47,836 | -14.7% | 0.08% | +8.1% |
| VYM | Buy | VANGUARD WHITEHALL FDS INhigh div yld | $631,000 | +5.3% | 8,327 | +0.3% | 0.08% | 0.0% |
| HPE | New | HEWLETT PACKARD ENTERPRIS | $631,000 | – | 27,258 | +100.0% | 0.08% | – |
| LUMN | Buy | CENTURYLINK INC | $636,000 | +17.1% | 26,751 | +35.1% | 0.08% | +11.1% |
| DG | Buy | DOLLAR GEN CORP NEW | $632,000 | +8.8% | 8,534 | +2.8% | 0.08% | +2.6% |
| XLK | Buy | SELECT SECTOR SPDR TRtechnology | $635,000 | +79.4% | 13,133 | +77.1% | 0.08% | +70.2% |
| STLD | New | STEEL DYNAMICS INC | $626,000 | – | 17,591 | +100.0% | 0.08% | – |
| MTB | M & T BK CORP | $626,000 | +34.9% | 4,000 | 0.0% | 0.08% | +27.4% | |
| FOXA | New | TWENTY FIRST CENTY FOX INcl a | $616,000 | – | 21,951 | +100.0% | 0.08% | – |
| EXC | Buy | EXELON CORP | $619,000 | +28.2% | 17,450 | +20.3% | 0.08% | +21.9% |
| SCCO | Sell | SOUTHERN COPPER CORP | $619,000 | +13.6% | 19,377 | -6.5% | 0.08% | +6.8% |
| SPXX | Buy | NUVEEN S&P 500 DYN OVERWR | $610,000 | +19.8% | 42,340 | +14.6% | 0.08% | +13.2% |
| MDY | SPDR S&P MIDCAP 400 ETF Tutser1 s&pdcrp | $610,000 | +6.8% | 2,021 | 0.0% | 0.08% | +1.3% | |
| KMB | Buy | KIMBERLY CLARK CORP | $608,000 | +16.9% | 5,327 | +29.3% | 0.08% | +11.6% |
| WLL | Sell | WHITING PETE CORP NEW | $593,000 | +32.1% | 49,306 | -4.1% | 0.08% | +25.0% |
| LUV | Buy | SOUTHWEST AIRLS CO | $595,000 | +98.3% | 11,941 | +54.9% | 0.08% | +87.5% |
| VBK | VANGUARD INDEX FDSsml cp grw etf | $596,000 | +1.0% | 4,475 | 0.0% | 0.08% | -5.1% | |
| VOO | Sell | VANGUARD INDEX FDS | $595,000 | -8.9% | 2,898 | -11.9% | 0.08% | -13.8% |
| BOND | Buy | PIMCO ETF TRttl rtn actv etf | $593,000 | -2.8% | 5,699 | +0.9% | 0.08% | -7.4% |
| FUSB | New | FIRST US BANCSHARES INC | $593,000 | – | 53,416 | +100.0% | 0.08% | – |
| EEP | Sell | ENBRIDGE ENERGY PARTNERS | $586,000 | -7.3% | 22,982 | -7.6% | 0.07% | -11.9% |
| BX | Buy | BLACKSTONE GROUP L P | $584,000 | +14.5% | 21,599 | +8.2% | 0.07% | +8.8% |
| UNP | Buy | UNION PAC CORP | $582,000 | +38.2% | 5,618 | +30.2% | 0.07% | +32.1% |
| MNKKQ | Buy | MALLINCKRODT PUB LTD CO | $567,000 | -20.5% | 11,385 | +11.5% | 0.07% | -24.2% |
| RAI | Sell | REYNOLDS AMERICAN INC | $571,000 | -4.4% | 10,195 | -19.4% | 0.07% | -10.0% |
| AMD | New | ADVANCED MICRO DEVICES IN | $568,000 | – | 50,053 | +100.0% | 0.07% | – |
| SLB | Sell | SCHLUMBERGER LTD | $570,000 | -46.1% | 6,788 | -49.6% | 0.07% | -48.9% |
| PXD | Buy | PIONEER NAT RES CO | $562,000 | +8.7% | 3,119 | +12.0% | 0.07% | +2.9% |
| RVLT | REVOLUTION LIGHTING TECHN | $559,000 | -12.8% | 101,594 | 0.0% | 0.07% | -17.4% | |
| LOW | Sell | LOWES COS INC | $553,000 | -20.1% | 7,769 | -18.9% | 0.07% | -23.9% |
| WWE | WORLD WRESTLING ENTMT INCcl a | $554,000 | -13.6% | 30,100 | 0.0% | 0.07% | -18.6% | |
| NOK | Buy | NOKIA CORPsponsored adr | $537,000 | -16.7% | 111,546 | +0.1% | 0.07% | -20.9% |
| VOT | VANGUARD INDEX FDSmcap gr idxvip | $536,000 | -0.7% | 5,072 | 0.0% | 0.07% | -5.6% | |
| CTRE | CARETRUST REIT INC | $538,000 | +3.7% | 35,133 | 0.0% | 0.07% | -1.4% | |
| ADP | Buy | AUTOMATIC DATA PROCESSING | $530,000 | +35.5% | 5,155 | +16.2% | 0.07% | +28.8% |
| LEN | Buy | LENNAR CORPcl a | $530,000 | +17.5% | 12,350 | +16.0% | 0.07% | +11.7% |
| HON | Buy | HONEYWELL INTL INC | $532,000 | +70.0% | 4,594 | +71.1% | 0.07% | +59.5% |
| PNR | Buy | PENTAIR PLC | $517,000 | -11.0% | 9,220 | +2.0% | 0.06% | -16.7% |
| PEI | PENNSYLVANIA RL ESTATE INsh ben int | $516,000 | -17.6% | 27,200 | 0.0% | 0.06% | -22.6% | |
| TRTN | New | TRITON INTL LTDcl a | $512,000 | – | 32,411 | +100.0% | 0.06% | – |
| PYPL | Sell | PAYPAL HLDGS INC | $515,000 | -64.5% | 13,036 | -63.2% | 0.06% | -66.5% |
| USB | Buy | US BANCORP DEL | $508,000 | +19.8% | 9,898 | +0.1% | 0.06% | +12.3% |
| WDC | Buy | WESTERN DIGITAL CORP | $509,000 | +57.1% | 7,497 | +35.2% | 0.06% | +48.8% |
| WM | Buy | WASTE MGMT INC DEL | $507,000 | +12.7% | 7,149 | +1.3% | 0.06% | +6.7% |
| GSK | Buy | GLAXOSMITHKLINE PLCsponsored adr | $505,000 | +71.2% | 13,113 | +91.5% | 0.06% | +64.1% |
| HUM | Buy | HUMANA INC | $495,000 | +103.7% | 2,426 | +77.0% | 0.06% | +96.9% |
| PRU | Sell | PRUDENTIAL FINL INC | $496,000 | -34.0% | 4,768 | -48.2% | 0.06% | -37.0% |
| SYK | Buy | STRYKER CORP | $497,000 | +13.7% | 4,150 | +10.7% | 0.06% | +8.6% |
| PCLN | Buy | PRICELINE GRP INC | $475,000 | +24.0% | 324 | +24.6% | 0.06% | +17.6% |
| AAP | Buy | ADVANCE AUTO PARTS INC | $474,000 | +44.5% | 2,800 | +27.3% | 0.06% | +36.4% |
| DTE | Buy | DTE ENERGY CO | $463,000 | +54.8% | 4,696 | +46.9% | 0.06% | +47.5% |
| TPX | Sell | TEMPUR SEALY INTL INC | $464,000 | +18.7% | 6,792 | -1.5% | 0.06% | +13.5% |
| MET | Buy | METLIFE INC | $458,000 | +95.7% | 8,507 | +61.2% | 0.06% | +87.1% |
| ROK | ROCKWELL AUTOMATION INC | $460,000 | +9.8% | 3,423 | 0.0% | 0.06% | +3.6% | |
| STT | New | STATE STR CORP | $459,000 | – | 5,912 | +100.0% | 0.06% | – |
| SRE | Buy | SEMPRA ENERGY | $451,000 | +27.0% | 4,480 | +35.3% | 0.06% | +21.3% |
| GIS | Sell | GENERAL MLS INC | $450,000 | -41.5% | 7,292 | -39.4% | 0.06% | -44.7% |
| VRX | Buy | VALEANT PHARMACEUTICALS I | $448,000 | +59.4% | 30,834 | +169.1% | 0.06% | +50.0% |
| APU | Buy | AMERIGAS PARTNERS L Punit l p int | $453,000 | +11.0% | 9,446 | +5.6% | 0.06% | +5.6% |
| IJJ | New | ISHARES TRs&p mc 400vl etf | $453,000 | – | 3,120 | +100.0% | 0.06% | – |
| MIDD | MIDDLEBY CORP | $452,000 | +4.1% | 3,509 | 0.0% | 0.06% | -1.7% | |
| MPC | Sell | MARATHON PETE CORP | $449,000 | -33.8% | 8,925 | -46.5% | 0.06% | -36.7% |
| NTAP | Buy | NETAPP INC | $444,000 | +2.8% | 12,578 | +4.2% | 0.06% | -3.4% |
| DLR | Sell | DIGITAL RLTY TR INC | $434,000 | 0.0% | 4,420 | -1.1% | 0.06% | -5.2% |
| PNC | Sell | PNC FINL SVCS GROUP INC | $432,000 | +18.7% | 3,690 | -8.7% | 0.06% | +12.2% |
| GBCI | Buy | GLACIER BANCORP INC NEW | $435,000 | +38.5% | 12,000 | +9.1% | 0.06% | +31.0% |
| FRT | FEDERAL REALTY INVT TRsh ben int new | $433,000 | -7.7% | 3,050 | 0.0% | 0.06% | -12.7% | |
| COH | Buy | COACH INC | $424,000 | +46.2% | 12,099 | +52.4% | 0.05% | +38.5% |
| NS | Buy | NUSTAR ENERGY LP | $427,000 | +1.2% | 8,565 | +0.6% | 0.05% | -3.6% |
| DHI | Buy | D R HORTON INC | $416,000 | +5.9% | 15,210 | +17.0% | 0.05% | +1.9% |
| BPL | Sell | BUCKEYE PARTNERS L Punit ltd partn | $417,000 | -39.1% | 6,296 | -34.1% | 0.05% | -41.8% |
| WPZ | Buy | WILLIAMS PARTNERS L P NEW | $417,000 | +38.5% | 10,972 | +35.8% | 0.05% | +32.5% |
| L100PS | New | ARCONIC INC | $419,000 | – | 22,591 | +100.0% | 0.05% | – |
| IDV | Sell | ISHARES TRintl sel div etf | $408,000 | -9.9% | 13,800 | -8.6% | 0.05% | -13.3% |
| PMM | Buy | PUTNAM MANAGED MUN INCOM | $415,000 | +119.6% | 58,700 | +147.7% | 0.05% | +108.0% |
| AMTD | Buy | TD AMERITRADE HLDG CORP | $413,000 | +36.8% | 9,468 | +10.6% | 0.05% | +30.0% |
| PBCT | New | PEOPLES UNITED FINANCIAL | $413,000 | – | 21,325 | +100.0% | 0.05% | – |
| JPS | Buy | NUVEEN PREFERRED SECURITI | $415,000 | +11.0% | 44,553 | +14.3% | 0.05% | +4.0% |
| NAVI | New | NAVIENT CORP | $407,000 | – | 24,790 | +100.0% | 0.05% | – |
| WELL | Buy | WELLTOWER INC | $406,000 | +34.0% | 6,064 | +49.8% | 0.05% | +27.5% |
| XLF | New | SELECT SECTOR SPDR TRsbi int-finl | $404,000 | – | 17,392 | +100.0% | 0.05% | – |
| IONS | New | IONIS PHARMACEUTICALS INC | $393,000 | – | 8,214 | +100.0% | 0.05% | – |
| CI | Buy | CIGNA CORPORATION | $397,000 | +72.6% | 2,979 | +69.1% | 0.05% | +61.3% |
| BIB | PROSHARES TR | $399,000 | -17.7% | 10,000 | 0.0% | 0.05% | -23.1% | |
| FISV | FISERV INC | $399,000 | +7.0% | 3,750 | 0.0% | 0.05% | 0.0% | |
| OHI | Buy | OMEGA HEALTHCARE INVS INC | $392,000 | +23.7% | 12,538 | +40.4% | 0.05% | +19.0% |
| JQC | Buy | NUVEEN CR STRATEGIES INCM | $399,000 | +18.8% | 45,111 | +13.8% | 0.05% | +11.1% |
| HYT | Buy | BLACKROCK CORPOR HI YLD F | $387,000 | +170.6% | 35,740 | +169.8% | 0.05% | +157.9% |
| ZION | New | ZIONS BANCORPORATION | $389,000 | – | 9,043 | +100.0% | 0.05% | – |
| CIM | Buy | CHIMERA INVT CORP | $388,000 | +38.6% | 22,779 | +29.6% | 0.05% | +32.4% |
| AAN | Buy | AARONS INC | $390,000 | +31.3% | 12,180 | +4.3% | 0.05% | +22.5% |
| ATHN | ATHENAHEALTH INC | $379,000 | -16.7% | 3,607 | 0.0% | 0.05% | -21.3% | |
| XLB | New | SELECT SECTOR SPDR TRsbi materials | $382,000 | – | 7,688 | +100.0% | 0.05% | – |
| MUX | Buy | MCEWEN MNG INC | $383,000 | -6.6% | 131,495 | +17.9% | 0.05% | -12.7% |
| GME | Buy | GAMESTOP CORP NEWcl a | $379,000 | +8.0% | 14,986 | +17.7% | 0.05% | +2.1% |
| EWA | Buy | ISHARESmsci aust etf | $378,000 | +68.8% | 18,663 | +74.3% | 0.05% | +60.0% |
| UYG | New | PROSHARES TRultra fncls new | $370,000 | – | 4,000 | +100.0% | 0.05% | – |
| AAVVF | Buy | ADVANTAGE OIL & GAS LTD | $374,000 | -3.4% | 55,400 | +0.7% | 0.05% | -9.6% |
| FUN | Buy | CEDAR FAIR L Pdepositry unit | $374,000 | +34.1% | 5,822 | +19.6% | 0.05% | +27.0% |
| GPC | Buy | GENUINE PARTS CO | $372,000 | +10.7% | 3,896 | +16.5% | 0.05% | +4.4% |
| HE | New | HAWAIIAN ELEC INDUSTRIES | $373,000 | – | 11,269 | +100.0% | 0.05% | – |
| EOI | Buy | EATON VANCE ENHANCED EQ I | $374,000 | +1.6% | 30,139 | +3.5% | 0.05% | -4.1% |
| YUMC | New | YUM CHINA HLDGS INC | $367,000 | – | 14,037 | +100.0% | 0.05% | – |
| CSX | Buy | CSX CORP | $366,000 | +41.3% | 10,177 | +19.7% | 0.05% | +31.4% |
| FCX | Sell | FREEPORT-MCMORAN INCcl b | $360,000 | -20.9% | 27,266 | -34.9% | 0.05% | -24.6% |
| IBB | Buy | ISHARES TRnasdq biotec etf | $365,000 | +69.8% | 1,374 | +85.4% | 0.05% | +58.6% |
| BXMX | New | NUVEEN S&P 500 BUY-WRITE | $360,000 | – | 28,286 | +100.0% | 0.05% | – |
| TLP | TRANSMONTAIGNE PARTNERS L | $359,000 | +7.5% | 8,100 | 0.0% | 0.04% | 0.0% | |
| XLY | New | SELECT SECTOR SPDR TRsbi cons discr | $357,000 | – | 4,386 | +100.0% | 0.04% | – |
| FANG | Buy | DIAMONDBACK ENERGY INC | $359,000 | +20.1% | 3,550 | +14.5% | 0.04% | +12.5% |
| HOG | Sell | HARLEY DAVIDSON INC | $344,000 | +8.2% | 5,889 | -2.5% | 0.04% | +4.8% |
| VTR | Buy | VENTAS INC | $351,000 | -4.1% | 5,613 | +8.2% | 0.04% | -10.2% |
| INTU | Buy | INTUIT | $347,000 | +18.0% | 3,027 | +13.1% | 0.04% | +12.8% |
| LW | New | LAMB WESTON HLDGS INC | $345,000 | – | 9,110 | +100.0% | 0.04% | – |
| EAD | Buy | WELLS FARGO INCOME OPPORTwf inc oppty fd | $345,000 | +2.1% | 40,651 | +0.4% | 0.04% | -2.2% |
| CMG | Buy | CHIPOTLE MEXICAN GRILL IN | $347,000 | -0.6% | 920 | +11.5% | 0.04% | -6.4% |
| STX | Sell | SEAGATE TECHNOLOGY PLC | $350,000 | -71.6% | 9,160 | -71.4% | 0.04% | -73.3% |
| NYCB | Buy | NEW YORK CMNTY BANCORP IN | $345,000 | +45.0% | 21,704 | +29.6% | 0.04% | +37.5% |
| MKC | Sell | MCCORMICK & CO INC | $346,000 | -10.1% | 3,705 | -3.8% | 0.04% | -13.7% |
| VCSH | Buy | VANGUARD SCOTTSDALE FDSshrt trm corp bd | $351,000 | +74.6% | 4,419 | +76.8% | 0.04% | +63.0% |
| ICPT | Sell | INTERCEPT PHARMACEUTICALS | $342,000 | -52.2% | 3,150 | -27.6% | 0.04% | -55.2% |
| STRP | Buy | STRAIGHT PATH COMMUNICATNcl b | $339,000 | +32.4% | 10,010 | +0.1% | 0.04% | +26.5% |
| PBA | Buy | PEMBINA PIPELINE CORP | $339,000 | +53.4% | 10,808 | +49.1% | 0.04% | +48.3% |
| FE | Buy | FIRSTENERGY CORP | $336,000 | +8.0% | 10,845 | +15.5% | 0.04% | +2.4% |
| AFL | Buy | AFLAC INC | $339,000 | +10.8% | 4,876 | +14.5% | 0.04% | +4.9% |
| OXY | Sell | OCCIDENTAL PETE CORP DEL | $342,000 | -78.2% | 4,795 | -77.7% | 0.04% | -79.4% |
| MINT | New | PIMCO ETF TRenhan shrt ma ac | $337,000 | – | 3,324 | +100.0% | 0.04% | – |
| ITW | Buy | ILLINOIS TOOL WKS INC | $338,000 | +24.7% | 2,760 | +22.1% | 0.04% | +19.4% |
| WPC | Buy | W P CAREY INC | $336,000 | -4.0% | 5,683 | +4.9% | 0.04% | -8.5% |
| SBNY | Sell | SIGNATURE BK NEW YORK N Y | $330,000 | -24.7% | 2,200 | -40.5% | 0.04% | -27.6% |
| CPB | Buy | CAMPBELL SOUP CO | $335,000 | +17.1% | 5,534 | +5.8% | 0.04% | +10.5% |
| BIDU | Buy | BAIDU INCspon adr rep a | $333,000 | -3.2% | 2,026 | +7.4% | 0.04% | -8.7% |
| ALK | New | ALASKA AIR GROUP INC | $335,000 | – | 3,777 | +100.0% | 0.04% | – |
| CHK | Buy | CHESAPEAKE ENERGY CORP | $335,000 | +27.4% | 47,705 | +13.8% | 0.04% | +20.0% |
| DPZ | Buy | DOMINOS PIZZA INC | $334,000 | +28.5% | 2,095 | +22.2% | 0.04% | +20.0% |
| PFN | PIMCO INCOME STRATEGY FUN | $324,000 | -0.6% | 34,121 | 0.0% | 0.04% | -6.8% | |
| SYRG | SYNERGY RES CORP | $322,000 | +28.3% | 36,192 | 0.0% | 0.04% | +20.6% | |
| RWO | Buy | SPDR INDEX SHS FDSdj glb rl es etf | $324,000 | -5.8% | 6,912 | +0.1% | 0.04% | -10.9% |
| RDSB | Buy | ROYAL DUTCH SHELL PLCspon adr b | $322,000 | +25.8% | 5,553 | +14.4% | 0.04% | +20.6% |
| COL | Buy | ROCKWELL COLLINS INC | $325,000 | +10.2% | 3,503 | +0.0% | 0.04% | +5.1% |
| CTSH | New | COGNIZANT TECHNOLOGY SOLUcl a | $323,000 | – | 5,773 | +100.0% | 0.04% | – |
| ETW | Buy | EATON VANCE TXMGD GL BUYW | $327,000 | -0.3% | 32,451 | +9.0% | 0.04% | -6.8% |
| SWN | Buy | SOUTHWESTERN ENERGY CO | $325,000 | -6.1% | 30,000 | +20.0% | 0.04% | -10.9% |
| WEC | Buy | WEC ENERGY GROUP INC | $321,000 | +14.6% | 5,468 | +17.0% | 0.04% | +10.8% |
| FTR | Buy | FRONTIER COMMUNICATIONS C | $320,000 | +9.2% | 94,680 | +34.4% | 0.04% | +2.6% |
| UAA | Buy | UNDER ARMOUR INCcl a | $314,000 | -20.9% | 10,801 | +5.2% | 0.04% | -24.5% |
| VB | Buy | VANGUARD INDEX FDSsmall cp etf | $314,000 | +46.7% | 2,436 | +38.8% | 0.04% | +37.9% |
| VBR | Buy | VANGUARD INDEX FDSsm cp val etf | $315,000 | +21.6% | 2,605 | +11.3% | 0.04% | +14.3% |
| ETV | Buy | EATON VANCE TX MNG BY WRT | $316,000 | +4.3% | 21,318 | +6.3% | 0.04% | 0.0% |
| PACW | New | PACWEST BANCORP DEL | $317,000 | – | 5,825 | +100.0% | 0.04% | – |
| ADBE | Buy | ADOBE SYS INC | $307,000 | +18.5% | 2,980 | +24.7% | 0.04% | +11.4% |
| LPLA | New | LPL FINL HLDGS INC | $307,000 | – | 8,705 | +100.0% | 0.04% | – |
| TWTR | Sell | TWITTER INC | $306,000 | -50.4% | 18,800 | -29.7% | 0.04% | -52.4% |
| DAL | Sell | DELTA AIR LINES INC DEL | $312,000 | -38.6% | 6,352 | -50.8% | 0.04% | -42.6% |
| IWM | New | ISHARES TRrussell 2000 etf | $305,000 | – | 2,261 | +100.0% | 0.04% | – |
| MBFI | MB FINANCIAL INC NEW | $310,000 | +24.5% | 6,558 | 0.0% | 0.04% | +18.2% | |
| LNG | Sell | CHENIERE ENERGY INC | $311,000 | -74.1% | 7,515 | -72.7% | 0.04% | -75.6% |
| SAVE | New | SPIRIT AIRLS INC | $297,000 | – | 5,128 | +100.0% | 0.04% | – |
| NEA | Buy | NUVEEN AMT FREE QLTY MUN | $301,000 | -2.0% | 22,564 | +7.3% | 0.04% | -7.3% |
| PH | Buy | PARKER HANNIFIN CORP | $298,000 | +37.3% | 2,125 | +23.2% | 0.04% | +31.0% |
| MRO | Buy | MARATHON OIL CORP | $301,000 | +38.7% | 17,375 | +26.6% | 0.04% | +31.0% |
| STZ | Buy | CONSTELLATION BRANDS INCcl a | $299,000 | +8.7% | 1,950 | +18.2% | 0.04% | +2.7% |
| GGN | Buy | GAMCO GLOBAL GOLD NAT RES | $301,000 | +47.5% | 56,765 | +77.5% | 0.04% | +40.7% |
| XLP | Buy | SELECT SECTOR SPDR TRsbi cons stpls | $302,000 | +20.3% | 5,838 | +23.9% | 0.04% | +11.8% |
| SPG | Buy | SIMON PPTY GROUP INC NEW | $300,000 | +25.0% | 1,688 | +45.8% | 0.04% | +18.8% |
| FDML | Buy | FEDERAL MOGUL HOLDINGS CO | $299,000 | +24.6% | 29,000 | +16.0% | 0.04% | +18.8% |
| ET | Sell | ENERGY TRANSFER EQUITY L | $289,000 | -35.9% | 14,979 | -44.3% | 0.04% | -38.3% |
| PGF | Buy | POWERSHARES ETF TRUSTfinl pfd ptfl | $291,000 | +17.3% | 16,223 | +24.8% | 0.04% | +12.1% |
| LEG | Buy | LEGGETT & PLATT INC | $290,000 | +10.3% | 5,923 | +2.6% | 0.04% | +5.7% |
| PEY | POWERSHARES ETF TRUSThi yld eq dvdn | $296,000 | +6.9% | 17,474 | 0.0% | 0.04% | 0.0% | |
| CVLT | New | COMMVAULT SYSTEMS INC | $290,000 | – | 5,641 | +100.0% | 0.04% | – |
| HL | Buy | HECLA MNG CO | $294,000 | +3.2% | 56,201 | +12.4% | 0.04% | -2.6% |
| NEE | Buy | NEXTERA ENERGY INC | $296,000 | +31.0% | 2,477 | +33.9% | 0.04% | +23.3% |
| VIG | Sell | VANGUARD SPECIALIZED PORTdiv app etf | $295,000 | -50.7% | 3,460 | -51.4% | 0.04% | -53.8% |
| AEE | Buy | AMEREN CORP | $296,000 | +32.7% | 5,648 | +24.7% | 0.04% | +23.3% |
| ORLY | Sell | O REILLY AUTOMOTIVE INC N | $284,000 | -76.9% | 1,020 | -76.8% | 0.04% | -78.0% |
| RIG | Buy | TRANSOCEAN LTD | $288,000 | +57.4% | 19,510 | +13.4% | 0.04% | +50.0% |
| YHOO | Buy | YAHOO INC | $287,000 | +0.3% | 7,412 | +11.6% | 0.04% | -5.3% |
| HFC | New | HOLLYFRONTIER CORP | $282,000 | – | 8,607 | +100.0% | 0.04% | – |
| TEVA | New | TEVA PHARMACEUTICAL INDSadr | $287,000 | – | 7,918 | +100.0% | 0.04% | – |
| TNH | Buy | TERRA NITROGEN CO L P | $276,000 | -1.4% | 2,690 | +8.0% | 0.04% | -5.4% |
| NRZ | Buy | NEW RESIDENTIAL INVT CORP | $275,000 | +82.1% | 17,513 | +60.6% | 0.04% | +75.0% |
| EOG | Buy | EOG RES INC | $278,000 | +16.3% | 2,749 | +11.4% | 0.04% | +9.4% |
| MYL | New | MYLAN N V | $275,000 | – | 7,205 | +100.0% | 0.04% | – |
| KKR | Sell | KKR & CO L P DEL | $274,000 | +5.0% | 17,816 | -2.7% | 0.04% | 0.0% |
| IWS | New | ISHARES TRrus mdcp val etf | $279,000 | – | 3,463 | +100.0% | 0.04% | – |
| PFLT | Buy | PENNANTPARK FLOATING RATE | $278,000 | +41.8% | 19,710 | +32.9% | 0.04% | +34.6% |
| MAR | New | MARRIOTT INTL INC NEWcl a | $276,000 | – | 3,336 | +100.0% | 0.04% | – |
| LRCX | New | LAM RESEARCH CORP | $277,000 | – | 2,620 | +100.0% | 0.04% | – |
| TASR | Buy | TASER INTL INC | $280,000 | -11.1% | 11,555 | +4.8% | 0.04% | -16.7% |
| TY | New | TRI CONTL CORP | $279,000 | – | 12,666 | +100.0% | 0.04% | – |
| EPR | Buy | EPR PPTYS | $275,000 | -1.1% | 3,836 | +8.6% | 0.04% | -5.4% |
| RPM | New | RPM INTL INC | $280,000 | – | 5,202 | +100.0% | 0.04% | – |
| PPL | New | PPL CORP | $276,000 | – | 8,118 | +100.0% | 0.04% | – |
| OTEX | Sell | OPEN TEXT CORP | $274,000 | -19.4% | 4,434 | -15.4% | 0.04% | -22.2% |
| DHY | Buy | CREDIT SUISSE HIGH YLD BNsh ben int | $272,000 | +3.4% | 101,956 | +0.0% | 0.03% | -2.9% |
| FONR | Buy | FONAR CORP | $269,000 | +8.9% | 14,030 | +16.6% | 0.03% | +3.0% |
| CRUS | Sell | CIRRUS LOGIC INC | $271,000 | -76.4% | 4,785 | -77.8% | 0.03% | -77.8% |
| HIO | New | WESTERN ASSET HIGH INCM O | $267,000 | – | 53,600 | +100.0% | 0.03% | – |
| REGN | Sell | REGENERON PHARMACEUTICALS | $272,000 | -33.7% | 740 | -27.5% | 0.03% | -38.2% |
| CMA | New | COMERICA INC | $270,000 | – | 3,969 | +100.0% | 0.03% | – |
| FGPRQ | Buy | FERRELLGAS PARTNERS L.P.unit ltd part | $266,000 | -25.5% | 39,248 | +27.9% | 0.03% | -29.2% |
| ZIVZF | New | CREDIT SUISSE NASSAU BRHinvrs vix mdterm | $270,000 | – | 5,791 | +100.0% | 0.03% | – |
| TCP | TC PIPELINES LP | $271,000 | +3.4% | 4,600 | 0.0% | 0.03% | -2.9% | |
| LNC | Sell | LINCOLN NATL CORP IND | $258,000 | +19.4% | 3,890 | -15.3% | 0.03% | +13.8% |
| VKQ | Buy | INVESCO MUN TR | $261,000 | -1.5% | 21,250 | +10.4% | 0.03% | -5.7% |
| MLCO | MELCO CROWN ENTMT LTDadr | $261,000 | -1.1% | 16,417 | 0.0% | 0.03% | -5.7% | |
| HAS | New | HASBRO INC | $257,000 | – | 3,300 | +100.0% | 0.03% | – |
| WMB | Sell | WILLIAMS COS INC DEL | $262,000 | -10.9% | 8,407 | -12.0% | 0.03% | -15.4% |
| XIV | New | CREDIT SUISSE NASSAU BRHinvrs vix sterm | $258,000 | – | 5,525 | +100.0% | 0.03% | – |
| NDAQ | Sell | NASDAQ INC | $257,000 | -26.8% | 3,822 | -26.4% | 0.03% | -29.8% |
| POT | New | POTASH CORP SASK INC | $260,000 | – | 14,375 | +100.0% | 0.03% | – |
| TXT | Sell | TEXTRON INC | $253,000 | +1.2% | 5,200 | -17.5% | 0.03% | -3.0% |
| WYND | New | WYNDHAM WORLDWIDE CORP | $251,000 | – | 3,285 | +100.0% | 0.03% | – |
| MCK | Sell | MCKESSON CORP | $254,000 | -42.3% | 1,805 | -31.6% | 0.03% | -45.8% |
| AIZ | Sell | ASSURANT INC | $252,000 | -14.0% | 2,716 | -14.6% | 0.03% | -17.9% |
| PWOD | PENNS WOODS BANCORP INC | $253,000 | +13.5% | 5,005 | 0.0% | 0.03% | +6.7% | |
| ATVI | New | ACTIVISION BLIZZARD INC | $252,000 | – | 6,965 | +100.0% | 0.03% | – |
| BFK | Sell | BLACKROCK MUN INCOME TRsh ben int | $256,000 | -19.5% | 18,496 | -8.0% | 0.03% | -23.8% |
| BKD | BROOKDALE SR LIVING INC | $255,000 | -28.8% | 20,500 | 0.0% | 0.03% | -33.3% | |
| CMO | Buy | CAPSTEAD MTG CORP | $251,000 | +78.0% | 24,669 | +65.0% | 0.03% | +68.4% |
| SLV | New | ISHARES SILVER TRUSTishares | $242,000 | – | 16,035 | +100.0% | 0.03% | – |
| UL | Sell | UNILEVER PLCspon adr new | $244,000 | -21.8% | 5,991 | -8.9% | 0.03% | -26.2% |
| KYN | Buy | KAYNE ANDERSON MLP INVT C | $245,000 | +10.9% | 12,500 | +16.8% | 0.03% | +6.9% |
| TOTL | SSGA ACTIVE ETF TRspdr tr tactic | $242,000 | -3.6% | 5,000 | 0.0% | 0.03% | -8.8% | |
| SCHD | Buy | SCHWAB STRATEGIC TRus dividend eq | $244,000 | +3.8% | 5,604 | +0.9% | 0.03% | 0.0% |
| EBAY | Sell | EBAY INC | $249,000 | -51.2% | 8,402 | -45.8% | 0.03% | -54.4% |
| XEL | Sell | XCEL ENERGY INC | $245,000 | -12.5% | 6,019 | -11.7% | 0.03% | -16.2% |
| IJT | New | ISHARES TRsp smcp600gr etf | $234,000 | – | 1,558 | +100.0% | 0.03% | – |
| TMP | New | TOMPKINS FINANCIAL CORPOR | $236,000 | – | 2,500 | +100.0% | 0.03% | – |
| TCAP | TRIANGLE CAP CORP | $239,000 | -6.6% | 13,005 | 0.0% | 0.03% | -11.8% | |
| WY | New | WEYERHAEUSER CO | $241,000 | – | 7,997 | +100.0% | 0.03% | – |
| NYMT | Sell | NEW YORK MTG TR INC | $229,000 | +9.0% | 34,628 | -0.9% | 0.03% | +3.6% |
| OMER | Buy | OMEROS CORP | $228,000 | +103.6% | 23,000 | +130.0% | 0.03% | +93.3% |
| MMT | MFS MULTIMARKET INCOME TRsh ben int | $227,000 | -0.4% | 37,500 | 0.0% | 0.03% | -3.3% | |
| STK | COLUMBIA SELIGM PREM TECH | $230,000 | +0.9% | 12,271 | 0.0% | 0.03% | -3.3% | |
| VEU | Buy | VANGUARD INTL EQUITY INDEallwrld ex us | $229,000 | +2.7% | 5,177 | +5.3% | 0.03% | -3.3% |
| VGR | VECTOR GROUP LTD | $226,000 | +5.6% | 9,924 | 0.0% | 0.03% | 0.0% | |
| BCV | Buy | BANCROFT FUND LTD | $233,000 | +8.4% | 11,511 | +12.6% | 0.03% | 0.0% |
| AN | Buy | AUTONATION INC | $228,000 | +4.6% | 4,693 | +5.0% | 0.03% | 0.0% |
| APA | New | APACHE CORP | $227,000 | – | 3,570 | +100.0% | 0.03% | – |
| AVGO | Buy | BROADCOM LTD | $231,000 | +12.1% | 1,309 | +9.5% | 0.03% | +7.4% |
| SJNK | SPDR SER TRbloomberg srt tr | $221,000 | -0.5% | 8,000 | 0.0% | 0.03% | -6.7% | |
| GGG | GRACO INC | $224,000 | +12.0% | 2,699 | 0.0% | 0.03% | +3.7% | |
| AINV | APOLLO INVT CORP | $218,000 | +0.9% | 37,283 | 0.0% | 0.03% | -3.4% | |
| IJK | New | ISHARES TRs&p mc 400gr etf | $221,000 | – | 1,213 | +100.0% | 0.03% | – |
| HP | New | HELMERICH & PAYNE INC | $219,000 | – | 2,829 | +100.0% | 0.03% | – |
| PX | Buy | PRAXAIR INC | $222,000 | +1.4% | 1,896 | +4.4% | 0.03% | -3.4% |
| EQM | New | EQT MIDSTREAM PARTNERS LPunit ltd partn | $222,000 | – | 2,890 | +100.0% | 0.03% | – |
| VCR | New | VANGUARD WORLD FDSconsum dis etf | $223,000 | – | 1,736 | +100.0% | 0.03% | – |
| FSC | Buy | FIFTH STREET FINANCE CORP | $224,000 | -3.4% | 41,714 | +4.3% | 0.03% | -9.7% |
| SRC | Buy | SPIRIT RLTY CAP INC NEW | $223,000 | +14.9% | 20,565 | +41.2% | 0.03% | +7.7% |
| TGNA | Sell | TEGNA INC | $220,000 | -7.6% | 10,300 | -5.5% | 0.03% | -12.5% |
| GOV | New | GOVERNMENT PPTYS INCOME T | $225,000 | – | 11,810 | +100.0% | 0.03% | – |
| NGG | New | NATIONAL GRID PLCspon adr new | $212,000 | – | 3,626 | +100.0% | 0.03% | – |
| DCP | New | DCP MIDSTREAM PARTNERS LP | $212,000 | – | 5,520 | +100.0% | 0.03% | – |
| XBI | Buy | SPDR SERIES TRUSTs&p biotech | $214,000 | -0.9% | 3,611 | +10.8% | 0.03% | -6.9% |
| GLD | New | SPDR GOLD TRUST | $211,000 | – | 1,921 | +100.0% | 0.03% | – |
| FSLR | Sell | FIRST SOLAR INC | $213,000 | -39.0% | 6,640 | -24.9% | 0.03% | -42.6% |
| VGT | New | VANGUARD WORLD FDSinf tech etf | $211,000 | – | 1,739 | +100.0% | 0.03% | – |
| IJS | New | ISHARES TRsp smcp600vl etf | $211,000 | – | 1,509 | +100.0% | 0.03% | – |
| BK | New | BANK NEW YORK MELLON CORP | $216,000 | – | 4,564 | +100.0% | 0.03% | – |
| ASB | Sell | ASSOCIATED BANC CORP | $210,000 | -20.5% | 8,500 | -37.0% | 0.03% | -22.9% |
| BIV | Sell | VANGUARD BD INDEX FD INCintermed term | $212,000 | -19.1% | 2,551 | -14.7% | 0.03% | -22.9% |
| EMN | Sell | EASTMAN CHEM CO | $211,000 | -8.3% | 2,799 | -17.7% | 0.03% | -12.9% |
| FAS | New | DIREXION SHS ETF TRdly fin bull new | $205,000 | – | 5,000 | +100.0% | 0.03% | – |
| FLOT | ISHARES TRfltg rate bd etf | $203,000 | 0.0% | 4,000 | 0.0% | 0.03% | -3.7% | |
| PSP | POWERSHARES ETF TRUSTgbl lstd pvt eqt | $204,000 | +2.0% | 18,405 | 0.0% | 0.03% | -3.7% | |
| EMR | New | EMERSON ELEC CO | $206,000 | – | 3,689 | +100.0% | 0.03% | – |
| APD | AIR PRODS & CHEMS INC | $206,000 | -4.2% | 1,431 | 0.0% | 0.03% | -10.3% | |
| ARLP | New | ALLIANCE RES PARTNER L Put ltd part | $206,000 | – | 9,164 | +100.0% | 0.03% | – |
| ERC | New | WELLS FARGO MULTI SECTOR | $204,000 | – | 15,915 | +100.0% | 0.03% | – |
| GT | New | GOODYEAR TIRE & RUBR CO | $202,000 | – | 6,535 | +100.0% | 0.03% | – |
| ORAN | ORANGEsponsored adr | $208,000 | -2.8% | 13,736 | 0.0% | 0.03% | -10.3% | |
| HRS | Sell | HARRIS CORP DEL | $208,000 | -24.1% | 2,026 | -32.3% | 0.03% | -29.7% |
| CX | Buy | CEMEX SAB DE CVspon adr new | $194,000 | +2.6% | 24,189 | +1.8% | 0.02% | 0.0% |
| BWP | New | BOARDWALK PIPELINE PARTNEut ltd partner | $194,000 | – | 11,179 | +100.0% | 0.02% | – |
| TYG | TORTOISE ENERGY INFRA COR | $200,000 | 0.0% | 6,510 | 0.0% | 0.02% | -7.4% | |
| BDJ | Buy | BLACKROCK ENHANCED EQT DI | $198,000 | +81.7% | 24,257 | +76.3% | 0.02% | +66.7% |
| PGHEF | Sell | PENGROWTH ENERGY CORP | $191,000 | -12.0% | 134,333 | -1.7% | 0.02% | -17.2% |
| ACAS | New | AMERICAN CAP LTD | $190,000 | – | 10,584 | +100.0% | 0.02% | – |
| PHM | New | PULTE GROUP INC | $191,000 | – | 10,380 | +100.0% | 0.02% | – |
| DGII | DIGI INTL INC | $186,000 | +20.8% | 13,500 | 0.0% | 0.02% | +14.3% | |
| NAT | Buy | NORDIC AMERICAN TANKERS L | $189,000 | +3.8% | 22,507 | +25.0% | 0.02% | 0.0% |
| SAN | Buy | BANCO SANTANDER SAadr | $191,000 | +21.7% | 36,939 | +3.6% | 0.02% | +14.3% |
| PHT | PIONEER HIGH INCOME TR | $182,000 | -2.7% | 17,826 | 0.0% | 0.02% | -8.0% | |
| TCPC | New | TCP CAP CORP | $181,000 | – | 10,724 | +100.0% | 0.02% | – |
| PAAS | New | PAN AMERICAN SILVER CORP | $174,000 | – | 11,516 | +100.0% | 0.02% | – |
| DIAX | Buy | NUVEEN DOW 30 DYN OVERWRI | $165,000 | +5.8% | 10,975 | +1.3% | 0.02% | 0.0% |
| PML | Buy | PIMCO MUN INCOME FD II | $164,000 | -6.8% | 13,384 | +3.8% | 0.02% | -8.7% |
| SFL | Sell | SHIP FINANCE INTERNATIONA | $166,000 | -3.5% | 11,211 | -4.1% | 0.02% | -8.7% |
| CHW | Buy | CALAMOS GBL DYN INCOME FU | $156,000 | +52.9% | 22,399 | +64.3% | 0.02% | +42.9% |
| PBI | New | PITNEY BOWES INC | $161,000 | – | 10,609 | +100.0% | 0.02% | – |
| NAD | New | NUVEEN QUALITY MUNCP INCO | $160,000 | – | 11,494 | +100.0% | 0.02% | – |
| OBCI | Buy | OCEAN BIO CHEM INC | $156,000 | +36.8% | 41,500 | +2.5% | 0.02% | +33.3% |
| IVR | New | INVESCO MORTGAGE CAPITAL | $159,000 | – | 10,898 | +100.0% | 0.02% | – |
| MUA | New | BLACKROCK MUNIASSETS FD I | $162,000 | – | 12,000 | +100.0% | 0.02% | – |
| CCJ | New | CAMECO CORP | $159,000 | – | 15,204 | +100.0% | 0.02% | – |
| TWO | Buy | TWO HBRS INVT CORP | $148,000 | +10.4% | 16,987 | +7.9% | 0.02% | +5.6% |
| SJT | Buy | SAN JUAN BASIN RTY TRunit ben int | $147,000 | +53.1% | 22,200 | +36.2% | 0.02% | +46.2% |
| CII | New | BLACKROCK ENH CAP & INC F | $147,000 | – | 10,700 | +100.0% | 0.02% | – |
| EMD | New | WESTERN ASSET EMRG MKT DE | $150,000 | – | 10,201 | +100.0% | 0.02% | – |
| NMFC | New | NEW MTN FIN CORP | $148,000 | – | 10,507 | +100.0% | 0.02% | – |
| MPW | New | MEDICAL PPTYS TRUST INC | $143,000 | – | 11,604 | +100.0% | 0.02% | – |
| JRO | NUVEEN FLTNG RTE INCM OPP | $139,000 | +10.3% | 11,400 | 0.0% | 0.02% | +5.9% | |
| AMLP | Buy | ALPS ETF TRalerian mlp | $145,000 | +5.8% | 11,492 | +6.5% | 0.02% | 0.0% |
| CXE | MFS HIGH INCOME MUN TRsh ben int | $141,000 | -8.4% | 28,742 | 0.0% | 0.02% | -14.3% | |
| GGT | Buy | GABELLI MULTIMEDIA TR INC | $138,000 | -6.1% | 19,128 | +0.1% | 0.02% | -15.0% |
| NFJ | Sell | ALLIANZGI NFJ DIVID INT & | $132,000 | -6.4% | 10,441 | -6.3% | 0.02% | -10.5% |
| EXAS | EXACT SCIENCES CORP | $138,000 | -27.7% | 10,300 | 0.0% | 0.02% | -32.0% | |
| TICC | Sell | TICC CAPITAL CORP | $134,000 | -0.7% | 20,210 | -13.1% | 0.02% | -5.6% |
| BOE | BLACKROCK GLOBAL OPP EQTY | $138,000 | -5.5% | 11,930 | 0.0% | 0.02% | -10.5% | |
| AWF | New | ALLIANCEBERNSTEIN GBL HGH | $134,000 | – | 10,676 | +100.0% | 0.02% | – |
| PIM | Buy | PUTNAM MASTER INTER INCOMsh ben int | $128,000 | +12.3% | 27,772 | +7.8% | 0.02% | +6.7% |
| CVRR | New | CVR REFNG LP | $125,000 | – | 12,000 | +100.0% | 0.02% | – |
| GRX | New | GABELLI HLTHCARE & WELLNE | $130,000 | – | 13,799 | +100.0% | 0.02% | – |
| IAU | Buy | ISHARES GOLD TRUSTishares | $128,000 | -9.2% | 11,550 | +4.1% | 0.02% | -15.8% |
| PNNT | Sell | PENNANTPARK INVT CORP | $129,000 | +0.8% | 16,800 | -1.2% | 0.02% | -5.9% |
| ALJ | Buy | ALON USA ENERGY INC | $127,000 | +54.9% | 11,167 | +9.3% | 0.02% | +45.5% |
| PSLV | Sell | SPROTT PHYSICAL SILVER TRtr unit | $125,000 | -29.4% | 20,499 | -14.2% | 0.02% | -33.3% |
| ORC | ORCHID IS CAP INC | $121,000 | +3.4% | 11,193 | 0.0% | 0.02% | -6.2% | |
| NG | Buy | NOVAGOLD RES INC | $122,000 | -12.9% | 26,800 | +7.2% | 0.02% | -21.1% |
| CHI | New | CALAMOS CONV OPP AND INCsh ben int | $117,000 | – | 11,601 | +100.0% | 0.02% | – |
| VER | Buy | VEREIT INC | $117,000 | +1.7% | 13,864 | +25.3% | 0.02% | 0.0% |
| CLF | New | CLIFFS NAT RES INC | $108,000 | – | 12,860 | +100.0% | 0.01% | – |
| ETJ | Buy | EATON VANCE RISK MNGD DIV | $112,000 | +2.8% | 12,506 | +7.8% | 0.01% | -6.7% |
| SHLDQ | New | SEARS HLDGS CORP | $102,000 | – | 11,000 | +100.0% | 0.01% | – |
| ERF | Sell | ENERPLUS CORP | $99,000 | +47.8% | 10,480 | -0.5% | 0.01% | +44.4% |
| FAX | Buy | ABERDEEN ASIA PACIFIC INC | $105,000 | +69.4% | 22,756 | +87.1% | 0.01% | +62.5% |
| GPM | GUGGENHEIM ENHNCD EQTY IN | $93,000 | +2.2% | 11,650 | 0.0% | 0.01% | 0.0% | |
| TRQ | TURQUOISE HILL RES LTD | $91,000 | +9.6% | 28,078 | 0.0% | 0.01% | +9.1% | |
| JCPNQ | Sell | PENNEY J C INC | $98,000 | -10.9% | 11,800 | -0.8% | 0.01% | -20.0% |
| SDRL | Buy | SEADRILL LIMITED | $92,000 | +70.4% | 26,997 | +19.2% | 0.01% | +71.4% |
| HYB | New | NEW AMER HIGH INCOME FD I | $96,000 | – | 10,380 | +100.0% | 0.01% | – |
| CPLP | CAPITAL PRODUCT PARTNERS | $87,000 | -2.2% | 27,225 | 0.0% | 0.01% | -8.3% | |
| JVA | Buy | COFFEE HLDGS INC | $87,000 | -6.5% | 18,700 | +12.0% | 0.01% | -8.3% |
| HDSN | New | HUDSON TECHNOLOGIES INC | $88,000 | – | 11,000 | +100.0% | 0.01% | – |
| DRYS | New | DRYSHIPS INC | $89,000 | – | 23,986 | +100.0% | 0.01% | – |
| KCAP | Sell | KCAP FINL INC | $90,000 | -59.1% | 22,585 | -52.4% | 0.01% | -62.1% |
| SYN | Buy | SYNTHETIC BIOLOGICS INC | $76,000 | -49.0% | 100,012 | +15.7% | 0.01% | -50.0% |
| INO | Sell | INOVIO PHARMACEUTICALS IN | $79,000 | -60.3% | 11,400 | -46.7% | 0.01% | -63.0% |
| OIA | New | INVESCO MUNI INCOME OPP T | $74,000 | – | 10,333 | +100.0% | 0.01% | – |
| DS | New | DRIVE SHACK INC | $70,000 | – | 18,693 | +100.0% | 0.01% | – |
| KERX | Buy | KERYX BIOPHARMACEUTICALS | $67,000 | +26.4% | 11,500 | +15.0% | 0.01% | +14.3% |
| NDRO | ENDURO RTY TRtr unit | $62,000 | -3.1% | 18,000 | 0.0% | 0.01% | -11.1% | |
| WFTIQ | Buy | WEATHERFORD INTL PLC | $61,000 | -6.2% | 12,155 | +5.2% | 0.01% | -11.1% |
| ZIOP | ZIOPHARM ONCOLOGY INC | $64,000 | -4.5% | 11,982 | 0.0% | 0.01% | -11.1% | |
| PWE | Buy | PENN WEST PETE LTD NEW | $54,000 | -1.8% | 30,500 | +0.0% | 0.01% | 0.0% |
| ANH | New | ANWORTH MORTGAGE ASSET CP | $53,000 | – | 10,200 | +100.0% | 0.01% | – |
| SDTTU | SANDRIDGE MISSISSIPPIAN Tunit ben int | $55,000 | -6.8% | 42,000 | 0.0% | 0.01% | -12.5% | |
| ESNC | Buy | ENSYNC INC | $57,000 | -23.0% | 78,724 | +4.7% | 0.01% | -30.0% |
| BXE | Buy | BELLATRIX EXPLORATION LTD | $48,000 | +50.0% | 50,960 | +37.9% | 0.01% | +50.0% |
| ACHN | New | ACHILLION PHARMACEUTICALS | $45,000 | – | 11,000 | +100.0% | 0.01% | – |
| TNK | Buy | TEEKAY TANKERS LTDcl a | $42,000 | +31.2% | 18,633 | +47.9% | 0.01% | +25.0% |
| GFI | GOLD FIELDS LTD NEWsponsored adr | $36,000 | -37.9% | 11,900 | 0.0% | 0.01% | -37.5% | |
| NSU | New | NEVSUN RES LTD | $40,000 | – | 12,850 | +100.0% | 0.01% | – |
| GPL | GREAT PANTHER SILVER LTD | $38,000 | +22.6% | 22,700 | 0.0% | 0.01% | +25.0% | |
| HGTXU | HUGOTON RTY TR TEXunit ben int | $29,000 | -9.4% | 13,333 | 0.0% | 0.00% | 0.0% | |
| EGI | ENTREE GOLD INC | $25,000 | +19.0% | 78,500 | 0.0% | 0.00% | 0.0% | |
| SB | SAFE BULKERS INC | $23,000 | -17.9% | 20,000 | 0.0% | 0.00% | -25.0% | |
| BTG | B2GOLD CORP | $25,000 | -10.7% | 10,534 | 0.0% | 0.00% | -25.0% | |
| PDLI | New | PDL BIOPHARMA INC | $22,000 | – | 10,563 | +100.0% | 0.00% | – |
| KGJI | Sell | KINGOLD JEWELRY INC | $22,000 | -48.8% | 17,250 | -9.4% | 0.00% | -50.0% |
| MNKD | Buy | MANNKIND CORP | $15,000 | +25.0% | 23,900 | +20.1% | 0.00% | 0.0% |
| DNN | DENISON MINES CORP | $19,000 | +11.8% | 36,700 | 0.0% | 0.00% | 0.0% | |
| XRA | EXETER RES CORP | $12,000 | -42.9% | 16,300 | 0.0% | 0.00% | -33.3% | |
| ASM | New | AVINO SILVER & GOLD MINES | $16,000 | – | 12,000 | +100.0% | 0.00% | – |
| IDRA | IDERA PHARMACEUTICALS INC | $15,000 | -42.3% | 10,025 | 0.0% | 0.00% | -33.3% | |
| NMM | New | NAVIOS MARITIME PARTNERSunit lpi | $17,000 | – | 11,751 | +100.0% | 0.00% | – |
| MEMPQ | Sell | MEMORIAL PRODTN PARTNERS | $7,000 | -93.3% | 57,844 | -1.7% | 0.00% | -92.9% |
| BAS | Exit | BASIC ENERGY SVCS INC NEW | $0 | – | -11,000 | -100.0% | -0.00% | – |
| ARNA | Exit | ARENA PHARMACEUTICALS INC | $0 | – | -10,000 | -100.0% | -0.00% | – |
| ALN | Exit | AMERICAN LORAIN CORP | $0 | – | -18,900 | -100.0% | -0.00% | – |
| CRMD | Exit | CORMEDIX INC | $0 | – | -10,000 | -100.0% | -0.00% | – |
| NWY | Exit | NEW YORK & CO INC | $0 | – | -10,000 | -100.0% | -0.00% | – |
| UEC | Exit | URANIUM ENERGY CORP | $0 | – | -19,800 | -100.0% | -0.00% | – |
| LPTN | Exit | LPATH INC | $0 | – | -11,043 | -100.0% | -0.01% | – |
| MGTI | Exit | MGT CAPITAL INVTS INC | $0 | – | -18,000 | -100.0% | -0.01% | – |
| NUV | Exit | NUVEEN MUN VALUE FD INC | $0 | – | -11,200 | -100.0% | -0.02% | – |
| OASPQ | Exit | OASIS PETE INC NEW | $0 | – | -11,200 | -100.0% | -0.02% | – |
| REM | Exit | ISHARES TRmrg rl es cp etf | $0 | – | -12,139 | -100.0% | -0.02% | – |
| BKCC | Exit | BLACKROCK CAPITAL INVESTMEN | $0 | – | -17,430 | -100.0% | -0.02% | – |
| PHYS | Exit | SPROTT PHYSICAL GOLD TRUSTunit | $0 | – | -13,278 | -100.0% | -0.02% | – |
| NCT | Exit | NEWCASTLE INVT CORP NEW | $0 | – | -33,814 | -100.0% | -0.02% | – |
| WYNN | Exit | WYNN RESORTS LTD | $0 | – | -2,074 | -100.0% | -0.03% | – |
| XMPT | Exit | VANECK VECTORS ETF TR | $0 | – | -7,000 | -100.0% | -0.03% | – |
| INT | Exit | WORLD FUEL SVCS CORP | $0 | – | -4,415 | -100.0% | -0.03% | – |
| AMBA | Exit | AMBARELLA INC | $0 | – | -2,740 | -100.0% | -0.03% | – |
| CLX | Exit | CLOROX CO DEL | $0 | – | -1,650 | -100.0% | -0.03% | – |
| DOV | Exit | DOVER CORP | $0 | – | -2,823 | -100.0% | -0.03% | – |
| DNIF | Exit | DIVIDEND & INCOME FUND | $0 | – | -19,100 | -100.0% | -0.03% | – |
| BUD | Exit | ANHEUSER BUSCH INBEV SA/NVsponsored adr | $0 | – | -1,650 | -100.0% | -0.03% | – |
| MUE | Exit | BLACKROCK MUNIHLDNGS QLTY I | $0 | – | -14,500 | -100.0% | -0.03% | – |
| NTCT | Exit | NETSCOUT SYS INC | $0 | – | -7,307 | -100.0% | -0.03% | – |
| UA | Exit | UNDER ARMOUR INCcl c | $0 | – | -7,059 | -100.0% | -0.03% | – |
| NVS | Exit | NOVARTIS A Gsponsored adr | $0 | – | -3,014 | -100.0% | -0.03% | – |
| PPG | Exit | PPG INDS INC | $0 | – | -2,298 | -100.0% | -0.03% | – |
| SPHD | Exit | POWERSHARES ETF TR II | $0 | – | -6,290 | -100.0% | -0.03% | – |
| HCP | Exit | HCP INC | $0 | – | -6,506 | -100.0% | -0.03% | – |
| DIV | Exit | GLOBAL X FDSglobx supdv us | $0 | – | -10,000 | -100.0% | -0.03% | – |
| DOX | Exit | AMDOCS LTD | $0 | – | -4,433 | -100.0% | -0.03% | – |
| SDOG | Exit | ALPS ETF TRsectr div dogs | $0 | – | -6,290 | -100.0% | -0.04% | – |
| PSF | Exit | COHEN & STEERS SLT PFD INCM | $0 | – | -9,954 | -100.0% | -0.04% | – |
| TWLO | Exit | TWILIO INCcl a | $0 | – | -4,200 | -100.0% | -0.04% | – |
| PAGP | Exit | PLAINS GP HLDGS L P | $0 | – | -20,900 | -100.0% | -0.04% | – |
| URBN | Exit | URBAN OUTFITTERS INC | $0 | – | -8,087 | -100.0% | -0.04% | – |
| PEG | Exit | PUBLIC SVC ENTERPRISE GROUP | $0 | – | -6,797 | -100.0% | -0.04% | – |
| WB | Exit | WEIBO CORPsponsored adr | $0 | – | -5,843 | -100.0% | -0.04% | – |
| IDT | Exit | IDT CORPcl b new | $0 | – | -17,000 | -100.0% | -0.04% | – |
| MSI | Exit | MOTOROLA SOLUTIONS INC | $0 | – | -3,999 | -100.0% | -0.04% | – |
| SLCA | Exit | U S SILICA HLDGS INC | $0 | – | -6,800 | -100.0% | -0.04% | – |
| TER | Exit | TERADYNE INC | $0 | – | -15,100 | -100.0% | -0.04% | – |
| PFG | Exit | PRINCIPAL FINL GROUP INC | $0 | – | -6,400 | -100.0% | -0.04% | – |
| DVN | Exit | DEVON ENERGY CORP NEW | $0 | – | -8,606 | -100.0% | -0.05% | – |
| IR | Exit | INGERSOLL-RAND PLC | $0 | – | -6,201 | -100.0% | -0.06% | – |
| AIG | Exit | AMERICAN INTL GROUP INC | $0 | – | -8,084 | -100.0% | -0.06% | – |
| ON | Exit | ON SEMICONDUCTOR CORP | $0 | – | -41,187 | -100.0% | -0.07% | – |
| LXK | Exit | LEXMARK INTL INCcl a | $0 | – | -12,652 | -100.0% | -0.07% | – |
| MLHR | Exit | MILLER HERMAN INC | $0 | – | -23,687 | -100.0% | -0.09% | – |
| VIAB | Exit | VIACOM INC NEWcl b | $0 | – | -18,195 | -100.0% | -0.09% | – |
| AMN | Exit | AMN HEALTHCARE SERVICES INC | $0 | – | -23,118 | -100.0% | -0.10% | – |
| MSCI | Exit | MSCI INC | $0 | – | -9,595 | -100.0% | -0.11% | – |
| SNI | Exit | SCRIPPS NETWORKS INTERACT I | $0 | – | -12,614 | -100.0% | -0.11% | – |
| SWHC | Exit | SMITH & WESSON HLDG CORP | $0 | – | -31,476 | -100.0% | -0.11% | – |
| MAS | Exit | MASCO CORP | $0 | – | -25,251 | -100.0% | -0.12% | – |
| WOOF | Exit | VCA INC | $0 | – | -12,878 | -100.0% | -0.12% | – |
| DW | Exit | DREW INDS INC | $0 | – | -9,250 | -100.0% | -0.12% | – |
| RAX | Exit | RACKSPACE HOSTING INC | $0 | – | -28,885 | -100.0% | -0.12% | – |
| FBHS | Exit | FORTUNE BRANDS HOME & SEC I | $0 | – | -18,993 | -100.0% | -0.15% | – |
| LEA | Exit | LEAR CORP | $0 | – | -14,490 | -100.0% | -0.23% | – |
Original filings
The following EDGAR filing(s) were analyzed to create this report:
- View 13F-HR filed 2017-01-24
Top long-term holdings
| Name | Quarters owned | Latest quarter owned | Max weighting |
|---|---|---|---|
| APPLE INC | 32 | Q3 2023 | 13.6% |
| AMAZON COM INC | 32 | Q3 2023 | 4.4% |
| EXXON MOBIL CORP | 32 | Q3 2023 | 3.6% |
| CISCO SYS INC | 32 | Q3 2023 | 2.4% |
| HOME DEPOT INC | 32 | Q3 2023 | 1.7% |
| JPMORGAN CHASE & CO | 32 | Q3 2023 | 1.7% |
| MICROSOFT CORP | 32 | Q3 2023 | 2.1% |
| UNITED PARCEL SERVICE INC | 32 | Q3 2023 | 2.0% |
| META PLATFORMS INC | 32 | Q3 2023 | 2.3% |
| DISNEY WALT CO | 32 | Q3 2023 | 1.5% |
View Sheaff Brock Investment Advisors, LLC's complete holdings history.
Latest filings
| Type | Filed |
|---|---|
| 13F-HR | 2024-02-08 |
| 13F-HR | 2023-11-08 |
| 13F-HR | 2023-08-08 |
| 13F-HR | 2023-05-01 |
| 13F-HR | 2023-02-13 |
| 13F-HR | 2022-11-03 |
| 13F-HR | 2022-08-02 |
| 13F-HR/A | 2022-06-02 |
| 13F-HR/A | 2022-06-02 |
| 13F-HR/A | 2022-06-02 |
View Sheaff Brock Investment Advisors, LLC's complete filings history.
All filings
- Holdings (13F-HR)
- Significant ownership (13-D/G)
- Insider transactions (4, 5, 6)
- Events (8-K)
- Shareholder votes (proxy)
View complete filings history.